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Towards Cardiac MRI based Risk Stratification in Idiopathic Dilated Cardiomyopathy. Dr Pamela Brown a , Dr Chris Miller a , Dr Andrea DiMarco b , Dr Matthias Schmitt a Corresponding author: Pamela Brown, [email protected] a. Cardiac MRI department, North West Heart Centre, Manchester University Foundation Trust-Wythenshawe Site, Southmoor Road, Manchester, M23 9LT. b. Arrhythmia Unit, Heart Disease Institute, Bellvitge University Hospital, Barcelona, Spain Word Count: 2669 No conflicts of interest The authors received no specific funding for this work. 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19

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Towards Cardiac MRI based Risk Stratification in Idiopathic Dilated Cardiomyopathy.

Dr Pamela Browna, Dr Chris Millera, Dr Andrea DiMarcob, Dr Matthias Schmitta

Corresponding author: Pamela Brown, [email protected]

a. Cardiac MRI department, North West Heart Centre, Manchester University Foundation Trust-

Wythenshawe Site, Southmoor Road, Manchester, M23 9LT.

b. Arrhythmia Unit, Heart Disease Institute, Bellvitge University Hospital, Barcelona, Spain

Word Count: 2669

No conflicts of interest

The authors received no specific funding for this work.

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Abstract

Sudden cardiac death (SCD) secondary to arrhythmia remains a risk in those with dilated

cardiomyopathy (DCM), an implantable cardiac defibrillator (ICD) is an effective strategy to prevent SCD.

Current guidelines recommend selection for ICD based on ejection fraction (EF) less than 35%, however,

most SCD occurs in those with EF >35%. Although meta-analysis has demonstrated a survival benefit for

primary prevention ICD in DCM, no randomised trial has shown a significant reduction in overall

mortality including the most recent ‘Danish Study to Assess the Efficacy of ICDs in Patients With Non-

Ischemic Systolic Heat Failure on Mortality’ (DANISH study). Clearly, a more sophisticated selection

strategy is required. CMR is an ideal non-invasive imaging technique which allows calculation of ejection

fraction as well as tissue characterisation with gadolinium contrast, parametric mapping and feature

tracking. Late gadolinium enhancement (LGE) detects mid-wall fibrosis in approximately 30% of those

with DCM, three meta-analyses have demonstrated an association between fibrosis in DCM and SCD,

and those without fibrosis are at low risk of SCD. T1 mapping and extra-cellular volume calculation (ECV)

are methods of demonstrating diffuse fibrosis in the myocardium. Raised ECV and native T1 have been

associated with worse outcomes but the relationship to SCD has not been well studied. Undoubtably,

more research is required but CMR has several tools which offer incremental value above EF to improve

risk stratification and consequent outcomes and resource utilisation in those with DCM.

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Introduction

Dilated cardiomyopathy (DCM) is defined as ‘left ventricular or biventricular systolic dysfunction and

dilatation that is not explained by abnormal loading conditions or coronary artery disease.’ (1) It is

recognised to be a spectrum of clinical states rather than a single entity; the prevalence of DCM is 1 in

2500 with an incidence of 7 in 100,000. (2) (Image 1)

Image 1. The DCM disease spectrum (Image adapted from Pinto et al 2016 (1))

Sudden cardiac death (SCD) is an unexpected death occurring within one hour of symptom onset or

within 24 hours from when the individual was last seen alive. (3) SCD accounts for 15-20% of all deaths

worldwide with 1.4 deaths per 100,000 person years in women (95% CI 0.95-1.98) and 6.7 deaths per

person years in men (95% CI 6.25-7.14). (4) Approximately 30% of those with DCM will suffer SCD. (5)

The implantable defibrillator (ICD) is an effective strategy for the primary prevention of arrhythmic SCD.

Currently, an ICD is recommended in symptomatic heart failure (NYHA II-III) and a left ventricular

ejection fraction (LVEF) of less than 35%, regardless of aetiology. (6) However, the majority of SCD

occurs in those without severe left ventricular systolic dysfunction (LVSD) (7,8) who have no primary

prevention ICD indication and a significant proportion of patients implanted with an ICD will never

receive appropriate therapy. (9)

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The broad issue of non-invasive imaging markers associated with SCD across the spectrum of cardiac

disease has recently been reviewed. (10,11) This review will focus on the role of cardiac magnetic

resonance (CMR) and it’s potential for improving risk stratification in DCM.

Left Ventricular Ejection Fraction-the established risk stratification method.

Mortality increases as EF deceases (12) and those with an EF <30% have the most adverse prognosis.

(13, 14) Conversely, the absolute numbers of people who die from SCD is substantially higher in those

with EF >35%. (8) LVEF is clearly a marker of disease severity but is neither specific nor sensitive as a

marker for SCD. When selecting according to LVEF, no randomised trial has shown a significant reduction

in overall mortality with primary prevention ICD in DCM (9, 15-18), even though ICD implantation was

effective in preventing SCD. (9, 18)

A summary of the trials to date is seen in Table 1.

Table 1.

CAT AMIOVIRT DEFINITE SCD-HeFT DANISHYear 2002 2003 2004 2005 2016Design ICD vs OMT ICD vs.

amiodaroneICD vs OMT ICD vs

amiodarone vs OMT

ICD vs OMT

Inclusion criteria

LVEF <30%NYHA II–III

LVEF ≤35%NYHA I–IIINSVT

LVEF <36%NYHA I–IIINSVT or PVCs

LVEF <35%NYHA II–III

LVEF <35%NYHA II–III (IV if CRT)NT-proBNP >200pg/mL

No. randomised

104 103 458 2521 (total) 1211 (DCM group) 398 receiving ICD

1116

Aetiology (% with DCM)

100 100 100 47 100

Mean age 52 59 58 60 64Mean EF % 24 ± 7 23 ± 9 21 ± 14 25 ± 5 25Median follow up

23 24 29 46 67

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period (months)All-Cause Mortality(DCM group only)

Terminated early

Terminated early

ICD, 12.2%; OMT, 17.4%HR, 0.65; 95% CI, 0.40–1.06;P=0.08

ICD 21.4%; OMT 27.9% (5 y)HR, 0.73; 95% CI, 0.50–1.07;P=0.06

ICD, 21.6%; OMT, 23.4%;HR, 0.87; 95% CI, 0.68–1.12;P=0.28

Sudden Cardiac Death

NA NA ICD 1.3%; OMT 6.1%HR, 0.20; 95% CI, 0.06–0.71;P=0.006

NA ICD 4.3%; OMT 8.2%HR, 0.50; 95% CI, 0.31–0.82;P=0.005

OMT=optimal medical therapy

Current guidelines based on meta-analysis of these trials managed to demonstrate a significant survival

benefit for primary prevention ICD in patients with DCM and severe LV impairment. (19) A recent meta-

analysis, (20) including the DANISH trial data, confirmed previous results. The fact that survival benefits

can be observed only by pooling data of several studies indicates that we need to improve patient

selection by increasing our ability to discriminate between risk of SCD and risk of death from heart

failure or non-cardiovascular causes. Sub-group analysis in the DANISH trial showed that ICDs provided a

significant survival benefit only to patients younger than 70 years old, not because they had a higher risk

of SCD without the ICD but because they had a lower risk of non-sudden death therefore their sudden vs

non-sudden death ratio was higher. Clearly, a more sophisticated approach is required.

The emerging risk stratification method-late gadolinium enhancement.

CMR with administration of gadolinium based contrast agent allows non-invasive evaluation of localised

cardiac replacement fibrosis, seen when a collagen matrix is laid down in response to myocyte damage,

necrosis and/or apoptosis, leading to a distinct myocardial scar. Gadolinium shortens the T1 relaxation

of the scarred tissue which consequently appears bright when the inversion recovery sequence is set to

null normal myocardium (21). The presence of myocardial replacement fibrosis seen on late gadolinium

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enhanced CMR has been shown to correlate with histological areas of plexiform fibrosis. (22-25) A

midwall pattern of fibrosis (MWF) is the most typical pattern seen in patients with DCM, with 30-40%

having LGE, other patterns are seen, and several studies have classified hyperenhancement as simply

ischaemic or non-ischaemic. (Wu 2008, 26,27) Beyond diagnosis, studies have demonstrated that

fibrosis in DCM can be used to predict prognosis. Importantly, replacement fibrosis seems to be related

to ventricular arrhythmias and SCD.

Image 1 demonstrates MWF on LGE imaging, T1 and post-contrast T1 maps.

Image 1

Assomull et al (28) conducted the first study demonstrating the association of fibrosis with an adverse

prognosis in DCM. 35% of 101 patients studied had MWF and LGE presence was found to be associated

with all-cause mortality and hospital admission for cardiovascular causes (HR 3.4 95% CI 1.4-8.7 p=0.01).

Those with LGE were more likely to have SCD/VT although overall event rates were low (7 in total).

Subsequently, Iles (29), evaluated whether LGE presence predicted appropriate ICD shock in 103

patients who fitted primary prevention ICD criteria, 51% of those with DCM had LGE present. No ICD

discharges were seen in those without LGE compared to 9 of 31 (29%) discharges in those with LGE

(p<0.01). The largest study to date consisted of 472 patients, (25), 30% had MWF. There was a

significant association between MWF and all-cause mortality (p<0.001) even after adjustment for EF;

29.6% of those with fibrosis reached the arrhythmic end points of SCD or aborted SCD vs 7% those

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without fibrosis (p<0.001). Recently, the question of whether LGE signifies risk in those with DCM and EF

>40% was studied. (30) 399 patients were enrolled 25% had MWF, mean EF was 49% and median follow

up was 4.6 years. The composite primary end point of SCD or aborted SCD occurred in 18 (17.8%)

patients with LGE and 7 (2.3%) patients without LGE (p=<0.0001). This significance continued even after

adjustment for potential confounders such as age, NYHA class and LVEF (HR 9.3). MWF had just a

borderline association with the secondary end point of all-cause mortality (p=0.056), suggesting that LGE

might be a specific marker of ventricular arrhythmia and therefore, could identify patients with a higher

risk of SCD rather than death from other causes. Several other smaller, often single centre studies with

diverse end points have been studied and synthesised into three meta-analyses delivering a consistent

message (27, 31, 32). (Table 2)

Table 2.

Author Kuruvilla et al Disertori et al DiMarco et alYear 2014 2016 2017Number of studies (DCM only)

9 8 29

Number of patients (DCM only)

1,488 1,443 2948

Mean Age (Years)

52 53 56

Mean EF % 37 33 20-43Mean Follow up (Months)

30 31 36

% with LGE present

38 40 44

Composite arrhythmic end point

AER 6.0% LGE present vs 1.2%, LGE absent p<0.001 Pooled OR 5.32, 95% CI 3.45 to 8.20, p<0.00001

AER 7.6% LGE present vs 1.3% LGE absent. LGE pooled OR 6.27, 95% CI: 4.15 to 9.47

AER 6.9% LGE present vs 1.6% absent. LGE pooled OR 4.3, 95% CI: 3.3 to 5.8 p=0.001

The largest and most recent meta-analysis by Di Marco et al (27) confirmed LGE was significantly and

strongly associated with the arrhythmic end point of SCD, sustained ventricular tachycardia or

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appropriate ICD therapy (pooled OR 4.3, 95% CI: 3.3 to 5.8 p=0.001). In contrast to LGE, LVEF was not

found to correlate with the arrhythmic end-point. Moreover, the association between LGE and

ventricular arrhythmias was observed both in studies with mean LVEF < 35% (OR 4.2 95% CI: 2.4 to 7.2

p=<0.001) and in studies with mean LVEF >35% (OR 5.2, 95% CI: 3.4 to 7.9 p=<0.001).

All these results were obtained considering the simple dichotomous variable LGE presence vs LGE

absence. It is unclear whether LGE quantification can further improve risk stratification. Studies

analysing this have come to conflicting conclusions (29, 30) There are a variety of signal thresholding

which can be used to quantify LGE, there is no consensus on the best method to use. In the case of

hypertrophic cardiomyopathy LGE >15% myocardial mass was found to be the greatest risk for sudden

cardiac death. (Chan 2014) One study using the 2 standard deviation and full width half max (FWHM)

methods found that in those with DCM the greatest risk was in those with >6.1% of myocardium

affected by LGE. (Neilan 2013) A further study by the same group (Neilan 2015) of cardiac arrest

survivors (of both ischaemic and non-ischaemic aetiology) found that presence of LGE had the strongest

association with both death and appropriate ICD therapy but that percentage of LGE to myocardium

>8.1% was the most specific and sensitive amount. However, another study in those with DCM (Halliday

2017) concluded that there is no linear increase in SCD risk as extent of LGE increases; the greatest

increase in risk of SCD occurs between no LGE and those with 2.5% LGE. LGE presence vs absence is a

simple, reproducible parameter and the important message is that DCM patients without LGE have low

risk of ventricular arrhythmia or SCD.

T1 mapping and ECV quantification.

LGE relies on local differences in tissue composition and cannot distinguish those who have diffuse

interstitial fibrosis. Endomyocardial biopsy is currently the gold standard for detection of diffuse fibrosis

but carries inherent risk and has limited diagnostic yield. CMR with T1 mapping and ECV calculation

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allows one to demonstrate diffuse fibrosis in a non-invasive manner. T1 mapping therefore has

diagnostic ability beyond presence of LGE in those with diffuse fibrosis, this is used clinically in the case

of Anderson-Fabry Disease when T1 decreases due to fatty deposition. It also holds promise in

distinguishing between athletic hearts when ECV decreases and hypertrophic cardiomyopathy when ECV

increases. (Swoboda 2016) In a T1 map the T1 value is encoded in each pixel and corresponds to the T1

relaxation time of the corresponding myocardial voxel. T1 maps can be created both pre (native T1) and

post gadolinium contrast. (33)

In general, native T1 values increase in DCM and post-contrast T1 values get shorter. (21, 33) By

comparing signal intensity changes (as a function of contrast concentration changes) in the extracellular

compartment with those in the blood pool and integrating the available blood volume distribution (1-

haematocrit (HCT)) one can calculate the partition coefficient lambda which in turn allows estimation of

the myocardial extracellular volume space using the formula ECV= (1-HCT x lambda).

Post-contrast T1 mapping has been shown to correlate with histological presence of fibrosis on

endomyocardial biopsy and on histological whole heart examinations in patients with heart failure. (23,

24) Aus dem Siepen et al (34) demonstrated that calculated ECV was comparable with histological

collagen volume fraction (CVF) in DCM and that increased ECV and native T1 was seen in those with

DCM compared to controls. Puntmann et al (35) found that in those with cardiomyopathy native T1 was

longer (p<0.01), post contrast T1 was shorter (p<0.01), and ECV was significantly higher (p<0.01). When

the data underwent ROC analysis native T1 was found to be the best independent discriminator

between healthy and diseased myocardium with a specificity of 97% and sensitivity of 100%. Routine

clinical use has been limited, not least by the recommendation that each centre establishes their own

reference ranges given the potential variation in vendor, field strength and acquisition parameters.

Normal values have however been published for T1 and ECV at both 1.5T and 3T field strength. (Sado

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2012, Dabir 2014, Ray 2017) There are ongoing large scale standardisation and validation studies

including phantom exchange projects.

Do T1 mapping techniques and ECV parallel findings seen in LGE literature?

Wong et al (36) examined those with both ischaemic and non-ischaemic cardiomyopathy and found that

ECV >28.5% was significantly associated with all-cause mortality (HR 1.55 95% CI 1.27-1.88 for every 3%

increase in ECV). This was supported in a later study by the same group (37) which calculated ECV across

a range of ejection fractions. Raised ECV was associated with hospitalisation for heart failure, death or

both. Barison et al (38) studied 89 patients with non-ischaemic cardiomyopathy and found that an ECV

>32% was a prognostic predictor of mortality beyond echo parameters and that ECV was raised

compared to controls even in those without LGE.

In those with dilated cardiomyopathy (39) native T1 was significantly associated with both all-cause

mortality and the secondary end points independently of both LVEF<35% and LGE presence. Indeed,

higher T1 values outperformed presence of LGE in predicting adverse outcomes.

The association between diffuse fibrosis detected by CMR and SCD in DCM has not been widely analysed

yet. One study (40) has scrutinised the link between T1 mapping and ventricular arrhythmia in patients

with ICD implanted for primary or secondary prevention. Sub-group analysis showed that, in the 59 non-

ischaemic patients (53 DCM, 5 HCM and 1 sarcoidosis), native septal T1 was the only independent

predictor of appropriate ICD therapies (HR 1.12 every 10ms increase, p<0.01) and of the composite end-

point of appropriate ICD therapies or death from any cause (HR 1,1 every 10ms increase, p<0.01). In

contrast, ECV was not associated with the end-points analysed.

Detection of fibrosis by CMR is a useful non-invasive diagnostic and prognostic tool in dilated

cardiomyopathy. Native T1 mapping in particular has the potential to negate the need for gadolinium

based contrast examinations in selected patients. It seems unlikely that T1 mapping or ECV will be used

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as a single diagnostic or prognostic parameter and should be used in conjunction with LGE as a

multiparametric approach. One particular T1 or ECV value can indicate a variety of cardiomyopathies

and pseudonormalisation can occur for example in Anderson-Fabry disease when fibrosis replaces fat in

the myocardium.

Strain imaging.

Whilst ejection fraction describes global myocardial function, it is an imprecise measure of regional

myocardial dysfunction, strain imaging on the contrary characterises regional deformation of an area of

myocardium. Strain imaging is less subjective than an eyeball estimate of LVEF and can be used to detect

early regional myocardial dysfunction before ejection fraction decreases. Substantial echocardiography

based data has accumulated highlighting the value of strain based data (specifically global longitudinal

(peak) strain (GLS)) in predicting outcome. One multimodality study (Chimura 2016) found that GLS >-

8.3% calculated by 2D echocardiography combined with positive LGE on CMR heralded the most adverse

prognosis above LVEF.

Regional assessment of myocardial deformation has been available via CMR since the 1980s.

Traditionally, this required dedicated (time consuming) sequences combined with dedicated post-

processing technologies. Various conceptual approaches based on myocardial tagging or displacement

encoding with stimulated echos were developed but did not penetrate into daily clinical routine. This

changed with the arrival of feature tracking technology which is analogous to echocardiographic speckle

tracking but rather than tracking an intramyocardial point it tracks endocardial borders over time and

can be easily applied as part of a standard CMR protocol (43) has been found to be reliable, reproducible

and has been validated against existing techniques such as HARP and SPAMM. (44-46) Buss (47)

conducted a study of 210 patients with dilated cardiomyopathy who had CMR feature tracking based

strain calculated. They found that a GLS >-12.5% was predictive of a combined primary end point of,

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cardiac death, heart transplantation, and appropriate ICD shock due to ventricular tachycardia or

fibrillation. This was significant regardless of LVEF. In univariate analysis GLS was predictive of the

primary end point (HR 1.33 95% CI 1.21-1.47 p=< 0.0001). After multivariate analysis GLS was predictive

of the primary end point above LVEF and BNP (HR 1.27 95% CI 1.05-1.52 p<0.02). The study also

suggested that those with preserved GLS had a good outlook irrespective of EF and LGE presence. A

further study (48) studied a mixed-aetiology cohort of 1012 patients and EF <50%. It was found that

after adjustment for EF and LGE every 1% decrease in GLS conferred an 89.1% increased risk of death

(HR 1.891 per % p<0.001). When limiting the analysis to those with non-ischaemic cardiomyopathy GLS

was an independent risk factor for death beyond LGE and EF (HR 2.01 per % p<0.001). Preserved GLS

also identified patients with lower risk amongst those with LGE.

GLS calculation by CMR feature tracking has yet to be widely used in clinical practice. Although normal

values have been studied (Taylor 2015) these have yet to be validated on a large scale and cut offs for

specific disease states are yet to be established. CMR feature tracking is limited by it’s lower temporal

resolution meaning that strain values may be underestimated. Certainly, more studies are needed using

CMR based methods of calculating strain to determine the exact prognostic role of GLS in arrhythmia

and SCD prediction in patients with DCM.

Conclusion

Current clinically applied risk stratification for ventricular arrhythmia and SCD death in dilated

cardiomyopathy, purely based on EF as the single imaging parameter, remains inadequate. Cardiac

magnetic resonance allows a complete structural and functional analysis of the heart: some CMR

parameters, such as LGE, have already shown a consistent and strong association with ventricular

arrhythmias and sudden death. Others need to be further investigated for this specific outcome. Future

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application of a multiparametric approach holds promise to improve and personalise the arrhythmic risk

of DCM patients.

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