07b55077 - foundation center990s.foundationcenter.org/990pf_pdf_archive/131/131813827/13181… ·...

Form 990-PF

Department of the TreasuryInternal Reven ue Service

ViN

W

Return of Private Foundationor Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private FoundationNote. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

For calendar year 2010, or tax year beginning , and ending

G Check all that apply: U Initial return U Initial return of a former public charity U Final return

= Amended return 0 Address change = Name change

Name of foundation A Employer identification number

THE WENNER-GREN FOUNDATION FORANTHROPOLOGICAL RESEARCH, INC. 13-1813827

Number and street (or P O box number if mail Is not delivered to street address) Room/sulte B Telephone number470 PARK AVENUE SOUTH 8TH FLOOR (212) 683-5000

City or town, state, and ZIP code C M exemption application is pending , check here ►NEW YORK, NY 10 016 D 1- Foreign organizations , check here

H Check type of organization : Section 501 ( c )( 3 ) exem pt private foundation2. Foreign organdat mopu the

tatlon85% test, ►

check here andattttacach compu tation

mpu

0 Section 4947(a)(1) nonexempt charitable trust = Other taxable private foundation E If private foundation status was terminatedI Fair market value of all assets at end of year J Accounting method : L_J Cash Accrual under section 507(b)(1)(A), check here ►(from Part ll, col. (C), line 16) 0 Other (specify) F If the foundation is in a 60-month termination

17 1 , 8 9 9 , 7 0 4 . (Part 1, column (d) must be on cash basis.) under section 507(b)(1)(B), check here ►Part I Ana lysis o f Revenue an d Expenses

(The total of amounts in columns (b), (c), and ( d) may not(a) Revenue and

expenses p er books(b ) Net investment

income

( c) Adjusted netincome

d Disbursementsfor charitable purposes

necessarily equal the amounts in column (a)) (cash basis only)

1 Contributions, gifts, grants , etc., received

2 Check 0,© if the foundation is not required to attach Sch B ,3 Interest on savings and temporary

cash Investments 3, 3, 3. TATEMENT4 Dividends and interest from securities 1 ,32 6 ,059. 2,164,420. , 3 2 , 0 5 9. TATEMENT' f15a Gross rents

b Net rental income or (loss)

y 6a Net gain or ( loss ) from sale of assets not on line 10 10 , 4 9 4,4 18. ^- 'ax -''3

ItGross sales price for all 46 , 011 , 899 .assets on line 6a `° b

7 Capital gam net income (from Part N, line 2 ) r r: 1 1 ,3 4 1 , 9 46 .

°C 8 Net short-term capital gain 1 ,0 3 , 3 8 3 . -

9 Income moGross sales I return

10^^^^

_ "I

a and allowanc ^ _ a •.

b Less Cost of goo s so V >• j^ ^.

c Grossprofl Vloss)NOV 0 7 201111 Other Income I 96,675. 0 5, 9 3. 2 9, 9 2 7. STATEMENT ,13 1512 Total . Add IjnesL1-throe h-1- 11,917 ,15 5 . 13, 912 , 332 . 2 , 19 , 372 . u ^? ' 4 '13 Compensation of officets)Sur' s s, c 505,000. 120,000. 120,000. 434,895.14 Other employee salaries and wages 776 , 7 4 3. 46 ,627. 46 6 27. 680, 221.15 Pension plans , employee benefits 4 29 , 8 6-27 55 , 882. 55,882. 356,098 .

y 16a Legal fees STMT 4 56,791. 4 6 ,115. 0. 9, 5 5 8.

CL b Accounting feesSTMT 5 21,000. 0. 0. 1 6 ,700.

W c Other professional fees STMT 6 504, 337. 50 4 , 337. 0. 0.17 Interest 114 , 5 4 1 . 18 3 , 078 . 0 . 0 .18 Taxes STMT 7 21,484. 5 0, 881. 0. 0.19 Depreciation and depletion 57 , 0 81. 57, 0 81. 0.

E 20 Occupancy 4 29,410. 55,823. 55,823. 373,35 .a 21 Travel, conferences, and meetings 219 , 587 . 1 , 950 . 1 , 950 . 173 , 17 3 .r- 22 Printing and publications 57 , 175 . 0 . 0 . 57 ,17 5 .0 23 Other expenses STMT 8 6 53,221. 1 , 2 7 7 , 11. 31,159. 341, 6 8 4 .

24 Total operating and administrative

CL expenses . Add lines 13 through 23 3,846,232. 2,414,185. 326,441. 2,442,860.0 25 Contributions , gifts, grants paid , 3 44 , 6 27. 3 , 952 , 810 .

26 Total expenses and disbursements.

Add lines 24 and 25 8,240,859. 2,414,185. 326,441. 6,395,670.27 Subtract line 26 from line 12:

A

a Excess of revenue over expenses and disbursements 3,676,296.b Net investment income ( if negative, enter -0-) 11 9 8 ,14 7 . 1 - 5 'c Adjusted net income ( e negative , enter -0- ) 2 , 092 , 931 .

- .,ll-12-U7-1U Ln/1 i vi rapci nuin ncuut.uvn n,.i nvu,.c, acc Inc uraaubuvna. i Willi vvv-.

112101024 756359 622025 2010.04041 THE WENNER-GREN FOUNDATION 6220251

OMB No 1545-0052

2010

Form 990-PF (2010)THE WENNER-GREN FOUNDATION FORANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Paget

Balance Sheets Attached schedules and amounts in the descnphOnBeginning of year End of year

Part II column should be for end -of-year amounts only ( a) Book Value ( b) Book Value (c) Fair Market Value

1 Cash - non-Interest-bearing 29,17 4 . 14,388. 1, 388.2 Savings and temporary cash investments 17,385,88 . 1 , 281, 4 41. 1 4 ,281, 41.3 Accounts receivable ► 14 7 , 413.

Less: allowance for doubtful accounts ► 145,523. 147,413. 147,413.4 Pledges receivable ► _j

Less : allowance for doubtful accounts ►5 Grants receivable

6 Receivables due from officers , directors , trustees , and other

disqualified persons

7 Other notes and loans receivable ►Less : allowance for doubtful accounts ►

_ m _ A

, 8 Inventories for sale or use

9 Prepaid expenses and deferred charges 71,155. 5 4, 143. 5 4 ,1 4 3.a 10a Investments - U.S. and state government obligations

b Investments - corporate stock STMT . 9 57,801,7 6 1 . 9, 9 0 3 , 0 6 3. 9,903 , 0 37c Investments - corporate bonds

11 investments - lund, buddin9s , and equipment basis ►

Less accumulated depreciation ►

^_ ,!' ^ `'

12 Investments - mortgage loans

-13 Investments - other STMT 10 85 , 5 16,-44 7. 14 5,22 6,644. 5, 2 2 6 M .14 Land , buildings , and equipment basis ► 741,134.

Less accumulated depreciation ► 7 5, 7. 300 , 0 0 3. 265 , 687 . 265 , 687 ._-- -15 Other assets ( describe ► STATEMENT 1 1 ) 153 , 985. 2 , 00 6 ,925. 0 67 2 5.2 70

16 Total assets (to be completed by all filers)

17 Accounts payable and accrued expenses

18 Grants payable

ca 19 Deferred revenue

w 20 Loans from officers , directors , trustees, and other dlsquabAled persons

21 Mortgages and other notes payable

22 Other liabilities (describe ► STATEMENT 12 )

23 Total liabilities (add lines 17 through 22

Foundations that follow SFAS 117, check here ► 1 X Iand complete lines 24 through 26 and lines 30 and 31.

24 UnrestrictedC25 Temporarily restricted -

M26 Permanently restricted

C Foundations that do not follow SFAS 117, check here ►LL and complete lines 27 through 31.y 27 Capital stock, trust principal, or current funds

y 28 Paid-in or capital surplus, or land, bldg., and equipment fund29 Retained earnings, accumulated income, endowment, or other funds

z 30 Total net assets or fund balances

131 Total liabilities and net assets/fund balances 1 161, 4 0 3, 9 3 4 .1 171, 8 9 9, 7 0 4.

Part III Analysis of Changes in Net Assets or Fund Balances

02351112-07-10

12101024 756359 622025

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on prior year's return) - 1 159,430,777 .2 Enter amount from Part I, line 27a 2 3, 6 7 6 ,29 63 Other increases not included in line 2 (Itemize) ► CHANGE IN UNREALIZED APPRECIATION 3 6 ,3 46,6 18.4 Add lines 1, 2, and 3 4 16 9 , 4 5 3 , 91.5 Decreases not included in line 2 (itemize) ► 5 0 .6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 6 1 6 9, 4 53, 6 91 -

Form 990-PF (2010)

22010.04041,HE WENNER-GREN FOUNDATION 6220251

161,403,934.1171,899,704.1 171, 899,704.290, 646. 298 ,718. 1,.

1, 4-35- 6 08. 1 ,877, 4 25.1

2 46 ,903. 269 , 870..

1,973,157. 2 ,446,013. ;

159,430 ,777. 169, 453,691.

4-

"159, 30 ,777. 1 6 9, 4 53, 6 91.

THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page 3Part IV Capita l G ains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.)

How acquire

D - Donation

(c) Date acquired(mo., day, yr.)

(d) Date sold(mo., day, yr.)

lab SEE ATTACHED STATEMENTSCd

e

(e) Gross sales price (f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

ab

c

d

e 4 ,011,899. 35,517, 81. 11,3 1,9Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus

(1) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (I), if any

col. (k), but not less than -0-) orLosses (from col. (h))

ab

e

d

e 11 ,3 1,9

2If gain, also enter in Part I, line 7

Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 11,341,946.

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If ( loss ) , enter -0- in Part I, line 8 3 1,063,383.

Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) N/A

If section 4940( d)(2) applies , leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? = Yes 0 No

If "Yes, the foundation does not qualify under section 4940(e). Do not complete this part

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

( a )Base period years

Calendar year (or tax year beginning in) Adjusted qualifying(bdistributions Net value of nonchantable-use assetsDistribution ratio

(col. (b)) dividedidedd by col. (c))

2009

2008

2007

2006

2005

2 Total of line 1, column (d) 2

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years

the foundation has been in existence if less than 5 years 3

4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5 4

5 Mu!t!nI% Me 4 by Imp 'l 5

6 Enter 1% of net investment income (1% of Part I, line 27b) 6

7 Add lines 5 and 6 7

8 Enter qualifying distributions from Part XII, line 4 8

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.

023521 12-07-10 Form 990-PF (2010)


THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page 4Part VIExcise ax Based on I nvestment Income (Section 4940(a) , 4940(b), 4940(e) , or 4948 - see instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► and enter "N/A' on line 1. ,`..' '. .jDate of ruling or determination letter. 10/28 /85 (attach copy of letter if necessary-see Instructions )

b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ►0 and enter 1% 1 N/Aof Part I, line 27b

c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2


4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4

5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 0

6 Credits/Payments:a 2010 estimated tax payments and 2009 overpayment credited to 2010 6ab Exempt foreign organizations - tax withheld at source Eb y. .c Tax paid with application for extension of time to file (Form 8868) 6c

d Backup withholding erroneously withheld 6d j . _

7 Total credits and payments. Add lines 6a through 6d 7 0 .

8 Enter any penalty for underpayment of estimated tax. Check here 0 if Form 2220 is attached 8

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 0 .10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 1011 Enter the amount of line 10 to be: Credited to 2011 estimated tax ► 11Part VII-A Statements Regarding Activitiesla During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No

any political campaign? is X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? lb X

If the answer is "Yes" to 1 a or 1 b, attach a detailed description of the activities and copies of any materials published or

distributed by the foundation in connection with the activities.

c Did the foundation file Form 1120-POL for this year? 1c X

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year.

(1) On the foundation. ► $ 0. (2) On foundation managers. Jim- $ 0.e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation

managers. ► $ 0.2 Has the foundation engaged in any activities that have not previously been reported to the IRS? - 2 X

If "Yes, " attach a detailed description of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or __ -- - G'

THE WENNER-GREN FOUNDATION FORForm 990-PF (20 10) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Pages

Part VII-A Statements Regarding Activities (continued)11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of

section 512(b)(13)? If 'Yes; attach schedule (see instructions) 11 X

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before

August 17, 2008? 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X

Website address ► WWW. WENNERGREN. ORG14 The books are in care of ► MAUGHA KENNY Telephone no.► 212 6 83-5000

Located at ► 4 7 0 PARK AVENUE SOUTH, NEW YORK, NY ZIP+4 0115 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ► L-J

and enter the amount of tax-exempt interest received or accrued during the year ► 15 N/A16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over a bank, Yes No

securities, or other financial account in a foreign country? _ 16 X

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If 'Yes; enter the name ofthe foreigncountryNo-

Part VII.B Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column , unless an exception applies . Yes No

1a During the year did the foundation ( either directly or indirectly ):

(1) Engage in the sale or exchange , or leasing of property with a disqualified person? Yes ® No - . `

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? 0 Yes FX7 No '14,'

(3) Furnish goods , services, or facilities to ( or accept them from) a disqualified person? E1 Yes No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? EX Yes No

(5) Transfer any income or assets to a disqualified person ( or make any of either available

for the benefit or use of a disqualified person )? Yes © No

(6) Agree to pay money or property to a government official? ( Exception . Check 'No'if the foundation agreed to make a grant to or to employ the official fora period after

termination of government service , if terminating within 90 days .) Yes [X No

b If any answer is 'Yes' to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations titsection 53.4941 ( d)-3 or in a current notice regarding disaster assistance ( see page 22 of the instructions)? lb X

Organizations relying on a current notice regarding disaster assistance check here ► `c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts , that were not corrected

before the f i rst day of the tax year beginning in 2010? 1c X

2 Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation

~defined in section 4942 ( j)(3) or 4942 (j)(5)): - ^a At the end of tax year 2010 , did the foundation have any undistributed income ( lines 6d and 6e, Part XIII ) for tax year ( s) beginning

before 2010? Yes No

If 'Yes,' list the years ►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect

valuation of assets ) to the year ' s undistributed income? ( If applying section 4942 ( a)(2) to all years listed, answer No" and attach

statement - see instructions .) N/A 2b

c If the provisions of section 4942 (a)(2) are being applied to any of the years listed in 2a, list the years here .0

111110.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any timeduring the year? Yes ® No

b If "Yes ; did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation or disqualified persons after

May 26 , 1969; (2 ) the lapse of the 5-year period ( or longer period approved by the Commissioner under sect i on 4943(c)(7)) to dispose

of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20 -year first phase holding period? (Use Schedule C,

Form 4720, to determine if the foundation had excess business holdings in 2010.) N/A 3b

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X

b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that couia leoparaize its charitable purpose that

had not been removed from jeopardy before the first day of the tax year beginning in 2010? 4b X

Form 990-PF (2010)

02354112-07-10


THE WENNER-GREN FOUNDATION FORForm990-PF ( 2010 ) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page6Part VII- 113 Statements Regarding Activities for Which Form 4720 May Be Required (continued)

5a During the year did the foundation pay or incur any amount to: t r 1,

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes ® No

(2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,

any voter registration drive? 0 Yes ® No

(3) Provide a grant to an individual for travel, study, or other similar purposes? ® Yes 0 No

(4) Provide a grant to an organization other than a charitable, etc., organization described in section

509(a)(1), (2), or (3), or section 4940(d)(2)? ® Yes 0 No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for

the prevention of cruelty to children or animals? = Yes ® No

b If any Oanswer is 'Yes" to 5a( 1 5 , did any of the transactions fail to qualify under the exceptions described in Regulations

section 53.4945 or in a current notice regarding disaster assistance (see instructions)? 5b X

Organizations relying on a current notice regarding disaster assistance check here

c If the answer is 'Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained

expenditure responsibility for the grant? SEE STATEMENT 14 ® Yes No

If "Yes,' attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contracts Yes ® No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Yes ® No

b If 'Yes; did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b

Pall VIII Information About Officers, Directors, Trustees,Foundation Managers, Highly

0 Paid Employees , and Contractors1 List all officers . directors . trustees . foundation manaaers and their compensation.

(a) Name and address(b) Title , and avers a

hours per week devotedto position

(c) ompensatlon( If not paid,enter -0-)

Contnbutmnsto

emp anddeferredptanscompensation

e) ExpenseaOcount, otherallowances

SEE STATEMENT 13 505,000. 93,074. 0.

2 Compensation of five highest -paid employees (other than those included on line 1). If none, enter " NONE."

(a) Name and address of each employee paid more than $50,000(b) Title, and average

hours p er weekdevoted to position

( c) CompensationContnbuttonsto

emp l oyee benefit plansand deferredcompensation

e) Expenseaccount, otherallowances

LAURIE OBBINK - 470 PARK AVE. SOUTH ONF ASSOC- 8TH FLOOR, NEW YORK, NY 1001 6 40.00 102,800. 20,191. 0.MARK G. MAHONEY - 470 PARK AVE. ES. ADMIN.SOUTH - 8TH FLOOR, NEW YORK, NY 40.00 96,000. 18,509. 0.MARITZA BURGOS - 70 PARK AVE. SOUTH CCOUNTANT- 8TH FLOOR, NEW YORK, NY 1001 6 40. 00 88 ,300. 14, 880. 0.ELIZABETH ROJAS - 470 PARK AVE. ROGRAM ADMISOUTH - 8TH FLOOR, NEW YORK, NY 40.00 70,900. 23,231. 0.

MICHAEL MUSE - 470 PARK AVE. SOUTH - INTL PRG ADMI8TH FLOOR, NEW YORK, Nz 10016 I 40.00 1 700,600. 1 16, 444 . ) 0.Total number of other employees paid over $50,000 ► 1 4

Form 990-PF (2010)

02355112-07-10


THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page 7

Part VIII Information About Officers , Directors ,Trustees , Foundation Managers , Highly

Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services . If none, enter " NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

CAMBRIDGE ASSOCIATES INVESTMENT100 SUMMER STREET, BOSTON, MA 02110 ONSULTANT 221,976.CENTERBRDIGE CREDIT PARTNERS INVESTMENT375 PARK AVENUE, NEW YORK, NY 10152 4ANAGEMENT FEES 165,948.NEW GENERATION TURNAROUND FUND INVESTMENT225 FRIEND STREET, BOSTON, MA 0211 4 MANAGEMENT FEES 158,706.GRYPHON INTERNATIONAL - 20 BAY STREET, SUITE1905, TORONTO, ONTARIO M5J 2N8, CANADA INVESTMENT ADVISOR 82,628.DSM CAPITAL320 EAST MAIN STREET, MOUNT KISCO, NY 105 4 9 NVESTMENT ADVISOR 74,962.Total number of others receiving over $50,000 for professional services 101. 2PartAX-A, summary OT ulrect cnarltaole Activities

List the foundation' s four largest direct charitable activities during the tax year . Include relevant statistical information such as the Expensesnumber of organizations and other beneficiaries served , conferences convened , research papers produced, etc.

1GRANTS - SIGNIFICANT INVOLVEMENT QUALIFIES PROGRAM AS DIRECTr4unpTmnnr .1' armTX1TmV - eWW nmmn0MMT.'1K7m 0

5,926,199.2 LUN r^±tNLb -

257,409.3 C%U±CKENT AlV'1'liltUk'ULUL X -

51,052.4 t'AUUr-ftM L;UNbUL'1'A'1'iUIV -

140,836.Part IX- B I Summarv of Prnaram-Related Investments

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount

1 N / A

2

All other program-related investments. See instructions.

3

Total. Add lines 1 through 3 0 .

Form 990-hF (2010)

02356112-07-10


- THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page 8

_ Part XR Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:

a Average monthly fair market value of securities 18 150,058,379.

b Average of monthly cash balances 1b 11,332, 464

c Fair market value of all other assets _ 1c 492 , 6 99 .

d Total (add lines la, b, and c) 1d 1 6 1, 883 , 5 4 2 .

e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation) 1e 0.

2 Acquisition indebtedness applicable to line 1 assets 2 0

3 Subtract line 2 from line 1d 3 161,883, 5 4 2.

4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 2,428 , 253 .5 Net value of noncharitable - use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 159 ,455, 289 .6 Minimum investment return . Enter 5% of line 5 6 7 ,972 , 7 64

Part XIDistributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certainforeign organizations check here ► ® and do not complete this part)

1 Minimum investment return from Part X, line 6 1

2a Tax on investment income for 2010 from Part VI, line 5 2a

b Income tax for 2010. (This does not include the tax from Part VI.) 2b

c Add lines 2a and 2b 2c

3 Distributable amount before adjustments. Subtract line 2c from line 1 3

4 Recoveries of amounts treated as qualifying distributions 4


6 Deduction from distributable amount (see instructions) 8

7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7

FP-ar-t-W Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 1a 6,395,670.

b Program-related investments - total from Part IX-B 1b 0.

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2 22,7 66.3 Amounts set aside for specific charitable projects that satisfy the: _1La Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XI I I, line 4 4 6 , 4 18, 4 3 6.

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b 5 0.

6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 6,418,43

Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether th e foundation qualifies for the section

4940(e) reduction of tax in those years.

Form 990-PF (2010)

02357112-07-10


Form 990-PF (2010) Page 9

Part XIII Undistributed Income (see instructions)N/A

(a) (b) (c) (d)

Corpus Years prior to 2009 2009 2010

1 Distributable amount for 2010 from Part XI,

line 7 4A

2 Undistributed income, it any , as of the end of 2010

a Enter amount for 2009 only S b'

b Total for prior years : p F ?

3 Excess distributions carryover , if any, to 2010 : 't 14,

a From 2005^:^^ o 's^ 6 :, tbFrom 2006

c From 2007

d From 2008 °

e From 2009

f Total of lines 3a through e

4 Qualifying distributions for 2010 from

Part Xl 1, line 4 : ► $a Applied to 2009 , but not more than line 2a

b Applied to undistributed income of prior ;«

years ( Election required - see instructions )

c Treated as distributions out of corpus

(Election required - see instructions ) -, "4

dApplied to 2010 distributable amount

eRemaining amount distributed out of corpus5 Excess distributions carryover applied to 2010 `. - -

(If an amount appears In column (d), the same amountmust be shown in column (a)) a^ - n

6 Enter the net total of each column as `

indicated below:

8 Corpus Add lines 3f , 4c, and 4e Subtract line 5

b Prior years ' undistributed income . Subtract

line 4b from line 2b

c Enter the amount of prior years 'undistributed income for which a notice ofdeficiency has been issued , or on whichthe section 4942 (a) tax has been previouslyassessed

d Subtract line 6c from line 6b . Taxableamount - see instructions -F

e Undistributed income for 2009 . Subtract line s

4a from line 2a . Taxable amount - see Instr.

f Undistributed income for 2010 . Subtract

lines 4d and 5 from line 1. This amount must -

be distributed in 2011

7 Amounts treated as distributions out of

corpus to satisfy requirements imposed bysection 170 ( b)(1)(F) or 4942(g)(3) `

8 Excess distributions carryover from 2005 F

not applied on line 5 or line 7

9 Excess distributions carryover to 2011.Subtract lines 7 and 8 from line 6a

10 Analysis of line 9:a Excess from 2006 ,b Excess from 2007

c Excess from 2008 r s gd Excess from 2009 ^^ ,

41 V S,a Excess from 2010

Form 990-PF (2010)02358112-07-10

912101024 756359 622025 2010.04041 THE WENNER -GREN FOUNDATION 6220251


art Private Operating Foundations (see instructions and Part VII-A, question 9)

1 a If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2010, enter the date of the ruling .. ► 0 6 / 2 5 / 7 3b Check box to indicate whether the foundation is a private operating foundation described in section LXJ 4942(j)(3) or L-J 4942(j)(5)

2 a Enter the lesser of the adjusted net Tax year Prior 3 years

income from Part I or the minimum ( 8 )2010 (b) 20 9 (c ) (e) Total

investment return from Part X for

each year listed 2,092,931. 4,036,187. 1,929,590. 4,797,498.b85%ofline2a 1,778,991. 3,430,759. 1, 0,152. ,077,873.c Qualifying distributions from Part XII,

line4foreachyearlisted 6,418,436. 6,070,492. 7,485,704. 6,692,639.d Amounts included in line 2c not

used directly for active conduct of

exempt activities 0. 0. 0. 0.

e Qualifying distributions made directly

for active conduct of exempt activities.

12856206.10927775.

26667271.

0.

Subtract line 2d from line 2c 6, 418, 436. 6, 070, 492. 7, 485, 704. 6, 692, 639. 26667271.3 Complete 3a, b, or c for the

alternative test relied upon:a "Assets" alternative test - enter:

0(1) Value of all assets

(2) Value of assets qualifying0under section 4942(I)(3)(B)(i)

b "Endowment alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted 5,315,176. 4,716,552. 5,538,191. 6,010,163. 21580082.

c "Support' alternative test - enter:

(1) Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section

0512(a)(5)), or royalties)

(2) Support from general publicand 5 or more exemptorganizations as provided in

0section 4942(j)(3)(B)(iii)

(3) Largest amount of support from

an exempt organization 0

( 4 ) Gross investment income 0Part XV, Supplementary Information (Complete this part only if the foundation had ,000 or more in assets

at any time during the year-see the instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax

year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONEb List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or

other entity) of which the foundation has a 10% or greater interest

NONE2 Information Regarding Contribution , Grant , Gift, Loan , Scholarship , etc., Programs:

Check here ►0 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. Ifthe foundation makes gifts, gra nts, etc. (see instructions) to i n divid u als o r organ izations unde r other conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number of the person to whom applications should be addressed:

SEE STATEMENT 15b The form in which applications should be submitted and information and materials they should include:

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas , charitable fields, kinds of institutions, or other factors:

023601 12-07-10 Form 990-PF (2010)

1012101024 756359 622025 2010.04041 THE WENNER-GREN FOUNDATION 622025 1


3 Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or

A tidd b any foundation manager status of contribution

mounName and a ress (home or us ness)

or substantial contributor recipient

a Paid dunng the year

SEE ATTACHMENT D ONE 3952810.

Total ► 3a 3952810.b Approved for future payment

SEE ATTACHMENT E ONE 1877425.

Total ► 3b 1 1877425.023611 12-07.10 Form 990-PF (2010)


THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13- 1813827 Page 12

Part - Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated. Unrelated b usiness income Excluded by section512, 513 , or 514 (e)

(a) (b) Exc „_ (d) Related or exempt

1 Program service revenue:Businesscode Amount

slo"code Amount function income

a PUBLICATION 4 ,7 44.

b

c

d

e

fg Fees and contracts from government agencies

2 Membership dues and assessments

3 Interest on savings and temporary cash

investments 14 3.

4 Dividends and interest from securities 5 2 5 9 9 0 3 4,64 7. , 2 9 2.5 Net rental income or (loss) from real estate:

a Debt-financed property

b Not debt-financed property

8 Net rental income or (loss) from personal

property

7 Other investment income

8 Gain or (loss) from sales of assets other

than inventory 525990 3,970. 18 10,490,448.9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory

11 Other revenue:

a CLASS ACTION SETTLEMENTS 01 11,640.

b ROYALTIES 5 916 .

c FORM 990-T REFUND 0 66,748.

d PARTNERSHIP INCOME 525990 -157,077. 01 16 ,100.

e MISCELLANEOUS 01 2, 6 04.

12 Subtotal. Add columns (b), (d), and (e) -118,460. 12 , 030,871. 4,74 4 .13 Total . Add line 12, columns (b), (d), and (e) 13 11,917 ,155 .(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment ofy the foundation ' s exempt purposes ( other than by providing funds for such purposes).

1A CURRENT ANTHROPOLOGY - SCHOLARLY JOURNAL

0 Form 990-PF (2010)12


THE WENNER-GREN FOUNDATION FORForm 990-PF (2010) ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 Page 13Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization at

(1) Cash la(1)

(2) Other assets 1a(2)

b Other transactions: _ ;

(1) Sales of assets to a noncharitable exempt organization 10(1)

(2) Purchases of assets from a noncharitable exempt organization _ lb(2)

(3) Rental of facilities, equipment, or other assets _ lb(3)

(4) Reimbursement arrangements 1b(4)

(5) Loans or loan guarantees lb(5)

(6) Performance of services or membership or fundraising solicitations lb(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees is

If the answer to any of the above is 'Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets,

or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in

column (d) the value of the goods, other assets, or services received.

XX

XXXXXXX

(a) Name of organization (b) Type of organization (c) Description of relationship

N /A

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, It is true , correct,

Signand complete Declaration of prepare, (other than taxpayer or fiduciary) is based on all Information of which preparer has any knowledge

HereSignature of officer o tee

Prlnt/Type preparer's name Preparer signature

Paid THOMAS F. BLANEY ^- • -- /

12101024

2a Is the foundation directly or indirectly affiliated with , or related to , one or more tax-exempt organizations described

in section 501 ( c) of the Code ( other than section 501(c)(3 )) or in section 527? Yes ® No

b If 'Yes , complete the following schedule.

THE WENNER-GREN FOUNDATION FOR CONTINUATION FOR 990-PF, PART IV

-ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 PAGE 1 OF 4

F!,11111 Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind ( s) of property sold, e.g., real estate ,2-story brick warehouse; or common stock , 200 shs . MLC Co.

ow acquirePurchase

D - Donation

( c) Date acquired( mo., day, yr.)

(d) Date sold(mo ., day, yr.)

la DSM CAPITAL PARTNERS - PUBLICLY TRADED P VARIOUS VARIOUS

b DSM CAPITAL PARTNERS - PUBLICLY TRADED P VARIOUS VARIOUS

c SEE ATTACHMENT B P VARIOUS VARIOUS

dACCOLADE PARTNERS III, LP P

e ACCOLADE PARTNERS III, LP P

f AUDAX PRIVATE EQUITY FUND, L.P. Pg AUDAX PRIVATE EQUITY FUND II, L.P. P

h AVANTI STRATEGIC LAND INVESTORS, L.P. Pi AVANTI STRATEGIC LAND INVESTORS III ( PASSIVE ) , L. PIAVANTI STRATEGIC LAND INVESTORS IV ( ACTIVE ) , L.P. P

k BAIN CAPITAL FUND VII, L.P. PI BAIN CAPITAL FUND VIII, L.P. Pm BAIN CAPITAL FUND VIII, L.P. P

n BAIN CAPITAL FUND VIII-E, L.P. P

o CENTERBRIDGE CAPITAL PARTNERS AIV V, L.P. P

(e) Gross sales price ( f) Depreciation allowed(or allowable)

( g) Cost or other basisplus expense of sale

( h) Gain or (loss)( e) plus (f) minus (g)

a 2,288,80 67 1 ,9 6 3 ,770. 325,036.b 4 ,0 66 ,7 4 0. 4,4 95,8 44. -429,104.c 39, 6 5 6 ,353. . 29,057,8 6 7. 10 ,598, 4 8 6 .d 25.e 1 4 ,587.f .-1 1 8,92g 259, 98.h 11,026.

35.-32,909.

k - 1 5,237.1 1,702.m 125,721.n 113,33 4 .o -1,087.

Complete only for assets showing gain in column ( h) and owned by the foundation on 12/31 /69 (I) Losses (from col. (h))


(k) Excess of col. (i)over col. (i), if any

Gains (excess of col . ( h) gain over col. (k),but not less than'-0- )

a ** 325,036.b -429,104.c 10,598,486.d ** 25.e 1 4 ,587.f -118,921.g 259, 98.h 11,026.

4 ,135.i ** -32,909.k -15,237.I ** 1,702.m 125,721.n 113 ,332.0 ** -1,087.

) If (lIf gain,

oss,alsoIso enter in Part I, line 7 t

2 Capital gain net income or net capital loss( ^ enter' -0' in Part I , line 7 12

3 Net short-term capital gain or (loss ) as defined in sections 1222 ( 5) and (6):If gain, also enter in Part I , line 8, column (c).If (loss), enter' -O' in Part I, line 8 3

02359105-01-10 ** (SHORT-TERM)




Part Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind ( s) of property sold, e.g., real estate,2-story brick warehouse ; or common stock , 200 shs . MLC Co.

ow acgwre

D - DoDonation

(c) Date acquired(mo., day, yr.)

( d) Date sold(mo., day, yr.)

la CENTERBRIDGE CAPITAL PARTNERS AIV V, L.P. P

b CENTERBRIDGE CAPITAL PARTNERS DEBT ACQUISITION, Pc CENTERBRIDGE CAPITAL PARTNERS DEBT ACQUISITION, Pd CENTERBRIDGE CAPITAL PARTNERS AIV I, L.P. Pe CENTERBRIDGE CREDIT PARTNERS TE, LP Pf CENTERBRIDGE CREDIT PARTNERS TE, LP Pg CERBERUS ASIA PARTNERS Ph CVE-KAUFFMAN FELLOWS ENDOWMENT FUND I, L.P. PiCVE-KAUFFMAN FELLOWS ENDOWMENT FUND I, L.P. PIDENHAM COMMODITY PARTNERS FUND IV PkDENHAM COMMODITY PARTNERS FUND IV PIDENHAM COMMODITY PARTNERS FUND V PmDENHAM COMMODITY PARTNERS FUND V Pn DOVER STREET III, L.P. Po DOVER STREET IV, L.P. P

(e) Gross sales price (f) Depreciation allowed

(or allowable)( g) Cost or other basisplus expense of sale

(h)(e) p

Gain or (loss)lus (f) minus (g)

a 7-b - 15.

-c 6 979 9.d -2267e 350, 3.f - 1,5 38, 66 2.g -5,100.h 1,310.

15.-629.

k 2 6 ,25 1 .1 35, 6 1 4 .m 70,388.n -9,703.a -13,061.

Complete only for assets showing gain in column ( h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h))


(k) Excess of col. (i)over col . ( 1), if any

Gains ( excess of col. (h) gain over col. (k),but not less than'-0')

a 47.b ** - 4 ,115.c 69,199.

__d ** -22 T .e ** 350,143.

-f -1,538,6 627g -5,100.h ** 1,310.

4 ,115.** -T29.

k 26,251.1 ** 35, 1 .m 70,388.n -9,703.0 -13,0 1.

2 Capital gain net income or net capital lossIf gain ,)a lso enter in Part I, line 7

( ) t If (loss , enter'-0- in Part I, line 7 }2

3 Net short-term capital gain or (loss ) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter'-0- in Part I, line 8 3

02359105-01-10 ** (SHORT-TERM)




Part IV I Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind (s) of property sold, e.g., real estate,2-story brick warehouse ; or common stock, 200 shs . MLC Co.

ow acquirePurchase

D - Donation

( c Date acquired(mo., day , yr.)

( d) Date sold(mo., day, yr.)

la GRYPHON INTERNATIONAL EAFE GROWTH FUND P

b GRYPHON INTERNATIONAL EAFE GROWTH FUND P

c LEAF INVESTMENT PARTNERS, LP PdLEAF INVESTMENT PARTNERS, LP PePAUL CAPITAL PARTNERS VI, L.P. P(PAUL CAPITAL PARTNERS VI, L.P. PgPAUL CAPITAL PARTNERS VII, L.P. PhPAUL CAPITAL PARTNERS VII, L.P. PiPAUL CAPITAL PARTNERS VIII-A, L.P. PPAUL CAPITAL PARTNERS VIII-A, L.P. P

kSPUR VENTURES II, L.P. PISPUR VENTURES II, L.P. PmSTRATEGIC REAL ASSET PORTFOLIO PnSTRATEGIC REAL ASSET PORTFOLIO Po THE VARDE FUND IX, LP P

(e) Gross sales price ( f)Depreciation allowed

(or allowable )( g) Cost or other basisplus expense of sale

( h)( e) p


a 3,880.b -5, 4 7 4 .c 1 4 9,5 49.d 133,50 3 .e 25 4 .f 155,075.g 32 .h 379,885.

2,372.110, 6735.

k 7,250.-2,355.

m 116,309.n 150,3 0.a 118,907.

Complete only for assets showing gain in column ( h) and owned by the foundation on 12/31 /69 (I) Losses (from col. (h))

( i ) F M.V. as of 12/31/69(1) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (j), if any

Gains ( excessbut not less

(thanh) gain0over col. (k),

a ** 3,880.b -5,47 .

** 14 9,5 9.d 133,503.e ** 25 .

155,075.g ** 32 .h 379,885.

** 2,372.--11073 5.

k ** 7,250.-2,355.

m ** 11 ,309.n L.v,3vv.

o ** 118,907.

2 Capital gain net income or capital loss)(lain,;also enter in Part I, line 7

(net ) If ?loss), enter'-0= in Part I, line 72

3 Net short-term capital gain or (loss ) as defined in sections 1222 ( 5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter'-0-' in Part I, line 8 3

02359105-01-10 ** (SHORT-TERM)



-ANTHROPOLOGICAL RESEARCH, INC. 13-1813827 PAGE 4 OF 4a1't IV I Capital Gains and Losses for Tax on Investment Income

( a ) List and describe the kind ( s ) of p ro perty sold, e. g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.

ow acqPurchaseuire

D - Donation

( ,) Date acquiredmo., day, yr.) (

d)Date sold

(mo., day, yr.)

la THE VARDE FUND IX, LP P

b VENTURE INVESTMENT ASSOCIATES V, L.P. Pc VENTURE INVESTMENT ASSOCIATES V, L.P. Pd VENTURE INVESTMENT ASSOCIATES VI, L.P. PeVENTURE INVESTMENT ASSOCIATES VI, L.P. Pf

9

h

k

m

n

0

(e) Gross sales price(f) Depreciation allowed

(or allowable)(g) Cost or other basisplus expense of sale

(h)(e) p


a 1 03,372.b -8,5 6 2.c 6 3, 3 92.

-d - ,7 9 67e 23,2f

9

h

k

m

n

0Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Losses (from col. (h))

(I) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (I), if any

Gains (excess of col. (h) gain over col. (k),but not less than'-0- )

a 103,322.b ** -8,5 2.c 3,392.d ** -1,7 66.e 23,221.f

9

h

k

n

0

)IfIf (lossss ,(lo)also

enter'-enter0 '

in PartPartPart I,

ll

ili ne2 Capital gain net income or (net capital loss

in 1,ne77^

2 1,341,946.

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter'-0= in Part I, line 8 3 1,063,383.

02359105-01-10 ** (SHORT-TERM)


THE WENNER-GREN FOUNDATION FOR ANTHROPO 13-1813827

FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1

SOURCE

INTEREST INCOME

TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A

FORM 990-PF

AMOUNT

DIVIDENDS AND INTEREST FROM SECURITIES

SOURCE GROSS AMOUNTCAPITAL GAINS

DIVIDENDS

0.INTEREST AND DIVIDEND INCOME 1 , 326,059.

TOTAL TO FM 990-PF , PART I , LN 4 1, 326,059. 0.

3.

3.

STATEMENT 2

COLUMN (A)AMOUNT

1,326,059.

1,326,059.

FORM 990-PF OTHER INCOME STATEMENT 3

(A) (B) (C)REVENUE NET INVEST- ADJUSTED

DESCRIPTION PER BOOKS MENT INCOME NET INCOME

OTHER PARTNERSHIP INCOME FROM K-1ACTIVITIES 0. 226,307. 0.PUBLICATION 4,744. 0. 4,744.CLASS ACTION SETTLEMENTS 11,640. 11,640. 11,640.ROYALTIES 1,916. 1,916. 1.916.FORM 990-T REFUND 66,748. 0. V.PARTNERSHIP INCOME 9,023. 166,100. 9,023.MISCELLANEOUS 2,604. 0. 2,604.

TOTAL TO FORM 990-PF, PART I, LINE 11 96,675. 405,963. Z9,Qe2}

18 STATEMENT(S) 1, 2, 312101024 756359 622025 2010.04041 THE WENNER-GREN FOUNDATION 6220251

-THE WENNER-GREN FOUNDATION FOR ANTHROPO 13-1813827

FORM 990-PF LEGAL FEES STATEMENT 4

(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE

DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

DEBEVOISE AND PLIMPTON 33,076. 22,400. 0. 9,558.PURRINGTON MOODY 23,715. 23,715. 0. 0.

TO FM 990-PF, PG 1, LN 16A 56,791. 46,115. 0. 9,558.

FORM 990 -PF ACCOUNTING FEES STATEMENT 5

DESCRIPTION

ACCOUNTING FEES

TO FORM 990-PF, PG 1, LN 16E

(A) (B)EXPENSES NET INVEST-PER BOOKS MENT INCOME

21,000. 0.

21,000. 0.

(D)CHARITABLEPURPOSES

0. 16,700.

0. 16,700.

FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 6

DESCRIPTION

WELLINGTONCAMBRIDGE ASSOCDSM CAPITALGMO - INV ADVCENTERBRIDGE CAPITALGRYPHON INTERNATIONALELLIOT INTERNATIONALSPECIAL OPPORTUNITIES FUNDIII

TO FORM 990-PF, PG 1, LN 16C

(A) (B) (C)EXPENSES NET INVEST- ADJUSTEDPER BOOKS MENT INCOME NET INCOME

40,000. 40,000. 0.221,976. 221,976. 0.74,962. 74,962. 0.6,878. 6,878. 0.7,204. 7,204. 0.

82,628. 82,628. 0.70,000. 70,000. 0.

689. 689. 0.

504,337. 504,337. 0.

(C)ADJUSTEDNET INCOME


0.0.0.0.0.0.0.

0.

0.



FORM 990-PF TAXES STATEMENT 7

DESCRIPTION

UNRELATED BUSINESS INCOMEFOREIGN TAXES PAID

TO FORM 990-PF, PG 1, LN 18

(A) (B)EXPENSES NET INVEST-PER BOOKS MENT INCOME

515.20,969.

21,484.

0.50,681.

50,681. 0.

FORM 990-PF OTHER EXPENSES STATEMENT 8

DESCRIPTION

EQUIPMENT RENTALEQUIPMENT MAINTENANCEOFFICE SERVICESWAREHOUSE & STORAGESTAFF EXPENSESOFFICE SUPPLIESPOSTAGEINSURANCEDUES AND MEMBERSHIPSRESEARCH LIBRARYBANK FEES/MISC.CUSTODY FEESPROGRAM CONSULTATIONTELECOMMUNICATIONS/WEBSITEOTHER PARTNERSHIP EXPENSES

TO FORM 990-PF, PG 1, LN 23

(A) (B) (C)EXPENSES NET INVEST- ADJUSTEDPER BOOKS MENT INCOME NET INCOME

17,131.39,819.66,497.22,970.5,248.6,842.2,051.

21,558.4,511.3,811.9,005.

22,390.106,800.40,236.

2,227.5,177.8,645.2,986.

682.889.267.

2,803.586.495.

1,171.22,390.

0.5,231.

(C)ADJUSTED

NET INCOME

0.0.


0.0.

0.


2,227. 9,955.5,177. 44,815.8,645. 54,262.2,986. 18,857.

682. 4,566.889. 5,702.267. 1,997.

2,803. 26,425.586. 5,788.495. 4,949.

1,171. 23,022.0. 0.0. 106,800.

5,231. 34,546.0. 0.284,352. 1,224,062.

653,221. 1,277,611. 31,159. 341,684.

FORM 990-PF CORPORATE STOCK STATEMENT 9

DESCRIPTION

MARKETABLE EQUITIES - SEE ATTACHMENT A

TOTAL TO FORM 990-PF, PART II, LINE 10B

BOOK VALUE

9,903,063.

9,903,063.

FAIR MARKETVALUE

9,903,063.

9v3,vv63.



FORM 990-PF OTHER INVESTMENTS STATEMENT 10

DESCRIPTION

MUTUAL FUNDS - SEE ATTACHMENT AHEDGE FUNDS - SEE ATTACHMENT AVENTURE CAPITAL/FUND OF FUNDS - SEEATTACHMENT APRIVATE EQUITY - SEE ATTACHMENT ADISTRESSED SECURITIES FUNDS - SEEATTACHMENT ANATURAL RESOURCES FUNDS - SEEATTACHMENT AREAL ESTATE FUNDS - SEE ATTACHMENTA

TOTAL TO FORM 990-PF, PART II, LINE 13

VALUATIONMETHOD BOOK VALUE

FMV 35,432,127.FMV 84,558,465.FMV

8,769,764.FMV 6,532,785.FMV

5,656,846.FMV

1,348,166.FMV

2,928,491.

145,226,644.

FAIR MARKETVALUE

35,432,127.84,558,465.

8,769,764.6,532,785.

5,656,846.

1,348,166.

2,928,491.

145,226,644.

FORM 990-PF OTHER ASSETS STATEMENT 11

DESCRIPTION

DUE FROM BROKERACCRUED INTEREST RECEIVABLEDEPOSITS

TO FORM 990-PF, PART II, LINE 15

0. 1,814,767.0. 6,003.

153,985. 186,155.

153,985. 2,006,925.

FAIR MARKETVALUE

1,814,767.6,003.

186,155.

2,006,925.

FORM 990-PF OTHER LIABILITIES STATEMENT 12

DESCRIPTION

POST-RETIREMENT MEDICAL BENEFITSOBLIGATION

TOTAL TO FORM 990-PF, PART II, LINE 22

BEGINNING OF END OF YEARYR BOOK VALUE BOOK VALUE

BOY AMOUNT

246,903.

246,903.

EOY AMOUNT

269,870.

269,870.



FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 13TRUSTEES AND FOUNDATION MANAGERS

EMPLOYEETITLE AND COMPEN- BEN PLAN EXPENSE

NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT

IRA BERLIN TRUSTEE470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

WILLIAM L . COBB , JR TREASURER470 PARK AVENUE SOUTH, 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

JOAN GIRGUS TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

HENRY GONZALEZ TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

JOHN IMMERWAHR VICE CHAIR470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

DARCY KELLEY TRUSTEE470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

RUTH KENNEDY SUDDUTH TRUSTEE470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

MAUGHA KENNY VP FINANCE470 PARK AVENUE SOUTH , 8TH FLOOR 40.00 240 , 000. 40,493. 0.NEW YORK , NY 10016

SETH J. MASTERS CHAIR470 PARK AVENUE SOUTH, 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

ELLEN MICKIEWICZ TRUSTEE470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 0.

NEW YORK , NY 10016

LORRAINE SCIARRA TRUSTEE470 PARK AVENUE SOUTH , 8TH FLOOR 1.00 0. 0. 04

NEW YORK, NY 10016

22 STATEMENT(S) 13


-THE WENNER-GREN FOUNDATION FOR ANTHROPO

TED SEIDES TRUSTEE410 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

DEBORAH WADSWORTH TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

WILLIAM B. PETERSEN TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

LESLIE AIELLO PRESIDENT470 PARK AVENUE SOUTH, 8TH FLOOR 40.00NEW YORK, NY 10016

LAUREN MESERVE TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

MARISSA WESELY TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

BARBARA SAVAGE TRUSTEE470 PARK AVENUE SOUTH, 8TH FLOOR 1.00NEW YORK, NY 10016

TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII

13-1813827

0. 0. 0.

0. 0. 0.

0. 0. 0.

265,000. 52,581. 0.

0. 0. 0.

0. 0. 0.

0. 0. 0.

505,000. 93,074. 0.

23 STATEMENT(S) 1312101024 756359 622025 2010.04041 THE WENNER-GREN FOUNDATION 6220251


FORM 990-PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 14

PART VII-B, LINE 5C

GRANTEE'S NAME

SEE ATTACHMENT F

GRANTEE'S ADDRESS

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED

PURPOSE OF GRANT


THE WENNER-GREN FOUNDATION FOR ANTHROPO 13-1813827

FORM 990-PF GRANT APPLICATION SUBMISSION INFORMATION STATEMENT 15PART XV, LINES 2A THROUGH 2D

NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED

DR. LESLIE C. AIELLOWENNER-GREN FOUNDATION, 470 PARK AVENUE SOUTHNEW YORK, NY 10016

TELEPHONE NUMBER

(212) 683-5000

FORM AND CONTENT OF APPLICATIONS

THE FOUNDATION OPERATES AN ONLINE GRANT APPLICATION PROCESS. PLEASE REFERTO THE PROGRAMS SECTION OF THE WENNER-GREN FOUNDATION WEBSITE FOR MOREINFORMATION - WWW.WENNERGREN.ORG/PROGRAMS. THE INSTITUTIONAL DEVELOPEMNTGRANT APPLICATION PROCEDURES ARE NOT ONLINE AND THE PROCEDURES CAN BE FOUNDON THE WEBSITE. ANY QUESTIONS ON THE FOUNDATION'S GRANT PROGRAMS SHOULD BEDIRECTED TO INQUIRESQWENNERGREN.ORG OR BY CALLING 212-683-5000.

ANY SUBMISSION DEADLINES

SEE WWW.WENNERGREN.ORG

RESTRICTIONS AND LIMITATIONS ON AWARDS

SEE WWW.WENNERGREN.ORG


The Wenner-Gren Foundation for Anthropological Research, Inc.

EIN #13-1813827

Part II - Balance Sheet, Line 14

December 31, 2010

FIXED ASSETS LEADSHEET

Cost @ Cost @

G/L # Asset December 31, 2009 Additions Deletions December 31, 2010

3000.000 Furniture and Equipemtn $ 509,012 $ 17,264 $ (97,467) $ 428,809

3100.000 Leasehold Improvements 306,823 5,502 - 312,325

$ 815,835 $ 22,766 $ (97,467 ) $ 741,134

Accum Depr

G/L # December 31, 2009

3010.000 Accumulated Depreciation $ 387,989

3110.000 Accum. Amortization 127,843

$ 515,832

Additions

Depr Exp Accum Depr

Deletions December 31, 2010 December 31, 2010

$ (97,467) $ 35,998 $ 326,520

21,084 148,927

$ (97,467 ) $ 57,082 $ 475,447

Fixed Assets, net $ 300,003 $ 22,766 $ 265,687

STATMENT 16

Wenner-Gren Foundation

EIN #13-1813827

Schedule of Investments

December 31, 2010

Common Stocks

Attachment A-1 $ 9,903,063

$ 9,903,063

Mutual Funds

GMO Quality $ 7,762,368

GMO International Equity Allocation Fund III 11,213,802

GMO Emerging Markets 7,513,158

Gryphon International EAFE Growth Fund 8,942,799

$ 35,432,127

Hedge Funds

Leaf Investment Partners $ 5,066,217

Wellington - CTF Strategic Real Asset Portfolio 5,107,101

New Generation Turnaround Fund (Bermuda) L.P. 5,242,391

GMO Mean Reversion 4,652,269

Chesapeake Partners International, Ltd 5,192,436

Elliot International 5,064,980

King Street Capital Management 4,657,389

Sirios Overseas

Viking Global Equities III

Regiment Capital Ltd.

Brookside Cayman, Limited

Centerbridge Credit Partners TE, L.P.

Millgate International

Merchants Gate Offshore

Chilton Global Natural Resources

Wellington - Spindrift

Southport Energy Partners

3,094,687

5,373,953

4,950,196

5,807,530

6,846,606

4,569,550

5,626,863

6,207,915

1,545,223

5,553,159

$ 84,558,465

1/3 ATTACHMENT A


EIN #13-1813827


Venture Capital/Fund of Funds

Dover Street VI Cayman Fund L.P. $ 727,513

Dover Street VII Cayman Fund L.P. 546,711

Dover Street III L.P. 22,812

Dover Street IV L.P. 158,968

Dover Street V Blocker L.P. 355,787

Paul Capital Partners VI 523,122

Paul Capital Partners VII 345,486

Paul Capital Partners VIII-A 1,090,216

Venture Investment Associates V, L.P. 1,876,016

Venture Investment Associates VI, L.P. 668,144

Spur Venture Partners II 1 ,097,925

CVE Kaufmann Fellows 1,113,437

Accolade Partners III, L.P. 243,627

$ 8,769,764

Private Equity

Audax Private Equity Fund, L.P. $ 152,735

Audax Private Equity Fund II, L.P. 543,905

Audax Private Equities III 1,183,991

Bain Capital Fund VII, L.P. 297,239

Bain Capital Fund VIII, L.P. 935,036

Bain Capital Fund VIII-E, L.P. 983,797Special Opportunities Fund 111 1,677,015

CA Resources - Bain X 455,561

CA Resources - Bain III-E 303,506

$ 6,532,785

Distressed Securities Funds

Cerberus Asia Partners $ 182,329

Centerbridge Capital 1,131,835Varde Fund IX 4,342,682

$ 5,656,846

Natural Resource Funds

Denham Commodities IV $ 918,516

Denham Commodities V 429,650

$ 1,348,166

2/3 ATTACHMENT A


EIN #13-1813827


Real Estate Funds

Alcion RE Partners II $ 347,668

Avanti Strategic Land Investors, L.P. 138,573

Avanti Strategic Land Investors III, L.P. 409,379

Avanti Strategic Land Investors IV, L.P. 428,938

Avanti Strategic Land Investors V, L.L.L.P. 760,893

Avanti Strategic Land Investors VI, L.L.L.P. 843,040

$ 2,928,491

3/3 ATTACHMENT A

Portfolio Appraisal

December 31, 2010

The Wenner-Gren Foundation

Cost/ Total Price/ Market %

Share Cost Share Value Port Gain/Loss GL Income Yield

Equities

3,250 3M Company 83.24 270,535 86.30 280,475 2.8 9,940 3.7 6,825 2.4

9,150 Adobe 33.35 305,153 30.78 281,637 2.8 (23,516) (7.7) 0 0.0

3,450 Allergan 63.85 220,289 68.67 236,912 2.4 16,623 7.5 690 0.3

5,400 Altera Corp 21.97 118,659 35.58 192,132 1.9 73,473 61.9 1,296 0.7

1,950 Apple Computer 113.86 222,021 322.56 628,992 6.3 406,971 183.3 0 0.0

3,800 Baker Hughes 50.33 191,243 57.17 217,246 2.2 26,003 13.6 2,280 1.0

5,750 C.H. Robinson Worldwide 63.86 367,174 80.19 461,093 4.6 93,919 25.6 6,670 1.4

11,050 Celgene 39.38 435,178 59.14 653,497 6.6 218,319 50.2 0 0.0

5,825 Cognizant Technology Solutions 28.27 164,701 73.29 426,914 4.3 262,213 159.2 0 0.0

7,500 Danone S.A. 12.67 95,021 12.62 94,619 0.9 (401) (0.4) 1,515 1.6

3,500 Discovery Communications 43.14 150,998 41.70 145,950 1.5 (5,048) (3.3) 0 0.0

750 Dolby Laboratories 67.67 50,751 66.70 50,025 0.5 (726) (1.4) 0 0.0

6,250 Expeditors International 37.94 237,136 54.60 341,250 3.4 104,114 43.9 2,500 0.7

1,700 F5 Networks 69.84 118,725 130.16 221,272 2.2 102,547 86.4 0 0.0

873 Google 473.15 413,056 593.97 518,536 5.2 105,480 25.5 0 0.0

1,150 Intuitive Surgical 308.37 354,631 257.75 296,413 3.0 (58,218) (16.4) 0 0.0

10,400 Invesco Ltd 22.42 233,187 24.06 250,224 2.5 17,037 7.3 4,576 1.8

8,750 Juniper Networks 32.77 286,757 36.92 323,050 3.2 36,293 12.7 0 0.0

3,470 McDonald's 69.06 239,654 76.76 266,357 2.7 26,704 11.1 8,467 3.2

4,950 Nestle SA 50.42 249,557 58.74 290,755 2.9 41,197 16.5 4,440 1.5

7,100 NetApp 29.41 208,826 54.96 390,216 3.9 181,390 86.9 0 0.0

1,575 Novo Nordisk A/S 47.47 74,767 112.57 177,298 1.8 102,531 137.1 1,542 0.9

5,200 Omnicom Group 45.64 237,341 45.80 238,160 2.4 819 0.3 4,160 1.7

4,100 PepsiCo 59.69 244,722 65.33 267,853 2.7 23,131 9.5 7,872 2.9

2,800 Praxair 76.78 214,988 95.47 267,316 2.7 52,328 24.3 5,040 1.9

950 Priceline.com 225.77 214,484 399.55 379,573 3.8 165,089 77.0 0 0.0

1,750 Rovi Corp 57.86 101,249 62.01 108,518 1.1 7,268 7.2 0 0.0

ATTACHMENT A-1DSM Capital Partners LLC

Portfolio Appraisal

December 31, 2010

The Wenner-Gren Foundation

Cost/ Total Price/

Share Cost Share

Market % % %

Value Port Gai n/Loss GL Income Yield

Equities

5,050 SABMiIIer

6,050 Schlumberger

3,400 Shire PLC

5,700 State Street

5,100 Target

6,750 Tencent Holdings

3,550 Varian Medical Systems

Total Equities

28.67 144,787 35.33 178,411 1.8 33,625 23.2 3,404 1.9

65.54 396,544 83.50 505,175 5.1 108,631 27.4 5,082 1.0

72.01 244,822 72.38 246,092 2.5 1,270 0.5 1,173 0.5

43.91 250,310 46.34 264,138 2.6 13,828 5.5 228 0.1

51.09 260,540 60.13 306,663 3.1 46,123 17.7 5,100 1.7

23.10 155,921 21.73 146,659 1.5 (9,262) (5.9) 277 0.2

39.43 139,971 69.28 245,944 2.5 105,973 75.7 0 0.0

$7,613,694 $9,899,362 99.3 $2,285,668 30.0 $73,136 0.7

per Form 990-PF 9,903,063

Difference 3,701 - TSTI

ATTACHMENT A-1DSM Capital Partners LLC

The Wenner-Gmn Foundat ion for AMhrepobetd Mwerth, bK

_ - _ - -- _ ---- - - - - Form "O-PE - Capital Gain s and loam on Awdm.nt vroporM ,

Dwlnber 31, 2010

Bd-. @ 12/ 31/7D09 Wrdlaan Sdee 8d-as 0 1 2/3 1/10111_ _ _ _ -_ __ _ - - -

Cap" Gdn/I

Marne Coat Mwket Vdu. Coot Cost Proceed, ! Gain If ( boo ) ( Los. ) 010 Coot BMY.t value

Varyuard Enar[y Fund i 2,042 , 669 , 2,636,481 - - • ^.JJ 2,042,668' 2 , 529,937 J 487,270 ' -126

GMO OeaIM__-________

__7.813 .799'______

7 . 359.671._

336,155 'f

r 409

____ ____7,----

1--___-_7,762 ,368'_____

21 3 802966I 1112 923GMO_I memnlw_IE9uM Alloratlm 13,246,962 11 , 272,69 3

GMOEnun"MnSwa - - - - - -_ - - 8,712,916 8,147 , 313 - -

171,065

- 95,084

_ _ 1, 594,06 1 1,5_01 ,652

2,019_52lT -2 ,005,227 '

(92, )

(41,291)

_ _,,, ,

_ _• _ 6,758,479

GrryMnlmmotlon ------- - --- I^- 9,257,7061 _ - 8,944,176 - -- 142,7281 --979,274 I--- _-- 1,082 , 728 103 ,453----- - - - ---8,421 , 1601 -_ 8, 912,799- ------- ---

1led Iwntlrrm vannan - _ - j 5,000,000 , 4 , 120,677

11,698,401 4,826,930 _ 1 , 716,948 ( 309,982) 4,871,474 5,066,217

Svnepc a t-4 , 443,176 65 , 571 - T 3 , 816,526 , 5,17,101

- - - - - -- -- - - -Chnave_akel m emabrul 1213 , 999 I 6 , 238 , 458

'- - - - - - + -

1,3 30, 971 3,000,000 _%9,0_29 - - 2,9 1 3,028y _ _ _ 5,192,136

' - -- - - - ^ - - - -1,758,110Elup Imamnlwl _ _t { '

788 , 676f 1,070,000

- -- 1

3,281 , 324

4

_ 969,4N 5,061 .980_

9331 - -1 657 3891 2354,932 , 111nrVSU.nCavnalManapmem 5 , 330,820 8571 _ 695,953 _ 10000002,

4 500 000

30[,0 7

342750

, ,, ,I

094 6876691 32 0105ul. 0.... 3,760 , 327 5,448 , 882

Vlkln1Globo l Ep,6ln 11 1 4,000 , 000_r 7 , 729,727

Redmem [appal T 5,000 ,000 5 ,606,085 ^- - - - - _

, ,1 . 7 9,658

1.323 , 278 2,500,000

tl 875,7%T 1,000,000

,

_ 1 , 176,722

124 ,211

,,, ,

_2,676,722 5,373,953'

- - - 4 , 121,211 i 4,950,396

&aolom C.nnun 5,000,000: 5,580, 150 - _ -I _ - _ - - 5,000,000 5,807,530

-Camarhndp oadn Pa0w. 1E, l v 6000,000, 7,188, 253

_

7, 407,6301

_

_ 6,963,590 1 _ 8,960, 710 , 2 , 097,120 6,544 ,0401 6,846.606__

Nw Gnwrabn TUmar n 3,975 , 3 1 9' 6,448, 926w d 6 ,0_5 8 * _1,319,942 3 ,321,403 5,243,391__ _ _

GMOMaan P..enlon 5,091,969 5,078,421 8,714 -' 5,100, 683r 4 , 652,269

MIIleaullnematlaul - 5, ,000 - - I 5,000,0001 _ _ _ 4 , 569,550

Gne08+ hora•

MncMma_ __5

.000.000 S.000 .OOO 5 .626,863

ChAOnGbealMnuralPnw- 2,500,000 2 , 538,188 2,50g000

^

_ 5,000 ,000i 6,207,915

SAndnh 938,827 1 , 100,333

-

-

I

228,245 287 , 313

- -

59,068

-

710,5811 _ 1 , 545,223_

Swnhpwt Ener[y Ponnm - - - I 5000000' I 5,000,000 5,553,159______ _____------ _-_____ --. ---- ____-1 _._- _ ________ ________ ,. __________

Dwar Strew VlCayman 722,5951 779,361 50,000' 138,093!- 138,093 634,502 727,513

Dwn Strwt VII Cayman 203,125 204,463 265,000 11,5141 11,514 456,611 545,711

Dwa M- 111 -) 21,459 22,812

Dwr Strap IV - t 186,553 - 20,457 20,463 - I 158,968

Dwar Strop V,locker - 411,690 20,000 20,000 77 ,037• 57 ,037 _355,787

Paul [appal Poppers vl_ 1 385,653 1,715 t_ i . 715I 29,313 27,569 523,112

Paul faptal Pennon vll _ • 1 522,122_________ _.._ 29,6501_ _ _ 29, 6^ 11•r

8_____1,891 __ ____________ ______345,486 - _ -- _

Paul Cavlul vannen No-A 837,995 1,243 , 225 121,63S 335280 335,180

1

- 624,350 1,090,216I

vamun lmenmam AUw V I 1,882 , 195 1 , 805,394

- - - - - -

180,000

- -

98,631 _ _ 98,631 ' 1,963,564 1,876,0 1 6

1 - -- --Vs.- Imntm.mAucx VI 1 556, 401 520,823 220 ,000 99,667 99 , 667 668,144676 , 737

Sv,rr vemura Penner . n_ 770,000 _659,098_ ,'

280,000__ __ _6 967 ^ 6 967

______1,050,000 1,097,925

__._1151 901 1 113 437CVE [aulmann Fellwn 682,868 602,891

Accolade Panne.. 200,000 . 157,593

470,000

-- - 1C0,OW .

, ,

- - - - - - -

, , , ,

- -^ 30g0001 243,627

Auda. vMata E9unv 208,968 __ __--, - - _-j - 126,350 126 , 350 - - - 1 -- _- --- 152,735

AWaa PMale E4unln 11 1 810,493 825,720 _ -i 496,041 /%,OM, _ 314 , 4491 543,905

Audaa Vrlvata E9u610lII 859, 3571 855 , 599 255,524 79,819! 79,819 1,035 , 0621 1 , 183,991

801n Co nSI VII 7,704 123,983 7,704 159,723 152 ,019 (01, 297,239

Ban Cavn . l VIII 621 , 801 969,950 - 240, 312 240 , 312

f

381 ,489 935,036

082 983 797553•Ba1n bpt.1 VIII E _ 749,676 969,707

1 9

50,092 246 ,686 246, 686

30 638

_ _ ,

677558 295 ' 1 0151SndoIOVVmvnnln Fund ln_ 3 3 1,216 ,0002,746 ,

I 3 85 - - - - 274 000

42 ,000

554-- - 179

,130, 638_ 1

16 6161 -- - - 16 616 • - - - -

, _ , ,,

7891 455 561- 485CAReuurw 80100 ,22, 1

CARnourm earn uFE 128 , 881 100 ,000

,

221 , 791•

, ,

-i

,.

350 , 672) 803 , 505- - - - - - - - - - - -- - - - - -

Carbarm mi. Pann.n - 190, 356 . -7,310 7 , - 1 182,329

763,086 987 ,995CmtarbndPCVenI 587,470

-

63 8 , 4721 638,472

- - _ -

712,084! 1 , 131,83__

-de Fund l x - - - 3,000, 000 3 , 654,884 -1 F _ 3,000,000 4 , 342,682 ,

____________U_mlum Camndnln rv 597 , 136 645,167 111 , 240 150,173150, 4731

____. __-_____ 91 __ _ ___587,%3 I 8,516_ _ __

Denham COrmnod6ln V 375,695 _ 325 , 185 118 , 571

_

168 , 062 168,062 t 336 , 204 129,650

Aklon RE Vannen11 - 453,0271 72,833 72 , 833 380 , 1941 347,668

Avant' 5trnepc L + ndlmnton , L V - 131 , 115 14 , 2141 7 ,614 7,614

`

6,600 138,573_

4AvamlStrnepc bondlnvnton In IF I 17661 475,78 15,698 32,376137,376

I

9 03 409_379_

A-IR,nectanelmetonrv tv r 411,450 575 , 739 22,525 r

_

- T

_

12433,975r 8,938

Avaml00000460 tend Invetcn V, LL L P I 1,348, 790 i 847,295 83,199 1,431,989 760,893_

Avaml 5100560 Land Iweton Vi t L L P 1 578, 233 556,216 358 , 337 j - _ - _ - - - - _ _ _ 931 , 570 ^ 643,040,

_ _ - - - - I 225,218, 655 $ 135,399,963 $ 1 $ 29,057,8671 $3,656, 353 10, 598,4% $ - 1 $ 120, 688,298 I $ 145,226,44_ . . . ..

- - TaW market per 8nentlab 4399, 963 -' - F _- - - - - - Tetd mnbl Per BnanWls $ 145,226,614 - -- - , -

--Jrl- tread to In.otment moment w/0 exemp tion !

( '

,- traced to Invntment statement or mpitel cell /o exception

- traced to redemption request w/o exception

ATTACHMENT 8

Wenner-Gren FoundationEIN #13-1813827Part IX - ASummary of Direct Charitable ActivitiesDecember 31, 2010

Direct ExpensesGrants

Research GrantsConference GrantsWadsworth FellowshipsIntl Collaborative Research GrantsHunt Postdoctoral FellowshipsHistorical ArchivesInitiativesInstitutional Development GrantsMiscellaneous Donations

Conferences

Program Consultation

Indirect Expenses

106,800

1,531,572 85,087 51,052 34,036

$ 5,926,199 $ 257,409 $ 51,052 $ 140,836

Indirect expenses are allocated based on staff time spent in particular program areas.

Grants 90%Conferences 5%CA Journal 3%Program Consultation 2%

100%

2,956,081369,669333,710196,037313,33469,33520,311125,00011,150

172,322

ATTACHMENT C

Wenner Gran FoundationPART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

Grant SummaryDecember 31, 2010

Column A Award Refund Adjustments

Conference Grants - Attachment D-1 $ 369,669 $ 377,985 $ 8,316 $ -

Historical Archives Program - Attachment D-2 69,335 69,335 - -

Initiatives - Attachment D-3 20,311 20,410 99 -

Hunt Postdoctoral Fellowships - Attachment D-4 313,334 353,334 40,000 -

Individual Research Grants - Attachment D-4 2,956,081 3,071,824 53,767 61,976

Misc Donations -Attachment D-5 11,150 11,150 - -

AWD Wadsworth - Attachment D-6 333,710 333,710 - -

ICRG - Attachment D-7 196,037 233,924 37,887 -

Institutional Development Grants - Attachment D-8 125,000 125,000 - -

Grant Expense - Column A $ 4,394,627 $ 4,596,672 $ 140,069 $ 61,976

Grants Payable - Last Year 1,435,608

Grants Payable - This Year (1,877,425)

Grants Paid - 2010 $ 3,952,810

ATTACHMENT D

Conference Grants Approved1/1/2010 - 12/31/20103 January 2011

Grant Number! DatePrimary Contact Fund Approved Project Budget Req/Granted

Conference & Workshop Grant

Bazin, Laurent Gr. CONF-527 2/19/2010 $15,000 Grant: $15,000Conference & Paid: $15,000Workshop Grant Bal.: $0

Term: 12 Months

Cervone, Emma Or. CONF-528 2/19/2010 $15,000 Grant: $15,000Conference & Paid: $15,000

Workshop Grant Bal.: $0Term: 12 Months

Coreil, Marie Jeannine Or. CONF-529 2/19/2010 $14,982 Grant: $14,982Conference & Paid: $14,982

Workshop Grant Bat.: $0Term: 12 Months

Crook, Tony Or. CONF-530 2/19/2010 $15,000 Grant: $15,000Conference & Paid : $15,000


Danda, Ajit Kumar Or. CONF-542 9/1/2010 $15,000 Grant: $15,000Conference & Paid: $0Workshop Grant Bal.: $15,000

Term: 0 Months

1

ATTACHMENT D-1

Grant Number/ DatePrimary Contact Fund Approved Project Budget Reg/Granted

Field, Les W. Gr. CONF-531 2/19/2010 $15,000 Grant: $15,000Conference & Paid: $15,000Workshop Grant Bal.: $0

Term: 12 Months

Forde, Maarit Gr. CONF-543 9/1/2010 $15,000 Grant: $15,000Conference & Paid: $0Workshop Grant Bal.: $15,000

Term: 0 Months

Fry, Douglas P. Gr. CONF-532 2/19/2010 $14,980 Grant: $14,980Conference & Paid: $14,980


Gledhill, John E. Gr. CONF-533 2/19/2010 $15,000 Grant: $15,000Conference & Paid: $0

Workshop Grant Bal.: $15,000Term: 12 Months

Kreager, Philip Gr. CONF-544 9/1/2010 $15,000 Grant: $15,000Conference & Paid: $0


Long, Nicholas James Gr. CONF-534 2/19/2010 $13,207 Grant: $13,207Conference & Paid: $13,207


Mayblin, Maya Miranda Gr. CONF-545 9/1/2010 $5,596 Grant: $5,596Conference & Paid: $5,596


2

ATTACHMENT D-1


McGranahan, Carole Ann Gr. CONF-546 9/1/2010 $15,000 Grant: $15,000Conference & Paid: $0


Miotti, Laura L. Gr. CONF-535 2/19/2010 $15,000 Grant: $15,000Conference & Paid: $15,000Workshop Grant Bal.: $0

Term: 12 Months

Mitchell, Jonathan Philip Gr. CONF-536 2/19/2010 $14,100 Grant: $14,100Conference & Paid: $14,100


O'Connell, Tamsin C Gr. CONF-537 2/19/2010 $13,190 Grant: $13,190Conference & Paid: $13,190Workshop Grant Bal.: $0

Term: 12 Months

Oakdale, Suzanne Robyn Gr. CONF-538 2/19/2010 $7,718 Grant: $7,718Conference & Paid: $7,718


Prieto-Martinez, Maria Pilar Gr. CONF-547 9/1/2010 $14,448 Grant: $14,448Conference & Paid: $0Workshop Grant Bal.: $14,448

Term: 0 Months

Sampeck, Kathryn Elizabeth Gr. CONF-548 9/1/2010 $15,000 Grant: $15,000Conference & Paid: $0


3

ATTACHMENT D-1

Grant Number/ DatePrimary Contact Fund Approved Project Budget Req/Granted

Saraiva, Maria Clara Fereira Almeida Gr. CONF-549 9/ 1/2010 $14,730 Grant : $14,730Conference & Paid : $14,730


Sen, Atreyee Or. CONF-550 9/1/2010 $15 ,000 Grant: $15,000Conference & Paid: $15,000


Sosna, Daniel Gr. CONF-539 2/19/2010 $ 10,050 Grant : $ 10,050Conference & Paid: $10,050

Workshop Grant Bal.: $0Term : 12 Months

Stein , Gil Jeremy Or. CONF-551 9/1/2010 $15,000 Grant : $ 15,000Conference & Paid: $0

Workshop Grant Bal .: $ 15,000Term : 0 Months

Swanepoel , Natalie Josephine Gr. CONF-552 9/1/2010 $15,000 Grant : $ 15,000Conference & Paid: $0Workshop Grant Bal.: $15,000

Term : 0 Months

Thiaw, Ibrahima Or. CONF-540 2/ 19/2010 $14 ,984 Grant : $ 14,984Conference & Paid: $14,984


Willems , Willem J. H. Gr. CONF-541 2/19/2010 $15 ,000 Grant : $ 15,000Conference & Paid: $15,000


4

ATTACHMENT D-1


Zimmerman, Larry John Gr. CONF-553 9/1/2010 $15,000 Grant : $15,000

Conference & Paid: $15,000


Initiatives Grant

Johnston, Barbara Rose Gr. [NIT 68 9/22/2010 $700 Grant: $700Initiatives Grant Paid: $700

Bal.: $0

Term: 4 Months

Manthi, Fredrick Kyalo Gr. INIT 69 10/4/2010 $11,500 Grant: $11,500Initiatives Grant Paid: $11,500

Bal.: $0Term: 9 Months

Reuter, Thomas Anton or. INIT 67 1/28/2010 $8,210 Grant: $8,210Initiatives Grant Paid: $8,210

Bal.: $0Tenn: 14 Months

Grand Totals (30 items ) $398,395

5

ATTACHMENT D-1

HAP Grants Approved1/1/2010 - 12/3'1/20103 January 2011


Historical Archives Grant

Leopold, Robert S. HAP-99 5/13/2010 $15,000 Grant: $15,000Historical Paid: $15,000

Archives Grant Bal.: $0Term: 12 Months

Maranda, Pierre HAP-94 2/11/2010 $14,835 Grant: $14,835Historical Paid: $14,835


Mencher, Joan P. HAP-95 3/16/2010 $15,000 Grant: $15,000

Historical Paid: $15,000


Ruby, Jay HAP-96 3/31/2010 $5,500 Grant: $5,500Historical Paid: $5,500


van der Merwe, Nikolaas J. HAP-98 5/13/2010 $4,000 Grant: $4,000Historical Paid: $4,000


1

ATTACHMENT D-2


Wedel, Waldo M. HAP-97 4/19/2010 $15,000 Grant- $15,000Historical Paid: $15,000


Grand Totals (6 ;items) $69,335

ATTACHMENT D-2

Initiatives Approved1/1 /2010 - 12/31/20103 January 2011


Initiatives Grant

Johnston, Barbara Rose Gr. INIT 68 9/22/2010 $700 Grant: $700Initiatives Grant Paid: $700


Manthi, Fredrick Kyalo Gr. IN1T 69 10/4/2010 $11,500 Grant: $11,500Initiatives Grant Paid: $11,500

Bal.: SOTerm: 9 Months

Reuter, Thomas Anton Gr. IN1T 67 1/28/2010 $8,210 Grant: $8,210Initiatives Grant Paid: $8,210


Grand Totals (3 items) $20,410

I

ATTACHMENT D-3

IRG's Approved1/1/2010 - 12/31/20103 January 2011


Dissertation Fieldwork Grant

Ahsan, Sonia Gr. 8280 11/15/2010 $20,000 Grant: $20,000Dissertation Paid: $0

Fieldwork Grant Bal.: $20,000Term: 0 Months

An, Linh My Gr. 8089 5/3/2010 $14,968 Grant: $14,968Dissertation Paid: $14,968

Fieldwork Grant Bal.: $0Term: 15 Months

Andersen, Barbara Anne Gr. 8090 5/3/2010 $14,597 Grant: $14,597Dissertation Paid: $0


Anderson, Christine Broughton Gr. 8207 10/13/2010 $14,490 Grant: $14,490Dissertation Paid: $14,490


Baron, Joanne Parsley Gr. 8260 10/15/2010 $19,850 Grant: $19,850Dissertation Paid: $0


I

ATTACHMENT D-4


Belmar Pantelis, Carolina Andrea Gr. 8092 5/3/2010 $14,050 Grant: $14,050Dissertation Paid: $14,050

Fieldwork Grant Bal.: $0Tenn: 22 Months

Bematchez, Jocelyn Anna Gr. 8229 10/13/2010 $6,559 Grant: $6,559Dissertation Paid: $6,559

Fieldwork Grant Bal.: $0Tenn: 17 Months

Billingsley, Doc McAlister Gr. 8209 10/13/2010 $9,445 Grant. $9,445

Dissertation Paid: $9,445

Fieldwork Grant Bal.: $0

Term: 17 Months

Bocast, Brooke Gr. 8210 10/13/2010 $18,020 Grant: $18,020

Dissertation Paid: $0


Bond, David W Gr. 8094 5/3/2010 $14,244 Grant: $14,244



Term: 21 Months

Brodine, Maria Teasdale Gr. 8095 5/3/2010 $15,000 Grant: $15,000Dissertation Paid: $15,000


Cantarutti, Gabriel Eduardo Gr. 8096 5/3/2010 $15,000 Grant: $15,000Dissertation Paid: $15,000


Term: 16 Months

2

ATTACHMENT D-4


Carlson, Jennifer Douglass Gr. 8097 5/3/2010 $5,270 Grant: $5,270Dissertation Paid: $5,270


Ceron Valdes, Mario Alejandro Gr. 8178 5/5/2010 $17,755 Original: $19,105Dissertation Grant: $17,755

Fieldwork Grant Paid: $17,755Bal.: $0

Term: 22 Months

Chapman, Chelsea Gr. 8179 5/5/2010 $16,715 Grant: $16,715Dissertation Paid: $16,715


Chatterjee, Moyukh Gr. 8098 5/3/2010 $14,115 Grant: $14,115



Cherkaev, Xenia Andrej Gr. 8180 5/5/2010 $19,775 Grant: $19,775Dissertation - Paid: $19,775


Chien, Jennifer Gr. 8099 5/3/2010 $15,000 Grant: $15,000Dissertation Paid: $15,000


Chuang, Julia Gr. 8211 10/13/2010 $19,200 Grant: $19,200Dissertation Paid: $19,200


3

ATTACHMENT D-4

CGrant Number/ Date

Primary Contact Fund Approved Project Budget Req/Granted

Clark, Gabrielle Elise Gr. 8181 5/5/2010 $19,970 Grant: $19,970Dissertation Paid: $19,970


Colleran, Heidi Gr. 8182 5/5/2010 $16,462 Grant: $16,462Dissertation Paid: $16,462

Fieldwork Grant Bal.: $0Term 10 Months

Collins, Benjamin Robert Gr. 8112 5/3/2010 $14,910 Original: $14,940Dissertation Grant: $14,910

Fieldwork Grant Paid: $0Bal.: S14,910

Term: 12 Months

Copes, Lynn Erin Gr. 8102 5/3/2010 $15,000 Grant: $15,000Dissertation Paid: $15,000


Cromer, Risa Denae Gr. 8104 5/3/2010 $14,970 Grant: $14,970



Culbertson, Jacob Hiram Gr. 8105 5/3/2010 $13,450 Grant: $13,450Dissertation Paid: $13,450


d'Alpoim Guedes, Jade Aziz Gr. 8183 5/5/2010 $6,826 Grant: $6,826

Dissertation Paid: $6,826Fieldwork Grant Bal.: $0

Term: 12 Months

4

ATTACHMENT D-4

Grant Number! DatePrima ry Contact Fund Approved Project Budget Req/Granted

Dacier, Anand Gr. 8213 10/13/2010 $16,430 Grant: $16,430Dissertation Paid: $0

Fieldwork Grant Bal. $16,430Term: 0 Months

Danusiri, Aryo Gr. 8214 10/13/2010 $19,940 Grant: $19,940Dissertation Paid: $0

Fieldwork Grant Bal.: $19,940Term. 0 Months

Di Nunzio, Marco Gr. 8106 5/3/2010 $12,605 Grant: $12,605Dissertation Paid- $12,605


Dickinson, Maggie Gr. 8261 10/15/2010 $24,227 Grant: $24,227

Dissertation Paid: $0Fieldwork Grant Bal.: $24,227

Term: 0 Months

Doyle, James Alan Gr. 8107 5/3/2010 $11,000 Grant: $11,000



Dua,.latin Gr. 8108 5/3/2010 $15,000 Grant: $15,000



Dumes, Abigail Anne Gr. 8262 10/15/2010 $21,250 Grant: $21,250Dissertation Paid: $21,250


ATTACHMENT D-4

Grant Number! DatePrimary Contact Fund Approved Project Budget Req/Granted

Dyste Anzures, Diana Teresa Gr. 8109 5 /3/2010 $13 , 371 Grant : $13,371Dissertation Paid: $0

Fieldwork Grant Bal.: $13,371Terns 0 Months

Edwards, Terra Gr. 8110 5/3/2010 $13,933 Grant . $13,933Dissertation Paid: $13,933

Fieldwork Grant Bal.: $0Tenn. 18 Months

Eisenberg , Daniel Thomas Abraham Gr. 8111 5/3/2010 $8 ,240 Grant : $8,240Dissertation Paid: $8,240

Fieldwork Grant Bat.: $0Term: 22 Months

Ellison , Susan Helen Gr. 8113 5/3/2010 $15,000 Grant $15,000Dissertation Paid: $15,000

Fieldwork Grant Bal.: $0Term : 18 Months

Engelke , Christopher Robert Gr. 8248 10/14/2010 $22 ,045 Grant: $22,045Dissertation Paid. $22,045


Fan, Elsa Lai Gr. 8263 10/ 15/2010 $10 ,500 Grant : $ 10,500

Dissertation Paid: $0Fieldwork Grant Bal .: $ 10,500

Term : 0 Months

Gaikwad , Namrata Gr. 8231 10/13/2010 $7,070 Grant : $7,070Dissertation Paid: $0


6

ATTACHMENT D-4


Garofalo, Evan Michele Gr. 8114 5/3/2010 $7,127 Grant: $7,127Dissertation Paid: $7,127


Gastrow, Claudia Gr. 8273 10/18/2010 $16,781 Grant: $16,781Dissertation Paid: $8,391


Gettler, Lee Thomas Gr. 8186 5/5/2010 $11,240 Grant: $11,240Dissertation Paid: $11,240


Glaser, Alana Lee Gr. 8115 5/3/2010 $15,000 Grant: $15,000Dissertation Paid: $15,000


Glenn-Levin, Naomi Jessica Gr. 8187 5/5/2010 $19,989 Grant: $19,989Dissertation Paid: $19,989


Gogel, Leah Pearce Gr. 8116 5/3/2010 $13,883 Grant: $13,883Dissertation Paid: $13,883


Goldberg, Harmony Gr. 8264 10/15/2010 $25,000 Grant: $25,000Dissertation Paid: $0


7

ATTACHMENT D-4

Grant Number! DatePrimary Contac t Fund Approved Project Budget Req/Granted

Goldstein, Ruth Elizabeth Gr. 8274 10//18/2010 $19,855 Grant: $19,855Dissertation Paid: $0


Goner, Ozlem Gr. 8117 5/3/2010 $15,000 Grant:

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