1-s2.0-s0190962213008955-main

14
Photoprotection Part II. Sunscreen: Development, efficacy, and controversies Rebecca Jansen, MD, a Uli Osterwalder, MS, b Steven Q. Wang, MD, c Mark Burnett, MD, c and Henry W. Lim, MD a Detroit, Michigan; Monheim, Germany; and New York, New York CME INSTRUCTIONS The following is a journal-based CME activity presented by the American Academy of Dermatology and is made up of four phases: 1. Reading of the CME Information (delineated below) 2. Reading of the Source Article 3. Achievement of a 70% or higher on the online Case-based Post Test 4. Completion of the Journal CME Evaluation CME INFORMATION AND DISCLOSURES Statement of Need: The American Academy of Dermatology bases its CME activities on the Academy’s core curriculum, identified professional practice gaps, the educational needs which underlie these gaps, and emerging clinical research findings. Learners should reflect upon clinical and scientific information presented in the article and determine the need for further study. Target Audience: Dermatologists and others involved in the delivery of dermatologic care. Accreditation The American Academy of Dermatology is accredited by the Accreditation Council for Continuing Medical Education to provide continuing medical education for physicians. AMA PRA Credit Designation The American Academy of Dermatology designates this journal-based CME activity for a maximum of 1 AMA PRA Category 1 CreditsÔ. Physicians should claim only the credit commensurate with the extent of their participation in the activity. AAD Recognized Credit This journal-based CME activity is recognized by the American Academy of Dermatology for 1 AAD Credit and may be used toward the American Academy of Dermatology’s Continuing Medical Education Award. Disclaimer: The American Academy of Dermatology is not responsible for statements made by the author(s). Statements or opinions expressed in this activity reflect the views of the author(s) and do not reflect the official policy of the American Academy of Dermatology. The information provided in this CME activity is for continuing education purposes only and is not meant to substitute for the independent medical judgment of a healthcare provider relative to the diagnostic, management and treatment options of a specific patient’s medical condition. Disclosures Editors The editors involved with this CME activity and all content validation/peer reviewers of this journal-based CME activity have reported no relevant financial relationships with commercial interest(s). Authors Dr Lim has served as consultant for Ferndale, La Roche-Posay, Pierre Fabre, Uriage, and Palatin. He has received research grants from Clinuvel and Estee Lauder. Mr Osterwalder is a full time employee of BASF. Dr Wang has served on the advisory board of L’Oreal. Drs Burnett and Jansen have no conflicts of interest to declare. Planners The planners involved with this journal-based CME activity have reported no relevant financial relationships with commercial interest(s). The editorial and education staff involved with this journal-based CME activity have reported no relevant financial relationships with commercial interest(s). Resolution of Conflicts of Interest In accordance with the ACCME Standards for Commercial Support of CME, the American Academy of Dermatology has implemented mechanisms, prior to the planning and implementation of this Journal-based CME activity, to identify and mitigate conflicts of interest for all individuals in a position to control the content of this Journal-based CME activity. Learning Objectives After completing this learning activity, participants should be able to describe the evolution of sunscreen technology; summarize new photoprotective technologies; and discuss and explain current sunscreen controversies. Date of release: December 2013 Expiration date: December 2016 Ó 2013 by the American Academy of Dermatology, Inc. http://dx.doi.org/10.1016/j.jaad.2013.08.022 Technical requirements: American Academy of Dermatology: d Supported browsers: FireFox (3 and higher), Google Chrome (5 and higher), Internet Explorer (7 and higher), Safari (5 and higher), Opera (10 and higher). d JavaScript needs to be enabled. Elsevier: Technical Requirements This website can be viewed on a PC or Mac. We recommend a minimum of: d PC: Windows NT, Windows 2000, Windows ME, or Windows XP d Mac: OS X d 128MB RAM d Processor speed of 500MHz or higher d 800x600 color monitor d Video or graphics card d Sound card and speakers Provider Contact Information: American Academy of Dermatology Phone: Toll-free: (866) 503-SKIN (7546); International: (847) 240-1280 Fax: (847) 240-1859 Mail: P.O. Box 4014; Schaumburg, IL 60168 Confidentiality Statement: American Academy of Dermatology: POLICY ON PRIVACY AND CONFIDENTIALITY Privacy Policy - The American Academy of Dermatology (the Academy) is committed to maintaining the privacy of the personal information of visitors to its sites. Our policies are designed to disclose the information collected and how it will be used. This policy applies solely to the information provided while visiting this website. The terms of the privacy policy do not govern personal information furnished through any means other than this website (such as by telephone or mail). E-mail Addresses and Other Personal Information - Personal information such as postal and e-mail address may be used internally for maintaining member records, marketing purposes, and alerting customers or members of additional services available. Phone numbers may also be used by the Academy when questions about products or services ordered arise. The Academy will not reveal any information about an individual user to third parties except to comply with applicable laws or valid legal processes. Cookies - A cookie is a small file stored on the site user’s computer or Web server and is used to aid Web navigation. Session cookies are temporary files created when a user signs in on the website or uses the personalized features (such as keeping track of items in the shopping cart). Session cookies are removed when a user logs off or when the browser is closed. Persistent cookies are permanent files and must be deleted manually. Tracking or other information collected from persistent cookies or any session cookie is used strictly for the user’s efficient navigation of the site. Links - This site may contain links to other sites. The Academy is not responsible for the privacy practices or the content of such websites. Children - This website is not designed or intended to attract children under the age of 13. The Academy does not collect personal information from anyone it knows is under the age of 13. Elsevier: http://www.elsevier.com/wps/find/privacypolicy.cws_home/ privacypolicy 867.e1

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Photoprotection

Part II. Sunscreen: Development, efficacy, and controversies

Rebecca Jansen, MD,a Uli Osterwalder, MS,b Steven Q. Wang, MD,c Mark Burnett, MD,c and Henry W. Lim, MDa

Detroit, Michigan; Monheim, Germany; and New York, New York

CME INSTRUCTIONS

The following is a journal-based CME activity presented by the American Academy of

Dermatology and is made up of four phases:

1. Reading of the CME Information (delineated below)

2. Reading of the Source Article

3. Achievement of a 70% or higher on the online Case-based Post Test

4. Completion of the Journal CME Evaluation

CME INFORMATION AND DISCLOSURES

Statement of Need:

The American Academy of Dermatology bases its CME activities on the Academy’s

core curriculum, identified professional practice gaps, the educational needs which

underlie these gaps, and emerging clinical research findings. Learners should reflect

upon clinical and scientific information presented in the article and determine the

need for further study.

Target Audience:

Dermatologists and others involved in the delivery of dermatologic care.

Accreditation

The American Academy of Dermatology is accredited by the Accreditation Council for

Continuing Medical Education to provide continuing medical education for physicians.

AMA PRA Credit Designation

The American Academy of Dermatology designates this journal-based CME activity

for a maximum of 1 AMA PRA Category 1 Credits�. Physicians should claim only the

credit commensurate with the extent of their participation in the activity.

AAD Recognized Credit

This journal-based CME activity is recognized by the American Academy of

Dermatology for 1 AAD Credit and may be used toward the American Academy of

Dermatology’s Continuing Medical Education Award.

Disclaimer:

The American Academy of Dermatology is not responsible for statements made by

the author(s). Statements or opinions expressed in this activity reflect the views of the

author(s) and do not reflect the official policy of the American Academy of

Dermatology. The information provided in this CME activity is for continuing

education purposes only and is not meant to substitute for the independent medical

judgment of a healthcare provider relative to the diagnostic, management and

treatment options of a specific patient’s medical condition.

Disclosures

Editors

The editors involved with this CME activity and all content validation/peer reviewers

of this journal-based CME activity have reported no relevant financial relationships

with commercial interest(s).

Authors

Dr Lim has served as consultant for Ferndale, La Roche-Posay, Pierre Fabre, Uriage,

and Palatin. He has received research grants from Clinuvel and Estee Lauder. Mr

Osterwalder is a full time employee of BASF. Dr Wang has served on the advisory

board of L’Oreal. Drs Burnett and Jansen have no conflicts of interest to declare.

Planners

The planners involvedwith this journal-based CME activity have reported no relevant

financial relationships with commercial interest(s). The editorial and education staff

involved with this journal-based CME activity have reported no relevant financial

relationships with commercial interest(s).

Resolution of Conflicts of Interest

In accordance with the ACCME Standards for Commercial Support of CME, the

American Academy of Dermatology has implemented mechanisms, prior to the

planning and implementation of this Journal-based CME activity, to identify and

mitigate conflicts of interest for all individuals in a position to control the content of

this Journal-based CME activity.

Learning Objectives

After completing this learning activity, participants should be able to describe the

evolution of sunscreen technology; summarize new photoprotective technologies;

and discuss and explain current sunscreen controversies.

Date of release: December 2013

Expiration date: December 2016

� 2013 by the American Academy of Dermatology, Inc.

http://dx.doi.org/10.1016/j.jaad.2013.08.022

Technical requirements:

American Academy of Dermatology:d Supported browsers: FireFox (3 and higher), Google Chrome (5 and higher),

Internet Explorer (7 and higher), Safari (5 and higher), Opera (10 and higher).d JavaScript needs to be enabled.

Elsevier:

Technical Requirements

This website can be viewed on a PC or Mac. We recommend a minimum of:d PC: Windows NT, Windows 2000, Windows ME, or Windows XPd Mac: OS Xd 128MB RAMd Processor speed of 500MHz or higherd 800x600 color monitord Video or graphics cardd Sound card and speakers

Provider Contact Information:

American Academy of Dermatology

Phone: Toll-free: (866) 503-SKIN (7546); International: (847) 240-1280

Fax: (847) 240-1859

Mail: P.O. Box 4014; Schaumburg, IL 60168

Confidentiality Statement:

American Academy of Dermatology: POLICY ON PRIVACY AND

CONFIDENTIALITY

Privacy Policy - The American Academy of Dermatology (the Academy) is

committed to maintaining the privacy of the personal information of visitors to its

sites. Our policies are designed to disclose the information collected and how it

will be used. This policy applies solely to the information provided while visiting

this website. The terms of the privacy policy do not govern personal information

furnished through any means other than this website (such as by telephone or

mail).

E-mail Addresses and Other Personal Information - Personal information such

as postal and e-mail address may be used internally for maintaining member records,

marketing purposes, and alerting customers or members of additional services

available. Phone numbers may also be used by the Academy when questions about

products or services ordered arise. The Academy will not reveal any information

about an individual user to third parties except to comply with applicable laws or

valid legal processes.

Cookies - A cookie is a small file stored on the site user’s computer orWeb server and

is used to aid Web navigation. Session cookies are temporary files created when a

user signs in on the website or uses the personalized features (such as keeping track

of items in the shopping cart). Session cookies are removed when a user logs off or

when the browser is closed. Persistent cookies are permanent files and must be

deleted manually. Tracking or other information collected from persistent cookies or

any session cookie is used strictly for the user’s efficient navigation of the site.

Links - This site may contain links to other sites. The Academy is not responsible for

the privacy practices or the content of such websites.

Children - This website is not designed or intended to attract children under the age

of 13. The Academy does not collect personal information from anyone it knows is

under the age of 13.

Elsevier: http://www.elsevier.com/wps/find/privacypolicy.cws_home/

privacypolicy

867.e1

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J AM ACAD DERMATOL

DECEMBER 2013867.e2 Jansen et al

In addition to the naturally occurring, physical, and systemic photoprotective agents reviewed in part I,topical ultraviolet radiation filters are an important cornerstone of photoprotection. Sunscreen develop-ment, efficacy, testing, and controversies are reviewed in part II of this continuing medical educationarticle. ( J Am Acad Dermatol 2013;69:867.e1-14.)

Key words: oxybenzone; photoprotection; photostability; Sun Protection Factor; sunscreen; sunscreencontroversies; ultraviolet filter.

CAPSULE SUMMARY

d Ideal sunscreens provide uniformprotection across the ultraviolet B andultraviolet A light range whilemaintaining sensory and tactile featuresthat enhance the user’s experience.

d Sunscreen efficacy depends onultraviolet filter type (organic orinorganic), photostability, and theaddition of Sun ProtectionFactoreboosting agents.

d New US Food and Drug Administrationregulations regarding sunscreen testingand labeling aim to improve the clarityof photoprotection of sunscreens.

d While there are controversies involvingsunscreen ingredients, formulations, andside effects, based on current data, theriskebenefit ratio indicates that it isappropriate to include the use ofsunscreen as an important componentof photoprotection strategy.

SUNSCREENS:TOPICALPHOTOPROTECTIVEAGENTSKey pointsd Ideal sunscreens pro-vide uniformprotectionagainst ultraviolet A andultraviolet B light.

d Ideal sunscreens haveaesthetically pleasingcompositions that en-hance compliance.

The notion of the ‘‘idealsunscreen’’

Since the first commercialsunscreen was introduced in1928, the use of sunscreensas an integral part of photo-protection strategy has ex-panded worldwide. Table Ihighlights the historical de-velopment of sunscreens.1-4

Two factors must be ad-dressed to produce an‘‘ideal’’ sunscreen.5 It

should provide uniform protection across therange of ultraviolet B light (UVB) and ultravioletA light (UVA), a property referred to as ‘‘spectralhomeostasis,’’ which assures that the natural spec-trum of sunlight is attenuated in a uniform manner(Fig 1).6 This is particularly useful for protectionagainst immunosuppression, which has a broadaction spectrum.7 An ‘‘ideal’’ sunscreen should alsohave pleasing sensory and tactile profiles thatenhance the user’s compliance.

the Department of Dermatology,a Henry Ford Hospital,

etroit; BASF Personal Care and Nutrition GmbH,b Monheim;

d the Division of Dermatology,c Memorial Sloan Kettering

ancer Center, New York.

ing sources: None.

im has served as consultant for Ferndale, La Roche-Posay,

erre Fabre, Uriage, and Palatin. He has received research

ants from Clinuvel and Estee Lauder. Mr Osterwalder is a full

time employee of BASF. D

board of L’Oreal. Drs Burn

interest to declare.

Reprint requests: Henry W. L

Henry Ford Medical Cente

Blvd, Ste 800, Detroit, MI

0190-9622/$36.00

Ultraviolet filtersPrinciples of ultraviolet

radiation absorptionby organic ultravioletfilters. In order to absorbultraviolet radiation (UVR),an organic ultraviolet (UV)light filter must contain asuitable chromophore thathas conjugated p-electronsystems. Increasing the num-ber of conjugated doublebonds in the molecule shiftsthe absorption maximum tolonger wavelengths and alsogives rise to a larger absorp-tion cross section and, there-fore, stronger absorption. Ingeneral, the larger the mo-lecular weight of the chro-mophore, the more theabsorption maximum willbe shifted towards longerwavelengths. This is the rea-son that UVB light filters havesmaller molecular weightscompared to UVA light or

broad-spectrum filters.Currently, all organic UV absorbers used in sun-

screens are aromatic compounds, each containingmultiple conjugated p-electron systems (Tables IIand III).8 The type of substituents and their positionat the aromatic ring are important for the UV spec-troscopic properties. Especially advantageous aredisubstituted systems with an electron-donor (1M-)and an electron-acceptor (�M-) group in paraposi-tion (so-called pushepull systems). Fig 2 shows a

r Wang has served on the advisory

ett and Jansen have no conflicts of

im, MD, Department of Dermatology,

r e New Center One, 3031 W Grand

48202. E-mail: [email protected].

Abbreviations used:

AAP: American Academy of PediatricsAO: antioxidantAVO: avobenzoneBEMT: bemotrizinolCW: critical wavelengthE1,1: extinction at 1 cm path length and 1%

concentrationEU: European UnionFDA: Food and Drug AdministrationISO: International Organization for

StandardizationMED: minimal erythema dosePPD: persistent pigment darkeningROS: reactive oxygen speciesSPF: Sun Protection FactorTiO2: titanium dixoxideUK: United KingdomUSAN: United States Adopted NameUV: ultraviolet lightUVA: ultraviolet A lightUVB: ultraviolet B lightUVR: ultraviolet radiationZnO: zinc oxide

J AM ACAD DERMATOL

VOLUME 69, NUMBER 6Jansen et al 867.e3

comparison of the absorption spectra of ethylhex-yldimethyl paraaminobenzoate (United StatesAdopted Name [USAN], padimate O), with substitu-ents in a paraposition, and a UVabsorber with similargroups but in orthoposition, menthyl anthranilate(USAN, meradimate). Because of the substituents inparaposition, padimate O is a more efficient UV filterthan meradimate.

Photostability. Absorption of a UV photontransfers the UV absorber molecule into an excitedelectronic state. If the absorbed energy is not suffi-ciently and speedily dissipated into heat, chemicalbonds of the UV absorber may break, resulting indegradation of the UV filter. A reversible isomeriza-tion (tautomerism) in the excited state can stabilizean UV absorber.9,10 This principle is realized, forinstance, in the menthyl anthranilate molecule be-cause of the orthoamino group (Fig 2), resulting inexcellent photostability. In others, this is realized viaan orthohydroxy group forming hydrogen bonds(eg, bemotrizinol and bisoctrizole).

Most of the UV absorbers used in sunscreens arephotostable under the conditions of use. Two ex-ceptions are avobenzone (AVO) and octinoxate.11

AVO undergoes rapid photodegradation, which canbe stabilized by UV filters octocrylene and bemo-trizinol. The latter is not yet available in the UnitedStates (Fig 3). In addition, AVO and octinoxateenhance the photodegradation of each other. Forthis reason, these 2 filters should not be used incombination.12-14

Principles of ultraviolet protection with in-organic ultraviolet filters. Micronized inorganicoxides used in sunscreens (TiO2 and ZnO) attenuate

UV mainly by absorption and some scattering.15

Depending on particle size, these materials aresemiconductors that absorb photons at differentwavelengths. The smaller the primary particles, theshorter its peak absorption spectrum.16 The primaryparticle sizes of TiO2 used in sunscreens are between10 and 30 nm. However, in dispersion, the particlesform aggregates with sizes usually around 100 nm.With ZnO, primary particle sizes from 10 to 200 nmare available, but mainly the grades with largerparticles are used. Because of the photocatalyticeffect, TiO2 for sunscreen applications is coated withaluminum oxide or silica in order to prevent oxygenradical formation. In addition, the rutile crystal formis used in most cases. Rutile is the most commonform of TiO2, has a high refractive index, and canabsorb UVR. Although the anatase form of TiO2 hasmany of the same properties as the rutile form, it haslower UVR absorption and higher tendency forphotocatalysis.

Particulate organic ultraviolet filters. Sun-screens, especially those with a high Sun ProtectionFactor (SPF), contain a considerable amount of UVfilters. Therefore, solubility of the active substancecan be a significant problem.17 For this reason,particulate organic UV filters were developed thatallow high SPF products to be developed withrelatively lower concentrations of UV filters.Examples of these UV filters include methylene bis-benzotrazolyl tetramethylbutylphenol (biscotrizole)and tris-biphenyl triazine. These filters have ex-tremely low solubility in oil and in water, but canbe micronized in an aqueous phase.17,18 Particulatebiscotrizole shows a broad absorption up to 380 nm.

Regulations of ultraviolet filters. The safety ofUV filters has to be shown in an extensive program oftoxicologic studies. In Europe and Japan, UV ab-sorbers are regulated as cosmetics, in the UnitedStates as over the counter drugs and in Australia astherapeutic drugs.19 An overview of common UVfilters in sunscreen is shown in Table II. Australia andEurope have the most UV filters for sunscreenformulation. By contrast, the United States has theleast number of UV filters available.

Limitations of available ultraviolet filters inUnited States. While sufficient filters are availablein the UVB and UVA2 range, only 4 UVA1 (340-400nm) filters, all with limitations, are approved in theUnited States (Figs 4 and 5). AVO is the most efficientUVA1 filter, but it is not photostable. In the UnitedStates, the maximal concentration is 3%, and it is notapproved for combination with TiO2 because en-hanced photodegradation of AVO is observed in thepresence of TiO2. AVO is also not approved incombination with ZnO for lack of data to show the

Fig 1. Evolution of sunscreens from predominant protec-tion against UVB light toward spectral homeostasis (E1,1,extinction at 1-cm path length and 1% concentration as ameasure for UV light filter efficacy at every wavelength inthe UVR range). UV, Ultraviolet; UVB, ultraviolet B; UVR,ultraviolet radiation.

Table I. Historical development of sunscreen

Year(s) Development

1928 First commercial use of sunscreen in the United States: emulsion containing benzyl salicylate andbenzyl cinnamate1

1933 An ointment containing benzylimidazole sulfonic acid becomes the first commercial sunscreenavailable in Germany1

1936 The future founder of L’Oreal, Eug�ene Schueller, markets the first commercial sunscreen available inFrance, an oil preparation containing benzyl salicylate1

1938 Franz Greiter, the founder of Piz Buin Company, develops an effective sunscreen in Austria, Gletschercr�eme; he later improves upon and popularizes the concept of SPF (1974)1

1943 p-Amino benzoic acid is patented2

1950s Higher incomes and expanding travel options spur emergence of the sunscreen market3

1956 Schulze invents the SPF, enabling the evaluation of sunscreen performance4

1970s Introduction of oxybenzone as a broad spectrum UVB/UVA filter; broad introduction of SPF onsunscreen packaging revolutionizes marker, and products are now comparable on a quantitativebasis

1980s Avobenzone, a long-wave UVA filter, is approved by the US FDA (1988; approved in Europe in 1978)1990s-2000s Attitude of consumers toward sun exposure changes as the public becomes increasingly aware of the

potential harm from solar radiation2000s-2010s Role of topical sunscreens expands from mere protection against sunburn to include health

prophylaxis

FDA, Food and Drug Administration; SPF, Sun Protection Factor; UVA, ultraviolet A light; UVB, ultraviolet B light.

J AM ACAD DERMATOL

DECEMBER 2013867.e4 Jansen et al

enhancement of UVA protection potential of ZnO inthe presence of AVO.20 Ecamsule, themost recent UVfilter approved in the United States (2006), is avail-able only for the sponsor of the new drug application(ie, it can only be used in certain products). The thirdorganic UVA1 filter, meradimate (Fig 2), is ratherweak and limited to use at concentrations\5%. Thefourth UVA1 filter is ZnO, which has low E1,1 value.While it can be used in concentrations of # 25%, inpractice, cosmetic limitations exist at such highconcentrations.

SunProtectionFactoreboostingagents. Betterfilm forming of sunscreen on the skin leads to amore uniform distribution and therefore to a higherSPF. The use of organic UV filters to stabilize inher-ently unstable UV filters, such as AVO, leads toa higher SPF and/or better UVA protection. It

should be noted that some of the emollients, photo-stabilizers, and other ingredients in sunscreen pro-ducts are also UV absorbers, although they do notappear on the actives list on the drug fact sheet(Table III).

Ultraviolet filters not yet available in theUnited States. In the UVB/UVA2 range, 2 UV filtersare frequently used outside of the United States: octyltriazone and diethylhexyl butamido triazone. Asseen in Figs 6 and 7, they are the most efficientUVB filters, with a maximal E1,1 value[1400. Lessfrequently used is amiloxate, a homologue of octi-noxate with isopentyl instead of the ethyl-hexylgroup. A unique UV filter is polysilicon-15. It has alow E1,1 value of just[150. However, because it hasa polymeric structure, it spreads extremely well onthe surface of the skin, contributing significantly tothe SPF.

All new UV filters that reach into the UVA1 rangeare photostable and shown in Table II. The mostefficient broad-spectrum UV filter is bemotrizi-nol.21,22 Bisoctrizole is a particulate organic UV filterwith especially broad UVB and UVA absorbance. Theinclusion of only a few percent of bisoctrizole booststhe critical wavelength (CW) to[370 nm.

SUNSCREEN USEKey pointsd The SPF value primarily measures the levelof protection against UVB and UVA2, and isbased on the ratio of MED on sunscreen-

J AM ACAD DERMATOL

VOLUME 69, NUMBER 6Jansen et al 867.e5

protected skin compared to unprotectedskin.

d Methods for assessment of UVA protection.vary by country; in the US critical wave-length method is used.

Evaluation of efficacyThe SPF and the UVA protection profile are the 2

common indices used to quantify the efficacy ofsunscreens. The measurement of SPF depends onminimal erythema dose (MED), which is defined as‘‘the smallest UV dose that produces perceptibleredness of the skin (erythema) with clearly definedborders at 16 to 24 hours after UV exposure.’’23

SPF measurement is performed in vivo using apanel of paid volunteers with Fitzpatrick type I, II, orIII skin.23,24 Sunscreen is applied to the protected testsites at a density of 2 mg/cm2, which allows for evenand reproducible application of the sunscreen. SPF isthen calculated as the ratio of MED on sunscreen-protected skin to that on unprotected skin. There area number of factors that can affect SPF measurementresults: variation in the emission spectrum and totalirradiance of light sources used in different labora-tories; the duration, force, and uniformity of appli-cation of sunscreen; and subjectivity of visualassessment of the MED. These are the reasons forthe required incorporation of a standard sunscreenfor all SPF testing to ensure agreement of resultsamong different laboratories. It should be noted thathigh intensity solar simulators are needed to permittesting of high SPF sunscreens within practical timelimits; therefore, exposure to UV in SPF tests does notaccurately simulate exposure to sunlight during dailyactivity.

Ultraviolet A light testing. The SPF valuemainly measures the level of protection againsterythemogenic spectra of UV light (ie, UVB andUVA2).23 Improved understanding of the deleteriouseffects of UVA radiation has underpinned the devel-opment of better UVA filters and testing standards formeasuring UVA protection.

Methods for testing UVA protection have beenadopted by regulatory bodies in Japan, the EuropeanUnion (EU), United Kingdom (UK), Australia, andthe United States. However, the methodologies varyby country.25 Japan uses persistent pigment darken-ing (PPD) as a clinical endpoint. PPD measures theminimal UVA radiation dose required to induce thefirst perceptible pigmentation changes (ie, minimalpigmenting dose) in sunscreen-protected skin com-pared to unprotected skin. Sunscreen products arethen rated as PA1, PA11, PA111, or PA1111(where PA indicates the protection grade fromUVA).26 The EU requires UVA protection factor tobe at least one-third of the labeled SPF, with PPD

method as the assessment of the UVA protection. Forexample, a sunscreen with a SPF of 30 must have aUVA protection factor of at least 10.27 In the UK, theratio of UVA absorbance to mean UVB absorbance ismeasured in vitro; a star rating system is used.28

Australia adopted the in vitro test procedureISO 24443:2012 for determining broad-spectrumperformance, which is similar to the Europeanassessment.29 The adoption of this UVA testingmethod, which determines the spectral absorbancecharacteristics of UVA protection in a reproduciblemanner, has led to the development of sunscreenswith 10 to 20 times the protection against UVAradiation when compared to sunscreens complyingwith the old standard.29

In 2011, the US Food and Drug Administration(FDA) mandated the use of in vitro CW for testing ofUVA protection.30,31 Briefly, the CW test is conductedby applying the test product to 3 different polyme-thylmethacrylate plates at a density of 0.75 mg/cm2.To take into account the photostability of the pro-duct, a preirradiation dose of 800 J/m2 (ie, 80 mJ/cm2, the equivalent of 4 times the MED of Fitzpatrickskin phototype II) is delivered to the test product. UVtransmittances are then measured from 290 to 400nm. CW is defined as the wavelength at which 90% ofthe total area under the absorbance curve occurs(Fig 8). Sunscreens that have a CW of $ 370 nm arethen allowed to claim broad-spectrum status.

Immune protection factor. Photoimmuno-suppression by UVR is an in vivo parameter formingthe basis for the index of protection known asimmune protection factor. Immune protection factorcan be assessed by measuring the UVR-inducedsuppression of either the induction or elicitationarms of the delayed-type or contact hypersensitivityresponses.7 However, standardization of both thedefinition and the method for determination ofimmune protection factor has yet to be established.

Factors affecting sunscreen efficacyKnowledge and behavioral barriers. Sun-

screen should always be used in conjunction withother photoprotective measures (Table IV). Manyconsumers lack a fundamental understanding of therelationship between UVA/UVB and sunscreen pro-tection ratios.32 In practice, most people often applyonly 25% to 50% of the amount used for SPF testing.32

This results in an effective SPF that is # 33% ofthe labeled SPF. Recently, a modification of the‘‘teaspoon rule’’ for sunscreen application has beenproposed.33 Namely, to achieve 2mg/cm2 of density,the following should be done: 1 teaspoon of sun-screen to the face/head/neck, 1 teaspoon to eachupper extremity, a total of 2 teaspoons to the front

Table II. Common ultraviolet light filters approved in Australia, Europe, Japan, and the United States

INCI CE no.* USAN Trade name*y INCI abbreviation

Concentration limits in sunscreen (%)

AUS EU JP US

Broad-spectrum and UVAI (340-400 nm)Bis-ethylhexyloxyphenolmmethoxyphenyl triazine

S 81 Bemotrizinol Tinosorb S BEMT 10 10 3 z

Butyl methoxydibenzoylmethane S 66 Avobenzone Parsol 1789 BMBM 5 5 10 3Diethylamino hydroxybenzoylhexyl benzoate

S 83 Uvinul A Plus DHHB 10 10 10 —

Disodium phenyl dibenzimidazoletetrasulfonate

S 80 Bisdisulizoledisodium

Neo HeliopanAP

DPDT 10 10 — —

Drometrizole trisiloxane S 73 — Mexoryl XL DTS 15 15 — z

Menthyl anthranilate — Meradimate MA 5 5Methylene bis-benzotriazolyltetramethylbutylphenol

S 79 Bisoctrizole Tinosorb M(active)

MBBT 10 10 10 z

Terephthalylidene dicamphorsulfonic acid

S 71 Ecamsule Mexoryl SX TDSA 10 10 10 zx

Zinc oxide S 76 Zinc oxide ZnO (Nanox) ZnO No limit k No limit 25UVB (290-320 nm) and UVAII (320-340 nm)4-Methylbenzylidene camphor S 60 Enzacamene Eusolex 6300 MBC 4 4 — z

Benzophenone-3 S 38 Oxybenzone BP3 10 10 5 6Benzophenone-4 S 40 Sulisobenzone Uvinul MS40 BP4 10 5 10 10Polysilicone-15 S 74 — Parsol SLX PS15 10 10 10 —Diethylhexyl butamido triazone S 78 — Uvasorb HEB DBT — 10 — z

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VOLUME 69, NUMBER 6Jansen et al 867.e7

and back torso, and 2 teaspoons to each lowerextremity.

Studies have shown the incorrect application andreapplication of sunscreen by the lay public and theneed for avoidance of unnecessary sun exposureafter its application.32,34 It is clear that a sustainedeffort in public education is still needed.

Initiatives to enhance clarity and consistencyof sunscreen use

Updating the 2011 US Food and Drug Admin-istration regulations. Effective December 2012,sunscreens that have an SPF $ 15 and CW $ 370 nmcan display the claim that ‘‘if used as directed withother sun protection measures, decrease the risk ofskin cancer and early skin aging caused by thesun.’’30,31 For sunscreens that are not broad-spectrum (ie, CW\370 nm) or are broad-spectrumbut with an SPF\15, these above claims will not beallowed on the label.

In addition, the terms ‘‘sunblock,’’ ‘‘water proof,’’‘‘sweat proof,’’ or ‘‘all day protection’’ are notallowed. Going forward, labels may only containthe statement ‘‘water resistant (40 minutes)’’ or ‘‘wa-ter resistant (80 minutes),’’ reflecting the actual waterresistant testing wherein test subjects are immersedin a whirlpool twice for 20 minutes or 4 times for 20minutes, followed bymeasurement of the SPF. Lastly,as of this writing, the US FDA has yet to make thefinal determination on the following proposed items:SPF capped at 50, sunscreens in the form of oils,lotions, creams, gels, butter, pastes, and ointment aseligible dosage forms, sunscreens in the form ofwipes, towelettes, powders, body wash, and sham-poo are not eligible, and safety of sprays.

SUNSCREEN CONTROVERSIESOxybenzoneKey pointsd Oxybenzone has been shown to have estro-genic effect, both in vitro and in an in vivoanimal model.

d It has been used in the United States sincethe 1970s, and no untoward cause and effectrelationship in humans has been reported.

The potential hormonal disruption effect of oxy-benzone, an organic UV filter with an absorptionprofile ranging from 270 to 350 nm, has beendiscussed in the past few years. It has been used inthe US since the 1970s, and prevalence of exposureto the compound among the US population isestimated to be 96%.35

In vitro experiments using human breast cancercells suggest that oxybenzone can exert both

Table III. Emollients and photostabilizers (‘‘boosters’’) with ultraviolet lighteabsorbing properties

Name Trade name*

UV light absorption

Max (E1,1) Max (nm)

Butyloctyl salicylate Hallbrite BHB 140 306Benzotriazolyl dodecyl p-cresol Tinogard TL 350/380 304/337Ethylhexyl methoxycrylene Solastay S1 320 340Polyester-8 Polycrylene 160 306Diethylhexyl syringylidenemalonate Oxynex ST 370 338Diethylhexyl 2,6-naphthalate Corapan TQ 310/60 295/350

E1,1, Extinction at 1-cm pathlength and 1% concentration; UV, ultraviolet.

*Trade names are the property of their respective manufacturers.

Fig 2. Ultraviolet light absorption spectra of ethylhexyl-dimethyl p-amino benzoate (padimate O) and menthylanthranilate (meradimate). E1,1, Specific extinction.

Fig 3. Photostability of avobenzone, alone and in pres-ence of octocrylene and bemotrizinol.

Fig 4. UVB and UVA2 light filters commonly used in theUnited States. UVA, Ultraviolet A; UVB, ultraviolet B.

Fig 5. UVA1 and broad-spectrum UV light filters com-monly used in the United States. UV, Ultraviolet; UVA,ultraviolet A.

J AM ACAD DERMATOL

DECEMBER 2013867.e8 Jansen et al

estrogenic36-39 and antiandrogenic39,40 effects. In anin vivo study, Schlumpf et al38 found that the weightof the uteri in 21-day-old rats fed with oxybenzone([1500mg/kg/day) was 23% greater than uteri of thecontrol group. However, the dosage of oxybenzoneused in this study was exceedingly high, and Wanget al41 estimated that it would take 277 years of daily

application of sunscreens with 6% oxybenzone toattain the same level of exposure in humans.

In humans, in a single-blinded, short-term clinicalstudy, exposure to oxybenzone did not produceclinically relevant effects on hormonal homeosta-sis.42 Oxybenzone was detected in urine of studiedsubjects in the United States and Denmark; however,it was not correlated with the use of sunscreens.35,43

One or more UV filters were detected in 85% ofhuman milk samples in a study conducted in

Fig 6. UVB light filters not yet available in the UnitedStates. UVB, Ultraviolet B.

Fig 7. UVA1 and broad-spectrum UV filters not yet avail-able in United States. UV, Ultraviolet; UVA, ultraviolet A.

Fig 8. CW testing of sunscreen products. Sunscreen 1 hasa CWof 357 nm, and cannot claim to be a broad-spectrumproduct. Sunscreen 2 has a CWof 378 nm; therefore, it is abroad-spectrum sunscreen. CW, Critical wavelength.

Table IV. Complete photoprotection package

Shade

Protective clothingWide-brimmed hatSunglassesSunscreen

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VOLUME 69, NUMBER 6Jansen et al 867.e9

Switzerland, and high oxybenzone levels in mother’surine were associated with decreased birth weight ingirls and increased birth weight and head circumfer-ence in boys.44 While no cause and effect relation-ship was established in the above studies, continuedcareful observation is warranted.

Retinyl palmitateKey pointsd Concerns have been raised regarding thephotocarcinogenic potential of retinylpalmitate.

d Analysis of results of animal studies, andexperience on its use in humans, failed toindicate any compelling evidence of photo-carcinogenesis of retinyl palmitate.

Vitamin A is an essential nutrient that plays amajor role in a number of important physiologicfunctions.45 As the storage form of vitamin A, retinylpalmitate (RP) has been approved for use by the FDAin foods as a fortifier, over the counter and prescrip-tion drugs, cosmetic products, and sunscreens as anantioxidant (AO). However, the use of RP in sun-screens has raised concerns regarding the potentialphotocarcinogenic effect of the compound.

An in-depth review of this topic has been con-ducted byWang et al.46 Briefly, 8 in vitro studies wereconducted to evaluate the photocarcinogenicity ofRP between 2002 and 2009. Of these, 4 showed theformation of free radicals by RP after exposure toUVA radiation.47-49 The FDA National ToxicologyProgram subsequently conducted a large scalein vivo study using SKH-1 hairless mice, whichhave a thin epidermis and a predisposition to devel-oping skin cancer. RP cream (0.1% and 0.5%) wasapplied, and mice were then exposed to UVR (6.75mJ/cm2 or 13.7 mJ/cm2).50 Only mice that received0.5% RP and that were exposed to low-dose UVRrevealed a statistically significant increase in the rateof cancerous lesion formation. Therefore, no clearevidence on photocarcinogenesis could be estab-lished based on this study.

In addition, the medical community has a long-standing history of safely using a number of oral andtopical forms of vitamin A derivatives. Therefore,conclusive evidence is lacking that RP increases therisk of cutaneous carcinogenesis in humans.

Ultraviolet filters and inflammationKey pointd Ultraviolet filters may have antiinflamma-tory properties.

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DECEMBER 2013867.e10 Jansen et al

A study on the antiinflammatory properties of UVfilters was performed in a mouse model, using earinflammation induced by topical phorbol-myristate-acetate application.51 The authors concluded thatmany of the common UV filters have significantantiinflammatory properties. If confirmed inUV-induced inflammation in humans, this findingcould contribute to the understanding on the assess-ment of the SPF values and biologic effects ofsunscreens. It should be emphasized that the pro-tective property of sunscreens against acute andchronic effects of UV has now been well established.

NanoparticlesKey pointsd Concerns have been raised on the ability ofmetal oxide nanoparticles to generate cyto-toxic reactive oxygen species and the pene-tration of these particles through theepidermis.

d Published evidence indicates that as used incosmetic products, including sunscreens,micro- and nanosized ZnO and TiO2 do notpose a risk to humans.

Micro- and nanosized ZnO and TiO2 (diameter\100 nm) can generate reactive oxygen species(ROS) upon UV exposure.52 Studies on the toxicityto animal and human cells have yielded conflictingresults.53-64 In view of the potential toxicity, manu-facturers have coated the nanosized ZnO and TiO2

with compounds such as aluminum oxide and SiO2,both to minimize the formation of ROS65 and toreduce cytotoxicity by preventing adherence ofnanoparticles to cells.66 It is also important to re-member that the endogenous AO systems in the skincan neutralize ROS generated by these metal oxides.

Concern also exists regarding the percutaneouspenetration of nanoparticles. To date, numerousin vitro and in vivo studies, conducted in both animaland human skin, have shown that nanoparticles areconfined to the level of the stratum corneum aftertopical application, even in skin where the barrierfunction has been altered.67-72 The shedding andturnover of stratum corneum further prevents accumu-lation of nanoparticles.73 Along the same mechanism,the outward direction of hair shaft growth and flow ofsebum push nanoparticles out of the hair follicle.74

Based on current evidence, the EU’s ScientificCommittee on Emerging and Newly IdentifiedHealth Risks concluded that the topical use ofTiO2

75 and ZnO76 in cosmetic products does notpose a risk to humans. However, until more data areavailable, their use at sites with severely impairedbarrier function should be minimized.

AntioxidantsKey pointsd Antioxidants incorporated into sunscreenshave the potential of added protectionagainst the effects of ultraviolet radiation.

d A 2011 study concluded that all tested sun-screens had no or minimal antioxidantproperties.

AOs have been incorporated into many sunscreenproducts to neutralize the cytotoxic effects of ROSgenerated by UV exposure.77,78 In human studies,after UVR exposure, it has been shown that subjectswho applied sunscreen that contained meticulouslystabilized AOs had greater reduction in matrixmetalloproteinase-1 levels and less pigment induc-tion and epidermal proliferation when compared tocontrols.79,80 However, Wang et al81 found that manysunscreen products in the United States that claimedto contain AO ingredients actually had no or negli-gible AO capability, most likely because of the lackof stability of AOs.

Vitamin D synthesisKey pointsd Rigorous photoprotection, including the useof sunscreens, is associated with vitamin Dinsufficiency.

d However, because of inadequate application,serum 25-hydroxyvitamin D levels are notaffected with normal usage of sunscreens.

A growing body of evidence has shown animportant role for vitamin D in human health. In2011, the Institute of Medicine concluded that theavailable data supported only the benefits of vitaminD in skeletal health, while no conclusive evidencewas available to support the extraskeletal healthbenefits.82 The Institute of Medicine report issuedguidelines defining vitamin D deficiency at a serum25-hydroxyvitamin D (25[OH]D) level of 12 ng/mL.The guidelines also stated that most normal individ-uals are considered to have sufficient vitamin D at aserum 25(OH)D level of 20 ng/mL. The committeerecommended daily requirements of 400 IU forinfants\1 year of age, 600 IU vitamin D for adults\70 years if age, and 800 IU/d for those[70 years ofage. Three sources of vitamin D exist: vitaminDerich food, dietary supplements, and cutaneoussynthesis after exposure to UVB. Currently availabledata indicate that dietary or supplemental vitamin Dshould be the preferred modern-day method ofmaintaining normal serum levels.83

In controlled laboratory settings, and in patientswith photosensitive lupus erythematosus and

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erythropoietic protoporphyria, sunscreens and pho-toprotection have been shown to be associated withlow 25(OH)D levels.84-88 However, Norval et al89

concluded through a review of the literature thatnormal usage of sunscreen does not generally resultin vitamin D insufficiency. Similarly, Linos et al90

found that in whites, seeking shade and wearinglong sleeves were associated with low 25(OH)Dlevels, while frequent sunscreen use had no effect on25(OH)D levels.90 The most likely explanation forthese findings is that most individuals do not ade-quately apply sunscreens (ie,\2 mg/cm2).

Photoallergic dermatitis and allergic contactdermatitis. While UV filters can cause both allergicand photoallergic contact dermatitis,91 the latter con-ditionoccursmore frequently. It shouldbeemphasizedthat considering the widespread use of sunscreens,contact and photocontact dermatitis is uncommon.Photoallergic dermatitis from sunscreens is from or-ganic UV filters, with benzophenone-3 (also known asoxybenzone) being the most common cause.92-94

Use in pediatric populationsKey pointsd In children, as in adults, broad-spectrumsunscreens should be used only as adjunctto other photoprotective measures.

d For those \2 years of age, if needed, sun-screens containing inorganic UV filters couldbe used on exposed areas.

Epidemiologic data have shown that childhoodsun exposure increases the risk of cutaneous carci-nogenesis in adulthood.95-99 The latest FDA sun-screen final monograph, published in 1999,indicated that physicians should be consulted forthe use of sunscreens in infants\6 months of age.20

More recent guidelines issued by the AmericanAcademy of Pediatrics (AAP; 2011)100 and Centersfor Disease Control and Prevention (CDC; 2003)101

both recommend that UVR exposure in children bereduced or prevented as a first-line strategy againstsolar UVR damage, with sunscreen used as a com-plementary measure. Specifically, the AAP doespermit the use of sunscreen on small areas of skinwhen other photoprotective measures are not pos-sible.99 Contrary to these recommendations, in prac-tice, sunscreens remain the primary method ofphotoprotection used in children.102,103 Given thelong-term risks of UVR exposure, proper photo-protective practice in the pediatric population, sim-ilar to adults, should include providing shade,wearing protective clothing, wide brim hat, sun-glasses and, only on the uncovered areas, the use ofbroad-spectrum sunscreen.

The increasingly widespread use of sunscreensamong the pediatric population has generated con-cern regarding their safety. Compared to adults, thehigher body surface areaevolume ratio of childrenand unique microstructure of immature skin suggestthat children, especially infants, may absorb a greaterfraction of topically applied substances.104,105 Inaddition, the capacity to metabolize and excreteabsorbed substances may not yet be fully mature inyoung children and infants, putting them at risk forside effects and toxicities not seen in adults.Although firm data are lacking, because of thecontroversy on the systemic absorption of UV filters,especially benzophenones,44 and the evidence fromnumerous studies showing the lack of percutaneouspenetration of inorganic UV filters,67-72 it is a prudentclinical practice to recommend the use of sunscreenswith only inorganic UV filters in children \2 yearsold.

The authors thank Ms Stephanie Stebens, MLIS, librar-ian, Henry Ford Hospital, for her assistance with manu-script preparation.

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