1. Genesis – NMF II Platform

2. About NMF II

3. Eligibility Criteria

4. NMF II Platform Features

5. Value Proposition

6. Mobile Application

7. Upcoming Developments on Platform

8. Details on NRI – registrations and transactions

9. API

10. Contact Us

11. System Interface

Content

a) Identify current roadblocks and hindrances :

• Majority transactions in non demat mode through physical paper

• Multiple forms and cheques for investment in different schemes

• Transactions involve huge cost in terms of human capital

• Wastage of time and efforts in transaction execution rather than financial advice

b) Industry Challenges

• Multiple RTAs – Multiple touch points

• Non standardization of industry practices

• Multiple Folios

• Time stamping of transactions

Genesis – NMF II Platform

Ideology for platform

c) Convenience – operational ease

• Elimination / reduction in paper work

• Single platform for multiple AMCs

• Reduction in cost and efforts to execute transactions

• Digitization of Mutual Fund applications

Particulars Count

AMCs active on the platform 35

% of AMC AUM available on platform 99%

IFAs / National level distributors registered on platform 2,424

Distributors spread across - locations 254

Investors registered on platform 2,80,000

Investors spread across - locations 1,807

Schemes active on NMF II platform 9,827

About NMF II

Valid AMFI Registration

Limited purpose membership with Exchange

Individual, Proprietors, Partnership firms, Corporates, LLP, Trusts, Societies, any entity granted registration

by AMFI

Fees and Deposits- Refundable deposits of Rs. 15,000/– for non Corporates

Rs. 25000/- for Corporate and

Annual renewal fee of Rs. 2000/-

Eligibility Criteria

• Access through a desktop / Mobile application – Geographical barriers removed

• Option to choose Demat / Non - Demat mode of holding

• Digitised transactions – complete elimination of paper and related cost

• Create basket of investments

• Facility to transact 24 *7

• Single payment for multiple investments across AMCs

• Multiple modes of payment – Cheque, NEFT/RTGS, Online, Mandate

• Registration of multiple bank account numbers (maximum upto 5)

• Facility to view Portfolio statement

• Various useful reports available on the platform

• Order Confirmation via SMS and Email to investor

• Branch Management and User Management features available

• Facility to re-trigger emails to investors –Payment link, OTP , FATCA / KYC

• Aadhar based E-kyc for investors

• Availability of mail back data on platform

• Integration through APIs

NMF II Platform Features

• No Direct Plans

• Platform integrates all stakeholders ( Investors/ distributors/ RTAs) electronically

• Facility to transact on the go through - Distributor Mobile Application

• Provision to upgrade constantly to incorporate all new developments in industry

• Daily reports to increase operational efficiency

• Facility to map investors to sub broker ARN / EUIN / Sub Users

• Reduced logistic requirement with Nil infrastructure cost

• Clients login provided – based on distributor discretion

• Dedicated helpdesk team to handle queries

Value Proposition

• One time investor registration – Investor Identification Number (IIN)

• Single cheque across multiple investments

• Single view of entire holdings in the industry

• Facility to view / transact online in MF units held in non-demat mode

• Conveniently trade – online / phone / paper order

• Order status confirmations via SMS / emails

• Redemption proceeds received directly in client’s registered bank account

Client Delight - Convenient & Transparent

Transactions Facilitated:

• Purchase

• Redemption

• Switch

• Systematic registration – SIP / SWP/ STP

• Exception entry – Purchase, Switch, Redemption

Mobile Application

Other Features:

• Transaction status

• ACH Mandate Registration

• ACH Mandate Registration report

• Transaction Listing report

• Generate Pay in Slip

• Multiple Bank Registration

Features round the corner –

• Instant redemption products

• Transactions through POA

• Additional Banks for direct debit facility

• Risk profiling, portfolio design, asset allocation tools

Upcoming Developments on Platform

Types of Non resident Accounts;

NRE ( Investment proceeds are repatriable freely)

NRO (Investment proceeds can be repatriated subject to RBI approval)

FCNR ( Investment proceeds are repatriable freely)

Types of Non resident tax status code available on platform;

NRI (HUF)

NRI (Minor)*

NRI (NRO)

NRI - Minor (NRO)

NRI – Others*

Details on NRI – registrations and transactions

* Pertains to NRE accounts.

NRI – Registrations

• Separate IINs are required to be created for NRO and NRE accounts with respective tax code and

mapping of NRO / NRE bank accounts respectively

• Foreign address is mandatory is for IIN registration

• In case the investor does not have Indian address, in contact details , “others” can be selected in city

and foreign details can be entered

• Cancelled cheque of NRO / NRE account is required to be submitted along with IIN registration form

NRI – Transactions

• In case of investments done through Foreign Inward remittances , FIRC ( Foreign Inward Remittance

Certificate) is required to be scanned and uploaded through the platform

Details on NRI – registrations and transactions

• Create Customer

• Purchase Transaction

• Redemption Transaction

• Switch Transaction

• Systematic Transaction

• Cease the Systematic Transaction

• Get IIN Transaction Reverse Feed

• Systematic Registration Report

• Get All IIN Details

• FATCA / KYC / UBO Registration

• Edit Customer Details

• IIN Modification Status

• ACH Mandate Registration

• ACH Mandate Report

• Systematic Cease Report

• Fetch Investor details in case of existing customer

contd...

API - Functionalities

• AMC Master

• Product Master

• Transaction Master

• Download payment mechanism

information

• Scheme Limit information

• Pan Exempt Category Information

• Bill desk Master Information

• Source of Wealth information

• Identification type master information

• UBO Master Information

• Pin Code Master Information

• Holding Master

• Occupation Master

• Country Master

• Bank Master

• State Master

• City Master

• Tax Master

API - Masters included

• IIN image upload

• Transaction image upload

• Bank details image upload

API - Image upload

Location NSE Person Mobile No Email id

Mumbai Priyad Tadkod 9619497908 ptadkod@nse.co.in

Mumbai Rohit Bohra 9930875812 rbohra@nse.co.in

Delhi Vikas Panwar 9582230061 vpanwar@nse.co.in

Cochin Ravi Jain 9946708886 ravij@nse.co.in

Ahmedabad Prashant Shah 9041057072 shahp@nse.co.in

Kolkata Ishita Banerjee 9038704967 ibanerjee@nse.co.in

Chennai Rakesh Raman 9790912391 rraman@nse.co.in

Hyderabad Abhishek Goud 9000100319 agoud@nse.co.in

Contact Details – Region wise

Single order entry screen across multiple schemes

Transaction Slip

Redemption Transaction

Switch Transaction

Systematic Registrations

Order Tracking Status

Portfolio Statements

Transaction Listing

Folio Enquiry

Thank You

“The National Stock Exchange of India Limited is proposing, subject to receipt of requisite approvals, market conditions and other considerations, an initial public offer of its equity shares and has filed a Draft Red Herring Prospectus dated December 28, 2016 (“DRHP”) with the Securities and Exchange Board of India (“SEBI”). The DRHP is available on the websites of SEBI and the BSE Limited at www.sebi.gov.in and www.bseindia.com, respectively and of the Managers, Citigroup Global Markets India Private Limited at http://www.online.citibank.co.in/rhtm/citigroupglobalscreen1.htm, JM Financial Institutional Securities Limited at www.jmfl.com, Kotak Mahindra Capital Company Limited at http://www.investmentbank.kotak.com, Morgan Stanley India Company Private Limited at http://www.morganstanley.com/about-us/global-offices/india/, HDFC Bank Limited at www.hdfcbank.com, ICICI Securities Limited at www.icicisecurities.com, IDFC Bank Limited at www.idfcbank.com and IIFL Holdings Limited at www.iiflcap.com. Investors should not rely on the DRHP for making any investment decision, and should note that investment in equity shares involves a high degree of risk, and for details see the section titled “Risk Factors” in the red herring prospectus, when available.

Any securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), and may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act. There is no intention to register any securities referred to herein in the United States or to make a public offering of the securities in the United States.”

Disclaimer