I. 2.

KAplon. Lewis A U .S . Diwict Coon, SD.N.Y.

4. Tide (Article Ill Judges iOOK:titc accivc ot scn io t s t atus: s . Rcport'Type (check appropri•,. l)'pc) e te

., ...

(5 us.c. •pp. H 1t1-1111

).

111"'ioos 6 . Reporti na Period

12131/2004

7. I. On lhe basis of tDe intbrmation contaillCd in th is Report and any

Oak

10@ �-· �'RT -�;��;·iutNCdom · ;! mu" Com; : . · .·• - .

, !, . ;\.,)"t iJf! ! h .. ... 1 ' \" · 1 · · .""" • · . ··..0Jti· :, ·. tt :ir r·.",.t' . :1.1: -;; lii.'.: -"J::. .. '· .t ·;-::' . /:! :::t-iz :;···· :r-}·t 1 , ::4: "'·'W , · · ' . . · r..

.

lll,.ponlla -

NAME OF ORGANlZATJONIENDI

PASTIES AND TERMS

0 en

.. ..., r-

0 •

' .

AO.It R<Y. ln004

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2004

Ptnoa R<110rt1"1 ll.astoomc. fin<....,,Middle oailia/l Coun or Orpnmtioa

m'9aistr1t judge& indica full.orpart�·time) ('INomlnatioo. O;uc

Unilod Slates Dlslrlct Jwlgc 0 lnicill @AM\'Ull 0

Rtl'Ort Rtqolrtd by lllt Et\ ks ia Co ·c:n1PfarAt•or 1971

0.1cofR<p0<1

11112004

to

Cllanibca or Office Address

U.S. Counllouoo moclificatiou pertaining thcn.-ta. if it. iD my Opiaioa. in compliance witblpplicablc ...... and ,.... ........ 3001'ar1Stft<I

New York, NY 10007 Rcv.ewia.g: Officer

r::.� be�� . checkia tbc·�·ON�\,:,:·�;· bpart -

where yo ·t:.e-o n:poc:tab f rmation. Signon la.st ptge.

L POSIDONS. t ividool Olll)r, ... PP· 9 13 otfili•1 inswc1ions1

0 NONE • <Norq>ortaNe posibou.I

P05mot!

I.

2. T"""'°

).

Hudyl'tacc 1a.-1 �ip

Tmtu/w/o-relariw

R AGREEMENTS. (Rcponio1individual ooly.sec pp.14-16 offilioa insuucrioas)

!;a NONE ·(No n:portablcagrttmcnts.)

I.

r- ;:o0 ,... ...,, ........ mo- <::> c.n :z 0c::: l> ::::: :z r11 I'll c::> -o> <O:" <""'" f'l1 =>I;

0

SOURCE AND TYP.E

D.trc of R<pott

GRQSS INCOME

SOURCE AND IDE

l. Various PCOJioo aod n:Wcmcnt plan pmts - Raodom Howe, lac.

6-16-04 Iwy llloWIDce

.. 27

<kotj!O Masoa UnMrsity f()Und&rioD. !nc. 9/3().10/4/04 - Ja Jolt.. CA, ed.-ional scmm... (Transportotioo. room 11111 boon! )

FINANCIAL DISCLOSURE REPORT N3:r:ne of Person Rcpo.rti11g

Ill NON-INVESThlENT INCOME. (Reporting individual and spouse: sec pp. 17-24 offiliog instructions)

A. Filer's Non-Covestment Income

lit! NONE - (No reportable non·inv.-cnt i"""11e.)

I. ()'()Ur$.notsc>Ot*'s)

B. Spouse's Non-Investment Income· (lfyou were married during any portioa of the rq>0rtiog year. please complete this section. Dollar amount notrequiredacept for honoraria.)

0 NONE - (No reportable noo-invcstmcol income.)

2.

IV. REIMBURSEMENTS ttan.sponatlon. lodging. food.cn!crtainmcnt. -

(Includes those to spovse and dependent children. See pp.25 ofiosuuctiOl'I$..)

0 NONE - (No suoh rq>ortablc rcimbutscmenrs.)

SOURCE DESCRIPTIQN

I.

2.

10.

12.

14 .

IS.

16.

19.

20.

21.

23.

.

28.

SO!JRCE

Minna Seling & David Goldblatt

Diane Zimmemwi .t Cam l.ccman

Mr. & Mn. David Spurr

Kon. Kimb& Wood .t Frank Ricbardsou

M

Trudi Sebutz

Mr. & Ma. Peter Ricbud

Hon. Lonotta Prak.a & Tom Kanter

Minna Sebrq: It David Goldblatt

Zaetllkhard

Mr . .t Mrs. Mhut Leal)'

Mr. It Mn. Pd« Felcher

Prof It Mrs. Oiarlc$ PtskiD

Hon. PauJ Borman

Hoo. It Mn. Daniel Fittgcrald

Mooes Sihamao & B.ny Robbins.

Mr. &Mn. Toby Meyerson

Marcia Clwnbers It Slantoa Wheeler

Mr. It Mrs. Martin Londoo

David &mJwn It JOOllll Ouw>g

M

Mr. &Mn. JayTopkis

Kak Wooclmlll It Walter P. Lou@lllin

Mr. & Mn. Manhcw Nimilz

M d

Dr.& Mn. Sllldcrs Borisoff

Mr . .t Mrs. Jack Awpilz

Reoa Znrofiky

DESCRJPTIQN

Eogagcmeot gift - piSIJy .......

Engagcmcat gift -VOS4

Eng19 l gift ·wine

Eopgea""t lift· pair of glasses

Wedding gift. saving du

Wedding giJ! • poroclaia bowl llld pbolO album

Wedding gift· cllldlcsticlcs

Wedding gift· pbotograpb

Wedding gift · gift ccrtiJicaie

Wedding gift· gift certificate

Weddiag gift· six glasses

Wedding gift· plane<

in

Wedding gift· salad bowls

Weddiag gift· Cladlestic:ks

Weddiag gift· boolcs

Wedding gift- floral onaogemcat

Wedding gift - wine

Wedding gift - !Oh le lioeas

Wedding gift • plat<S llld bowls

Wedding gift· coasu:rs

Wedding gift· pictwe fr1mo

d

Wedding gift· bowl and p latter

sso

$SO

$2$

$S0

Sl20

$500

Sl.650

$450

$125

S25

$200

$300

$100

$100

$100

$12j

$150

SlOO

$100

$100

$200

$100

$25

$125

$100

$ 125

FINANCIAL DISCLOSURE REPORT N<mco(P<=nReponi•g

l(apll!I, Lewis A

V.

D

1.

3.

4.

s.

6.

7.

8.

9.

11.

13.

17.

II.

22.

24.

25.

26

27.

29.

GIFTS. (Includes thos.t to spouse :md d�dcntchildren. Sec pp. 2S·3 I of instrucrjoas.)

NONE - (No such ll:ponable gifts.)

Mr. & rs. Micbd Cook

Mr. It rs. Alaa Edd!<XI

DilDC Zimmcnnan & CllVin L=mn

Hon. .t rs. 1-ar B. Sllld

Eogagcmcntgift

Weddiag gift·pictarc &amc

Weddiag gift·......,

Wedding gift· pair of gll$SCS

Wedd g gift·"""'

Woddinggift-tableclolh

Wed ing gift- placemals

YAU.IE

$2SO

$2SO

$2SO

30.

32.

34.

35.

37.

40.

41.

43.

44.

4S.

47.

48.

49.

so.

51.

0.., Dwyer & Jim Montmari

Pbyllss Toocr

Mr. & Mn. llf)' O=nfield

Jane W. Pan-er

Mutln Flummbaum & Rlllh Hochbc:ger

Mr. & Mn. Skven Dii!WD

Mr. & Mn. Mtric Betgor

Melissa Davis & !'tier Richmond

Pltricia llyDes & Roy Ranl ...

Mr. & Mis. Gocxp Fdl""""

Sara Moss

Mr. & Mn. David S pun

Hoo. Naomi Buchwald & Don Buobwald

Helm Hmhkoff & Stephco Loffi-cdo

Mr. & Mn. RaiDald RDeSCh

Mr. & Mts. Bruce Brown

Cltrc de Zeaaotita

Hon. O..ise Cote & Howvd Maltby

Mr. & Mts. Hauy F. White, Jr.

Mr. & Mrs. Earl Menard

W eddiog gill -bnuKly snifters

W cddlng gift - pluus

Wedding gift - glass bowl

WeddiDg gift · orchid

Wedding gill - plCIUn: frame

Wedding gill - wine

Wedding gift-wine

WeddinJ sift· b<us pilcher 11J1d flc>o<n

Wcddiag gift -bowl

Wedding gi11 - g1asa bowl

Wedding Jill - glass bowl

Wedding Jill - wiue glassco

Wcddiog sift· picture frame

Wedding gift-picture frame

Wedding sift · coke knilb llJld""""'

Wedding gift - bowl

Wedding gift -cmwd bone plaque

Wedding gift • glasses

· Weddingsift·pl-

Wedding gift- nse

$100

$SO

SllS

$300

S!OO

S7S

$195

$290

SllS

$$ 0

$15

S lSO

SISO

$50

$100

S IOO

SISO

·1''1.NAN\-'IAL VRil:LU U.IIB .K.t;l'UKJ° Name of Person Reporting

31.

Kaplan, Lewis A

Dale llf Report

111"2oos

$175

33.

36.

38.

39.

42.

46.

Mr. & Mn. David Haab

lo<q>h Lelyw:ld

Wedding gift-oapkiJI rings

Wedding gi11-sorviJ>gimpleramts

$100

$40

S22S

$40

2. Mcnill Lynch

PESCRJP'l10N

Date o f R.eport .FL'llANCIAL DISCLOSURE REPORT NumcofP-nRcportfog

Kaplan, Lewis A

CR£DIIOR

I. Ciribank

VL LIABil.JTIES.

0 NONE (No reportabl<liabiliries.)·

{Includes those ofspouse and dependea( children. See pp. 32 34 of instructions.)

YALIJECOQE

NoneRevolving cr<dit agrmneot

Loan None

:

A.

I. Citfbank 1ccounts

2. NYS MCFF A S.37S 04

3. Albon,y Co s. o 04

4. NYS M!J Scr29A4.7 OS (B)

s. PortAulh NY&NJ 4 . 8 OS (B)

6. Pon Auth NY&NJ U OS

7. NYS HPA U Coo 6. S 06 (E)

a . K.inderbook CSD 6 07 (E)

9. NYS Pwr A Ser D S.17 S lO (B)

10. NYS Pwr A GP S . 37S 10

II. NYS Pwr A ScrGP S.S IO(E)

12. NYS Pwr ASerFB 10

13. ML CMA Tax EXCllljll FWld

14. Mm Inv Trust Ser A NY

16.

17.

13.

0

p

f Sl Column C.'"2• u • Book Valul.'

Name Df P erson Rcp llrting Kaplan, Lewis A

Date o f Report

7/l OOS

a D.

reportfog period tcportini& period

( 1 ) ( 2) (I) ( 2 ) ( 1) It net C:\eatpt "'"'

(2) tl) (4) ($) Ty ( e . g , v.i ..

- boy • ..U. Code 2 Codct buyu'fsttlcr - merger. tJ.P) ( irpm .. cc

re<kmptioa} "'"""6on)

Interest J T

A Interest Redemptio 2 ·17 K A

B Interest Redemptio 1 1 K 8

A Interest 2-2 K A

A lna:rest 3-1 A

A lntet<St 3 -1 J< 8

Interest J A

8 - )( T None

lnten:st 1 T None

- J< T Nono

A ill term 1 T None

8 Interest Redemptio 1-2 1 •

Dividend Closed 1-2 9

A Interest 1 T Pt Redcrnpt 2·25 1

PtRedempt 4-26 J A

Pt RedClllJl( S-25 1 A

PtRedcmpl 1 26 1 A

PtRed<mpt 12-27 J A

c D E

S

• ()fhCf IN' • f.!ltin'l:ir ed

I

j

FINANCIAL DISCLOSURE REPORT Pagel of7

VR INVESTMENTS and TRUSTS

Descriptil)ltl)r Assds (il)CJuding trust as:sdS)

Pbi.:e ·cxr afkr ¢8Ch MSet aempt frMI prior disicJU¥in

DNONE ('No rtpOflabk iocome, a.ucu.: or�llttiOnS)

IS.

I. lmcoine-/03in Codts: A •Sl.OOOorkss

(S«Coft11tmsBI a1\d 04) F •SS0,001.SI00,000 G

2. V:.lt:te COi.ks: J ... SIS.OOO«lcss K

($« Colun111s Cland 03) N • S!S0.000-SSOO,()()(l D

Pl • S!S,000,001-SS0.000.000

-'·Value t-.1e1hod Codes Q ,.. A prnis.11 R

v

c. 1ncome during Gross \'31.!Jt: 311 t:od of Tr:in.�icrions during rtporting period

Amoont Type {e.g. Value Vahle O:itc: Gain Identity of Code I div. renc. or Code2 f\fontb-

IA Ill int.J (S-l') Ccdel Day IA-H) (Q-W)

A

n

n

Redcrnptio •

Redemptio K n

Redemptio n

A Redc:mptio ll-1 n

A

B

A

A

A

•Sl,001-$2.500 • $2,SOl-SS,000 • SS,OOJ-SIS. 000 •Sl.S.OOl""S0,000

• SIOO.OOl.Sl.000.000 HI • Sl,OOO.OOl-SS.000.000 Kl -Morethan SS.000.000

•$1S,OOl.SS0.000 L •SSO.OOl.SI00,000 M •$100,001-S!S0.000

• SSOO,OOl.Sl.000.000 Pl • Sl,OOO.OOl-SS,000.000 p .. ss.ooo.001-s2s.ooo.()()O

P.I •SMott thl'ltl S 0.000.000

•Cos1 IRcal Esta•cOnl)·> s ... Assessment T ... Cash<'?l.illf\:d

f I

N 11.1ne \lf rcrson Reporting

Kapba. L<witA

A. .. c. 0. Gtost ,,llJ,t :it Cid of 11 .... __

._.... ....... rqM:ri.g period

( I) m t i) m ( I) " .,. o;.aap liom 121 (I) < • > (SJ

Type , .... °"" va1 .. G•• dav. ma. or M<doocl - Codel Code I io 1.> CodeJ Oii)' (l.P) (A· HJ

'""""'°"")

19. PW 1912 l!ES lim pm None ] w None

20. PW 1916 EES 11111 p1a Nono 1 w Noo<

21. HaDdy Pllcc In- Pan No ne 1 w Noac

22. 20di Ccot Uhra F Nooe M T Nooe

23. Md Tran NY '-9 oa B lo- 7-1 K A

24. MT A NY 5.9 01 (B) B "'- 7-1 Jc:

2'. Nasti• Co. $.7 09 c ··- Rc:dcm(Mio 8·2 L

26. NYS MCFFA $.SS 06 lnttmt· 1-16 K B

27. W-hco1crCo$.607 B lolCl'Oll K T Nooe

:u . NYS Eov Fae 4 . 6$ 04 B lotczat Rodan(Mio II-IS K c

29 . am- $.6 0I D la- M T Nooe

JO. SullOlt Co s.rn oa B - R • 4•k• ... L A

31. NYC M,. Wlr S.J1S 07 - 1 T Plbcloq>( 6-15 K A

32. NYC Mun W1r S.l1S 07 (B) B lalcrat K T Pl Rodc:mpr 6-15 1 A

33. NYS MCPFA S.125 12 c lnlcn:st L T N o ne

34 . NYS Twy $ .0 01 B - L T None

35. NYS MCFl'A S.31 S 14 (E) A la- Rodanptio 2-17 K A

36. Oocldo 6. 4 06 None K T None

I. i.coo1e!G.,. Codct · " B c D E

•S« l0C1hl11111 Cl1 u - n oot Va.I v •01titt ; • F.im111:11ed

FINANCIAL DISCLOSURE REPORT Pagel of7

Oa1c Qf Repon

7ll!�200S

Vll. INVESTMENTS and TRUSTS

-...-.DHaipooo "'"""'

,.....,.,. __,

Place ·1xr """ .... """ """"" ......... v.... Vh T)'pl {4- ._.,..,6-priordlt<bu<e Codd Codd bwy. t<I. i..,...t-CA�) (J-Pl ""'""· (ifpivate:

(Q.W} ttatwictioa)

•

Rcdanpio A •

A •

c !lodcmprio D

D

•

A

•

•S1.000 ork::a •11.001.sl)OO • S!.SOl-$5.000 •SS.llOl.SIS.000 • .SIS.OOl-S.50.000

<Sec CO-.inw DI Ind DO F • SS0.001-1100.000 G -1100.001.11.000.000 HI • Sl,000.001-$5.000,000 H2 • Mort rti:.n ss.000.000

2. V:il11t Code•· J • SIS.OOOor less x -m.001.sso.ooo L -s.50.00l·SI00.000 M • SI00.00 1-$2l0.000

(Set Column1 Cl ind OJ) N .. S!S0,000-SSOO.OOO 0 -ssoo.001.11.000.000 Pl -s1.ooo.001 ss.ooo.ooo Pl • SS.OOO.OOl 0$lS. OOO. UOO

PJ • SlS.000.001.SSO.OOO,OOO P.f • SMorc 1ht111 SS0.000.000

3 Vltlui: Meth\\J COtkli Q .. Arprmlllll R •Cost fRcol E1111i..: O"l)'I s •AH smc.not T ... Casli1M1111ket

Name of Pc-fS<ln R eportlo._g Kaplan, Lewis A 711.,,00S

Vil INVES'IMENTS and TRUSTS - '""' "'" """" · ,,...,..;.., cu.crooo """' "' ' "'- """ "'•••oo n , .......... .s.. pp. ,..,, "'"'""' ....,.,,....,_ ,

37 .

31.

39.

40 .

41.

42.

43.

44.

4S.

46.

47.

41.

49.

so.

S2 .

S J.

54.

"·

Klnd<Jhook CSD 6 07

Ramapo S.6 08

NYSUDCH06

N&sau Co U2S 13

NYS HFA 6.4 07

NYS M1g All' 4.7 OS

NYS Dorm S.7 10

Ch i cago Pub llsg s.o 04

NYS MCFF A S . 0 13

NYC Mun Wtr S.S 12

NYS UlAC S. 37S 14

Cpi Tn:as Roe: 0% 09

US T- Strips 0% 10

NYS Donn S.31S 14

UST- strips 0% 11

NYS Dorm S.12S 01

NYS Dorm S.25 13

o

U = Boot V :i. lllie

8. c. 0.

- ... - fcportii perlod

()) ( 2 ) ( I) m ()) u DOI c.1tempt & om aKe.,.. ......

(2) t l l (4) CSI ........ °!}'po °"" v11 .. °'"' Codd <iv. m:d:. er

Wit, )

ln1Cn:ot

ID.t=st

B -

lot=st

A lntaat

.Interest

A lnt=st

None ·

B lnt=st

B lntcttst

B lntaat

Nooe

c lnten:st

Nooo

D lnlrercst

c Interest

t

Codd M- Cod cl Cl·Pl

rcdcmplioa )

J T

T Nooe

" T None

L T Nono

S..3 1

Rcdcmptio 2-2 1

1 T NoD<

6-1

PtRcdcmpt 9-2 "

Redemp<io 11·1

Redcmptio ().JS L

Redcmptio 4-1 K

Sole s..4 M

Sale s..4 L

L T None

Sale s..4 L

M T Nooe

L T Nooe

W • Es um :i t l 'CI

Code I t A-H}

B

A

A

A

B

F

E

E

FINANCIAL DISCLOSURE REPORT

Pag1:3 of7 DntcofReport

SI.

O.."llt'fipoooof <includingttusl :mtU)

Place fxr after ell!Ch G5d. exe11.,c ftom pciordUdoswc

I. &lcomtJG�11 C()(fcs;

<S«Col\u.1111SBI oodDO

A •Sl,OOOotks:s

F •S.S0.001.$100.000

J -SIS,OOOotk-ss l. V 11t C des.

(SttCulumns.CI andD31 N • $250:. SS00.000

.l Vt1h1l' M�1llOd CMts

1Stt('nl11mnC21

P3 • $1l.OOO.OOl4l0.000.000

0 •Appnli$1!11

lJlcome during Gross value :it cr.d of Trnt1$3ctioo:s during repof!ia period

(•g. Volu< Vaklc Type (c ... ldmtiryol

(A.f()

A

A

c

A

one

8 •Sl.001-Sl.SOO

G • SIOO.OOl-ll. 000,000

K -SJS,001.SSO. OOO

0 •SSOO,OOl·Sl.000,000

R -'Cos 1Rcalf:Jo'l e Onlyl

v .. Ocher

buy.S<JI. Mood>· Codel """""· o.y c1.P1CQ.W)

None

1

Redemptio •

•

Redcmptio 1 •

1 •

•

•

C •11,SOl·SS.000 0 •SS.001..SIS.000

Hl •SI .OOO.OOl·S.S.000.000 M2 -�i«ie th3a SS.000.000

l • S$0.001 -$100.000 �i ... SI00,001-S250.000

Pl .. s1.ooo.001.ss. ooo. ooo P2 .. ss.ooo.00142s.O()QJ>OO

P..I -SM<ire: lh:'lll SS0,000.000

S •AQC"-iM.ienl T • Cnsh"M:rici

buyu.'sidkt {ifpri'Yailc tnuts:lCtiOG)

A

A

A.

Fidelity Fund

56.

57. Tn"boro BTA 4.5 13 (E)

58. l'Ucrto Rico MFA 5..5 09 (I!)

59. NYS Dorm 5.125 11 (E)

60. Tnl>oro BTA 4.3 II

61. Triboro BTA 4.75 16

62. NYC MW> Wtr4.913

63. Commacl< UFSD 4.37S 13

64 . NYSMtgAgy 5.45 12

65. NYS Twy 5 .125 13

66. So Oleos Falls CSD 5.25 14

67. NY'frlnatMTAS.210

68. NYS Env F ae S.1 25 11

69. NYS Donn 5.125 11

70. NYS Dorm S. l 12 (E)

71. NYS Env Fae 4.SS 13

72. NYS EnvFae4.9S 17

i A • S l,000 01 less B

F

N

Name o f P 'Cl'Son Rcponing

JCapl&D, Lewis A

lj. c.

,_,;,,g p<riod rq>Ott in1 period

(I) ( 2 ) ell (2)

..,..,..,. Type Code I M<lhod

in ( , ) )

D Distribution N T

DistnOutioo

B - K T

B - K T

c Interest L T

A lnt=st K T

A lnlmot K T

B lnlen:SI; L T

D lntcrts! M

D Interest T

c lntacst M T

c ln1CrtSt L T

D - T

c lnt=st

D lnlmot M T

B ln1CrtSt T

B ln1cRst L T

c Interest T

c

D.

711f2005

( I) lfoot onpc. Ill UQCIOSUR (2) ( J ) (SJ

Date: v ""' Gain Cod< 2 Cod d

met r . rcd<mpOoo)

None

None

Nooe

Nouc

None

None

None:

None

Nooe

Nono

Nooe

None

Nono

Nooe

Nooe

Nooe

None

None

D E

( 5« Co.llVnD C2) u ..- B l11'I: Value v • Otl f w • F.:tll n lt.'<I

FINANCIAL DISCLOSURE REPORT

Page4 oi7

Vil INVESThlENTS and 1RUSTS

Descriplioo ol Nsm (iooludiog trusl 3:.iScts)

Pfac(I "(Xr after c111:h <t$$Ct cxcsnpl &um prior disdosur

SS.

Fidelity Large Cap Fund

t. lncomt!G3 o Co6e$:

(See Cofunwis 81 Md ) • $50.001-$100.000 G

2 V:.lut Codes: =SIS.OOOori.ss K

fSet Coh:111ins Cl :uid DJ> = mo.ooo.ssoo.ooo 0

P3 = S2.S. 000.001...SSO, OOO.O()(}

locomedutit1g Orossvalue at cod of

(e.g. Valoc Value

div. "'111. Ot Code2 (A-H> (J-P) Codd

(Q-W

c N T

T

M

M

L T

K

L

• Sl.00142.SOO • S2.SOl-SS.000

c s100.001-s1.ooo.ooo HI =Sl.OOO.OOl·SS.000,000

=SIS.OOl·SS0.000 L •SS0.001-SIOO.OOO

= S .OOi·Sl ,000.000 Pl = s 1.000.001-ss.000.000

O.tt ofl\'!'0<1

Tr.wacciOllS du.ring Rporring preriod

(4) Type (e.g. ldentily of buy.sell, to.ion.th- bu)·ttl�c::r

o.,, (J.P) CA-H) (i(privatc: tnMISAC!f:iOll)

=SS.001·.SIS,OOO • s 1 s.001-s.;o.ooo

H2 =Moo: tb."'lll ss.000.000

M •s100.001.s2so.ooo

P2 • $S. 000.001-$2S,OOO. OOO

P4 =$More di:wi S.S0,000.()()(l

3. Value Melhod Codes 0 =Appni !l<'I R =Cost CR.di &lme Only• s =A.s:sc:ssmen1 T .. CJtShr'M;ui:..-1

N ame of Pers on Rcponing

IUlplao, Lewis A

"

reporting p¢riod rq>(ll' ling periOO

( I ) (2) (I) <21

Typo Cod <! M<d>Od

irit.)

73. ML BklB&T RASP A Interest 1 T

74. NYC Trao• S.O 19 lnlcn:st M T

1S. G=CSD4.S 17 c lnt=st M T

76. NYS E ov Fae 4.2 12 lnlcrcst M T

77. MTA4.012 c Interest M T

78. MTA4.0 ll Interest M T

79 . NYC4.37S II (E) c lnlettSI M T

80. FNMAS.012 D lncettst : M T

S I. NM Bank Amer 6.S 17 D lnt=st M T

82 . MLBank(I!) A ln!mSI K T

13 . TriboroBTA3.7S 13 c lnle!crt T

'

William Floyd UFSD4.12S IS lnt=st T

as. MTAS.023 c lnt=st M T

86 . GEC C4.7S 13 D lntcn:sc

87. Pacific Jnoov Select lllDUity N ooe M T

as. Provident Bank S. O IS c lntcrcsl L T

89. FHLMC multi % 18 D lncmsc M T

90. Hudsoo Uoilcd Bt S.OS 13 c Interest T

A • Sl.OOOorll.-s.1 B c .. 01

F 0

N

o.

JI ) II' not C.'\etnpl lr"Om disclosute

( 3) \ 4) ( S) Valuo

bupcll, Mon th - Codt2 Coclo I (A-H)

r.dtmptiooj

None

Nooe

Nooe

N ooe

Nooe

None

None

None

'None

None

Nooe

Nooe

None

Nooe

None

Nooe

D 0 E

( $.x c l h11nn ('21 u - V ai btt v •0th.er \V • F. S1 ml 3t ed

FINANCIAL DISCLOSURE REPORT

P:ige 5 of7

e. c.

�riptioo of Assds -<Ming Gross '-:itv(" at c-.od <A

(including mist :mccs)

Pt.cc ·{x) afterCil!ChtL$$d eicenlpl """""'' \e.g. va1 .. Value &ocn prior�&eloostu\> div. l'Qt, Of CO<le2

IA-H) (l·PI c .... 3 (Q-W)

c

c

c

M

84. c M

M T

K

I. 1ticomc;GIU1• Codes: •$1.001-S!,SOO -s2 ..ss.ooo

( Culu1nn:;Bl nod().$} •SS0,0 1-.1100.000 G •$100.001-$1,000,000 HI •SI.000,0()1..$5,000,000

2. V.iluc Cc.xb; •Sl,.OOOorless J; •SIS.001-.ISO,OOO l ..s.so.001 s100.ooo

(SeeColu11:11u Cl ;ind 03) • S2SO.OOO-$S00,000 0 • SSOO,OOl·Sl,000.000 Pl .. s·1.ooo.001.ss.ooo.ooo

Dale afl\cport

11$oos

Tr:w:ldfoos during reporting period

(2) Type (e.g. 03fe: G>;n ldal(1t}'of

i.,y.,1sdlttmc-1..,:.r. Day (J.P) fi£priv,J;te

trn11s:ictioo)

•SS.001-$1 . 00 • llS.001-$54,000

Hl -f...tou tbnn ".OOCl.()(l(I

M • SI00.001.$2SO,OOCI

P2 a $$,000,001..$2S,000,000

Pl .. s s.000.001-sso.ooo.ooo P4 =$More thuo SS0.000,000

3. Value Mclf1 'd Codes Q - Appr.iU:il R •CostfRenl Es1<1tc Onl)') s •As enl T .. C:'!Shit.ind:ct

N ame uf Person Rcporti

Kaplan , Lewis A

NYC Ser J 4.625 18

92 . NYS Donn 5.0 1 9

93. MTA4.7526

94. Lcag Jslond Pwr 4.75 24

95. NYS Donn 4. 75 25

96. Western Bank Puerto Rico

97. FNMAs.ss 14

9S. NM Bank Amer 4.65 12

99. Copilot Oac Blr.4.75 10

100. MLBant

101. Port Auth NY &NJ 4.2 19 (E)

2 NYS Donn 4 , 625 II (E)

103. Prudential Ins Co par inv ICCI

104. Pnwknrial Fin Inc -k

10.1. Fidelity Eq Income fllnd

106. Fiddily US Govt R<scncs F .. d

107. ML Bank USA RAS P

!OS. Schwab Macey Ml:!

B

tS« Colwnn C2J u • ll<>ol; v.iu. v

B.

r eponing period

(I) ( 2)

TYP<

inc. )

B -

ln Jcn::sl

D lnterat

Nooe

None

Interest

lnt=t

A Interest ·

c Interest

D Interest

B lntcrcot

Nooe

B Interest

A Dividend

B Dislribatioo

Distn'bution

A Divideod

A [);vidend

o

• ()!hcf

c GIO!S v:tlix at co d ot .--.. ... -.i

( I ) (2)

C00.2 M<tbod

M T

M T

N T

M T

M T

J( T

N T

J( T

L T

Pl T

M T

M T

N T

J T

L T

)(

)( T

J T

c

w = Esrim:wcd

0.

Dute o r Rcpon

11 1fnoos

(I) If oot e.:mipc "" (2) ()) (4) ($)

Dole: Valu e Code? Code I

mc:tt;l"f. o.,, (A i )

Buy 5-14 L

8uy S-18 M

Buy S-14 N

8uy 3-11 M

8uy 11-30

Buy 2-23 J(

Buy N

Buy 9-3

N o oe

Buy 1·22 M

Buy 6-14 L

None

Nooe

Nooe

Open 4-15 K

D E

FINANCIAL DISCLOSURE REPORT Page6 of7

A. lacame ct-.ric.i T tiocs during pcriud Detcriptioo of A5Sds

tW!duding tnJ:SI ;usd,s)

PlllCc X)" after each tikl exo:l'I� 6'otnpriof disC'Josin

91.

10 .

- (e.g. Code J div. .or lA·H)

c

A

D

A

ValDC Value

(J-P) Codcl CQ-W)

T

Type (e.g. Gaia ld<OOtyor buy. Jell. Month.- bo)'tt1'!1cflCT

(S.P) (irpri,·:iteredtmplioo) tr�)

M

5-3

J(

I. Jacomc·/G:lia Codes: A • Sl.000 or less • Sl,001-Sl..SOO ss:?.SOl45.000 -ss.OOJ·SIS.000 •Sl5,00l ·S50.000

ISttCob>m Bl aod 04) f c $50.001..SI00.000 G •$IOO.OOl·Sl.000.000 H1 -s1.ooo.001..ss.ooo.ooo H:l ·Mott-SS.000.000

2. Value Codes: J •$1$,000(1' ttss K ... Sl.S,001-$50.000 L a SS0.001-$100,000 M •SI00,001.S?SO.OOO

cScc-Colunins.CI llnd03t N •$2SO.<lOO-SSOO.OOO 0 -ssoo.oo' -s'.000,000 Pl s1.ooo,001-ss.ooo.ooo P2 • S5.000.00J-S!5.000.000

PJ -$25,000,001·550.000.000 P4 =SMon- th:. SS0.000.000

3. Value M�hod Cl>de 0 •AflJl':lis.'>!I R •C se fR<aJ Eslatc OriJr) s c AsSCSSll'll:C'I! T •camit.larket

A.

109. Scbwab Money Mia (IRA)

JP Mo rpn C-occt

111. NY Ufe wbo1c lifi: policies

A B

f

CS.X Co h 1 11lf1 C21 u • Book V,Jw. v

Nam< of Pmon Reporting Dart of R epal1

71171'2005

B. c. D. r ...... T> ....

inc period """""' p<riod

( I ) 12) ( I ) ( 2 ) (I) II ooc ex.empt trom dl,Sl,;...,_, i;

(2) (J) (4) ( S ) T)-pe v a1 .. Value o .,;,,

Cod< J C1.)(fit2 Code J H i nt. ) -- (J-1' ) tA·Hl

..d<mc>Cioo)

A Dividend )( T

D lntaesl o . T

B Dividmd F T Nooe

c D E

.

• °""' w • E'.$1:111a.1tcd

FINANCIAL DISCLOSURE REPORT Page 7 of7

Ocscriptioo of Auces (ii.clud�trust assets)

Pbtt , xr after cx11 assetcccqi1 fi'olllprior

110.

Gross vaJuc ;1t md of dorioc .._.,. p<riod

- (e.g. v- Type (e.g. °"" """'"" o( div. tmt.. or Cod< 2 Md>od boy•..ti. - - buyafsdkr

(A· l (J-P) Cod< J °"' (ifprivat� (Q-W) cr.wisaetioa)

:

I. lncomc.'G:iln Codes: • $1.000 or ltss

tSceCol11mas 81 Md D-J) • SSO.OOl-SI00.000 G

l.. ValkC'odes: • $1 s.ooo « k'ss J;

1Stt Cof•inw CI aocf DJ) N ... S . 000-.S.S00. 000 0

PJ -m.000.001.sso.ooo.ooo

J. V:t11H: flik1hl)CjCCll.b 0 •Appr:iisal k

• Sl.001-$2.lOO -s2.so1.ss.ooo •Sl.001-SIS.000 • $15.00l-SSO.OOO

•SI00.001..$1.000.000 HI -s1.ooo.001-ss.ooo.ooo K2 • MOtt th.vi SS.000.000

• SIS.OOl·Sj().000 L • SS0 001.$100.000 M sSIOO.OOJ-S?S0.000

• SS00.001-Sl.000.000 Pl -S1.000,00J..s5.000.000 P2 •S.S. OOO.OOl-s.?5.000. 000

P-4 • SMatt m:c SS0.000.000

• Cns1. RC31 f-Sl31C Onl} l s -""""""'' T •C:ish.M:irkd

Doi re o(R.:porc FINANCIAL DISCLOSURE REPORT Kaplan, Ltwis A

VIlL ADDffiONAL JNFORMA TION OR EX.PLANATIONS

Nan1'ofPersonR<poning

71l'f200S

1. I was married during 2004. AMds listed in Part VU.lines 103 through 110 belong!<> roy spousc and appear in my report fut the first time. 2. (E) d<sigoates ..-held as tJusUe u/w/o dcccascd !dative 3. Yalu.cs listed in Part V arc estimates.

Dace of Report

H- ft/ t J-oa r-

nns RT

FINANCIAL DfSCLOSURE REPORT Name of Person R<portina

IUplm. Lewis A

IX. CERTJFlCATION.

111'{mos

I certifythat all infonnation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any infonnation not reported was withheld because it met applicable s1alUtory provisions pcnnltting ooo-disclosurc.

I further certify that eamed income from outside employment and boooraria and the acc:eptallCe of gifts \llhich have been reported are in compliance withthe provisions of S U.S.C. § SOI CL seq., S U.S.C. § 7353, and Judicial Conference regulations.

s- n.o

N01l!: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES ORFAILS = MAY BE SUBJECT TO CIVU.. ANDCRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail sigocd original and 3 additional copiesto:

Committee on Financial DUclo.sare

Administrative Office of the Uni� States Courts Suite2-301

Ono Columbus Cir<:le, N.E.

Washington, D.C. 20544