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    SECRET

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    NATI ONAL GUARD BUREAU

    AI R GUARD HI STORY

    TAPE TRANSCRI PTI ON

    DECLASSIFIED UNDER AUTHORITY OF THE

    INTERAGENCY SECURITY CLASSIFICATION APPEALS PANEL,

    E.O. 13526, SECTION 5.3(b)(3)

    ISCAP APPEAL NO. 2012-042, document no. 2

    DECLASSIFICATION DATE: September 29, 2014

    x

    I NTERVI EW OF

    LARRY K. ARNOLD

    19 November 2001

    SECRE T

    NCT0070433

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    DR. GROSS: 11mDr . Char l es J . Gr oss, t he Ai r Nat i onal Guar d

    Hi st or i an i n t he Nat i onal Guar d Bur eau. Todayl s dat e i s 19

    November 2001. 11m at Tyndal l Ai r For ce Base, Fl or i da, at 1st

    Ai r For ce headquar t er s t o i nt er vi ew Maj or Gener al Lar r y K.

    Ar nol d, t he Commander of 1st Ai r For ce concer ni ng t he t er r or i st

    at t acks on t he Uni t ed St at es on 11 Sept ember 2001 and t he

    r esponse of 1st Ai r For ce and ot her Ai r Def ense asset s t o t hose

    event s.

    * * * * *

    DR. GROSS: Si r , f or t he sake of t he hi st or i cal r ecor d,

    coul d you i dent i f y your sel f ?

    MG ARNOLD:

    Lar r y Ar nol d, Commander , 1st Ai r For ce,

    Cont i nental Uni ted States NORAD Regi on ( CONR) .

    DR. GROSS: Okay, very good.

    MG ARNOLD: Maj or Gener al , Ai r Nat i onal Guar d, Uni t ed

    St at es Ai r For ce.

    DR. GROSS: Par t of t hat i s somet i mes over l ooked by t he

    publ i c.

    Coul d you l ayout t he f or ce st ruct ur e r ul es of

    engagements , maj or organi zat i onal el ement s and respons i bi l i t i es

    of your command pr i or t o 11 September 20017

    MG ARNOLD: Okay. Pr i or t o 11 Sept ember 2001, we wer e

    t he - - we had r eal l y t hr ee r esponsi bi l i t i es. By t he way, t o some

    degr ee t hose have not si gni f i cant l y changed. NORAD i s di vi ded up

    SECRET

    NCT 7 434

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    i nt o t hr ee r egi ons: t he Al askan r egi on, the Canadi an regi on, and

    t he Uni t ed St at es or t he cont i nent al Uni t ed St at es NORAD r egi on.

    I was t he Commander of t he cont i nent al Uni t ed St at es

    NORAD r egi on r esponsi bl e f or ai r sover ei gnt y or I shoul d say

    Aer ospace Warni ng and Aer ospace Cont r ol of t he Cont i nent al Uni t ed

    St at es NORAD r egi on.

    Addi t i onal l y, as Commander of 1st Ai r For ce, I was

    r esponsi bl e f or or gani zi ng, t r ai ni ng and equi ppi ng our f or ces

    t hat were suppor t i ng CI NCs wor l dw de. For exampl e, Nort hern

    Wat ch, Sout her n Wat ch, t hat sor t of t hi ng.

    A t er t i ar y r ol e t hat I had was wor ki ng f or J oi nt For ces

    Command as t he Commander of Ai r For ce For ces f or J oi nt Task For ce

    Ci vi l Suppor t whi ch had t o do w t h consequence management af t er a

    CBRNE event , as we cal l af t er weapon of mass dest r uct i on,

    Chemcal Bi ol ogi cal Radi ol ogi cal Nucl ear or Hi gh Expl osi ve,

    CBRNE, C- B-R- N- E, sor t of event .

    The command- and- cont r ol f orce i n the NORAD busi ness had

    t o do w t h peacet i me ROE [ i . e. , r ul es of engagement ] . Those ROE

    ar e pr et t y st andar d t hr oughout t he Ai r For ce. Do you want t hi s

    cl assi f i ed or uncl assi f i ed?

    DR. GROSS: Cl assi f i ed i f you t hi nk t hat s wher e t he

    i nf or mat i on i s and we l l handl e i t t hat way.

    MG ARNOLD: Al l r i ght . ROE mat t er s ar e normal l y

    sensi t i ve i f not cl assi f i ed; but , basi cal l y, under peacet i me ROE,

    NCT 7 435

    T

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    CI NC NORAD normal l y has t he r esponsi bi l i t y f or decl ar i ng a t ar get

    host i l el

    I E.O. 13526, section 1.4(a) I

    DR. GROSS: Mm hmm Can you t al k a l i t t l e bi t about

    your f or ce st r uctur e?

    MG ARNOLD: For ce st r uct ur e. Our r egi on was di vi ded

    i nto thr ee command- and- cont r ol sector s. The Southeast Ai r

    Def ense Sect or , at Tyndal l Ai r For ce Base [ Fl or i da] ; Nor t heast

    Ai r Def ense Sect or at Rome, New Yor k; and t he West er n Ai r Def ense

    Sect or at McChor d Ai r For ce Bas. e i n t he st at e of Washi ngt on,

    responsi bl e f or provi di ng command- and- cont r ol to those

    geographi cal areas.

    And what I m t al ki ng about i s t hey r un t he r adar s and

    scr ambl e ai r cr af t . They have scr ambl e aut hor i t y over ai r cr af t

    assi gned t o t hei r sect or ar ea. And, of cour se, we had 10 Ai r

    Nat i onal Guar d [ f i ght er ] uni t s t hat wer e assi gned t o 1st Ai r

    For ce, seven of whi ch wer e pul l i ng ai r sover ei gnt y al er t pr i or t o

    11 September 2001, seven l ocat i ons around the count r y where they

    wer e pul l i ng al er t , st ar t i ng up i n t he nor t heast woul d be Ot i s

    Ai r Nat i onal Guar d Base i n Massachuset t s, pul l ed by t he 102nd,

    Fi ght er W ng. At Langl ey Ai r For ce Base, Vi r gi ni a, pul l ed by t he

    119t h Fi ght er W ng. At Homest ead Ai r For ce or Ai r For ce Reser ve

    Base I guess now, i n Fl or i da, pul l ed by t he 125t h Fi ght er W ng.

    At El l i ngt on Ai r Nat i onal Guar d Base i n Texas pul l ed by our

    ~ECRET

    NCT0070436

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    El l i ngt on uni t whi ch i s 147

    t h

    Out at Ol d Mar ch Ai r For ce Base

    now cal l ed Ri ver si de, Ri ver si de, Cal i f or ni a, pul l ed by t he Fr esno

    Ai r Nat i onal Guar d uni t 144t h Fi ght er W ng. And, pul l ed al er t at

    Por t l and by t he 142nd Fi ght er Wng.

    Now, I l ef t of f Tyndal l . Tyndal l Ai r For ce Base, we

    had t he 148t h out of Dul ut h, t he 148t h Fi ght er W ng out of Dul ut h

    pul l i ng al er t her e.

    DR. GROSS: What was t he r equi r ement f or t he al er t i n

    t er ms of how soon t hey had t o scr ambl e and who coul d do i t and

    t hat sor t of t hi ng?

    MG ARNOLD: Over t he year s, t hat s changed t o some

    degr ee, but t he al er t ai r cr af t obvi ousl y t he r esponse post ur e

    i mmedi at e has come t o be def i ned as soon as possi bl e, but not

    l at er t han

    I J

    Now, year s ago, we used t o cal l i t

    1 _

    W th t he advent of t he i ner t i al navi gat i on syst ems, i t t ook a

    l i t t l e l onger t hanl - - . . . J l toet ai r bor ne j ust f or t he

    i ner t i al NAVs t o come up, even t hough t hat s not a pr obl em t oday

    because of our updat ed I NS syst ems that we have.

    I t has somet i mes t aken up t o 1 ~ l because peopl e

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    DR. GROSS: And i n your opi ni on, how good of a cover age

    ~

    wear exposur e sui t s and we di d not ever want t hat t o be an i ssue

    dur i ng peacet i me.

    So we wer e al l owed up t o

    _ _ _ _ _ _ 1 t o be abl e

    t o r espond t o a scr ambl e pr i or t o t he 11t h.

    EGRET

    5

    NCT 7 437

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    f r om an ai r sover ei gnt y st andpoi nt - -

    MG ARNOLD: We di dn t have ai r sover ei gnt y, we had

    t oken ai r sover ei gnt y. Seven si t es ar ound t he count r y was

    i nadequat e t o be abl e t o r espond. We had numerous event s wher e

    no f i ght er s i n a sui t abl e l ocat i on woul d be t he end r esul t . And

    t hat basi cal l y meant t her e was no way t o get t her e, f r om her e t o

    t her e.

    You know, t he nor t heast , f r om Ot i s al l t he way down t o

    Langl ey, i t seems l i ke a l ong di st ance. I f you wer e goi ng af t er

    - - i f you wer e i n t he l at t er days of t he Col d War when t he

    Russi ans had been f l yi ng t hei r Bear s down t o Cuba and you wer e

    r espondi ng j ust t o t hose ki nds of event s, t he east coast was

    r

    okay. I t wasn t gr eat , but i t was okay. You pr obabl y coul d have

    responded to those events .

    I f you had some t anker s, woul d

    have hel ped.

    But t o say t hat we had ai r sover ei gnt y wher e we coul d

    get ai r bor ne and go out and t ouch an unknown ai r cr af t . w t hi n a

    r easonabl e per i od of t i me - - I woul d def i ne r easonabl e per i od of

    t i me, w t hi n a hal f hour , al t hough t hat s not sat i sf act or y.

    Ther e was no way t hat we coul d do t hat i n ver y many pl aces i n t he

    count r y unl ess the unknown happened to be cropped up.

    The most di f f i cul t pl aces wer e i n t he sout heast er n par t

    of t he Uni t ed St at es wher e you have 70 percent of the unknown

    ai rcraf t appear i ng.

    SBCRET

    NCT0070438

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    I

    E.O. 13526, section 1.4(a)(g)

    I

    S E R E T

    NCT0070439

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    E.O. 13526, section 1.4(a)(g)

    So. t o say t hat we had ai r sover ei gnt y was a myt h. We

    had t oken ai r sover ei gnt y at best and I m not t he onl y per son t o

    say that . GEN. [ Ri chard B. ] Myers when he was Commander of NORAD

    [ 14 August 1998 t o 22 Febr uar y 2000] sai d t hat as wel l .

    DR. GROSS: I assume t 6i s was poi nt ad but t o peopl e i n

    t he Pent agon. What was t he r esponse t o al l t hat ?

    MG ARNOLD: Wel l , I t hi nk t he t hought pat t er n was t hat

    we wer e i n deep peace and t he onl y count r y t hat had t he

    capabi l i t y of at t acki ng t he Uni t ed St at es count r y, nat i on, st at e,

    w t h ai r cr af t was Russi a and t hat t he Col d War was supposed t o be

    over and so, t her ef or e, we di dn t have t o wor ry about i t ; pl us

    t hei r m l i t ar y was - - had been dr i ven down.

    Our concer n, of cour se, had been f or some t i me about a

    t er r or i st at t ack on t he Uni t ed St at es usi ng asymmet r i cal

    met hodol ogi es such as a cr ui se m ssi l e or an unmanned ai r cr af t of

    some t ype whi ch can f l y sl ow y but l ong di st ances and car r y smal l

    payl oads t hat m ght be abl e t o do si gni f i cant damage, or t he

    scenar i o I pai nt ed t o y f r om an ai r pl ane cr ossi ng over f r om

    SECRET

    8

    NCT0070440

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    9

    Mexi co or f r om some other i sl and.

    So I t hi nk i t was a mat t er of pr i or i t i es and t he

    Pentagon and i n some cases, t he amount of money saved was smal l .

    My opi ni on i s t hat havi ng wor ked on t he Ai r For ce Boar d t hat

    of t en at t hat l evel wher e - - t hese ki nds of deci s i ons ar e

    pr i nci pal l y suppor ted and sol d. Most of t he t i me at t hat l evel ,

    t he abi l i t y t o af f ect t he budget i s ni bbl i ng on t he f r i nges. And

    I woul d consi der t he r educt i on of t he t ot al number of asset s t o

    have pr oper ai r sover ei gnt y was cl assi f i ed as ni bbl i ng on t he

    f r i nges.

    DR. GROSS: Mm hmm But , t hat l ef t you basi cal l y

    w t hout t he capabi l i t y t o accompl i sh t he mssi on?

    MG ARNOLD: I f your m ssi on was t o pr ovi de ai r

    sover ei gnt y f or t he cont i nent al Uni t ed St at es, i t l ef t us w t hout

    t he capabi l i t y t o do t hat .

    Now, on t he good si de, t he good si de i s t hat t he

    command- and- cont r ol st r ucture, the i nf rast r ucture, the radars,

    t he COM t o be abl e t o pr ot ect agai nst a t ar get com ng f r om

    out si de t he Uni t ed St at es r emai ned i n pl ace. Not t hat t hey wer e

    r obust . The r adar i s i nadequat e, desi gned f or FAA, not desi gned

    t o l ook down, desi gned t o l ook up. They r e gr eat at 30, 000 f eet .

    They were nonexi st ent bel ow I l al Ong the east coast / west

    coast . I t doesn t mat t er wher e. They j ust wer en1t desi gned t o

    e

    ~ do t hat par t i cul ar j ob.

    SECRE P

    NCT 7 44

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    So we had ser i ous concer ns about cr ui se mssi l es and

    had i ni t i ated an advanced concept technol ogy demonst r at i on, whi ch

    had been appr oved f or cr ui se m ssi l e def ense. And basi cal l y

    devel oped a por t abl e J oi nt Expedi t i onary Base Command- and- Cont r ol

    Cent er t hat we coul d pl ace i nt o a si t uat i on, i nt o an ar ea, a

    geogr aphi cal ar ea based on an event t hat we want ed t o pr ot ect .

    And t hen our concept of oper at i ons woul d be t o l i nk

    avai l abl e m l i t ar y asset s t hat m ght be cal l ed upon t o def end

    that ar ea.

    We ve never been asked t o do t hat , but we had a pl an t o

    be abl e t o do t hat .

    DR. GROSS: Okay. Okay. Wel l , I want t o cl ar i f y one

    poi nt . You r e t al ki ng about bei ng abl e t o pr ovi de ai r

    sover ei gnt y. I n t hat , as we t al ked ear l i er t oday, t hat was i n

    t he cont ext of st uf f com ng i nt o t he Uni t ed St at es f r om out si de

    t he cont i nent al Uni t ed St at es. I don t bel i eve t hat anybody ever

    r eal l y was l ooki ng at what happened on t he 11t h of Sept ember f r om

    somet hi ng.

    MG ARNOLD: No, I don t t hi nk so. I don t t hi nk peopl e

    - - you know, we t hought t her e was a possi bi l i t y of peopl e per haps

    hi j acki ng ai r pl anes and hol di ng peopl e host age or put t i ng a bomb

    on t hem or bl ow ng t hem up. I don t t hi nk we t hought of usi ng a

    f uel ai r bomb, bei ng an Amer i can ai r l i ner , of t aki ng of f i n t he

    Uni t ed St at es and t hen goi ng i n and cr ashi ng i nt o t he Wor l d Tr ade

    aECRET

    NCT0070442

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    11

    Cent er .

    I t hi nk we d become - - I hat e t o use t he wor d,

    compl acent , but cer t ai n i t s appl i cabl e i n r et r ospect . I t hi nk

    we bel i eved t hat t he poi nt of depar tur e secur i t y t hat we had i n

    our ai r l i ne t er mnal s was suf f i ci ent t o st op t hat . So we never

    i magi ned somet hi ng l i ke t hat anyway. But we di d wor r y about

    ai r pl anes t hat m ght t ake of f i nsi de t he Uni t ed St at es t hat woul d

    per f orm some host i l e act w t hi n t he Uni t ed St at es. Our t hought

    t o t hat was t hat was a l aw enf or cement i ssue.

    You know, when you t hi nk of t he Uni t ed St at es m l i t ar y,

    our obj ect i ve i s t o pr ot ect t he Uni t ed St at es agai nst , normal l y,

    agai nst f or ei gn enemes. But , you know, when you t ake t he Pl edge

    of Al l egi ance or your Oat h of Of f i ce, i t s f or ei gn and domest i c,

    you know.

    DR. GROSS: Al l .

    MG ARNOLD: Al l . Al l enem es of t he Uni t ed St at es.

    DR. GROSS: Yes.

    MG ARNOLD: However , we or gani ze - - we or gani ze our l aw

    enf or cement i ssues and our i nt el l i gence col l ect i on, i t s agai nst

    t he l aw f or t he Uni t ed St at es m l i t ar y t o col l ect i nt el l i gence

    i nt er nal l y w t hi n t he Uni t ed St at es, except under emergency

    condi t i ons.

    That s why we have t he FBI . They ar e al l owed f or l aw

    enf or cement pur poses w t h ver y st r i ct cont r ol s t o guar ant ee your

    NCT0070443

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    const i t ut i onal r i ght s and m ne; but t hey ar e al l owed t o col l ect

    i nf ormat i on when they have probabl e cause and w th adequate cour t

    order s, t hey r e al l owed t o col l ect i nf ormat i on.

    The CI A, whi ch i s r eal l y par t of t he Depar t ment of

    Def ense i n my mnd, cer t ai nl y par t of t he def ense i nf r ast r uct ur e,

    col l ect s i nf or mat i on out si de of t he Uni t ed St at es. And t hen, of

    cour se, we i n t he m l i t ar y unl ess t her e has been a st at e of

    emer gency decl ar ed ar e onl y al l owed t o f i ght out si de of our

    bor der s, not i nsi de.

    DR. GROSS: Okay. We ve pr et t y much cover ed most of

    t he st uf f i n i t em 2. I d l i ke you t o ski p ahead t o quest i on

    number 3 i f t hat s al l r i ght .

    MG ARNOLD: I n t he 1996 - - okay. Had t her e been a

    ser i ous ef f or t t o r educe or even el i m nat e al t oget her 1st Ai r

    For ce as a dedi cat ed Ai r Def ense or gani zat i on pr i or t o 11

    September 01, of course.

    DR. GROSS: That woul d be t heone, yeah.

    MG ARNOLD: And t her e had been. I t had gone back, as

    we had dr awn down the m l i t ar y - - l et me go back a l i t t l e bi t i n

    hi st or y even f ur t her back. I l l go back t o 1978.

    DR. GROSS: Okay.

    MG ARNOLD: When t hey shut down Ai r Def ense Command

    I may be wr ong a year on t hat . I t m ght have been 77. But

    real l y we shut down Ai r Def ense Command and when Ai r Def ense

    SECRET

    NCT 7 444

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    Command was shut down, we di dn t now how t o do t he ai r

    sover ei gnt y ms si on even t hen. So some peopl e had made deci si ons

    about what t o get r i d of , but a l ot of peopl e di d not t hi nk about

    t he f ol l ow- on st r uct ur e t hat was

    r equ

    i r ed .

    So we cr eat ed t hi s t hi ng cal l ed ADTAC and real l y t he

    commander of ADTAC was cal l ed the Deput y Commander of Tact i cal

    Ai r Command f or Ai r Def ense. That s what ADTAC r eal l y st ood f o~.

    DR. GROSS: Okay.

    MG ARNOLD: Deput y Commander of Tact i cal Ai r Command

    f or Ai r Def ense. Wel l , a deputy commander doesn t do anythi ng and

    I r emember t al ki ng t o t he commander at t he t i me had been t he

    been out t her e and I m t ryi ng t o . t hi nk of hi s name- - i t w l l come

    t o me her e i n a m nut e - - of what was t he i ssue.

    And he t ol d me i n a conver sat i on I had w t h hi m a f ew

    year s ago t hat he t ol d t he Commander of Tact i cal Ai r Command thi s

    di d not make any sense and t hat t he st af f at Tact i cal Ai r Command

    i n t hose days want ed not hi ng t o do w t h any command organi zat i on

    bei ng r esponsi bl e f or t he ai r def ense of . the Uni t ed States .

    Wel l , eventual l y, t he power s t hat be r ose hi gher i n t he

    power i n t he Ai r For ce and deci ded t hat i f you r e goi ng t o have

    t o do t hi s m ssi on, t hen you have t o cr eat e a command

    or gani zat i on. They cr eat ed 1st Ai r For ce. So, 1st Ai r For ce was

    cr eat ed, ul t i mat el y moved t o Tyndal l , not necessar i l y f or al l t he

    r i ght r easons, but moved t o Tyndal l anyway.

    SE RET

    NCT 7 445

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    ~gCRET

    4

    And as we ended t he Col d War , but st i l l doi ng t he ai r

    sover ei gnt y mssi on, st i l l r esponsi bl e f or what ever came f r om

    w t hout , t her e began t o be pr essur e t o cut t he budget even

    f ur t her .

    And I t al ked about i t bef or e: ni bbl i ng down.

    So dur i ng t he QDR [ i . e. , Quadr enni al Def ense Revi ew]

    t hat was essent i al l y t he 1996 QDR, but i t r eal l y wasnl t r el eased

    unt i l about , you know, l at e i n 96, [ t hat t he] QDR got r el eased.

    The QDR r educed t he ai r def ense por t i on of t hi s m ssi on even

    f ur t her and suggest ed t hat t her e onl y be f our dedi cat ed ai r

    def ense f l yi ng uni t s and t hat any ot her r equi r ement s woul d be

    suppl i ed by J oi nt For ces Command.

    The good news i s t hat t he commander of NORAD at t he

    t i me, GEN. Howel l Est es [ 27 August 1996 t o 13 August 1998] , woul d

    not buy t hat and he f ought t o mai nt ai n seven al er t si t es at

    l east.

    Al so what was not vi si bl e i n t he QDR, but was behi nd

    t he scenes was t hat i n t he budget ar ena t he Uni t ed St at es Ai r

    For ce had t aken ever y ef f or t t o shut down 1st Ai r For ce al ong

    w t h, I m ght add, 8t h Ai r For ce, and 13t h Ai r For ce because t hey

    t hought t hat t hei r j obs had gone away. I can go i nt o a gr eat

    deal of di scussi on about each of t hese, but 1111 st ay w t h 1st

    Ai r For ce.

    So f r om 1997 essent i al l y unt i l t he end of 197 and

    SECRET

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    per haps even unt i l cl ose t o t he end of 98 t her e st i l l had been a

    l ot of di scussi on about shut t i ng down t hese number ed Ai r For ces.

    The bot t om l i ne was i n t he Ai r For ce t hey deci ded t hat

    t hey coul dn t do away w t h t hei r number ed Ai r For ces. They st i l l

    had a j ob t o do f or t hem but , even at t he l ast m nut e, what used

    t o be Tact i cal Ai r Command i s now, of cour se, Ai r Combat Command,

    t he st af f went t o GEN. [ Ri char d E. ] Haw ey, by t hi s t i me,

    Commander of ACC [ i . e. , Ai r Cbmbat Command] and sai d, What i s

    your posi t i on on shut t i ng down 1st Ai r For ce?

    He sai d, I don t have a posi t i on. I s t her e a bet t er

    way t o do t he m ssi on?

    And, of cour se, t hat was news t o t hese f ol ks because

    t hei r bel i ef was t hat t he r eason you wer e shut t i ng down 1st Ai r

    For ce was because t her e was no mssi on.

    They went back, t hey l ooked and t hey st udi ed. They

    came back and f i nal l y, t he f i nal answer t o GEN Haw ey was, No,

    we haven t f ound a bet t er way t o do t he m ssi on.

    The quest i on t hat t hey shoul d have been asked bef or e

    t hey ever asked t he quest i on: I s t her e a bet ter way t o do t he

    m ssi on?

    Or t hey shoul d have asked t hemsel ves and shoul d have

    got t en a sat i sf act or y answer : I s t he m ssi on no l onger a m ssi on

    of t he Uni t ed St at es Ai r For ce?

    DR. GROSS: Wel l , bef or e we go on t o t he event s of t he

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    11 Sept ember , I t hi nk i t m ght be a good t i me t o t al k about t he

    RAM Team that you commssi oned sever al year s ago t o examne t hi s

    quest i on of t he m ssi on and wher e i t f i t i n t he f ut ur e of t he Ai r

    For ce and t he Ai r Guar d.

    MG ARNOLD: Yeah. Wel l , I d had a l ong conver sat i on

    w t h [ Col onel ] Dan Navi n ( Ret . ) [ Speci al Assi st ant t o MG Ar nol d] ,

    r eal l y, f or a coupl e of year s about we needed a t eam t o go out

    and do some anal ysi s. I t hought t hat t eam shoul d have been

    sponsored by Ai r Combat Command. Ai r Combat Command. Or by the

    Nat i onal Guar d Bur eau. Someone. Because we had so l i t t l e

    suppor t at t he Nat i onal Guar d Bur eau al one, we wer e - - we wer e

    j ust somet hi ng t hat was event ual l y goi ng t o go away and nobody

    gave us much support .

    So I knew t hat t he new QDR was comng up.

    I t was

    supposed t o be r el eased and has been r el eased, obvi ousl y, i n t he

    Year 2001. And so my goal was t o do a st udy t o l ook at t he

    m ssi on as we t al ked about bef or e. I s t her e a m ssi on?

    And number

    I

    i f t her e i s no m ssi on, t hen we ought t o

    di vest our sel ves of t he r esour ces and f i gur e out a bet t er way t o

    use t hese r esour ces doi ng anot her mssi on t hat we have.

    I f t her e was a m ssi on, whi ch I suspect ed t her e st i l l

    was - - I mean t her e was a m ssi on - - t hen we needed t o have - I

    asked t he quest i on: . I s t her e a bet ter mor e ef f i ci ent not

    necessar i l y mor e ef f i ci ent , but ef f i ci ent i s one par t of i t , but

    gECRE~

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    i s t her e a mor e ef f ect i ve way t o do t hi s m ssi on and save

    r esour ces and st i l l be abl e t o do t he m ssi on?

    So a study composed of most l y Guard peopl e,

    unf or t unat el y, but we i ncl uded act i ve dut y peopl e f r om Tact i cal

    Ai r Command or ACC, Ai r Combat Command, and f rom NORAD i n that

    st udy and t her e wer e act ual l y peopl e f r om t he Rand Cor por at i on i n-

    t her e as wel l as Nat i onal Guar d Bur eau and 1st Ai r For ce

    headquart ers.

    I chose Maj or Gener al Paul Pockmar a t o r un t hat st udy

    because Paul , even t hough he was a Guar d gener al of f i cer , had

    never been par t of Ai r Def ense Command and I wanted someone t o

    head up t hi s st udy t hat was not l abel ed as a 1st Ai r For ce t ype

    of f i cer .

    And, of cour se, t he r esul t s of t hat wer e, t her e i s - -

    t her e i s st i l l a m ssi on. Al l t he f our st ar s sai d so. And no

    one t hought t hat we wer e goi ng t o st op doi ng aer ospace war ni ng

    and aer ospace cont r ol agai nst ai r br eat hi ng t hr eat s t o Nor t h

    Amer i ca.

    And t hey al so di d an exhaust i ve st udy of anot her way,

    doct r i nal l y sound way, of beddi ng t hi s m ssi on down f r om a

    headquar ter s per spect i ve i n another numbered ai r f or ce.

    And t he answer si mpl y was t he ot her number ed ai r f or ces

    wer e f ul l y engaged and had pl ent y t o do.

    DR. GROSS: How di d peopl e i n t he Pent agon and

    SECRET

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    t hr oughout t he Ai r For ce r espond t o your f i nal concl usi ons of

    those studi es?

    MG ARNOLD: I t hought i t was usef ul . You know, I m not

    sur e how much vi si bi l i t y i t had, but i t had enough vi si bi l i t y

    t hat

    t ur ned t he t i de, f i r st of al l , i n t he Guar d Bur eau.

    DR. GROSS: Okay.

    MG ARNOLD: I f ound t hat f r om a per sonal i t y poi nt of

    vi ew t hat [MAJ . ] GEN. Weaver , Paul Weave [ ANG Di r ect or ] , who had

    never been a f oe, cer t ai nl y, but he began t o r eal ~ze because of

    t he st udy and because of t he debr i ef i ng t hat we wer e goi ng t o be

    ar ound f or a whi l e.

    I t hi nk [ LT. ] GEN. [ Russ] Davi s [ Chi ef , Nat i onal Guar d

    Bur eau] had deci ded at one t i me t hat we woul d not be ar ound f or a

    l ong t i me and had expr essed t o me concer n over t he pot ent i al - -

    we wer e t al ki ng at t hat t i me about conver t i ng t he Al askan 611t h

    Ai r Def ense Ai r Def ense Squadr on i nt o t he Ai r Nat i onal Guar d and

    he was opposed t o t hat because he t hought t hat t he ai r def ense

    m ssi on was a sunset m ssi on. But as a r esul t of t he Rol es and

    M ssi on St udy, he concl uded t hat i t was not a sunset m ssi on. I t

    may not be a bi g m ssi on, but i t was st i l l goi ng t o be t her e;

    and, t her ef or e, t hen act i vel y suppor t ed t he conver si on of t he

    611t h t o t he Ai r Nat i onal Guar d whi ch i s i n pr ogr ess as you know.

    DR. GROSS: Okay. Wel l , so much f or t he pr el i m nar i es.

    Coul d you t al k about t he event s of 11 Sept ember and how you

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    r eact ed and what act i ons wer e t aken her e? And whom t o do what .

    I know i t l s a l ong st or y.

    MG ARNOLD: I t i s a l ong st or y. On t he 11t h, we had

    been engaged i n a NORAD Vi gi l ant Guardi an Exer ci se.

    I t was

    basi cal l y a SEMEX, a command post t ype exer ci se. Then wel d been

    oper at i ng - - had been i n f or about , agai n, f or f our days.

    I was on t he mor ni ng of 11 of Sept ember I was up i n our

    vi deo t el econf erenci ng f aci l i t y, j ust had a VTC w t h t he NORAD

    staf f . The CI NC, I donl t bel i eve was act ual l y pr esent dur i ng

    t hat br i ef i ng, but hi s seni or st af f was.

    And, as we wal ked out t he door , I got a - - somebody had

    come upst ai r s and t hey gr abbed me and sai d, We got a r eal wor l d

    hi j acki ng goi ng on.

    And so I r an downst ai r s t o our bat t l e cab and up t o t he

    upper dai s t her e, got on t he phone w t h Col onel , [Bob] Mar r , whol s

    t he Nor t heastern Def ense Sector [ Commander ] and he. tol d me,

    HBost on i s - - we donl t know wher e t he ai r pl ane i s, but Bost on i s,

    has a f l i ght , Uni t ed Ai r l i ne f l i ght t hat t hey bel i eve has been

    hi j acked.

    H

    And he sai d, HI ve got t he f i ght er s on cockpi t al er t .

    DR. GROSS: Mmhmm

    MG ARNOLD: Now, l et me expl ai n t hi s. The pr ocedur e

    f or us r espondi ng t o a hi j ack i s f or t he FAA [ i . e. , Feder al

    Avi at i on Adm ni st r at i on] t o go t o t he Depar t ment of Def ense and

    SECRET

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    r equest assi st ance. I t s consi der ed a l aw enf or cement i ssue.

    DR. GROSS: Mmhmm

    MG ARNOLD: They t hen, t he Depar tment of Def ense, i f

    t hey agr ee t o t ake t hi s on ar e t hen supposed t o go t o CI NC NORAD.

    He t hen comes down us and di r ect s us t o l aunch ai r pl anes i n

    suppor t of t he hi j acked ai r pl ane.

    DR. GROSS: Okay.

    MG ARNOLD: You can i magi ne how l ong t hat mght t ake.

    DR. GROSS: Qui t e a bi t , yeah.

    MG ARNOLD: But i n r eal i t y, as soon as I got i n t her e,

    Bob Mar r , he says, I t hi nk, he says, I t hi nk we need t o

    scrambl e t he ai rpl anes. II

    I . sai d, Go ahead and scr ambl e t hem and we l l hol d t hem

    out i n 105 unt i l we get t he necessar y cl ear ance. II

    I m on the phone i n the meant i me, si mul t aneousl y

    t al ki ng t o t he NJ 3, Gener al Ri ck Fi nl ey, who i s br and spanki ng

    new, up at NORAD. He s a Canadi an of f i cer and he sai d,

    Absol ut el y, we l l go ahead and suppor t i t .

    By t hem I m l ooki ng - - as I - - as we r e t al ki ng about

    scr ambl i ng t he ai r pl anes whi ch was at 8: 46, t he news f l ash

    suddenl y came up on t el evi si on and we saw t hi s smoki ng hol e i n

    t he si de of t he Nor t h Tower of t he Wor l d Tr ade Cent er and t he

    t hought t hat went t hr ough my mnd was, I wonder i f t hi s coul d be

    a hi j acked ai r pl ane.

    II

    I al most di sm ssed i t because I knew t hat

    S E R E f

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    t he hi j ack was out of Bost on.

    DR. GROSS: Okay.

    MG ARNOLD: And we di dn t know wher e t he ai r pl ane was.

    We j ust knew t hat we wer e bei ng r equest ed f or assi st ance. But

    i n the meant i me, thi s occur r ed.

    Shor t l y af t er t hat , t hat par t i cul ar col l i si on w t h t hat

    Uni t ed Ai r l i ne f l i ght t hat col l i ded i nt o t he Wor l d Tr ade Cent er

    was conf i r med as a hi j acked ai r pl ane. But I don t bel i eve at

    t hat t i me t hat t hat wor d had got ten t o me. I t had j ust been

    conf i r med; but we di d not r ecei ve t hat i nf or mat i on. And i n t he

    f og and f r i ct i on of war as you know t her e, t he next t hi ng t hat I

    saw was t hi s ot her ai r pl ane f l yi ng i nt o t he Sout h Tower as many

    of us saw.

    And by t hen, you know, t hi s was - - you begi n t o r eal i ze

    t hat one coul d be an acci dent : some ai r pl ane has f l own i nt o t he

    Tower . Two? Thi s l ooks l i ke some sor t of concer ted ef f or t .

    Ar e you get t i ng r eady t o t ur n t hat t hi ng over ? What

    ar e you t hi nki ng about doi ng?

    DR. GROSS: I can t ake a l ook.

    (Of f t he r ecor d. )

    DR. GROSS: We r e f i ne.

    MG ARNOLD: Al l r i ght . By now we begi n t o get ot her

    cal l s. By t he way, t he second ai r pl ane, t he Amer i can Ai r l i nes 70

    - - no, 11, yeah. Amer i can Ai r l i ne 11 I bel i eve i t was.

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    DR. GROSS: Okay.

    MG ARNOLD: Had cr ashed i nt o t he Sout h Tower . By now,

    we ar e get t i ng cal l s about a Uni t ed Ai r l i ne t hat had t aken of f

    out of Newar k and was now wonder i ng ar ound up i n Ohi o ar ea t her e

    and we had a cal l t hat t hat was a possi bl e hi j acki ng.

    And so we wat ched - - we wer e t r yi ng t o f i gur e out wher e

    he s goi ng. At one t i me, we t hought t hat ai r pl ane was goi ng t o

    Cl evel and. He went by Cl evel and. We thought maybe he was goi ng

    t o Chi cago. We t r i ed t o get ai r pl anes ai r bor ne out of Tol edo.

    We t hought - - at one t i me we got a cal l f or a Del t a

    f l i ght . And t hat Del t a f l i ght was t hought t o be a possi bl e

    hi j acki ng;

    We l ooked at t he ai r bor ne ai r pl anes we had up i n

    M chi gan t o see i f t hey coul d be any hel p t o us. Nobody was i n

    posi t i on. The Del t a Ai r l i nes [ f l i ght ] event ual l y l anded. The

    Uni t ed 93 st ar ted headi ng sout h. We scr ambl ed we, t al ki ng t he

    nor t heast [ ai r def ense sect or ] , t al ki ng t o Bob Mar r , we scr ambl ed

    t hr ee ai r pl anes out of t he Langl ey det achment of t he 119t h and

    headed t hem t o Washi ngt on, D. C. t o put t hem over head i n case t hat

    Uni ted 93 was comng.

    I n t he meant i me, as we wer e goi ng t hr ough t hi s pr ocess

    o~ get t i ng t hese guys ai r bor ne, we get a cal l of a possi bl e

    hi j acki ng of Amer i can Ai r l i ner 77, t he one t hat hi t t he Pent agon.

    Had no cl ue wher e i t was. Di dn t see i t . No poi nt out on t hi s

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    t hi ng.

    And t hen we get a phone cal l t hat i t s headed t owar ds

    Washi ngt on, D. C. We di dn t know whet her i t was headed t owards

    Washi ngt on, D. C. , f r om t he nor t h, t he sout h, di dn t know.

    And, i n f act , I wasn t so sur e t hat one of t hose

    ear l i er cal l ed hi j acki ngs mght have been headed down t owards

    Washi ngt on, D. C. , and some ot her ai r pl anes had r un i nt o t he, i nt O

    the Wor l d Trade Center .

    But we t hen wat ched t he smoke go up i n Washi ngt on,

    D. C. , we di dn t know wher e i t was at t he t i me. As our ai r pl anes

    ar e get t i ng ai r bor ne, t hey come up Washi ngt on, D. C. We r e

    wat chi ng t hi s Uni t ed - - by now we know i t i s t he Pent agon. We r e

    wat chi ng t hi s ai r pl ane and we r e t hi nki ng, We r e goi ng t o have

    t o out and shoot t hi s ai r pl ane down.

    I n my m nd, i t wasn t even a quest . i on of ROE

    I t was a

    quest i on of we had had host i l e act s and, t her ef or e, we had a

    cl ear ance t o f i r e.

    Now, t heor et i cal l y, I t hi nk t hat i s t r ue under . our

    exi st i ng ROE I t woul dn t be t rue t oday, but I don t bel i eve

    t hat

    I

    needed t he Pr esi dent t o t el l me t o do t hat . As i t t ur ns

    out , t hat ai r pl ane, you know t he passenger s we bel i eve r ushed

    f or war d on t hat ai r pl ane. That ai r pl ane cr ashed up I n

    Pennsyl vani a and we di d not have t o or der t hat ai r pl ane t o be

    shot down.

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    As i t t ur ns out , t he Vi ce Pr esi dent had decl ar ed, gi ven

    CI NC NORAD t he aut hor i t y t o shoot down ai r l i ner s t hat had shown

    host i l e i nt ent i n t he Uni t ed St at es about t hr ee m nut es af t er t he

    Uni ted 93 crashed. So t he l ast ai r pl ane cr ashed bef or e we got

    cl ear ance.

    I n t he meant i me - - I di dn t know i t at t he t i me, but

    t he Whi t e House Secr et Ser vi ce had cal l ed up Andr ews [ Ai r For ce

    Base, Mar yl and t o t he 113

    th

    Wng, Di st r i ct of Col umbi a Ai r

    Nat i onal Guard] and Andr ews had got t en [ F- 16) ai r pl anes ai r bor ne

    out of Andr ews and t hey t o f l y under neat h our CAP whi ch was over

    Washi ngt on, D. C. We wer e up ar ound 20, 000 f eet ; t hey wer e f l yi ng

    down r eal l y l ow and t al ki ng di r ect l y t o Washi ngt on Appr oach

    Cont r ol whi ch mght have been

    a

    bet t er t hi ng t o do because t he

    r adar s t hat wer e bei ng used by t he FAA wer e much bet t er t han t he

    r adar s we wer e usi ng. Our r adar s ar e l ong- r ange r adar s as I sai d

    bef or e. They wer e t al ki ng t o Appr oach Cont r ol and pr obabl y had a

    bet t er pi ct ur e of what i s goi ng on.

    DR. GROSS: Mmhmm

    MG ARNOLD: .I n t he meant i me, t he Vi ce Pr esi dent had.

    decl ar ed Washi ngt on [ DC) a f r ee f i r e zone, any ai r pl ane t hat was

    ent er i ng t he Washi ngt on, D. C. ar ea was t ol d t o t ur n ar ound or be

    shot down or l and i mmedi atel y.

    And, by t he way, i n t he m ddl e of al l t hi s f og of war ,

    . we ended up w t h 21 unknown or 21 pot ent i al hi j acked ai r pl anes.

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    Ther e wer e no mor e, but we wer e wor ki ng al l of t hem at t hat t i me.

    We knew t hat t he Pr esi dent was down i n Fl or i da. We

    asked i f we we di dn t know what he . was goi ng t o do.

    Event ual l y, we asked t he quest i on i f he t akes of f do we need t o

    .escor t ?

    We wer e t ol d no. But t hen t he ai r pl ane t ook of f and we

    got i mmedi at e wor d t hat t he Secr et Ser vi ce had asked us t o

    escort .

    DR. GROSS: Gees.

    MG ARNOLD: And we were i n posi t i on anyway. At t hat

    t i me, we had f i ght er s ai r bor ne al l over - - we wer e st ar t i ng t o

    get mul t i pl e f i ght er s al l over t he count r y t o become ai r bor ne.

    We di ver t ed an AWACS ai r cr af t t hat was on a t r ai ni ng

    f l i ght . We had di ver t ed t hem ear l i er over t o wher e t he Pr esi dent

    was, down t her e i n t he Sar asot a ar ea of Fl or i da. And so t he

    AWACS was comng acr oss Fl or i da f r om t he east coast . He t hought

    he was on some ki nd of an exer ci se, not a r eal wor l d t hi ng. And

    we event ual l y escor t ed t he Pr esi dent al l t he way over t o

    Bar ksdal e

    ir

    For ce Base.

    We di dn t know wher e he was goi ng, t hey woul dn t say.

    We l anded the. f i ght er s at Bar ksdal e Ai r For ce Base. We had ot her

    f i ght er s pr epar ed t o cover . AWACS r emai ned on or bi t . We had

    t anker s. We wer e di ver t i ng t anker s, scr ambl i ng t anker s i n or der

    t o cover t hi s.

    NCT 7 457

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    The Pr esi dent subsequent l y t ook of f agai n, you know,

    about an hour l at er I bel i eve and pr oceeded t o Of f ut t Ai r For ce

    Base and we, agai n, we di d not know wher e he was goi ng, but our

    f i ght er s t 09k of f w t h hi m escor ted hi m up t o Of f ut t , had AWACS

    over head as wel l . And t hen af t er - - when he was at Of f ut t , he

    was t al ki ng t o t he Secr et ar y of Def ense. I r el at ed t hat t o you

    t hi s mor ni ng.

    I t hi nk t he l ast unknown we had was a US Ai r ways f l i ght

    t hat had t aken of f out of Madr i d, Spai n, and was headed t o New

    Yor k and had been r epor t ed as a possi bl e hi j acki ng.

    And t he Nor t heast Ai r Def ense Sect or , wor ki ng t hr ough

    t he FAA had cal l ed US Ai r s headquar t er s and t hey sai d, No. We

    j ust t al ked t o t he pi l ot s and t hey r e back on t he gr ound at

    Madr i d. They t ur ned ar ound. Not hi j acked.

    And that was . t he end of t he bi g r un/ f l ur ry of possi bl e

    hi j acki ngst hat we wer e supposed t o have at t hat t i me. The

    Pr esi dent t hen got back i n hi s ai r pl ane and pr oceeded back t o

    D. C. But even doi ng t hat , we wer e escor t i ng f r om t he r ear . We

    had been t ol d t o st ay back. We wer e back 5 t o

    m l es j ust

    wat chi ng. And I t hi nk t he Secr et Ser vi ce st i l l not know ng t hat

    we wer e t her e, f og and f r i ct i on of war , t ol d t he Di s t r i ct of

    Col umbi a [ ANG] t o i nt er cept t he Pr esi dent comng back i nt o

    Washi ngt on.

    And t hey di d. They came up and j oi ned r i ght up on t he

    SECRET

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    w ngs of t he ai r pl ane. Ther e was a l ot of pi ct ur es t aken at t hat

    par t i cul ar t i me.

    DR. GROSS: Yes.

    MG ARNOLD: But we di dn t or der t hem f r om NORAD t o do

    t hat . That was j ust Secr et Ser vi ce t ryi ng t o do t hei r own t hi ng

    out t her e and t he Pr esi dent came back and l anded i n Washi ngt on,

    D. C.

    I n t he meant i me, we were - - we sat down w t h a map. I

    j ust dr ew

    ir les

    around about 15 maj or met r opol i t an areas.

    DR. GROSS: Nobody was t el l i ng you t o do t hi s at t hi s

    t i me?

    MG ARNOLD: No.

    DR. GROSS: You j ust sai d, Hey, do t hi s.

    MG ARNOLD: Let s do t hi s.

    And we st ar ted f l ow ng ai r cr af t . We st ar ted get t i ng

    communi cat i ons w t h al l t hese f i ght er uni t s. Some wer e 1st Ai r

    For ce uni t s. Many - - most wer e not . And we st ar t ed put t i ng

    peopl e on al er t st at us and as t hey woul d l oad t hei r ai r pl anes and

    started l aunchi ng t hem i nt o t hese or bi t s up i nt o t o cover t he

    popul at i on cent er s .

    We di scover ed t hat t he Navy had pushed shi ps but t o sea

    on t he east coast event ual l y, w t hi n t he next 12- 13 hour s,

    unbel i evabl e response t i me.

    [U S S ]

    George Washi ngton was of f

    t he coast up by New Yor k.

    [U ]

    J FK [ J ohn F. Kennedy] was

    SE RET

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    SECREr

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    al so on t he east coast . We wor ked w t h ADM Dawson out of 2nd

    Fl eet and he r eadi l y under st ood doct r i ne. I t s a good t hi ng we d

    been st udyi ng doct r i ne. CI NC NORAD had al r eady been decl ar ed t he

    suppor t ed CI NCo He r ol l ed t hose f or ces r i ght under neat h us.

    We rol l ed t he George Washi ngt on under t he Nor t heast Ai r

    Def ense Sect or . We r ol l ed t he J FK under t he Sout heast Ai n

    Def ense Sect or and t hei r Aegi s Cr ui ser s al so wer e al ong w t h t hem

    and we r ol l ed t hem r i ght under t he same t hi ng. And t hat r eal l y

    was wor ki ng out f r om our per spect i ve pr et t y wel l at t hat t i me.

    J oe, I m goi ng t o have t o st op and get w t h you agai n.

    DR. GROSS: Okay. Gr eat , t hank you ver y much.

    ( The i ntervi ew was adj ourned. )