1987 - the focussed interview and focus groups. continuities and discontinuities

Upload: miodrag-mijatovic

Post on 12-Feb-2018

265 views

Category:

Documents


13 download

TRANSCRIPT

  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    1/18

    American Association for Public Opinion Research

    The Focussed Interview and Focus Groups: Continuities and DiscontinuitiesAuthor(s): Robert K. MertonSource: The Public Opinion Quarterly, Vol. 51, No. 4 (Winter, 1987), pp. 550-566Published by: Oxford University Presson behalf of the American Association for Public Opinion Research

    Stable URL: http://www.jstor.org/stable/2749327.Accessed: 27/05/2013 17:40

    Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at.http://www.jstor.org/page/info/about/policies/terms.jsp

    .JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of

    content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms

    of scholarship. For more information about JSTOR, please contact [email protected].

    .

    American Association for Public Opinion Researchand Oxford University Pressare collaborating with JSTOR

    to digitize, preserve and extend access to The Public Opinion Quarterly.

    http://www.jstor.org

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/action/showPublisher?publisherCode=ouphttp://www.jstor.org/action/showPublisher?publisherCode=aaporhttp://www.jstor.org/stable/2749327?origin=JSTOR-pdfhttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/stable/2749327?origin=JSTOR-pdfhttp://www.jstor.org/action/showPublisher?publisherCode=aaporhttp://www.jstor.org/action/showPublisher?publisherCode=oup
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    2/18

    THE

    FOCUSSED INTERVIEW AND

    FOCUS GROUPS

    CONTINUITIES

    AND

    DISCONTINUITIES

    ROBERTK.MERTON

    No one can be more

    urprised

    t

    mybeing

    ere han . Four

    years go,

    I

    wrotemyself

    "self-emancipationroclamation," one-page tate-

    ment

    sserting

    hat

    wouldnot

    gain ccept ny

    nvitationrom

    ny

    sourceto write book,edit a book,write paper,write review

    article-or give

    a

    public ecture

    unless

    t

    so happened

    hat had

    al-

    readywrittenr edited hat ook,writtenhat aper r reviewrticle,

    or

    assembled

    otes

    or

    he

    publicecture). et here am. Butwhatwas

    one to do

    when n

    admired

    tudent

    f

    ongago turns

    ut

    to

    be the

    president f the New York

    chapter f the professionalrganization

    that

    ne's ifelongollaboratort

    Columbia

    ad

    helped o

    found?

    You

    will

    nstantlyecognize oth

    allusions: he one to Alan Meyer, he

    other o Paul

    Lazarsfeld.) hatdid not

    providemany egrees

    f

    free-

    dom.However,naccordwith he piritf hat elf-emancipatingroc-

    lamation, did prevail pon the

    organizers

    f

    this ession o

    bill me

    unmistakably

    s

    indulgingnly

    n

    mpromptu

    emarks.

    However,

    hatdoesn'tmean hat 've done no

    homework

    t

    all. I

    hadtodo some, r remain

    holly ilent. he truthf hematters that

    there an't

    be many eople n

    thefield f social science nd certainly

    none

    n

    the related

    ield

    f

    marketingesearchwho know ess about

    focus

    groups

    han . If

    there

    re,

    that

    pells

    trouble.

    o it

    was

    that

    whenAlan

    broached he

    ubject ffocus roups o me,he enlistedmy

    curiosityt once. It had beenonly littlewhile gothat at Kendall

    and had earned f

    the

    widespread

    se of

    focus

    groups

    n

    marketing

    research.

    erhapswe

    had

    beenreadinghe"wrong"booksand the

    "wrong" ournals. At any

    rate,

    when

    this development as lately

    ROBERT

    K. MERTON

    iS

    University

    rofessor

    meritus

    t Columbia

    niversity.

    his s

    the

    text fa

    talk

    given o a

    New

    YorkAAPOR

    meeting,

    une 986, n

    the

    ubject:

    How

    Did

    We

    Getfrom

    Focussed

    nterviews'

    o Focus Groups'?"

    The otherpeakers

    ere

    Patricia endall, udithanger,ndJ.RonaldMilavsky. opiesof heir apersmay e

    obtained

    rom orinne irchner,

    resident

    Y-AAPOR,

    /o

    American

    nstitute

    or he

    Blind,

    5

    West16

    Street,

    ew York,

    NY

    10011.

    nce gain,

    he

    uthorladly

    cknowl-

    edges id

    from

    heJohn .

    and Catherine

    . MacArthur

    oundation.

    Public

    Opinion Quarterly

    Volume 51:550-566

    ? 1987 by

    the Amencan

    Association

    forPublic

    Opinion

    Research

    Published

    byThe

    University f

    Chicago

    Press / 0033-362X/87/0051-04(1)/$2.50

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    3/18

    The

    Focussed Interview and Focus

    Groups 551

    called to our attentionnd when he techniques

    mployednfocus-

    group esearchwere aid to derive romur work ome40years go

    on the focussed nterview f groups Merton

    nd

    Kendall, 1946;

    Merton, iske,

    nd

    Kendall, 956),.my wn

    uriositybout hat evel-

    opment egan o mount. till, did ittle ogratifyhat uriosityt the

    time.Other esearch uestions nd problems

    ereoccupyingmy t-

    tention. nd s the iteraryhilosopher enneth

    urke nceobserved

    (in a memorableashion hat like o describes theBurke heorem):

    "A wayof seeing s also a way of not eeing-a

    focusuponobjectA

    involves neglect f objectB." (Thatmaxim, y theway, s clearly

    one to be rememberedn the use of focussednterviewsnd focus

    groups.)

    So it

    was thatwhenAlanMeyer nvited

    meto speak o this ssembly

    about hat ubject, couldn't esist hemultiple

    emptationse hadput

    beforeme. Butnow want o translate lan's nvitationnto he ogni-

    tive

    terms,whichhe maynot recognize,hathelpedbringme here.

    This, hen, s my nterpretationfwhathe

    was saying; is subtextnd

    my econstructionfwhatwas containednthat nvitation:Here is a

    grand pportunityo meetwith group f ccomplishednd nformed

    socialresearchers, any f them our ldfriends, rawn artly rom

    the

    universities

    nd

    partly rom hatworld

    f marketingesearch o

    which aul Lazarsfeld ntroduced ou half centurygo. Here s an

    opportunitylso to combine newly merging

    nterestn theorigins

    and rapidgrowth f focus-groupesearch

    withyour ifelongnterest

    in

    identifyingariouspatternsn the emergencend transmissionf

    knowledge,articularly

    n the

    diffusion

    fknowledgerom ne socio-

    cultural orld o another. ow are deasconveyed nd how are they

    modified

    n

    the

    ourse

    f

    diffusion? hat an be earned

    bout

    atterns

    ofchange nthe diffusionf nnovationsrom cience ntopractice?

    And so on.

    Havingdevoted great art

    f your ife o studies n the

    sociology

    f

    science-though,

    nlike aul

    Lazarsfeld, atheress

    to

    the

    sociology

    f

    social

    science-you

    now have an

    opportunity

    o

    reflect

    loud,to speculate, bout his ort

    f thingn connection ith

    the

    emergence

    nd

    growth

    f

    focus-group

    esearch."

    The

    impromp-

    titude

    f

    thisoccasion

    holds

    for

    he

    specific

    ubject; heunderlying

    questions

    want

    o address reenduring

    nd

    notvery

    well

    understood

    ones; surely

    otwellunderstood

    y

    me nd,privatelysuspect, otby

    many thers.

    I

    am therefore

    ndebted

    o Judith

    anger

    or

    having rought

    e

    up-

    to-date

    n the

    state

    f the

    rt

    of

    focus-group

    esearch

    n the

    pace

    of

    the

    past

    fewminutes.

    My partly repared

    mpromptu

    emarks ill

    be

    based

    argely

    n

    what

    've

    just

    heard

    nd

    on some

    documents found

    lurking

    n ancient iles. hose

    files

    re

    essential

    ince

    don't

    ake

    much

    stock

    n

    vagrant

    memories-that

    s,

    memories

    ithoutisiblemeans

    f

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    4/18

    552 Robert K. Merton

    documentaryupport. he files rovide actual hecks n memoriesf

    how the

    focussed nterviews

    concept-and-procedure

    tarted

    orme.

    Prelude to the Focussed nterview

    It all

    started

    n

    myfirstnadvertent ork ession-a thoroughly

    n-

    plannedwork ession-withPaul Lazarsfeld ack

    n

    November 941.

    That

    tory as beentold

    n

    printeveral imesHunt, 961; azarsfeld,

    1975:35-37; e Lellio, 1985:21-24), utnever ntracinghe eedbed f

    thefocussed nterview. retell t here

    n

    that

    new

    context.

    To beginwith, aul and I had neverheardof one another efore

    coming

    o Columbia.We had

    notonlynotread one another;

    we

    had

    literally

    ever eard fone another.

    Actually,hat eciprocalgnorance

    is not

    s

    stranges

    it

    may eem.Afterll,Paulhadcome

    from ne

    way

    of

    life; , from uite another. ubstantivelypeaking,we had quite

    differentnterestsndeven

    posteriori,heres little priori eason o

    suppose

    hat ur

    nterests ould verconverge nd overlap.)

    But back to November 941,whenPaul, as the lder f us, invited

    theMertonsodinner.nwhat was to discoverwas typical auline

    fashion, pon our

    arrival

    aul metus at thedoor nd said something

    like

    his: Bob,

    I

    have wonderfulewsforyou. 've just gotten call

    from he

    O.F.F.

    in

    Washingtonthatwas theOffice f Facts

    and

    Fig-

    ureswhich

    was

    thepredecessorf heOffice fWar nformation

    hich

    in

    turnwas, believe,

    he

    predecessor ftheVoice ofAmerica]. hey

    wantme to do

    some testsof responses o several adiomorale ro-

    grams. o here's

    a

    great pportunityoryou. Come withme to the

    studio

    o see how we

    test udience

    esponse."

    Thus twas thatPaul draggedmeintothe strangeworld f radio

    research-back

    n

    those arlydays,unknowno ust about veryone

    and

    surelyo to

    me.

    knew hat aulheadedup somethingalledthe

    Office

    f Radio Research

    ut

    knew

    nothing

    bout

    tswork. o

    offwe

    went

    nd

    then t

    was

    that

    saw

    a

    strange pectacle.Do try o

    see it

    through y

    hennaive

    yes

    and

    rememberhat

    your resent ophisti-

    cation s the

    egacy

    f

    lmost alf centuryfevolvingnquiry.

    enter

    a

    radiostudio or hefirst

    ime,

    nd

    there see

    a smallish

    roup-a

    dozen,

    r were

    here

    wenty?-seated

    n

    twoor

    three

    ows.

    Paul and

    take urplaces s observerst the ideof he oom sunobtrusivelys

    we

    can;

    there s no

    one-way

    mirror r

    anythingf that ort.These

    people

    are

    being

    sked

    to

    press

    a red

    button n

    their hairswhen

    anythinghey

    hear

    on

    the

    recorded adio

    program

    vokes

    negative

    response-irritation,nger, isbelief,

    oredom-andto

    press green

    button hen

    hey

    ave

    a

    positive esponse.

    or the

    est,

    o

    buttons

    t

    all.

    soon earn hat heir

    umulative

    esponses

    re

    being egistered

    n

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    5/18

    The Focussed

    Interviewand

    Focus

    Groups

    553

    a primitive

    olygraph

    onsisting

    f the

    requisite

    umber

    f

    fountain

    pens

    connectedysealing

    wax and string,s itwere,

    o

    produce

    umu-

    lative urves f ikesand dislikes. hatprimitivenstrumentecame

    known s the

    Lazarsfeld-Stanton

    rogram

    nalyzer.

    Thereafter,

    e

    observe

    one of Paul's assistants

    uestioning

    he

    test-group-the

    audience-about

    their

    reasons"for

    heir ecorded

    ikes

    nd

    dislikes.

    I begin assing

    otes

    o Paulabout

    what

    take o

    be

    great

    eficiencies

    in theinterviewer's

    actics

    nd

    procedures.

    He was not

    focussing

    sufficiently

    n

    specifically

    ndicated eactions,oth ndividual

    nd

    ag-

    gregated.

    e was inadvertentlyuiding

    esponses;

    e was not

    liciting

    spontaneous

    xpressions

    f earlier

    esponses

    when egmentsf

    the

    radioprogram erebeing layed ackto thegroup.And so onand so

    on.

    For

    although

    his s a newkind f nterviewituation

    or

    me,

    am

    not

    unfamiliar

    ith he rt

    ndcraft f

    nterviewing.

    or

    one

    thing,

    had

    spent

    more ime

    han care to

    remember

    uring

    he summer

    f

    1932

    when

    was

    a

    graduate

    tudent

    t

    Harvard,

    elping

    o

    keepmyself

    alive

    by

    working

    n

    a

    WPA

    project

    evoted o

    nterviewingust

    about

    all thehoboes

    nd homeless

    men nd women

    hat

    ould

    be located

    n

    the

    Boston

    area.

    Having

    had

    the

    experience

    f interviewing

    nder

    those ometimestrenuousonditions,his ituationtrikesmeas pro-

    viding

    lmost rivileged

    ccess

    to people'sstates

    f mind

    nd

    affect.

    At

    any

    rate,

    fter he nterviews

    over,

    Paulasks me:"Well,

    what

    did

    you

    think

    f

    t?"

    I

    proceed

    o expressmy

    nterest

    n thegeneral

    formatnd to reiterate,

    t

    some

    ength,

    my ritiquefthe

    nterviewing

    procedure.

    hat,of course,

    s

    all Paulhad to hear.

    As I

    was tolearn

    over he

    years

    was altogetherypicalf

    him, e

    promptlyo-opts

    me.'

    "Well, Bob,

    it

    happens

    hatwe have

    another

    roup omingn

    for

    test.

    Will

    youshowus

    how the

    nterviewhould

    e done?"

    Thatwas

    not defensive-aggressiveuestion,s you mightmistakenlyuppose

    it was. Rather,

    hatwas our Paul,

    founding

    irector f

    the Office

    f

    Radio Research

    as of other niversity-linked

    rganizations

    edicated

    to

    socialresearch),

    ngaged n

    preliminary

    o-optation.

    allow s

    how

    I will

    trymy

    hand at it-and

    thusbeganmy

    ifewith

    whatwould

    eventuate s

    thefocussed roup-interview.

    Judith

    anger poke

    f he

    promptitude

    hese

    ayswith

    which ocus-

    group

    data are acquired nd the

    promptitude

    ithwhich

    ualitative

    reports

    asedon those

    data areprepared.

    hat's

    not ntirelynfamil-

    iar. recallPaul nducingmetowork na distinctlyreliminarynaly-

    sis of hose

    nterview

    aterials

    uringhenext ays,

    he

    weekend. he

    1. In

    his

    passion

    o

    getall problems

    e

    thought

    mportant

    olved,

    Paulmade

    t

    an

    enduring

    ractice

    o

    co-opt

    ssociates

    f

    every

    kind

    o work n

    them-students,

    f

    course,

    ut

    lsocolleagues

    fvariedtripe:

    oung

    ndold;

    near

    nd

    far;

    ocial

    cientists,

    logicians,

    mathematicians,

    tatisticians,

    nd philosophers.

    his

    pattern

    f

    disinterested

    co-optation

    as

    been

    beautifully

    ecaptured

    nprint

    y twoofour

    tudents

    rom

    hose

    ancient

    ays

    ofthe

    1940s

    nd50s:

    James

    . Coleman

    1980) nd

    David

    L.

    Sills

    1987).

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    6/18

    554 Robert

    K. Merton

    reportwas in the Office f Facts and Figureswithin week. That,

    remember, as in November 941.Then ameDecember th, nd the

    warwhich eld ittle ationalistic eaning utmuchmoral ignificance

    for

    many

    f us back then.Not

    very

    much

    ater nd for

    ome

    time

    duringhewar, foundmyself ervings the iaison esearch erson

    between he Columbia

    group

    nd whathad been established

    y

    the

    United tates

    Army

    n

    October fthat

    ear

    s theResearch ranch f

    whatwas successivelynowns theMoraleDivision, hen heSpecial

    ServicesDivision,

    nd

    finallys the nformationnd Education

    ivi-

    sion.

    The

    movementoward

    uphemisms

    ad

    plainly egun.)

    he

    Re-

    search ranchwas

    directed n ts

    research

    not dministrative)

    ide

    by

    the ngeniousndpracticed ocialresearcheram Stoufferwhowould

    eventuallyee to

    it

    that distillationf the field tudies onducted

    duringWorldWar

    I

    would ppear ntheform f thefour olumes f

    TheAmerican oldier.)2 ooking newatvolume ,

    I

    notethat aul

    and

    I

    are both isted s "consultants," lthough

    n

    theevent,

    Paul

    contributed

    nfinitely

    ore

    han

    in

    that

    apacity, specially hrough

    his earlyformulationf latent tructurenalysis which ppears

    n

    volume , devoted

    o

    methodologicalnnovationsy

    or for he Re-

    searchBranch).

    A

    bit

    more

    boutthe

    earlyphase

    n

    the

    genesis

    nd

    growth

    f the

    focussed

    group-interview.

    or

    a

    time,

    found

    myself nterviewing

    groups

    f soldiers

    n

    Army amps

    about

    their

    esponses

    o

    specific

    training

    ilms

    nd

    so-calledmorale ilms-some f them

    esigned y

    Frank

    Capra

    and other irectors f

    that alibre.

    n

    the

    ourseof that

    experience

    nd ater

    n

    work t theBureau f

    Applied

    ocial

    Research

    (which

    had

    evolved from he ColumbiaOffice f Radio

    Research),

    there

    eveloped

    he et

    of

    procedures

    hich ameto be known

    s the

    focussed nterview. s Sam Stoufferotednhisprefaceovolume ,

    thoseprocedures

    ere

    not

    reported

    here

    ecause,by agreement

    ith

    him nd his

    associate

    Carl

    Hovland, hey

    ad been

    published

    everal

    years

    before

    n

    the

    paper by

    Pat

    Kendall and

    myselfMerton

    nd

    Kendall,1946).

    As

    early

    s

    1943, lso,

    we were

    putting

    ocussed

    nterviewso

    use

    with ndividualss

    well

    s

    groups.

    A

    prime

    ase

    in

    point

    s the

    tudy f

    a "radio

    marathon,"

    hen

    wholly

    ewhistorical

    henomenon,

    hich

    promised

    o

    provide "strategic

    esearch ite" for

    nvestigating

    he

    collective ehavior nd socialcontexts fmasspersuasionMerton,

    Fiske,

    nd

    Curtis, 1946]1971).During period

    f

    18

    hours,

    he

    pops

    2. SamuelA. Stouffer

    t al.,

    The American oldier:

    Adjustmenturing

    Army ife;

    Samuel

    A. Stouffer

    t

    al.,

    The American oldier:Combat nd

    ts

    Aftermath;

    arl .

    Hovland,

    rthur . Lumsdaine,

    ndFredD. Sheffield,xperiments

    n Mass

    Communi-

    cation;

    amuelA. Stouffert

    al., Measurement

    ndPrediction.

    rinceton: rinceton

    University

    ress,1949.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    7/18

    The Focussed

    Interview and Focus

    Groups 555

    singerKate Smith,widely erceived s a charismatic

    atriot-figure,

    spoke a seriesof prepared exts n 65 occasions,eliciting

    he

    then

    unprecedentedotal f$39 millionnwar-bondledges.We conducted

    focussednterviews

    ith

    00

    New

    Yorkers

    whohad istened

    o

    part r,

    in some cases, to all [ ] of theSmith roadcasts, oth hose isteners

    who had responded y pledging war bond and

    thosewho had not.

    These interviews ere conductedwith isteners

    ndividuallyn their

    homes,

    ot

    ollectively

    n

    a radio tudio.

    n the

    bsence f

    he

    program

    analyzer

    o

    provide oints fdeparture,he

    nterviews erefocussed

    upon

    the

    broadcast extswhichwe had subjected

    o an intensiveon-

    tent

    nalysis.

    The

    resulting ualitativematerials

    id muchto help

    shapethe nterpretationf thequantitativeata, based upon polling

    interviews itha representativeampleof about a thousand

    New

    Yorkers. t was thefocussed-interviewatathat

    ed to dentificationf

    a

    public

    distrust elated o a

    sense

    of anomie-in which

    common

    values

    were

    being ubmerged

    n

    a welter

    f private

    nterestseeking

    satisfactionyvirtuallynymeanswhich re

    effective"

    p. 10).Analy-

    sis

    of thesedata led us also to a

    social

    phenomenon:

    in

    place

    of

    a

    sense

    of

    Gemeinschaft-genuineommunity

    f

    values-there

    ntrudes

    pseudo-Gemeinschaft-theeigningfpersonaloncern ith he ther

    fellow

    n

    order o

    manipulate

    im

    the better"

    p. 142);

    n

    still

    ther

    words,

    the mere

    pretense

    f common alues

    n

    order o

    further

    ri-

    vate

    nterests"p. 144) Merton, 975:83; ohen,

    1975;Beniger, 987).

    The

    focussed nterviewf ndividuals id not

    exhibit ertain ssets

    and

    liabilities

    f the

    focussed

    nterview

    f small

    groupings.I say

    "groupings"

    ince

    hesewerenot,

    f

    ourse, roups

    nthe ociological

    sense of

    having

    common

    dentity

    r

    a continuing

    nity, hared

    norms, nd goals.) Still, nteractionmong he

    members f suchpro

    tem ontrivedroups videntlyerved o elicit heelaborationf re-

    sponsesust

    as

    it

    may

    have

    contaminatedndividual

    esponses y

    mak-

    ing

    for bservable

    onvergencef them. orrelatively,

    he ndividual

    interviewsased

    on

    prior ontent-analysisfthematters nder xami-

    nation learly llowedformore ntensive lucidationy each person

    while

    not providing or he ntroductionf new

    leads stimulatedy

    others.

    Years ater,Harriet uckermandapted nddeveloped his actic f

    interviews ith ndividuals

    ocussed

    n the

    priornalysis

    f "texts"

    n

    herstudy f an ultra-elite,obel laureatesn science Zuckerman,

    1972,

    1977:

    App. A). There, he content eing

    nalyzed

    n

    detail o

    provide

    oci forthe

    nterview as of coursefarmore omplex

    nd

    wide-ranginghan

    n

    the studies f mass-communication

    ehavior. t

    involved,

    or

    xample, dentifyingypothetically

    ey events nd se-

    quences

    n

    the

    biographies

    f

    he aureates, rovisional

    dentification

    f

    their ociometric

    etworkst

    various hases

    of

    heir areers,

    he

    pot-

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    8/18

    556 Robert K. Merton

    ting

    of their

    uccesses

    and failures n

    research,

    nd

    patternede-

    quences

    dentified

    n

    their

    ibliographies. s

    Zuckerman

    oted, his

    was a kind f "focussed nterview,"ne that rovides or nalysis nd

    interpretationather hanonlyfor hronicleas is typicallyhe case

    with oral

    histories").

    But back to thefocussed nterview ith roups. his s plainly ot

    the occasion

    for

    a systematicccountof its essential eaturess a

    research ool. However, houldyou be able to find copy of The

    Focused nterview-tomydismay, hepublishernsisted n dropping

    one

    of

    the 's

    in

    focussed-you

    will

    find full ccount f

    component

    proceduresnd therationale or ach ofthem.But you are not pt tolocate a copy. Thatbook, published y The Free Press n 1956 fter

    two editions

    ad been

    published y

    theBureauof

    Applied

    ocialRe-

    search

    n

    mimeographedorm,s thoroughlyut ofprint.

    n

    fact, his

    copy,

    which

    located

    or his

    vening,

    ontains

    cardfrom

    my

    ecre-

    tary

    f

    the

    mid-1970s

    hich eads:

    "This

    is the

    only opy

    we

    have

    n

    the

    office."3

    You

    might

    urn nstead o the more ccessible

    paperby

    Pat

    Kendall

    nd

    myself, ublished

    n

    theAmerican ournal

    f

    Sociol-

    ogy

    en

    years

    before hebook

    Merton

    nd

    Kendall,1946).

    In light f all this,youwillnotbe surprisedo learn hatwhat 've

    heard bout

    ocus-group

    esearch

    hus

    ar

    onight,nd

    the ittle

    eading

    I've done on the subject, esonates.At east, n ts bold outlines, he

    disciplined

    se

    of

    focus-group

    ata has an

    amiable

    ongruence

    ith

    whatwe were

    trying

    o

    do

    with he focussed nterview ack

    then.

    However,

    was struck

    y

    certain

    eatures

    f

    Judithanger's ummary

    of heuses of

    focus-group

    aterials

    owadays.

    hese seem

    o

    contrast

    strongly

    ith

    heways

    n

    which

    we had

    beenmakingse offocussed-

    interview

    aterials.

    ou

    will

    recallmyhaving

    eferred

    o

    work

    with

    Sam StoufferndtheResearchBranchwhichhad involved ocussed

    group-interviews.

    hat

    workwas

    in

    conjunction

    ith

    Carl

    Hovland,

    who headed

    up

    the

    Experimental

    ectionof

    the Research

    Branch.

    Carl,

    who

    was

    on leave from

    ale

    during

    he

    war,

    was

    possibly

    he

    most

    ccomplishedxperimentalsychologist

    ver o work

    n

    the

    f-

    fects f ocial

    ommunication;any

    f

    youmaynot

    know im

    ince

    he

    died

    n

    1961 t the

    age

    of

    49,

    but

    he

    is

    remembereddmiringly

    nd

    affectionatelyy

    thoseof us who knewhimwell.

    Now,

    Carl was the

    one

    designing

    nd

    directing

    ontrolled

    xperiments

    n the

    esponses

    f

    soldiers o those rainingnd "morale"films. newould hinkhat he

    3. I've ustfound

    vidence,

    n theform f

    a letter

    rom he xecutive

    ice

    president

    f

    Benson

    & Benson

    nc.

    writtendozen

    years go,

    that hebook

    was

    outof

    printt

    east

    by

    then.

    However,

    'll

    postpone

    eporting

    hat ntil

    ater ince tprovides

    mewith

    bridge etween

    hefocussed

    nterview

    ndfocusgroups

    which had forgotten

    ntil

    cameupon

    he

    etter.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    9/18

    The Focussed Interview

    and Focus

    Groups

    557

    experimentalse oftest nd

    control roups

    wouldbe taken o provide

    a

    sufficientesignfor

    dentifyinghe

    effects f the films. ut Carl

    wisely ecognizedhat hiswas not o. Itcouldnotprovidehe pecific

    qualitativenformatione

    were ble to

    provide hroughurfocussed

    interviews.

    hat nformationovedbeyond

    he net effects

    f "the

    films"a

    most omplex etof evocative

    timuli-todentify,t least

    provisionally,he lements

    nd configurations

    fthat omplex xperi-

    ence

    whichmight ave led to

    thoseeffects.

    hequantitativexperi-

    mental

    esign

    nabled

    ne to

    determinehe ggregateffects

    utpro-

    vided no clues to

    what t was about the ilm's

    content hatmight ave

    produced heobserved

    ffects. he focussed

    nterview as designed

    toprovide uchmaterials-it dentified,rovisionallyndsubject o

    checks hroughurther

    uantitative

    xperimentalesearch,he spects

    of

    situational

    xperienceeading o the

    observed utcomes.

    hiswas

    so either

    n

    investigating

    particularoncrete xperience,

    s

    in

    the

    case

    of

    responses o

    a

    particular

    ilm

    r radio

    program,r a recurrent

    experience, hich,

    take

    t, s

    often he

    research ocus ffocus-group

    research hese

    days.

    Our

    qualitativedjuncts

    o the

    xperimentalesign

    oon convinced

    that rilliantesignerfexperimentsarlHovland hat othkinds f

    data were

    required

    or ound onclusions: he

    rigor

    f thecontrolled

    experiment

    ad ts

    costs ince tmeant

    ivingp

    access tothe

    phenom-

    enological spects

    of

    the

    real-life

    xperience

    nd nvitedmistaken

    n-

    ferences bout

    the

    sources

    f

    that

    xperienced

    esponse;

    he

    qualita-

    tive detail

    provided

    y

    the

    focussed

    group-interview

    n turn

    ad its

    costs ince

    t

    could ead

    only

    o new

    hypotheses

    bout

    he ources nd

    character

    f

    the

    response

    which

    n

    turn

    equired

    urther

    uantitative

    or,

    n

    this

    ase,

    further

    xperimental

    esearch

    o test he

    hypotheses.

    Fromwhat haveread ndheard, gatherhatmuch ffocus-group

    research

    oday

    s a

    growing

    ype

    f

    market esearch oes

    not nvolve

    this

    omposite

    f

    both

    ualitative

    nd

    quantitative

    nquiry.

    ne

    gains

    the

    mpressionhat

    ocus-group

    esearchs

    beingmercilessly

    isused

    as

    quick-and-easy

    laims or

    he

    validity

    f

    the

    research

    re notsub-

    jected

    to

    further,uantitative

    est.

    Perhaps

    he

    pressures

    f themar-

    ketplace

    for

    quick-and-easy-possibly,

    or

    quick

    and

    relatively

    n-

    expensive-research

    make for

    this misuse

    of

    focus

    groups.

    That

    misuse-the

    term

    eems

    smidgen

    ess harsh han abuse"-consists

    in takingmerely lausible nterpretationserivingrom ualitative

    group

    nterviews

    nd

    treating

    hem s

    thoughhey

    ad been shown o

    be

    reliably

    alidfor

    gauging

    hedistributionsf

    response.

    Shannon's

    undamental

    heory

    f communication

    eminds s that

    calculated

    edundancy

    as ts

    uses

    by

    enlarging

    he

    probability

    hat he

    message

    will

    get

    through.

    o

    I

    sayredundantly

    nd

    emphaticallyhat,

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    10/18

    558 Robert K. Merton

    for s, qualitative ocussed roup-interviews

    ere aken s

    sources f

    new ideas and new hypotheses, ot as demonstratedindings

    ith

    regard o the extent nd distributionf the provisionallydentified

    qualitative atternsfresponse. hose deas andhypotheses adto be

    checked

    ut

    by

    further

    urvey

    esearch

    or

    nthe

    ase

    oftheResearch

    Branch tudies, y furtherxperimentalesearch).

    he

    point

    s

    that

    limited ualitative esearch annot n principle eal with hedistribu-

    tion and

    extent

    f tentativelydentifiedatterns.Medicine

    had to

    discover

    hat linical

    bservations

    ereno substituteor

    pidemiolog-

    ical investigation.)can report o you

    that

    ome

    of the

    hypotheses

    derived rom ocussed nterviews

    uring

    ur

    collaborative

    ork

    with

    Carl Hovlanddid notcheckoutuponfurthernquiry.hepoint s,of

    course,

    hat

    here s no

    way

    of

    knowing

    n

    advance

    ffurther

    uantita-

    tive esearchwhich lausible nterpretationshypotheses)

    ill

    pan

    out

    and

    which

    will

    not.

    Focussed nterview nd Focus Groups:

    Continuities nd

    Discontinuities

    I've been asked to speak to the subject f continuitiesetween he

    focussed nterviewnd thecurrent

    se offocusgroups.

    believe hat

    there re

    both ontinuities

    nd

    discontinuities.have

    the

    mpression

    that here s rathermore ntellectualontinuityhan xplicitlyecog-

    nizedhistoricalontinuity.fterll, TheFocused nterviewoldonly

    few

    housand opies, or hemost art nthe1950s, believe, ndthen

    went ut of

    print.

    We have

    no evidence n

    the

    distribution

    f those

    copies-say,

    as between

    cademics

    nd market

    esearchers.

    ooking

    into iles,which vertheyearshaveproved o be a continuingource

    of

    serendipitous4

    nd

    therefore

    urprisinginds,

    discover

    long-

    forgotten

    eferenceo

    a

    letter n the

    mid-1970s.

    t

    testifies

    hat here

    was somedirect nd dentifiableontinuityhichwas then ecognized

    by

    research

    eople

    n

    theworld fcommerce. ather han araphrase

    that

    etter,

    'll

    transmithis rchival racer ntact, hanks o myhome

    Canon

    photocopier

    hich

    llows

    me

    to canonize

    his

    ocument

    with-

    out

    possible rror):

    4. Inthis rinted

    ersion

    fmy alk

    refero an unpublished

    onographyRobert

    .

    Merton

    ndElinor

    arber1958).

    ttreats

    he ocial ndcultural

    ontexts

    f he oinage

    of theword

    erendipity

    n the 18th entury;

    he limate

    frelevant pinion

    n which

    t

    firstaw print

    n the 19th;

    hediverse ocial

    circles f itterateurs,

    hysical

    ndsocial

    scientists,

    ngineers,

    exicographers,

    ndhistorians

    ntowhich

    t

    diffused;

    he

    hanges

    f

    meaning

    ndergone

    n the

    ourse

    f diffusion,

    nd the deological

    ses to

    whicht has

    been

    variouslyut.

    rather

    oubt hathe iffusion

    f he ocussed

    nterviews ready

    or

    a comparable

    nalysis.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    11/18

    The Focussed Interview and

    Focus Groups

    559

    Benson& Benson,nc.

    P.O. Box 269

    Princeton,.J.08540June 7,1976

    Professor

    obertK. Merton

    Fayerweatherall

    Columbia niversity

    New

    York,

    N.Y.

    10027

    Dear Professor

    erton:

    Over

    the

    years

    we

    have derived

    onsiderablese from ur

    copyof

    the

    second dition f TheFocussed

    nterview-A

    Manual. As youundoubt-

    edly reaware,focussed roupnterviewingas becomewidespreadn

    commercialircles nd

    s

    eliciting

    nterest

    nthe cademic ndnon-profit

    research

    ectors.Oddly nough,ittle as been

    writtenn

    the ubject n

    systematic

    ashion, nd, n nearly very ase,

    thatwhich as

    apparently

    shouldnot

    have been. We have urged ther

    esearcherso

    refer o the

    Manual,

    but

    nvariably

    ave been told hat opies simply re

    notto be

    found.

    n

    otherwords,we apparentlyossess

    one of the

    astknown

    copies

    ofthe

    Manual, nd,

    understandably,

    re reluctanto end t out.

    Now, we

    are startingo receive ueries or

    Xerox opies.

    Our

    opy

    arries o copyrightndthe ntroduction

    uggestshe eports

    inthepublic omain.

    We would

    ike

    to

    reprint

    he manual nd

    offert for ale to interested

    researchers

    t about$10-$12percopy,plus

    postage.We think

    t s only

    fair

    hat

    we consultwith ouon this irst.We

    would ropose

    o offerhe

    authors

    15%royalty

    n eachcopy old. Payment ould e

    made emi-

    annually..

    .

    Sincerely,

    Robert ezilla

    Executive

    ice

    President

    Now,

    like

    a

    longtime qualitative

    researcher,

    want

    to

    take

    you

    briefly

    hrough part

    of this

    document

    which

    testifies o

    continuity

    between

    academe and

    the

    marketplace.

    Note

    that t

    begins

    by referring

    to

    "our

    copy

    of

    . . .

    The Focussed

    Interview-A

    Manual."

    That must

    refer

    o the

    second

    mimeographed

    dition

    put

    out

    by

    the

    Columbia

    Bureau

    of

    Applied

    Social Research

    rather

    han

    the

    far

    more

    widely

    circulated

    etterpress

    dition

    publishedby

    The Free Press

    in

    1956.

    This

    I infer rom

    he

    spelling

    f the word

    Focussed in the

    title, spelling

    have always preferrednd thereforedopted in the two Bureau edi-

    tions

    but

    one,

    as

    I've

    said,

    which

    The

    Free

    Press

    (as

    before

    t,

    the

    editor

    of the American Journal

    of

    Sociology)

    had

    unwarrantably

    ut

    forcibly

    iminished o Focused.

    Thus,

    the two-essed

    Focussed serves

    as

    a

    marker f

    the earlier

    ditions.

    Note too

    that

    by 1976,

    he

    executive

    vice

    president

    f

    Benson &

    Benson

    is

    reporting

    hat "focussed

    [n.b.]

    group

    nterviewing as become widespread

    n

    commercial

    ircles

    and

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    12/18

    560 Robert

    K.

    Mertoi

    is eliciting nterest n the academic and non-profit

    ectors." If his im

    pressionwas sound, this suggests-somewhat to

    my startlenow an(

    perhapsback in 1976-that thepattern f focussedgroup-interviewing

    had

    expanded to

    the

    pointof eliciting nlarged nterest

    n the

    academic

    worldwhere thad originated.Not to continuewith

    line-by-lineloss

    I

    remark nlynow on

    the

    ntrinsic ecency ofRobertBezilla of Bensor

    &

    Benson

    in

    suggesting royalty o

    the

    authors hould

    he be allowed

    ta

    reprint

    he

    manual; this, mind you,

    even

    though

    he

    (mistakenly)

    s.

    sumed thatthe

    work

    was in

    the public domain.

    You may

    be

    curious about what happened

    n

    response to that

    gener.

    ous offer

    o

    reprint, s indeed

    I

    am.

    But

    nothing

    n

    my

    archival files

    allows me to say, fromwhich conclude thatnothing fconsequencc

    happened.

    That is one indicationof direct continuity etween academia

    anc

    the

    marketplace. gather

    that

    during

    he

    passage

    from

    Morningsidc

    Heights

    to

    Madison

    Avenue the

    focussed interviewhas

    undergone

    some

    sea

    changes of

    the kind 've

    been

    in a

    positiononlyto

    hint t:

    the

    quick would-be conversionof

    new

    plausible nsightsntodemonstrable

    gospel

    truths.As I

    say,

    I'm not

    really qualified

    o

    speak

    to

    this

    poini

    since 've seen nexttonothing f current ocus-groupesearch t close

    range.

    But

    I

    note

    the

    following

    bservation

    by

    Leo

    Bogart 1984:82):

    In

    the

    1970s,

    nother

    ype

    f

    qualitative

    esearch

    apidlymoved

    o

    the

    forefront:

    he o-called ocus

    group

    nterviewn which

    half-dozeno a

    dozen

    people

    re

    assembled

    nd

    engaged

    n

    discussion.

    The

    term

    ocus

    group

    s a barbarismhat onfused

    ociologist obert

    K.

    Merton's ech-

    niqueof

    an

    unstructured

    ut

    "focused" nterview-inwhich skillful

    interrogatoreeps he espondent'sttentionrom

    andering

    ff he ub-

    ject

    at hand-and

    the

    traditional

    ociological echnique

    f

    talking

    o a

    homogeneous

    r related

    roup

    f

    people

    who stimulateach other nder

    the nterviewer'sracticed uidance.)*A groupnterviewan be con-

    ducted

    with

    ittlemore

    expense

    than

    n

    intensiventerview ith ne

    individual,

    ut

    since

    everyone

    n

    the

    group ets

    counted, respectable

    number

    f

    respondents

    an be

    toted

    p

    in

    the

    ample.

    The

    most

    eguilingspect

    ffocus

    roups

    s

    that

    hey

    an be observed

    in

    action

    y

    clients nd creative

    eople

    hidden ehind

    one-way

    mirror.

    Thus,

    he

    planners

    nd executors f

    advertising

    an be made

    o feel

    hat

    they

    re

    themselves

    rivy

    o the

    nnermostevelations

    fthe

    onsuming

    public. hey

    know

    what onsumershink f he

    product,

    he

    ompetition,

    and

    the

    advertising,aving

    heard t at first and. The trouble s that

    people

    who an be enticednto

    researchaboratory

    o not

    lways epre-sent true ross-sectionfpotentialustomers. cadreofprofessional

    respondentsre alwaysready o volunteer,nd oud-mouthsan domi-

    *

    Paul

    F.

    Lazarsfeldnd Frank

    tanton irst

    ombined hese

    echniques

    n

    the

    radio rogram

    nalyzer.

    roups fpeople

    ressed

    uttonsorecordheirmoment-

    by-momentesponses

    o what

    heyheard.The

    interviewer,

    xamininghetape,

    questioned

    hem s to

    why hey eacted s

    they id.CBS

    still sesthis echnique

    o

    evaluate elevision

    rograms.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    13/18

    The Focussed

    Interview and Focus Groups 561

    nate nd

    sway hediscussion.While seful ndprovocativedeas

    emerge

    from roupsust as they o from

    ndividualualitativenterviews,

    t s

    dangerousoaccept hemwithoutorroborationromarger-scaleurveyresearch.

    So much for

    criticalobservationson

    some present-day ractices n

    focus-group esearch. Now back for a few

    moments o

    the

    archives.

    Roaming

    throughmy filesof thatfullgeneration go-and you

    recall

    what Ortega

    y Gasset, Karl Mannheim, nd

    Juli'an

    Marias had

    to say

    about the

    social

    reality

    and

    dynamics

    of generations-I

    have

    come

    upon

    a

    long-forgottenetter o Jeremiah

    aplan, thefounding resident

    of

    The

    Free

    Press, telling

    how the

    mimeographed

    ditions

    of The

    Fo-

    cussed Interview ame to be transformednto he printed dition.Hav-

    ing shared this etterwith

    my

    coauthors,Marorie Fiske and

    Pat Ken-

    dall,

    I

    now

    include t n

    what s

    fast

    becoming

    n

    archive-based hough

    still

    fragmentary

    ccount of the

    evolution

    of the

    focussed

    group-

    interview

    s

    prelude to

    the

    evolving

    focus-groupmode of research.

    [Mr.Jeremiahaplan

    The Free Press]

    8August 955

    Dear Jerry,

    ...

    The

    news

    ofthemomentn this:

    have setmyself quota,during

    these omfortable

    acation-days,f

    o

    many ages dayfor

    ewriting

    he

    Focused nterview.

    ow that weekhas

    goneby nd am still nsched-

    ule,

    am

    quite

    confidenthat t willbe

    completed y

    the ime return.

    Since

    my

    ecretary

    s

    awaynextweek, herewill e a little

    elay

    n

    typing

    thisnew

    version

    ut hems. willdefinitelye ready or heprinter

    ythe

    end

    of themonth....

    Item

    1: This

    s

    a complete e-writing;carcely ive entences

    n

    a

    chap-

    ter emainntact.Nevertheless,t s not, nany ignificantense, new

    edition;here

    s

    next

    o nothingywayofnewmaterial

    except

    or little

    based on

    focused nterviewsn

    the

    diaries

    fmedical

    tudents)

    nd ittle

    by way of

    new

    deas.

    I've

    tried

    nly

    o eliminatehe worsthorrors f

    exposition

    n the

    arlier

    rintingsnd,

    for

    he

    rest,

    o make t

    clear,

    f

    not

    fascinating.

    t

    seems

    o

    me, herefore,

    hat

    t

    hould ot e

    designated

    s a

    new

    dition, ut s theThird

    e-printing

    rewritten),

    o

    that

    o excessive

    claims

    eem o be

    implied. hopeyou gree.

    I'll explain

    henature f he

    rewritingn the

    preface.)

    Item

    : As

    youknow,

    his

    s a

    short

    ook-it

    will

    un o about 30

    ms.

    pages includingbout25 single-spacedagesofan analyticalableof

    contents hichwas found sefulnthe

    Bureau

    editions').

    wouldn't

    ike

    to

    have

    the

    book

    be too

    expensive:

    t is

    all

    straightext,

    no

    tablesor

    charts,

    nd hould e

    easy

    to set n

    type.

    At

    he ame

    ime, hope

    hat

    id

    can

    design

    t

    so that t isn't too

    crowded.Can

    you

    et

    me

    have

    your

    thinkingn price nd

    design?

    .

    Yours,

    [Robert

    .

    Merton]

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    14/18

    562 Robert K. Merton

    As can

    be

    seen, by the mid-1950she essential oncept f the fo-

    cussed

    nterview

    nd ts basic

    procedures

    ith

    heir

    tated

    ationales

    had become stabilized. ndeed, these did not evolve furthert the

    Columbia

    Bureau. So it

    was

    that

    this nterlinearewritingf the

    Manual,which ookplace on

    the

    sandsof Ocean City and thusper-

    haps ntroduced

    new

    diom, y-the-sea-change),ecame heversion

    that oulddiffusend evidently id diffusentovarious esearch ec-

    tors,notablyt seems nto hesector f market esearch.

    Intellectual iffusion nd Obliteration y Incorporation

    That

    particularathway f diffusionnto hemarketplace as neither

    intended

    or,

    s

    I

    recall, nticipated.peaking ormyself,thought

    f

    thefocussed nterview

    s

    a

    generic esearchechnique,ne

    that

    ould

    be

    and

    would

    e

    applied

    n

    every phere

    f

    human ehavior

    nd

    experi-

    ence,

    rather han

    argely

    onfinedo matters f nterestn market e-

    search.

    As forthe actual

    paths

    of diffusionaken

    by

    the

    focussed

    interview,

    cannot

    ay.

    No

    case study f

    hat

    iffusionas

    been

    made.

    Perhaps study tilizinghenow vailable esourcesfcitationnaly-

    sis

    coupled

    with nterview

    r

    questionnairenquiriesmong epresen-

    tative

    amples

    f

    different

    opulations

    f ocial

    researchers ould

    ro-

    vide some

    understanding

    fthe xtent nd

    directionsf

    that

    iffusion

    of

    a

    modest, elimited,

    nd

    readily

    dentifiable

    nnovations well as

    thekinds nddeterminantsfdiverse inds f

    hanges

    n

    t

    s it

    spread

    to

    one

    or another esearch ector.

    Not,

    mind

    ou,

    hat

    hediffusionf

    this

    echnique

    warrants

    uch

    a

    study

    ecause of ts research

    mpor-

    tance

    but

    only

    because it seems to have some of the

    elements f

    a

    strategicesearch ite5 ornvestigationfthediffusionf ntellectual

    innovations-and

    hat,

    s

    many

    f

    you know,

    was a

    subject

    f

    deep

    interest

    nthe

    Columbia ureau f

    Applied ocial

    Research ack

    n

    the

    1960s,

    s

    you'llrecall

    from he

    path-breakingtudy y

    Jim

    oleman,

    Elihu

    Katz,

    and

    Herb

    Menzel

    1966).

    And s

    you

    couldnot

    know,

    hat

    interest

    as

    been

    brilliantly

    enewed

    on

    Morningside eightsby

    RonaldS. Burt

    1987)

    n

    his

    reanalysis

    f the

    Coleman-Katz-Menzel

    data.

    So

    much

    or n

    excursionnto heserious, ystematictudy f the

    diffusionfinnovations. ere, in theconcludingmoments f these

    remarks,

    can

    only

    urn

    o the

    rchiveswhich nce againyield bit

    f

    pertinentvidence-evidencewhich ears

    witness hat he

    focussed

    interview as not

    onfinedo academe

    r

    the

    marketplaceut,

    t east

    once,

    found

    ts

    way

    nto he

    sphere

    f

    religion,

    iz.:

    5. The

    concept

    f strategic

    esearch

    ite s elucidated

    omewhat

    n

    Merton,

    987.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    15/18

    The Focussed Interview

    and Focus

    Groups

    563

    Board

    of Education

    The

    UnitedMethodist

    hurch

    Division ftheLocal Church

    September 8,

    1969

    Dr. RobertK. Merton

    Departmentf Sociology

    Columbia

    niversity

    New York,NewYork 10027

    Dear Dr. Merton:

    We

    are

    conductingmajor tudy f

    the tate fthe hurchchool

    f

    The

    UnitedMethodist hurch nd would ike to make use ofthe focusedinterviewechnique hich ou have describedn thebookbythat itle.

    I

    am having ifficulty

    ocating dditional

    opiesofthebook ndam won-

    dering

    f

    youcoulddirectmeto a supplier

    rom hom

    we

    might

    urchase

    copiesfor se

    n

    our rainingessions.

    Up to this ime he nly

    opieswe

    havebeen ableto discover re those

    which re n several ibraries.

    Your help

    n thismatter illbe greatly

    ppreciated.

    Cordially ours,

    Warren . Hartman

    Back now

    to a

    few

    more bits of documentary

    vidence on

    the con-

    tinuity rom

    he

    focussed

    nterview s a mode

    of

    social

    and

    psychologi-

    cal

    inquiry

    o the focus

    group.

    I turn

    o

    the

    fairly

    ecent

    past

    and the

    virtual

    present

    for

    a

    few

    qualitative

    ndicatorsof

    that

    continuity.

    n

    1976,precisely

    30

    years

    after at Kendall's and

    my

    first

    ublication

    n

    the focussed

    interview,

    n

    introduction

    n

    a book entitled

    Qualitative

    Research in

    Marketingby Danny

    Bellenger,

    Kenneth

    Bernhardt,

    nd

    Jack Goldstucker published by the Chicago MarketingAssociation)

    virtually egins

    by reporting

    hat"Merton, Fiske,

    and Kendall

    distin-

    guishthefocus groupas following hese

    criteria"

    nd thenproceeds

    to

    quote

    the

    paragraph

    on "The Nature of

    the

    Focused

    Interview"

    that

    opens

    our

    book. Here

    you

    will note a

    diagnostic

    conflating

    f

    the

    focussed interview nd

    the

    focus

    group,

    at least a

    terminological

    on-

    flation.We never used the term"focus group"-at least,

    not as

    I

    recall-but

    apparently

    hese authors on marketing

    esearch saw

    the

    focus

    group

    s

    so fully erivative s

    to have us setting owncriteria or

    focusgroups.To be sure, we repeatedly xaminethe values and limita-

    tions of

    using

    focussed

    interviews

    n

    groupsrather

    han

    ndependently

    with

    ater

    ggregated

    ndividuals nd thatmight e a basic

    theme n the

    continuity-cum-change.

    Recognitionof

    the accent on thattheme s found n a

    fairly ecent

    article

    ust

    drawn to

    my attention

    hat was published n

    Information

    Technology and

    Libraries (December

    1983). Introducing research

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    16/18

    564

    Robert K. Merton

    programor ibrarysers ndon-line ublic ccess catalogsOPACS), t

    has occasion o refer o "focused-groupnterviews"ndgoeson to say

    (p. 381) that completedescriptionsf the focused-groupnterview

    method nd

    analysis

    re

    given

    n

    Merton,

    iskeand Kendall'smanual

    on themethod."

    Early

    on

    in

    these

    remarks-so long ago

    that

    you

    are not apt to

    remember-Ihazarded he mpressionhat herewas more intellec-

    tual

    ontinuity"

    etween he

    focussed

    nterviewndfocus roups han

    "explicitlyecognized istoricalontinuity."

    he

    distinctionetween

    the

    wo

    kinds f

    continuitys one that as ong

    eemed asic to me n

    tryingounderstandatternsn thehistoricalransmissionf knowl-

    edge.For nthe ourse f ime,deaswhichretaken pandutilized r

    developed

    ecome o

    much

    part

    fcurrent

    nowledge,

    oth

    xplicit

    andtacit,

    hat heir

    ources ndconsequently

    he inesof ntellectual

    continuityet ncreasingly

    ost o view. have

    dentifiedhis

    henome-

    non

    n

    the ransmissionfknowledges "obliterationy ncorporation

    (OBI)":

    "the

    obliterationfthe

    ources

    f

    deas,

    methods,

    r

    findings

    by

    their

    ncorporation

    n

    currentlycceptedknowledge.'

    6

    At the

    out-

    set,

    he

    ource

    f

    particular

    dea ormethod

    s known nd dentified

    y

    thosewhomakeuse of t. In due course,however, sers nd conse-

    quently ransmitters

    f that

    knowledge ho

    are

    thoroughly

    amiliar

    with ts origins ome to assume hat his s also

    true f their eaders.

    Preferring

    ot o be

    obvious r to nsult heir

    eader's ssumed nowl-

    edgeability,hey

    o

    onger

    efer

    o

    the

    riginal

    ource.And

    ince,

    n

    ll

    innocence,many f us tend o attribute significantdea,method, r

    formulation

    o

    the

    uthorwho

    ntroduced

    s to

    t,

    he

    qually

    nnocent

    transmitterometimes ecomes dentified

    s

    the

    originator.

    hus

    t

    s

    that n

    the successive ransmissionfknowledge, epeated

    se of t

    may raseall butthe mmediatelyntecedentsource,"thus roduc-

    ing

    what described

    n

    On

    the

    houldersof

    Giants

    Merton,

    965:218-

    219ff.)

    s

    a

    historical

    alimpsestor palimpsesticyndrome)

    n

    which

    the

    original

    ource s

    notonlyobliterated

    ut

    replaced y

    the

    nter-

    mediary

    etween ource nd

    recipient

    f that

    knowledge.

    Without

    oing

    he

    requisite esearch,

    cannot

    resume

    o

    say

    how

    much f he eeming iscontinuityetweenhe ocussednterviewnd

    its modified

    and,

    take

    t, sometimesbused)version

    n

    the

    form f

    focus

    groups

    s

    actuallynothernstance f

    obliteration

    y ncorpora-

    tion.But that ome OBI has occurred an be inferredrom recent

    article

    y

    two

    professors

    f

    sociology

    t the

    University

    fCalifornia-

    Riverside,

    avid L.

    Morgan

    nd

    Margaret

    .

    Spanish 1984),

    which

    describes

    focus

    groups"

    s

    "a

    relatively

    ewresearch ool"

    p. 253).

    6.

    The phenomenon

    f

    OBI is

    noted n Merton,

    1968,

    and in

    other

    writings

    ince.

    This

    summary

    s drawn fromMerton,

    1979;

    see also Garfield,

    977.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    17/18

    The Focussed Interview and Focus Groups

    565

    Ifthefocussed nterview as experiencedvenoccasional bliteration

    by ncorporationn theoriginatingield f sociology, ne s inclined o

    supposethat t is all the more a fortiori)ikely o have occurredn

    other ields

    nto

    which t had

    diffused.

    And nowa finalword, temmingnce againfrom hemarketplace,

    but one which,muchto my pleasure, ecognizes hat he focussed

    interviews not t all confinedo marketesearch.ndeed, n ight f ts

    use by religious nd other leemosynarynstitutions,t might venbe

    described s ecumenical.

    ut

    perhapsmore ellings a

    review

    f

    The

    Focused Interview ppearing n the October 1956 ssue of The Journal

    of Marketing. nderstandably,he

    review

    s oriented o

    its

    probable

    readersnremarkinghat hebook "shouldbe ofparticularalue othe

    studentnd

    practitioner

    f

    marketingesearch."

    Good

    enough;

    more

    qualitativevidence fdiffusionrom cademe o themarketplace.

    ut

    muchmore

    n

    point or heoriginal oncept f

    the

    focussed

    nterview

    as a generic ather han ubstantivelyestrictedesearch ool s the

    concluding

    eclarationn

    the

    review

    hat This

    manual

    hould

    e read

    by thosewho are attemptingo understandheproblemsnvolved

    n

    subjective r motivationesearch n whatever ield

    t

    may

    ie." Pre-

    cisely o. Useful ormarketingesearch, o be sure,butnotonly or

    marketingesearch. ather, set ofprocedures or he ollection nd

    analysis

    f

    qualitative

    atathat

    mayhelpus gain

    n

    enlargedociologi-

    cal and

    psychological nderstanding

    n

    whatsoever phere f

    human

    experience.

    References

    Beniger, ames . (1987)

    "Personalizationfmass

    media

    nd

    thegrowth

    fpseudo-community."

    Communicationesearch 4:352-371.

    Bogart, eo (1984)

    Strategy

    n

    Advertising.d ed.

    Chicago:CrainBooks.

    Burt, onald . (1987)

    "Social contagionnd

    nnovation:ohesion

    ersus tructuralquivalence."

    American ournalf

    Sociology 2:1287-1335.

    Cohen,Harry

    1975)

    "Pseudo-Gemeinschaft:problem fmodern

    ociety."Western

    ociological

    Review :35-46.

    Coleman, ames .

    (1980)

    "Paul F. Lazarsfeld: hesubstance ndstyle f hiswork."Pp. 153-174nRobert

    K. Merton nd MatildaWhite

    iley eds.),

    Sociological

    raditions

    rom

    eneration

    to

    Generation:limpses

    f

    the

    American

    xperience.

    orwood,

    J:

    Ablex

    Publishing

    orp.

    Coleman, ames .,

    Elihu

    Katz, and

    Herbert

    Menzel

    1966)

    Medical nnovation: Diffusion

    tudy.

    ndianapolis: obbs-Merrill.

    De

    Lellio,Anna

    1985)

    "Intervista

    Robert . Merton: e aspettative

    ocialididurata."Rassegna

    taliana

    di

    Sociologia 6:3-26.

    This content downloaded from 79.175.121.210 on Mon, 27 May 2013 17:40:06 PMAll use subject to JSTOR Terms and Conditions

    http://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/page/info/about/policies/terms.jsp
  • 7/23/2019 1987 - The Focussed Interview and Focus Groups. Continuities and Discontinuities

    18/18

    566

    Robert

    K. Merton

    Garfield,ugene 1977)

    "The obliteration

    henomenon'nscience-and the

    dvantage fbeing

    obliterated "p. 396-398 n EugeneGarfield,ssays ofanInformationcientist,

    vol. 2. Philadelphia:

    SI Press.

    Hunt,Morton1961)

    "

    'How does t cometo be so?': A

    profilefRobert .

    Merton." he NewYorker,

    28 January.

    Lazarsfeld, aul F.

    (1975)

    "Working

    ith

    Merton."

    p.

    35-66 n

    Lewis

    A.

    Coser ed.), The dea ofSocial

    Structure. ew York:Harcourt

    raceJovanovich.

    Merton, obert .

    [1965] 1985)

    On

    the

    Shoulders f Giants.New York:

    Harcourt race

    Jovanovich.

    (1968)

    Social

    Theory

    nd

    Social Structure. ew York:The Free

    Press.

    (1975)

    "On the

    riginsf

    the erm:

    seudo-Gemeinschaft."

    estern

    ociological

    eview

    6:83.

    (1979)

    Foreword oEugene

    Garfield,itation

    ndexing:

    ts

    Theorynd Application

    n

    Science,Technology,

    nd

    Humanities.

    ew

    York:

    John

    Wiley.

    (1987)

    "Three

    fragments

    rom

    sociologist's otebooks:

    stablishing

    he

    phenomenon,

    specifiedgnorance,

    nd

    strategicesearchmaterials." nnual eview f

    Sociology

    13:1-28.

    Merton,

    obert

    ., and Elinor arber

    1958)

    "Thetravels nd

    adventures

    f

    serendipity: study

    n

    historicalemanticsndthe

    sociologyf science."Manuscript.

    Merton,

    obert

    .,

    with

    Marjorie

    iske nd Alberta

    urtis

    1946]

    1971)

    Mass

    Persuasion. ew York:

    Harper

    nd Bros.

    Reprint,

    estport,

    T:

    Greenwood

    Press.

    Merton,

    obert

    .,

    Marjorie iske,

    nd

    Patricia

    .

    Kendall

    1956)

    The Focused nterview. ew York:

    The

    Free Press.

    Merton,

    obert

    ., and

    Patricia .

    Kendall

    1946)

    "The focused

    nterview." merican

    ournal

    f

    Sociology

    1:541-557.

    Morgan,

    avid

    L.,

    and

    Margaret

    .

    Spanish1984)

    "Focusgroups:A new

    tool

    for

    ualitativeesearch."Qualitativeociology

    7:253-270.

    Sills,David L. (1987)"Paul F. Lazarsfeld, 901-1976: biographical emoir." p. 251-282 nNational

    Academy

    f

    Sciences,Biographical emoirs.

    Washington:

    he National

    Academy

    Press.

    Zuckerman,

    arriet

    1972)

    "Interviewing

    n

    ultra-elite."ublic

    Opinion

    uarterly

    6:159-175.

    (1977)

    Scientific

    lite:

    Nobel Laureates

    n

    theUnited tates.

    New York:

    The

    Free Press.