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nfum f z istrid <!Lnurt istrirl of <!J:omreciicut

450 MAIN STREET HARTFORD, CONNECTICUT 06103-9998

CHAMBERS OF ROBJERT N. CHATIGNY'

CHIEF JUDGE (860) 240 ..3659

July 13, 2004

Hon. Mary M. Lisi Judicial C:onference of t:he Uriited States Chair, Committee on Financial Disclosure One Columbus Circle, N.E. Washington, DC 20544

Dear Judge Lisi:

In response to your letter dated July 7, 2004, the following additions can be made to my calendar year 2003 filing:

Part VII, page 1, line 8: Bernstein IRA Rollover - Cash

Part VII, page 5, line 73: Bank - Checking Account

Thank you for your assistance .

....._

0 ;JJ - r'lr'I.t;°::!;!

(l)Z> -

C) z f -

Q • ' ,··'lo IN

"'!;fli . in''l CJ

,m

·��*���ia*�i���?jli����®.�iti�1t\�{:�1:=�Ms�it-;t�1��tl������g;st•����*��������:�;��:�<.:�����:��*��t:��*§:l: 1 :�:��t���:t����=������;�1 �11t����:r

:,;:�*-""!:':l:::s���-'W�®·��lit�filtf.®W.R�][�lmlij;W.f:1�f.�l®l�;l1®f�i�i:1WIM�;�1ilM��t��Wi��ll�-�-limlW.1U ����llL

POSmON ORGANIZATION/ENTITY

AND

0

--

·· .........

NONE - (Norcportableagreements..)

FINANCIAL DJSCLOSURE REPORT Calendar Year 2003

Q Nomination. Date 8/5/1994

7. Chambers or Office Address 8. On the basis of the information CODtained in this Report and any modifications pertaining thereto, it is. in my opinion. in complianceU.S. District Court with applicable laws andregulations.

450 Main Street

Hartford, CT 06103

· IMPORTANT NOTES: Th instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part whelcc you have no reportabl1: information. Sign on last page.

I. POSITIONS. CRqxrrti11gindividual on1y; secl>P- 9-13 offilinginstructions>

D NONE - (No reportable paritillllS.)

NAME OF

1. Sec:retmy and Diredor _,..S.A, Inc.

II. AGREEMENTS. (llWporting individual only; see pp. 14-16 of filing instructions)

PARTIES TERMS

1.

en 0 r-rr o-cnZ c::l>::::0 z m2 o> ,, .... :!! 0 fTI

""C . --· (...:>

w ..... :::::-:a::

.. c:::r ...c..

:::o f Tl 0 rn

tl!J ......

m t:J

Date ofRepo , I 5111/20:__]

INCOME

Spouse's requirecll

ANQTYPE

Teacher

DESCRIPTION

Name mPerson Reporting FINANCIJl!LL DISCLOSURE REPORT ..

Chatigny, Robert N

III. NON-INVESTMENT INCO:ME.(Reportingindividlualandspouse;seepp. 17-24offilinginstructions)

A. Filer1's Non-Investment Incom

NONE · (No reportable r1a11-ir1vestment income.)

1.

SOURCE AND TYPE GROSS (yotn, not spous:c's)

B. Non-Investment lncom6f)'OU were married during any portion of the reporting year, please complete 1his section. (dollar amount not ·exceptfor honoraria)

0 NONE (Noreportable111C1n-inveslmentincome.) -

SOURCE

1. 2003

IV. REIMBURSEMENTS-transportation. lodging. rood, ent.ertainment.

(Includes those to spouse and dependent c::hildrcn. See pp. 25-27 of instructions.)

NONE (Nosuchrepamibtcn:imhursemeats.)-

l.

IN""''""' -

I Da1te ofRepc:. I

__ , - ! ,_·_R_obert--N-----------------:i· - :::_j

NONE - (No reportable liabilities.)

Fl.NANCIAL DISCLOSURE REPORT

V. GiliTS. (Includes those to spouse and dependent children. See pp. :28-31 of instructions.)

J!;OlJRCE DESCRIPTION

1. Tumble Brook Country Club Partial reduction/annual fees $4,478

VI. LIABILITIES. c1nc1udcs t1nose of spouse anc1 c1cpenc:1entdilldmi. Seepp. 32-34 orinstructions.)

CREDITOR DESCRimON 1.

V AIJlJE CODE

l I of ·--------

--

reporting period

-

-

(2) lf

(3) (4) (S)

2. K

I I

i I I

-

j :: =ssii'OOi:s100.ooo d' '=.siiio001$1 oociooo ,_=:ei::.· _.;._s1_;_qoo._:_:,:_._oo __ :ft( Mcre..·_.: ·;'_Uw._'_·.:.·_:_s = •·•,::!=;,< =:1;:::#*-i:iicioi)·¥i�: :u:::,.:.: ::_:_¥::·: zj tj·::::·\:1, =wu; Xii?X iE>Ri®.f,

·- ·--H------mn.-FThTANCIAL DISCI.OSU1U� REPORT Name cf Person Reporting Date of Report Page 1 Chatigny, RobertN Slll/2004

vTI. INV:ES TMENTS and TRUSTS -income.va1uc, lrallScatiom cmc1uc1es those ort1ie spouse and dcpcudentcbitc!n:n. see pp. 34-s1 of filing instrudfons.) -·

A. B. c. D. Income during Gross value at end of Transactions during reporting period Dcscriptfon of A'ISCts reportingperiod(including lnlSt assets)

(I) (2) (1) (2) (1) note:iremptfrom disclosure

Place '(X)" after each asset cxi:niptfrmnprior disclosure Amount Cadet (A-H)

Type (qdiv. n:nt. or int)

Value Code2 (1-P)

Value Method Codc3 (Q-W)

Type (e.g. buy,sc:ll,lllClger,redcmpti<11)

Date: Monlh-o.y

Value Gain Idcntil¥of Codc2 Cod.el buya'/seller(J-P) (A·H) (if priivatc

trmwictian)-

DNONE (No reportable income, assels, err transactions)

1. Flee:!. Checking Aa:l -

•SJ.SA, Inc. Shares

-3.

... -4. Vangumd Windsor II Fund SEP JRA

-s. Va11pard Intematioaal Group :F lllli SEP IRA

- -6. Vaiiguard Wmdsor II Fund IRA

7. Vmiguanl International Growlb Fund IRA -

8. IRA Rollover -Cash

9. Bclmstein Intermediate Duration Potlf'olios

A

A

A

A

A

A

A

D

Interest

None

None

Dividend

Dividend

Dividend

Dividend

Interest

Dividend

J

J

J

J

J

J

J

M

T

w

w

T

T

T

T

T

'I' Buy 718 J

10. Sto1ck ·· ChubbCorp. A Dividend J T

11. Stcic:k ,.American Elcc:lric Powr:r Co. Inc.

12. StcJCI� • Supervalu Inc.

-13. Stea -V F Corp.

14. St<d. -Mcadwcstvaco Corp.

A

A

A

A

Dividend

Dividcnd

Dividend

Dividend

J

J

J

J

T

T

T

- r

15. Stc>ck • Lulxizo1 Corp.

-16. Stcx:k • CSXCorp.

-17. Bc:rnstcin International Value lt>ortfolio II

A

A

A-

Dividend

Dividcnd

Dividend

J

L

T

T

Sell

Pt.sale

8/6

11/1

J A

J A

18. &lllk. of America Corp. A Dividcocl J T

· ·· ::.=' "1f'': , i ;om s .ooo1. ' :u ;:::1'¥ il #ff >>:>>,,_:1l.·.::.s1:(l(l1 -,';:_j"·:· :.'ic : S.<n,: ; := ,::::: tiC �># .@��1s;OOfi:,'.:x. . .(s cc lumnsB!$dD4). :Op '. :. ·; ,' · ··.·..·· •. ::::_:=:::::::: :· : __ ·_.,1 _ss. . · . .•.ooo : _ _ _ ·-..;___ _ oioooooo :. :s_·:oo.·;· I · ·=2::\ia1 ;¢ i •· ·· -.· :::::=.::�tss@.®.; ;o®>'E:y:::;::;:: •:: : : , ; . : ·

·

· · ' '\s<:e¢ )i Gi cii:) ) I'.,fuHES;i:l0i;#(f �; ',[',' :i/'8'::W%5@,�!;ls:l R9? :+:: :::l>i'\ i; §i�#pq'.�/\' :)#:#��PHl ;!JOO;!ICi/:H:E!.::•:j:':\::W 'i : i.1 . . .. ::: : i': H''P,i;;i$2;j o0(). i�f� ;()op•<=>: ,· ;; : : ;·, :=:'"'.'.'.''·:'.,. :=:- {; ��# :�S!)'.?q0.9qd: = :::=:;::=::' ::,: : : :; ;=,::/.. : ·::: : . ... . .. . . : I'

·3 Value Meih'o<lcooei :.... C: =q"::;;;:Ajip-ial;i;i! .f /' /' : . : :=' = R.>::'Cosi:CR.eal c.>ni}') :.:''ts/::;��Ti:=:;: :' ...: -T '! - !:! :::, : ;•::, · · · ·· 1· ·

(See Coluni..:, C2:1 . · 'ti ,,;Bcitil \ ai. ' : •{ ;; oihd · · · :: ·· \J\r EStiffiaiei:r · ·

j s11112oo::___J

-D.

il Cliscloswc . (4) (.5)

Type Month-

-

-

--Interest

.

36.

(See Cdhn�t� :.� : ; ;7� ; 100�PQO :: :. .: i :jpi:: ��i00-:001 1 000.: :: ·: : · �l i�� ; �� @ S,� : . · . : : : · ·: : · : ·: ·: ; : ; ::::. : . ; '. ;:

··•fs c ,i ·¢; d 3:ml·.-=�- !f��� . ::-:: 1:·0 0:·�i�M Th0 i[\:!l.'.!=��-l��W���ti�l:l�:W�� 1!·fw· · '!•:.:.::•=:-:: ·i=::_:··:j.•'.:·:-:•'.'• •:··

·

(SeeC kh�rnrtC ) ····1i'· Bobk"\laiue···- v:-:· :Qih.;:

FINANCJAL DISCLOSURE REPORT Name of Person Reporting Date ofRepor:l Page 2 of 9 Chatigriy, Robert N

VII. INVESTMENTS ru1cl TRUSTS - im:ome. va1ue. transcat1ons (includes !hose or the spouse aru:1 dependent children. See PP· 34-s1 arminginstrw:tioos.)

A. I:tcscription of Assets

(i11cluding tnlSt assets)

Place "(X)' after each asset temptfium prior disclosure

Jnccme dw'ingreportingperiod

(l)

Amollllt Coclc 1 (A-H)

B.

(l)

(e.g.div. rent. or int.)

c. Gross value at end of n:partillgperiod

(l) (2)

Value Value Code2 Method (.J..P) Codc3

(Q-W)

(1)

TYPc (e.g.buy, sell, merger,Rdcnpticn)

Transactions during reporting period

not exempt from (2) (3)

Date: Value Gain Codc2 Code I

Day {1-P) (A-If)

Identity of buyer/seller (lfptivatetransaction)

19.

20.

21.

22.

23.

24.

25.

26.

May Dept. Stores

-Anow Eledronics Inc.

Dow Chemical

BernstJcin DiversifiQ:l Municipll :Portfolio

-Stock··FNMA

- -Stock· Supervalu Inc

-Stock·· V F Colp

-Stock·· Lubrizol Corp

A

A

D

A

A

A

A

Dividend

None

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

1 T

1 T

M T

J 1·

J T

1 T

1 T

Sell

PLsalc

7/30 1 A

Var. 1 A

27.

28.

Stock·· Avnet Inc

-Stock- Ashland Inc A

None

Dividend

1 T

1 T

29. Comccticut State GO College Savings A Interest 1 T

30.

--Bernstein Custodian Cash A 1 T

31. Conncc:tiart State GO College Savings Plan A Interest J T

-32. Bemst.ein htemational Value l cdfolio A Dividend M T

33. Hc1JSC: - I5% Owncnbip None J w

34. Bernstein Tax Managed International Value Portfolio A Dividend K T

JS. Bank of America Colp A Dividend Sell 112 J A

Federated Dept Stores A Dividend J T Pt.sale 10/6 J A

-

. . ·•t. y ;;so,i; , ::n::n22:P:.: ;i?iifr:s'1s.;!i00'\::E''H=·'::;'. / : 1:s, oi;� /100: :·:·• ',·.

: . \f ::: ; i \:w;�:::: :\\fo\[fa.if\ ii)Q;�:�l #n,tJilo':: :y: :::: ; ::::: ;· ::: :=:.•j:j: rnL::;::.

._1ncome1GaincQires,=,....... §,;f, 1. = :!F:(''::=: C!< YTiSP�til sOil .. . .. · i Va1ue Q;c!cS: •. ; • : ::::,.=::::=:::q::::;;:s. );(K){);Citj ::: : : • : ••: i::.: : : : )c: · s..� �,i)(i9 I:\;:: [L.

.·

. . .

·=•s :::;;;wSS'� H\u+HH"H• ffH=,:cas.>iiMaikeL : •:: · . :=ccii\R.#insliite'or!M3 vaiuel;.ietlic"1 coae.s . · . .. . . .... · .. ... .., :e:::: i:.i> ..: . .· ·: = : . .· . ..· . . \ii.r::; tf:.: .·· · ··

1

fPersonReporting

., of!,__, · •

--D.

J1 nom - (2) (3) (4) (S) Type

-1

-

-

1 A

--

reporting period rCporting period

39.

49.

51.

53.

FJINANCIA.L DISCLOSURE REPORT DateofRepoit Page ; RobertN s11112004

____,_

VII. INVESTI NT S and TR UST S - income. value, transcations (includes those ortbc spmi:se and dependent children. Sec PP. 34-s1 or ming instructions.)

A.

DescriptionofASSCI$ (including lnlSt assets)

R c.Income during Transactions during reporting period Gross value at end of

not exempt disclosure(l) (2) (1) (2) {l)

AmountPlace "(X)" after each mlSCt temptftom prior disclosure

Value Value: ;ype (e.g. Date: Value div. rent. or buy.sell,

(e.g. Gain Identity of Code2 Me!hod Month-Coclc I Codc2 Codel buyl::r/sc:ller

(A-H) int) Q-P) Code3 me:ger, Day (J-P) (A-H) (if private redemption)(Q-W) b'anl'8.Clion)

DaMI Chemical A Dividend Sell 2/14 A37.

38. Te:mple-Inland Inc A Dividend Sell 7/10 1 A.

Bernstein Short Dur DVSD Municipal Portfolio A Dividend K T

-40. Bernstein Short DVSD Municipal Portfolio D Dividend M T Buy 1117 K

41. Bank One Corp A Dividend 1 T Pt.sale: 8116 J A

-American Electric Power A Dividend 1 T42.

-43. WiSconm Energy Corp A Dividend J T

44. Se:m Roebuck A Dividend Sell S/30 J A

4S. Cabot Corp

-A Dividend Sell 6/10 J A

46. Stllck. - Crown Holdings. Inc.

-None J T

47. Ncrrfolk. Southern Corp A Dividend J T

48. Occidental Petroleum A Dividend J T

-Baillk One Corp A Dividend Sell 2113

-so. Wiscclmin Energy A Dividend J T

G< year Tsre None Sell 116 J A;-Sears Roebuck A Dividend Sell 5130 J A52.

54 . .

Eastman Chemical A Divi Sell 8/19 J A

Millc:11nium Oiemical A Dividend J 'f

ll (2)

Gain

(A-H}

-

J

J

-

1

- -

':fiI ii1i ,i i§ :;:11:;:1:i1:t '!i l&?:::: ;n ii1 i'll! l -z::,:·:1· i- ,,

reporting period (2)

(1-P) merger, (J-P)

59.

FINANCIAL DISCLOSU:RE REPORT Name of Person Reporting Dat·e ofRepott

Page 4 of !) Chatigny, Robert N 5/11/2004

VII. INVESTMENT s and TRUST s - income, value, transcatiom (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. Income during Gross value at end of

rq>Drtingperiod Trans.actions during rcpcrting periodDcscripticm of Assets

(micluding 1n1s1 assets) not cceinpt from disclosure (1)(1) (2) (1)

- (3) (4)Value

Code2

(5)Identity of buyer/sellerCodel (if private transaction)

Pl1H:e "(X)" llflt:r each asset empt Amount Value Value 1}'pc (e.g. Date:Type (e.g.fitm prior disclOSUR: Codcl div. l'CDl. or Code2 Method buy, sell, Month -redemptim)(A-H) imt) Code3 Day.

(Q-W)

T55. Tedi Data Corp None J

--Bemstcin Tax Managed lntermlti•onal Portfolio A Dividend L T

-56.

57. Floi:t Checking Aa:t None J T

-58. Gelmine Parts Co ... A Dividend J T

Goocgi1a Pacific Corp A Dividend Sell 6/20 J A

--GeC>rP Pacific Corp None Sell 2110 A

-60.

61. Owens Illinois Inc New None: J T

-62. SOlllOCO Products Inc A Dividend Sell 6/10 J A

Thomss & Betts C«p A Dividend J T

-63.

Stock - Conoco Phillips A Dividend T64.

65. Stcx:k • Conoco Phillips A Dividend J T

O<:cidental Petroleum Corp-De:! A Dividend 1 T66.

67. Gc:nuiine Parts Co A Dividend T

68. D:maCorp A Dividend Sell 5/13 J A

69. Al:row Electronics Inc None J T

70. B1lll'liirlgton Northern Santa Fe A Dividend J T

-71. CSX Corp A Dividend Sell 816 J A

-72. Stock-Coooco Phillips A Dividend Sell 3/10 J A

, -

. · · ·. . •. ·-.... . , ::::··=·.;= F ;?¥:'.CWl�� :c&.0.0R1= ; .. :===: ::.:: ::.Y;C ·: .· :_ ·; :P.�;:+:;�6 'iii�i'$59 o0 : =· '. ' • · · :: :

. =' .

-. _ · · · · · · ".1!1· .. . .3 ValUeMetnodCooci; : ':Q =°'Ai?J'™'1iil/{:c . =-: R CC!St l}::st t�bnly) s =iAs$essmer.: = .: ... T .=taSM�{il&�t\'> . ... - · . . .

(S Column C2) · · ;J = ,;;B·::>al\i.ai e 'v ·.;bi.her w · =EStimated · · ·

I I D teofReixirt-:i

_ .

112oc

-

il' fuiiii,

{2)

-

-

'

.

(3) (5)

!

j i '

l

FIN CJLAL DISCLOSCRE REPORT N ofPersanReporting

74.

75.

77.

I (See Coi�nn Cz) · =.·W "'Es:ifuatec .. ,,,.,: ·:·· :''"=

Page 5 of 9 Chatigriy, Robert N sn

VII. INVES'f11ENTS 2ll<i TRUSTS - income, value. transcaltions (includes those oflhe spou5e mid dependentchildren. See pp. 34-57 offililll! instructi.a,i.s.)

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Desc:iiption of Assets reporting pc:riod iepmting period( aclllliling trust assets}

not exempt disclosure(1) (2) (I) {2) (I)- (4)1

Place •cxr after eai:h asset i:iteinpt Amount 1·ype (e.g. Value Value Type (e.g. Date: Value Gain Idenitity of mm prior disdosW"c Codc2 Method buy.sell. Month-Code 1 div. n:nt.ar Code2 Code I buyer/seller

merger.(A-H) int) (J-P) Code3 Day (J-P) (A-H) [npiivatcmicmplicn)(Q-W) transaction)

73. Baillk. • Oi.eckingAccount A Interest J T

-Sto'ck. - National City Corp. A Dividend J T

-Stock - Torchmark Corp. A Dividend J T

-

76. Stock- Wachovia G..orp. 2ndNew A Dividend J T

-Stock- Washington Mutual Inc:. A Dividend Sell 7n.3 J A

-

78. Stock .. Pfizer Inc. A Dividend J T Buy 4/24 J

79. Stock .. Pbannacia Corp. None Sell 413 J A j

80. Stock·· Scliering Plough Corp. A Dividend Sell 915 J A

!

81. Stock - Lear Corp. None J T

-

82. Stock .. Liz aaa"bome Inc. A Dividend J T

Stock .. Hewlelt Packanl Co. A Dividend J T83.

84. Stock·· Ingram Micro Inc. None J T

85. Stock·· Nortel Networks Corp. None J T

86. Steck·· Solectron Corp. None J T Buy 10/28 J

87. Stcick ·· Tellabs Inc. None J T

- -

88. Stock ·· Puhe Corp. A Dividend Sell 9/18 J A

89. Stcick·· Chubb Cup. A Dividend J T

90. Stock ·· Metlife Inc. None Sell 2/4 J A

--

· =·u .:I;;;, ::vii!lle · · · : v: -=':ou:e:- ·· · · . .

1·. I

j . _ sm1200

- -

--

-

-·

..._,

Sell

(2)

11 1rom (3) (4) (S)

.1

:I

1

i

I

1 I

Fil\TANCIAJJ DISCLOSURE REPORT Nam ofPersonReporting

B.

91.

--

95.

reporting period

(I)

Chatigny, RobertN JPage' c> of DateofReport

VII. INVES UvIENT S and TRUSTS ·-income. va1ue. transcations cmc1udcs those: or!he spouse and dependentchildren Sec pp. 34-57 or filing illSlrucliom.)

A. c. D. Gross value at end of Income during

reportingperiod Transactions duringreportin& period D::scription of A!sc:ls

(mcluding ·lnJSt assets) (2) not c:tempt disdosun:(l}(I) (2}'

-

92.

Pbiee "(X)" after each asset ciu:mpt fiam prior disclosure

Amount Code 1 (A-H)

Type: (e.g.div. rmt.or inlL)

Value: Codc2 (J.P}

Vallllc: Melhod Codc3 (Q-W)

Type: (e.g. buy, sell,

iedemption)

Date: Month-Day

Value: Gain Codc:2 Code l (J-P) i (A-H)

Identity of buycrlsellc:r(ifpriwtelrmslliction)

Stoc:k. - Qwest Communications None J T

Stm:k- SBC Ccmmunications -

A Dividend J T

-93. Stoc:k - Constellation Energy A Dividend J T

!

94. Stoc:Jc - Entergy C°'?" A Dividend J T

!--Stoc:k- Whirlpool Corp. A Dividend 1 T

96. Sto<:k.- Patkcr-Hannifin Corp. A Dividend 1 T

-97. Stoc:k- Caning Jnc. None J T

-98. Stoc:k- Nortel Networks None Sell rnn J A

99. Stoc:k- Tellabs Inc. None J T

100. Stoc:k- Hewlett Padwd A -Dividend J T Buy 10128 1

101.

102.

Sto(:k- Martin Marietta Materfals

- -Stoc:k - FNMA

A

A

Dividend

Dividend J T

9123 J A

103. Stoc:k - Golden West F'mancial A Dividend 1 T

104. Sroc:k - Washington Mutual Inc.. A Dividend J T Pt.Sale 1219 J A

105. Sroc:k - Allstate Corp. A Dividend J T

-106. . Stot:k - Parlnme Holdings A Dividend J T

-107. Stot:k - Travelers Property A Dividend J T

108. Stot:k - Lehman Brothers Holdii g11 A Dividend J T

,

t Page'7

A. B.

lf irom - (2) (3) (4)

Amount

Day

-

- -

--

: s =E1:::e'' ii tl 11:1rn1:111:1; :11 ! 1 11::1:: f.!i ie :1i 1 E1 ::::i :::,,r,:·"· · , :1 :::;:mn:: .···:::::::

:=caslifh.iiid: t

FINANCIAL DISCLOSlJru REPORT Name of'Person Reporting Date ofRepozt

of9 Chatigny, Robert N 5/1112004

VII. INVESTJVIENTS and 1RUSTS - income, value, lrmlscations (mcludes !hoseoflhc spouse and dependent chilchi:n. See pp. 34-S7 of filing instrucr.iom.) --

D:scriptic>n of Assets (including 1nlst assets)

Pt.ice "(X)" aftereach asset cia:mpt from prior disclosure

Income during reporting period

(I} (2)

Type (e.g.Codel div. rent.or {A-H) int)

c.Grossvalue at end of reporting period

{l) {2)

Value ValueCodc2 Method (J-P} Code3

(Q-W)

D. Tramactiom during n:parting period

(1) not exempt disclosure (S)

Type (e.g. Date: Value Gain Identity of buy.set!. Maolh- Code2 Codel Isellermezger. {1-P) (A-H) (if private n:dcmpliai) transaction)

109. Stock-Metlife Inc. None Sell 214 J A

Stock • JP Morgan Chase A Dividend Sell 213 J A110.

Stock- QwestCommunications None J T111.

112. Stock- SBCCommunications A Dividend Sell 9123 J A. -

113. Stock- Sprint Corp. A Dividend J T Buy 4/16 J

-Stock -PPL Corporation A Dividend J T114.

115. Stock- 'TMP Worldwide None Sell 3/2 J A

Stock- IG:laxo PLC A Dividend J T Buy 2/12 J116.

117. Stock· !Schering Plough

Stock-CooperIndustries118.

Stoclk - Burlington Northern Sima Fe119.

Stocik- JR.enaissancme Holdings 120.

Stock - Citigroup Inc.121.

-122. Stock- Entergy Corp.

Stodlc. - Comcast Corp.123.

· Stodlc. -Wyeth124.

-125. Stodlc. - Aventis

-Stock • Kroger Co. 126.

,

A

A

A

A

A

A

.

A

A

Dividend

]Dividend

Dividend

Dividend

Dividend

Dividend

None

Dividend

Dividend

None

J

J

J

J

J

J

J

J

J

T

T

T

T

T

-

T

T

T

T

Sell

Buy

Buy

Buy

Buy

Buy

Buy

Buy

915 J A

6/18

9/16

919

6/18

10/28

3/10

12124

J

J

J

J

J

J

J

.·· ··• .•:• .. p3 . . $i.9 oi 50.-00; :: ·.' · ,, .... ··· ···· ·: · ·· ··<: :<· '?4: $�Uhi· '.¥�R;ilo&o. ::: :,\;::i = ..... <.: ·: ••·••····.··· : ii · ·3. V•iue Metiioo i e!l: ·• : : : Q '"'AiiP �ai'. .. .. .. '•: /( [R.: • ;p tJR.ea(EsUtle:bJil;,f · ) 'o=.Asiieiisfilen± )• •:•<A� =··: . ::.;·.:.;: H'.: .'.: ' . '. · ·· .· ·(SeeCo!UJnrici):: ·:tfj"':Bciok:\i lu .· 'i'Hi •- Oihi:i'·· .. . • , ;::;,,E'st\;;;a\cii(:' 0 .. . .. . ····· · · · ·· · I··

DatcofRcport----i f --

-

JI z.rom disclosure - (2) (3)

Code3

-

i----

I A. I

1 ii

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FThTANCIAJ-1 DISCLOSURE REPORT NamcofPersonReporting

D.

(1)

215

·· · · · ·• "\r. ·;.oth&''.. ·· · · . . •· - \V ='Estimated : ··

(If private

Page 8 of 9 Chatigny, Robert N s/1112004

Transactions during reporting period

VII. INVES™ENTS and TRUSTS-income, v&tuc, 1ranscations(mcludes thoseofthcspousemddependcntchildren. Se-.cpp. 34-S7offilingins1lur.lions.) -

A.. B. c. Gross value at end of reporting period

Income dming reporting period Description of Assels

(iJ3cJuding ttust assets) not exempt (1) (2) {1)(2)

(4)Gain

(5)1Idenilityofbuyer/seller

lnmaction)

Place "{X)" after each assclt cir.ernpt Amown Type Value Value Type (e.g. Date:{e.g.ihlll'l prior clisclosure Coclc I div. 1a11. or . Code2 Methcd buy,acll, Month -Value

Code2 Codel(A-Eij(A-H) inl) (1-P) ll\C!gi::r, Dayrcdemptioo) (1-P)

(Q-W)

Stock·· Safeway Inc. None J T Buy 1127.

128. Stock- Pepsico -

None J T Buy ion 1

129. Stock - General Electric -

None J T Buy 9130 1 -

130. StO<::k - Flexll'Onics Intcmational ... None J T Buy 7/30 J

131.

132.

Stoc::k- Sanmina Corp.

Stoc::k - Amoco

None

None

1

J

T

T

Buy

Buy

7/3

12118

J

J -

133. Stoc:k - Valero Energy Corp. A Dividend J T Buy 1112 J

134.

135.

-Stoc:k - Verizon Communications

-Stoc:k-Federal Home Loan Mortgage

A

A

Dividend

Dividend J T

Buy/Sell

Buy

var

3127

J

J

A Buy8/l,Sdl 12123

136. Stoc:k - Renaissancere Holdings Dividend J T Buy 6/18 J

137.

138.

Stock - Travelers Property Casualty

-Stock- Lehman Brothers Holdii:igs

A

A

Dividend

Dividend

J

J

T

T

Buy

Buy

7/30

2125

1

J

139. Sttx:k -Citigroup A Dividend J T Buy 9/16 J

140.

141.

Stock-Wachovia Coip. 2nd

Sllx:k -Sprint Corp. -

A .

A

Dividend

Dividend

J

J

T -

T

Buy

Buy

3n

7/30

J

1

142. -Stock- :Sempra Enccgy A Dividend J T Buy 3111 1

143.

144. ,

Stock- Comcast Corp.

Stock - Glaxo

-

-A'

None

Dividend

J

J

T

T

Buy

Buy

6117

6/13

J

J

:?te� )::::: ,l �lW1.�:,11::::'1:1!111 11m i�:1:!:::1 ,: ii; -- ; ii�i� ·

_( ee.f l c.l, :3:}i:!·i.#i! m�� J. -:-:-0.::-.. ...

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00:�m:m1m 011:11:,=••��=·2���� Z�T@1:1 ,m.ljimt00' 1';·°°'°· =:: . "R ::;;;cosHR.�i&tate'�1y<· =s· :::.�ei?1, :: i :: ':er: }"tasil!!0ar"ei: ' ..

· ::''i q; i1iijma$.&f'•• = :i:f •;iloCi: \i Iuc

3. vaiueMeti>6iJCoilei· .·(Seo CoiUiru-.:c::zj'

?� Reporting--------------- -

--

B. D.

11 IIOm 'disclosure

(3) (4) (5)

--

-

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Pag:e' 9 of !) s1111200

reporting )lfriad

(1) (1) (2)

Code!

Buy

FThTAI'iTCIAL ID IS CLOSURE REPORT Name of - Da ofReport----

Chatigny, Robert N _______ ,_.

VII. INVESTI!J:EN'TS and TRUSTS - income. value. transcations Cincludcs those oflhc spouse am1 dependent children. Sec PP. 57 of filing ins!ructions.)

c.A. Ineomcduring Gross value at end of Transactionsduring reporting period Di=scriptfon ofAsset$ reportingperiod

(including lrUst assets) not c:x:empt (2) (l) (2}

-

Place '(X)" after each asset l:Klm:q>t Amount Type (e.g. Value Value Type (e.g. div. rent or

Date: Value Gain Idcntitroffiompriordisclosun: Codcl Codc2 Method buy, sell, Moath - Codc2 buycdscller

Codc3 ntergcl'..(A-H) int.) (J-P) Day (J-P) (A-H) (if private redemption)(Q-W) lmmaction)

145. Stock - Pfizer A Dividend ] T Buy 6/11 ]

--

146. Stock - Wyeth A Dividend J T Buy 10128 J

-

147. Stock - ,Johnson & Johnson A Dividend J T Buy 9122 J

-

148. Stock - Pepsico .

None J T Buy 9122 J

149. Stock. - Sears R.ocbuck A Dividend J T Buy 3/10 I

150. Stock - CooperIndustries A Dividend J T Buy 3/10 J

-

151. Stock - General Electric A Dividend J T Buy 9122 J

-

152. Stock • Flextraiics Jntemationa.l None I T Buy 7/30 J

-

153. Stock Solectron Corp. None J T· 10/28 J

154. Stoel'-· BP Amoco None J T Buy 12/18 J

-

FINANCIAI ..

-lJ.S.A, 0' p

DISCLOSURE l'lEPORT NameofPersonReporting Date o:f Repoit

Chatigny, Robert N 5/11/2004

VITI.

---------·--

ADDITIONAL JNriiQRMATION OR EXPLANATIONS (IndicatepartofReport.) -----

Part L PositioiDS. Inc.. i:i a Subchapter S Corporation wholly-owned and operated by The company publishes and distributes educational pi1::tun: cards.

[tte ofRepo:J

·-------"--Cb

-na

-ngny_. _it_obert- -

N _____ , _________ 1 5/111200 4

•.· -

Date__/_J_J /_tJ _'f __ ,

FINANCIAJL DISCLOSURE REPORT Name ofPerson Reporting

I certify that all information given above (including information pertaining to my spouse and minor or dependent to the best of my knowledge and belief, and that any information not reported

withheld because it met pplicable statutory provisio permitting non-disclosure.

I further certify that earned ilncome from outside employment and honoraria and the acceptance of gifts which have be:en arc;: in compliance with the provisions of 5 U.S.C. § 501 et seq., S U.S.C. § 7353 and Judicial Conference

·

--� ���-

IX. CERTIFICATION.

children, if any) is accurate, tt111e, and complete was

regulations.reported

·

Signature::

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT :MAY BE SUBJrECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-JOl One Columbus Circle, N.E. Washington. D.C. 20544