08 plasticity 07 associated flow rules

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Section 8.7 Solid Mechanics Part II Kelly 234 8.7 Associated and Non-associated Flow Rules Recall the Levy-Mises flow rule, Eqn. 8.4.3, ij p ij s d d λ ε = (8.7.1) which gives the ratios between the plastic strains and stresses. The plastic multiplier can be determined from the hardening rule. Given the hardening rule one can more generally, instead of the particular flow rule 8.7.1, write ij p ij G d d λ ε = , (8.7.2) where ij G is some function of the stresses and perhaps other quantities, for example the hardening parameters. It is symmetric because the strains are symmetric. A wide class of material behaviour (perhaps all that one would realistically be interested in) can be modelled using the general form ij p ij g d d σ λ ε = . (8.7.3) Here, g is a scalar function which when differentiated with respect to the stresses gives the plastic strains. It is called the plastic potential. The flow rule 8.7.3 is called a non-associated flow rule. Consider now the sub-class of materials whose plastic potential is the yield function, f g = : ij p ij f d d σ λ ε = . (8.7.4) This flow rule is called an associated flow-rule, because the flow rule is associated with a particular yield criterion. 8.7.1 Associated Flow Rules The yield surface ( ) 0 = ij f σ is displayed in Fig 8.7.1. The axes of principal stress and principal plastic strain are also shown; the material being isotropic, these are taken to be coincident. The normal to the yield surface is in the direction ij f σ / and so the associated flow rule 8.7.4 can be interpreted as saying that the plastic strain increment vector is normal to the yield surface, as indicated in the figure. This is called the normality rule.

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Page 1: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 234

8.7 Associated and Non-associated Flow Rules Recall the Levy-Mises flow rule, Eqn. 8.4.3,

ijp

ij sdd λε = (8.7.1) which gives the ratios between the plastic strains and stresses. The plastic multiplier can be determined from the hardening rule. Given the hardening rule one can more generally, instead of the particular flow rule 8.7.1, write

ijp

ij Gdd λε = , (8.7.2) where ijG is some function of the stresses and perhaps other quantities, for example the hardening parameters. It is symmetric because the strains are symmetric. A wide class of material behaviour (perhaps all that one would realistically be interested in) can be modelled using the general form

ij

pij

gddσ

λε∂∂

= . (8.7.3)

Here, g is a scalar function which when differentiated with respect to the stresses gives the plastic strains. It is called the plastic potential. The flow rule 8.7.3 is called a non-associated flow rule. Consider now the sub-class of materials whose plastic potential is the yield function,

fg = :

ij

pij

fddσ

λε∂∂

= . (8.7.4)

This flow rule is called an associated flow-rule, because the flow rule is associated with a particular yield criterion. 8.7.1 Associated Flow Rules The yield surface ( ) 0=ijf σ is displayed in Fig 8.7.1. The axes of principal stress and principal plastic strain are also shown; the material being isotropic, these are taken to be coincident. The normal to the yield surface is in the direction ijf σ/∂ and so the associated flow rule 8.7.4 can be interpreted as saying that the plastic strain increment vector is normal to the yield surface, as indicated in the figure. This is called the normality rule.

Page 2: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 235

Figure 8.7.1: Yield surface The normality rule has been confirmed by many experiments on metals. However, it is found to be seriously in error for soils and rocks, where, for example, it overestimates plastic volume expansion. For these materials, one must use a non-associative flow-rule. Next, the Tresca and Von Mises yield criteria will be discussed. First note that, to make the differentiation easier, the associated flow-rule 8.7.4 can be expressed in terms of principal axes as

i

pi

fddσ

λε∂∂

= . (8.7.5)

Tresca Taking 321 σσσ >> , the Tresca yield criterion is

kf −−

=2

31 σσ (8.7.6)

One has

21,0,

21

321

−=∂∂

=∂∂

+=∂∂

σσσfff (8.7.7)

so, from 8.7.5, the flow-rule associated with the Tresca criterion is

⎥⎥⎥

⎢⎢⎢

+=

⎥⎥⎥

⎢⎢⎢

21

21

3

2

1

0λεεε

dddd

p

p

p

. (8.7.8)

This is the flow-rule of Eqns. 8.4.33. The plastic strain increment is illustrated in Fig. 8.7.2 (see Fig. 8.3.9). All plastic deformation occurs in the 31− plane. Note that 8.7.8 is independent of stress.

pdε

pd 11, εσ

pd 22 , εσ

pd 33, εσ

σd

Page 3: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 236

Figure 8.7.2: The plastic strain increment vector and the Tresca criterion in the

π-plane (for the associated flow-rule) Von Mises The Von Mises yield criterion is 02

2 =−= kJf . With

( ) ( ) ( )[ ] ( )⎥⎦⎤

⎢⎣⎡ +−=−+−+−

∂∂

=∂∂

3212

132

322

2111

2

21

32

61 σσσσσσσσσ

σσJ (8.7.9)

one has

( )( )( )( )( )( )⎥

⎥⎥

⎢⎢⎢

+−+−+−

=⎥⎥⎥

⎢⎢⎢

2121

332

3121

232

3221

132

3

2

1

σσσσσσσσσ

λεεε

dddd

p

p

p

. (8.7.10)

This are none other than the Levy-Mises flow rule 8.4.6. Note that if one were to use the alternative but equivalent expression

02 =−= kJf , one would have a 22/1 J term common to all three principal strain increments, which could be “absorbed” into the λd giving the same flow-rule 8.7.10. Also, one can get 8.7.10 doing a more complicated calculation involving arbitrary stress components (see the Appendix to this section). The associative flow-rule is very appealing, connecting as it does the yield surface to the flow-rule. Many attempts have been made over the years to justify this rule, both mathematically and physically. However, it should be noted that the associative flow-rule is not a law of nature by any means. It is simply very convenient. However, it

1σ ′ 2σ ′

3σ ′

02

31 =−−

= kf σσ

pdε

Page 4: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 237

does agree with experimental observations of many plastically deforming materials, particularly metals. In order to put the notion of associative flow-rules on a sounder footing, one can define more clearly the type of materials for which the associative flow-rule applies; this is tied closely to the notion of stable and unstable materials. 8.7.2 Stable and Unstable Materials Consider a material with stresses ijσ and strains ijε undergoing any type of deformation (e.g. elastic or plastic). It is then acted upon by some external agency which induces additional stresses and strains ijdσ and ijdε . The external agency then releases the load. The following two statements then define a stable material: (these statements are also known as Drucker’s postulate): (1) Positive work is done by the external agency, i.e. 0>ijij dd εσ , during the

application of the loads (2) The net work performed by the external agency over the application/removal

cycle is nonnegative Regarding (1), the one-dimensional situation is illustrated in Fig. 8.7.3a. A strain hardening material is stable. The stress-strain curve in Fig. 8.7.3b is typical of an unstable material. Strain softening materials, for example soils and certain steel alloys at high temperature, exhibit this type of response.

Figure 8.7.3: Stable (a) and unstable (b) stress-strain curves Note that the work discussed here is that done by the additional stresses. Note also that the laws of thermodynamics insist that the total work done, ∫ εσd , is positive (or zero) in a complete cycle. Look now at (2) in the case of strain hardening (stable) plastically deforming materials. Consider first the one dimensional case where a material is loaded from an initial elastic state where the stress is *σ (point A in Fig. 8.7.4) up to the yield point

Yσ (point B) and then plastically (greatly exaggerated in the figure) up to a stress

ε

σd

εd0>εσdd

σd

εd

0<εσdd

ε

)a( )b(

Page 5: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 238

σσ dY + (point C). The material is then unloaded to D. The material is said to have undergone a stress cycle. The work done (per unit volume) is the area under the stress-strain curve:

( )( )∫−−−

−=DCBA

dW εσεσ * (8.7.11)

The elastic work is recovered, so

( )( )∫−

−=CB

pdW εσεσ * (8.7.12)

This is the shaded work in Fig. 8.7.4. With σd infinitesimal (or making

σσσ dY >>− * ), this is ( ) pY dεσσ *− or, dropping the subscript,

( ) pdW εσσ *−= (8.7.13)

The requirement (2) of a stable material is then that this is non-negative,

( ) 0* ≥− pdεσσ (8.7.14)

Figure 8.7.4: Work W done during a loading/unloading cycle The three dimensional case is illustrated in Fig. 8.7.5, for which one has

( ) 0* ≥− pijijij dεσσ (8.7.15)

ε

σd

*σA D

BYσ

C

pdε

W

Page 6: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 239

Figure 8.7.5: Stresses during a loading/unloading cycle 8.7.3 Consequences of the Stability Postulate The criteria that a material be stable have very interesting consequences. Normality In terms of vectors in stress (plastic strain increment) space, Fig. 8.7.6, Eqn. 8.7.15 reads

( ) 0* ≥⋅− pdεσσ (8.7.16) These vectors are shown with the solid lines in Fig. 8.7.6. Since the dot product is non-negative, the angle between the vectors *σσ − and pdε (with their starting points coincident) must be less than 90o. This implies that the plastic strain increment vector must be normal to the yield surface since if it were not, an initial stress state *σ could be found for which the angle was greater than 90o (as with the dotted vectors in Fig. 1.7.4). Thus a consequence of a material satisfying the stability requirements is that the normality rule holds.

Figure 8.7.6: Normality of the plastic strain increment vector

initial yield surface

ijσ

••

*ijσ

new yield surface

σ

pdε

*σσ −•

Page 7: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 240

When the yield surface has sharp corners, as with the Tresca criterion, it can be shown that the plastic strain increment vector must lie within the cone bounded by the normals on either side of the corner, as illustrated in Fig. 8.7.7.

Figure 8.7.7: The plastic strain increment vector for sharp corners Convexity Using the same arguments, one cannot have a yield surface like the one shown in Fig. 8.7.8. In other words, the yield surface is convex: the entire elastic region lies to one side of the tangent plane to the yield surface1.

Figure 8.7.8: A non-convex surface The Principle of Maximum Plastic Dissipation The rate form of Eqn. 8.7.16 is

( ) 0* ≥− pijijij εσσ & (8.7.17)

The quantity p

ijijεσ & is called the plastic dissipation, and is a measure of the rate at which energy is being dissipated as deformation proceeds. Eqn. 8.7.17 can be written as 1 note that when the plastic deformation affects the elastic response of the material, it can be shown that the stability postulate again ensures normality, but that the convexity does not necessarily hold

pdε*σσ −

•*σ

tangent plane convex

surface

pdε

Page 8: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 241

pijij

pijij εσεσ && *≥ or pp εσεσ && ⋅≥⋅ * (8.7.18)

and in this form is known as the principle of maximum plastic dissipation. The principle is illustrated graphically in Fig. 8.7.9: of all possible stress states *

ijσ (within or on the yield surface), the one which arises is that which requires the maximum plastic work. Another way of saying this is that, given a plastic strain increment vector pdε , for a convex yield locus, the stress point on the yield locus for which pdε is normal to the yield locus will provide the maximum value of pdεσ ⋅ .

Figure 8.7.9: Principle of Maximum Plastic Dissipation Limitations Note that the stability postulate leads to the principle of maximum plastic dissipation. However, the stability postulate is only a sufficient condition, not a necessary one. In other words, one can satisfy the principle of maximum dissipation and yet not satisfy the stability requirements. Indeed, the principle of maximum plastic dissipation is often taken as a starting point in analyses with no mention of the stability postulate. For convex yield surfaces, the principle of maximum plastic dissipation is a necessary and sufficient condition for normality. This is true for both hardening materials and softening materials (whereas a stable material requires strain hardening). Thus softening (and perfectly-plastic) materials obey the principle of maximum plastic dissipation, and so also satisfy normality and convexity. Further, for many materials, hardening and softening, a non-associative flow rule is required, as in 8.7.3. Here, the plastic strain increment is no longer normal to the yield surface and the principle of maximum plastic dissipation does not hold in general. In this case, when there is hardening, i.e. the stress increment is directed out from the yield surface, it is easy to see that one can have 0<p

ijij dd εσ , Fig. 8.7.10, contradicting the stability postulate (1),. With hardening, there is no obvious instability, and so it could be argued that the use of the term “stability” in Drucker’s postulate is inappropriate.

pdε•

•*σ

σ

yield locus pdε

Page 9: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 242

Figure 8.7.10: plastic strain increment vector not normal to the yield surface; non-associated flow-rule

8.7.4 Problems 1. Derive the flow-rule associated with the Drucker-Prager yield criterion

kJIf −+= 21α 2. Derive the flow-rule associated with the Mohr-Coulomb yield criterion, i.e. with

321 σσσ >> ,

k=−

231 σασ

Here,

20,1

sin1sin1 πφ

φφα <<>

−+

=

Evaluate the volumetric plastic strain increment, that is ppp

p

dddV

V321 εεε ++=

ΔΔ ,

and hence show that the model predicts dilatancy (expansion).

3. Consider the plastic potential

kg −−

=2

31 σβσ

Derive the non-associative flow-rule corresponding to this potential. Hence show that compaction of material can be modelled by choosing an appropriate value of β .

8.7.5 Appendix to §8.7 Differentiation to obtain the Von Mises Associated Flow-Rule The Von Mises yield criterion is 02 =−= kJf where ijij ssJ 2

12 = . Using the

product rule of differentiation, in index notation:

σ•

pdε σd

Page 10: 08 Plasticity 07 Associated Flow Rules

Section 8.7

Solid Mechanics Part II Kelly 243

( )

( )

( )

( )

2

31

31

31

31

21

21

21

2

22

2

2

2

2

21

211

21

J

s

ss

s

ss

ss

sss

sss

sss

ss

ss

ssss

ssJ

ij

pqpq

ij

pqpq

mmijij

mnijnjmipqpq

mn

mnkjkinjmipqpq

mn

ij

mnkkmn

pqpq

mn

ij

mnmn

pqpq

ij

mnmn

pqpqij

mnmn

ij

==

−=

−=

−=

∂−∂

=

∂∂

=

∂∂

=∂

∂=

∂∂

δ

δδδδ

δδδδδ

σδσσ

σ

σσσ

(8.7.19)

and in tensor notation:

( )

( )( )

( )

( )

2

31

31

31

21

21

21

2

2:2

:2tr

::2

tr:

:2

::2

1

:21

:1

21:

J

J

sss

sss

Iss

IIss

Iσσss

s

σss

ss

σss

ssσss

σ

==

−=

⊗−=

∂−∂

=

∂∂

=

∂∂

=∂

∂=

∂∂

I

(8.7.20)