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    INTRODUCTION TO MEDICAL ETHICS:

    AN ESSENTIAL COMPETENCE FORCLINICIANS

    SMA-SGHSEMINARS ON MEDICAL ETHICS

    AND HEALTH LAW 2003

    Dr Chin Jing Jih

    Chairman, SMA Ethics CommitteeDeputy Director, SMA Centre for Medical Ethics & Professionalism

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    What is medical ethics?MORALITY

    = social conventions [beliefs and practices] about

    right and wrong human conduct that are so

    widely shared that they form a stablecommunity consensus

    ETHICS

    = a systematic reflection on and analysis of

    moralityA generic term for various ways ofunderstanding and examining the moral life.

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    What is MEDICAL ETHICS ? Developed from the view that ethical problemsfrom medicine can be resolved by applying

    principles of moral philosophy.

    Objectivemaking choices in ethically

    significant matters in the practice of medicine

    the practical and structured approach toassist physicians (and health care workers) in

    identifying, analysing and resolving ethical

    issues constructively in clinical medicine.

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    Role of MEDICAL ETHICS

    in daily clinical practice

    For those situations in which we already know

    what is right and what is wrongit should help us explain why the one choiceis right and the other wrong

    For those situations in which it is not obviouswhat is right and what is wrong

    it should guide us to discover what is theright thing to do

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    MEDICAL (HEALTH CARE) ETHICS :

    3 LEVELS OF RELEVANCE

    Doctor-patient

    relationship

    Policies in

    health care institutions

    Health care policies in society

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    GOALS OF MEDICINEThe goal of medicine: Setting new priorities.

    Hasting Center Report, special supplement Nov-Dec 1996.

    Prevention of disease and injury

    Promotion and maintenance of health

    Relief of pain and suffering

    Care and cure of those with malady Avoidance of premature death

    Pursuit of a peaceful death

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    ETHICS & LAW:LAW

    Seeks to educate and to regulate

    by announcing a minimal

    standard ofconduct. Looks

    mainly at due Process

    Establishes negative sanctionsfor ignoring the standard,

    which has the power of

    official coercion

    ETHICS

    Extends beyond thelaw to

    prescribe desirable conduct and

    articulate ideas andvirtues to

    which we should aspire

    Ethical sanctions- generally

    non-coercive, and include the

    praise or blame of colleagues or

    others. Power resides primarily

    in the strength ofreasoning,

    unaccompanied by stateendorsement

    Because respecting law is an important moral duty, the legal cases have

    ethical relevance. However, what is legally permitted may not be ethically

    justifiable in a particular case

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    Normative Theories of ethics

    Deontological theory

    Greek:deonto = duty

    DUTY-BASED action > consequensces

    ==> obligations and

    duties in the forms of

    rules and principles

    Teleological theory

    Greektelos = end

    CONSEQUENT-BASED

    consequences ==> right or

    wrong

    right action = one which

    causes maximum beneficial

    results

    e.g. utilitarianism

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    4-Principle Approach:

    NONMALEFICENCE

    = the obligation to avoid the

    causation of harm

    requires merely the omission of

    harm-causing activities

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    4-Principle Approach:

    BENEFICENCE

    = the obligation to provide

    benefits and to balance

    benefits against risks

    requires positive steps tohelp others

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    4-Principle Approach:

    RESPECT FOR AUTONOMY

    = the obligation to respect the

    decision-making capacities ofautonomous activities

    rooted in the liberal western tradition of

    the importance of individual freedom,both for political life and for personal

    development

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    4-Principle Approach:JUSTICE

    = obligations of fairness in thedistribution of benefits

    and risks

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    4-principle Approach(Beauchamp, Childress)

    The principles areprima facie, i.e. always

    binding unless they conflict with obligations

    expressed in another moral principleBalancing of the demands of the conflicting

    obligations

    which principle overrides in case of conflict

    depends on the particular context, which is

    likely to have unique features

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    4-principle Approach(Beauchamp, Childress)

    The exercise ofjudgement in circumstances of

    uncertainty is inevitable.

    A justifiable infringement of a moral principle

    or rule must:

    be necessary in the circumstances in the sense

    that there are no morally preferable alternative

    actions that could be substituted

    be the least infringement possible

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    4-BOX APPROACH

    CASE HISTORY [casuistic approach]

    Contextual

    features

    Quality of life

    Patientpreference

    Medicalindications

    recommendations

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    MEDICAL INDICATIONS1. What is patients medical problem ? diagnosis?prognosis?

    2. Is problem acute? chronic? critical? emergent?

    reversible?

    3. What are goals of treatment?

    4. What are probabilities of success?

    5. What are plans in case of therapeutic failure?In sum, how can this patient be benefited by

    medical and nursing care, and how can harm

    be avoided?

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    Tell me what you are thinking?

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    PATIENT PREFERENCE1. What has the patient expressed about preferences for

    treatment?

    2. Has patient been informed of benefits and risks,understood, and given consent?

    3. Is patient mentally capable and legally competent? What

    is evidence of incapacity?4. Has patient expressed prior preferences, e.g., Advance

    Directives?

    5. If incapacitated, who is appropriate surrogate? Issurrogate using appropriate standards?

    6. Is patient unwilling or unable to co-operate with medicaltreatment? If so, why?

    In sum, is patients right to choose being respectedto extent possible in ethics and law ?

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    QUALITY OF LIFE1. What are the prospects, with or without treatment, for a

    return to patients normal life?

    2. Are there biases that might prejudice providers evaluation

    of patients quality of life?

    3. What physical, mental, and social deficits is patient likely to

    experience if treatment succeeds?

    4. Is patients present or future condition such that continuedlife might be judged undesirable by them?

    5. Any plan and rationale to forgo treatment?

    6. What plans for comfort and palliative care?

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    CONTEXTUAL FEATURES1. Are there family issues that might influence treatment

    decisions?

    2. Are there provider (physicians and nurses) issues that might

    influence treatment decisions?

    3. Are there financial and economic factors?

    4. Are there religious, cultural factors?

    5. Is there any justification to breach confidentiality?

    6. Are there problems of allocation of resources?

    7. What are legal implications of treatment decisions?

    8. Is clinical research or teaching involved?

    9. Any provider or institutional conflict of interest?

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    4-BOX APPROACH

    A device for teaching and discussion

    User (health care providers + families) friendlyvocabulary

    A practical review method to move a discussionof an ethical problem toward a resolution

    Begins with the factual features of a case.Principles and rules are referred to as they arise

    in the discussion of each box/topic.

    Moral rules and principles are best appreciatedin the specific context of the actualcircumstances of a case.

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    Facts + Principles Judgement No escape from the exercise of judgement in

    circumstances of uncertainty

    BUT not just any judgement will be

    acceptable.

    No system of guidelines could reasonably

    anticipate the full range of conflicts to provide

    mechanical solutions or definitive procedures

    for decision-making about moral problems inmedicine.

    Experience and sound judgement are

    indispensable allies

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    CONFLICTS & DILEMMAS Treatment : effective + humane & dignified

    Medical goals from the perspectives of doctors,

    are NOT necessary the only and mostimportant goals of patients

    Judgements and decisions are frequently

    - value laden- role-dependent

    - influenced by self- and other interests

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    COMMON ETHICAL PROBLEMS IN

    HOSPITAL PRACTICE Patients and/or families demand for

    everything be done regardless of medical

    futility Patients refusal of treatment / placement

    Familys insistent of withholding diagnosis

    Use of tube feeding in demented patients Issues related to informed consent

    Confidentiality issues

    Justice / Distribution issues

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    COMMON PRETENDERS OF ETHICAL

    PROBLEMS

    Inappropriate medical indications

    Treatment options inadequately explored

    Communication problems Breakdown in therapeutic relationships due to

    bad outcomes

    Discharge problems

    Legal problems

    Assessment of decisional capacity of a patient

    Obtaining informed consent

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    CLINICAL ETHICS VERSUS RESEARCH ETHICS

    CLINICAL ETHICS RESEARCH ETHICS

    RELATIONSHIP Doctor-patient Researcher-patient competing

    and conflicting interests

    PRIMARYOBJECTIVE

    Fiduciary therapeuticeffect to benefit patient

    Generalisable knowledge tobenefit society

    NON-

    MALEFICENCE

    Above all, do no harm. Risk of harm always exists

    risk-benefit ratio

    INTERVENTION Proven or established

    treatments

    Experimental treatment

    clinical equipoise

    CONSENT Implied and verbal

    consent applies except

    for high risk treatment

    Full informed consent process

    and document except for minimal

    risk research

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    The Belmont Report : Ethical Principles and

    Guidelines for the Protection of Human

    Subjects of Research

    [The National Commission for the Protection of Human Subjectsof Biomedical and Behavioral Research (April 18, 1979)] Nuremberg

    War Trials; Tuskegee Experiment

    1. Respect for persons

    infromed consent

    2. Benficenceassessment of benefits and risks

    3. Justice

    patient selection

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    ETHICS CONSULTATION

    SERVICEAssists hospitals health care professionals in the

    analysis and resolution of ethical issues

    encountered in daily clinical practice. Clarifies complex issues

    Improves communication

    Offers options and/or specific recommendations

    Provides reassurance and guidance

    Ultimately improves patient care

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    ETHICS CONSULTATION

    SERVICE

    NOT to takeover the duties or rights of

    individual doctors to make decisions

    NOT to interfere with treatment or

    management

    NOT to police the doctors NOT to provide legal immunity /

    coverage

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    The practice of medicinein a thoughtful, ethical,compassionate and

    effective mannerhelps to make doctoring

    a satisfying, sustainableand enjoyable part of ourlives.