EPROXCONSULTING

EPROX DEALMANAGER for 360T

On-line trading platforms are becoming more and more important. There is a multitude of reasons for this: a constantly increasing number of market participants, high transparency in deal execution, increasing transaction volumes, and last but not least a growing diversity of financial instruments, which are supported by on-line trading systems. The higher the number of contracts and the lesser the complexity of traded instruments, the more on-line trading is gaining ground to the detriment of classic/ traditional phone trading.

The increased use of on-line trading platforms creates the necessity for their integration into back-office and accounting systems. Simple, rather inflexible interfaces for importing transaction data from the trading systems are common practice today. However, the value-add of Straight-Through-Processing cannot be exploited to a very satisfying degree. On-line platforms are already offering the possibility of linking client specific information with the executed transactions and of exporting the respective information for further use. Systems receiving this information are then enabled to automatically trigger internal processes.

These and many functions more are offered by the EPROX DEALMANAGER for 360T.

REAL STRAIGHT-THROUGH-PROCESSING IN DEALING AND SETTLEMENT FOR INTERNAL AND EXTERNAL TRANSACTIONS IN SAP TREASURY

SAP TRM

Cockpit

S T R A I G H T – T H R O U G H – P R O C E S S I N G

POSITION MANAGEMENT &

CONTROL CONTRACT

T R A D I N G TRANSACTION & POSITION MANAGEMENT

EPROX DEALMANAGERFOR 360T

COCKPITThe cockpit of the DEALMANAGER is the cornerstone of the solution. It allows you tomonitor and control the various steps in deal processing in one single monitor. The cockpit is set up as a deal blotter, but allows an extended view from the very beginning when the contract is received from 360T to the end of the processing chain. Errors are written into aprotocol and changes are logged in an audit trail.

The screen can be configured to meet the users’ needs. For instance, the front-office may want to see if the trade has been properly entered, whereas the back-office may be interested in the settlement, confirmation and completeness of the trade information for effective processing and reporting.

Even more, you can access and monitor standard and non standard SAP functions and enrich data to complete your positions. The cockpit also includes a view on manually entered transactions to provide an extended deal status control.

With the cockpit you have one central access to all these services!

The following diagram illustrates how EPROX DEALMANAGER can provide Straight-Through-Processing in your dealing and settlement. The application counts on a wide range of business logic and derivation rules in the transaction process, and uses various available triggers to reach a high degree of automation. The logic has been developed to assure data consistency and efficiency throughout the process.

EPROX DEALMANAGER

FOR 360T

Creation of an SAP transaction from the perspective of the subsidiary

Technical Mapping

Functional Mapping

Exception support, e.g. triggering internal alerts ( email)

Creation of internal confirmations by the use of predefined templates ( email)

Contract

(holding or subsidiary

perspective) Manual contract creation

Settled Automated or manually controlled change to settled status

Status changes Various triggers

Contract from 360T

Traditional phone trading

Settlement confirmation

SAP TRM

Data enrichment (user defined)

Initiation of mirrored transactions Mirrored contracts

FUNCTIONAL COVERAGE The following table gives you an overview of the major functionalities provided by EPROXDEALMANAGER for 360T.

FunctionalArea

Functionality

Cockpit Display of all major process steps beginning with the creation of a contract to the end of the processing chain in the back-office /accounting

Automated display of transaction relevant status and position changes in SAP TRM

Screen definable to the users’ needs

Direct triggering of essential steps in the process flow

Direct access to various TRM transactions and reports

Data enrichment capability to support reporting requirements or to trigger further process steps

Various status control and status management functions, such as integrated buttons to effect status changes

Error protocol and audit trail of the change process

Straight-Through-Processing

Automated technical and functional mapping for FX, FX Options and Money Market transactions provided by 360T

Automated creation of contracts in SAP TRM

Various information derivation capabilities with a high integration into the SAP TRM functions

Use of various external information as trigger to automate customer-specific process steps such as incoming confirmations

Derivation of internal and external counterparty from the contract information received from 360T

Usage of up to 20 customer specific fields of 360T

Automated email alerts triggered by SAP TRM or 360T

Automated emails containing internal confirmation information triggered by the custody reconciliation process of SAP TRM

Generic framework of the process flow, which can be easily adapted to the requirements of your company

Monitoring and error handling of 360T data import

Consistency check for amounts and FX rates before contract creation

Monitoring and error handling of SAP TRM contract creation

Usage of user-specific SAP system authorization profiles

Elaborated logical basis to assure a future adaptation to other financial instruments

Maintenance Simple customizing views for customer specific settings

Easy counterparty maintenance directly via cockpit

Usage of SAP standard (transports, back-ups etc.)

Support and enhancement packages

GERMANY SWITZERLAND

EPROX CONSULTING Deutschland AG EPROX CONSULTING AG Tullastrasse 11 Hinterbergstrasse 23 68161 Mannheim 6330 Cham

Phone: +49 621 586 797 50 Phone: +41 41 756 06 66 Fax: +49 621 586 797 59 Fax: +41 41 756 06 69

www.eprox.de www.eprox.ch info@eprox.de info@eprox.ch

DISCLAIMER

• EPROX and EPROX SOLUTIONS are registered trademarks of EPROX CONSUL-TING AG, Switzerland.

• DEALMANAGER FOR 360T is a trademark of EPROX SOLUTIONS AG, Switzerland.

• SAP, R/3, mySAP, mySAP.com, xApp, SAP NetWeaver, TRM, ABAP and other SAP products and services as well as the respective logos are trademarks or registeredtrademarks of the SAP AG in Germany and other countries worldwide.

• All other products and services are trademarks of the respective companies.

• The content of this flyer is for information purposes only. Warranty is excluded for all information herein. Subject to modification and amendments. Errors and omis-sions excepted.

© 2011 EPROXCONSULTING