posmons. 0 none - judicial watch• a0-10 rc>-112004 (s u.s.c. •pp.§§ ioi-ill) t a 4. title...
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![Page 1: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/1.jpg)
• A0-10
Rc>-11200 4 (S U.S . C. •pp. §§ IOI-Ill)
t a
4 . Title (Article m Judgc$ lndicate active or sen ior stalus ;
magis.trate judges indjcate full- or part-ti me)
O
Eigllth C ircu i t Coun of Appe•I
3. Dato ofRepon
J/2S/200 S
6. Rcponing Period
10 12131/2004
8. On the buts of the information contained in this Repon and any modificatioas pertaining thereto, it is. in my opinion. in complian ce with applicable laws and regula.tions.
ReviewingOffteer ___________
IMPORTANT NOTES: The in"1Uetions accompanying th i• fonn mu.t be follow..! . Complele all pans, c hecking th e NONE box for each pan where )'OU have no reportable information. Sign on last page.
e i a
s
NAM!l OF ORGAN!ZATIONIENDIY
'W.R.. Persons Charitable TN.st (advise on c harities co vc funding; no control or involvement in investment or disposition of wets)
y
Gateway Infomration Sharing Project (serve in capa city as U.S. Attorney - resigned 06/04)
Variety Club of SL Lou is (advise on dlaritiC$ to rcc.cive funding: no conirol or involvc:mcn l in investment or disposition of assets)
; i
PARTIES ANQ TERMS
rn
<
0
-
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2004
Report Required by the Ethits
lo Govtrnmut Act of 1978
t. Penon Repor ing (Lasi name. Fir!t n me, Middle initial)
GN<llder, Raymond W
U.S. Circuit Judge .. Active
7. Chambers or OfficeAddress
111 South Tenth Si:cet
Suite 23.365
Si. Louis, MO 63102
2. Court or rganization
s. ReportType(check appropriate type)
0 Noinir.atio=i. Date
0 lnitiol 0 Flml
11112004
Date'-----
I. POSmONS. (R porting ind vidu l only;""' pp. 9-1 3 of filinginstructions)
0 NONE - (No reponablc posilion..)
POSIDQN
1.
.,
Advi or
2. Executive Boa.rd Midw.st Hiih Intensit Dru g Trafficking Alu (HIDTA) (serve in capacity as U.S. Attorney -!<Signed 06/04)
3. Executive Board ·
4. AJJoeations Committee
(Reporting individual only sec pp. 14-16 offiling instruct ons)IL AGREEMENTS.
NONE . (No n:ponablc agrcernenl3.)
l.
2 (/)<"> r--.,o-(/.):.:: c:)> ::o-,.,," o):;-i1r-..,, (';('I
-= = '-" ,,...-0 ::n
I r
)>
m
0
n
rf"! 9
![Page 2: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/2.jpg)
Nme of P erson Reporting
R i
SOURCE AND mE
Date of Repon
GROSS INCOME
I,
SOlJRCE ANp me
Aon Corisuhing
..
I.
;
· ------ - - . .... . ... . -··-----· -
FlNANClAL DISCLOSURE REPORT
Givcnder, Raymond W
I.
3/l8/2005
()'Ours,11()C ipoll$ds)
B. Spouse's Non-l'nvestm:ent Income -(If you wcro mamed during any portion of the reporting yev, please completelhis section. Dollar amount notrequired except for honoraria.) _.: 0 NONE
2004
• (No reportable non-inv<stment ineome.) _.,,.. ,
IV. REIMBURSEMENTS -lnnSponation, lodging. food, en1C!Wnment. .
(Includes lhose 10 spouse and dependent children. Sec pp. 2S-27 of inS1ructions.)
li2f NONE · (Nosuch roporublen:imbursemenu.)
SOURCE DESCRIPTION
III. NON-INVES1MENT INCOME. ( eporting individual and spouse; see pp. 17-24offiling instruct ons)
A. Filer's Non-Investment Income NONE · (No rcponable non-investment income.)
![Page 3: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/3.jpg)
SOURCE
I.
CREDITOR ·DESCRimON
Date of Repon
3/2812005
VALUE CODE
FINANCIAL DISCLOSURE REPORT NameorPenon Reporting
Qrucnder, Raymond W
{Includes
V. GIFTS. {Includes !hose tD spouse and dependentchildr<n. See pp. 28-31 of instructions.)
0 NONE (No such reponable gifts.) ·
DESCBIP'IION
..,;: _,.,."
.,
VL LIABILITIES. those of spouse and de,,.ndent children. See pp. 32-34 oflnsttuctions.)
NONE . (No reportable 1�moes.>
I.
![Page 4: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/4.jpg)
Name of Person Reporting Gruender, Raymond W 3 /2812005
VII. - vme . tmlScltions (includt:i tbose of 1bc spouse m1 dc'pcndmt clu1dltl'I. Set pp. 1""'51 o( filillg ixm\ictiolls.)
A.
(No rq>ortablc b::om:. users. or tncactioa:s)
l . UMB Bank (checking account)
2. UMB Bani (money nwl<el account )
3. C isco common stoe lc
4. Citigroup common stock_
s. Com i n g common stoc.k (X)
6 . Clown Holdil\ g common stock (X)
7 . Dell common stoclc
8 . B.xlton Mobil oommon stock
9 . Federal National Mortgage common stock
10. FedEx common stoc k
11 . Ford common stock
12. Fox Entenainment common scock
13. General Electric common stock
Home Depot oommon stoek
IS. bttcJ common stock
16. Mc:rek common stock
1 7 . Microsoft ce>mmon stock
18. Orac le commo n s&ec:t
-:-· .. (Sce- Co!uri Ct and D3) N ·-. Sl S0, 000.. SSOO.()()() _;·s?.S , ,001 0 090,
l. Val Method Codes (Ste c:oluti q) U .,. Book V alue
B. c. D.
rquting period """""g period (I) (2) (I) (2) (I) If not e.ullll t from d:iselostll't
(2) (3) (") (S) - Type "''"' v11 .. Gain Codcl Code2 Mell>Od Momh- Cod. 2 Code -
Int.) Day (1-P) I (A· (Q-W) """"""") Ml
A lntercsr K T
A Tn terost J T Closed 7-21 K
None J T
A l); vidcnd J T
No� J T '
, None J T
None J T
l);vldend J T
A Divid end J T
A Dividend J T
A Dividend J T
None J T
A Dividend 1 T . A Di vidend 1 T
Divid e nd 1 T
A Dividend 1 T
Oi...;dend } T
None 1 T
c •$2,501..S.S ; OOO :: ·D . .:o;f5,00l -S1 S,000 • _,_ .. :· E - s1s.001-ss9.ooo
.. H1 -S·1.60o.o1i .. :1 m-.:.µqre _ s5.ooo.Ooo ·
i: - ·!.: - _ ; · .
1 .
w • Eslim>ted . • ·
J . ,. •
,FINANCIAL DISCLOSURE REPORT Date oiRcport Page 1 of4
JNVESTMENTS and TRUSTS
lncomcdurirc Gross value at eM of Tnnsac:tiorts dt:ring reponiQg period DescripcioG of ts
(mctoding '""'"""')
Place "<Xr' afb=r e:.atll &5$CC exaTlJt ,.... v .... V•lce Type (e.g. l<lcotily ot &om prior disclOS'lft buy.sell,div. n:at. or bv.:yer/sdlcr(l·PJ Co<!tl ........(A-H) (ifpriwtc
tn.nsactioo)
DNONE
A
I .
A
A
. .. L -s.so,!>01..s100.ooo · M --s100.oi:n-wo.ooo :•
' • ; o -.ssoo.oc1 ..s1,ooo.ooo
. Pt •st. · :-ss, ooo ·1?-�s.ooo.�r..si;.oqo.ooo.
--. . .
•1;- • ' • Pl" -; P-4 "'S�orc Uiao.SS0,000,000 .,;! Q • Appnisal R -Cost (Rul Es1ue ()1?Jy) S .;. A$SICUmC1n T • Cash/M�kel
v •Ok .
![Page 5: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/5.jpg)
Name of Person Reporting
Gruendcr. R aymond W Date of RCj>Ort
Jnmoos
A. B. D. bcomeduriog G:rou \'3.lot 11 end or
a period "'""'""period
(I) (l) ( I) (2) (I) l£ not C: xccq>( uurn d IOSW'C (2) (3) (<) (S)
- 1)pe o .... Value c1au. tdentiry or M<tbod buy, sell, Code? Code
int) ) Day I (A· "'
19. Procto r & Gamble c-ornmon stock D ividend J T
20. Tatbot-s common stock A Divicknd J T
11. U.S. Steel common s. tock A Dividend 1 T
•.
12. Vcris i gn common stock None J T
2 3. Wal-Mart common stock Dividend .. -·· J T
/ 24 . Xerox common stock NonC J T
25. Y ahoo common stock None 1 T
26. Seoarade m oney market A lntcmt K T
27. IRA-American funds; Small cap World Fund A Dividend J T . .
2 8 . IRA-&ottrad c Dividend L T
19. -AIM Lazge cap GtoWlh Fund (flk/a lnV<SOO G
30. -AIM Technology Fund (flk/a Inv Technology)
3 1. - AIM S ma ll Co. Grovitb Fund (filth Invesc o Small Co. Fund)
32. -Fidcl i Ad visor Growth Oppomm itics
3 3. -Gabclli Global GroWlh Fu nd
34. -Gabclli Value Fund
35. -Janus Enterp rise Fund
36. -Janus Mercwy Fund
1. ·1nc:omeJG•'Oodes: . h·A • S l ,000 e . •Sl.OO t -Sl. Soo. , . ; c - wor-ss .ooo •- . ...: .: .D< • s.S.001..s1s.ooo , _:·· r-> ·E · ;.. SJ5;00h.$50,000 - 00;$100:0qo ... :.: .G • SIOO,OO) - Sl,000, ()0() . . · m :- s1,Qoo,0o} :0o0. ;L :·:. Mo · tf:-;;d 'OOOJ,oo :.. ;- .7··.·. :
:• ··: .y' ·- s 100.oot.wO: jfj· . ::::-.. ¥i·:.:•s1,00o,ooi .ocx>.ooo -ss.ooo .ooi s:ooO.of;t·' .-....
:s. Vahle Mccbod Codies (See ColtoM Cl)
sso,ooo.Ooo:. Q • Appnisal U •Dook Val11e Vl c Estim ated
FINANCL<\.L DISCLOSURE REPORT Page2 of4
VII. INVESTMENTS and TRUSTS
c. T during periodDescription of Asscu
(ineludillg crust uscu)
Placct"(Xr &ftcr ca.chasse.texe:"1'C (e.g. Voluo Vat.. 1)pe (o.g. fi'Ollaprior Code! cav. mst. crr _ Codcl Month- buyer/seltcr
(A.JI) (1·1' Cod>l """'" (J·P) (Lf'privite(Q-W) rcde01>tioo) cmmction)
A
A
.
A
roWlh Fund) .
. .
· Blam1>4) °'f -sis,ooO� : ..: -s1s,001-SJO.o:oo· .· ..· ·i: '·;;.Sso:Oo1-sioa.OOO ..
. · · ;·{;:..
<SeeCot"""' c1 ao<1 ooi N •mo.�ooo - o =isoo.001.s1,o00.ocio ·· :n. . .. . . ' . . Pl • w,ooo.oc11 ;SS0.000,000 · · .; •SM.o� tti:n . . .,,! . ..
R .-Cas:t (JWI &tale ·oruy) · . v =01be.
s •Asscssmcot 1 -�ct . . <=·
![Page 6: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/6.jpg)
A.
37. -MFS Emerging Growth Fund
38. -MFS Mas$a.Chusctts Investors Growth Stock Fun d
39. -Putnam International Equity fund
40. -Putnam New Opportunities Fun d
41. -T. Rowe Price Blu Chip Growth Fu OO
42. -T . Rowe Price Science and Techno l ogy Fun d
43 . -Sootlrade Money Market
44. Towen-Perrin 401(t) Savinp Plan (Mi• D, indcp. Managed)
45. Aon Sav ings Piao
46. - Do<!gc & Co• Stoot Fund
47. -lnYesco 500 Inda TNSt
48. -Invesco Dynamics
49. -Minagm Special Equity
50. - rn ... co International Equity Trust
S I. -Aon Common Stoot
$2. -lnvcsco As set AJl ocation TNs.t
SJ. an
54. -American Funds - EuroPaci fte Growth
Name of Person Report ing
Gnxnder, Ra:rmo nd W
B. .. -al"U£
reponing period reponiD1 pe riod
( l) (2) (l) (2)
Amou•>1 Type div. rem. or bu.)
(Q-W)
..;; ../ . .
None M T
D D i vidend L T
.
1. lnc:omcv"Oain Cod e \ : . . e c
a_ndb ) F G . . J - s 1.s,0oo·0r 1'" K L
0
T l'U'l$1cloN
(I) 1f DOC. ueqi1 &Qcn di:sck>surc
(2) (3) (4) (>) v lue
Code2 meri e r. I (A· o:dempticn)
Buy Bi.omo 1
Sold lstQ 1
Sold I
Buy B i -mo I
Sold lstQ I
Sold lst Q K
Buy Bi·mo I
Buy Bi ·mo J
M
. . . "
s T
(S re Colun ui C2) lJ • Book Vat.K v - Ocb<r w • Esrinnltd
FINANCIAL DISCLOSURE RE.PORT Page3 of4
Da1e of Report
312812()05
c. D.
Descrlptionor AUets (including....wets)
Pboc ·cX)" •fbc:r eacb asset Otnl>l !fotn priot di:sclOSUR
-V guard Capital Oppo,!'W:nhics
lncomedlfrina Cross at or
<•·•· Value Value Cole I • Code2 Mothod (A·H) (J"'l Colel
"'
..
durina reporti:ig perlod
T)l>e; (e.J. Date: Gain lde::1rity or buy.sell. Month- Codo buyer/seller
Dty C1·P) (if priva.te U\ nns.ction)
lstQ
l•Sl.S()I-.SS.000 D .•.$S.OO\,Sl5;000
(SeeCo."umns 1' ·7- SS?·':X>· S100.'!'JO, : J().001 $1,000,000 . li1 •Sl,000,001-SS,ooo;ooo Hi ·lit�.�ttSS,000.000 A • SJ ;000 OT'"5: :•Sl,<:X>!- .SOO
·c$t00,00J·S2S�.ooo .·•SS0,001-$100.000 .·2.ValueCodes: -m,ooi-SSO,JOO
(Sre Colun:ris i;t and 03) N -wO;Ooo.ssoo.ooo ssoo:oo1..'s1,ooo.ooo · Pl -s1.ooo,001..ss.O?O.ooo P2 • ss.ooo.OOt·S2S,OOO,OOO Pl· S2s. .001.sso.0oo.ooo P4 • SMore tbaos.so.000,000
J. ValueMeo.od.Codcs Q •Appn..isal R •Cast (R.eal EststtOniy) """"""'' •Cash/Marlcei
![Page 7: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/7.jpg)
Name of Person Reporting . Gruender, Ra)mond W
A. 8. c. D.
p.,;od ._.,,. """""
(I) (2) (I) (2) (I) l!not t fromdlscXJRIR: (2) (3) (4) (S)
"""""' (e. s. T)l>e (e. g. Valtae: a.;. div, rem. or bvy. od c..i. 2 Cod< l:n1. ) """"· (1-P) I (A·
ttdoft\>don) "' tnnsaction)
SS. -SSgA S&P 500 Index Strategy Buy BHno I
56 . -N O R Ass et Allocation Strategy B i-mo K
S 1. ---- D Dividend M See note Part -
SS. -Vanguard Tax Ei<cmpl Money Marlee!
59. -Vanguard Intermediate Tenn Tax. Exempt Fund
60 .
l . Va)ue Method Codes (Sec CollZ!ll'I C2)
· A .. -11,ooo ortes.s ssc)')X,1.s100,o06 s1s. ·1css nso..ooo..ssoo,.ooo
U • Book' Va.bx
. I
. B ,Sl,QOl; S.00
vm
B u y 211 2 J
Buy 0 2/1 1 L
, .
Buy 0 3/ I J
. . . ... ·. . . . .. . . '·
s -M.oretba'nss,000,000 . ...
P4
w •E.-sUmted
FINAl. ClAl.. DISCLOSURE REPORT Page 4 of4
Oall:ofRepon
31281200S
DeKripliooot Assc1S ll!ICO:me during Crots value acend of T.....WO.Sdlriog ..,,....,&.mod fmclud!ng tnlSt•ISC1s)
Place ·cxr a&r each aSSld exerqit T)'p< Value Vahle °"" ldc:otity of &om prior disclosure C>de I . Codc2 M•lhod M-· bu.ycdsc:Dcr
(A·H) (I·P) Codol O.y (itprivate(Q-W)
Buy
..:
.·
J. hlooinei'Gaiit Codes.: · CSce Colwxm B1 andLM> 2.v. . ..
· ·
: ' .. (S..O>lumns Chnd 03)
F: • • J -
.
....... . N P3 -sii.OOa.00'1..s.so.000,000 Q .. App.,QI .
c -s:i..so1:.s.S,ooo · ·.'· ·. :0 ·::•s .001..s1s,'OOO·· · .... . · .E. · ;11.s.,001-sso.ooo..
o Si00,001-s1.ooo,oc,io K •..SJS,OOl-S.S0,000
· • HJ -s1.ooo.001'- s.ooo.oOO li2 . •t'"' ·
-L -::sSo.c:io ..s100.ooo .M 7s100,oci1'..S2S0i.ooO '\·.: o ·.sSoo.001sl:ooo,ooo
R •Cost(Real Es:1:1te Duly) v •()tbc,-
Pt -.s1,ooo,ooi-SS.ooo,ooo · · n.-ss.000,.001..slS.ooo,ooo . •,:SMMetba11 SS0,000,000 S •AssessnW::ot T · Casltn\1.irkct
![Page 8: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/8.jpg)
Date of R eport
S s t
/
, FINA.i.-.,CIAL DISCLOSURE REPORT NmeofPenoo Reporting
Gruender, Raymond W
VIII. ADDffiONAL INFORMATION OR EXPLANATIONS
Part VJJ, Line 57: · trus ee and a bcn.etie-iaJ)'. This trust 'w.lS created and initially funded during the gap periodbctwocn lhe ending date of my nominalionrcprot (09/01/03) and the beginning ofthis reporting period (OllOl/04).
-·
3/2812005
.·
--
![Page 9: POSmONS. 0 NONE - Judicial Watch• A0-10 Rc>-112004 (S U.S.C. •pp.§§ IOI-Ill) t a 4. Title (Article m Judgc$ lndicate actie or snir sals ; magi.tsate judges indjate ful-r part-time)](https://reader033.vdocument.in/reader033/viewer/2022041914/5e68d78af8dfd81e8f5fa649/html5/thumbnails/9.jpg)
Date of Report
----:d''
, , l";lNANClAL DlSCLOSUR'E REPORT NameofPC<Soo Reporting
Oroe:ndcr, bymond W 3nsnoos
IX. CERTIFICATION.
I certify that all information given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best ofrny knowledge andbelief; and that any information not reportedwas withheld
because it met applicable statutory provisions pennitting non-disclosure.
I further certify that earned income from outsdi e employment andhonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Iudicial Conference regulations.
.,.,,:
· ,
oa1e._.3_/_=<_,__l?'""'j._o._£=----
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WJl.FULLY FALSIFIES OR FAlLS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVJL AND CRJMINAL SANCTIONS (5 U.S.C. app. § 104)
FilJNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Connninee on Financial Disclosure
Administrative Office of the United States Courts
Suite2-301
One Columbus Circle, N.E.
Washington,D.C. 20544