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    Partners: Province of South Holland, Newcastle City Council, GIU Saarland, English Heritage,

    Development Corporation Rotterdam.

    Lead Partner:

    Urban Regeneration:

    from Government

    to Governance

    A practical outline

    ReUrbA2 and Stipo Consult

    2005

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    Introduction

    The ReUrbA-method

    ReUrbA, Restructuring Urbanised Areas, is a partnership of five (English Heritage

    in London, Newcastle City Council, GIU Saarland, Rotterdam Development, the

    province of South-Holland). The goal is to exchange visions on and methods for

    urban regeneration, primarily in order to improve individual projects, but also in

    order to develop common insights and to make those more widely available.

    During ReUrbA2, a method for urban regeneration arose from shared innovations.

    This method is based on four principles:

    1. from Government to Governance2. from planned supply to demand-oriented, targeted at specific groups and life-

    styles

    3. from demolition as starting point to creative transformation principles4. from budget-oriented to value-oriented.From Government to Governance

    This publication closely considersgovernance. In all restructuring projects, the

    transition from government to governance plays a central role, as it does in the

    five ReUrbA projects. Governance is a necessary condition for bringing vision and

    realisation closer together. Authorities can no longer achieve implementation on

    their own especially where urban regeneration and restructuring are concerned.

    Compared to building in open fields, there are a multitude of established

    stakeholders, each with their own specific interests and investments. These parties

    need to be involved, not just during the implementation of projects, but

    throughout the various phases of planning and development.

    Government bodies depend on the contributions of others, as the role of

    administration is no longer to develop a plan and find support for it, but rather to

    bring together and coordinate plans of the various stakeholders. The authorities

    no longer set the agenda and direct the process of involving other parties, but

    rather they make sure they know what other agendas run alongside their own and

    try to build alliances between stakeholders. Governance means finding partnersand finding ways to link partners strategies so as to create commitment to the

    success of the project.

    In other words, from government to governance,

    creating a strategic triangle for urban regeneration:

    government bodies (local, districts, regions) end-users (residents, entrepreneurs) investors (financial and social).The authorities can no longer plan from behind a desk. All of a sudden, they need

    to develop entrepreneurship and organisational power. Governing bodies need to

    form alliances, aimed at common goals, which otherwise would not have existed.

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    And all this within a force field with too many rather than too few stakeholders,

    where it is uncertain at best whether those stakeholders appreciate the

    interference of authorities at all.

    This calls for a completely new set of methods and skills, compared to what

    boroughs, cities and provinces are used to. Completely different tasks than most

    policy makers and project managers were originally hired to do. A high demand

    for new insights has arisen, therefore, but they have to be practically viable!

    Too much theory, too little practice

    The transition from government to governance is not unique to the ReUrbA

    Partnership. In recent times, volumes have been written and published on

    governance. But practical, concrete descriptions of experiences with governance

    in urban regeneration and restructuring have hardly been written, let alone in such

    a way as to make them applicable to other projects. In order to start filling thisgap, this ReUrbA report contains an experience-based description of a method of

    governance which is applicable in actual practice.

    In A practical method: Kultuurstraat and Civic Steering, a method of

    governance is described which was used in practice for the urban regeneration

    project Kultuurstraat1 Wesselerbrink in Enschede South, The Netherlands. The

    Wesselerbrink is one of 56 areas listed for restructuring by the Dutch Ministry of

    Housing, Spatial Planning and the Environment (VROM). Governance was used

    there to make sure the social infrastructure would not lag behind the physical

    restructuring. Over a period of 7 months, an action plan was put together jointly

    by residents, investors, neighbourhood workers, external inspirators, council

    members and policy makers. The first projects started within that first period.

    Vision and realisation were closely linked. The result is, that most projects are

    carried by (different chains of) residents and investors, instead of by the

    authorities. The underlying methods were the Stipo-approach, combined with the

    Enschede model for working on district-level.

    The Kultuurstraat was appointed as a beacon project by the Ministry of VROM

    because of the integrated physical and social approach. It also won the 2005

    ECORYS restructuring price out of all 56 listed areas in The Netherlands, having

    the most innovative and solution-oriented restructuring approach.

    1 Literally translated, this means Culture Street

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    Table of contents

    Introduction...................................................................................................2

    The ReUrbA-method.............................. .................................. .................................. ......... 2

    From Government to Governance............................... ................................ ................... 2

    Too much theory, too little practice ................................ ................................ ............... 3

    A practical method: Kultuurstraat and Civic Steering .............................5

    Stop moving problems around!............................... ................................ .......................... 5

    Organisation reflecting society..... .................................. .................................. ................. 5Bounded rationality.............................. .................................. .................................. ............ 7

    Civic Steering, a new paradigm?..... ................................ ................................. ................ 8

    The Enschede model ............................. .................................. .................................. ....10

    The Stipo-approach........................................................................................................10

    Governance in practice: the Civic Steering-method..................................................11

    1. Aiming Governance: core vision with pillars.......................................................12

    2. Building Governance gradually: the co-makers strategy...................................13

    3. Governance with intentional side-effects.............................................................15

    4. Putting governance in its context: middle-up-down by positioning...............15

    5. Aiming governance at the future: the ideal neighbourhood.......................... ..16

    6. Leading governance to creativity: simple cross-sections................................167. Leading governance to commitment and execution: a chain of chains.........17

    Governance and governments new role and competencies...............................18

    Credits .........................................................................................................21

    Kultuurstraat and Civic Steering.....................................................................................21

    Stipo Consult.......................................................................................................................21

    District Management Enschede South...........................................................................21

    ReUrbA2................................................................................................................................21Translation............................................................................................................................21

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    towns and boring working areas, as well as a shift from heavy industry to a

    service economy, that ideal has been turned upside down. A new ideal of

    lively, mixed districts where social activities complement the local economy

    and integrated care has forced the different sectors to join forces, both when

    building new and when restructuring existing areas.

    Rotterdam area as an indicative example: more existing urban areas: in the forty years afterWWII more than eight times as much city was added than in all previous centuries puttogether.

    3. From mostly spatial to spatial-economic-social steering ambitions.Merely piling up bricks either leaves problems behind the front door unsolved,

    or moves them to other areas. The ambition to enforce the social

    infrastructure alongside the physical brings different sectors together, for

    redevelopment and high-quality maintenance. This has translated into locally

    focused project management.

    4.

    From quantity to quality demanding society When we go even deeper,social changes appear to be hiding behind the shift in focus of policy-makers.

    Right after WWII, quantity production of housing was the quality wanted.

    Standards may have been lower then. A run-of-the-mill apartment block and a

    linoleum-floored community building was all we expected. Who ever spoke

    about aesthetic quality back then? About cultural building, about character and

    distinctive architecture? About ecological building or even building for life?

    The houses we hastily built back then now turn out to lag behind the wishes

    of a ageing, individualised, double income and task-combining society. This

    forces the different sectors to cooperate much more closely.

    5. From Christaller to Specialisation. The old, hierarchical planning modelsno longer work the moment mothers start working, the moment both adults

    need to have access to a car and the moment they start shaping their lives

    Christaller no longer works due to

    changed mobility patterns and the rise

    of a network society.

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    combining household chores with work, asking themselves questions like

    where can I most efficiently shop for groceries on my way home? Changed

    mobility patterns render old planning models like Christallers obsolete. A

    network society uses highly specialised facilities at self-chosen locations,

    placing increased importance on a distinctive identity for different areas.

    Urban facilities, which used to be logically placed in the centre of a city, now

    end up in suburbs, on city-edges or even in commuter-towns. This requires

    new cross-links.

    6. From local government from above, to local government betweenstakeholders. A fundamental change in all of this is governments new

    position. During post-war rebuilding of the country, strong government was

    required. Now this period has ended, government can no longer decide on its

    own, but is merely one of the parties between other institutions and

    organisations, like housing associations and residents groups. The historical,directing government is now viewed as a hurdle that needs to be overcome or

    even simply ignored. With luck, it will turn itself into a chain-regulating

    government. Chain-regulation has many effects, among which is the forced

    taking down of boundaries between sectors.

    All in all, these movements have to major consequences for government bodies:

    1. They render independent operating within the spatial and social sectorsimpossible.

    2. They make the switch from government planning from behind a desk togovernance joint planning with residents and investors crucial.

    Bounded rationality

    This raises the question: where does this lead? How should governments go about

    solving social problems like urban renewal? There are those who prophecy the

    end of all planning. The modernist illusion of being able to shape society is

    followed by a deeply-rooted post-modernist distrust of any categorical regulating

    principles. An interesting train of thought which, followed through to its extreme,

    would result in processes too complex to control with an infinite amount of

    interconnected subjects and sectors.

    All this is linked to the theory of bounded rationality (by, among others, H.A.

    Simon). People as well as organisations can only store and access a limited amount

    of information and knowledge. They are, therefore, also limited in their ability to

    make rational decisions, as it is nearly impossible to oversee all the available

    alternatives. In the end, people will reach their final conclusions based on very

    bounded rationality. The concept means, basically, not seeing the wood for the

    trees. Added to the realisation that we cannot control the shape of society, this

    means that (spatial) planning, too, is an illusion.

    Our position is, however, that planning, or steering, is still possible, as long as our

    approach takes the effects of bounded rationality into account.

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    The example of Enschede South and the results achieved there prove our position:

    1. When an issue becomes too complex, the trick is too cut it down intomanageable, simple pieces.

    2. Not too much time and energy is spent analysing and looking back, thuspreventing a excess of irrelevant or less important information. Instead, we

    look forward from the start to a possible future and from there we reason

    our way back to the present.

    3. We keep the organisation small and efficient: no large project organisation buta small nuclear team. A large organisation will get stuck in endless meetings

    which gradually loses its edge. The Kultuurstraat was set up by a small but

    purposeful nuclear team of district managers and a few external Stipo

    consultants, client and consultant on one and the same team. This is necessary

    in a process where the outcome is unknown. We accept the uncertainty that

    goes with it: that is what the process is all about.4. This makes certain conditions necessary. The risk of such a small organisationis its vulnerability, which we overcome by making the planning period as short

    as possible (in the case of Enschede South this was effectively 7 months) and

    with sufficient staying power within the nuclear team to get from idea to

    result. At the same time, we make sure the urban sectors actively contribute

    to the implementation of the projects.

    But above all, we overcome this vulnerability by consciously tapping into the

    organisational power of other parties and stakeholders (enhancement, see

    below).5. Finally, this way of working makes high demands on the competences within

    the team. The client needs to be sensitive to its environment (strongrelationships with institutions, residents networks, local culture, communityservices, local authorities), be maximally competitive and take every chancethey get to achieve concrete results on parts of the entire vision. Theconsultants need to supply the process with explicit ideas and expertise. Bothmust cultivate a boundless curiosity and creativity so unexpecteddevelopments can be incorporated at any time.

    Above all, this method consciously does not start with an integrated approach.

    Integrality may be a result, but not a foundation. If it were, the project

    management would drown in a sea of information right from the start, which

    would prevent them from making distinctive, astute choices. We do, however,work along a jointly supported course, which connects the different sectors. In

    order to keep that course straight and manageable it is defined by three main

    ambitions, the pillars. These are arrived at in stages. They are not defined based

    on the separate meetings and interviews, but once again by interpretation.

    Civic Steering, a new paradigm?

    In the Wesselerbrink approach, the physical, social, economical and safety sectors

    do not play very distinct roles. Central to the approach are present and future

    living within the district, not the different areas of policy-making. Steering power is

    developed, not from a central control mechanism, but through the more modern

    tactic of cross-fertilisation, chain-organisation and unleashing. We have named thissteering power Civic Steering.

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    social

    spatial

    economiic

    middle-

    up-down

    city

    region

    district

    neighbourhood

    C I V I C S T E E R I N G

    safety

    Civic Steering does not take a bottom-up approach, because a vision would get

    stuck in the present and in not-in-my-backyard (NIMBY) mechanisms. Nor is it

    implemented top-down, as support would be lacking and the problem-solving

    know-how from the field would not be used optimally. Finding the right balance

    between the two results in a middle-up-down approach. The next few paragraphs

    explain how this works.

    One central question in urban regeneration is how physical restructuring can go

    hand in hand with investments in social and cultural infrastructure, a stronger local

    economy and in safety. The Wesselerbrink assignment focused primarily on social-physical cooperation, a combination that functions less than perfectly in the world

    of urban regeneration. Civic Steering does not attribute a central role to one or

    the other, nor to the cooperation between the two, but rather to the issues

    raised by the middle-up-down approach. From the core targets, placed in an

    increasingly wide perspective, the various sectors of policy are involved as needed.

    This results in an approach that differs fundamentally from the linear

    administrative organisation.

    A paradigm is a set of basic rules which we use to capture reality and try to mould

    it to our wishes. A linear organisation divided into different sectors is one such

    paradigm, and so are spatial planning and welfare policy. As reality changes with

    time, so our paradigms change with it. But this is not an autonomous process.

    Paradigms carry deeply-rooted patterns with them. A paradigm shift (Kuhn) is

    fundamental and all-enveloping. Often, they emerge long after reality has changed,

    but we are still holding on frantically to our old paradigm.

    The Civic Steering method, used in the Kultuurstraat, could be such a new

    paradigm, the answer to calls for governance and cooperation between sectors

    like the social and the physical. Civic Steering is a generalists discipline, but

    specialists are needed for the execution. Building will always be necessary, making

    specific know-how essential. Crime prevention, too, is a specialised discipline.

    These mono-disciplines are crucial to help develop the issues raised by theprocess of Civic Steering.

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    The Enschede model

    Civic Steering stems from two sources. The first is the Enschede model of

    working at city-district level, consciously keeping district-organisations very small

    so as to avoid competition with the administration at city level and in order to

    stimulate innovative cooperation with social partners within the district.

    The essentials of the Enschede model are:

    district management as a local stakeholder, separate from but connected to theadministrative sectors, with good support from residents, parties and political

    administration.

    steering towards processes based on local initiatives (which should be keptlocal): joining and interweaving, monitor ambitions and long-term goals, keeping

    an open agenda.

    more important than content itself is trusting that quality of content willemerge from the process, because it is run by local stakeholders.

    focused and experimental: results count, act before you think is the motto, aninversion of the usual advice. Dont ponder a decision for too long, but learn

    along the way.

    steering towards long-term effects (not long-term results!) and short-termresults (quick successes).

    working close to street-reality forces us to use a coherent approach.The Stipo-approach

    Secondly, Civic Steering stems from the Stipo-approach, developed at the

    University of Amsterdam and improved by use in practice.

    The essentials of the Stipo-approach are:

    Middle-up-

    down

    Not top-down (imposing plans from above does not work)

    nor just bottom-up (which leads to NIMBY-thinking). Middle-

    up-down: innovative ideas, know-how and inspiration from

    within a neighbourhood are mobilised to arrive at a well

    thought out plan, which is not imposed from above but built

    from the ground. At the same time, it is positioned within its

    wider surroundings and developments which within the next

    ten years will put the area in a different position. Refreshing

    outside inspiration is mobilised in order to expand fantasiesabout possible futures.

    Enhancement Initiative is not stolen, but rewarded. Existing initiatives are the

    starting point. Running projects are not slowed down, but

    strengthened by cleverly connecting them to other projects.

    Co-makership The work is not done from behind the drawing-table. Key-

    actors, residents, investors, council members and policy-

    makers become co-makers of a plan by having them contribute

    actively. It then becomes their vision, their project.

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    Future-

    oriented

    Interviews are conducted based on ideal neighbourhoods. Not

    from the past to the present (solving past problems) or even

    from the present to tomorrow, but from a moment ten to

    twenty years from now to the present, distilling strategies

    from reasoning backwards.

    Integrate

    thinking and

    acting

    From the beginning, ideals are linked to concrete actions, even

    during the formulation of the vision. By starting to act as soon

    as you start tot think, the plan does not stay on paper. Quick

    wins are essential in a low-confidence environment in order to

    keep up faith in change and the achievement of ambitious

    goals.

    Cross-sections

    and creativity

    People and parties are brought together in workshops so new,

    unexpected combinations arise and people can link upinitiatives and ideas. Cross-sections are organised between

    areas of expertise and worlds of thought, bringing new insights,

    actions and enthusiasm. Creativity grows where different

    worlds meet.

    Disentangling During all phases, a method of disentangling is applied. Each

    complex issue of urban renewal is composed of simple

    problems. Staying focused on the entire complex does not

    solve a problem. By disentangling it, our options become clear.

    Interviews with co-makers serve to activate project ideas for

    the simple problems thus formulated.

    Integral as a

    result, not an

    assumption

    By conducting one-on-one interviews and organising specific

    cross-section meetings, the project stays manageable and

    motivating for participants. No large discussion groups with

    little active energy, but a gradual build-up of communication.

    Disentangling enables innovation on sub-topics, which are then

    linked together. Integrality can be the result, but is

    emphatically not assumed at the outset.

    Governance in practice: the Civic Steering-method

    This method for governance was developed to strengthen social infrastructure,

    but is described in such a way as to be applicable in other situations as well. To

    achieve that, a thorough understanding of the carefully chosen structure and

    underlying vision are essential.

    We will describe the method as if it were a recipe, assuming that a true chef will

    not follow recipes to the letter, but use them creatively to suit his own needs and

    wishes. New situations will at least require the lessons learnt during this project

    to be grafted onto your specific situation and local culture. Recipes are no more

    than reconstructions of actual events, base on experience and testing (tasting andserving). Civic Steering, then, is not an approach we made up beforehand, but an

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    analytic report of what proved effective. It is the result of trial and error, of

    continual feedback and endless fine-tuning.

    Nor is this method intended as a template. The various stages don not have to be

    gone through subsequently that wont in fact be possible. An interview with a

    resident or an investor, for example, can be used to feed into different stages at

    once. Integrating thinking and acting means that some parts of the project are put

    into execution immediately.

    Nevertheless, we will start by presenting a schematic overview of the method, to

    provide insight in its broad outline.

    pillarsG

    O

    V

    E

    R

    N

    A

    N

    C

    E

    Stipo Consult

    Amsterdamwww.stipo.nl

    copying

    allowed

    if source ismentioned

    ideals

    general order

    implementation

    co-makers

    cross-sections

    co-makers +

    external

    inspirators

    vision for the future

    bilateral

    interviews

    co-makers

    (investors,

    residents)

    core vision

    The various stages of the project are discussed below.

    1. Aiming Governance: core vision with pillars

    Governance does not mean there is no underlying vision. On the contrary:

    governance works much better when initiated by someone who wants something.

    It is, therefore, important to capture the heart of your vision in a few pillars.

    Those pillars firmly state the most important goals for a neighbourhood. Limit

    yourself to two or three, no more, so they can be referred to at any stage of the

    daily process (less is more!). Stick to the outlines, so there is room for other

    peoples contributions (for Kultuurstraat, the pillars were more neighbourhood

    pride, a unique and loved neighbourhood and strengthening social cooperation:

    new neighbourliness). Be prepared to make changes as the process moves along.

    Use the pillars to act and think about separate initiatives from one shared point of

    view, to create coherence between initiatives and have them strengthen each

    other, in order to make choices and keep a clear focus. Name the pillars based oninterviews with clients and council members, and possibly some of the more

    prominent residents and investors. The pillars will not emerge from those

    interviews literally, an analysis from above will be needed. It enhances steering

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    power if the pillars are sanctioned at the outset by those who are politically

    responsible.

    2. Building Governance gradually: the co-makers strategy

    Give co-makers an essential role in all stages of the project. Aim your strategy at

    making residents, investors, policy makers, government officials and other

    stakeholders feel responsible for the process, rather than standing on the side-

    lines. Their contributions literally make them co-makers.

    Use working with co-makers as a two-edged sword: In a relatively short time,

    gather stimulating information and know-how necessary for innovation (impossible

    to do so using websites, publications or statistic analyses alone). At the same time,

    build commitment from the important players to the accomplishment of those

    innovations.

    If co-makership is to be successful, a number of conditions have to be met:

    start bilaterally: dont raise too many expectations too soon with too manypeople, making the rest of the process unmanageable; rather, get a few people

    involved properly; build up trust gradually so innovation can be achieved.

    during interviews, maintain an open attitude and show honest interest:dialogue, two-way traffic, consciously bypassing your own expertise from time

    to time, start from the world of the co-maker(s), do not use a list of questions

    without room for expansion.

    get the thought process away from the here and now; ask each co-maker whathe or she wants the neighbourhood to be and what they want to eliminate.

    This will serve as input for the ideal neighbourhood. you are not without goals of your own during your interview, you want to

    achieve something (a.o. the pillars); try to forge coalitions and show a

    fundamental readiness mobilise different voices, turn in new directions where

    the need to do so is founded.

    even during the interviews, link the ideals to concrete actions by initiators,investors and policy-makers; the co-maker interview is a subtle game of give

    and take.

    show the co-maker within a short period of time what is done with his or hercontributions: cash in on intermediate results through interview reports,

    repeat-discussions or concrete (executive) actions; if results stay out for too

    long, the co-maker will give up.

    Select a few co-makers using three questions as criteria:

    1. What information do we need and who can give us sparkling ideas?2. Who is willing to contribute to the thought-process constructively (simply

    complaining doesnt help)?

    3. Who take key-positions within larger groups? (If you have a key-figure onboard, you have the larger group along for free. It is far more convincing when

    residents take over communication with their own peers, than when you

    explain things to them as an outsider).

    Opinions and views can differ fundamentally. By interviewing a range of co-makers,

    you will gradually get a full picture and will be able to compare different

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    viewpoints. Having gained a complete overview of wishes, opportunities and plans

    for the future, link them all together in a proposed plan of action and present this

    to the co-makers. Then, bring the various co-makers together literally (see cross-

    sections).

    Dos & Donts for co-maker interviews

    Dos:

    Incorporate statements and ideas of co-makers you interview into the visionand the plans;

    Use your energy for finding the innovative, the surprising in the intervieweesstatements. Do not tell the interviewee you already know what theyre saying.

    Help the interviewee find new ideas and solutions (keep asking about possiblesolutions, not problems).

    Share your own ideas for solutions and stimulate the interviewee to do thesame. Be willing to use the interviewees ideas as elements or even foundations of

    your own vision. Thus, a joint vision will sooner be achieved, which is the basis

    of co-makership.

    Write an interview report aimed at maximum enthusiasm with theinterviewee.

    Donts:

    Dont be drawn into an argument. Your goal should not be to defend yourown vision or convince the interviewee.

    Dont tell the interviewee what problems the council sees just to tell him orher how the council intends to solve those.

    Avoid spending energy on finding problems and faults with the ideas of theinterviewee.

    Never use your knowledge and expertise to score a point. Dont wait too long following up on the interview (black box effect).Consciously choose a specific order in categories of co-makers you interview. For

    the Kultuurstraat project, the following order was chosen:

    1. visionaries in order to be able to put current developments, which will

    come up in following interviews, into a wide, long-term

    perspective;

    2. current

    residents

    primary target-group of your work; experts by experience of

    current living conditions and existing cultural and social

    structures; starting point for tapping into existing forces within

    the neighbourhood; an occasional counter question, stemming

    from the interviews with visionaries, can arise;

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    3. investors in order to gain a thorough understanding of current investment

    plans, to give a first indication of residents views, to avoid

    hindering running projects but instead strengthen them by new,

    smart combinations; your knowledge of what the residents want

    allows you to question investors in-depth.

    4.

    professionals

    partly experts by experience, partly investors in the future

    neighbourhood.

    5. council

    members

    important for steering on a broad level and to involve at an early

    stage

    6. policy

    makers

    now you are ready to compare the views of residents, investors

    and council members to policy programmes impartially and see

    where initiatives can be tied together and deepened.

    7. external

    inspirators

    in order to get critical reflections on the views and thoughts on

    neighbourhood development from a fresh outside perspective,

    people with experience elsewhere who can contribute from a

    helicopter view; this will make available extra thinking power

    and network, allow you to hold a mirror up to the

    neighbourhood and make solutions from elsewhere work for

    this area.

    3. Governance with intentional side-effects

    Developing a plan is not the Civic Steering methods only goal, it also aims at anumber of intentional side-effects. A first side-effect is the strengthening of

    commitment from residents, investors and professionals. They see their

    contributions being heeded, that it is in fact they who jointly develop the plan of

    action. This is the co-makers effect: the participant becomes co-developer and

    thus co-owner of the plan of action.

    A second side-effect is that you get closer to the actual developments, allowing

    you to respond and intervene more quickly and accurately. Some wishes lead to

    immediate implementation, even during the interview period, making the first

    successes visible straight away. Integrating thinking and acting is a theory we put in

    to practice right from the start.

    A third side-effect is sifting common themes concerns and interests from the

    series of interviews, strengthening participants involvement even further.

    4. Putting governance in its context: middle-up-down by positioning

    Interviews with residents first and foremost help paint a picture of the present. A

    neighbourhood always functions within a wider context, and will change function

    and character over the years. Alongside the picture of the here and now, make

    sure you present images of future developments, both of the neighbourhood itself

    and of its surroundings. Pay special attention to positioning the neighbourhood

    within a larger area as well as in time:

    creating a deeper understanding of current and pending initiatives andinvestments and how they are linked together; making the strengths of the neighbourhood explicit; key figures in and around the area become party to the three pillars.

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    5. Aiming governance at the future: the ideal neighbourhood

    Aim at a task-culture, in which inclination determines courage, ability and

    obligation (this in contrast to a role-culture, where obligation and ability

    determine inclination). Investigate ambitions and wishes first, make sure they are

    shared, then look for strategies and means.

    vision

    inclination

    structure, culture

    obligation / permission

    strategycourage

    core competenciesabilities

    vision

    inclination

    structure, culture

    obligation / permission

    strategycourage

    core competenciesabilities

    Formulating the ideal neighbourhood plays an essential part in this. In co-maker

    interviews, discussions with council members and the organisation, keep putting

    the following question central first: which are the three most important changes

    that you want to have taken place in ten to twenty years? Answers may be images

    (as in the neighbourhood branding sessions, where residents visualise their own

    identity).

    From here, an ideal neighbourhood is built, allowing you to travel forward in time

    and reason your way back to the present. By doing so in a number of bilateral

    interviews, spread out over the different categories of stakeholders, widely varying

    answers will come up. Use the pillars to shape the ideal neighbourhood, both

    physically/spatially and socially.

    This process will supply you with knowledge and insights that cannot be conceived

    from behind a desk. Problems and opportunities in a neighbourhood as well as its

    residents are put at the centre of things, rather than certain policy sectors. The

    approach is no longer aimed at one specific sector like spatial planning or social

    welfare, but at the quality of living in a neighbourhood. What that quality is orshould be cannot be determined from above or from ground-level, but should be a

    rich mixture gained from sources of knowledge and experience.

    6. Leading governance to creativity: simple cross-sections

    A city or city district can rarely accomplish projects aimed at social infrastructure

    on its own. Local government increasingly has to depend on partners and

    investors with goals of their own. Apart from partners involvement in a shared

    ideal neighbourhood, extra leverage is needed to get initiatives of the ground

    properly. This leverage can be found in creating unique combinations on cross-

    sections.

    In any neighbourhood, there are running activities and projects. They contributeto innovation, but without steering they each act separately, without interaction.

    By facilitating contact between partners involved in specific themes, you create

    task culture: inclination

    determines obligation, courage and

    role culture: obligation determines

    inclination, courage and ability

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    such combinations; both spatially (shared use of buildings and public space) and in

    activities (using each others activities, facilities, organisations).

    These combinations have three characteristics in common: they bring all parties

    closer to reaching their targets; they create completely new, unexpected

    opportunities; finally, they cost little more than what it takes to find the

    combination. They are, therefore, smart combinations.

    Opportunities to link developments to each other effectively and valuably nearly

    always exist, but are also unique and cannot be repeated. Making the best use of

    these opportunities requires tailor-made combinations, which have added value

    for this specific project alone, and at this particular moment in time. Finding smart

    opportunities and possible combinations requires creativity and a birds eye view.

    And creativity springs from exchanging ideas.

    For the Kultuurstraat Wesselerbrink, eight cross-sections of ideas were named,important topics which needed to be dealt with in the neighbourhood, each with

    their underlying combinations of initiatives and capabilities of separate parties.

    Work out your cross-sections in workshops (see below).

    To give you an idea of possible cross-sections and how they can work, we briefly

    present the main ones from Kultuurstraat below:

    Groups from different cultural backgrounds are brought together, not with asingle grant but by initiating structural commercial activities.

    A corporation of facilities is founded, which generates value-oriented fundingfor strong community buildings and social and cultural facilities. The city real

    estate company and housing associations jointly invest in the corporation,based on the prospect of an increase in the value of real-estate in the area.

    The neighbourhood is transformed into a child-friendly environment forparents with young children and older youth. At the same time, a service area

    for independent living for the elderly is developed. Both environments are

    created coherently.

    The functional lane-structure is made into the heart of the neighbourhoodpride, by turning them into large-scale art-projects; the smaller sections within

    the neighbourhood are given their own character by asking residents to choose

    a specific theme which will colour their particular area.

    In order to invoke pride and channel the emotions resulting from therestructuring, a neighbourhood soap is organised.

    New organisational power is given to preventive social work (youth work, carefor the elderly, crime prevention) by generating new funding through property

    developers in the neighbourhood.

    7. Leading governance to commitment and execution: a chain of chains

    At each cross-section a chain differently composed each time can be made

    from people and organisations that have something to say about the topic in some

    way, who undertake activities or want to invest or who simply bring refreshing

    ideas to the table. After the first series of bilateral interviews, the time has come

    to bring residents, investors, etc, in different combinations, together on such across-section.

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    During this stage, look for cross-sections of initiatives and investments. Your goal

    is to enhance and enforce the separate initiatives as well as the accomplishment of

    your vision. Use the insights from earlier stages. Organising cross-sections inspires

    creativity and enthusiasm.

    On specific topics, bring together the thought processes of residents, initiators,

    artists and professionals. Make sure they meet in a creative setting so they can

    exchange and shape their ideas and decide on joint follow-up actions. Show

    connections between initiatives that were unnoticed before. This process of

    linking is active and creative and will lead to new combinations. Close these

    workshops by formulating (trial) projects that jointly make up the first (quick)

    successes and the long term programme, naming the main stakeholders and one

    owner. It is a concentrated and motivating form of chain organising.

    Thus, you organise cross-fertilisation between ideas, angles and interests. This

    kind of workshop will frequently lead you somewhere you had not expected

    beforehand. Separating expected effects (goals) from expected results (measures)can help you be flexible. The expected effects will remain unchanged during these

    workshops, while the results and measures they come up with are often a

    complete surprise.

    In Enschede, each workshop had concrete results, project ideas or follow-up

    actions. Each workshop presented a group of people who felt committed to the

    subject and the commonly desired innovation to the extend that they were willing

    to get involved on a permanent basis. And almost all workshops resulted in one

    owner. Rarely, this was a government official. Much more frequently, it was a

    resident, a professional or an investor. Sometimes the result was a short project

    with a good chance of short-term success, while at other times long-term projectswith various intermediate stages were formulated.

    For the implementation and steering, Enschede South still uses the workshop

    method. Before each summer, the progress of the various projects is reflected on

    in workshops. Each December the co-makers meet in workshops in order to

    formulate new initiatives and start on their implementation.

    Governance and governments new role and competencies

    Governance means that a process is started within a network of many active and

    invested parties. But what does this mean for the role of governments? For

    usually, they are among the initiators for urban regeneration, if not the only ones.

    Governments role is clearly no longer to think up plans from behind a desk and

    without consulting anyone, to then ambush the other parties with it, either

    assisted by a clever communication strategy or not. This traditional way of

    working does not do justice to the force-field of initiators and investors, who each

    have their own agenda for the area which is to be restructured. It does not create

    support. It kills the initiatives already there. And it leads to an unnecessary poverty

    of ideas for planning and projects.

    In governance, governments can still initiate, but will have to find a completely

    different way to play their role. They become knowledge brokers rather thanknowledge creators. Governments cannot simply run their own agendas, but have

    to accept the fact that there are others with their own legitimate agendas. It is up

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    to governments to know and acknowledge those and to forge new coalitions and

    chains between them. Governments can no longer assume a bureaucratic attitude

    of authority. New skills are needed regarding entrepreneurship and creativity.

    Developing plans should not lead to colourless compromises as a result of too

    wide consultation where everybody has to be kept satisfied.

    Creativity is needed to lead the process through innovations to a place nobody

    knew existed. To create unexpected ideas by not using the stream of information

    literally but interpreting it and get refreshing outside expertise in at crucial

    moments.

    Entrepreneurship is needed to get from innovative ideas to their

    implementation, to reward and link up existing initiatives and to tap into new

    sources of investment. To steer discussions to commitment at the right moment.

    And to support chains in the execution when necessary, help organise funds in

    most cases consciously without taking over end responsibility.

    It is the lack of these two qualities that causes processes of governance to end in

    disappointment as often as not. Governance, then, is no guarantee for success, but

    depends largely on the way it is organised. We will end, therefore, by listing the

    most important dos and donts for governments in putting governance into

    practice:

    not but:

    anything you say aim commitment from all parties

    involved from a razor sharp course

    generating an unmanageable amount of

    expectations

    careful build-up of communication

    strategy, consciously starting low-key,

    ending big

    using any available input start with the strongest links, or the

    weaker ones will determine innovative

    and active power

    working integrally as a matter of

    course, drowning in a swamp where

    everything is connected to everything

    else

    disentangling of complex problems to

    simple, manageable chunks

    large project group minimal cuisine: small organisationnarrow-mindedness accepting process creativity and the

    uncertainty of searching fort the

    unknown

    trying to cover up at every stage for

    fear of failure or of being held

    accountable

    act before you think, courage and

    entrepreneurship

    blocking, taking over or stealing

    initiatives

    reward initiatives, smartly combining

    them and forging chains that would

    otherwise not exist, stepping aside in

    time to allow partners to take

    responsibility and credit

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    not but:

    directing in terms of results based on

    mistrust and a wish to keep market

    forces on a leash

    steering in terms of goals in order to

    stimulate creative market forces to

    create their own results for yourgoals

    chain direction chain organisation, unleashing, lighting

    fires

    pillarsG

    O

    V

    E

    R

    N

    A

    N

    C

    E

    Stipo Consult

    Amsterdamwww.stipo.nl

    copyingallowed

    if source ismentioned

    ideals

    general order

    implementation

    co-makers

    cross-sections

    co-makers +

    external

    inspirators

    vision for the future

    bilateral

    interviews

    co-makers

    (investors,residents)

    core vision

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    Credits

    Kultuurstraat and Civic Steering

    The Kultuurstraat Wesselerbrink approach was

    based on the well-tried Stipo approach, which was

    developed at the University of Amsterdam. For the

    Wesselerbrink project, this method was adapted

    to fit the local situation and culture of Enschede

    South, combined with experience in working by

    district level.

    Stipo Consult

    Spatial strategy

    Mr. drs H.E. Karssenberg

    [email protected]

    www.stipo.nl

    phone +31 20 4233 690

    Amsterdam, The Netherlands

    District Management Enschede South

    Mr. M. Verhijde en Ms. A. Oude-Vrielink

    Email: [email protected]

    www.enschede.nl -> stadsdelen -> stadsdeel zuid

    phone +31 53 4750 451

    Gemeente Enschede, The Netherlands

    ReUrbA2

    Mr. M. Reede and Ms. W. Faling

    Province of South Holland , The Hague, The

    Netherlands

    phone +31 70 441 68 45

    [email protected]

    www.reurba.org

    Translation

    S. Koers MA, Amsterdam, The Netherlands

    [email protected]

    www.praktischidealisme.nl

    c o n s u l t

    ruimtelijke productstrategie

    en -ontwikkeling

    S t i p o