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Lesson 1 Sampling Framework Lesson 2 AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course Module IV SAMPLING

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Page 1: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

1HPMS Training Course

Lesson 1 Sampling Framework

Lesson 2 AADT Volume Groups,

Precision Levels, and Sample Size Estimation Procedure

Module IV

Module IV

SAMPLING

Page 2: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

2HPMS Training Course

Learning Outcomes for Module IV

You will be able to: Describe the Sampling Framework Describe the use of AADT Volume

Groups and Precision Levels Explain the Sample Size Estimation

Procedure

Module IV

Module IV

Page 3: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

3HPMS Training Course

Lesson 1

Module IV

SAMPLING FRAMEWORK

Page 4: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

4HPMS Training Course

Lesson 1 Introduction

Sample data is used to describe detailed roadway characteristics: Performance Condition Use

Sample sections: statistically derived subset of the Full Extent road network

Sample data are expanded to represent the entire road network

Module IV

Lesson 1:

Sampling Framework

Page 5: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

5HPMS Training Course

Definitions

Universe: “a population from which a sample is taken”

Sampling Units: “elements within a population that can be counted or surveyed”

Sampling Frame: “a list of all eligible sampling units in a universe”

Module IV

Lesson 1:

Sampling Framework

Page 6: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

6HPMS Training Course

HPMS Context

Universe: Full Extent of public roads

Sampling Units: HPMS sample sections

Sampling Frame: Table of Potential Samples (TOPS)

Module IV

Lesson 1:

Sampling Framework

Page 7: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

7HPMS Training Course

TOPS Development Process

Module IV

Lesson 1:

Sampling Framework

Page 8: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

8HPMS Training Course

Extent-specific Data Items

Number of Signals (Data Item #31) Number of Stop Signs (Data Item

#32) Number of At-Grade Intersections (Data Item #33) Curves (Data Item #43) Grades (Data Item #45)

Module IV

Lesson 1:

Sampling Framework

Page 9: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

9HPMS Training Course

Using the Table of PotentialSamples (TOPS)

The TOPS is used for Sample selection purposes Sample adequacy assurance

The TOPS may require adjustments when the limits of a homogenous data item changes

Module IV

Lesson 1:

Sampling Framework

Page 10: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

1) The term “universe” in the context of HPMS refers to which of the following?

Module IV Quiz 10HPMS Training Course

a.All sample sectionsb.All public roadsc.State-owned roads only

d.Both b and c

Page 11: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

2) Which of the following represents the sampling units in HPMS?

Module IV Quiz 11HPMS Training Course

a.NHS sectionsb.Sample sectionsc.Universe (i.e. Full Extent of all public roads)

d.None of the above

Page 12: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

3) The Table of Potential Samples (TOPS) is a subset of the HPMS Sample Panel.

Module IV Quiz 12HPMS Training Course

a.Trueb.False

Page 13: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

4) Which data item from the following list is NOT used to develop the TOPS?

Module IV Quiz 13HPMS Training Course

a.Facility Typeb.IRIc.AADTd.Through Lanes

Page 14: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

5) The States must assemble the TOPS prior to submitting their Sections data.

Module IV Quiz 14HPMS Training Course

a.Trueb.False

Page 15: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

6) Which of the following data items is not required to be reported in accordance with the limits of the TOPS sections?

Module IV Quiz 15HPMS Training Course

a.Number of Signalsb.Number of Stop Signsc.Curve Classd.None of the above

Page 16: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

7) Which of the following data items must be reported in accordance with the limits of the TOPS sections?

Module IV Quiz 16HPMS Training Course

a.Grade Classb.Percent Green Timec.Number of Stop Signsd.Both a and c

Page 17: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

8) The TOPS may require adjustments when:

Module IV Quiz 17HPMS Training Course

a.There is a change in the limits of any homogenous data item

b.There is a change in the value associated with a homogenous data item

c.There is a change in the value associated with all homogenous data items

d.Both a and b

Page 18: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

18HPMS Training CourseModule IV

Questions???

Lesson 1:

Sampling Framework

Page 19: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

19HPMS Training Course

Lesson 2

Module IV

AADT VOLUME GROUPS, PRECISION LEVELS, &

SAMPLE SIZE ESTIMATION PROCEDURE

Page 20: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

20HPMS Training Course Module IV

AADT VOLUME GROUPS AND PRECISION LEVELS

Page 21: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

AADT Volume Groups

Module IV 21HPMS Training Course

Volume Group AADT Ranges 1 Under 500 2 500 to 1,999 3 2,000 to 4,999 4 5,000 to 9,999 5 10,000 to 19,999 6 20,000 to 34,999 7 35,000 to 54,999 8 55,000 to 84,999 9 85,000 to 124,999 10 125,000 to 174,999 11 175,000 to 249,999 12 250,000 and more

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure AADT data is

stratified into 12 volume groups

Used for all sampled functional systems

Stratification is used for expanding sample data items based on AADT ranges

Page 22: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

22HPMS Training Course

Definition of Precision Levels

Module IV

“The degree of accuracy resulting from the use of a statistical sample”

Example:An 80-10 confidence interval and

precision level indicates that the sample estimate will be within 10 + percent of the true value, 80 percent of the time

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 23: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

Precision Levels by Functional System andArea Type

Module IV 23HPMS Training Course

Interstate

Other Freeways and

Expressways Other Principal

Arterial Minor

Arterial Major

Collector Minor

Collector

RURAL 90-5 90-5 90-5 90-10 80-10 –

SMALL URBAN 90-5 90-5 90-5 90-10 80-10 80-10

URBANIZED < 200,000 population

80-10 80-10 80-10 80-10 or 70-15*

80-10 or 70-15 *

80-10 or 70-15 *

URBANIZED > 200,000 population

90-10 90-10 90-10 90-10 80-10 80-10

*These precision levels will be applied if a State has three or more urbanized areas with a population < 200,000.

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 24: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

24HPMS Training Course Module IV

SAMPLE SIZE ESTIMATION PROCEDURE

Page 25: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

Module IV 25HPMS Training Course

Sample Size Estimation Formula

÷÷ø

öççè

æ-÷÷

ø

öççè

æ÷ø

öçè

æ+

÷÷ø

öççè

æ

=

11

1 2

22

2

22

d

CZ

N

d

CZ

n

Where: n = number of required samples Z = value of the standard normal statistic C = AADT coefficient of variation d = desired precision rate N = number of available TOPS sections (within a particular volume group)

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 26: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

Module IV 26HPMS Training Course

Confidence Level Value of Z Z Squared

90 Percent 1.645 2.706

80 Percent 1.282 1.644

70 Percent 1.040 1.082

Z-values by ConfidenceLevel

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 27: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

27Module IVHPMS Training Course

1

2

3

AADT Volume Groups

4

5

6

7

8

9

10

11

12

Each (Sampled) FunctionalSystem

Less variable AADT distribution(lower coefficient of variation)

More variable AADT distribution(higher coefficient of variation)

-At least 3 samples preferred per volume group-Some volume groups may be empty

AADT Coefficient of Variation (C)

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 28: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

Module IV 28HPMS Training Course

110

300

18.1721

18.173

1)05.0(

)4.0((1.645)

300

11

)05.0(

)4.0((1.645)

2

22

2

22

n

Z = 1.645, standard normal statistic for 90 % confidence levelC = 0.40, coefficient of variationd = 5%, desired precision rateN = 300, no. of available TOPS Sections

Sample Size EstimationExample

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 29: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

29

Expansion Factor Calculation

Module IVHPMS Training Course

Short Sample Sections

Expansion Factor

Exp. Factor VG = Total Full Extent length VG / Total Sample Panel length VG

Full Extent length in vol. group

Sample Panel lengths in vol. group

Longer section lengths more representative (expansion factor approaches 1.000)

Expansion factor approaches 100.000

Expansion factors should be between 1.000-100.000Rural length: 0.3-10.0 miles; Urban length: 0.1-3.0 milesUrban Access Controlled Facility length: 0.1-5.0 miles

Lesson 3:

Sample Adequacy and Maintenance

Page 30: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

30HPMS Training CourseModule IV

Questions???

Lesson 2:

AADT Volume Groups, Precision Levels, and

Sample Size Estimation Procedure

Page 31: Lesson 1  Sampling Framework  Lesson 2  AADT Volume Groups, Precision Levels, and Sample Size Estimation Procedure Module IV 1 HPMS Training Course

31HPMS Training Course

Review: Learning Outcomes

You should now be able to: Describe the Sampling Framework Discuss the use of AADT data, Volume

Groups, Precision Levels Explain the Sample Size Estimation

Procedure

Module IV

Module IV