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    Issues in ChemistryMarilou G. Nicolas, Ph.D.

    University of the Philippines Manila

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    Introduction

    Science is a social structure

    It relies on the interactions, behaviors and

    expectations of individuals in order to function

    It has a code of practices that constitutes its

    behavioral norms and/or moral philosophy

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    Chemistry is a science that involves

    human processes that rely on many

    decisions and produce various outcomes

    Dependent on:

    Honesty

    Trustworthines

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    Where ethical decisions are

    needed

    Experimental design

    Gathering of data

    Interpretation and reporting of dataInteractions between collaborators and

    subjects

    Evaluation of colleagues

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    Some major categories of scientific

    misconduct

    Falsification of data

    Plagiarism

    Impropriety of authorship

    Giving or not giving credit in published materials Publishing/presenting the same results/ paper in more

    than one fora

    Listing as authors individuals who have not made a

    definite contribution to the work published Submission of multi-authored manuscripts to

    publishers without the agreement of all authors on thecontent of the material

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    Some major categories of scientific

    misconduct (2)

    Misappropriation of the ideas or intellectual

    property of others

    Violation of ethical research practices and

    compliance with existing laws pertaining to: Use/misappropriation of funds or other resources

    Care of animals and human subjects

    Research personnel and community welfare

    (biosafety and biosecurity issues)

    Use of biological resources or chemical materials

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    Intellectual Properties are

    IDEAS!

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    Can ideas be protected?

    Yes

    If transformed to tangible form

    If new or novel

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    Tangible forms of ideas

    Written materials

    Words or phrase

    Computer software

    Symbols

    Invention

    Industrial design

    Biotechnology innovation

    New plant variety

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    Ways to protect ideas

    Copyright

    Patents

    Trade secretsTrade marks

    Plant variety protection

    Traditional knowledgeGeographical indication

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    What is the protection?

    The right to prevent or stop anyone or any

    organization from using the intellectual

    property.

    This right, when granted by a government

    body, is referred to as Intellectual

    Property Rights or IPR

    Erbisch, Fred. (2004). Introduction to IP, IPR and course

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    What rights are given after granting

    permission to use IP and/or IPR

    Establish a contractual arrangement

    Sell the intellectual property and/or intellectualproperty rights

    License the intellectual property and/orintellectual property rights

    Give away the intellectual property and/orintellectual property rights

    Erbisch, Fred. (2004). Introduction to IP, IPR and course

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    What is a copyright

    It is the protection given to published and

    unpublished literary, scientific and artistic

    or creative works that have been

    transformed into a tangible form

    Includes: literary works, movie, songs,

    dance moves, computer graphics, source

    codes

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    Berne Convention

    Grants to creator/author the exclusive right

    to reproduce modify, distribute, perform

    and display the work publicly

    Protection is given for the life of the

    author and 25-50 years after death.

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    IPR Issues in Research

    Information

    Innovations and inventions

    Industrial design for machines and other

    devices

    Synthetics

    Biological resources

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    Information

    Ideas of others

    Written notes

    Verbal communications

    Published information

    Citations

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    Innovations and inventions

    Issues

    Acceptable innovation

    Patents

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    Biological resources

    Genetic material - any material ofplant, animal, microbial or otherorigin containing functional units ofheredity, i.e. DNA

    Genetic resources - genetic materialof actual or potential commercial

    value

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    Issues and concerns

    Public domain or common heritage vs.breeders rights

    Biological diversity and sustainability

    developmentBiotechnology/ recombinant technology

    Bioprospecting and natural products

    researchCountry of origin

    Traditional knowledge

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    Genetic Resources, Intellectual property

    rights and international treaties

    FAOs International Undertaking (IU)

    Convention on Biological Diversity (CBD)

    ITPGRFA

    The CBD adopted in 1993 with the Philippines as oneof the signatories declares that countries have

    national patrimony rights to all biological and genetic

    materials within their territories and can enforce laws

    and regulations on access and utilization of resourcesWorld Trade Organization TRIPS

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    Articles in CBD concerned with

    IPRBenefit-sharing (Art. 8(j)),

    Access to Genetic Resources (Article 15),

    Access to and Transfer of Technology (Art.

    16),

    Exchange of Information (Art. 17),

    Handling of Biotechnology and

    Distribution of its Benefits (Art.19).

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    WTO-TRIPS

    TRIPs requires that countries shouldprovide intellectual propertyprotection for plant varieties, either

    through patents or an effective suigeneris regime

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    Important provisions that impacts on

    intellectual property protection

    Formal protection and patentable subject matter(particularly Art. 27.3(b) regarding plants),

    Anticompetitive Practice (Article 40),

    Geographical Indications (Article 22-24),Exchange of Information (Art. 17),

    Copyright (especially, Art. 9, 10, 12),

    Trademarks, (Section 2, Art 15-21),

    Trade Secrets (Art. 39).

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    How would this affect research and

    practices in developing countries?

    Evolution of Legal systems

    Agreements

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    Evolution of Legal

    systemsBioprospecting

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    The business of bioprospecting

    Need for drugs either to cure currently

    incurable diseases that affect increasing

    numbers of the world population (AIDS,

    Alzheimers, TB, cancer)

    Need to replace drugs that are becoming

    increasingly ineffective to treat health

    problems (such as pathogens resistant toantibiotics)

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    Bioprospecting industries

    Pharmaceuticals, including natural

    products

    Agribusiness and Agrochemical industries,

    Cosmetics, health and beauty aids

    industries, and the

    Biosafety sector

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    Bioprospecting is also inextricably linked

    to sustainable economic development,

    biodiversity conservation and equitable

    use and stewardship of global natural

    resources

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    Terrestrial resources

    The Philippines, the worlds second largest archipelagoafter Indonesia, covers a land area of about 300,000km2.

    It is one of the 17 megadiversity countries, which

    between themselves contain 70 to 80 percent of globalbiodiversity

    Philippine rainforest is home to more than 1130terrestrial wildlife species and between 10,000-13,000species of plants so far recorded, of which more than

    half are found nowhere else in the world.Philippines has also been described as Galapagos timesten.

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    Marine Resources

    The countrys marine waters cover 2.21 M km2 with acoastline of 22,450 km and an estimated27,000 km2 ofcoral reefs.

    This contains exceptional marine biodiversity, among

    which are: (a) nearly 500 coral species of the more than800 known coral species worldwide; (b) more than 2,000species of fish and (c) more than 40 species ofmangrove plants making the country one of the richestconcentrations of marine life in the world although these

    and seagrass beds have been reduced to 120,000 hafrom 500,000 ha and only 5% of coral reefs in excellentcondition, making the Philippines among the worldsMarine biodiversity hotspots.

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    Example of a biodiversity area

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    Some of Isarogs waterfalls,

    flora and fauna

    http://www.geocities.com/my_isarog/falls4.htmlhttp://www.geocities.com/my_isarog/falls3.htmlhttp://www.geocities.com/my_isarog/falls2.htmlhttp://www.geocities.com/my_isarog/falls1.html
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    Philippines Biodiversity Strategy and

    Action Plan: pre-CBD era

    The national parks system in the Philippines wasestablished way back in 1932 through Republic

    Act (R. A) 3915

    The creation of the Protected Areas and WildlifeBureau (PAWB) in 1987 when the Department ofEnvironment and Natural Resources (DENR)was re-organized through Executive Order No.192.

    The enactment of R.A. 7586 or the NationalIntegrated Protected Areas System Act (NIPAS)in June 1992

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    Problems

    Lack of a national land use policy

    Implementation of the NIPAS vis a vis

    contradictory laws

    Local Government Code of 1992, the Mining Act of 1995, Indigenous

    Peoples Rights Act (IPRA) of 1997,

    Agriculture and Modernization Act of 1997

    Incoherent biodiversity conservation policies andrules; lack of personnel and academic training

    programs

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    Management Policies and

    Strategies: Post-CBDThe completion of the Philippine

    Biodiversity Conservation Priority-setting

    Program (PBCPP), December 2001

    The holding of the First National Protected

    Areas Congress last November, 2001

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    Bioprospecting laws

    The passage of the Wildlife Resources

    Conservation and Protection Act of 2001 (RA

    9147) which repealed DENR Department AO 96-

    20, the implementing rules and guidelines of EO247 otherwise known as Prescribing Guidelines

    and Establishing a Regulatory Framework for

    the Prospecting of Biological and Genetic

    Resources, their By-products and Derivatives,for Scientific and Commercial Purposes

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    Bioprospecting Rules

    Approval of the new Philippine guidelines

    on bioprospecting otherwise known as

    Guidelines for Bioprospecting Activities in

    the Philippines (Joint DENR-DA-PCSD-NCIP Administrative Order No. 1 Series of

    2005)

    Signed on January 12, 2005

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    Joint DENR-DA-PCSD-NCIP AO 1

    (2005)Harmonized provisions of EO 247 and RA 9147(Wildlife Act)

    Redefined bioprospecting as the research,collection and utilization of biological and genetic

    resources solely for commercial purposes onlyand requires a Bioprospecting Undertaking(BU) before the user is allowed access tobiological and genetic resources forbioprospecting/commercial purposes

    Scientific research (with no commercial purpose)shall be allowed after the signing of a MOA andthe issuance of a gratuitous permit

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    Joint DENR-DA-PCSD-NCIP AO 1

    (2005)Set rules governing the implementation of EO 247,Wildlife Act (RA 9147) and other relevant laws that willprotect indigenous and local communities with regard tocollection, use of biological and genetic resources and

    equitable sharing from these resourcesBioprospecting is the search for useful application,process or product in nature; search for useful organiccompounds in microorganisms, fungi and plants thatgrow in extreme environments; search for new chemicals

    in living things that will have some medical orcommercial use.

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    Guidelines for the Collection of

    Biological Specimen in the Philippines

    Section 1: The state shall promote the

    common good, conserve and develop the

    patrimony of the nation for the present and

    future generations. Consequently theprotection of our natural resources, which

    include biological specimen should be the

    primary concern of all Filipinos

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    Restriction and control mechanisms in theentry and exit of biological specimen must

    be established in coordination with variousagencies to prevent the technicalsmuggling of biological specimen underthe guise of education and scientificresearch; and

    Enforcement of the Convention onInternational Trade of Endangered

    Species of Wild Fauna and Flora (CITES)should be strictly observed

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    AGENCIES INVOLVED

    National Museum of the Philippines (NMP)Protected Areas and Wildlife Bureau (PAWB)in cases falling under the coverage of CITES

    Bureau of Fisheries and Aquatic Resources

    (BFAR) and UP Marine Science Institute incases of marine organisms

    Bureau of Plant Industry (BPI) and UP incases of plants

    Bureau of Animal Industry (BAI) and UP incases of animals

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    AgreementsBetween researchers

    Between agencies or researchers and agencies

    Between researchers and the community

    Between researchers and industry

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    Why have agreements?

    Allows all parties to specify and knowconditions (e.g. length of time, cost,specific uses) of collaboration/ undertaking

    Prevents misunderstanding, fights (legaland extra-legal), reserves ownership, etc

    Provides basis for legal actions for not

    following conditions of agreement

    Erbisch, Fred. 2004. Agreements (slide presentation

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    Why have agreements?

    Protect intellectual properties especially

    those not protected by government or

    where protection is limited.

    Retain ownership

    Define how the intellectual property is to be

    used;

    Commercialization restrictions

    Wh t t f t h ld b

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    What type of agreements should be

    used?

    Handshake

    Verbal agreement

    Written and properly executed agreement

    or signed document

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    Some types of agreements

    Confidential Disclosure Agreement allows researchers to exchange information under

    defined terms

    Material Transfer Agreement

    allows researchers to exchange research materialsunder defined terms

    Research Agreement (Commercial ResearchAgreement or Academic Research Agreement)

    Cooperative/ inter-institutional agreement(MOU/MOA)

    License Agreement

    R h i l i ti

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    Researches involving genetic

    resources in the wild: requirements

    Protected areas

    Memorandum of Agreement (with local

    DENR-PAWB and PAMB)

    Gratuitous permit

    If site is within ancestral domains permit

    from NCIP

    Prior informed consent (PIC) from community

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    References

    http://www.chemistryexplained.com/Di-Fa/Ethics.htmlMagboo, CE and Nicolas, MG (2004). Genetic resources and intellectualproperty rights: procedures, issues and concerns in the Philippines (countryreport-2004) Genetic Resources and Intellectual Property Rights, Svalov,Sweden

    Intellectual Property Management in Health and Agricultural Innovations: AHandbook of Best Practices (2007). Krattiger A et. al. (eds), MIHR andPIPRA, Oxford, UK (www.ipHandbook.org)http://sunsite.nus.edu.sg/apcel/dbase/filipino/primary/phobio.html

    House of Representatives and Senate (2001). RA 9147 An Act Providingfor the Conservation and Protection of Wildlife Resources and theirHabitats, Appropriating Funds Therefor and for other Purposes

    http://www.pchrd.dost.gov.ph/index.php/news-archive/70

    Benavidez PJ II. The Challenges in the Implementatin of the PhilippineABS Regulations: Monitoring and Enforcement of Bioprospecting Activitiesin the Philippines International Expert Workshop on Access to GeneticResources and Benefic Sharing I. Identificatin of Outstanding ABS Issues:National Access Laws

    http://www.chemistryexplained.com/Di-Fa/Ethics.htmlhttp://www.iphandbook.org/http://sunsite.nus.edu.sg/apcel/dbase/filipino/primary/phobio.htmlhttp://www.pchrd.dost.gov.ph/index.php/news-archive/70http://www.pchrd.dost.gov.ph/index.php/news-archive/70http://www.pchrd.dost.gov.ph/index.php/news-archive/70http://www.pchrd.dost.gov.ph/index.php/news-archive/70http://sunsite.nus.edu.sg/apcel/dbase/filipino/primary/phobio.htmlhttp://www.iphandbook.org/http://www.chemistryexplained.com/Di-Fa/Ethics.htmlhttp://www.chemistryexplained.com/Di-Fa/Ethics.htmlhttp://www.chemistryexplained.com/Di-Fa/Ethics.html