07. the shifting status of african americans
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Journal of Black Studies
DOI: 10.1177/0021934798029002021998; 29; 154Journal of Black Studies
Rebecca KookCollective Identity
The Shifting Status of African Americans in the American
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THE SHIFTING STATUS OFAFRICAN
AMERICANS IN THEAMERICAN
COLLECTIVE IDENTITY
REBECCA KOOK
University of Haifa
This article examines the change that incurred in the status ofAfricanAmericans vis-a-visAmerican collective identity sur-
rounding the civil rights movement. I argue that in terms of differ-ent symbolic indicators,AfricanAmericans were completelyexcluded from theAmerican collective identity up until the 1960s.From the 1970s and onward, a gradual process ofinclusion in termsof both written
symbols (textbooksand
generalAmerican
historybooks) and commemorative symbols (postal stamps, monuments,holidays, and the like) can be observed.
The 1980s and 1990s have seen a flourish of new studies on
American identity (Fuchs, 1990; Karst, 1989; Kettner, 1978; R. M.
Smith, 1995).Although citizenship is presented as the fundamentalfocus of this identity, the perspective of these studies differs fromthat characteristic of the more traditional ones (Hartz, 1955; Kohn,1957; Myrdal, 1944). Whereas the traditional works portrayed an
identity and citizenship entrenched in ideas and concepts, the newwave, so to speak, approaches citizenship through the prism of
membership, thus shifting the discourse from ideology and con-
cepts to issues of inclusion and exclusion. Perception has shiftedfrom citizenship as an ideal toward citizenship as a practical and
operative institution.
The earlier works portrayed an inclusive and staticAmericancollective identity. Within the new discourse, general issues of
membership, patterns of exclusion, and not merely the generaltrend of inclusion are seen as central to the understanding of the
JOURNAL OF BLACK STUDIES, Vol. 29 No. 2, November 1998 154-178
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American political community. This focus on issues of exclusion
bringsinto
highrelief the
categoriesof
ethnicity, race,and
gender.The exclusion of different minority groups is not dealt with tangen-tially or implicitly but is seen as an integral part of the understand-
ing ofAmerican political community. Hence, the contradictions of
citizenship are given prominence. The research raises such ques-tions as follow:Are there and have there been gradations ofcitizen-
ship ? What does this status ofcitizenship bestow on the individual?What is the relationship between the institution of citizenship andtheAmerican collective identity?
In this article, I focus on the relationshipbetween citizenship andAmerican collective identity by exploring the symbolic mecha-nisms and political logic of inclusion. Specifically, I explain the
change in the membership status ofAfricanAmericans before andafter the civil rights movement in the 1960s. Thus, I contributetoward an understanding of the practical and operative aspects of
identity and citizenship alike.
AMERICAN COLLECTIVE IDENTITY
American collective identity is a difficult concept to analyze.Ingrained misperceptions ofAmerican identity, residues ofthe plu-
ralist paradigm that so deeply dominated thinking aboutAmericafor almost halfa century, contend that in fact, there is no such thingas anAmerican collective identity. Unsurprisingly, however, mostAmericans identify themselves asAmericans (hyphenated or not),and there is clearly a distinguishing line betweenAmericans andnon-Americans both within and outside ofAmerican society (Wal-zer, 1990). Recent debates concerning multiculturalism and the
cultural fabric ofAmerican societyare
testimony to the existence ofan albeit contested, but existent nonetheless,American identity(Arthur & Shapiro, 1992).
Moreover, there is a history of scholarship onAmerican collec-tive identity, which itself has gone through shifts and turns. Tradi-
tionally, this scholarship has articulated theAmerican identity as
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entrenched within two fundamental tenets. The first is that the iden-
tity that boundAmericans together and that incorporated themas
Americans was ideational, grounded in the belief in a set of univer-sal values. This perspective onAmerican identity was first identi-fied by the French social observerAlexis de Tocqueville and hasserved as the accepted version or interpretation ofAmerican collec-tive identity for almost two centuries (Tocqueville, 1945).Accord-
ingly,American identity has been fueled by what Tocqueville iden-tified as the
&dquo;equalityof conditions.&dquo; This fundamental equality,
born out of the fact thatAmerica-as opposed to Europe-lacked afeudal social structure; generated a civic identity; and associatedmore with the free exercise of civil rights than with a particular his-
tory, ethnicity and cultural tradition.
Picture to yourself... if you can, a ... people differing from oneanother in language, in beliefs, in opinions; in a word a society pos-
sessingno
roots,no
memories,no
prejudices,no
routine,no com-
mon ideas, no national character, yet with a happiness far greaterthan our own. (Mayer, 1979, p. 30)
The second characteristic was that the instances of exclusion
withinAmerican society, so unavoidably exemplified by theAfri-canAmericans and by the NativeAmerican, existed somehow out-side of the collective identity and thus did not seriously alter the
essential meaning of it. These two tenets are accepted by most ofthe so-called canonical theorists ofAmerican identity (Arieli,1964; Hartz, 1955; Kohn, 1957; Lipset, 1966; Myrdal, 1944).
Accordingly,American identity is seen as rooted in the notion of
citizenship, and the mere belief in this notion is enough to serve asan inclusionary mechanism.
Citizenship was the only criterion which made the individual amember ofthe national community: and national loyalty meant loy-alty to the Constitution. The formative force ofAmerican national
unity has been, then, the idea ofcitizenship; through this concept the
integration of state and society into a nation has been achieved.
(Arieli, 1964, p. 22)
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American identity is itself a conceptual entity, definedby sharedbeliefs and quite divorced from the individuals who populated it.The values of equality, individualism, and achievement are seen tounderlie the basic identity ofAmerican society, that is, basic liberalvalues. Hence, theAmerican &dquo;character&dquo; is defined in nonethnic
and distinctly political terms-for example, the prototype of theterritorial nation-that is, a collective whose defining characteris-
tics are mainly civic and territorial is characterizedbya
legal and/orpolitical community and a common civic culture and ideology (A.Smith, 1986, 1992).
This portrayal ofAmerican collective identity emerges as funda-
mentally static and nonchanging in both its contours and content. Itassumes to incorporate a people, without designating any concretemechanisms that determine exactly who constitutes this people. Itis founded on adherence to a set of
values,whereas the
applicationofthe values is presented as belonging to a different realm of realityand a different discipline of study. Because analytically the institu-tion of citizenship, at least following the passing of the 15th amend-
ment, was inherently inclusionary, this discourse saw no need to be
concerned with specific exclusionary or inclusionary mechanisms.
AFRICANAMERICANSAND
AMERICAN COLLECTIVE IDENTITY
Nonetheless,American collective identity is not only inclusion-
ary but for a long time in its history was blatantly exclusionarytoward certain groups. The case ofAfricanAmericans is undoubt-
edly a prime example of the discriminatory and nonegalitarian
aspect ofAmerican democracy andAmerican collective identity.With the establishment of the United States, and the writing of the
constitution,AfricanAmericans were considered to be property.As property, they were denied the basic rights afforded to citizensof liberal democracies, as well as the basic human rights secured for
the average citizens of the new federation. They had no protectionunder law, savethe protection accorded to property (Foner, 1990).
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As property, there is clearly no question as to whetherAfrican
Americans were, at that time, members of the newly foundedAmerican nation, and as such members of theAmerican collective
identity. However, at this time, more then 200 years later, it is
equally uncontested that they are. On the whole, they are consid-ered by others and by themselves to be hyphenatedAmericans:AfricanAmericans (Huntington, 1985; Martin, 1991). Two ques-tions immediately surface: How does the above portrayal ofAmeri-can
collective identity grapple with the blatant exclusion ofAfricanAmericans, and, When were they included?The answer to the first question was partially satisfied in the
briefpresentation above. The exclusion ofAfricanAmericans (andother minorities such asAmerican Indians, women, and so on) was
seen as existing outside of the value system promoted and defined
by theAmerican creed. This type of dichotomous perspectiveenabled all of the main theorists to maintain the universalistic
vision ofAmerican identity, while acknowledging the reality of
racism, segregation, reservations, and the like.The answer to the second question is more complex. The intui-
tive response is to point to the post-civil war period and the passingofthe reconstruction amendments. Nonetheless, neither emancipa-tion nor reconstruction managed to dictate a clear-cut relationship.By establishing equal citizenship, the reconstruction amendments
allowedAmericans to think of their civic nation as inclusive. Their
quick reversal, however, exemplified by the establishment of theJim Crow system in the South, and the maintenance ofsevere infor-
mal discrimination in the North, in effect rendered this short lived.
Close examination of theAmerican symbolic matrix offers
insight into this question. To a very large degree, the construction ofa collective identity is essentially an act ofconstructing and recon-
structing the nations past. Moreover, the essence ofinclusion is, aswas mentioned, the act of official recognition. Recognition of iden-
tity-group or individual-is essential to the formation of ones
identity. Similarly, the lack of such recognition, or the misrecogni-tion of identity, bars the path to the development of a collective
identity.
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Our identity is partly shaped by recognition or its absence, often bythe
misrecognitionof
others,and so a
personor
groupof
peoplecan
suffer real damage, real distortion, if the people or society aroundthem mirror back to them a confining ordemeaning or contemptiblepicture of themselves. (Taylor, 1995, p. 249)
The primary arenas in which the act of memory constructiontakes place are symbolic. The images triggered by the symbolscumulatively make for the memories of the collective past. Com-
monly, one encounters monuments, museums, holidays, and thelike, which stand for, or symbolize, some event of heroism, (or dis-
asters) which are presented as central to the collectives history. Inthe course of analyzing these images, what is symbolized is as sig-nificant as what is not symbolized. We learn as much aboutAmeri-can collective identity from the existence ofa stamp in memory ofLou Gehrig as from the absence, from the postal canon, up until
recently,of women.
The following discussion of written and commemorative sym-bols highlights a dramatic shift in the membership pattern ofAmerican collective identity.
WRITTEN SYMBOLS
TEXTBOOKS
The process of writing the past, in the formal framework of his-
tory books is, perhaps, the most direct way of constructing anational memory.As a direct text, the process through which the
symbolic import is transmitted does not necessarily involve the
typically symbolic processof
bestowing subjective meaningto the
form of the symbol. The meaning intended is more or less at facevalue. Nonetheless, the writing, and rewriting of history, throughconventional history books, and more significantly, textbooks, is aclassic symbolic vehicle. Through history books, chosen symbolsof a nations past are transmitted and elaborated on.
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The history book may be perceived as fundamentally the biogra-
phy ofthe nation. The vivid images that people retain of a nationspast are drawn from its pages. Much has been written about the
theoretical and practical objectivity of the historian, and about the
process involved in the selection of which facts to include or
exclude in the writing of any kind of history (Carr, 1972; Popper,1961). One simple yet most fundamental aspect of this vast debateis who is included in the nations history and who is excluded. Inother
words,when one
speaksofa nations
history,whos
historyis
one referring to?A formidable change occurred in theAmerican self-image in themid-1960s. The change revolved around the ethnic or national con-text ofAmerican society. Hence, the major changes reflect the wayin whichAmericans perceived how they were incorporatedtogether asAmericans, how they contemplated the relationshipbetween the whole and its constituent parts.
The change in the relationship betweenAfricanAmericans andAmerican society constituted one of the most dramatic changes.Early textbooks, from the first decades of the century, rarely men-tionAfricanAmericans, and when they do, the references areimbued with racist implications and commentary.Although inmost cases the blatant racism decreased gradually, as late as the
1950s,AfricanAmericans were portrayed as part ofAmerican his-
tory only in their capacity as slaves. Hence, it is actually slavery, asan institution, that is discussed and not the group itself. They wereneither perceived as nor did they constitute an integral part of
American collective identity (Kane, 1970; Katz,1971 ).A represen-tative text of the 1950s would
beg[i]n its first section on the population of the US by saying, &dquo;leav-
ingaside the
Negroand Indian
population,&dquo;and it
proceededto do
just that. The Blacks were never treated as a group at all; they were
quite literally invisible. (Fitzgerald, 1979, p. 84)
A particularly telling example is afforded by the 1961 yearbookof the National Council for the Social Studies (Cartwright & Wat-
son, 1961). The yearbook that is published periodically by the
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National EducationAssociation (NEA), Washington, D.C., serves
as a guide for high school educators. It provides extensive bibliog-raphies and summaries ofthe new developments in the various sub-fields ofAmerican history. This specific yearbook is structured
chronologically. It has 17 chapters, starting with the colonies and
ending with then-contemporary issues such as the cold war. Its self-declared aim is &dquo;to encourage critical thinking through the interpre-tive approach&dquo; (Cartwright & Watson, 1961, p. xxi).As a guide
published bythe
NEA,it is read
bythousands of educators and is of
great influence in the determination of school curriculum. In this
light, its mention, or rather nonmention, of AfricanAmericans is
particularly significant.As is expected, this yearbook states in its general introduction,
&dquo;The slavery dispute, the civil war and reconstruction constituted a
three decade long crisis, the sharpest and gravest through which thenation has gone&dquo; (Cartwright & Watson, 1961, p. xx). Out ofa 300-
page volume, only 3 pages are devoted to this &dquo;gravest&dquo; crisis. Twoadditional pages are devoted to a discussion of &dquo;local politics andthe Negro.&dquo; The history of theAfricanAmericans, their role in the
development ofAmerican history,AfricanAmerican cultural and
political figures-none of these-or other similar issues are even
remotely related to. TheNEA guide is typical in this aspect ofmost
pre-1960s textbooks (e.g., Fitzgerald, 1984; Kane, 1970; Todd &
Curti, 1950; West & West 1934, 1948). On the whole, very littleattention is paid to this group, and when it is, it is stereotypical andfocuses exclusively on &dquo;the slave.&dquo; Furthermore, the conception ofAfricanAmericans portrayed is based on the prejudiced stereotypeofAfricanAmericans that served to legitimate and perpetuate slav-
ery : that is, submissive, carefree, contented, lazy, and irresponsible.Textbooks published from the mid-1960s onward tell an entirely
different story. The story differs on a number of dimensions. First,the amount of attention devoted toAfricanAmericans grows enor-
mously. Until and throughout the 1950s, the onlyAfricanAmeri-
can exemplars were Booker T. Washington and Dred Scot (alwayspictorially presented with his cross-eyed gaze) (Fedyk, 1979).
Beginning in the late 1960s, more and moreAfricanAmerican
personalities are discussed, from sports figures, through artists and
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musicians, to political personalities. This finding is substantiated
by a number of studies that compared textbooks from both periods(Garcia & Goebel, 1992; Glazer & Uda, 1984; Sleeter & Grant,1990). The growth in the number ofthese kind of studies is in itself
part of the change that was spawned during the 1960s (Reinhold,1992).
Second, the way in whichAfricanAmericans themselves are
portrayed changes, with an increasing emphasis on positive quali-
ties, personalities,and contributions. In the context of the exem-
plar, as was noted above, not merely does theAfricanAmerican
appear more often but he (literally he) appears increasingly as a
positive role model. There is also an increase and diversification of
pictorial illustrations, of AfricanAmerican doctors, and of inte-
grated class rooms (Fitzgerald, 1984; Kane, 1970). In addition, theAfricanAmerican soldier emerges as a dominant model, exempli-fying theAmerican qualities of patriotism, loyalty, courage, andselflessness. TheAfricanAmerican is now more likely to beassoci-ated with traits such as intelligence, talent, ambition, and success.Most significantly, then, the image ofa positive exemplar emerges,reflecting the same qualities associated with theAmerican charac-ter and with the good citizen: ambition, energy, self-improvementthrough education, training, and hard work. TheAfricanAmericanbecomes anAmerican.
Third and finally, the entire discourse surroundingAmericanidentity was fundamentally altered. Conceptions of a melting-potsociety lost their fashionable appeal and were rapidly replaced bynew concepts, such as multiculturalism, ethnicity, group and
minority identity, and so on. This changed context is crucial tounderstand the shift in the status ofAfricanAmericans because the
changing context both was a result ofthe particular change ofAfri-
canAmericans and, in due course, served to further influence thedynamic relationship between this group and the larger society inwhich it existed. No less important of course, is the interactionbetween the different composite changes (i.e., the impact of thefeminist movement on the civil rights movement). The suddeninclusion of a variety ofgroups required a reappraisal of the entirenarrative ofAmerican history and identity.
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COMMEMORATIVE SYMBOLS
POSTAL STAMPS
The first stamp that honored anAfricanAmerican appeared as
part of the FamousAmericans set, in 1940. This stamp honored
Booker T. Washington. Until 1967, a total offive stamps, which in
some way depicted Blacks or Black issues, were issued. Three outof the five
depictedBlacks-two
commemoratingBooker T. Wash-
ington, (one picturing his house) and one ofDr. GeorgeWashingtonCarver. The othertwo commemorated events such as the Thirteenth
Amendment and the Emancipation Proclamation. Thus, those
stamps issued prior to the passing of the 1964-1965 civil rights leg-islation that do pertain to Blacks portray either symbols that are
relatively neutral, proclamations of equality and portrayals ofnational symbols such as Lincoln, or that are well-known &dquo;token&dquo;Black figures such as Carver and Washington.
From 1965 until 1990, a total of 23 stamps that commemorated
AfricanAmericans were issued.All 23 commemorated specificAfricanAmerican personalities such as Paul Lawrence Dunbar,John Trumball, Harriet Tubman, Martin Luther King, Jr., WhitneyMoore Young, Dr. Ralphe J. Bunch, and others. In 1981, the Black
Heritage Series was initiated, which issues at least one new stampalmost every year. Moreover, we witness the gradual inclusion ofAfricanAmericans in all-American series such as theAmerican
Arts Series,American Revolutionary Bicentennial Series, GreatAmericans Regular Series, PerformingArts Series (Black Heritageon U.S. Stamps, 1990.)
MONTHSAND HOLIDAYS
An additional commemorative category includes holidays and
special extended-commemorative periods. Prior to the passing ofthe civil rights legislation in 1965, no national holidays, or com-memorative weeks or months, had ever been established to cele-
brate either anAfricanAmerican person, or event ofsignificance totheAfricanAmericans. Since the 1960s, two such holidays haveI- - - -- -__..._L1~_L_~
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Until the 1970s, virtually no landmarks or parks existed thathonoredAfricanAmericans. The
designationof landmarks is
accepted as a sign ofthe general recognition ofthe historical impor-tance ofthe subject honored. Hence, the absence ofsuch landmarkscan be seen as quite a meaningful indication of the lack of impor-tance attributed toAfricanAmericans within the more generalAmerican context. In 1970, the Parks Service initiated a landmarks
program for &dquo;relevance,&dquo; which sought to address this lacuna, andwas significantly financed by congress. In July 1974, 13 sites werechosen and designated as landmarks including, among others, Mar-tin Luther Kings church during the bus boycott, the Ida B. Wells-Barnett House in Chicago, the Harriet Tubman Home for theAgedinAuburn, New York, and others. Continued surveys resulted, with
61AfricanAmerican landmarks by 1977 (Mackinntosh, 1985).As these changes in the landmark, monument, and postal poli-
cies indicate, the 1970s ushered in a period ofprogressive inclusion
ofAfricanAmerican cultural representations into the mainstreamofAmerican culture. By the late 1970s,AfricanAmerican historywas part of mostAmerican public and academic institutions. This
general trend was reflected, and of course reinforced, by the estab-lishment of separateAfricanAmerican museums whose purposewas to define the narrative of this groups history and its potentialrelationship (or rather relationships) toAmerican identity (Stewart
& Ruffins, 1986, pp. 307-339.) This was possible largely becauseof the support and attention given toAfricanAmerican history.
The Museum ofAfro-American History in Boston(Byron Rush-
ing), for example, tried to reflect the expanding awareness of cul-tural nationalism, indicative in most cases of the emergent sense of
AfricanAmerican ethnicity versusAfricanAmerican race. In Sep-tember 1967, theAnacostia Neighborhood Museum of Washing-
ton, D.C.,was established
bythe Smithsonian. This case reflected
the desire to create anAfricanAmerican museum that would helpto minimize the general sense of alienation of this community fromthe formal representations ofAmerican culture, and enable them tofeel that the Smithsonian was their institution. Other museums
include, for example, the Sable Museum in Chicago and the ElmaLewiss National center ofAfricanAmericanArtists.
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AfricanAmerican public history, during this same period,
gained access to mainstreamAmerican institutions of culture suchas the Brooklyn Museum, the Field Museum in Chicago, the Los
Angeles County Museum ofArts, the National Portrait Gallery, andthe National Museum of History and Technology. These museumsstarted organizing exhibitions that emphasizedAfricanAmericancontributions toAmerican social and cultural history.At the same
time, documentary and feature films in addition to television spe-
cialswere
fundedto
reportonAfrican
American issues. Finally,AfricanAmerican history was incorporated into the public school
agenda through special assemblies and lectures during the Black
history month, and in general, observance of this month became
regular calendar events in most major White universities across thenation (Stewart & Ruffins, 1986).
THE INCLUSION OFAFRICANAMERICANS
What is the meaning ofthis change, and why did it happen whenit did? Most discussions ofAfricanAmerican history, or indeed of
American history in general, highlight particular legal junctures ascritical. For a population whose existence has been so criticallydetermined by discrimination, instances that mark either the insti-tutionalization ofdiscrimination (Dred Scott, Jim Crow, Plessy vs.
Ferguson, etc.) or the breaking down of these institutions (Brownvs. Topeka, 1960; 1964 civil rights legislation) emerge as central tothe national-or subnational-narrative (Combs, 1995; Foner,1990; Karst, 1989). Even a cursory glance at the historical and
sociological literature onAfricanAmericans reveals both a pre-dominance oflegal histories and a clearly formal or political orien-
tation in other types of histories. Indeed, the history ofAfricanAmericans can be told through a history of legislation.
However, in an attempt to superimpose the history of AfricanAmericans on the historical development ofAmerican identity, itwould appear that despite the undoubted significance of Brown and
previous civil rights legislation, the 1964 Civil RightsAct and 1965
voting rights act emerge as the critical watershed in terms of the
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inclusion ofAfricanAmericans into the collectiveAmerican
identity.The Civil RightsAct of 1964 was by far the most extensive pieceof civil rights legislation ever passed. Its many titles covered most
aspects of race relations in the United States: voting, public accom-modations, employment, education, and health care. Two achieve-ments summarize the significance of the act. The first is the exten-sive power granted to various federal agencies, from the
Departmentof Justice to various federal commissions, to enforce
the law. Thus, for example, Title 4 gave the Department of Justicethe authority to enter pending civil rights cases and to cut offfederal
funding to states and agencies engaged in discriminatory practices.It empowered the Department of Justice to initiate suits aimed at
desegregation and to intervene in voting rights cases.The second achievement was due to the symbolic significance of
Title 2, which referred to public accommodations. With the now
fully empowered backing of the Department of Justice and the U.S.commission on civil rights, segregation in restaurants, hotels, thea-
ters, and the like was slowly eliminated. Hence, both the symbolicdisplays of exclusion and the legal displays were eliminated withthe passing of this act (Whalen and Whalen, 1985).
The big achievement in terms of voting rights came with the Vot-
ing RightsAct of 1965. The act ensured that local jurisdictions
could no longer impose restrictions on voting such as the literacytest, or the accompaniment clause, demanding that a person desir-
ing to register be accompanied by two registered voters, which defacto preventedmostAfricanAmericans from registering. InAla-
bama, for example, only 2% of theAfricanAmerican populationwas registered to vote. The Voting RightsAct gave the attorneygeneral and the Department ofJustice enlargedpowers ofinterven-
tion and enforcement: the right to file suit to enforce registrationand the right to preclear any cases ofgerrymandering that would act
againstAfricanAmericans. Essentially, it complemented the Civil
RightsAct of 1964 in asserting the authority ofthe federal govern-ment over the state government in all issues pertaining to civil
rights (Davidson & Grofman, 1994; Fuchs, 1990).
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In light ofthe centrality of citizenship and political participationto
membershipin theAmerican
identity,no act
of legislationcom-
pares in significance to the 1960s legislation. The 1960s debateover the civil rights legislation, which sought to grant the Black
population full rights ofcitizenship, can be read simultaneously asa debate over the definition of a specifically WhiteAmerican
nationality, as opposed to the more inclusive &dquo;multiracial&dquo;Ameri-can nationality. The debate, like other similar ones, took place and,to some
degree,still takes
placein terms ofwho
properlyis amem-
ber of theAmerican nation and who is not.
Indeed, most central texts on bothAfricanAmericans and on
American identity agree that the 1960s legislation marked a water-shed. Together, they served as mechanisms of inclusion and mem-
bership because ofthe significant sense ofempowerment that con-
sequently resulted forAfricanAmericans (Weinberg, 1991).Extending the franchise and ensuring federal enforcement of other
basic civil rights together served to incorporateAfricanAmericansinto theAmerican political nation.
Full membership in the polity is impossible if one is preventedfrom participation in the communitys public life.A sense of
belonging is tantamount to a sense of potential participation and
potential influence on the policies, values, and normative life ofthat community. Denying access to the main avenues of participa-
tion is, therefore, tantamount to exclusion from the communalspirit.
Racial segregation not only stigmatizes its victims; it also excludesthem from full participation as members ofsociety, treating them asmembers ofa subordinate caste.... Denial of respect not only inhib-its the integration ofthe groups members into the larger society butalso undermines the value of belonging to the group. (Karst, 1989,
p. 323)
This belief, that political participation is related to the distributionof economic resources, is shared and has been demonstrated, bymany scholars and also by most participants in the civil rightsmovement (Button, 1989; Hamilton, 1986; Jaynes & Williams,1989). Hence, the achievement of basic political rights, most
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important the effective enforcement of the franchise, meant farmore
thenthe mere act
of voting itself: When political rightsmean
access to political power, and access to political power meansaccess to economic advantage, empowerment is a basic conditionof equal membership in the collective identity (Hamilton, 1986).Consequently, formal and legal legitimacy provided by the twocivil rights acts, coupled a few years later with the targeted welfare
programs of Johnson and his &dquo;Great Society&dquo; platform, reinforcedthe notion, through both political and social entitlement, thatAfri-canAmericans now belonged to theAmerican collective (Divine,1987). The dramatic increases in the social services in the southerncommunities in particular (street paving, street lighting, education,water service, housing rehabilitation, fire protection, police protec-tion, and the like), and the rise in employment levels, are testimonyto the newly acquired inclusion (Button, 1989). The civil rights leg-islation and the voting rights bill incorporatedAfricanAmericans
into more then the circle ofAmerican voters, it incorporated theminto the definition ofAmerican identity.
In addition, the dramatic increases in both the numbers ofAfri-
canAmericans who participated as voters in coming elections andthe vast increases in the numbers ofAfricanAmericans elected to
political positions is testimony to the importance of this legislationto the large scale incorporation ofthis group into the core ofAmeri-
can identity.As far as voting rates are concerned, the rates amongsouthernAfricanAmericans rose from 10% in 1952, to 30% in
1964, to 70% in 1968. The voting registration percentagemore thendoubled itself between 1960 and 1970 alone-from 27% to 67%.
The advances made in elected offices are even more striking. By1974, for example, 964AfricanAmericans were elected to publicoffice in six states with a previous record of severe discrimination,
and by 1979, the number doubled (Button, 1989). In Louisianaalone, the number ofAfricanAmerican mayors tripled from 1974to 1980. The number ofAfricanAmerican elected officials in the
entire United States (including the more integrated and liberal
North) rose, from 82 in 1951, to 280 in 1964, to 1469 in 1970, and to
3,503 in 1975. The statistics follow a similar pattern in most publicposition indicators. These include the number ofAfricanAmerican
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judges, mayors, school board members, council members, sena-
tors, congressmen, and the like (Jaynes & Williams, 1989).Animportant conclusion from these statistics is that particularly in the
South, where politics (and hence theAfricanAmerican population)was almost exclusively controlled by Whites and whereAfrican
Americans occupied a &dquo;subject&dquo; political status in terms of politicalculture, these major transformations in the racial balance ofpowertransformed theAfricanAmericans political status from that of
&dquo;subject&dquo;to that of
&dquo;participant.&dquo;This
typeof
participant politicalculture is but one more characteristic of the-at this point moreinclusive-American collective identity (Almond, 1964; Button,1989).
EXPLAINING THE CHANGE:
POLITICALACTIONAND IDENTITY
What context appropriately explains the advent of this change?Clearly, the civil rights movement was one of the most successfulsocial movements in the century, mobilizing an entire nation to itscause and single-handedly transforming civil rights into one ofthemost salient political issues in the United States. Indeed, itwas the
political salience of the issue that forced congress and the admini-
stration into action. Or in other words, it was this political saliencethat promoted the convergence oftheAfricanAmerican interest in
equal civil rights and the political interests of the Kennedy andJohnson administrations. In the final analysis, it was this conver-
gence of interests that facilitated the passing oflegislation and that
provides the accurate context in which to understand the inclusionofAfricanAmericans. Civil or social movements are only success-
ful to the extent that they manage to influence or transform politicalinterests.The interest-convergence model is helpful here (Bell, 1992).
Accordingly, actions to end racial discrimination in the UnitedStates cannot, and should not, be understood solely in the context ofthe advantages gained by those discriminated against. Of equalimportance are the incentives of those Whites who participated in
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the efforts to enact social and political change. These interests and
positiveincentives of the
particularactors are informed-if not
guided-by the interests and incentives of the group to which theybelong, be it racial, economic, or social. In most such politicalefforts, a convergence of interests of the various coalition groupsinvolved occurs.
Perceived in this light, what then prompted the Kennedy andJohnson administrations into action? On the surface, the responseis self-evident. The national media coverage metamorphosed the
impact of the violent interracial events, bringing them into the liv-
ing room of almost every family in the country (Harding, 1983;Stern, 1992). The almost daily coverage of violent race riots, the
aggression of southern police against the passive resistance ofwomen and children, the radio and television access given to indi-viduals who detailed their own personal stories of discriminationand persecution, together brought home the horrors ofthe southern
racist system and made the famous Myrdalian gap between valuesand practice that much harder to ignore or rationalize (Morris,1984; Stem, 1992). Clearly, the national media coverage seems tobe the single most important factor in explaining the salience ofrace and civil rights during the 1960s. Nonetheless, the specificway in which this coverage affected political interests and motiva-tions needs to be spelled out. This coverage influenced domestic
and international politics in two primary ways.The domestic arena. First of all, and most simply perhaps, the
media coverage transformed civil rights into a primary electoral is-sue. This element forced the incumbent democratic administration
to respond immediately and consequently changed the traditionalbalance of power between southern conservative state interests and
those of the more liberal North. The media coverage succeeded in
both establishing the publicawareness
and, perhapsmore
impor-tant, sustaining the salience of the issue over time. The salience ofcivil rights as an issue oftremendous national significance affectedthe public agenda in two ways. First, it mobilized public opinion.Studies demonstrate, for example, that although in January 1955less than 5% oftheAmerican public considered civil rights &dquo;most
important problem,&dquo; in 1963-1964, this percentagejumped to more
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than 40%. Thus, in answer to the question &dquo;ShouldAfricanAmeri-cans
have equal chance at jobs?&dquo; in 1945,40% agree, whereas from1960 to 1970, this percentagejumps from 80% to 100%. Similarly,more than 80% ofthe parents questioned had no objection to send-
ing their children to integrated schools in 1964 (Burstein, 1993, pp.163-166). Clearly, the statistical trend indicates that public opinionwas favorably influenced by the civil rights movement and by the
coverage of it.
Second, the transformation of race into a salientpolitical
issue,backed by a mobilized public opinion, forced, so it seems, the intro-duction of race and civil rights to the center of the political arena
and, subsequently, forced the two major parties to redefine their
political alignment. Neither Kennedy nor Johnson entered theiradministrations as staunch civil rights supporters, and their posi-tions on the issue were dictated by strategic calculations. Thedilemma of Kennedy and Johnson was, in essence, the dilemma ofthe democratic party: &dquo;How to reconcile the needs ofseveral majoralliance partners who acutely disagreed over civil rights: southernwhites, blacks, and the liberal allies of blacks, including theunions&dquo; (Stern, 1992, p. 4). Thus, in many ways, the civil rightscampaign of both presidents is a fascinating study in politicalstrategy.
Kennedy, who had become infamous as a result of his 1957
pro-McCarthy vote in congress, did not enter politics as a liberaland was not attuned to racial issues (Stern, 1992). Indeed, as the1959 democratic convention began, Kennedy was perceived as theleast popularcandidate amongAfricanAmericans. However, as the
presidential election approached, realizing the necessity ofAfricanAmerican support, Kennedy initiated a moderate courting processof AfricanAmerican leaders. In an attempt to develop a balanced
campaign position on civil rights, he developed a relationship withMartin Luther King, Jr., on one hand, and chose Johnson as a run-
ning mate on the other.In 1961, however, Kennedy staked out an activist position on
civil rights. The freedom rides shook the administration into action.The policy makers saw these activities as harbingers of a real crisisand, finally, perceived them as having direct bearing on their
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reputation-both domestically, in terms of the perception of the
White population, and internationally, in terms of the cold warideological rivalry with the Soviet Union.
The issue of civil rights gained an accelerated momentum fol-
lowing the Kennedy assassination. With his swearing in as presi-dent, Johnson declared civil rights to be the main guiding issue ofhis administration. However, he knew that to garner liberal support,he would have to be open about the issue: &dquo;I had to produce a civil
rightsbill even
strongerthan the one
theydhave
gottenif
Kennedyhad lived. Without this, Id be dead before I could even begin&dquo;(Divine, 1987, p. 161). Promoting civil rights was a means forJohnson for establishing himself as a legitimate national leader, for
ensuring the support of the Kennedy people, and for easing his
image as merely a southern compromise. TheAfricanAmericanvote became all the more significant following the 1964 legislation.
As a result, the federal government relentlessly pursued voter-enforcement cases. Hence, the voting rights bill can be seen as a
convergence of interests in civil rights and in party electoral poli-tics. Registration was a necessary prerequisite for voting, and
hence, increasing registration was seen as a democratic campaigntactic. Indeed,AfricanAmerican registration and participationwere viewed as key elements in the future of the national demo-cratic party.
By the end of 1964, most of theAmerican public believed inenforcing voting rights forAfricanAmericans. Mobilizing that
support and translating it into political action was, therefore, the
primary strategic concern. The demonstrations and public outcryserved as the mechanism for such a political translation. The strate-
gic interests were now defined and articulated: Voting rightsbecame a pivotal political issue, which enabled the garnering of
congressional support. In addition, the added votes that wouldresult from an effective and enforced voting bill would cover the
political costs, so to speak, of White voter defection. The interestsof the administration, the public, and the civil rights movement
finally converged. The 1964 and 1965 acts were a product of this
convergence.
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The international arena. On the international arena, coverage of
the demonstrations and protest served merelyto
heighten the al-ready sensitive issue of race relations in the United States and its
impact on the reputation ofthe United States as a leader ofthe freeand liberal world. Unsurprisingly, the Soviet Union exploited the
coverage and incorporated it as part of its ideological campaignagainst the United States. Consequently, the accumulative impactwas threatening to damageAmerican standing in the cold war ri-
valry, especiallyin
regardto its
positionin the third world,
specifi-cally inAfrica. Much as a result, the State Department consideredthe domestic racial problem to be a major foreign policy issue.
Therefore, any effort to promote civil rights within the UnitedStates was not only consistent but was seen as contributing towardthe central U.S. mission of fighting worldcommunism. Indeed, thiswas the case ever since the end ofWorldWar II and is considered to
have contributed toward various major civil rights rulings, includ-
ing and perhaps especially Brown vs. Topeka Board ofEducation.At that time the TrumanAdministration impressed upon the Su-
preme Court the necessity for world peace and national security of
upholding Black civil rights at home in a number of amicus briefs
detailing the effect of racial segregation on U.S. foreign policyinterests.
Analyses of foreign press from the end of World War II and
through the early 1960s reveal extensive coverage of civil rightsabuses in the United States.An interesting example is found in theBritish press, in which, as a defense against theAmerican attack onBritains Palestine policy, the British press counters by an attack onAmericas double standard-the United States as bastion of free-
dom, while maintaining racial discrimination at home. This cover-
age peaks during times of unrest and surrounding the advent of sig-
nificant legislation.Although it is difficult to establish a causalconnection between the two issues, it is unlikely that the cold war
atmosphere, which was so dominantly prevalent from the 1950sand onward, was ignored by the decision makers in the WhiteHouse. There appears to be aconvergence between civil rights poli-cies and actions, andAmerican foreign policy interests.
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CONCLUSION
In this article, I expanded on the political logic of democraticinclusion: Why it happens, who does it, and how. The molding ofthe boundaries of collective identity-through inclusion, but also
through exclusion-is one of the mechanisms available to policymakers and political leaders in their efforts to govern, maintain sta-
bility, and gain legitimacy. Hence, the public good of collective
identity works so well because ultimately it is fashioned after the
interests of both the governed and those governing.To qualify for membership in the collective identity of the polity,
citizenship is a necessary condition, but it is not sufficient.As I
demonstrated,AfricanAmericans were citizens for close to 100
years before they gained inclusion into the identity. It is only with
full inclusion that citizens are then eligible for the other publicgoods provided-legitimacy and economic benefits.
Having argued for the inclusion ofAfricanAmericans into theAmerican collective identity, it is important to note that this act ofinclusion is itself not a permanent fixture of the identity. Despitetheir inclusion and their eligibility for the public good ofcollective
identity, and despite the hopes that this act ofinclusion would bringwith it economic benefits and legitimacy, the history of the past 30
years is a mixed one. On many socioeconomic indicators,African
Americans have not fared as well as theexpectations
assumed.
Moreover, the 1990s has ushered in a new outlook on integrationand cultural cohesion. The deepening multicultural outlook, cou-
pled with the backlash against such fundamentally integrativemechanisms such as affirmative action, have resulted in a more
skeptical outlook on inclusion. The debate surrounding Ebonicsand the drive for granting collective cultural rights toAfrican
Americans and to other minorities is but one manifestation of this
trend.
Collective identity and citizenship are, therefore, truly complexand flexible institutions. Toward the end of the 20th century, the
structure ofthe nation-state seems to be on the verge ofmajor trans-formations. These changes are apparent in various seemingly
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contradictory trends: the obfuscation of national differences as
expressed by the European Union,on one
hand, and the flaring upof ethno-national difference as demonstrated by the violent ethnicconflicts in Europe,Africa, andAsia, on the other, as well as themulticultural demands in the United States. The emergence of pos-
sibly new forms of national organizations makes the study of col-lective identity all the more relevant.
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Rebecca Kook is assistant professor in the Departmentof Politics and Government atBen Gurion University. She writes on issues of citizenship and national identity