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Page 1: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 2: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 3: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 4: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 5: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 6: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 7: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 8: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 9: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 10: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 11: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 12: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 13: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 14: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 15: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 16: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 17: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 18: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 19: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 20: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 21: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 22: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 23: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 24: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 25: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 26: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 27: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 28: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
Page 29: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
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Page 32: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM
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Page 34: 0000013197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Title: 000001.tif Author: Created Date: 7/23/2007 2:08:31 PM

CONSOLIDATED FINANCIAL STATEMENTS3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · 2013-04-05 · - 2 - Consolidated Financial Statements A discussion of consolidated

Securities and Exchange Commission Office of Public ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Securities and Exchange Commission Office of Public Affairs

TESTIMONY OF ARTHUR LEVITT, CHAIRMAN UNITED STATES ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · employed a strategy of leverage utilizing reverse repurchase

INSTITUTIONAL INVESTOR STUDY REPORT OF THE SECURITIES' …3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · institutional investor study report of the securities and

(i.e., pari passu). The outstanding principal amount3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · lack the homogeneous characteristics necessary to assess credit

ACT SECTION3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.c…ing requirements will similarly be exempt; and (3) these electi'ons will.qualify for exemption

SECURITIES AND til EXCHANGE COMMISSION 34lli3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · II SECURITIES AND EXCHANGE COMMISSION Headquarters Office 500 North Capitol

United States Securities and Exchange Commission3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.c…and the Municipal Securities Rulemaking Board and similar

SECv. Westgate - California Corporation, et al., Civil Action No. …3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.com/... · admitting or denying the allegations

THE SECRETARY OF COMMERCE WASHINGTON, rrc. 202303197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn… · WASHINGTON, rrc. 20230 Honorable William Proxmire Chairman,

Kathryn Fulton3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · Kathryn Fulton Director . T J / ... affect purchases resulting from ordinary bank transact~Qns

MEMORANDUM3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · In periodical annual audits it is essential to have ~ permanent ... grouped under this heading,

Securities and Exchange Commission Historical Society ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Securities and Exchange Commission Historical Society Interview

SEC Historical Society Interview with Barbara Thomas Judge ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · SEC Historical Society Interview with Barbara Thomas

TESTIMONY OF ARTHUR LEVITT, CHAIRMAN U.S. SECURITIES …3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · SUMMARy OF TESTIMONY ARTHUR LEVl'rr, CHAIRMAN U.s. sECURITIES

STATEMENT OF THE FINANCIAL ACCOUNTING STANDARDS …3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Accounting for Troubled Debt Restructurings Recent testimony of

National Securities Clearing Corporation3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · 2013-03-28 · SIAC's programs for expanding capacity ... The Municipal Bond

John Fedders Interview Transcript3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · 2013. 3. 26. · Securities and Exchange Commission Historical Society Interview

Securities Exchange Commission Historical Society ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · Securities Exchange Commission Historical Society Interview

Procedures for Exemptive Orders3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.com/... · Chapter 13 Procedures for Exemptive Orders I. Introduction and Summary

Dennis Beresford Interview3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.c…Apr 18, 2011  · Interview with Dennis Beresford . Conducted on April 18, 2011,

Securities and Exchange Commission Historical Society ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · Securities and Exchange Commission Historical Society

Securities and Exchange Commission Historical Society ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn… · Securities and Exchange Commission Historical

Report of3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · Miller, Tabak, Hirsch & Co. Morgan Stanley & Co. Incorporated Newman, Tannenbaum, Helpern, Syracuse & Hirschtritt

RECENT CIVIL AND CRIMINAL PROSECUTIONS OF3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · RECENT CIVIL AND CRIMINAL PROSECUTIONS OF INSIDER TRADING VIOLATIONS

SECURITJES AND ,EXCHANGE COMMISSION FINAL ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.c…OFFICE OF THE CHAIRMAN SECURITIES AND EXCHANGE COMMISSION WASHINGTON,

COMMITTEE ON ENERGY AND COMMERCE HOUSE OF REPRESENTATIVES3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · committee on energy and commerce house of representatives

FileCabinet CS [PERRYJIM PerryJim] Print Output3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.c…McKesson & Robbins since its merger with Girard & co., Inc

A STATEMENT OF ACCOUNTING PRINCIPLES3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · A STATEMENT OF ACCOUNTING PRINCIPLES ... Form and Terminology of Financial

COMMODITY FUTURES TRADING COMMISSION3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · COMMODITY FUTURES TRADING COMMISSION 2033 K STREET, N.w., WASHINGTON, D.C. 20581

disclosures in the official statements. No underwriters'3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · disclosures in the official statements. No underwriters

Securities and Exchange Commission Historical Society Oral ...3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.c… · 12/3/2009  · Securities and Exchange Commission Historical

Bernard Meltzer Transcript3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn… · 2013-03-26 · Securities and Exchange Commission Historical Society Interview

Securities Exchange Commission Historical Society Interview …3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.rackcdn.com/... · Securities Exchange Commission Historical

Securities and Exchange Commission Historical Society3197d6d14b5f19f2f440-5e13d29c4c016cf96cbbfd197c579b45.r81.cf1.r… · Interview with David Ratner Conducted on August 6, 2002,