& c orporate a udit & s ecurity. who we are a snapshot of bank one & corporate audit...
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&CORPORATE AUDIT
& SECURITY
Who We
AreWho We
AreA Snapshot of
BANK ONE &CORPORATE AUDIT & SECURITY
CORPORATE AUDIT
& SECURITY
Bank One
Vision & Values
Customers
Speed & Simplicity
People
Ethics & Integrity
Teamwork Extraordinary Performance
Exceptional results through exceptional people
CORPORATE AUDIT
& SECURITY
One of the
Top 5 Banks in the US
Citigroup
Chase Manhattan
Bank One
BankAmerica
J.P. Morgan
What We
DoWhat We
DoAn Example of
How We
Review a Client&CORPORATE AUDIT
& SECURITY
CORPORATE AUDIT
& SECURITY
Home Equity
Lending (Originations)
Home Equity = Value of Home - What is Currently Owed
Originations = Actions fromthe time of Application toFunding of the Loan
Focus on Client’s
Key Processes
CORPORATE AUDIT & SECURITY
Processes = What the clientdoes
Key Processes in
Home Equity Lending
CORPORATE AUDIT
& SECURITY
Identification & Analysis of
Risk
Risk = What couldpossibly go wrongwith this process
Risks in
Credit Decisioning
CORPORATE AUDIT
& SECURITY
Evaluation of
Controls
Controls = What managementis doing to make sure
nothing goes wrong
Controls over Risk of
Improper Credit Judgment
CORPORATE AUDIT
& SECURITY
Testing of
Controls
Testing = How we make suremanagement istaking the right actionsto keep things fromgoing wrong
Tests to Validate
Management Reviews
of Employee Work
Management isnot doing enough to ensure that nothing goes wrong
or controls are not workingthe way management had intended
CORPORATE AUDIT & SECURITY
Identify Issues and
Develop
Solutions
Issue =
Once issues are identified, we partner with management to
develop and implement solutions
What We
OfferAn Overview of
Our Culture&CORPORATE AUDIT
& SECURITY
What We
Offer
A methodology to analyze a client’s business, identify issues and develop solutions
A small consulting firm “feel” within a large corporate environment
Exposure to top managementExposure to various lines of businessTargeted training programs to help
you develop your skillsCORPORATE AUDIT
& SECURITY
What We Can Do
For You
Provide...
Consumer Lending
Investment Management
Credit Card & Corporate Staff
Corporate Banking & Capital Markets
Operations & Delivery
Information Technology
Technical Security
Investigations & Asset Protection
Loss Avoidance & Analysis CORPORATE AUDIT & SECURITY
Corporate Audit and Security
Teams
Challenging Assignments
Performance Development
Teamwork
FunCORPORATE AUDIT
& SECURITY
Corporate Audit and Security
Environment
CORPORATE AUDIT
& SECURITY
Corporate Audit and Security
Opportunities
Professional Development Program
Information Technology Rotation Program
Summer Internship Program
Corporate Audit...
Corporate Security...Professional Development Program
CORPORATE AUDIT
& SECURITY
Summer Internship
Program• Work on a Line of Business Audit team• Get exposure to various areas of the bank• Pair up with a mentor/coach• Be involved in “real-life” projects• Work on challenging assignments & priorities• Develop professional skills & competencies• Set personal goals & objectives for the
internship• Interact with a variety of people (other Audit
interns, team members, clients, Audit Directors & executive management)
• Receive competitive salary
CORPORATE AUDIT
& SECURITY
Professional Development
Program• Work on a Line of Business Audit team
• Be exposed to various areas of the bank
• Pair up with a mentor/coach
• Contribute to team projects immediately
• Work on challenging assignments & priorities
• Build client relationships
• Have the opportunity to travel
• Develop key competencies & skills
• Interact/network with other program participants
• Receive competitive pay & benefits