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1 Presentation to all TSGs E-UTRAN – HRPD Interworking E-UTRAN – HRPD Interworking Cisco, Alcatel-Lucent, Nortel, Motorola 3GPP2 Super Meeting Hollywood, CA January 14-18, 2008

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3 Presenter:  Architecture – Parviz Yegani (Cisco)  Functionalities and Interfaces – Mike Dolan (Alcatel-Lucent)  Call Flows – Barnaba Barnowski (Nortel)  Radio Configuration – George Cherian (Motorola) Supporting Company: Agenda

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Page 1: 1 Presentation to all TSGs E-UTRAN  HRPD Interworking E-UTRAN  HRPD Interworking Cisco, Alcatel-Lucent, Nortel, Motorola 3GPP2 Super Meeting Hollywood,

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Presentation to all TSGs E-UTRAN – HRPD Interworking

E-UTRAN – HRPD InterworkingCisco, Alcatel-Lucent, Nortel, Motorola

3GPP2 Super MeetingHollywood, CA

January 14-18, 2008

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COPYRIGHT STATEMENT:

The contributors grant a free, irrevocable license to 3GPP2 and its Organizational Partners to incorporate text or other copyrightable material contained in the contribution and any modifications thereof in the creation of 3GPP2 publications; to copyright and sell in Organizational Partner's name any Organizational Partner's standards publication even though it may include all or portions of this contribution; and at the Organizational Partner's sole discretion to permit others to reproduce in whole or in part such contribution or the resulting Organizational Partner's standards publication. The contributors are also willing to grant licenses under such contributor copyrights to third parties on reasonable, non-discriminatory terms and conditions for purpose of practicing an Organizational Partner’s standard which incorporates this contribution.

This document has been prepared by the contributors to assist the development of specifications by 3GPP2. It is proposed to the Committee as a basis for discussion and is not to be construed as a binding proposal on the contributors. The contributors specifically reserves the right to amend or modify the material contained herein and nothing herein shall be construed as conferring or offering licenses or rights with respect to any intellectual property of the contributors other than provided in the copyright statement above.

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Presenter: Architecture – Parviz Yegani (Cisco) Functionalities and Interfaces – Mike Dolan (Alcatel-Lucent) Call Flows – Barnaba Barnowski (Nortel) Radio Configuration – George Cherian (Motorola)

Supporting Company:

                       Agenda

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Part I – Interworking ArchitectureParviz Yegani – [email protected]

(408) 832-5729

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EPC Objectives: Interworking of multiple access networks under the

same packet-switched core network (EPC) • 3GPP Accesses: E-UTRAN (EPS), UTRAN/GERAN.• Non 3GPP Accesses: E-UTRAN/HRPD & 1xRTT etc.

Note – Interworking between E-UTRAN and HRPD systems is the main focus of this presentation.

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.Non-Roaming Architecture (Using S2a)

SGi

PCRF

S7

HSS

Operator’s IP Services (e.g. IMS, PSS etc.)

Wx*

HPLMN

Non-3GPP Networks

S6c

Rx+

PDN Gateway

3GPP AAA ServerS2a

S7a

Trusted non-3GPP

AccessTa*

S7c

S5

S6a

3GPPAccess

ServingGateway

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EUTRAN–HRPD Interworking Architecture (Non-Roaming)

EUTRAN-HRPD IWK is mainly supported via interfaces S101, Sx-U(S103) and S2a.

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EUTRAN-HRPD Interworking Architecture (Roaming I)

hPCRF

HSS

HPLMN

Wd*

eHRPD

VPLMN

vPCRF

3GPP AAA Proxy

Ta*

3GPP AAA Server

S2a

S7a

S9

SGiS7

S6c

Operator's IP Services (e.g. IMS, PSS etc.)

Rx+ Wx*

S7c

S8b

S6a

MME

Case 1: Non 3GPP anchor (PGW) is in the HPLMN

PDNGateway(PGW)

HRPD SGW

Sx-U (S103)S101

A10’/A11’

S11

3GPP2 AAA Pi

eAN/PCF

eNB

S1-MME

3GPP2 AN AAA A12

A13/A16

ServingGateway

(SGW)

S1-U

HRPD BTS

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E-UTRAN – HRPD Interworking Architecture (Roaming II)

hPCRF

HSS

HPLMN

Wd*

S6d

vPCRF

PDNGateway(PGW)

3GPP AAA Proxy

3GPP AAA Server

S7a

S9

S7

Rx+

SGi

Wx*

Ta*

Visited network IP services or proxies to home network

services or PDN

Rx+

S5

S7c

S6a Operator's IP Services (e.g. IMS, PSS etc.)

Case 2: Non-3GPP anchor (PGW) is in the VPLMN

MME

eHRPD

VPLMN

3GPP2 AAA Pi

3GPP2 AN AAA

A12

S2a

HRPD SGW

Sx-U(S103)

A10’/A11’

eAN/PCF

A13/A16

S101

eNB

ServingGateway

(SGW)

S11

S1-MME

S1-U

HRPD BTS

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Part II – Functionalities and InterfacesMike Dolan – [email protected]

(630) 979-1033

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Functionalities: HSGW (HRPD Serving Gateway)– Mobility Anchoring for inter-eAN handoff– Mobility anchoring for intra-3GPP2 mobility. (This is TBD.)– Packet routing and forwarding.– Transport level packet marking in the uplink and the downlink.– Accounting on user and service class granularity. – Uplink and downlink charging per AT, PDN, and service class

(e.g. for roaming with home routed traffic). – Event reporting to the PCRF.– Downlink Flow Mapping.– Uplink bearer binding verification with packet dropping of

“misbehaving UL traffic”.– MAG functions for S2a mobility

(i.e., Network-based mobility based on PMIPv6). – Support for Simple IPv6 and IPv4 addressing

(i.e., Simple IPv6 and Simple IPv4 with PMIPv6). (This is TBD.)– Authenticator or NAS (similar to the NAS function in X.S0011-D).– Provides the functions defined for the S7a interface.

(Whether charging rule function (CRF) is carried over this interface is TBD.)– Support for ROHC. (This is TBD.)

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Functionalities: eAN/PCF (enhanced Access Network/Packet Control Function)(aka: RNC)

– All functionality for existing (legacy) HRPD support.

– Ability to differentiate Access Terminals (ATs) that are enhanced (eAT) and connect them to a HSGW. Legacy ATs are connected to a PDSN.

– Enhancements to the A11 signaling interface to connect to a HSGW.

– Support for the S101 interface for tunneling HRPD messages to the MME.

– Support for exchanging IP addresses and GRE keys between the HSGW and the MME to allow connection of the HSGW to existing P-GWs (Packet Data Network Gateways) currently serving the mobile.

– Support for communicating IP addresses and GRE keys from the HSGW to the MME for the creation of Sx-U interfaces for data packet forwarding at handoff.

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Functionalities: eAT (enhanced Access Terminal)– All functionality for existing (legacy) HRPD support.

– Ability to differentiate itself to the eAN/PCF as an “enhanced” AT.

– Ability to support the IP service context being defined for eHRPD.

– Ability to support the authentication mechanism being defined for eHRPD.

– Ability to support one or multiple Simple IP addresses (IPv4 or IPv6).

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Functionalities: PGW (Packet Data Network Serving Gateway)– Per-user based packet filtering (by e.g. deep packet inspection)

– Lawful Interception

– IP address allocation (to the UE)

– Transport level packet marking in the uplink and downlink, e.g. setting the DiffServ Code Point.

– UL and DL service level charging as defined in 3GPP TS 23.203 [6](e.g. based on deep packet inspection defined by local policy)

– UL and DL service level gating control as defined in 3GPP TS 23.203 [6]

– UL and DL service level rate enforcement as defined in 3GPP TS 23.203 [6] (e.g. by rate policing/shaping)

– DL rate enforcement based on AMBR (aggregate maximum bit rate)(e.g. by rate policing/shaping)

– DL rate enforcement based on the accumulated maximum bit rates (e.g. by rate policing/shaping)

– DHCPv4 and DHCPv6 functions (client, relay and server)

– User plane anchor for mobility between 3GPP access and non-3GPP access

– Includes the function of a PMIP LMA

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Interfaces:

A11’/A10 (eAN/PCF to HSGW) Enhancements to the existing A11/A10 to support the enhanced functionalities and handoff with LTE.

S2a (HSGW to PGW) PMIP-based bearer path providing mobility between HSGWs, and between an LTE SGW and a HSGW.

S101 (eAN/PCF to MME) Carries encapsulated HRPD or LTE signaling to support single transmitter devices during pre-registration and handoff.

Sx-U (SGW to HSGW) Provides a bearer path for downlink data packets during handoff after the UE has broken radio contact with the source system. (Will be called S103-U.)

S7a (HSGW to PCRF) Provides policy information to the HSGW and updates to the PCRF.

Ta* (3GPP2 AAA to 3GPP AAA) Provides support for AAA functionality between 3GPP and 3GPP2 systems.

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Part III – Call FlowsBarnaba Barnowski – Nortel

[email protected](403) 769-2443

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Active Mode Call Flows: E-UTRAN HRPD

– Pre-registration (in advance)– Preparation and Execution

HRPD E-UTRAN– Pre-registration, Preparation, and Execution

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18Handover Pre-registration (A40-20080114-xxxr0 A S0022-0 – Section 3.15.2.1)(Consistent with 23.402 8.0.0 – expanded to show HRPD Pre-registration Details)

UE E-UTRAN S-GW eAN/PCF HSGW PCRF P-GW

0. UE registered in MME or an ongoing data session

1. E-UTRAN indicates to the UE that it should pre-register.

2. E-UTRAN Tunnel establishment between the UE and the E-UTRAN occurs. An S101 tunneling session is created between E-UTRAN and the eAN/PCF.

3. UATI-Request/Response (optional)

4. Session Configuration

5a. Device Level Authentication

7a. Authenticate and establish IP service contextbetween UE and HSGW over default signaling flow.

8. HRPD Session Maintenance

9. IP Environment session maintenance with HSGW.

7c. Obtain policy

information

7b. Authentication.

5b. A12 Access-Request

5c. A12 Access-Accept6a. A11

Registration-Request6b. A11

Registration-Reply

MME AAA

10. Update policy

information

E-UTRAN HRPD

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19Handover Preparation & Execution (Part 1) (S2-080475)

1. CDMA measurements

3. Relocation indication

7. A11 Signalling

11. Data Forwarding

0. UE connected via E-UTRAN

2. Handoverdecision

6. Direct Transfer (S101 Session ID, SectorID, PDN GW Address, GRE keys, HRPD ConnRequest)

9a. Create forwarding tunnels Request

9b. Create forwarding tunnels Response

10. Relocation Command (Forwarding address, HRPD TCA)

11. Message X (HRPD TCA)

4. Message X (HRPD ConnRequest)

5. Message Y (HRPD ConnRequest, SectorID, Relocation Started indication)

8. S101 HO Command (S101 Session ID, Forwarding address, HRPD TCA message)

UE MMEHRPD Access

Network AAAHSGWE-UTRAN PCRFS-GWPDN GW

E-UTRAN HRPD

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20Handover Preparation & Execution (Part 2) (S2-080475)

13. HRPD TCC

16. E-UTRAN Bearer Release

15a. HO Complete (S101 Session ID)

17a. Delete Bearer Request

17b. Delete Bearer Response

UE MMEHRPD Access

Network AAAHSGWE-UTRAN PCRFS-GWPDN GW

14b. Proxy Binding Update14a. A11 Signalling (PDN GW Address, GRE keys)

14d. Modification of IP-CAN Session

14c. Proxy Binding Acknowledge

14e. Ack. of IP-CAN Session Modification

15b. HO Complete (S101 Session ID)

12. HRPD AN acquires UE

E-UTRAN HRPD

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21Handover Pre-registration, Preparation & Execution (Part 1) (S2-080576)

HRPD E-UTRAN

eNB MME S-GWHSGWHRPD AN P-GW

2. Decision to handover to E-UTRAN

7. Create default bearer Req

3. Message X (Attach Request)

1. HRPD Radio on

HSS PCRFUE

5. Authentication

6. Location update & Subscriber data retrieval

8. Create default bearer req or PMIP Binding Update

9. Create default bearer res or PMIP Binding accept 10. Create default bearer Res

5. Direct Transfer (S101 Session ID, Authentication)

5. Message X (Authentication)

4. Direct Transfer (S101 Session ID,Attach Request, UE Capabilities)

11. Direct Transfer (S101 Session ID, Attach Accept)12. Message X (

Attach Accept)

13. Message X (Attach Complete) 14. Direct Transfer (S101 Session ID,

Attach Complete)

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22Handover Pre-registration, Preparation & Execution (Part 2) (S2-080576)

HRPD E-UTRAN

23. Release of HRPD resources

eNBMME

S-GWHSGWHRPD AN P-GW HSS PCRF

18. RRC RB establishment

17. S1 Initial UE context setup Req

16. RRC connection request / Service request

UE

15. LTE radio ON

19. S1 Initial UE context setup Complete

20. Update bearer Request

21. Update bearer Response22. HO Complete

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Part IV – HRPD Parameters over EUTRANGeorge Cherian – Motorola

[email protected](858) 404-2298

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Mobility from E-UTRAN to HRPD HRPD System Information

– To enable mobility from E-UTRAN to HRPD, the following HRPD parameters may be sent over E-UTRAN1

• HRPD Pre-registration allowed: This field indicates if the AT is required to perform HRPD-pre-registration while on E-UTRAN

• HRPD Pre-registration zone: This field is set to the pre-registration zone. When the AT moves from one pre-registration zone to another it will pre-register again if it was already pre-registered.

• HRPD Neighbor cell information: These fields are set to the HRPD neighbor cell information, which may include fields such as band-class, frequency, pilot-pn and other associated information

• HRPD Timing Reference: This field is set to the cdma2000 system time at the boundary of an E-UTRAN frame, to assist AT synchronization

HRPD measurements1

– To enable handoff from E-UTRAN to HRPD network, the access terminal sends radio measurements of the HRPD neighbor cells to E-UTRAN network for eNB to evaluate and decide whether a handoff from E-UTRAN to HRPD is needed

AT capabilities1

– The capabilities of the multi-mode access terminal the E-UTRAN network uses to allow E-UTRAN to HRPD mobility. One such capability information is whether access terminal supports dual receiver

1 The parameters are identified in 3GPP TR 36.938 V1.0.0

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Mobility from E-UTRAN to cdma2000 1x cdma2000 1x System Information

– To enable mobility from E-UTRAN to cdma2000 1x, the following cdma20001x parameters may be sent over E-UTRAN1

• cdma2000 1x Neighbor cell information: These fields are set to the HRPD neighbor cell information, which may include parameters such as band-class, channel, pilot-pn and other associated information

• cdma2000 1x Timing Reference: This field is set to the cdma2000 system time at the boundary of an E-UTRAN frame, to assist AT synchronization

cdma2000 1x measurements• To enable handoff from E-UTRAN to cdma2000 1x, the radio measurements of the cdma2000 1x

neighbor cells are sent to E-UTRAN network for eNB to evaluate and decide whether a handoff from E-UTRAN to cdma2000 1x network is needed

AT capabilities• The capabilities of the multi-mode access terminal the E-UTRAN network uses to allow E-UTRAN to

HRPD mobility. One such capability information is whether AT supports dual receiver

1 The parameters are identified in 3GPP TR 36.938 V1.0.0

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References: TS23.401v8.0.0 (as of Dec.-2007)

• GTP-based Mobility• Link: http://www.3gpp.org/ftp/Specs/html-info/23401.htm

TS23.402v8.0.0 (as of Dec.-2007)• IETF-based Mobility• Link: http://www.3gpp.org/ftp/Specs/html-info/23402.htm