lblogs.reuters.com/alison-frankel/files/2015/08/vivendi... · 2016-11-29 · edr associates lp...
TRANSCRIPT
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22114 Page 4 of 57
------:::;i
II . . . UNITED STATES DISTRICT COURT l '. I-:LECTlt:JNICA.LLY F.lLED j [
SOUTHERN DISTRICT OF NEW YORK! j ~ \_";;C #: j i ----------------------------------------------------------------X l' -- .·; 1 ::;71;04 I!
: i .. ~.'.. ___ _!'~5 .... ~:~!: -~ ~~~_!; 5571 SASJ-·· ---···----------·--··
IN RE VIVENDI UNIVERSAL, S.A. SECURITIES : LITIGATION,
----------------------------------------------------------------X
WHEREAS, on January 29, 2010, the jury in this class action returned a verdict
against Vivendi Universal, S.A. ("Vivendi") and in favor of defendants Jean-Marie Messier and
Guillaume Hannezo on all claims; and
WHEREAS, in an Order dated November 12, 2014 (the "Order"), this Court
determined that a partial final judgment should be entered pursuant to Rule 54(b) of the Federal
Rules of Civil Procedure, as to certain claims described in the Order;
IT IS HEREBY ORDERED, ADJUDGED, AND DECREED:
1. Pursuant to Rule 54(b ), judgment is hereby entered against Vivendi and in favor
of each plaintiff identified in the Attached Exhibit A.
2. Each plaintiff identified in the attached Exhibit A shall be entitled to recover from
Vivendi the principal sum, and prejudgment interest on the principal sum, (together, the "Total
Sum") as set forth in Exhibit A.
3. The plaintiffs shall take nothing from defendants Messier and Hannezo, and the
action is dismissed on the merits and with prejudice as to them.
4. Post judgment interest on the Total Sum plus costs shall accrue in accordance
with28 U.S.C. § 1961.
WEIL:\951894 7612179204.0028
Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 1 of 54
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 5 of 57
Dated: New York, New York December~2014
W EIL:l951894 7612179204.0028
Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 2 of 54
WEIL:\95189476\2\79204.0028
EXHIBIT A
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 6 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 3 of 54
Tot
al:
1,92
4 C
laim
sC
laim
ant
40,0
49,9
53.4
4$
9,72
1,68
7.70
$49
,771
,641
.14
$
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
25R
ICH
AR
D J
ASL
AN
IAN
6,93
0.00
$1,
682.
18$
8,61
2.18
$34
JOH
N L
ON
G A
ND
AN
ITA
C O
NG
JTW
RO
S33
6.00
$81
.56
$41
7.56
$37
SCA
AD
VIS
ERS
FBO
V T
RA
DER
PR
O L
LC1,
126.
00$
273.
32$
1,39
9.32
$48
CA
MIL
LE P
ERO
TTA
HO
DG
SON
700.
00$
169.
92$
869.
92$
55C
OM
MU
NIT
Y H
OSP
OTT
AW
A -
GR
ATR
Y &
CO
112.
91$
27.4
1$
140.
32$
65B
ATT
EN F
RA
NK
SR
T/U
/W14
8,26
1.00
$35
,988
.74
$18
4,24
9.74
$67
BER
NIC
E LO
CK
ER P
EAR
L LI
NK
OFF
&
374.
40$
90.8
8$
465.
28$
71R
IVER
TON
EQ
UIT
Y L
P FI
SHER
INV
12,4
32.0
0$
3,01
7.73
$15
,449
.73
$13
1R
OB
IN D
. MA
SS11
9.47
$29
.00
$14
8.47
$99
9PA
UL
THEO
DO
RE
FED
ER IR
A24
.18
$5.
87$
30.0
5$
2328
CY
RU
S G
HA
ZI IR
A1,
710.
00$
415.
08$
2,12
5.08
$24
56G
AR
TREL
L U
NIF
IED
CR
EDIT
TR
UST
855.
00$
207.
54$
1,06
2.54
$25
76C
HA
RLE
S A
ISA
AC
IRA
749.
00$
181.
81$
930.
81$
2733
JEA
NN
ETTE
L H
OLL
IDA
Y F
AM
TR
UST
219.
00$
53.1
6$
272.
16$
2755
LYN
DEL
R H
AW
KIN
S1,
282.
50$
311.
31$
1,59
3.81
$30
79G
EOFF
REY
K A
LLA
N15
4.50
$37
.50
$19
2.00
$30
80R
OB
ERT
D G
OW
219.
00$
53.1
6$
272.
16$
3170
MU
RR
AY
GO
TT IR
A14
0.00
$33
.98
$17
3.98
$37
23FR
EDR
IC D
RO
SEN
BS
MA
STER
DEF
CO
NTR
I M/P
PEN
PL
28,1
50.0
0$
6,83
3.10
$34
,983
.10
$38
51W
ILLI
AM
L E
STES
AN
D N
AN
CY
L E
STES
4,27
5.00
$1,
037.
71$
5,31
2.71
$38
68C
HA
RLE
S T
MC
CO
RD
III
106.
00$
25.7
3$
131.
73$
3888
RO
SS P
STO
RN
ELLO
TR
UST
876.
00$
212.
64$
1,08
8.64
$40
48R
OB
ERT
C R
OB
INSO
N A
ND
YN
ON
NE
M R
OB
INSO
N T
RU
ST29
2.00
$70
.88
$36
2.88
$40
88A
LAN
HEI
TNER
DEC
OF
TRU
ST29
2.00
$70
.88
$36
2.88
$41
64ST
EPH
EN B
ESSE
219.
00$
53.1
6$
272.
16$
4395
WH
EELE
R IN
VES
TMEN
T A
CC
OU
NT
146.
00$
35.4
4$
181.
44$
4507
WA
YN
E M
ICH
AEL
BA
XTE
R &
MA
RIL
OU
DIA
NE
BA
XTE
R JT
TEN
730.
00$
177.
20$
907.
20$
4543
GEO
RG
E A
CR
ITIC
OS
365.
00$
88.6
0$
453.
60$
4548
PATR
ICIA
S C
RIT
ICO
S51
1.00
$12
4.04
$63
5.04
$45
80W
ILLI
AM
D S
TREC
KER
1,16
8.00
$28
3.52
$1,
451.
52$
4584
JOH
N L
EO K
ELLY
300.
00$
72.8
2$
372.
82$
4631
SUSA
N M
OSK
OW
ITZ
FAM
ILY
TR
UST
438.
00$
106.
32$
544.
32$
4707
HO
LLY
A W
OO
DR
UFF
176.
00$
42.7
2$
218.
72$
Exh
ibit
A to
Fin
al J
udgm
ent P
ursu
ant t
o Fe
d. R
. Civ
. P. 5
4(b)
In R
e V
iven
di U
nive
rsal
, S.A
. Sec
uriti
es L
itiga
tion,
No.
02-
cv-5
571
(SA
S)
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 7 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 4 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
4723
CH
AR
LES
A K
RA
USE
584.
00$
141.
76$
725.
76$
4801
HEL
EN R
LO
GU
E36
5.00
$88
.60
$45
3.60
$48
22ER
NST
K H
MA
RB
UR
G &
JUD
ITH
A M
AR
BU
RG
JT T
EN58
4.00
$14
1.76
$72
5.76
$48
46JA
MES
E D
UN
N14
6.00
$35
.44
$18
1.44
$48
72G
EOR
GE
& D
EBO
RA
H M
EHL
FMLY
FD
INC
74.0
0$
17.9
6$
91.9
6$
4917
OW
EN L
MC
KIN
NEY
274.
50$
66.6
3$
341.
13$
4938
THE
WA
LKER
TR
UST
648.
00$
157.
29$
805.
29$
5004
CLA
UD
IA K
EMPF
LO
UW
SMA
REV
OC
AB
LE T
RU
ST14
6.00
$35
.44
$18
1.44
$50
85D
IAN
E SP
AN
O1,
022.
00$
248.
08$
1,27
0.08
$53
39A
NN
E E
SWIF
T R
EVO
CA
BLE
TR
UST
146.
00$
35.4
4$
181.
44$
5353
SIEG
AL
FAM
ILY
INV
ESTM
ENTS
LLC
730.
00$
177.
20$
907.
20$
5439
MA
RY
JEA
N T
OB
KIN
292.
00$
70.8
8$
362.
88$
5507
BA
RB
AR
A A
CA
SSA
NI &
GU
Y S
DA
VIS
JT T
EN27
7.50
$67
.36
$34
4.86
$55
18B
EN L
WEN
SIN
K58
4.00
$14
1.76
$72
5.76
$55
35PA
TRIC
IA J
OLS
ON
166.
50$
40.4
2$
206.
92$
5599
SIEG
FRIE
D S
CH
ULZ
& C
OR
NEL
IA P
ASZ
EK-S
CH
ULZ
JT T
EN80
3.00
$19
4.92
$99
7.92
$57
09W
ILLI
AM
E P
UR
NEL
L SR
& L
OR
RA
INE
PUR
NEL
L JT
TEN
271.
00$
65.7
8$
336.
78$
5806
BY
RO
N O
RD
ELL
WIL
KES
146.
00$
35.4
4$
181.
44$
5951
JUD
Y L
EVIC
K21
9.00
$53
.16
$27
2.16
$59
73Y
ON
DA
GIN
1,73
0.80
$42
0.13
$2,
150.
93$
6109
EDR
ASS
OC
IATE
S LP
365.
00$
88.6
0$
453.
60$
6273
MA
RIO
N L
KIN
CA
ID T
RU
ST22
2.00
$53
.89
$27
5.89
$62
97A
RR
O F
AM
REV
INTE
RV
IVO
S TR
UST
876.
00$
212.
64$
1,08
8.64
$63
67M
AR
IA E
MC
GIL
L63
.20
$15
.34
$78
.54
$64
59H
ENR
Y L
GR
IESB
AC
H JR
IRA
105.
60$
25.6
3$
131.
23$
6467
HIM
AN
SHU
H S
HA
H8,
880.
00$
2,15
5.52
$11
,035
.52
$64
94TH
OM
AS
A K
AI
88.0
0$
21.3
6$
109.
36$
6538
SON
DA
LY
NN
NO
RR
IS-K
INN
AIR
D85
5.00
$20
7.54
$1,
062.
54$
6587
EVY
MA
YER
438.
00$
106.
32$
544.
32$
6628
ALB
ERT
GA
RB
AC
CIO
TR
UST
132.
00$
32.0
4$
164.
04$
6806
RO
SEM
AR
Y E
DE
LOA
CH
438.
00$
106.
32$
544.
32$
6822
RO
BER
T L
KIN
NA
IRD
4,11
6.00
$99
9.11
$5,
115.
11$
6910
AG
NES
GA
RB
AC
CIO
88.0
0$
21.3
6$
109.
36$
7596
BIL
LY D
CO
OK
12.8
4$
3.12
$15
.96
$78
81M
OR
RIS
H G
OLD
STEI
NS
IRR
EV T
RU
ST #
120
.80
$5.
05$
25.8
5$
8567
PAU
L A
JASP
ER4,
716.
20$
1,14
4.81
$5,
861.
01$
8581
MA
LVIN
I FA
MIL
Y T
RU
ST21
9.00
$53
.16
$27
2.16
$86
42R
OB
ERT
Y &
AN
NE
L H
UO
LIV
TR
163.
93$
39.7
9$
203.
72$
8676
AN
JAN
A P
SA
MPA
T6,
960.
00$
1,68
9.46
$8,
649.
46$
9301
NIC
KO
LAS
AD
AM
OD
ELL
1,57
0.00
$38
1.10
$1,
951.
10$
9581
WIL
LIA
M P
CA
VA
NA
GH
785.
00$
190.
55$
975.
55$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 8 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 5 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
9624
FER
RIN
INV
ESTM
ENTS
L P
272.
48$
66.1
4$
338.
62$
9817
KEN
NET
H F
ALL
256.
50$
62.2
6$
318.
76$
9877
T M
AR
K T
HO
MSE
N &
ASS
OC
INC
PR
OFI
T SH
AR
PLA
N3.
90$
0.95
$4.
85$
1033
4A
LAN
B C
IESL
AK
& B
ON
ITA
C C
IESL
AK
103.
00$
25.0
0$
128.
00$
1133
4A
RIA
NA
HO
LDIN
GS
LP #
11,
468.
12$
356.
37$
1,82
4.49
$11
336
AR
IAN
A H
OLD
ING
S LP
#2
972.
00$
235.
94$
1,20
7.94
$11
340
JON
T B
AR
RET
T29
.05
$7.
05$
36.1
0$
1140
9JO
HN
A T
HIE
S77
.76
$18
.88
$96
.64
$11
471
THE
KIL
IAN
CO
RPO
RA
TIO
N41
6.91
$10
1.20
$51
8.11
$11
538
MA
RY
VIV
IAN
WH
ITE
58.1
0$
14.1
0$
72.2
0$
1154
9C
LAR
ENC
E R
& D
ON
NA
BEL
E S
CH
LAG
EL33
3.00
$80
.83
$41
3.83
$11
577
RIC
HA
RD
MO
UK
PER
IAN
& T
RA
CY
TH
OM
PSO
N-M
OU
KPE
RIA
N21
3.84
$51
.91
$26
5.75
$11
594
WIL
LIA
M E
LWEL
L V
OLL
MER
32.6
5$
7.93
$40
.58
$11
612
AM
OS
Y E
LAM
30.0
6$
7.30
$37
.36
$11
885
JAM
ES W
ILLI
AM
GU
ERC
IO23
,710
.00
$5,
755.
34$
29,4
65.3
4$
1194
9TH
E LE
SSEL
YO
NG
FA
MIL
Y T
RU
ST1.
55$
0.38
$1.
93$
1196
9PI
NH
AS
BEN
DA
YA
N #
11,
424.
00$
345.
66$
1,76
9.66
$12
024
RIC
HA
RD
L W
ILLI
AM
S84
.24
$20
.45
$10
4.69
$12
047
SIM
ON
LIC
HTE
NST
EIN
AN
D E
STER
LIC
HTE
NST
EIN
JTW
RO
S32
7.75
$79
.56
$40
7.31
$12
054
BEN
NET
T LI
VIN
G T
RU
ST21
.80
$5.
29$
27.0
9$
1229
1JO
SEPH
LIM
AN
SKY
47.2
4$
11.4
7$
58.7
1$
1229
7R
HO
DA
FLI
SS IR
RA
58.1
6$
14.1
2$
72.2
8$
1231
1C
AM
ILLA
M P
AR
KER
#1
216.
68$
52.6
0$
269.
28$
1231
3C
AM
ILLA
M P
AR
KER
#2
236.
98$
57.5
2$
294.
50$
1238
4R
OB
ERT
C W
IED
LUN
D A
ND
BA
RB
AR
A J
WIE
DLU
ND
JTW
RO
S3.
25$
0.79
$4.
04$
1252
2LE
NK
OW
SKI L
ON
ERG
AN
SEP
1.55
$0.
38$
1.93
$12
536
HO
OSH
AN
G P
AK
MD
AN
D M
AR
YA
M P
AK
412.
45$
100.
12$
512.
57$
1845
3D
ENIS
E L
MO
ND
EN33
.28
$8.
08$
41.3
6$
2059
7K
END
ALL
GEO
RG
E H
AR
TWIG
761.
25$
184.
79$
946.
04$
2067
4V
ICK
IE S
WH
ATL
EY90
.49
$21
.97
$11
2.46
$20
689
HER
MA
N D
EAN
ALL
ISO
N6.
22$
1.51
$7.
73$
2071
0K
ATH
LEEN
DO
ME
MIN
AR
IK51
.50
$12
.50
$64
.00
$20
754
MA
DO
NN
A U
NIV
ERSI
TY3,
763.
69$
913.
59$
4,67
7.28
$20
826
GA
RY
MA
LLA
RD
92.9
4$
22.5
6$
115.
50$
2098
1TH
OM
AS
A S
TRA
ND
& L
IND
A J
STR
AN
D12
9.95
$31
.54
$16
1.49
$21
843
AR
THU
R F
CR
ISPI
N T
RU
ST3,
925.
00$
952.
75$
4,87
7.75
$21
933
BA
RB
AR
A R
SK
ALI
TZK
Y18
8.83
$45
.84
$23
4.67
$22
157
PHY
LLIS
D E
AST
LUN
D72
.02
$17
.48
$89
.50
$22
241
KA
REN
A W
IGG
INS
175.
72$
42.6
5$
218.
37$
2236
6PI
NH
EIR
O S
UR
VIV
OR
GR
AN
TOS
TRU
ST93
4.24
$22
6.78
$1,
161.
02$
2240
4W
ILLI
AM
S M
OR
RIS
SEY
79.1
3$
19.2
1$
98.3
4$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 9 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 6 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
2251
5K
ATH
RY
N W
AR
REN
PA
ND
OLF
O R
EV T
RU
ST1,
022.
00$
248.
08$
1,27
0.08
$22
588
HA
RN
ESS
DIC
KEY
& P
IER
CE
401
(K) P
RO
FIT
54.1
5$
13.1
4$
67.2
9$
2269
6A
K R
ICK
ETTS
1,51
3.00
$36
7.26
$1,
880.
26$
2295
8SA
RA
AB
RA
MS
TRU
ST33
.97
$8.
25$
42.2
2$
2353
3R
ICH
AR
D K
APL
AN
22.1
0$
5.36
$27
.46
$23
903
JOA
NN
E M
WEI
SBA
UM
292.
00$
70.8
8$
362.
88$
2424
4D
R A
LTO
N W
LA
MO
NT
IRA
70.6
0$
17.1
4$
87.7
4$
2433
7W
ILLI
AM
J K
IRB
Y IR
RA
803.
52$
195.
05$
998.
57$
2433
8B
RIA
N S
HU
CK
ER1,
146.
31$
278.
25$
1,42
4.56
$24
341
PETE
R B
AR
TOLA
CC
I IR
A80
7.36
$19
5.98
$1,
003.
34$
2437
6ED
WA
RD
C D
AV
ISO
N25
.20
$6.
12$
31.3
2$
2453
4TE
RR
Y S
HU
21.9
9$
5.34
$27
.33
$25
095
MA
RIO
N S
WY
ATT
52.0
0$
12.6
2$
64.6
2$
2647
8V
ENIT
A B
WEB
B IR
RA
2.99
$0.
73$
3.72
$26
685
DA
VID
& E
LIZA
BET
H M
CK
INN
IS71
1.12
$17
2.62
$88
3.74
$27
090
KEA
RN
EY F
AM
ILY
TR
UST
#7
3,37
1.15
$81
8.31
$4,
189.
46$
2711
7G
ERA
LD S
VO
TTA
IRA
171.
87$
41.7
2$
213.
59$
3009
1JO
HN
L O
NG
7,05
1.00
$1,
711.
55$
8,76
2.55
$30
206
JOA
QU
IN P
PU
JOL
53.7
8$
13.0
5$
66.8
3$
3037
6TH
OM
AS
N B
RU
39.6
1$
9.61
$49
.22
$30
418
MR
S M
AR
LEN
E M
KEA
RLE
Y35
3.84
$85
.89
$43
9.73
$30
448
CA
RO
LE &
RO
BER
T D
ALY
CH
AR
ITA
BLE
FO
UN
DA
TIO
N6,
480.
00$
1,57
2.95
$8,
052.
95$
3057
1D
ALE
F R
IEPE
N25
2.33
$61
.25
$31
3.58
$31
748
MA
RJO
RIE
MU
RI
47.6
9$
11.5
8$
59.2
7$
3194
3JO
HN
L K
EMM
ERER
- TH
OM
PSO
N99
,180
.00
$24
,074
.86
$12
3,25
4.86
$32
072
THE
NEW
SO
LOM
ON
TR
UST
78,5
00.0
0$
19,0
55.0
2$
97,5
55.0
2$
3375
3LE
GA
L &
GEN
ERA
L A
SSU
RA
NC
E (P
ENSI
ON
S M
AN
AG
EMEN
T) L
TD
2,21
0.00
$53
6.45
$2,
746.
45$
3379
7EU
RO
PEA
N IN
DEX
TR
UST
(U3)
10,5
30.0
0$
2,55
6.04
$13
,086
.04
$34
241
DA
VID
W H
AR
T41
9.30
$10
1.78
$52
1.08
$34
711
EUG
ENE
E ID
ZIA
K &
PA
TRIC
IA A
IDZI
AK
116.
92$
28.3
8$
145.
30$
3680
3TH
OM
AS
K C
LAW
SON
TTE
E20
7.12
$50
.28
$25
7.40
$10
0024
ZAC
CA
RIA
FA
M L
IV T
RU
ST U
ND
ER T
RU
ST1,
051.
20$
255.
17$
1,30
6.37
$10
0041
THEO
DO
RE
G JA
CK
SON
140.
75$
34.1
7$
174.
92$
1000
77ST
EVE
FRA
NK
WIL
LIA
MS
JR47
.19
$11
.45
$58
.64
$10
0094
WA
TCO
A L
IMIT
ED P
AR
TNER
SHIP
36.4
0$
8.84
$45
.24
$10
0105
WA
IT F
AM
ILY
TR
UST
#1
135.
20$
32.8
2$
168.
02$
1001
07W
AIT
FA
MIL
Y T
RU
ST #
213
5.20
$32
.82
$16
8.02
$10
0119
LEIL
A A
PPLE
BA
UM
416.
00$
100.
98$
516.
98$
1001
43G
EOR
GE
J SEL
LA JR
2,07
0.00
$50
2.47
$2,
572.
47$
1001
45JE
WEL
R P
ALE
Y63
.96
$15
.53
$79
.49
$10
0150
ELEA
NER
G M
ILLE
R72
.80
$17
.67
$90
.47
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 10 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 7 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1001
52ED
WA
RD
B B
RU
NSW
ICK
3,86
9.19
$93
9.20
$4,
808.
39$
1001
61A
MER
ICA
N C
AN
CER
SO
CIE
TY, I
NC
810.
20$
196.
67$
1,00
6.87
$10
0172
LEO
R JA
LEN
AK
JR M
AN
AG
ED A
CC
T31
.65
$7.
68$
39.3
3$
1001
81H
ENR
Y R
USS
ELL
FOG
LER
SEP
IRA
8,55
0.00
$2,
075.
42$
10,6
25.4
2$
1001
86IV
ESC
O V
I AM
ERIC
AN
FR
AN
CH
ISE
FUN
D
404.
44$
98.1
7$
502.
61$
1001
92JA
MES
CA
MIL
LER
I64
8.83
$15
7.50
$80
6.33
$10
0199
H.L
GO
RD
ON
465.
40$
112.
97$
578.
37$
1002
12M
AR
K &
WY
NN
E-D
UB
OV
OY
FA
M T
RU
ST C
S8,
280.
00$
2,00
9.88
$10
,289
.88
$10
0215
SHEL
DO
N F
MA
RK
EL M
D IR
A R
OL
52.0
0$
12.6
2$
64.6
2$
1002
17LI
ND
A R
OTH
MA
N L
EVIN
E15
6.00
$37
.87
$19
3.87
$10
0219
LAR
I A A
TTA
I IR
A R
OLL
OV
ER10
4.00
$25
.24
$12
9.24
$10
0220
MA
ILB
AG
INTE
RN
ATI
ON
AL
104.
00$
25.2
4$
129.
24$
1002
24JA
MES
& S
USA
N M
CW
ETH
Y T
RU
ST41
6.00
$10
0.98
$51
6.98
$10
0225
SIN
CLA
IR IN
VES
TMEN
T C
OR
POR
ATI
ON
52.0
0$
12.6
2$
64.6
2$
1002
26D
AN
IEL
F B
ECK
ER52
.00
$12
.62
$64
.62
$10
0227
MO
SHU
P PA
RTN
ERS
260.
00$
63.1
1$
323.
11$
1002
28ST
EVE
MO
RR
IS IR
A R
OLL
OV
ER41
.60
$10
.10
$51
.70
$10
0229
JAC
OB
SH
API
RO
FO
UN
DA
TIO
N52
.00
$12
.62
$64
.62
$10
0230
EKS
INV
ESTM
ENTS
LP
104.
00$
25.2
4$
129.
24$
1002
31R
OB
ERT
G A
RM
BR
UST
ER &
EIL
EEN
M A
RM
BR
UST
ER52
.00
$12
.62
$64
.62
$10
0232
CLA
UD
IA M
AR
KS
104.
00$
25.2
4$
129.
24$
1002
33IR
WIN
BA
RD
REV
OC
AB
LE T
RU
ST83
.20
$20
.20
$10
3.40
$10
0234
DA
VID
C L
AN
KA
RD
LIV
ING
TR
UST
U/A
208.
00$
50.4
9$
258.
49$
1002
35TR
UST
C G
ST-N
ON
EX
EMPT
UN
DER
TH
E M
AN
GO
LD31
2.00
$75
.73
$38
7.73
$10
0236
RO
BER
T M
OD
EREL
LI10
4.00
$25
.24
$12
9.24
$10
0237
RIV
A E
ICH
NER
KA
HN
52.0
0$
12.6
2$
64.6
2$
1002
38M
AR
OLY
N C
OW
AR
T R
USS
ELL
126.
36$
30.6
7$
157.
03$
1002
39U
DA
Y B
HA
TE &
PEG
GY
BH
ATE
624.
00$
151.
47$
775.
47$
1002
40B
RU
CE
SCH
NEI
DER
156.
00$
37.8
7$
193.
87$
1002
41LU
CIL
LE M
ASL
IN T
RU
ST A
/C 1
364.
00$
88.3
6$
452.
36$
1002
42G
ERA
LD E
ICH
NER
104.
00$
25.2
4$
129.
24$
1002
43M
ALC
OLM
HEW
ITT
WIE
NER
FO
UN
DA
TIO
N15
6.00
$37
.87
$19
3.87
$10
0244
SAM
UEL
PER
KIN
S46
.80
$11
.36
$58
.16
$10
0245
KER
AN
A F
OU
ND
ATI
ON
104.
00$
25.2
4$
129.
24$
1002
46S
RA
YM
ON
D R
AIN
KA
IRA
RO
LLO
VER
52.0
0$
12.6
2$
64.6
2$
1002
47R
OM
IE S
HA
PIR
O 1
999
TRU
ST26
.00
$6.
31$
32.3
1$
1002
48R
ON
ALD
G L
INA
BU
RG
M.D
IRA
RO
LLO
VER
104.
00$
25.2
4$
129.
24$
1002
49G
RA
CE
F H
ERR
TR
UST
83.2
0$
20.2
0$
103.
40$
1002
50M
OR
RIS
MD
PC
RET
IREM
ENT
TRU
ST10
4.00
$25
.24
$12
9.24
$10
0251
GER
SHO
N P
AR
TNER
S52
.00
$12
.62
$64
.62
$10
0252
MU
RR
AY
MO
SLIN
62.4
0$
15.1
5$
77.5
5$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 11 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 8 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1002
53G
AR
ET G
OR
DO
N M
D, I
RA
RO
LLO
VER
31.2
0$
7.57
$38
.77
$10
0254
THE
GLA
DY
S M
OSL
IN R
EVO
CA
BLE
TR
UST
DTD
12
156.
00$
37.8
7$
193.
87$
1002
55SH
API
RO
FA
MIL
Y L
LC 1
104.
00$
25.2
4$
129.
24$
1002
56R
OB
ERT
H S
CH
NEI
DER
104.
00$
25.2
4$
129.
24$
1002
57V
ICTO
R &
GER
ALD
INE
CA
LEO
JTW
RO
S10
4.00
$25
.24
$12
9.24
$10
0258
RIC
HA
RD
BO
IAR
DO
104.
00$
25.2
4$
129.
24$
1002
59SI
DO
RSK
Y F
AM
ILY
PA
RTN
ERS
LTD
104.
00$
25.2
4$
129.
24$
1002
60M
AR
IA Z
OD
DA
156.
00$
37.8
7$
193.
87$
1002
61D
E B
ALM
AN
N F
AM
ILY
HO
LDIN
GS,
LLP
2,53
5.90
$61
5.56
$3,
151.
46$
1002
62IN
CO
LIM
ITED
PA
RTN
ERSH
IP83
2.00
$20
1.96
$1,
033.
96$
1002
63JO
AN
N L
LA
PPIN
IRA
104.
00$
25.2
4$
129.
24$
1002
64B
AR
RY
BLO
OM
REV
OC
AB
LE T
RU
ST52
.00
$12
.62
$64
.62
$10
0265
CA
RO
L SC
HU
STER
MA
N W
ILSO
N T
R #
231
.20
$7.
57$
38.7
7$
1002
66W
AR
NER
TR
UST
52.0
0$
12.6
2$
64.6
2$
1002
67R
OB
ERT
DIC
KM
AN
& G
ENE
DIC
KM
AN
104.
00$
25.2
4$
129.
24$
1002
68IT
T M
AST
ER T
RU
ST $
233,
288.
00
56,6
28.1
1$
289,
916.
11$
1002
69PA
TRIC
IA A
NN
REN
WIC
K52
.00
$12
.62
$64
.62
$10
0270
LOC
AL
55 IS
OPG
U P
ENSI
ON
FD
AN
D P
LAN
1,60
2.67
$38
9.03
$1,
991.
70$
1002
71G
EOR
GE
MO
RR
IS IR
A1,
048.
00$
254.
39$
1,30
2.39
$10
0272
DA
VIS
PA
RTN
ERS
LP6,
288.
00$
1,52
6.34
$7,
814.
34$
1002
73ED
WA
RD
LA
WLE
R52
.00
$12
.62
$64
.62
$10
0274
DR
. GO
NZA
LO C
HU
A IR
A R
OLL
OV
ER1,
035.
00$
251.
23$
1,28
6.23
$10
0275
AD
ELE
CA
LL IR
A
52.0
0$
12.6
2$
64.6
2$
1002
76EG
-3 L
LC7,
753.
35$
1,88
2.04
$9,
635.
39$
1002
77JO
SEPH
R G
ENTI
LE IR
A62
.40
$15
.15
$77
.55
$10
0280
RO
NA
LD A
SEF
F M
D P
A P
RO
FIT
SHA
RIN
G P
LAN
5,29
8.90
$1,
286.
25$
6,58
5.15
$10
0281
WH
ITTI
ER V
ALU
E FU
ND
A45
,630
.00
$11
,076
.18
$56
,706
.18
$10
0285
JAM
ES L
WA
DH
AM
S IR
A20
.80
$5.
05$
25.8
5$
1002
86ST
. CLA
IR S
PEC
IALT
Y P
HY
SIC
IAN
S PS
P52
.00
$12
.62
$64
.62
$10
0288
LAR
RY
SC
HW
AR
TZ10
4.00
$25
.24
$12
9.24
$10
0289
HIL
AIR
E L
FER
NA
ND
ES &
SA
ND
RA
J FE
RN
AN
DES
31.2
0$
7.57
$38
.77
$10
0290
JOSE
PH V
VIT
TOR
IA IR
A1,
084.
42$
263.
23$
1,34
7.65
$10
0291
MA
RC
IA L
AN
G62
.40
$15
.15
$77
.55
$10
0292
JASO
N C
OO
K &
SO
NIA
CO
OK
JT T
EN10
4.00
$25
.24
$12
9.24
$10
0293
FRA
NC
IS J
MA
STO
CO
NI I
RA
RO
LLO
VER
104.
00$
25.2
4$
129.
24$
1002
94LI
PTO
N IR
A52
.00
$12
.62
$64
.62
$10
0295
PETE
R T
OW
ER A
SSO
CIA
TES
LP11
,520
.00
$2,
796.
35$
14,3
16.3
5$
1002
96SI
DN
EY K
IMM
EL R
EV IN
DEN
TUR
E TR
UST
390.
00$
94.6
7$
484.
67$
1002
97D
ON
NA
M O
SWA
LD10
.40
$2.
52$
12.9
2$
1002
99V
ERIZ
ON
401
K P
LAN
233,
531.
50$
56,6
87.2
2$
290,
218.
72$
1003
00ST
AN
TON
FR
IED
MA
N D
DS/
IRA
104.
00$
25.2
4$
129.
24$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 12 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 9 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1003
01C
OR
PIN
A IR
A52
.00
$12
.62
$64
.62
$10
0302
DA
VID
W W
ALL
MD
IRA
RO
LLO
VER
83.2
0$
20.2
0$
103.
40$
1003
03TH
E V
ICK
ERS
GR
OU
P II
52.0
0$
12.6
2$
64.6
2$
1003
04G
AR
Y R
OG
ERS
31.2
0$
7.57
$38
.77
$10
0305
DR
HO
WA
RD
M B
AIM
& M
AR
CY
S B
AIM
, JT
52.0
0$
12.6
2$
64.6
2$
1003
07ED
WA
RD
DEC
KER
IRA
52.0
0$
12.6
2$
64.6
2$
1003
11M
AX
INE
CA
STLE
REV
TR
UST
104.
00$
25.2
4$
129.
24$
1003
12R
ICH
AR
D C
OPP
OLI
NO
1,51
5.30
$36
7.82
$1,
883.
12$
1003
13C
HA
RLE
S H
DY
SON
TR
UST
#2
1,59
0.00
$38
5.96
$1,
975.
96$
1003
14ED
WA
RD
M S
OLO
MA
N M
D IR
A
2,63
9.45
$64
0.70
$3,
280.
15$
1003
15SE
PHO
RA
STE
IN T
RU
ST26
.00
$6.
31$
32.3
1$
1003
16JJ
L LT
D41
.60
$10
.10
$51
.70
$10
0318
JOH
N M
EAN
S83
.20
$20
.20
$10
3.40
$10
0319
KEN
NET
H M
OSL
IN20
.80
$5.
05$
25.8
5$
1003
20A
NTH
ON
Y J
GIG
LIO
REV
TR
UST
52.0
0$
12.6
2$
64.6
2$
1003
21D
AV
ID L
BU
RN
S B
ENE
IRA
52.0
0$
12.6
2$
64.6
2$
1003
38R
ICH
AR
D P
JOH
NSO
N31
.20
$7.
57$
38.7
7$
1003
39SL
OC
UM
OR
THO
PED
ICS
P.C
. 401
K3,
735.
00$
906.
63$
4,64
1.63
$10
0342
DA
VID
G. C
ERC
ON
E IR
A74
7.00
$18
1.33
$92
8.33
$10
0343
LOU
IS J
FOX
IRA
104.
00$
25.2
4$
129.
24$
1003
44G
.W. B
LUN
T W
HIT
E15
6.00
$37
.87
$19
3.87
$10
0345
HEN
RY
KW
AN
520.
00$
126.
22$
646.
22$
1003
46G
ENE
A F
OLD
EN T
RU
ST10
4.00
$25
.24
$12
9.24
$10
0347
ST. V
LAD
IMIR
'S O
RTH
OD
OX
TH
EOLO
G10
4.00
$25
.24
$12
9.24
$10
0348
DR
. EU
DO
RO
CO
ELLO
IRA
52.0
0$
12.6
2$
64.6
2$
1003
49SO
NY
A H
MA
RSH
IRA
104.
00$
25.2
4$
129.
24$
1003
50TH
E EL
AIN
E L
SAU
L 20
12 F
AM
ILY
TR
UST
1,58
1.87
$38
3.98
$1,
965.
85$
1003
51M
ICH
AEL
DES
OLA
IRA
RO
LLO
VER
41.6
0$
10.1
0$
51.7
0$
1003
52PA
UL
A B
IBLE
IRA
83.2
0$
20.2
0$
103.
40$
1003
53C
HA
RLE
S A
AR
ON
SON
IRA
104.
00$
25.2
4$
129.
24$
1003
54M
AR
Y C
AJA
CO
B26
.00
$6.
31$
32.3
1$
1003
55M
AR
THA
M JO
NES
IRA
104.
00$
25.2
4$
129.
24$
1003
56FR
AN
CIS
X S
MIT
H IR
A10
4.00
$25
.24
$12
9.24
$10
0357
DA
NTE
A B
RIT
TIS
MD
IRA
RO
LLO
VER
83.2
0$
20.2
0$
103.
40$
1003
58C
AM
ILE
C Y
OD
ER IR
A R
OLL
OV
ER52
.00
$12
.62
$64
.62
$10
0359
JAN
E D
KEL
LY43
.68
$10
.60
$54
.28
$10
0360
ALB
ERT
FOU
ND
OS
IRA
RO
LL62
.40
$15
.15
$77
.55
$10
0362
RIC
HA
RD
N K
LEA
VEL
AN
D M
D IR
A R
OLL
O83
.20
$20
.20
$10
3.40
$10
0363
S &
A D
UPL
AN
TIER
TR
UST
31.2
0$
7.57
$38
.77
$10
0364
MIC
HA
EL D
ESO
LA83
.20
$20
.20
$10
3.40
$10
0367
IOLA
NI C
OM
BIN
ED IN
VES
TMEN
T FU
ND
520.
00$
126.
22$
646.
22$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 13 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 10 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1003
70JA
NE
E. K
AM
MER
ER R
EV. T
RU
ST5,
170.
00$
1,25
4.96
$6,
424.
96$
1003
73C
HA
RLE
S H
DY
SON
TR
UST
#2
1,59
0.00
$38
5.96
$1,
975.
96$
1003
80E.
L. W
IEG
AN
D F
OU
ND
ATI
ON
30,0
37.8
5$
7,29
1.36
$37
,329
.21
$10
0381
LUC
ILLE
MA
SLIN
TR
UST
- C
LUT
5,30
0.00
$1,
286.
52$
6,58
6.52
$10
0383
JAN
E S
IRB
Y IR
A (J
PL)
34.5
8$
8.39
$42
.97
$10
0384
DR
. SH
ELD
ON
EIS
ENB
ERG
52.0
0$
12.6
2$
64.6
2$
1003
86A
UD
REY
WA
GN
ER41
.60
$10
.10
$51
.70
$10
0388
JAN
E H
IRSH
FIEL
D52
.00
$12
.62
$64
.62
$10
0390
RA
YM
ON
D A
ND
CA
RO
L R
ASA
JTW
RO
S52
.00
$12
.62
$64
.62
$10
0391
FLEM
ING
INV
ESTM
ENTS
, LLC
156.
00$
37.8
7$
193.
87$
1003
92R
AY
MO
ND
E. R
OG
ERS
104.
00$
25.2
4$
129.
24$
1003
94G
OR
DO
N IN
VES
TOR
S G
RO
UP
104.
00$
25.2
4$
129.
24$
1003
95SI
RI A
. KER
R52
.00
$12
.62
$64
.62
$10
0396
RO
BER
T M
AIL
HO
USE
104.
00$
25.2
4$
129.
24$
1003
97G
REE
N F
INA
NC
IAL
GR
OU
P LL
C62
.40
$15
.15
$77
.55
$10
0399
JOSE
PH L
IMIT
ED P
AR
TNER
SHIP
LLL
P15
6.00
$37
.87
$19
3.87
$10
0401
VER
IZO
N C
OR
P PE
NSI
ON
PLA
N46
5,81
0.50
$11
3,07
0.41
$57
8,88
0.91
$10
0402
NIC
OLE
LES
TER
41.6
0$
10.1
0$
51.7
0$
1004
03W
ILLI
AM
P D
EEG
AN
IRA
RO
LLO
VER
1,04
8.00
$25
4.39
$1,
302.
39$
1004
07JE
WIS
H C
OM
MU
NA
L FU
ND
II10
4.00
$25
.24
$12
9.24
$10
0408
GR
OW
TH C
OM
BIN
ED R
ETIR
EMEN
T PA
RTN
ERS
312.
00$
75.7
3$
387.
73$
1004
09R
OSE
NTH
AL
& R
OSE
NTH
AL,
INC
EM
PLO
YEE
S10
4.00
$25
.24
$12
9.24
$10
0410
BEL
L IN
TER
EST,
LP
312.
00$
75.7
3$
387.
73$
1004
13M
R R
OB
ERT
C E
BER
LE M
D IR
A13
0.00
$31
.56
$16
1.56
$10
0414
JOH
N A
AN
DER
SON
REV
LIV
TR
UST
104.
00$
25.2
4$
129.
24$
1004
15R
OB
ERT
& R
OB
ERTA
NIX
ON
JTW
RO
S10
4.00
$25
.24
$12
9.24
$10
0416
LIN
DA
ALI
SIO
104.
00$
25.2
4$
129.
24$
1004
17R
AY
MO
ND
& G
RA
CE
RO
GER
S JT
WR
OS
104.
00$
25.2
4$
129.
24$
1004
24SA
ON
E LL
C10
4.00
$25
.24
$12
9.24
$10
0429
ASS
OC
IATE
D A
LLER
GIS
TS P
RO
FIT
SHA
RIN
G P
LAN
2,11
9.56
$51
4.50
$2,
634.
06$
1004
33B
LUE
STA
R W
EBB
ING
INC
PSP
1,58
1.87
$38
3.98
$1,
965.
85$
1004
38G
AIL
C S
CH
LAN
G2,
096.
00$
508.
78$
2,60
4.78
$10
0442
JOH
N M
CC
AR
THY
IRA
RO
LLO
VER
156.
00$
37.8
7$
193.
87$
1004
44LY
NN
WO
LFSO
N3,
882.
00$
942.
31$
4,82
4.31
$10
0446
DR
CH
AR
LES
HO
HIN
G IR
A52
.00
$12
.62
$64
.62
$10
0448
DA
VID
S P
AC
HTE
R31
.20
$7.
57$
38.7
7$
1004
49N
AN
CE
L B
RIT
TIS
MD
IRA
RO
LLO
VER
31.2
0$
7.57
$38
.77
$10
0450
AFF
E FA
MIL
Y P
AR
TNER
SHIP
1,08
7.00
$26
3.86
$1,
350.
86$
1004
52R
ICH
AR
D C
BR
OC
KW
AY
IRA
31.2
0$
7.57
$38
.77
$10
0454
CFP
TR
UST
312.
00$
75.7
3$
387.
73$
1004
55R
C D
IOC
ESE
OF
BR
OO
KLY
N L
AY
PEN
SIO
N P
LAN
35,8
70.0
0$
8,70
7.05
$44
,577
.05
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 14 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 11 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1004
59TH
E H
ALL
-PER
RIN
E FO
UN
DA
TIO
N8,
800.
00$
2,13
6.10
$10
,936
.10
$10
0460
BO
NN
IE G
EHL
IRA
2,09
3.56
$50
8.19
$2,
601.
75$
1004
62U
NIV
ERSI
TY O
F M
ISSO
UR
I RET
IREM
ENT
PLA
N4,
940.
00$
1,19
9.13
$6,
139.
13$
1004
64JO
EL L
UTZ
IRA
52.0
0$
12.6
2$
64.6
2$
1004
66PE
TER
EIS
ENB
ERG
26.0
0$
6.31
$32
.31
$10
0467
DR
JAY
C T
ON
NE
IRA
RO
LLO
VER
31.2
0$
7.57
$38
.77
$10
0468
ALB
ERT
J PA
SCA
LE M
D IR
A R
OLL
OV
104.
00$
25.2
4$
129.
24$
1004
69EI
SEN
BER
G G
ENER
ATI
ON
SK
IPPI
NG
TR
UST
104.
00$
25.2
4$
129.
24$
1004
70ZA
HA
VIT
PA
Z52
.00
$12
.62
$64
.62
$10
0471
RO
BER
T C
EB
ERLE
MD
& W
AN
DA
EB
ERLE
JT72
.80
$17
.67
$90
.47
$10
0474
DR
DA
VID
LA
WR
ENC
E31
.20
$7.
57$
38.7
7$
1004
75TE
RM
INA
L C
ON
STR
UC
TIO
N C
OR
P SA
L10
4.00
$25
.24
$12
9.24
$10
0476
FELD
MA
N IN
VES
TMEN
T LP
104.
00$
25.2
4$
129.
24$
1004
77C
HA
RLE
S R
SV
OB
OD
A IR
A10
4.00
$25
.24
$12
9.24
$10
0478
PATR
ICIA
B S
USS
MA
N S
EPER
ATE
PR
OPE
RTY
52.0
0$
12.6
2$
64.6
2$
1004
79G
ERA
LD M
BED
RIN
TR
UST
52.0
0$
12.6
2$
64.6
2$
1004
80H
ERB
ERT
S G
OLO
MB
MD
IRA
239.
20$
58.0
6$
297.
26$
1004
81M
AR
IA S
PIN
AK
MD
IRA
RO
LLO
VER
52.0
0$
12.6
2$
64.6
2$
1004
82D
AV
ID L
LA
WR
ENC
E M
D IR
A10
4.00
$25
.24
$12
9.24
$10
0483
DA
VID
REI
SSM
AN
MD
PA
PSP
1,03
5.00
$25
1.23
$1,
286.
23$
1004
84JE
RR
OLD
SA
LMA
NSO
N31
.20
$7.
57$
38.7
7$
1004
85R
ICH
AR
D P
AG
E36
.40
$8.
84$
45.2
4$
1004
86C
HA
RLE
S SA
LMA
NSO
N31
2.00
$75
.73
$38
7.73
$10
0487
HA
GER
STO
WN
SU
RG
ICA
L C
LIN
IC P
SP12
4.80
$30
.29
$15
5.09
$10
0489
JOA
N S
CH
WA
RZ
& E
LIZA
BET
H H
AY
DEN
JTW
RO
S62
.40
$15
.15
$77
.55
$10
0490
RO
BIN
WO
OD
OR
THO
PED
IC S
PEC
IALI
STS
520.
00$
126.
22$
646.
22$
1004
91D
IAN
E V
ICK
ERS
31.2
0$
7.57
$38
.77
$10
0492
AM
ERIC
AN
FR
IEN
DS
OF
ISR
AEL
MU
SE3,
735.
00$
906.
63$
4,64
1.63
$10
0494
RO
Y H
RA
TZM
AN
N20
.17
$4.
90$
25.0
7$
1004
95R
OB
ERT
J RO
SEN
THA
L IR
A R
/O52
.00
$12
.62
$64
.62
$10
0496
DIA
NE
M S
ALM
AN
SON
Q-T
IP T
RU
ST41
.60
$10
.10
$51
.70
$10
0499
THO
MA
S S
PER
AK
OS
38,6
50.0
0$
9,38
1.87
$48
,031
.87
$10
0501
DEA
N &
MA
RG
AR
ET L
ESH
ER F
OU
ND
ATI
ON
2,07
0.00
$50
2.47
$2,
572.
47$
1005
02O
RES
TES
MIH
ALY
IRA
1,51
5.30
$36
7.82
$1,
883.
12$
1005
03FR
AN
K F
AH
REN
KO
PF IR
A1,
245.
00$
302.
21$
1,54
7.21
$10
0504
AB
RA
HA
M M
ING
HO
N C
HA
N1,
035.
00$
251.
23$
1,28
6.23
$10
0506
HER
MA
N C
MA
GA
NZI
UI M
D IR
A R
/O2,
119.
56$
514.
50$
2,63
4.06
$10
0507
STEP
HEN
& B
ON
NIE
HO
LMES
1,53
3.30
$37
2.19
$1,
905.
49$
1005
10R
OB
ERT
J BR
ITTI
S IR
A R
OLL
OV
ER52
.00
$12
.62
$64
.62
$10
0517
STA
NLE
Y M
OSE
R IR
A R
OLL
OV
ER20
.80
$5.
05$
25.8
5$
1005
20D
AV
ID B
ECK
ER T
ESTA
MEN
TAR
Y T
RU
ST65
.00
$15
.78
$80
.78
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 15 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 12 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1005
21M
UR
IEL
MA
RA
SH IR
A2,
070.
00$
502.
47$
2,57
2.47
$10
0522
SAR
AH
GO
LDIE
SU
SMA
N IR
A R
OLL
OV
ER72
.80
$17
.67
$90
.47
$10
0523
CO
RB
IN A
MC
NEI
LL JR
REV
OC
AB
LE T
RU
ST2,
070.
00$
502.
47$
2,57
2.47
$10
0524
SWED
ISH
MA
TCH
MA
STER
TR
UST
40,9
73.4
0$
9,94
5.85
$50
,919
.25
$10
0525
WH
ITTI
ER E
QU
ITIE
S IV
TA
XA
BLE
16,8
90.0
0$
4,09
9.86
$20
,989
.86
$10
0526
LEO
NA
RD
FR
AN
CIS
IRA
R/O
2,49
0.00
$60
4.42
$3,
094.
42$
1005
27IS
RA
ELSO
N F
AM
ILY
FO
UN
DA
TIO
N10
4.00
$25
.24
$12
9.24
$10
0534
CO
-OPE
RA
TIV
E IN
SUR
AN
CE
SOC
IETY
LTD
36,1
92.0
0$
8,78
5.21
$44
,977
.21
$10
0544
DR
ON
KA
R S
NA
RU
LA IR
A R
/O15
6.00
$37
.87
$19
3.87
$10
0546
BIK
INI C
LAIM
S TR
UST
312.
00$
75.7
3$
387.
73$
1005
47D
ON
ALD
SA
LMA
NSO
N52
0.00
$12
6.22
$64
6.22
$10
0582
MO
LLIE
G S
MIT
H83
.20
$20
.20
$10
3.40
$10
0587
MA
RTH
A R
RO
BIN
SON
REV
TR
82,8
00.0
0$
20,0
98.7
9$
102,
898.
79$
1005
88J R
HY
DE
FOU
ND
ATI
ON
INC
-AG
ENC
Y64
,740
.00
$15
,714
.93
$80
,454
.93
$10
0594
WIL
LIA
M W
JAM
ES R
EV T
RU
ST29
2.00
$70
.88
$36
2.88
$10
0607
JEFF
REY
S C
OLL
INS
& M
AR
Y L
CO
LLIN
S JT
TEN
1.56
$0.
38$
1.94
$10
0613
SAR
AH
BER
NS
33.8
0$
8.20
$42
.00
$10
0614
AN
DR
EW B
ERN
S33
.80
$8.
20$
42.0
0$
1006
15A
DA
M C
. B. P
AR
RIS
H33
.80
$8.
20$
42.0
0$
1006
16R
EBEC
CA
PA
RR
ISH
33.8
0$
8.20
$42
.00
$10
0618
DA
VID
DO
NIG
ER84
.50
$20
.51
$10
5.01
$10
0619
PATR
ICIA
D G
OLD
MA
N42
.90
$10
.41
$53
.31
$10
0620
DEB
OR
AH
GO
LDM
AN
44.2
0$
10.7
3$
54.9
3$
1006
21B
EATR
ICE
B D
ON
IGER
199
2 G
RA
ND
CH
ILD
REN
'S T
RU
ST74
8.80
$18
1.76
$93
0.56
$10
0622
BR
UC
E D
ON
IGER
424.
32$
103.
00$
527.
32$
1006
23M
ICH
AEL
L D
ON
IGER
67.8
6$
16.4
7$
84.3
3$
1006
24A
ND
REW
GO
LDM
AN
62.4
0$
15.1
5$
77.5
5$
1006
26JA
MES
BER
NS
AC
F K
IMB
ERLY
BER
NS
13.0
0$
3.16
$16
.16
$10
0627
DA
VID
BER
NS
33.8
0$
8.20
$42
.00
$10
0628
ESTA
TE O
F B
EATR
ICE
B D
ON
IGER
$
2
1,78
7.35
5,
288.
64$
27,0
75.9
9$
1006
33A
FPC
DIV
ERSI
FIED
PA
RTN
ERS
LP41
6.00
$10
0.98
$51
6.98
$10
0637
JOSE
PH V
INC
ENT
JEN
DR
ASI
AK
40.6
6$
9.87
$50
.53
$10
0644
DR
. MIC
HA
EL F
OZO
IRA
R/O
740.
28$
179.
69$
919.
97$
1006
45B
ENJA
MIN
WH
ITE
31.2
0$
7.57
$38
.77
$10
0646
FRED
& E
DIT
H H
OR
OW
ITZ
JTW
RO
S15
6.00
$37
.87
$19
3.87
$10
0647
MIC
HA
EL K
OEN
EKE
1,53
3.30
$37
2.19
$1,
905.
49$
1006
48V
INC
ENT
D. V
ISC
EGLI
A G
RA
NTO
R T
RU
ST2,
119.
56$
514.
50$
2,63
4.06
$10
0653
SATO
SHI K
KO
JIM
A74
.90
$18
.18
$93
.08
$10
0654
RO
LAN
D F
HA
RTM
AN
IRA
R/O
1,24
5.00
$30
2.21
$1,
547.
21$
1000
081
MIC
HA
EL M
ESS
MY
ER IR
A1,
282.
50$
311.
31$
1,59
3.81
$10
0010
1G
UST
AN
E R
ICH
AR
D JO
HN
SON
IRA
101.
50$
24.6
4$
126.
14$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 16 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 13 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1000
309
JOH
N D
AV
ID C
ON
KLI
N2.
28$
0.55
$2.
83$
1000
317
MA
TTH
EW C
ZYSZ
CZO
N &
JEN
NIF
ER C
ZYSZ
CZO
N JT
TEN
2.93
$0.
71$
3.64
$10
0032
1M
AX
W. D
AY
& F
RA
NC
ES I.
DA
Y JT
TEN
2.60
$0.
63$
3.23
$10
0052
6SU
SAN
T R
OB
INSO
N R
EV T
RU
ST99
.02
$24
.04
$12
3.06
$10
0053
4LI
ND
A G
ALE
SA
MPS
ON
199
3 TR
UST
872.
65$
211.
83$
1,08
4.48
$10
0090
9SU
SAN
TH
OM
AS
RO
BIN
SON
IRA
0.12
$0.
03$
0.15
$10
0202
3PI
ERPO
NT
MO
RG
AN
LIB
RA
RY
21,0
00.0
0$
5,09
7.52
$26
,097
.52
$10
0264
8R
OB
IN L
EE L
OW
ENTH
AL
RO
TH IR
A2.
60$
0.63
$3.
23$
1002
705
ELIA
HO
U H
ASS
ON
3,92
5.00
$95
2.75
$4,
877.
75$
1002
733
MR
S JE
NN
IFER
GR
UEN
BER
G31
.20
$7.
57$
38.7
7$
1002
751
ALL
ISO
N E
BR
OK
AW
31.2
0$
7.57
$38
.77
$10
0279
1G
ERA
LD A
YEL
LIN
IRA
804.
64$
195.
32$
999.
96$
1002
794
HO
WA
RD
B L
EIB
OW
ITZ
RO
TH IR
A0.
39$
0.09
$0.
48$
1002
820
RO
BER
T A
DA
LY1,
040.
00$
252.
45$
1,29
2.45
$10
0283
4A
LPIN
E PA
RTN
ERS
L.P
13,1
04.0
0$
3,18
0.85
$16
,284
.85
$10
0322
2JO
HN
S D
EC &
LA
UR
A D
EC J
TWR
OS
1.30
$0.
32$
1.62
$10
0361
6D
EBO
RA
H L
BR
ICE
#31,
795.
00$
435.
72$
2,23
0.72
$10
0362
8W
ILLI
S M
GA
LLA
NA
ITIS
& E
VEL
YN
F G
ALL
AN
AIT
IS JT
WR
OS
31.2
0$
7.57
$38
.77
$10
0364
5LE
WIS
B T
EXEI
RA
3,57
0.00
$86
6.58
$4,
436.
58$
1003
686
MA
DEL
INE
SCH
OR
SCH
39.0
0$
9.47
$48
.47
$10
0400
5LI
ND
A D
IAN
E FI
NK
ELST
EIN
31.2
0$
7.57
$38
.77
$10
0434
8B
ENJA
MIN
D S
TAR
K 1
988
TRU
ST
6,12
5.60
$1,
486.
92$
7,61
2.52
$10
0435
6C
AR
OL
J HO
LDEN
31.2
0$
7.57
$38
.77
$10
0461
4M
RS
LOU
ISE
TOLL
IVER
DEU
TSC
HM
AN
51.5
0$
12.5
0$
64.0
0$
1004
663
LEE
R W
AIT
E A
ND
LES
LIE
I ALB
ERTI
JTW
RO
S11
3.30
$27
.50
$14
0.80
$10
0518
9ST
EVEN
S B
RO
THER
S PA
RTN
ERSH
IP30
0.15
$72
.86
$37
3.01
$10
0524
6G
DO
UG
LAS
PAIG
E34
2.00
$83
.02
$42
5.02
$10
0544
9C
ITY
OF
MID
LAN
D A
CT
345
POLI
CE
& F
IRE
RET
IREM
ENT
PLA
N21
,451
.95
$5,
207.
23$
26,6
59.1
8$
1005
685
RO
BER
T A
DG
ATE
CO
NG
DO
N42
0.00
$10
1.95
$52
1.95
$10
0570
3W
END
YN
RIC
HA
RD
S H
ITC
H87
1.35
$21
1.51
$1,
082.
86$
1006
004
LEM
ERO
ND
REV
TR
UST
185.
48$
45.0
2$
230.
50$
1006
017
JER
EMY
R G
REE
N M
D IR
A29
.37
$7.
13$
36.5
0$
1006
269
HEN
RY
BO
ECK
MA
NN
JR10
4.14
$25
.28
$12
9.42
$10
0669
3D
AV
ID N
AG
JI10
3.00
$25
.00
$12
8.00
$10
0684
0M
R L
EON
AR
D M
BU
CH
EN18
.79
$4.
56$
23.3
5$
1006
924
WIL
LIA
M M
SH
USD
A A
ND
SA
ND
RA
L S
HU
SDA
JTW
RO
S15
5.51
$37
.75
$19
3.26
$10
0731
5K
ENT
W H
EMPH
ILL
IRA
251.
00$
60.9
3$
311.
93$
1007
918
MER
LE E
VA
NS
IRA
509.
04$
123.
56$
632.
60$
1008
132
AN
N C
CA
RA
DO
NN
A78
5.00
$19
0.55
$97
5.55
$10
0815
4JO
EL O
WO
OTE
N6,
225.
00$
1,51
1.05
$7,
736.
05$
1008
251
DA
RR
EL D
& P
HY
LLIS
W D
ILLO
W R
EVO
CA
BLE
LIV
ING
TR
3,63
4.00
$88
2.11
$4,
516.
11$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 17 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 14 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1008
547
NA
NC
Y H
APK
E1,
710.
00$
415.
08$
2,12
5.08
$10
0961
2M
AR
ILY
N R
OTH
BER
G1,
000.
00$
242.
74$
1,24
2.74
$10
0961
9R
OB
ERT
P FR
AN
CO
AN
D M
AR
GA
RET
FR
AN
CO
JTW
RO
S27
.74
$6.
73$
34.4
7$
1009
620
WIL
LIA
M G
SC
HA
NC
K JR
5.72
$1.
39$
7.11
$10
0973
3JA
MES
S. S
AG
NER
1,03
0.00
$25
0.02
$1,
280.
02$
1009
927
MIC
HA
EL N
OV
AR
ESE
LIV
ING
TR
UST
2,07
0.00
$50
2.47
$2,
572.
47$
1010
114
TEA
MST
ERS
LOC
AL
NO
815
(K/K
/A 2
10) G
ENER
AL
FUN
D39
7.20
$96
.42
$49
3.62
$10
1029
9JO
HN
S P
ITZE
R R
EV T
RU
ST13
8.16
$33
.54
$17
1.70
$10
1030
4TH
E ST
EIN
FA
MIL
Y T
RU
ST49
.44
$12
.00
$61
.44
$10
1035
3C
UR
TIS
& JU
DY
WO
ZNIA
K T
RU
ST17
.23
$4.
18$
21.4
1$
1010
417
PRA
TT F
AM
ILY
TR
UST
730.
00$
177.
20$
907.
20$
1010
458
LEO
NA
RD
MEU
TI A
ND
BEV
ERLY
MEU
TI JT
WR
OS
219.
00$
53.1
6$
272.
16$
1010
596
ALA
N C
OH
EN &
VIV
IAN
CO
HEN
TR
UST
4,
140.
00$
1,00
4.94
$5,
144.
94$
1010
663
TER
RY
L V
OG
L &
JAN
E E
SALT
ZMA
N F
AM
ILY
TR
UST
51
1.00
$12
4.04
$63
5.04
$10
1068
1ST
UA
RT
M N
IER
ENB
ERG
219.
00$
53.1
6$
272.
16$
1010
752
MA
RY
AN
N V
AN
DEN
BER
G A
ND
FR
EDER
ICK
P H
AEF
LEIN
JTW
RO
S21
9.00
$53
.16
$27
2.16
$10
1081
6FA
MIL
Y T
RU
ST E
XEM
PT U
WO
JAN
E ZO
BR
IST
146.
00$
35.4
4$
181.
44$
1010
831
RH
ON
DA
JOA
N B
LYN
584.
00$
141.
76$
725.
76$
1010
841
MA
RTH
A C
HA
NER
TA
YLO
R T
RU
ST29
2.00
$70
.88
$36
2.88
$10
1092
8A
LIC
E G
HIX
ON
146.
00$
35.4
4$
181.
44$
1010
974
DO
UG
LAS
M C
ASE
TR
UST
292.
00$
70.8
8$
362.
88$
1010
997
RO
LF H
HO
RN
REV
TR
UST
219.
00$
53.1
6$
272.
16$
1011
086
CR
ESC
ENT
VEN
TUR
ES L
LC21
.00
$5.
10$
26.1
0$
1011
149
DO
NA
LD R
PU
DD
Y F
AM
ILY
TR
203.
25$
49.3
4$
252.
59$
1011
165
SALL
Y B
MIL
LER
REV
TR
UST
486.
00$
117.
97$
603.
97$
1011
203
WA
RR
EN &
MA
RTH
A T
RA
GER
TR
UST
219.
00$
53.1
6$
272.
16$
1011
279
KR
UG
FA
MIL
Y T
RU
ST21
9.00
$53
.16
$27
2.16
$10
1129
9C
HR
ISTO
PHER
T B
ELL
292.
00$
70.8
8$
362.
88$
1011
306
WEB
ER L
IVIN
G T
RU
ST73
.00
$17
.72
$90
.72
$10
1137
9M
AN
NIN
G E
CA
SE 2
000
FAM
ILY
TR
UST
146.
00$
35.4
4$
181.
44$
1011
380
THO
MA
S W
ILLI
AM
STE
INB
UR
N29
2.00
$70
.88
$36
2.88
$10
1148
9K
AR
EN M
DEM
PSEY
LIV
TR
UST
219.
00$
53.1
6$
272.
16$
1011
596
JOH
N G
OR
DO
N B
ENN
ETT
IRA
17.0
0$
4.13
$21
.13
$10
1212
5H
ERB
FA
M 1
998
GIF
T TR
LA
ZAR
D C
UST
1,59
5.00
$38
7.17
$1,
982.
17$
1012
290
TOM
G. B
ELL
317.
24$
77.0
1$
394.
25$
1012
321
JOY
CE
I STA
LEY
79.7
5$
19.3
6$
99.1
1$
1012
323
GLE
NN
L B
OW
ER10
.36
$2.
51$
12.8
7$
1012
527
NO
OR
JAH
AN
JEEV
AN
TR
UST
27.3
0$
6.63
$33
.93
$10
1274
5LE
ON
AR
D J.
SZC
ZEPA
NSK
I IR
A18
.20
$4.
42$
22.6
2$
1012
746
ELIZ
AB
ETH
A. P
ALM
IER
I IR
A14
.30
$3.
47$
17.7
7$
1012
777
YU
NG
WO
NG
15,7
00.0
0$
3,81
1.00
$19
,511
.00
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 18 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 15 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1012
844
RO
BER
T JO
SEPH
KEL
LEY
IRA
3,92
5.00
$95
2.75
$4,
877.
75$
1016
294
JOH
N G
GER
DEN
ER18
.55
$4.
50$
23.0
5$
1016
485
CO
OK
E LI
VIN
G T
RU
ST1,
710.
00$
415.
08$
2,12
5.08
$10
1653
3B
AR
BA
RA
PER
SCH
ETZ
REV
TR
UST
26.0
0$
6.31
$32
.31
$10
1654
3M
AR
TIN
P M
AK
OH
US
2.60
$0.
63$
3.23
$10
1676
3JE
RR
Y D
FLA
ND
ERS
IRA
20.8
0$
5.05
$25
.85
$10
1680
2D
ENN
IS C
CO
LE &
ELI
ZAB
ETH
S C
OLE
CO
MM
/PR
OP
454.
50$
110.
32$
564.
82$
1016
848
BIL
L R
SC
HA
RW
ATT
DM
D P
C M
PP &
PC
(KA
Y)
96.3
0$
23.3
8$
119.
68$
1017
172
ZM S
UZA
NN
A N
AD
LER
401
K51
.50
$12
.50
$64
.00
$10
1765
4D
ON
ALD
D R
OB
INSO
N94
.43
$22
.92
$11
7.35
$10
1777
8ED
WA
RD
F F
ISSE
L A
ND
FR
AN
CES
I FI
SSEL
JT T
EN1,
744.
00$
423.
34$
2,16
7.34
$10
1782
5JA
IME
LYN
NE
RA
ND
ALL
JTW
RO
S2,
331.
00$
565.
82$
2,89
6.82
$10
1787
2ER
NES
T F
MA
TYI L
ZD87
.00
$21
.12
$10
8.12
$10
1850
2R
OG
O F
AM
ILY
TR
UST
1,00
0.00
$24
2.74
$1,
242.
74$
1018
506
JAC
OB
W H
UG
HES
& C
AR
OL
K T
HO
MA
S JT
WR
OS
74.9
0$
18.1
8$
93.0
8$
1018
975
ALL
AN
JAM
ES P
INK
ELM
AN
157.
00$
38.1
1$
195.
11$
1019
102
AR
NO
LD Z
HA
RT
1,57
0.00
$38
1.10
$1,
951.
10$
1019
468
CH
AR
LES
L K
EITH
& E
LISE
M K
EITH
JT T
EN1,
710.
00$
415.
08$
2,12
5.08
$10
2086
1R
AD
IOLO
GY
GR
OU
P PA
PSP
41.2
0$
10.0
0$
51.2
0$
1021
508
SHA
RO
N L
MIC
HA
ELS
48.9
2$
11.8
7$
60.7
9$
1022
231
WO
JCIE
CH
A K
UC
ZAJ
222.
00$
53.8
9$
275.
89$
1022
262
5 B
MA
NA
GEM
ENT
LP7,
300.
00$
1,77
2.00
$9,
072.
00$
1022
356
ALA
N L
UC
KEN
146.
00$
35.4
4$
181.
44$
1022
367
ALB
ERT
E W
ING
ERT
& C
ATH
Y A
WIN
GER
T2,
490.
00$
604.
42$
3,09
4.42
$10
2247
0A
ND
REW
JAM
ES R
ICH
8,55
0.00
$2,
075.
42$
10,6
25.4
2$
1022
544
AN
THO
NY
G L
AM
PAR
IELL
O &
SU
SAN
M O
RO
S JT
TEN
219.
00$
53.1
6$
272.
16$
1022
662
WIL
LIA
M W
WA
TKIN
S21
9.00
$53
.16
$27
2.16
$10
2270
6M
ASO
N F
AM
ILY
TR
UST
438.
00$
106.
32$
544.
32$
1022
740
CEC
IL R
ICH
AR
D H
ERR
ELL
41.2
0$
10.0
0$
51.2
0$
1022
781
CH
AR
LES
F M
ENG
ES &
GA
Y F
MEN
GES
JT T
EN14
6.00
$35
.44
$18
1.44
$10
2300
6B
ERN
AR
D D
OW
YO
MTO
V IR
A R
OLL
OV
ER21
4.00
$51
.95
$26
5.95
$10
2304
7B
EVER
LY J
SEIF
ERT
TRU
ST82
.00
$19
.90
$10
1.90
$10
2305
4B
ILL
SHA
NH
OU
SE &
400.
07$
97.1
1$
497.
18$
1023
271
CR
AIG
A N
OR
MA
N &
KR
ISTI
N K
NO
RM
AN
1,16
8.00
$28
3.52
$1,
451.
52$
1023
342
BR
IAN
MA
LLO
NEE
& E
LSIE
R M
ALL
ON
EE JT
TEN
292.
00$
70.8
8$
362.
88$
1023
352
BR
IGIT
TE A
SA
YLO
R3,
481.
00$
844.
97$
4,32
5.97
$10
2337
1B
RU
CE
L B
RA
CK
ETT
& V
IRG
INIA
BR
AC
KET
T29
2.00
$70
.88
$36
2.88
$10
2347
4W
ILSO
N L
IVIN
G T
RU
ST21
9.00
$53
.16
$27
2.16
$10
2361
3EA
GLE
CR
EEK
OF
OH
IO L
TD L
LC21
9.00
$53
.16
$27
2.16
$10
2364
1D
AN
IEL
REU
BEN
JEN
SEN
#1
3,92
5.00
$95
2.75
$4,
877.
75$
1023
656
DEN
NIS
B &
PA
ULA
J M
ESSE
NG
ER L
IVIN
G T
RU
ST
1,02
2.00
$24
8.08
$1,
270.
08$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 19 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 16 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1023
680
DO
NA
LD E
& A
NN
E W
VER
MEI
L R
EV T
RU
ST1,
064.
00$
258.
27$
1,32
2.27
$10
2369
7D
ALE
L T
HO
MA
S &
JO A
NN
TH
OM
AS
JT T
EN3,
925.
00$
952.
75$
4,87
7.75
$10
2373
5D
AN
IEL
REU
BEN
JEN
SEN
#2
219.
00$
53.1
6$
272.
16$
1023
782
DA
VID
CLA
RK
GO
LDEN
414.
25$
100.
55$
514.
80$
1023
806
DA
VID
GR
EGO
RY
VO
LZ19
7.88
$48
.03
$24
5.91
$10
2394
7C
HA
RLE
S R
WIL
LIA
MS
& M
AR
Y W
ILLI
AM
S29
2.00
$70
.88
$36
2.88
$10
2398
1M
ATA
DO
R P
AR
TNER
S LP
4,22
5.00
$1,
025.
57$
5,25
0.57
$10
2402
4EL
IZA
BET
H G
REE
N36
5.00
$88
.60
$45
3.60
$10
2403
8EL
KTO
N E
AR
L H
AR
RIN
GTO
N &
TA
MA
RA
S H
AR
RIN
GTO
N21
9.00
$53
.16
$27
2.16
$10
2407
0EN
O A
& L
ILLI
AN
Y S
CH
MID
T FA
MIL
Y IN
VES
TMEN
TS P
AR
TNER
SHIP
365.
00$
88.6
0$
453.
60$
1024
386
DO
RIS
C L
IND
BER
GH
IRA
4,27
5.00
$1,
037.
71$
5,31
2.71
$10
2448
8H
ELEN
B B
UR
CH
REV
OC
AB
LE T
RU
ST43
8.00
$10
6.32
$54
4.32
$10
2452
6A
REN
TOW
ICZ-
NIC
HO
LS R
EV L
IVIN
G T
RU
ST23
3.60
$56
.70
$29
0.30
$10
2453
9FR
AN
K H
UG
H H
OLM
ES #
11,
737.
40$
421.
73$
2,15
9.13
$10
2454
0FR
AN
K H
UG
H H
OLM
ES #
21,
727.
00$
419.
21$
2,14
6.21
$10
2454
4FR
AN
K M
UR
PHY
PEN
SIO
N T
RU
ST76
1.25
$18
4.79
$94
6.04
$10
2454
5FR
AN
K JA
Y S
PILL
MA
N85
5.00
$20
7.54
$1,
062.
54$
1024
653
SHU
BIN
FA
MIL
Y T
RU
ST79
.92
$19
.40
$99
.32
$10
2467
8G
AR
EY M
AR
QU
IN R
EEV
ES &
JAN
ICE
MA
RIE
REE
VES
JT T
EN21
9.00
$53
.16
$27
2.16
$10
2470
0G
AR
Y L
HEI
MA
N &
KIM
M H
EIM
AN
660.
50$
160.
33$
820.
83$
1024
840
EDW
AR
D F
LA
BU
DA
& G
AY
LE G
LA
BU
DA
1,34
1.36
$32
5.60
$1,
666.
96$
1024
853
EDW
AR
D J
O'B
RIE
N &
PA
TRIC
IA J
O'B
RIE
N JT
TEN
219.
00$
53.1
6$
272.
16$
1024
899
IKE
K E
IKEL
BER
NER
& L
OR
A G
AIL
EIK
ELB
ERN
ER16
6.50
$40
.42
$20
6.92
$10
2521
9G
REG
OR
Y W
ALT
SCH
UH
855.
00$
207.
54$
1,06
2.54
$10
2532
1JO
HN
F C
REA
408.
80$
99.2
3$
508.
03$
1025
334
JOH
N G
AY
LOR
D B
AK
ER17
,100
.00
$4,
150.
84$
21,2
50.8
4$
1025
341
JOH
N H
LEF
EVR
E36
6.00
$88
.84
$45
4.84
$10
2536
3JO
HN
J PE
TRIL
LO &
JAC
QU
ELIN
E B
PET
RIL
LO26
5.25
$64
.39
$32
9.64
$10
2536
4JO
HN
J PU
NTU
RIE
RI R
EVO
CA
BLE
TR
333.
00$
80.8
3$
413.
83$
1025
451
JAM
ES D
DO
UG
LAS
& L
IND
A J
DO
UG
LAS
JT T
EN23
6.44
$57
.39
$29
3.83
$10
2545
6JA
MES
D S
TRA
TTE
648.
00$
157.
29$
805.
29$
1025
574
JAM
ES R
MEI
ER &
PEN
ELO
PE M
EIER
1,16
8.00
$28
3.52
$1,
451.
52$
1025
782
JON
B V
OLO
VIC
K O
D2,
565.
35$
622.
71$
3,18
8.06
$10
2583
2JO
SEPH
E S
TASZ
AK
146.
00$
35.4
4$
181.
44$
1026
501
K P
AR
VA
THA
NEN
I MD
SC P
S PL
AN
2,01
9.36
$49
0.18
$2,
509.
54$
1026
735
MA
RIA
TER
ESA
CLA
BO
TS92
7.50
$22
5.14
$1,
152.
64$
1026
741
MA
RIA
NN
E LE
BLA
NC
DA
VID
1,16
8.91
$28
3.74
$1,
452.
65$
1026
770
MA
RJO
RIE
PA
RR
IS S
TRA
W21
9.00
$53
.16
$27
2.16
$10
2689
0M
AR
Y JA
NE
CR
EA58
4.00
$14
1.76
$72
5.76
$10
2692
1LA
UR
ENC
E S
CO
RD
REY
REV
OC
AB
LE T
RU
ST29
2.00
$70
.88
$36
2.88
$10
2693
0LA
WR
ENC
E A
ND
REW
LA
RSO
N IR
A1.
30$
0.32
$1.
62$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 20 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 17 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1026
984
LEO
NA
RD
B F
EILE
R93
7.50
$22
7.57
$1,
165.
07$
1027
018
LEY
LA F
YIL
DIZ
205.
20$
49.8
1$
255.
01$
1027
036
LIN
DA
G K
ESSL
ER 2
ND
FA
MIL
Y L
IMIT
ED P
AR
TNER
SHIP
219.
00$
53.1
6$
272.
16$
1027
067
L A
NTH
ON
Y B
LAC
K L
IVIN
G T
RU
ST89
.50
$21
.73
$11
1.23
$10
2726
1M
AX
IMIL
IAN
LA
MO
NT
& H
ILM
A S
LA
MO
NT
JT T
EN21
9.00
$53
.16
$27
2.16
$10
2727
4M
EIC
HU
AN
TA
NG
CH
OU
103.
00$
25.0
0$
128.
00$
1027
470
MO
RTO
N P
UPK
O IR
A66
.46
$16
.13
$82
.59
$10
2753
2C
AR
L F
PFEI
FFER
TR
UST
292.
00$
70.8
8$
362.
88$
1027
654
PHIL
IP S
AU
222.
00$
53.8
9$
275.
89$
1027
670
PHIL
OM
ENA
C D
AN
IELS
TR
UST
2,20
4.00
$53
5.00
$2,
739.
00$
1027
703
PUB
LIX
SU
PER
MA
RK
ETS
CH
AR
ITIE
S IN
C45
,378
.00
$11
,015
.01
$56
,393
.01
$10
2771
8TH
E B
OY
D 1
993
FAM
ILY
TR
UST
951.
75$
231.
03$
1,18
2.78
$10
2773
1D
UR
YEA
TR
UST
365.
00$
88.6
0$
453.
60$
1027
785
MIL
NA
RIK
LIV
ING
TR
UST
219.
00$
53.1
6$
272.
16$
1027
841
NA
OM
I ZIR
OFS
KY
& S
TUA
RT
ZIR
OFS
KY
219.
00$
53.1
6$
272.
16$
1027
902
NO
RM
AN
J H
AR
T21
9.00
$53
.16
$27
2.16
$10
2807
8R
ON
ALD
ALT
MA
N &
BA
RB
AR
A H
ALT
MA
N3,
102.
00$
752.
98$
3,85
4.98
$10
2810
4R
ON
ALD
H L
AR
SON
292.
00$
70.8
8$
362.
88$
1028
166
RA
ND
ALL
SH
ING
AI &
NA
OM
I MA
KIH
AR
A L
T32
7.75
$79
.56
$40
7.31
$10
2824
1M
AR
Y L
OU
HEB
ERLE
511.
00$
124.
04$
635.
04$
1028
242
RIC
HA
RD
A H
EBER
LE36
5.00
$88
.60
$45
3.60
$10
2830
3R
ICH
AR
D G
ERA
LD R
OC
KW
ELL
1,57
0.00
$38
1.10
$1,
951.
10$
1028
446
PAU
LA J
REI
TH13
.00
$3.
16$
16.1
6$
1028
464
R D
EL R
IO &
P D
EL R
IO &
NIC
OLA
DEL
RIO
& V
DEL
RIO
TEN
/CO
M22
0.00
$53
.40
$27
3.40
$10
2853
7LE
UN
G F
AM
ILY
TR
UST
219.
00$
53.1
6$
272.
16$
1028
559
STU
AR
T F
& V
IRG
INIA
F S
IDEL
LS43
8.00
$10
6.32
$54
4.32
$10
2863
9SA
YED
M S
ULT
AN
1,74
9.00
$42
4.55
$2,
173.
55$
1028
660
SCO
TT S
NEL
SON
1,74
8.00
$42
4.31
$2,
172.
31$
1028
693
SHA
RO
N L
ELD
RID
GE
TRU
ST29
2.00
$70
.88
$36
2.88
$10
2878
0R
OB
ERT
G W
ALK
ER T
RU
ST21
9.00
$53
.16
$27
2.16
$10
2905
9SI
MO
N K
BA
RSK
Y20
.80
$5.
05$
25.8
5$
1029
133
STEP
HEN
G F
OY
& M
AR
IE G
FO
Y36
5.00
$88
.60
$45
3.60
$10
2915
6ST
EPH
EN N
GR
AFF
876.
00$
212.
64$
1,08
8.64
$10
2922
4ST
EVEN
T C
AR
BER
RY
219.
00$
53.1
6$
272.
16$
1029
294
SUZA
NN
A H
DIC
KSO
N &
JOH
N N
DIC
KSO
N2,
565.
00$
622.
63$
3,18
7.63
$10
2930
1SY
BIL
PEF
FLEY
IRA
213.
75$
51.8
9$
265.
64$
1029
353
RO
SLY
N P
JAFF
E R
EVO
CA
BLE
TR
UST
438.
00$
106.
32$
544.
32$
1029
450
W K
ENN
ETH
LIN
DH
OR
ST IR
A1,
093.
62$
265.
46$
1,35
9.08
$10
2950
5W
AN
DA
K O
'DEL
L TR
UST
584.
00$
141.
76$
725.
76$
1029
519
FUJI
I FA
MIL
Y T
RU
ST58
4.00
$14
1.76
$72
5.76
$10
2963
3W
GC
TR
UST
1,16
8.00
$28
3.52
$1,
451.
52$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 21 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 18 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1029
641
WIL
LIA
M H
BA
YLE
SS32
.20
$7.
82$
40.0
2$
1029
664
TATI
AN
A S
OC
HU
REK
1,71
0.00
$41
5.08
$2,
125.
08$
1029
676
TER
REN
CE
P D
IAM
ON
D36
5.00
$88
.60
$45
3.60
$10
2973
3TH
ERES
A S
AY
ER &
FR
EDER
ICK
L A
YER
JT T
EN29
2.00
$70
.88
$36
2.88
$10
2980
4TH
OM
AS
M L
AH
OU
SE &
AN
ITA
SIM
MO
NS
LAH
OU
SE T
EN/C
OM
146.
00$
35.4
4$
181.
44$
1029
815
J SC
OTT
CA
RLS
ON
AN
D G
ERD
A C
AR
LSO
N JT
WR
OS
1,44
3.75
$35
0.45
$1,
794.
20$
1029
818
THE
S M
AR
NO
LD IN
C P
RO
FIT
SHA
RIN
G P
LAN
11
.57
$2.
81$
14.3
8$
1030
187
JAM
ES B
ERN
S66
3.91
$16
1.16
$82
5.07
$10
3109
7W
INIF
RED
D M
AY
334.
23$
81.1
3$
415.
36$
1031
238
KA
THLE
EN M
GO
RD
ON
10.4
0$
2.52
$12
.92
$10
3176
8LO
RA
INE
MO
LIN
IER
312.
00$
75.7
3$
387.
73$
1032
062
DO
LOR
ES S
AB
LON
E0.
91$
0.22
$1.
13$
1032
213
EDW
AR
D H
SIS
ENW
EIN
& D
IAN
E R
SIS
ENW
EIN
JT T
EN26
7.20
$64
.86
$33
2.06
$10
3268
5D
ON
ALD
E Z
EPFE
L59
.41
$14
.42
$73
.83
$10
3272
7JO
HN
E R
OU
SSA
LIS
II10
4.39
$25
.34
$12
9.73
$10
3278
2D
OM
INIC
BO
RR
A4.
42$
1.07
$5.
49$
1032
838
JUST
YN
A B
CLI
PPER
10.4
0$
2.52
$12
.92
$10
3285
4G
EOR
GE
J CU
LHA
NE
93.6
0$
22.7
2$
116.
32$
1033
011
PATR
ICIA
HY
DE
104.
00$
25.2
4$
129.
24$
1033
208
MA
RTI
N J
RA
GA
N31
.20
$7.
57$
38.7
7$
1033
232
ESTA
TE O
F LI
LLIA
N R
OSS
187.
20$
45.4
4$
232.
64$
1033
651
MA
RTI
N W
ALT
ER IN
TR
UST
AC
17.
41$
1.80
$9.
21$
1033
675
ELIZ
AB
ETH
EN
GLE
RT
WIN
SON
31.2
0$
7.57
$38
.77
$10
3383
2K
ATH
ERIN
E G
AR
-YI S
HI
10.4
0$
2.52
$12
.92
$10
3385
6SA
ND
RA
SO
UTH
AL
PIPI
CEL
LI49
9.20
$12
1.18
$62
0.38
$10
3392
7M
AR
TIN
L B
WA
LTER
14.5
6$
3.53
$18
.09
$10
3393
5ED
ITH
WEI
SS5.
20$
1.26
$6.
46$
1033
948
MA
RG
UER
ITE
J WIL
SON
104.
00$
25.2
4$
129.
24$
1033
993
GO
RD
ON
ALL
EN B
AR
RO
N49
9.20
$12
1.18
$62
0.38
$10
3416
9SH
AR
ON
S G
AR
CIA
19.1
1$
4.64
$23
.75
$10
3420
0K
ENN
ETH
LEE
GR
UEN
ZEL
124.
80$
30.2
9$
155.
09$
1034
321
MA
RTI
N W
ALT
ER (I
N T
RU
ST)
7.41
$1.
80$
9.21
$10
3435
8C
LAR
ICE
ZIN
DER
52.0
0$
12.6
2$
64.6
2$
1034
469
ALL
EN C
LEM
ENT
& JO
AN
CLE
MEN
T JT
WR
OS
254.
54$
61.7
9$
316.
33$
1034
475
LOIS
B C
OLE
MA
N6.
24$
1.51
$7.
75$
1034
520
ELIZ
AB
ETH
AN
NE
DY
E29
.90
$7.
26$
37.1
6$
1034
675
FRED
LER
OY
KEN
NED
Y25
.68
$6.
23$
31.9
1$
1034
723
CA
RO
L A
NN
LO
CH
ER83
.20
$20
.20
$10
3.40
$10
3478
1C
HER
YL
C W
ENN
ING
200.
80$
48.7
4$
249.
54$
1034
842
STEV
EN C
HA
LMER
BLA
IR IR
A10
6.40
$25
.83
$13
2.23
$10
3485
6D
OU
GLA
S L
SMIT
H A
ND
NA
NC
Y E
AST
SM
ITH
JT T
EN W
RO
S85
5.00
$20
7.54
$1,
062.
54$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 22 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 19 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1034
883
JAM
ES B
RIN
TON
BA
IR97
.40
$23
.64
$12
1.04
$10
3515
6C
AR
OL
R L
EVIN
1,30
8.48
$31
7.62
$1,
626.
10$
1035
321
EILE
EN F
LYN
N B
AIL
EY IR
A85
5.00
$20
7.54
$1,
062.
54$
1035
404
WA
LTER
F H
OR
NE
AN
D C
HR
ISTI
NA
D H
OR
NE
JT T
EN2,
565.
00$
622.
63$
3,18
7.63
$10
3546
8LE
ON
AR
DO
LO
CA
SCIO
$
2
3,55
0.00
5,
716.
51$
29,2
66.5
1$
1035
614
JEFF
REY
MA
RK
GO
LDM
AN
1,63
0.00
$39
5.66
$2,
025.
66$
1035
991
JAN
VER
ON
A B
ELSO
N IR
A1,
240.
80$
301.
19$
1,54
1.99
$10
3625
0LA
NG
ZETT
EL IR
REV
OC
AB
LE L
IVIN
G T
RU
ST39
9.00
$96
.85
$49
5.85
$10
3625
1R
ON
ALD
TH
UR
STO
N L
IVIN
G T
RU
ST19
7.88
$48
.03
$24
5.91
$10
3625
2IS
AB
ELLA
T T
HU
RST
ON
LIV
ING
TR
UST
197.
88$
48.0
3$
245.
91$
1036
256
DO
NN
A M
DIC
KER
202.
75$
49.2
2$
251.
97$
1036
260
RO
BER
T W
ILLI
AM
S IR
A21
3.75
$51
.89
$26
5.64
$10
3626
1C
LAR
K T
YLE
R T
HO
MPS
ON
AN
D R
OSE
F T
HO
MPS
ON
301.
85$
73.2
7$
375.
12$
1036
262
ESSI
E M
AE
GO
LDEN
798.
00$
193.
71$
991.
71$
1036
264
GER
ALD
INE
W W
ILLI
AM
S75
0.00
$18
2.05
$93
2.05
$10
3626
5R
OB
ERT
LEG
END
RE
AN
D K
AR
EN L
EGEN
DR
E1,
068.
75$
259.
43$
1,32
8.18
$10
3626
9R
ICH
AR
D A
TH
OM
AS
AN
D R
OB
ERTA
L T
HO
MA
S21
3.75
$51
.89
$26
5.64
$10
3628
3D
OLO
RES
S S
IMO
N42
7.50
$10
3.77
$53
1.27
$10
3628
6JO
Y M
ILLE
R &
RO
BER
T M
ILLE
R39
5.10
$95
.91
$49
1.01
$10
3628
7SA
UL
MIL
LER
395.
10$
95.9
1$
491.
01$
1036
291
RO
BER
T M
ILLE
R IR
A39
2.50
$95
.28
$48
7.78
$10
3629
3EL
DEN
A R
EAR
DO
N &
VIV
IEN
NE
D R
EAR
DO
N IR
REV
TR
25
0.00
$60
.68
$31
0.68
$10
3630
0D
AV
ID S
HA
W IR
A50
2.60
$12
2.00
$62
4.60
$10
3630
7TH
E PH
YLL
IS C
USH
MA
N M
CC
AR
THY
LIV
ING
TR
869.
30$
211.
01$
1,08
0.31
$10
3631
0R
ON
ALD
G T
HU
RST
ON
IRA
196.
25$
47.6
4$
243.
89$
1036
316
EDW
AR
D G
VA
ND
ENB
UR
GH
IRA
155.
10$
37.6
5$
192.
75$
1036
317
HEL
EN E
VA
ND
ENB
UR
GH
IRA
155.
10$
37.6
5$
192.
75$
1036
319
JAM
ES A
TA
YLO
R A
ND
MA
RY
AN
N T
AY
LOR
216.
35$
52.5
2$
268.
87$
1036
320
MA
RY
AN
N T
AY
LOR
IRA
429.
45$
104.
24$
533.
69$
1036
323
RO
BER
TA T
HO
MA
S LI
VIN
G T
RU
ST78
5.00
$19
0.55
$97
5.55
$10
3643
1C
HR
ISTO
PHER
J K
IELY
8,17
3.50
$1,
984.
03$
10,1
57.5
3$
1036
473
PAU
L &
EW
A G
AR
BER
TR
UST
1,61
3.62
$39
1.69
$2,
005.
31$
1036
478
DA
VID
F Z
UC
KER
350.
00$
84.9
6$
434.
96$
1036
485
SHEC
TER
TR
UST
1,59
0.00
$38
5.96
$1,
975.
96$
1036
503
LAR
RY
WO
OD
DEL
L &
DEB
OR
AH
W W
OO
DD
ELL
809.
65$
196.
53$
1,00
6.18
$10
3651
0FR
AN
K G
UIL
LAU
ME
TRA
INEA
U A
ND
JEA
NET
TE T
RA
INEA
U W
RO
S48
0.65
$11
6.67
$59
7.32
$10
3656
3H
OW
-RA
N L
U A
ND
WEI
-CH
U H
SU3,
420.
00$
830.
17$
4,25
0.17
$10
3659
3R
OB
ERT
J JO
LLEY
198,
699.
55$
48,2
32.1
4$
246,
931.
69$
1036
607
HEN
RY
RU
SSEL
L FO
GLE
R IR
A7,
695.
00$
1,86
7.88
$9,
562.
88$
1036
639
DEB
OR
AH
W W
OO
DD
ELL
857.
50$
208.
15$
1,06
5.65
$10
3665
1A
DA
M C
LY
DEC
KER
403.
45$
97.9
3$
501.
38$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 23 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 20 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1036
661
STEP
HEN
SH
EY6,
840.
00$
1,66
0.34
$8,
500.
34$
1036
669
MR
S JA
LLIK
A A
TO
LIA
855.
00$
207.
54$
1,06
2.54
$10
3672
6PH
ILLI
P JA
MES
WA
GN
ER78
4.03
$19
0.31
$97
4.34
$10
3673
2PA
ULI
NE
M L
ECO
MTE
IRA
855.
00$
207.
54$
1,06
2.54
$10
3675
2LO
NN
IE M
UR
RA
Y T
RA
DIT
ION
AL
IRA
210.
00$
50.9
8$
260.
98$
1036
758
CH
AR
LES
R B
END
ER IR
A85
5.00
$20
7.54
$1,
062.
54$
1036
798
HEN
RY
RU
SSEL
L FO
GLE
R9,
405.
00$
2,28
2.96
$11
,687
.96
$10
3680
5D
IAN
E M
ZY
CH
OW
SKI A
ND
ED
J ZY
CH
OW
SKI
1,03
6.40
$25
1.57
$1,
287.
97$
1036
848
DA
N R
IND
NER
AN
D36
6.00
$88
.84
$45
4.84
$10
3686
7JU
DIT
H A
BIG
ELO
W A
ND
CA
RL
STO
RK
23,0
41.4
0$
5,59
3.05
$28
,634
.45
$10
3700
5SH
IRLE
Y E
NIC
HO
LSO
N10
7.50
$26
.09
$13
3.59
$10
3782
7TI
MO
THY
E C
AR
LSO
N0.
79$
0.19
$0.
98$
1037
846
C C
AR
LETO
N F
RED
ERIC
I27
.31
$6.
63$
33.9
4$
1037
898
JAN
E B
SC
HU
EHLE
R11
1.40
$27
.04
$13
8.44
$10
3792
9W
ILLI
AM
L W
ILK
S34
.18
$8.
30$
42.4
8$
1038
476
BIR
MIN
GH
AM
RA
DIO
LOG
ICA
L G
RO
UP
930.
00$
225.
75$
1,15
5.75
$10
3984
8JO
E D
ICK
TR
UST
53.8
0$
13.0
6$
66.8
6$
1041
072
NEW
MA
N F
AM
ILY
TR
UST
170.
32$
41.3
4$
211.
66$
1041
085
ELSI
E M
BEC
K R
/O IR
A18
7.85
$45
.60
$23
3.45
$10
4126
5FR
EY F
AM
ILY
LIV
ING
TR
UST
93.0
0$
22.5
7$
115.
57$
1041
272
DO
NA
LD &
LA
UR
ETTA
ED
LUN
D T
RU
ST1,
063.
20$
258.
08$
1,32
1.28
$10
4174
5H
ENR
Y H
BO
RLA
ND
III R
/O IR
A32
5.96
$79
.12
$40
5.08
$10
4174
6TH
OM
AS
S C
ZAJK
A R
/O IR
A77
.04
$18
.70
$95
.74
$10
4223
6M
OR
RIS
MC
KIL
L77
.70
$18
.86
$96
.56
$10
4251
1G
EOR
GE
S A
NTO
NIA
K P
SP49
8.00
$12
0.88
$61
8.88
$10
4287
9JO
HN
W S
HEA
& M
AR
CIA
A S
HEA
TEN
CO
M13
.00
$3.
16$
16.1
6$
1043
236
MA
RY
JAN
E JE
RSI
LD IR
A45
8.64
$11
1.33
$56
9.97
$10
4414
8R
OB
ERT
D M
OSH
ER A
ND
JAN
ET S
MU
RIL
LO86
8.00
$21
0.70
$1,
078.
70$
1044
253
LAU
REN
CE
M K
AH
N T
RU
ST29
0.96
$70
.63
$36
1.59
$10
4448
2B
UR
RO
W C
HIL
DR
ENS
TRU
ST1,
467.
41$
356.
20$
1,82
3.61
$10
4480
4TH
E 20
00 P
ECK
HA
M F
AM
ILY
TR
UST
78.0
0$
18.9
3$
96.9
3$
1044
999
ELFR
EDA
T C
HA
NG
& G
WEN
DO
LYN
NE
T C
HA
NG
JT T
EN1,
716.
50$
416.
66$
2,13
3.16
$10
4515
0PE
TER
A G
AR
UC
CIO
MD
PEN
SIO
N T
RU
ST1,
511.
29$
366.
85$
1,87
8.14
$10
4558
2EL
LEN
OPP
ENH
EIM
ER1,
034.
00$
250.
99$
1,28
4.99
$10
4586
9A
NG
ELA
K Z
ALA
KA
R5.
20$
1.26
$6.
46$
1045
889
FRA
NC
ES S
ILN
UTZ
ER2,
137.
50$
518.
85$
2,65
6.35
$10
4589
1ST
AC
EY S
ILN
UTZ
ER2,
137.
50$
518.
85$
2,65
6.35
$10
4592
3B
RU
CE
A M
ILLS
& P
ATR
ICIA
A M
ILLS
JTW
RO
S5,
671.
00$
1,37
6.57
$7,
047.
57$
1045
945
DO
LOR
ES A
NN
E D
UN
N51
5.00
$12
5.01
$64
0.01
$10
4598
1LO
IS D
DEW
AH
L R
EV T
RU
ST15
,700
.00
$3,
811.
00$
19,5
11.0
0$
1045
992
PETE
R L
AM
PAC
K A
GEN
CY
INC
EM
PLO
YEE
S PE
NSI
ON
FU
ND
85.6
0$
20.7
8$
106.
38$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 24 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 21 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1046
277
K G
OLD
STEI
N T
RU
ST42
8.00
$10
3.89
$53
1.89
$10
4629
7JE
RR
Y K
ALO
GR
IDIS
52.5
0$
12.7
4$
65.2
4$
1046
367
PAU
L H
ER
NST
IRA
1,73
0.80
$42
0.13
$2,
150.
93$
1046
373
DIA
NE
M S
OU
THW
OO
D S
MIT
H32
4.00
$78
.65
$40
2.65
$10
4638
1JU
DY
E F
EDER
IRA
1,71
0.00
$41
5.08
$2,
125.
08$
1046
395
RO
N A
BER
GER
REV
OC
AB
LE T
RU
ST4,
915.
00$
1,19
3.06
$6,
108.
06$
1046
416
MO
NIC
A H
AIN
ER &
RA
LPH
HA
INER
JT T
EN4,
275.
00$
1,03
7.71
$5,
312.
71$
1046
419
GA
RY
R P
AU
LY &
JUD
ITH
J PA
ULY
JT T
EN2,
680.
00$
650.
54$
3,33
0.54
$10
4645
0JE
NN
IE L
IU P
AO
TR
UST
107.
00$
25.9
7$
132.
97$
1046
466
JOH
N A
LA
VIN
IO42
8.00
$10
3.89
$53
1.89
$10
4651
4PA
UL
BER
UB
E &
MA
RIL
YN
RO
BB
INS
JT T
EN10
,008
.00
$2,
429.
33$
12,4
37.3
3$
1046
534
JEN
ITTA
M K
WO
NG
& S
OU
LO
N K
WO
NG
JT T
EN1,
036.
40$
251.
57$
1,28
7.97
$10
4656
4N
ICH
OLA
S J V
AN
LEEU
WEN
3,42
0.00
$83
0.17
$4,
250.
17$
1046
959
SAM
AN
A C
API
TAL
LP3,
560,
000.
00$
864,
151.
09$
4,42
4,15
1.09
$10
4710
9PA
MEL
A G
LA
WR
ENC
E &
TH
OM
AS
A L
AW
REN
CE
JR T
ENC
OM
3,25
5.00
$79
0.12
$4,
045.
12$
1047
840
RIC
HA
RD
R F
OR
RY
& N
ELD
A M
FO
RR
Y3.
25$
0.79
$4.
04$
1047
859
HO
WA
RD
DA
LE W
ILM
OTH
1,71
0.00
$41
5.08
$2,
125.
08$
1047
903
MIC
HA
EL D
BA
LON
1,06
8.75
$25
9.43
$1,
328.
18$
1048
007
THE
JAM
ES M
CLA
Y R
EV L
IV T
R1,
062.
00$
257.
79$
1,31
9.79
$10
4813
7JU
DIT
H P
WO
FFIN
GTO
N IR
A4,
198.
50$
1,01
9.14
$5,
217.
64$
1049
753
WIL
LIA
M R
HA
LL L
IV C
R S
HEL
TER
TR
UST
42.0
0$
10.2
0$
52.2
0$
1049
866
SUSA
N E
VO
LK L
IVIN
G T
RU
ST35
.00
$8.
50$
43.5
0$
1050
398
JAM
ES R
RA
BO
RN
51.5
0$
12.5
0$
64.0
0$
1050
404
BR
IER
PATC
H L
TD15
4.50
$37
.50
$19
2.00
$10
5051
4JE
RR
Y L
EE B
RO
SSIA
309.
00$
75.0
1$
384.
01$
1050
738
FLO
RIT
A B
RU
SKIN
552.
00$
133.
99$
685.
99$
1050
960
PETE
R R
NEW
MA
N IR
A53
6.00
$13
0.11
$66
6.11
$10
5097
9ST
EPH
AN
IE F
INM
AR
K L
IVIN
G T
R3,
420.
80$
830.
36$
4,25
1.16
$10
5098
3FR
EDR
IC H
KR
OES
CH
E LI
V T
R26
.00
$6.
31$
32.3
1$
1051
079
LEO
NA
RD
R K
UB
ERA
IRA
152.
32$
36.9
7$
189.
29$
1051
140
GEO
RG
E J S
ELLA
JR T
TEE
DEF
BEN
KEO
GH
PLA
N2,
070.
00$
502.
47$
2,57
2.47
$10
5130
9TR
A G
ST E
XEM
PT T
RU
ST39
5.76
$96
.07
$49
1.83
$10
5141
2M
AR
TIN
ASD
OU
RIA
N71
.28
$17
.30
$88
.58
$10
5160
3B
ON
N IN
VES
TMEN
T LT
D P
TNR
SHIP
208.
00$
50.4
9$
258.
49$
1051
700
MA
RIE
W D
ON
AH
UE
52.0
0$
12.6
2$
64.6
2$
1051
712
LEO
NA
RD
H G
OLO
MB
EK M
D IR
A R
OLL
OV
ER3,
092.
00$
750.
55$
3,84
2.55
$10
5188
8P
A B
SEP
ERA
TE P
RO
PER
TY T
RU
ST64
2.00
$15
5.84
$79
7.84
$10
5191
8G
EOR
GE
G B
LOU
SE10
.40
$2.
52$
12.9
2$
1052
044
RO
NA
LD &
AU
DR
EY C
HA
PMA
N F
AM
ILY
TR
UST
121.
20$
29.4
2$
150.
62$
1052
328
JAN
YC
E R
FO
NTE
IRA
1,51
5.00
$36
7.75
$1,
882.
75$
1052
351
MIC
HA
EL R
GED
EIK
O &
BO
NN
IE L
GED
EIK
O JT
TEN
0.82
$0.
20$
1.02
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 25 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 22 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1052
444
SAM
UEL
F G
OR
MA
N IR
A2.
60$
0.63
$3.
23$
1052
483
RH
OD
ERIC
K L
HA
RR
ISO
N R
EV T
RU
ST10
.40
$2.
52$
12.9
2$
1052
538
PREN
TISS
H. H
AW
KIN
S65
.00
$15
.78
$80
.78
$10
5271
6JO
HN
K &
DO
RIS
R K
LEC
KN
ER T
R12
4.80
$30
.29
$15
5.09
$10
5277
8M
YR
A G
LA
RSO
N11
3.00
$27
.43
$14
0.43
$10
5285
9JE
RO
ME
P M
AG
DO
VIT
Z3.
90$
0.95
$4.
85$
1052
982
ESTA
TE O
F O
WEN
C M
UIR
104.
00$
25.2
4$
129.
24$
1053
316
CH
AR
LES
SHIM
AN
SKA
S &
LIN
DA
SH
IMA
NSK
AS
JT W
RO
S10
.40
$2.
52$
12.9
2$
1053
569
MA
RG
AR
ET JE
AN
WEL
LS T
RU
ST12
4.80
$30
.29
$15
5.09
$10
5367
9D
AR
LEN
E M
HO
SAC
K1,
478.
75$
358.
95$
1,83
7.70
$10
5374
2SA
MA
NTH
A C
MIL
LER
39
5.10
$95
.91
$49
1.01
$10
5380
2B
AR
BA
RA
J SH
AW
IRA
1.30
$0.
32$
1.62
$10
5382
7R
OB
ERT
& G
ERA
LDIN
E H
UN
NEW
ELL
558.
50$
135.
57$
694.
07$
1053
896
D. F
RA
NK
LIN
NY
MA
N64
2.00
$15
5.84
$79
7.84
$10
5396
8PH
ILIP
NA
GEL
AN
D K
AR
EN N
AG
EL JT
WR
OS
103.
50$
25.1
2$
128.
62$
1054
017
AN
THO
NY
R. P
AST
OR
E IR
A82
8.80
$20
1.18
$1,
029.
98$
1054
261
JAM
ES J.
FO
Y IR
A38
7.09
$93
.96
$48
1.05
$10
5438
2G
RA
NT
D H
ETH
ERIN
GTO
N4,
189.
92$
1,01
7.06
$5,
206.
98$
1055
186
RO
BER
T G
INSB
ERG
REV
OC
AB
LE T
RU
ST14
5.60
$35
.34
$18
0.94
$10
5630
6G
EOR
GE
H D
EMPS
EY A
ND
JOH
AN
NA
L D
EMPS
EY JT
WR
OS
327.
75$
79.5
6$
407.
31$
1056
312
GLE
NN
D A
DA
MS
AN
D M
AR
ILY
N J
AD
AM
S JT
WR
OS
203.
25$
49.3
4$
252.
59$
1056
356
NEA
L E
MA
DIS
EN1,
201.
75$
291.
71$
1,49
3.46
$10
5637
1A
NN
W. C
LAR
KE
146.
00$
35.4
4$
181.
44$
1056
386
U W
AY
NE
GR
EEN
E A
ND
B R
UD
ELLE
GR
EEN
E TI
C29
2.00
$70
.88
$36
2.88
$10
5639
0D
ON
ALD
C S
TAU
FFER
AN
D S
ALL
Y A
NN
STA
UFF
ER T
IC21
9.00
$53
.16
$27
2.16
$10
5643
2JO
AN
V S
TRA
TTO
N L
IVIN
G T
RU
ST21
9.00
$53
.16
$27
2.16
$10
5645
2LE
NTZ
REV
OC
AB
LE T
RU
ST21
9.00
$53
.16
$27
2.16
$10
5646
9B
AR
NA
RD
FA
MIL
Y T
RU
ST21
9.00
$53
.16
$27
2.16
$10
5649
4R
ICH
AR
D A
CA
HIL
L A
ND
LY
NN
E B
CA
HIL
L JT
WR
OS
219.
00$
53.1
6$
272.
16$
1056
498
JOY
CE
ZEFF
803.
00$
194.
92$
997.
92$
1056
500
EDW
AR
D L
CH
ASE
AN
D M
AR
Y H
CH
ASE
JTW
RO
S29
2.00
$70
.88
$36
2.88
$10
5651
3G
ENE
WA
MPL
ER T
RU
ST16
6.50
$40
.42
$20
6.92
$10
5762
5R
ICH
AR
D W
MA
INS
DM
D P
RO
FIT
SHA
RIN
G P
LAN
& T
RU
ST11
6.04
$28
.17
$14
4.21
$10
5775
7JA
MES
CR
AIG
WEA
KLE
Y A
ND
MA
RIA
TER
ESA
PO
LI T
IC41
0.64
$99
.68
$51
0.32
$10
5790
7TH
E G
RU
N F
AM
ILY
TR
UST
646.
70$
156.
98$
803.
68$
1058
783
FRA
NK
B N
AN
CE
182.
35$
44.2
6$
226.
61$
1059
344
JEA
N M
SH
AW
686.
94$
166.
75$
853.
69$
1059
352
BEV
ERLY
J C
RA
MB
IRA
427.
50$
103.
77$
531.
27$
1059
957
MA
RY
JAN
E M
AZZ
ELLA
REV
TR
UST
513.
00$
124.
53$
637.
53$
1060
043
DO
NA
LD W
MA
SON
SEP
10.3
1$
2.50
$12
.81
$10
6007
4M
ILES
L C
OLE
MA
N82
.36
$19
.99
$10
2.35
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 26 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 23 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1060
147
J & C
VIL
LAN
UEV
A16
.99
$4.
12$
21.1
1$
1060
286
JAN
ET A
GR
AC
ZYK
27.4
8$
6.67
$34
.15
$10
6035
3M
ILD
RED
DA
VIS
RO
GER
S TR
UST
3,42
0.00
$83
0.17
$4,
250.
17$
1060
696
HO
WA
RD
PIF
ER II
I17
5.37
$42
.57
$21
7.94
$10
6111
5M
R JA
SON
R R
EYES
42.8
0$
10.3
9$
53.1
9$
1061
352
GU
ISTI
NA
C C
OST
ELLA
AN
D R
OSE
MA
RY
MET
RA
ILER
JTW
RO
S18
7.60
$45
.54
$23
3.14
$10
6139
7R
ON
ALD
W B
IRU
M A
ND
LIN
DA
BIR
UM
JTW
RO
S12
5.28
$30
.41
$15
5.69
$10
6147
6R
ICH
AR
D E
STI
NEH
AR
T A
ND
SH
ERR
Y N
STI
NEH
AR
T C
OM
PR
OP
150.
91$
36.6
3$
187.
54$
1061
944
CH
AR
LES
D N
ITC
HIE
17.3
8$
4.22
$21
.60
$10
6225
4JO
HN
D Y
AN
ASA
K IR
RA
60.5
7$
14.7
0$
75.2
7$
1062
532
JOH
NSO
N C
HA
RIT
AB
LE R
EMA
IND
ER T
RU
ST99
.40
$24
.13
$12
3.53
$10
6263
1TH
OM
AS
E K
ELLY
IRR
A19
2.64
$46
.76
$23
9.40
$10
6265
4SC
OTT
C W
ILSO
N41
.92
$10
.18
$52
.10
$10
6310
5R
OY
AL
GR
OU
P IN
C P
ENSI
ON
FU
ND
2,58
5.00
$62
7.48
$3,
212.
48$
1063
364
HER
BER
T L
MA
LLA
RD
AN
D S
HER
RY
MA
LLA
RD
JTW
RO
S28
2.10
$68
.48
$35
0.58
$10
6338
0H
ERB
ERT
L M
ALL
AR
D IR
RA
418.
60$
101.
61$
520.
21$
1063
471
JAY
MA
RV
IN H
UB
ERT
IRA
38.2
3$
9.28
$47
.51
$10
6362
4JO
AN
NE
BR
OD
ERIC
K1,
000.
00$
242.
74$
1,24
2.74
$10
6365
5SA
RA
NN
E G
ITN
ICK
IRR
A57
2.85
$13
9.05
$71
1.90
$10
6386
0M
CK
AY
DEN
TAL
HEA
LTH
GR
OU
P IN
C R
ETIR
EMEN
T TR
UST
584.
60$
141.
91$
726.
51$
1064
473
RO
BER
T B
BLI
SS IR
A32
.68
$7.
93$
40.6
1$
1064
682
RO
BER
T W
GR
IFFI
TH IR
RA
101.
80$
24.7
1$
126.
51$
1064
757
CA
RO
L A
NN
K W
INK
LER
61.6
4$
14.9
6$
76.6
0$
1064
761
EDW
AR
D H
WIN
KLE
R IR
RA
58.9
6$
14.3
1$
73.2
7$
1065
091
JOH
N A
TH
IES
IRR
A36
.37
$8.
83$
45.2
0$
1065
235
RO
BER
T M
KR
USE
AN
D T
AM
MI J
KR
USE
TIC
21.5
5$
5.23
$26
.78
$10
6540
2LE
ON
WIT
TSTR
UC
K IR
A66
.28
$16
.09
$82
.37
$10
6553
2M
AH
END
RA
C P
AR
EKH
AN
D K
ALP
AN
A M
PA
REK
H T
IC12
9.95
$31
.54
$16
1.49
$10
6585
9M
R L
YN
N R
AY
SM
ITH
102.
32$
24.8
4$
127.
16$
1065
901
BU
RR
OW
ESB
T LL
C53
.17
$12
.91
$66
.08
$10
6672
0R
OB
ERT
CD
HED
GES
527.
10$
127.
95$
655.
05$
1066
911
LEO
LA H
AN
CO
CK
IRR
A16
1.39
$39
.18
$20
0.57
$10
6698
1M
R M
WA
YN
E H
AR
PER
AN
D M
RS
MA
RG
E A
HA
RPE
R T
IC11
6.64
$28
.31
$14
4.95
$10
6707
3R
ON
ALD
JOSE
PH P
YEA
TT IR
RA
38.9
2$
9.45
$48
.37
$10
6725
3JA
CK
KA
ND
EL39
8.40
$96
.71
$49
5.11
$10
6732
2M
AR
LYN
K D
OD
GE
IRA
10.7
4$
2.61
$13
.35
$10
6737
8EA
RL
W B
UC
K A
ND
CA
THY
D B
UC
K JT
WR
OS
51.5
0$
12.5
0$
64.0
0$
1067
637
PIN
HA
S B
END
AY
AN
#2
70.0
0$
16.9
9$
86.9
9$
1067
725
JAY
T G
OU
LD IR
RA
80.8
0$
19.6
1$
100.
41$
1067
795
JOSE
PH J
MA
CK
AY
III I
RA
25.3
8$
6.16
$31
.54
$10
6788
9C
HA
RLE
S W
OM
BLE
IRR
A10
1.88
$24
.73
$12
6.61
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 27 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 24 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1067
922
H.C
.DR
EW E
STA
TE8.
00$
1.94
$9.
94$
1068
038
BO
BB
IE J
BU
RK
HA
LTER
IRA
42.8
3$
10.4
0$
53.2
3$
1068
058
AM
ERIC
AN
FLU
OR
ITE,
INC
.22
8.85
$55
.55
$28
4.40
$10
6850
3JO
HN
AN
D M
AR
Y A
NN
GIL
LER
AN
40.2
6$
9.77
$50
.03
$10
6870
6LA
WR
ENC
E Y
OU
NG
ASS
OC
IATE
S LL
C46
9.31
$11
3.92
$58
3.23
$10
6871
0PH
ILIP
W &
BET
TY L
CA
ITO
795.
40$
193.
07$
988.
47$
1068
842
JOH
N W
MY
ERS
AN
D C
AR
OLY
N N
MY
ERS
TIC
87.3
4$
21.2
0$
108.
54$
1068
845
MA
RC
IA P
OZN
ER-T
HO
MPS
ON
44.7
7$
10.8
7$
55.6
4$
1068
846
RO
BER
T P
BU
RK
E A
ND
SH
IRLE
Y B
UR
KE
TIC
374.
80$
90.9
8$
465.
78$
1069
606
HEL
EN F
EFO
LT M
LIM
CSL
TS40
.20
$9.
76$
49.9
6$
1069
984
KA
RL
H S
TEC
KM
AN
N IR
A14
6.91
$35
.66
$18
2.57
$10
7024
7W
ESLE
Y S
EFFR
OO
D34
.72
$8.
43$
43.1
5$
1070
320
MR
S JA
YE
GO
LAN
TY IR
A61
6.03
$14
9.53
$76
5.56
$10
7033
1JO
HN
L G
OLA
NTY
IRR
A18
2.35
$44
.26
$22
6.61
$10
7049
4TH
EOD
OR
E L
STEC
K31
7.00
$76
.95
$39
3.95
$10
7101
6TI
MO
THY
J A
PKIN
G IR
RA
109.
92$
26.6
8$
136.
60$
1071
042
FRA
NC
IS P
RO
PER
TIES
LTD
200.
88$
48.7
6$
249.
64$
1071
067
CH
AR
LES
E B
RO
OK
S IR
RA
77.1
4$
18.7
2$
95.8
6$
1071
068
CH
AR
LES
E B
RO
OK
S IR
A39
3.49
$95
.52
$48
9.01
$10
7145
7JO
HN
A C
OSE
NTI
NO
178.
35$
43.2
9$
221.
64$
1072
794
RA
MA
S D
EVA
RA
52.4
7$
12.7
4$
65.2
1$
1072
905
JOH
N A
TU
RC
OTT
OR
BO
NN
IE R
TU
RC
OTT
157.
39$
38.2
0$
195.
59$
1073
148
JAM
ES S
PET
ERSO
N T
RU
ST1,
912.
00$
464.
12$
2,37
6.12
$10
7315
5PA
UL
M E
GEL
AN
D
268.
00$
65.0
5$
333.
05$
1073
845
SIG
N,P
ICTO
RIA
L &
DIS
PL U
NIO
N L
OC
591
SU
PPLE
MEN
TAL
PEN
S FU
ND
26.2
6$
6.37
$32
.63
$10
7384
6SI
GN
,PIC
TOR
IAL
& D
ISP
UN
ION
LO
C 5
91 G
RO
UP
PEN
SIO
N F
UN
D24
1.25
$58
.56
$29
9.81
$10
7400
5M
R F
RED
RIC
K S
IMO
N IR
RA
52.4
0$
12.7
2$
65.1
2$
1074
116
MA
RY
AN
N L
ON
G20
7.12
$50
.28
$25
7.40
$10
7420
9D
IAN
E J W
HIT
E A
ND
RIC
HA
RD
R W
HIT
E JT
WR
OS
370.
80$
90.0
1$
460.
81$
1074
236
BA
RB
AR
A H
ELEN
E LE
WIS
IRR
A2,
160.
00$
524.
32$
2,68
4.32
$10
7459
3ES
TATE
OF
RO
SE C
TR
INC
HER
MD
10
7.89
$26
.19
$13
4.08
$10
7499
0C
F FO
UN
DA
TIO
N IN
C/IN
VES
CO
325.
60$
79.0
4$
404.
64$
1074
994
CO
USI
NS
FOU
ND
ATI
ON
INC
/INV
ESC
O19
0.70
$46
.29
$23
6.99
$10
7562
6LE
SLIE
KEL
LY IR
RA
58.2
4$
14.1
4$
72.3
8$
1075
940
AN
NE
L K
EILE
Y73
.58
$17
.86
$91
.44
$10
7655
4JA
MES
D B
AK
ER IR
RA
37.5
4$
9.11
$46
.65
$10
7671
2C
HA
RLE
S A
JOH
NSO
N IR
A24
.48
$5.
94$
30.4
2$
1076
784
GA
RY
JOSE
PH P
INK
OW
SKI A
ND
CO
NN
IE P
INK
OW
SKI J
TWR
OS
154.
50$
37.5
0$
192.
00$
1077
200
DR
MU
RR
AY
K M
AN
TOO
TH D
CSD
IRR
A72
.58
$17
.62
$90
.20
$10
7749
7G
LEN
N T
BR
OW
N17
5.74
$42
.66
$21
8.40
$10
7840
8M
R E
DW
AR
D M
CH
AD
BO
UR
NE
JR IR
A65
4.48
$15
8.87
$81
3.35
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 28 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 25 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1078
440
CH
AD
BO
UR
NE
FAM
ILY
PA
RTN
ERSH
IP1,
600.
56$
388.
52$
1,98
9.08
$10
7884
7ED
WIN
S W
ALK
ER II
I87
.30
$21
.19
$10
8.49
$10
7892
6M
ICH
AEL
KA
PLA
N10
3.00
$25
.00
$12
8.00
$10
7957
7B
ERN
AR
D J
DU
NN
AN
D G
EOR
GIA
NN
E L
DU
NN
JTW
RO
S #1
311.
04$
75.5
0$
386.
54$
1079
578
BER
NA
RD
J D
UN
N A
ND
GEO
RG
IAN
NE
L D
UN
N JT
WR
OS
#223
5.94
$57
.27
$29
3.21
$10
7981
2R
AY
REE
D15
0.91
$36
.63
$18
7.54
$10
8128
0D
AV
ID J
DO
NO
VA
N R
RA
151.
53$
36.7
8$
188.
31$
1081
397
RA
BB
I ELI
OT
J BA
SKIN
AN
D D
R H
ILA
RY
N B
ASK
IN T
IC58
.96
$14
.31
$73
.27
$10
8177
3H
JOH
N K
LIG
OR
A A
ND
MA
DEL
YN
S K
LIG
OR
A T
IC31
.18
$7.
57$
38.7
5$
1082
224
RA
CH
EL C
HEV
ALI
ER A
ND
MA
RC
CH
EVA
LIER
JTW
RO
S29
0.00
$70
.39
$36
0.39
$10
8231
1TH
E FA
N F
OX
& L
ESLI
E R
SA
MU
ELS
FOU
ND
ATI
ON
INC
16,9
14.6
0$
4,10
5.83
$21
,020
.43
$10
8271
9PA
UL
BA
RTL
ETT
AN
D Y
UM
I NA
KA
GA
WA
JTW
RO
S #1
271.
74$
65.9
6$
337.
70$
1082
724
PAU
L B
AR
TLET
T A
ND
YU
MI N
AK
AG
AW
A JT
WR
OS
#227
8.05
$67
.49
$34
5.54
$10
8299
1A
NN
E C
HO
DG
ES29
7.79
$72
.29
$37
0.08
$10
8300
5LA
WR
ENC
E J G
REE
NB
ERG
182.
35$
44.2
6$
226.
61$
1083
055
MR
DA
NIE
L K
ATZ
AN
D M
RS
GA
IL K
ATZ
TIC
356.
72$
86.5
9$
443.
31$
1083
728
RA
LPH
E. S
HEE
TS JR
REV
TR
185.
75$
45.0
9$
230.
84$
1083
839
J GO
RD
ON
HEN
GES
JR47
5.79
$11
5.49
$59
1.28
$10
8428
3ES
TATE
OF
RO
Y C
HA
RLE
S SE
AR
S71
.72
$17
.41
$89
.13
$10
8450
6D
OR
IS J
BEN
NET
T IR
RA
192.
24$
46.6
6$
238.
90$
1084
513
SOC
IETY
OF
THE
DA
UG
HTE
RS
OF
THE
HEA
RT
OF
MA
RY
, IN
C98
6.00
$23
9.34
$1,
225.
34$
1085
240
CLA
UD
IA E
NES
BIT
T TR
UST
1,88
2.50
$45
6.96
$2,
339.
46$
1085
347
THER
ESA
L W
ILLI
AM
LIV
TR
UST
72.5
0$
17.6
0$
90.1
0$
1089
090
MIC
HA
EL M
CA
DA
MS
AN
D H
AN
NEL
OR
E M
CA
DA
MS
JTW
RO
S3,
528.
00$
856.
38$
4,38
4.38
$10
8941
7TH
E K
RIG
BA
UM
FA
MIL
Y T
RU
ST10
7.00
$25
.97
$13
2.97
$10
8947
0A
LBER
T W
ILLI
AM
ZEC
HM
AN
N IR
A20
7.00
$50
.25
$25
7.25
$10
9001
5R
OB
ERT
J GO
NN
ELLA
IRA
2,90
4.50
$70
5.04
$3,
609.
54$
1090
482
RO
BER
T J G
OTT
LIEB
IRA
2,79
6.70
$67
8.87
$3,
475.
57$
1090
519
BLA
UFE
LD S
CH
ILLE
R &
HO
LMES
ATN
Y V
IP P
LUS
PFT
SHA
RIN
G P
LAN
227.
00$
55.1
0$
282.
10$
1091
154
JOSE
PH F
OLS
ON
IRA
#3
12.9
8$
3.15
$16
.13
$10
9134
3A
LBER
T J W
ILL
TRU
ST U
/A D
TD 8
/1/1
988
284.
05$
68.9
5$
353.
00$
1091
354
ALE
XA
ND
ER H
OW
AR
D H
AY
NES
724.
50$
175.
86$
900.
36$
1091
448
RID
ER F
AM
ILY
TR
UST
3,03
0.00
$73
5.50
$3,
765.
50$
1091
480
BET
H F
AB
RA
MS
438.
00$
106.
32$
544.
32$
1091
903
EDW
AR
D N
OB
OR
U M
ATS
UD
A &
CA
ND
AC
E H
MA
TSU
DA
219.
00$
53.1
6$
272.
16$
1091
904
EDW
AR
D J
MO
RR
ISO
N &
HEL
EN JA
NE
MO
RR
ISO
N JT
TEN
365.
00$
88.6
0$
453.
60$
1091
928
ELLI
SON
W S
CU
DD
ER A
ND
DO
NN
A S
CU
DD
ER JT
TEN
216.
65$
52.5
9$
269.
24$
1092
091
THE
LAW
REN
CE
TRU
ST7.
74$
1.88
$9.
62$
1092
167
H &
B P
AG
E R
EVO
CA
BLE
TR
UST
85
5.00
$20
7.54
$1,
062.
54$
1092
261
JAM
ES C
HA
LEY
& K
AR
EN L
HA
LEY
JT T
EN29
2.00
$70
.88
$36
2.88
$10
9231
4JA
MES
W B
USA
NU
S &
MA
RTH
A F
BU
SAN
US
JT T
EN13
.91
$3.
38$
17.2
9$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 29 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 26 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1092
394
JOE
E D
OR
AN
& T
HEL
MA
DO
RA
N JT
TEN
219.
00$
53.1
6$
272.
16$
1092
566
GA
RY
R B
OES
CH
IRR
EV T
RU
ST #
145
5.00
$11
0.45
$56
5.45
$10
9257
4K
ENN
ETH
L S
HA
FFER
166.
40$
40.3
9$
206.
79$
1092
591
KH
UB
O JE
THA
NA
ND
MO
HN
AN
I NEI
L19
8.79
$48
.25
$24
7.04
$10
9323
9R
OB
ERT
WIL
LIS
DER
R &
BA
RB
AR
A W
ISH
AR
T D
ERR
JT T
EN2,
070.
00$
502.
47$
2,57
2.47
$10
9335
5SP
ENC
ER H
LA
ND
ES14
6.00
$35
.44
$18
1.44
$10
9342
8SU
SAN
A A
PRIL
219.
00$
53.1
6$
272.
16$
1093
518
TIM
OTH
Y W
ILLI
AM
BU
ETER
& K
AR
EN M
ATT
HEE
SSEN
438.
00$
106.
32$
544.
32$
1093
560
VIJ
END
ER S
AW
AL
& N
EER
A S
AW
AL
JT T
EN59
4.22
$14
4.24
$73
8.46
$10
9361
4W
ILLI
AM
ALL
EN B
LALO
CK
292.
00$
70.8
8$
362.
88$
1093
646
WIL
LIA
M J
MC
LAU
GH
LIN
& A
NN
E E
MC
LAU
GH
LIN
292.
00$
70.8
8$
362.
88$
1093
694
JULI
E M
ILLE
R10
.60
$2.
57$
13.1
7$
1093
780
WIL
LIA
M J
SPA
ULD
ING
AN
D M
AR
GA
RET
F S
PAU
LDIN
G JT
WR
OS
87.4
0$
21.2
2$
108.
62$
1093
929
GA
RY
E M
EEK
AN
D M
AR
GA
RET
R M
EEK
JT T
EN W
RO
S4,
653.
00$
1,12
9.46
$5,
782.
46$
1094
042
WIL
LIA
M F
UM
BA
UG
H IR
A1.
30$
0.32
$1.
62$
1094
573
AN
GEL
L G
AR
AY
& A
LMA
S G
AR
AY
137.
00$
33.2
6$
170.
26$
1095
127
RO
BER
T J B
UR
NH
AM
AN
D G
AIL
B P
RO
MB
OIN
JT T
EN31
7.25
$77
.01
$39
4.26
$10
9516
2FR
ING
E B
ENEF
IT L
IFE
INS
CO
1,52
9.50
$37
1.27
$1,
900.
77$
1095
175
KEI
TH L
GU
Y A
ND
PH
YLL
IS C
GU
Y JT
TEN
146.
00$
35.4
4$
181.
44$
1095
257
JOH
N R
UB
HA
US
AN
D E
LEA
NO
R C
UB
HA
US
JT T
EN29
2.00
$70
.88
$36
2.88
$10
9526
5JO
HN
T. S
WIN
DEL
L43
8.00
$10
6.32
$54
4.32
$10
9532
5EU
GEN
E J A
ND
MA
RY
A K
EATI
NG
LIV
ING
& D
EVO
LUTI
ON
TR
219.
00$
53.1
6$
272.
16$
1095
379
SAN
DR
A A
FIS
HER
JT T
EN29
2.00
$70
.88
$36
2.88
$10
9541
0LA
ZAR
GU
RW
ITH
TR
UST
146.
00$
35.4
4$
181.
44$
1095
413
WA
LTER
SPI
KEL
L TR
UST
146.
00$
35.4
4$
181.
44$
1095
491
FRA
NC
IS H
AR
OLD
CLO
UD
MA
N II
I AN
D JE
NN
Y M
CLO
UD
MA
N T
IC65
7.00
$15
9.48
$81
6.48
$10
9552
7A
RTH
UR
V M
OR
RIS
ON
TR
UST
584.
00$
141.
76$
725.
76$
1095
548
W D
STR
ECK
ER T
RU
ST N
O 1
365.
00$
88.6
0$
453.
60$
1095
560
LYN
N V
AN
ER
DEN
AN
D M
ELO
DIE
VA
N E
RD
EN JT
TEN
292.
00$
70.8
8$
362.
88$
1096
042
GEO
RG
E A
. RO
BB
INS
IRA
1,71
0.00
$41
5.08
$2,
125.
08$
1096
105
THEO
DO
RE
B F
RA
NC
ISC
O JR
87.6
0$
21.2
6$
108.
86$
1096
754
VIR
GIN
IA K
BU
RR
OU
GH
S1,
325.
25$
321.
69$
1,64
6.94
$10
9680
3H
IRSC
H F
AM
ILY
TR
UST
U/D
/T D
TD 1
0/28
/82
4,70
3.00
$1,
141.
60$
5,84
4.60
$10
9683
7R
OSE
N 1
991
CH
ILD
REN
S TR
5,63
0.00
$1,
366.
62$
6,99
6.62
$10
9727
9R
OB
ERT
A D
ALT
ON
IRA
4,13
5.00
$1,
003.
73$
5,13
8.73
$10
9746
3SC
OTT
BU
CH
AN
AN
IRA
624.
15$
151.
51$
775.
66$
1097
894
HER
B F
AM
ILY
199
8 D
ESC
TR
UST
456.
75$
110.
87$
567.
62$
1097
911
MJH
INV
ESTM
ENTS
LTD
3,77
0.00
$91
5.13
$4,
685.
13$
1098
472
THE
LAN
GTO
N JO
INT
LIV
ING
TR
UST
20.8
0$
5.05
$25
.85
$10
9852
2W
AR
REN
K H
AY
ES &
STE
PHA
NIE
HA
YES
REV
OC
LV
G T
R D
TD 1
/20/
871,
743.
00$
423.
09$
2,16
6.09
$10
9874
1A
RIM
ENTO
LIV
ING
TR
855.
00$
207.
54$
1,06
2.54
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 30 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 27 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1098
744
MR
STU
AR
T A
BA
RB
OU
R, J
R.
8,55
0.00
$2,
075.
42$
10,6
25.4
2$
1098
850
W L
SA
LLEE
51,7
00.0
0$
12,5
49.6
1$
64,2
49.6
1$
1100
566
PATR
ICK
J. A
RN
ALL
REV
TR
265.
24$
64.3
8$
329.
62$
1100
640
D A
BEN
DR
OTH
CO
NV
TR
363.
60$
88.2
6$
451.
86$
1100
757
BSA
BA
Y L
AK
ES C
OU
NC
IL C
HA
RIT
AB
LE12
3.25
$29
.92
$15
3.17
$11
0088
9R
ON
ALD
C H
AR
T10
,350
.00
$2,
512.
35$
12,8
62.3
5$
1100
969
JAC
K H
WEI
NER
IRA
418.
50$
101.
59$
520.
09$
1101
093
FRA
NK
A R
ECC
A78
5.00
$19
0.55
$97
5.55
$11
0109
6D
R M
AX
E B
UR
R24
9.00
$60
.44
$30
9.44
$11
0112
0PA
SCA
L D
EPER
RO
IS90
.00
$21
.85
$11
1.85
$11
0142
7SH
EILA
GO
RR
AFA
TR
UST
219.
00$
53.1
6$
272.
16$
1101
540
PATR
ICK
W O
'NEI
L A
ND
SH
AR
ON
R O
'NEI
L JT
WR
OS
438.
00$
106.
32$
544.
32$
1101
576
STU
MA
RT
PAR
TNER
S LP
365.
00$
88.6
0$
453.
60$
1101
615
A. D
AV
ID D
AV
IS A
ND
TR
AC
Y L
. DA
VIS
JTW
RO
S21
9.00
$53
.16
$27
2.16
$11
0172
4JO
HN
C K
AR
NU
TH &
MA
RLE
NE
D K
AR
NU
TH JT
WR
OS
292.
00$
70.8
8$
362.
88$
1101
735
DM
C IN
VES
TMEN
TS L
IMIT
ED P
AR
TNER
SHIP
438.
00$
106.
32$
544.
32$
1101
914
JAM
ES V
FR
AN
CH
TTE
E1,
353.
80$
328.
62$
1,68
2.42
$11
0193
0W
ILLI
AM
G S
CH
AN
CK
JR IR
A84
4.50
$20
4.99
$1,
049.
49$
1101
964
SNG
CO
RPO
RA
TIO
N91
4.85
$22
2.07
$1,
136.
92$
1102
082
MER
EDIT
H A
NN
HA
NSO
N
590.
00$
143.
22$
733.
22$
1102
086
SID
NEY
SC
HU
MA
N JR
54,0
00.0
0$
13,1
07.9
1$
67,1
07.9
1$
1102
158
STEP
HA
NIE
A G
RIM
M18
2.75
$44
.36
$22
7.11
$11
0240
0H
AM
ID H
USS
AIN
SH
EIK
H &
AM
Y S
HEI
KH
JT T
EN88
0.00
$21
3.61
$1,
093.
61$
1102
432
AN
TON
IO S
HA
N &
PET
UN
IA J
SHA
N JT
WR
OS
2.60
$0.
63$
3.23
$11
0246
1B
EN D
ETO
STI &
JUN
KO
DET
OST
I JT
TEN
1.30
$0.
32$
1.62
$11
0252
2JO
SEPH
R C
AM
MA
RO
SAN
O31
.20
$7.
57$
38.7
7$
1102
537
RA
YM
ON
D L
HA
LDO
RSO
N20
.80
$5.
05$
25.8
5$
1102
555
JER
RY
DO
SKO
CZY
NSK
Y S
EP IR
A20
.80
$5.
05$
25.8
5$
1102
604
JOSE
PH A
NTH
ON
Y A
LBER
T G
ILLE
TT10
.40
$2.
52$
12.9
2$
1102
641
LIN
DA
RO
SS IR
A
10.4
0$
2.52
$12
.92
$11
0267
4B
EVER
LY T
HEL
AN
DER
1,01
9.90
$24
7.57
$1,
267.
47$
1102
701
AM
Y S
CO
LEN
IRA
10.4
0$
2.52
$12
.92
$11
0289
9D
OM
INIC
GER
AR
D R
AY
NER
10.4
0$
2.52
$12
.92
$11
0293
6JE
FFR
EY W
AG
NER
60.0
3$
14.5
7$
74.6
0$
1103
050
THE
RO
CSK
AY
FA
MIL
Y R
EVO
CA
BLE
LIV
ING
TR
UST
3,
847.
50$
933.
94$
4,78
1.44
$11
0307
1TI
M C
UPP
& JA
NIE
CU
PP C
OM
MU
NIT
Y P
RO
PER
TY27
4.75
$66
.69
$34
1.44
$11
0309
4TH
OM
AS
C C
OM
BS
& B
REN
DA
L C
OM
BS
JT T
EN19
6.25
$47
.64
$24
3.89
$11
0311
4R
OD
APP
LETO
N L
TD P
AR
TNER
SHIP
1,08
6.40
$26
3.71
$1,
350.
11$
1103
146
CA
RLT
ON
MO
NR
OE
DIC
KER
SON
IRA
2,
590.
50$
628.
82$
3,21
9.32
$11
0365
0SU
SAN
J FR
ENC
H R
OTH
IRA
148.
00$
35.9
3$
183.
93$
1103
750
DA
NIE
L J L
ENSK
OLD
855.
00$
207.
54$
1,06
2.54
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 31 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 28 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1103
822
BR
IAN
PER
FETT
I54
0.06
$13
1.09
$67
1.15
$11
0383
7C
AR
OL
C C
UR
TIN
2.14
$0.
52$
2.66
$11
0386
3B
RU
CE
MA
RK
HA
MR
ICK
1,65
3.30
$40
1.32
$2,
054.
62$
1103
894
AN
DR
EW K
LEIN
855.
00$
207.
54$
1,06
2.54
$11
0392
2D
AV
ID L
EGLE
R &
AM
Y E
LEG
LER
JT T
EN1.
02$
0.25
$1.
27$
1103
937
DO
NN
A J
ISR
AEL
855.
00$
207.
54$
1,06
2.54
$11
0397
2K
IRK
D N
EWM
AN
20.8
0$
5.05
$25
.85
$11
0418
6K
EVIN
J SC
AN
LON
310.
30$
75.3
2$
385.
62$
1104
372
HU
NG
MA
NH
TR
AN
6.42
$1.
56$
7.98
$11
0457
0K
AR
EN J
DO
UG
HER
TY22
.92
$5.
56$
28.4
8$
1104
590
AN
NE
STA
RK
GA
LLA
GH
ER (S
EP IR
A)
20.8
0$
5.05
$25
.85
$11
0461
0H
ENR
Y D
FO
STER
RES
TR
UST
41.6
0$
10.1
0$
51.7
0$
1104
652
RO
SEM
AR
IE G
UZZ
AR
DO
2.60
$0.
63$
3.23
$11
0474
5M
AR
Y L
EDD
ING
LIV
ING
TR
UST
54.6
0$
13.2
5$
67.8
5$
1104
927
LEA
AN
N R
OSE
NTH
AL
10.4
0$
2.52
$12
.92
$11
0498
7C
HR
ISTI
NE
L SE
IFEN
IRA
2.60
$0.
63$
3.23
$11
0499
3R
EIN
ALD
O R
EUSS
62.4
0$
15.1
5$
77.5
5$
1105
190
THE
SILV
ER F
AM
ILY
TR
UST
140,
000.
00$
33,9
83.4
7$
173,
983.
47$
1105
231
NA
THA
N H
ASS
ON
IRA
12,5
60.0
0$
3,04
8.80
$15
,608
.80
$11
0561
2V
EVA
L M
CG
INLE
Y &
KEN
NET
H R
WIL
SON
JTW
RO
S2.
54$
0.62
$3.
16$
1105
636
MA
RG
AR
ET M
HIL
L64
2.00
$15
5.84
$79
7.84
$11
0563
8B
AR
BA
RA
A. R
OSE
NFE
LT IR
A21
4.00
$51
.95
$26
5.95
$11
0578
0C
HA
RLE
S M
KIN
SOLV
ING
JR IR
A51
5.00
$12
5.01
$64
0.01
$11
0673
3PA
TRIC
IA K
ALB
RIG
HT
& D
AR
RY
L L
ALB
RIG
HT
JT T
EN W
RO
S13
.00
$3.
16$
16.1
6$
1106
783
GER
ALD
L G
ERN
DT
IRA
427.
50$
103.
77$
531.
27$
1106
813
BR
UC
E M
JEFF
RIS
TR
UST
1,27
2.00
$30
8.76
$1,
580.
76$
1106
913
FRED
J Y
OD
ER IR
A2,
565.
00$
622.
63$
3,18
7.63
$11
0719
0SA
RA
A H
EZA
94.1
6$
22.8
6$
117.
02$
1107
214
JAN
E EL
LEN
BU
RK
EY19
.50
$4.
73$
24.2
3$
1107
218
JOH
N M
KO
CH
ENA
SH &
LEO
NA
R K
OC
HEN
ASH
WR
OS
66.3
4$
16.1
0$
82.4
4$
1107
552
DO
RIS
N S
TER
N T
RU
ST10
4.00
$25
.24
$12
9.24
$11
0756
3M
CR
AE
FAM
ILY
TR
UST
296.
40$
71.9
5$
368.
35$
1107
570
BA
RB
AR
A W
ELN
ER10
.40
$2.
52$
12.9
2$
1107
571
CA
RO
L J.
FRIE
DM
AN
TR
UST
15.6
0$
3.79
$19
.39
$11
0773
3R
OB
ERT
S SM
ITH
1.24
$0.
30$
1.54
$11
0773
4G
AR
Y P
. SC
HN
EYER
IRA
1,08
5.40
$26
3.47
$1,
348.
87$
1107
824
RIC
HA
RD
KA
RL
FELD
MA
NN
9,02
8.80
$2,
191.
64$
11,2
20.4
4$
1107
861
HA
RV
EY N
ELSO
N L
ERM
AN
AN
D R
OB
ERTA
SA
ND
RA
LER
MA
N12
.84
$3.
12$
15.9
6$
1107
907
BR
UC
E S.
BO
LTU
CH
52.0
0$
12.6
2$
64.6
2$
1108
014
DO
NN
A L
EE K
EEN
E41
.60
$10
.10
$51
.70
$11
0802
1ST
EPH
EN S
IU F
OO
N N
G19
.26
$4.
68$
23.9
4$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 32 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 29 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
1108
027
JAM
ES H
& M
AR
ILY
N N
SPE
AR
S 19
991,
368.
00$
332.
07$
1,70
0.07
$11
0804
4JO
HN
DA
VID
SM
ITH
III
2,45
0.14
$59
4.74
$3,
044.
88$
1108
163
LEO
NA
RD
G. H
ERR
ING
REV
OC
AB
LE L
IVIN
G T
R59
9.00
$14
5.40
$74
4.40
$11
0817
8A
NTO
INET
TE T
HO
MA
S1,
710.
00$
415.
08$
2,12
5.08
$11
0825
0A
ND
RES
E. S
ALD
AN
A A
ND
ELI
ZAB
ETH
A M
ILLE
R JT
TEN
100.
58$
24.4
1$
124.
99$
1108
328
RO
BER
T PO
TTER
& S
AN
DR
A L
PO
TTER
JT T
EN40
.66
$9.
87$
50.5
3$
1108
346
WIL
LIA
M B
RA
DY
AN
D S
HA
RO
N S
BR
AD
Y JT
TEN
12.8
4$
3.12
$15
.96
$11
0846
3H
EID
I ELI
ZAB
ETH
AR
MIT
AG
E20
.80
$5.
05$
25.8
5$
1108
480
MO
NIQ
UE
ALI
NE
CU
RR
Y S
EP IR
A27
.25
$6.
61$
33.8
6$
1108
662
JOH
N M
FU
LTZ
104.
00$
25.2
4$
129.
24$
1108
739
THE
PATR
ICIA
MC
AR
THU
R T
RU
ST6.
42$
1.56
$7.
98$
1108
842
DIA
NE
A A
MER
SON
& D
AN
R A
MER
SON
1.56
$0.
38$
1.94
$11
0886
5ST
AN
LEY
E. V
OG
EL18
1.40
$44
.03
$22
5.43
$11
0887
4B
AR
BA
RA
JOA
N D
ES M
AR
AIS
12.8
4$
3.12
$15
.96
$11
0902
1JA
Y H
OD
IN12
.84
$3.
12$
15.9
6$
1109
030
KA
THER
INE
K.H
. LIU
25.6
8$
6.23
$31
.91
$11
0907
3H
ILLT
OP
INV
ESTM
ENTS
, LLC
31,0
20.0
0$
7,52
9.77
$38
,549
.77
$11
0911
5JA
MES
LO
WEL
L B
AR
ZUN
20.8
0$
5.05
$25
.85
$11
0922
2IR
VIN
G C
OD
RO
N IR
A31
.20
$7.
57$
38.7
7$
5004
408
ALE
XA
ND
ER L
OU
ISE
IRR
SU
CC
-CO
-T/A
416.
00$
100.
98$
516.
98$
5004
411
RO
SEN
THA
L LE
IGH
TON
CU
ST6,
280.
00$
1,52
4.40
$7,
804.
40$
5004
414
CO
RN
ING
W H
#**
****
SU
CC
-T/A
2,94
5.28
$71
4.93
$3,
660.
21$
5004
420
CA
LLA
GH
AN
M I/
AG
GR
ATR
Y C
AP
SP1,
491.
50$
362.
05$
1,85
3.55
$50
0442
3G
ILLE
SPIE
CH
AR
LES
J JR
IRR
EV T
/A12
4.80
$30
.29
$15
5.09
$50
0443
5R
OG
ERS
LH II
& S
L C
RU
T ED
MP
CU
ST26
7.86
$65
.02
$33
2.88
$50
0444
8B
AB
IN A
NTH
ON
Y T
/A45
7.60
$11
1.08
$56
8.68
$50
0445
6C
HA
RT
- GR
ATR
Y &
CO
CIP
5,67
3.15
$1,
377.
10$
7,05
0.25
$50
0446
4SH
IND
LER
NEF
F ET
AL-
BA
KER
B R
34.8
4$
8.46
$43
.30
$50
0446
5EG
H -
DFA
INTL
SM
ALL
CA
P #1
9,63
6.00
$2,
339.
03$
11,9
75.0
3$
5004
466
EGH
- D
FA IN
TL S
MA
LL C
AP
#213
,432
.00
$3,
260.
47$
16,6
92.4
7$
5004
489
ASP
EN O
VER
SEA
S PO
RTF
OLI
O1,
484.
52$
360.
35$
1,84
4.87
$50
0449
9D
ON
ALD
S M
OR
I5.
20$
1.26
$6.
46$
5004
502
TOM
S SI
MS
AG
ENC
Y10
.40
$2.
52$
12.9
2$
5004
505
LOU
IS C
HIC
CO
NE
IRA
11.0
5$
2.68
$13
.73
$50
0453
6ST
UA
RT
STEP
HA
NIE
REV
TR
UST
219.
96$
53.3
9$
273.
35$
5004
538
WO
LFSO
N T
UA
LY
NN
3,72
6.00
$90
4.45
$4,
630.
45$
5004
542
KY
LE IR
A W
ILLI
AM
A.-C
LSG
104.
00$
25.2
4$
129.
24$
5004
546
BO
RN
QU
IST
FMLY
199
0 G
ST T
RU
ST14
.56
$3.
53$
18.0
9$
5004
548
HA
RD
ING
CU
STO
DY
CEC
ILIA
-CLS
G21
.50
$5.
22$
26.7
2$
5004
551
CO
HN
FD
N JA
CO
B &
RO
SALI
NE
156.
00$
37.8
7$
193.
87$
5004
556
WO
LFSO
N G
RN
DC
HLD
GA
MC
O3,
105.
00$
753.
70$
3,85
8.70
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 33 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 30 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5004
557
HA
MM
TU
A E
DW
AR
D H
.-CLS
G19
,260
.00
$4,
675.
15$
23,9
35.1
5$
5004
558
MA
YER
CR
T #2
B&
N13
,741
.20
$3,
335.
53$
17,0
76.7
3$
5004
559
MA
YER
CR
T#3
B&
N20
.80
$5.
05$
25.8
5$
5004
560
PAR
NES
S TR
VIV
ENN
E-C
LSG
41.6
0$
10.1
0$
51.7
0$
5004
562
DEN
DR
INO
S R
EV T
R P
ETER
-CLS
G37
.45
$9.
09$
46.5
4$
5004
563
JEFF
RIS
FA
MIL
Y F
OU
ND
ATI
ON
312.
00$
75.7
3$
387.
73$
5004
566
WIT
TEN
BER
G T
RU
ST -
CLS
G74
.88
$18
.18
$93
.06
$50
0456
7ET
TELS
ON
TR
UST
RO
BER
T G
. -B
83.2
0$
20.2
0$
103.
40$
5004
568
ILLI
NO
IS S
TATE
BO
AR
D O
F IN
VES
TMEN
T1,
424.
80$
345.
85$
1,77
0.65
$50
0457
0FO
RD
MO
TOR
CO
MPA
NY
825,
075.
00$
200,
277.
94$
1,02
5,35
2.94
$50
0458
7V
ISTE
ON
CO
RPO
RA
TIO
N D
EFIN
ED B
ENEF
IT11
,115
.96
$2,
698.
28$
13,8
14.2
4$
5004
593
MA
YO
CLI
NIC
MA
STER
RET
IREM
ENT
TRU
ST30
6,78
0.00
$74
,467
.49
$38
1,24
7.49
$50
0459
4M
AY
O C
LIN
IC29
9,91
2.00
$72
,800
.36
$37
2,71
2.36
$50
0460
0O
VP0
1 - O
CEA
N V
IEW
PA
RTN
ERS
L.P
656.
00$
159.
24$
815.
24$
5004
601
MA
NC
USO
FA
MIL
Y R
EVO
CA
BLE
TR
UST
4,71
4.00
$1,
144.
27$
5,85
8.27
$50
0460
2G
AR
EN F
AM
ILY
TR
UST
1,95
8.00
$47
5.28
$2,
433.
28$
5004
617
THE
UR
Y F
AM
ILY
INV
ESTM
ENTS
L.P
13,6
99.0
0$
3,32
5.28
$17
,024
.28
$50
0461
8TN
TLD
N-T
HO
MA
S A
.JER
MO
LUK
LIV
ING
TR
U1,
156.
00$
280.
61$
1,43
6.61
$50
0461
9TH
OM
AS
G. P
IGO
TT86
4.00
$20
9.73
$1,
073.
73$
5004
621
SCR
EEN
AC
TOR
S G
UIL
D P
RO
DU
CER
S PE
NSI
4,34
8.60
$1,
055.
58$
5,40
4.18
$50
0462
6TE
XA
S TE
AC
HER
S R
ETIR
EMEN
T FU
N12
,480
.00
$3,
029.
38$
15,5
09.3
8$
5004
664
SCH
LUM
BER
GER
LIM
ITED
GR
OU
P TR
UST
41.6
0$
10.1
0$
51.7
0$
5004
670
DIA
GEO
NO
RTH
AM
ERIC
A, I
NC
. MA
STER
T7,
276.
00$
1,76
6.17
$9,
042.
17$
5004
671
ELM
HU
RST
MEM
OR
IAL
HEA
LTH
CA
RE
MA
STER
10,9
04.0
0$
2,64
6.83
$13
,550
.83
$50
0468
3N
OR
TH B
RO
WA
RD
HO
SPIT
AL
DIS
TRIC
T PE
N72
,150
.00
$17
,513
.62
$89
,663
.62
$50
0468
7N
EED
MO
R T
RU
ST U
/A/D
12/
18/5
65,
923.
60$
1,43
7.89
$7,
361.
49$
5004
689
NES
TLE
IN T
HE
USA
PEN
SIO
N T
RU
ST75
2,54
2.90
$18
2,67
1.56
$93
5,21
4.46
$50
0469
0N
ESTL
E' U
SA M
AST
ER R
ETIR
EMEN
T TR
UST
145,
601.
40$
35,3
43.1
5$
180,
944.
55$
5004
691
THE
RET
IREM
ENT
PLA
N F
OR
TH
E C
ON
TIG
R27
7,83
5.00
$67
,441
.41
$34
5,27
6.41
$50
0469
7M
AR
S B
ENEF
ITS
TRU
ST22
8.80
$55
.54
$28
4.34
$50
0470
3C
TS C
OR
POR
ATI
ON
MA
STER
RET
IREM
ENT
T25
,850
.00
$6,
274.
80$
32,1
24.8
0$
5004
705
ITT
IND
UST
RIE
S R
ETIR
EMEN
T10
3,98
8.00
$25
,241
.95
$12
9,22
9.95
$50
0470
6U
NIO
N P
AC
IFIC
CO
RPO
RA
TON
-CA
PITA
L4,
922.
00$
1,19
4.76
$6,
116.
76$
5004
713
OV
ERN
ITE-
CA
PITA
L G
UA
RD
IAN
1,92
6.00
$46
7.52
$2,
393.
52$
5004
717
HSB
C -
NO
RTH
AM
ERIC
A (U
.S.)
PEN
SIO
N38
8,02
0.00
$94
,187
.61
$48
2,20
7.61
$50
0471
8TH
E LI
LLY
RET
IREM
ENT
PLA
N M
AST
ER T
R34
,855
.00
$8,
460.
67$
43,3
15.6
7$
5004
721
CO
CA
-CO
LA C
OM
PAN
Y M
AST
ER R
ETIR
EMEN
T4,
918.
00$
1,19
3.79
$6,
111.
79$
5004
724
HA
RTM
AR
X R
ETIR
EMEN
T IN
CO
ME
TRU
ST65
0.00
$15
7.78
$80
7.78
$50
0472
8R
OC
KFO
RD
PO
WER
TRA
IN R
ETIR
EMEN
T TR
US
72,4
62.2
0$
17,5
89.4
1$
90,0
51.6
1$
5004
733
CH
RIS
TOPH
ER T
RU
ST K
EVIN
-CLS
G1,
600.
00$
388.
38$
1,98
8.38
$50
0473
4R
OSS
O R
EV T
R7.
74$
1.88
$9.
62$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 34 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 31 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5004
735
THEO
DO
RE
R. F
REN
CH
JR7.
28$
1.77
$9.
05$
5004
740
SAW
YER
TR
UST
MA
RY
RO
AC
H -C
LSG
52.0
0$
12.6
2$
64.6
2$
5004
755
ZUC
KER
BET
H -C
-93
.60
$22
.72
$11
6.32
$50
0476
2K
AN
DER
S G
OLD
FISC
HER
EM
ILY
-CLS
G33
0.20
$80
.15
$41
0.35
$50
0477
4M
AR
SHFI
ELD
MA
STER
TR
UST
GA
MC
O E
QU
IT24
,900
.00
$6,
044.
20$
30,9
44.2
0$
5004
778
REL
AN
L.L
.C.
138.
71$
33.6
7$
172.
38$
5004
787
REE
D C
OM
MU
NIT
Y P
RO
PER
TY13
8.58
$33
.64
$17
2.22
$50
0478
8N
OR
TON
SIM
ON
FO
UN
DA
TIO
N8,
766.
00$
2,12
7.85
$10
,893
.85
$50
0480
7C
ITY
OF
JAC
KSO
NV
ILLE
GEN
ERA
L EM
PLO
Y80
7,30
0.00
$19
5,96
3.25
$1,
003,
263.
25$
5004
815
KEN
TUC
KY
RET
IREM
ENT
SYST
EMS
PEN
SIO
N28
8,43
4.00
$70
,014
.20
$35
8,44
8.20
$50
0481
7K
ENTU
CK
Y R
ETIR
EMEN
T SY
STEM
S37
,175
.00
$9,
023.
82$
46,1
98.8
2$
5004
826
FAR
MER
S A
UTO
MO
BIL
E IN
SUR
AN
CE
520.
00$
126.
22$
646.
22$
5004
827
PEK
IN L
IFE
INSU
RA
NC
E C
O.
520.
00$
126.
22$
646.
22$
5004
829
CY
MI E
QU
ITY
LP
220,
869.
00$
53,6
13.5
4$
274,
482.
54$
5004
836
MEM
PHIS
LIG
HT,
GA
S &
WA
TER
DIV
ISIO
N1,
241,
390.
00$
301,
333.
85$
1,54
2,72
3.85
$50
0484
6PA
RK
FO
UN
DA
TIO
N IN
C.
15,1
79.0
0$
3,68
4.54
$18
,863
.54
$50
0484
8LU
MIN
A F
OU
ND
ATI
ON
FO
R E
DU
CA
TIO
N, I
N16
8,06
0.00
$40
,794
.73
$20
8,85
4.73
$50
0484
9SH
ELB
Y C
OU
NTY
RET
IREM
ENT
SYST
EM1,
005,
960.
00$
244,
185.
79$
1,25
0,14
5.79
$50
0485
3M
OO
RIN
GS
CA
PITA
L LL
C48
,113
.00
$11
,678
.90
$59
,791
.90
$50
0485
6ST
. GEO
RG
E C
OR
POR
ATI
ON
276,
390.
00$
67,0
90.6
5$
343,
480.
65$
5004
857
STA
MPS
FA
MIL
Y P
AR
TNER
SHIP
III
132,
480.
00$
32,1
58.0
7$
164,
638.
07$
5004
860
UN
IVER
SITY
OF
MIA
MI
43,5
25.0
0$
10,5
65.2
2$
54,0
90.2
2$
5004
868
THE
BR
OW
N F
OU
ND
ATI
ON
494,
200.
00$
119,
961.
65$
614,
161.
65$
5004
874
MU
NIC
IPA
L EM
PLO
YEE
S' A
NN
UIT
Y A
ND
BE
0.13
$0.
03$
0.16
$50
0490
0W
ICH
ITA
RET
IREM
ENT
SYST
EMS
12,8
25.0
0$
3,11
3.13
$15
,938
.13
$50
0490
3EA
ST B
AY
MU
NIC
IPA
L U
TILI
TY D
ISTR
ICT
31.2
0$
7.57
$38
.77
$50
0492
6SI
STER
S O
F ST
. FR
AN
CIS
OF
PHIL
AD
ELP
135,
384.
00$
32,8
62.9
9$
168,
246.
99$
5004
927
INTE
RN
ATI
ON
AL
MO
NET
AR
Y F
UN
D S
TAFF
R94
,926
.00
$23
,042
.25
$11
7,96
8.25
$50
0492
9M
TL IN
SUR
AN
CE
CO
MPA
NY
- ST
ATE
STR
EE59
.80
$14
.52
$74
.32
$50
0493
2G
ERM
AN
MA
RSH
ALL
FU
ND
OF
THE
UN
TIED
108,
180.
00$
26,2
59.5
1$
134,
439.
51$
5004
940
API
- V
ALU
E G
RO
WTH
FU
ND
, LLC
127,
680.
00$
30,9
92.9
2$
158,
672.
92$
5004
950
ZGO
RD
ON
FA
MIL
Y T
R -
NO
R E
Q97
7.60
$23
7.30
$1,
214.
90$
5005
033
CIT
Y O
F N
EW Y
OR
K13
3.38
$32
.38
$16
5.76
$50
0503
8O
GIL
VY
& M
ATH
ER65
.00
$15
.78
$80
.78
$50
0759
0ZO
LA C
API
TAL
MA
NA
GEM
ENT
2,45
4.40
$59
5.78
$3,
050.
18$
5007
596
OR
EGO
N L
ION
S SI
GH
T &
HEA
RIN
G F
OU
ND
ATI
ON
372.
00$
90.3
0$
462.
30$
5007
599
THE
JAM
ES G
. STE
VEN
S R
ESID
UA
L TR
UST
2.10
$0.
51$
2.61
$50
0761
3G
AR
Y W
AY
NE
ZIM
MER
MA
N T
RU
ST, G
AR
Y W
ZIM
ME
1,10
0.00
$26
7.01
$1,
367.
01$
5007
736
RO
BER
T G
. CH
ERO
N84
4.50
$20
4.99
$1,
049.
49$
5008
241
STR
TR
AD
ING
PA
RTN
ERS,
LLC
#1
717,
630.
24$
174,
196.
90$
891,
827.
14$
5008
245
ELEC
TRO
NIC
TR
AD
ING
GR
OU
P, L
LC #
13,
024.
00$
734.
04$
3,75
8.04
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 35 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 32 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5008
256
BER
T G
. BA
BB
RO
LLO
VER
IRA
212.
52$
51.5
9$
264.
11$
5008
257
SHIR
LEY
A. B
AB
B R
OLL
OV
ER IR
A12
5.58
$30
.48
$15
6.06
$50
0826
3SH
AR
ON
KIT
ZHA
BER
REV
OC
AB
LE T
RU
ST D
TD 4
-212
0.50
$29
.25
$14
9.75
$50
0826
4ST
EVEN
PR
EEC
E TT
EE U
/A D
TD 4
/1/3
567
.60
$16
.41
$84
.01
$50
0826
5L.
WA
YN
E PU
RD
Y IR
A33
8.00
$82
.05
$42
0.05
$50
0826
8TH
OM
AS
J. W
ENR
ICH
268.
00$
65.0
5$
333.
05$
5008
274
CH
AR
NEY
TA
UB
RO
SIN
SKY
REV
OC
AB
LE T
RU
ST A
.10
.40
$2.
52$
12.9
2$
5008
277
BO
LTO
N L
IMIT
ED P
AR
TNER
SHIP
1,42
2.00
$34
5.17
$1,
767.
17$
5008
287
WA
RR
EN W
. KEN
DA
LL IR
A1,
282.
50$
311.
31$
1,59
3.81
$50
0830
5C
YN
THIA
A. W
ELLS
192.
60$
46.7
5$
239.
35$
5008
309
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#1
31.2
0$
7.57
$38
.77
$50
0831
0LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
231
2.00
$75
.73
$38
7.73
$50
0831
1LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
331
2.00
$75
.73
$38
7.73
$50
0831
2LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
420
8.00
$50
.49
$25
8.49
$50
0831
3LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
510
4.00
$25
.24
$12
9.24
$50
0831
7LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
610
4.00
$25
.24
$12
9.24
$50
0831
9LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
710
4.00
$25
.24
$12
9.24
$50
0832
1LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
831
.20
$7.
57$
38.7
7$
5008
322
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#9
104.
00$
25.2
4$
129.
24$
5008
325
HEA
DW
ATE
RS
CA
PITA
L #1
77,7
71.0
0$
18,8
78.0
6$
96,6
49.0
6$
5008
330
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#10
104.
00$
25.2
4$
129.
24$
5008
331
HEA
DW
ATE
RS
CA
PITA
L #2
197.
60$
47.9
7$
245.
57$
5008
332
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#11
31.2
0$
7.57
$38
.77
$50
0833
3LO
GA
N IN
TER
NA
TIO
NA
L, L
LC #
1220
.80
$5.
05$
25.8
5$
5008
334
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#13
104.
00$
25.2
4$
129.
24$
5008
335
BO
TTA
CA
PITA
L M
AN
AG
EMEN
T #1
78.0
0$
18.9
3$
96.9
3$
5008
336
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#14
104.
00$
25.2
4$
129.
24$
5008
341
LOG
AN
INTE
RN
ATI
ON
AL,
LLC
#15
104.
00$
25.2
4$
129.
24$
5008
347
STR
TR
AD
ING
PA
RTN
ERS,
LLC
#2
0.26
$0.
06$
0.32
$50
0834
9B
OTT
A C
API
TAL
MA
NA
GEM
ENT
#239
0.00
$94
.67
$48
4.67
$50
0836
2K
END
ALL
T.U
SD7.
28$
1.77
$9.
05$
5008
366
BO
NA
NN
O R
AY
MO
ND
- U
SD (C
)43
5.00
$10
5.59
$54
0.59
$50
0836
7B
ON
AN
NO
JOA
N -
USD
(C)
435.
00$
105.
59$
540.
59$
5008
368
DA
NA
CZK
O E
- U
SD (C
)43
0.00
$10
4.38
$53
4.38
$50
0837
1C
AR
TER
M G
ST T
R -
USD
430.
00$
104.
38$
534.
38$
5008
375
LEN
KIN
J-B
RA
ND
Y.U
SD (C
)91
3.60
$22
1.77
$1,
135.
37$
5008
376
LEN
KIN
E-B
RA
ND
Y.U
SD (C
)95
8.72
$23
2.72
$1,
191.
44$
5008
381
SIM
MO
NS
C-B
R.U
SD (C
)73
4.01
$17
8.17
$91
2.18
$50
0838
2JA
CO
BSO
N C
- B
R -
USD
(C)
301.
45$
73.1
7$
374.
62$
5008
383
SED
GW
ICK
T-B
R -
USD
(C)
906.
22$
219.
98$
1,12
6.20
$50
0838
4IN
GR
AM
JT-B
R -
USD
(C)
1,75
4.33
$42
5.84
$2,
180.
17$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 36 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 33 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5008
387
SOR
IAN
O C
AR
MEN
- U
SD19
.50
$4.
73$
24.2
3$
5008
389
DER
EK D
AY
-ING
- U
SD (C
)3.
58$
0.87
$4.
45$
5008
390
GR
EEN
SIM
ON
-IN
G -
USD
6.31
$1.
53$
7.84
$50
0839
1JA
CO
BSO
N M
ICH
AEL
- B
R -
USD
(C)
320.
03$
77.6
8$
397.
71$
5008
393
FOX
MA
N N
OR
TON
& C
AR
OL
- BR
- U
SD (C
1,34
5.59
$32
6.63
$1,
672.
22$
5008
394
CA
HIL
L-JT
-BR
- U
SD (C
)42
0.35
$10
2.04
$52
2.39
$50
0839
5EZ
ELL
STA
NLE
Y -
BR
- U
SD (C
)93
6.04
$22
7.21
$1,
163.
25$
5008
396
EZEL
L JO
HN
- B
R -
USD
(C)
524.
82$
127.
39$
652.
21$
5008
397
EZEL
L - R
OB
INSO
N T
- B
R -
USD
(C)
566.
47$
137.
50$
703.
97$
5008
404
SCH
IFTE
R R
- IN
G -
USD
(C)
1,80
4.05
$43
7.91
$2,
241.
96$
5008
405
GA
SPER
INA
- B
R -
USD
(C)
430.
00$
104.
38$
534.
38$
5008
408
MEN
DIT
CH
F-B
R -
USD
(C)
1,03
3.40
$25
0.85
$1,
284.
25$
5008
409
DLS
-BR
AN
DY
.USD
(C)
321.
67$
78.0
8$
399.
75$
5008
427
GIN
OS
MA
R -I
NG
- U
SD (C
)2,
381.
00$
577.
96$
2,95
8.96
$50
0843
3A
NS-
BR
AN
DY
.USD
(C)
297.
62$
72.2
4$
369.
86$
5008
438
HA
SLIN
GER
VEN
TUR
E - B
R -
USD
(C)
5,80
6.06
$1,
409.
36$
7,21
5.42
$50
0843
9H
ASL
ING
ER V
ENTU
RE
- BR
DW
- U
SD (C
)3,
495.
69$
848.
54$
4,34
4.23
$50
0844
1G
EOR
GE
MA
SON
UN
IV F
DN
- B
R -
USD
(C)
3,92
7.81
$95
3.43
$4,
881.
24$
5008
447
JAC
OR
VEN
TUR
ES-IN
G -
USD
(C)
8.58
$2.
08$
10.6
6$
5008
448
JAC
OR
VEN
TUR
ES-B
R -
USD
(C)
652.
10$
158.
29$
810.
39$
5008
450
DA
VIS
MEM
OR
IAL
-ING
- U
SD (C
)47
5.64
$11
5.46
$59
1.10
$50
0845
1D
AV
IS M
EMO
RIA
L - B
R -
USD
(C)
2,65
1.50
$64
3.62
$3,
295.
12$
5008
453
JCF
GA
MC
O F
D B
.USD
(C)
52.0
0$
12.6
2$
64.6
2$
5008
455
GR
EAT
OA
KS
FD-G
.USD
(C)
4,98
0.00
$1,
208.
84$
6,18
8.84
$50
0845
7C
ITY
OF
MIA
MI B
EAC
H G
/E-A
XE
PRI U
SD $
130
.46
31.6
7$
162.
13$
5008
561
ELEC
TRO
NIC
TR
AD
ING
GR
OU
P, L
LC #
24,
275.
00$
1,03
7.71
$5,
312.
71$
5008
745
RU
MSO
N C
API
TAL,
LLC
249.
00$
60.4
4$
309.
44$
5009
156
CA
RN
EGIE
CO
RPO
RA
TIO
N O
F N
EW Y
OR
K9,
630.
00$
2,33
7.58
$11
,967
.58
$50
0917
0A
IR C
AN
AD
A P
ENSI
ON
TR
UST
FU
ND
5,34
6.00
$1,
297.
68$
6,64
3.68
$50
0917
1C
ENTR
AL
PEN
SIO
N F
UN
D O
F TH
E IU
OE
PA0.
13$
0.03
$0.
16$
5009
183
EWIN
G M
AR
ION
KA
UFF
MA
N F
OU
ND
ATI
ON
2,70
0.00
$65
5.40
$3,
355.
40$
5009
195
FALL
ON
CLI
NIC
INC
PEN
SIO
N P
LAN
19,3
69.6
0$
4,70
1.76
$24
,071
.36
$50
0920
4TR
UST
EES
OF
BO
STO
N U
NIV
ERSI
TY8,
900.
00$
2,16
0.38
$11
,060
.38
$50
0921
9R
EEV
ES B
RO
THER
S IN
C P
ENSI
ON
PLA
N5,
404.
00$
1,31
1.76
$6,
715.
76$
5009
222
HA
LLIB
UR
TON
CO
MPA
NY
EM
PLO
YEE
BEN
EFI
7,85
0.00
$1,
905.
50$
9,75
5.50
$50
0924
0A
SCEN
SIO
N H
EALT
H M
AST
ER P
ENSI
ON
TR
U18
,819
.00
$4,
568.
11$
23,3
87.1
1$
5009
271
VO
UG
HT
AIR
CR
AFT
IND
UST
RIE
S IN
C M
AST
7,91
8.00
$1,
922.
01$
9,84
0.01
$50
0927
2R
EED
ELS
EVIE
R U
S R
ETIR
EMEN
T PL
AN
10,6
91.0
0$
2,59
5.12
$13
,286
.12
$50
0928
6B
AX
TER
INTE
RN
ATI
ON
AL
INC
. AN
D S
UB
SI18
,450
.00
$4,
478.
54$
22,9
28.5
4$
5009
290
CIT
Y O
F M
IAM
I GEN
ERA
L EM
PLO
YEE
S' A
N10
,751
.10
$2,
609.
71$
13,3
60.8
1$
5009
292
POLI
CEM
EN A
ND
FIR
EMEN
RET
IREM
ENT
SY58
5.00
$14
2.00
$72
7.00
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 37 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 34 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5009
317
SIST
ERS
OF
MER
CY
HEA
LTH
SY
STEM
0.13
$0.
03$
0.16
$50
0933
0B
ELLS
OU
TH C
OR
POR
ATI
ON
RFA
VEB
A T
RU
S28
0.80
$68
.16
$34
8.96
$50
0934
0EN
ERG
Y IN
SUR
AN
CE
SER
VIC
ES IN
C18
,421
.50
$4,
471.
62$
22,8
93.1
2$
5009
354
FIR
ST N
ATI
ON
AL
BA
NK
OF
CH
ESTE
R C
OU
N10
.40
$2.
52$
12.9
2$
5009
356
PEN
N S
ECU
RIT
Y B
AN
K &
TR
UST
CO
115.
60$
28.0
6$
143.
66$
5009
359
CO
LUM
BIA
BA
NK
TR
UST
SER
VIC
ES41
.60
$10
.10
$51
.70
$50
0936
0C
ITIZ
ENS
& N
OR
THER
N B
AN
K15
.60
$3.
79$
19.3
9$
5009
365
TRU
ST P
OIN
T IN
C. #
118
.07
$4.
39$
22.4
6$
5009
366
TRU
ST P
OIN
T IN
C. #
242
.70
$10
.36
$53
.06
$50
0936
7TR
UST
PO
INT
INC
. #3
20.8
0$
5.05
$25
.85
$50
0936
8TR
UST
PO
INT
INC
. #4
20.8
0$
5.05
$25
.85
$50
0936
9TR
UST
PO
INT
INC
. #5
20.8
0$
5.05
$25
.85
$50
0937
1PR
ATT
CO
LLA
RD
AD
VIS
OR
Y P
AR
TNER
S, L
L3.
12$
0.76
$3.
88$
5009
374
CA
SCA
DE
FIN
AN
CIA
L M
AN
AG
EMEN
T IN
C #
196
.30
$23
.38
$11
9.68
$50
0937
5C
ASC
AD
E FI
NA
NC
IAL
MA
NA
GEM
ENT
INC
#2
128.
40$
31.1
7$
159.
57$
5009
376
CA
SCA
DE
FIN
AN
CIA
L M
AN
AG
EMEN
T IN
C #
314
9.80
$36
.36
$18
6.16
$50
0938
2JE
FFER
SON
BA
NK
#1
52.0
0$
12.6
2$
64.6
2$
5009
384
STA
ND
AR
D B
AN
K A
ND
TR
UST
#1
2.60
$0.
63$
3.23
$50
0938
7R
.M. D
AV
IS IN
C.
0.78
$0.
19$
0.97
$50
0938
8TR
UST
CO
MPA
NY
OF
THE
SOU
TH #
131
0.30
$75
.32
$38
5.62
$50
0938
9LO
DES
TAR
PR
IVA
TE A
SSET
MG
MT
LLC
#1
12.0
9$
2.93
$15
.02
$50
0939
1W
ESTE
RN
NA
TIO
NA
L TR
UST
CO
.1,
643.
52$
398.
95$
2,04
2.47
$50
0939
2M
AIR
S &
PO
WER
INC
3,42
0.00
$83
0.17
$4,
250.
17$
5009
396
LOD
ESTA
R P
RIV
ATE
ASS
ET M
GM
T LL
C #
229
.00
$7.
04$
36.0
4$
5009
398
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#2
192.
60$
46.7
5$
239.
35$
5009
399
JEFF
ERSO
N B
AN
K #
241
.60
$10
.10
$51
.70
$50
0940
7JE
FFER
SON
BA
NK
#3
10.4
0$
2.52
$12
.92
$50
0940
8JE
FFER
SON
BA
NK
#4
10.4
0$
2.52
$12
.92
$50
0940
9TR
UST
CO
MPA
NY
OF
THE
SOU
TH #
374
3.85
$18
0.56
$92
4.41
$50
0941
0LO
DES
TAR
PR
IVA
TE A
SSET
MG
MT
LLC
#3
5.33
$1.
29$
6.62
$50
0941
1C
OLO
NIA
L G
RO
UP,
INC
.29
4.00
$71
.37
$36
5.37
$50
0941
2H
OR
WIT
Z &
ASS
OC
IATE
S IN
C. #
11,
368.
00$
332.
07$
1,70
0.07
$50
0941
5H
OR
WIT
Z &
ASS
OC
IATE
S IN
C. #
239
.00
$9.
47$
48.4
7$
5009
423
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#4
1,34
2.35
$32
5.84
$1,
668.
19$
5009
424
JEFF
ERSO
N B
AN
K #
558
9.95
$14
3.20
$73
3.15
$50
0942
5ST
AN
DA
RD
BA
NK
AN
D T
RU
ST #
21.
30$
0.32
$1.
62$
5009
426
STA
ND
AR
D B
AN
K A
ND
TR
UST
#3
1.30
$0.
32$
1.62
$50
0942
7ST
AN
DA
RD
BA
NK
AN
D T
RU
ST #
41.
30$
0.32
$1.
62$
5009
428
STA
ND
AR
D B
AN
K A
ND
TR
UST
#5
1.30
$0.
32$
1.62
$50
0942
9ST
AN
DA
RD
BA
NK
AN
D T
RU
ST #
61.
30$
0.32
$1.
62$
5009
430
CLI
NTO
N N
ATI
ON
AL
BA
NK
5.20
$1.
26$
6.46
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 38 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 35 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5009
432
HO
WLA
ND
CA
PITA
L M
GM
T. #
110
4.00
$25
.24
$12
9.24
$50
0943
3H
OW
LAN
D C
API
TAL
MG
MT.
#2
104.
00$
25.2
4$
129.
24$
5009
435
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#5
348.
57$
84.6
1$
433.
18$
5009
436
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#6
706.
50$
171.
50$
878.
00$
5009
437
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#7
706.
50$
171.
50$
878.
00$
5009
438
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#8
7,89
7.10
$1,
916.
93$
9,81
4.03
$50
0943
9TR
UST
CO
MPA
NY
OF
THE
SOU
TH #
978
.28
$19
.00
$97
.28
$50
0944
0ST
OC
K Y
AR
DS
TRU
ST C
O.
41.6
0$
10.1
0$
51.7
0$
5009
441
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#10
666.
90$
161.
88$
828.
78$
5009
443
LOD
ESTA
R P
RIV
ATE
ASS
ET M
GM
T LL
C #
41.
82$
0.44
$2.
26$
5009
444
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#11
786.
60$
190.
94$
977.
54$
5009
448
TRU
ST C
OM
PAN
Y O
F TH
E SO
UTH
#12
1,63
3.05
$39
6.41
$2,
029.
46$
5009
452
WA
TER
S, P
AR
KER
SON
& C
O.,
LLC
20.8
0$
5.05
$25
.85
$50
0945
3B
RO
WN
AD
VIS
OR
Y0.
33$
0.08
$0.
41$
5009
458
DEI
GH
AN
WEA
LTH
AD
VIS
OR
S88
.40
$21
.46
$10
9.86
$50
0946
0PI
EDM
ON
T FI
NA
NC
IAL
TRU
ST C
O.
206,
910.
00$
50,2
25.1
4$
257,
135.
14$
5009
466
BB
R P
AR
TNER
S LL
C #
112
4.80
$30
.29
$15
5.09
$50
0946
7B
BR
PA
RTN
ERS
LLC
#2
62.4
0$
15.1
5$
77.5
5$
5009
468
BB
R P
AR
TNER
S LL
C #
362
.40
$15
.15
$77
.55
$50
0946
9B
BR
PA
RTN
ERS
LLC
#4
124.
80$
30.2
9$
155.
09$
5009
470
BB
R P
AR
TNER
S LL
C #
512
4.80
$30
.29
$15
5.09
$50
0947
1B
BR
PA
RTN
ERS
LLC
#6
62.4
0$
15.1
5$
77.5
5$
5009
472
BB
R P
AR
TNER
S LL
C #
712
4.80
$30
.29
$15
5.09
$50
0947
3B
BR
PA
RTN
ERS
LLC
#8
124.
80$
30.2
9$
155.
09$
5009
474
BB
R P
AR
TNER
S LL
C #
962
.40
$15
.15
$77
.55
$50
0947
5B
BR
PA
RTN
ERS
LLC
#10
62.4
0$
15.1
5$
77.5
5$
5009
476
BB
R P
AR
TNER
S LL
C #
1112
4.80
$30
.29
$15
5.09
$50
0947
7B
BR
PA
RTN
ERS
LLC
#12
124.
80$
30.2
9$
155.
09$
5009
478
BB
R P
AR
TNER
S LL
C #
1362
.40
$15
.15
$77
.55
$50
0947
9B
BR
PA
RTN
ERS
LLC
#14
62.4
0$
15.1
5$
77.5
5$
5009
480
BB
R P
AR
TNER
S LL
C #
1562
.40
$15
.15
$77
.55
$50
0948
1B
BR
PA
RTN
ERS
LLC
#16
124.
80$
30.2
9$
155.
09$
5009
482
HA
YW
OO
D S
ECU
RIT
IES
1.56
$0.
38$
1.94
$50
0948
3G
REE
NW
OO
D G
EAR
HA
RT
#11,
045.
50$
253.
78$
1,29
9.28
$50
0948
4G
REE
NW
OO
D G
EAR
HA
RT
#229
.90
$7.
26$
37.1
6$
5009
485
GR
EEN
WO
OD
GEA
RH
AR
T #3
214.
00$
51.9
5$
265.
95$
5009
486
GR
EEN
WO
OD
GEA
RH
AR
T #4
6.50
$1.
58$
8.08
$50
0948
8G
REE
NW
OO
D G
EAR
HA
RT
#56.
50$
1.58
$8.
08$
5009
489
GR
EEN
WO
OD
GEA
RH
AR
T #6
77.2
5$
18.7
5$
96.0
0$
5009
490
GR
EEN
WO
OD
GEA
RH
AR
T #7
569.
00$
138.
12$
707.
12$
5009
491
GR
EEN
WO
OD
GEA
RH
AR
T #8
2,00
5.70
$48
6.86
$2,
492.
56$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 39 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 36 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5009
494
DO
WLI
NG
& Y
AH
NK
E IN
C2.
28$
0.55
$2.
83$
5009
495
HO
WE
AN
D R
USL
ING
855.
00$
207.
54$
1,06
2.54
$50
0949
6C
OR
NER
STO
NE
MA
NA
GEM
ENT
#117
.94
$4.
35$
22.2
9$
5009
499
CO
RN
ERST
ON
E M
AN
AG
EMEN
T #2
24.3
0$
5.90
$30
.20
$50
0951
3D
ETR
OIT
ED
ISO
N V
EBA
-WIL
MO
CO
1,08
1.60
$26
2.55
$1,
344.
15$
5009
514
DET
RO
IT E
D V
EBA
FO
REI
GN
EQ
UIT
Y6.
20$
1.50
$7.
70$
5009
518
OA
KLA
ND
HO
USI
NG
- G
RA
TRY
627.
85$
152.
40$
780.
25$
5009
520
CEN
TER
LIN
E - I
NTE
RIN
VES
T C
OR
P31
.20
$7.
57$
38.7
7$
5009
526
FRA
NC
ES L
. STE
IN IR
A C
LOS
13.0
0$
3.16
$16
.16
$50
0954
4M
OTT
FO
UN
DA
TIO
N IN
TL E
QU
ITY
23,6
59.2
0$
5,74
3.01
$29
,402
.21
$50
0955
2C
ITY
OF
BIR
MIN
GH
AM
- R
HF
LAZA
RD
594.
50$
144.
31$
738.
81$
5009
554
CIT
Y O
F M
ON
RO
E - F
ISH
ER IN
V9,
990.
00$
2,42
4.96
$12
,414
.96
$50
0956
8JA
NET
FIS
H E
STA
TE T
RU
ST (S
HA
D)
20.8
0$
5.05
$25
.85
$50
0957
6M
CR
- M
REE
D K
NIG
HT
401K
232.
00$
56.3
2$
288.
32$
5009
589
KEN
NET
H L
IND
SAY
FO
UN
DA
TIO
N (J
PM)
244.
20$
59.2
8$
303.
48$
5009
591
FOR
EIG
N E
QU
ITY
FU
ND
21,4
66.2
6$
5,21
0.70
$26
,676
.96
$50
0959
7M
ATT
IE P
REI
SS IR
REV
. FB
O P
ETER
949.
00$
230.
36$
1,17
9.36
$50
0964
1V
AN
TAG
EPO
INT
CA
PITA
L G
UA
RD
IAN
27,1
55.0
0$
6,59
1.58
$33
,746
.58
$50
0964
2A
TSF
CA
PITA
L G
UA
RD
IAN
US
EQU
ITY
16,8
89.0
0$
4,09
9.62
$20
,988
.62
$50
0964
3LI
FEPA
TH R
ETIR
EMEN
T M
AST
ER P
OR
TFO
LI35
.10
$8.
52$
43.6
2$
5009
644
MIP
LIF
EPA
TH 2
010
193.
95$
47.0
8$
241.
03$
5009
645
PEPS
ICO
2,34
1.66
$56
8.41
$2,
910.
07$
5009
646
MIP
LIF
EPA
TH 2
020
1,37
1.86
$33
3.00
$1,
704.
86$
5009
647
MIP
LIF
EPA
TH 2
030
368.
81$
89.5
2$
458.
33$
5009
648
MIP
LIF
EPA
TH 2
040
303.
68$
73.7
2$
377.
40$
5009
650
ELEC
TRO
NIC
EQ
UIP
MEN
T &
EN
G E
PSP
23.4
0$
5.68
$29
.08
$50
0965
1R
APP
OPO
RT
I. C
/F -
CLO
SIN
G26
.00
$6.
31$
32.3
1$
5009
652
LIU
- G
AB
ELLI
104.
00$
25.2
4$
129.
24$
5009
676
DR
. MA
RSH
ALL
PLA
UT
IRA
RO
LLO
VER
10.4
0$
2.52
$12
.92
$50
0967
8SI
DN
EY G
OTT
LIEB
, M.D
., IR
A R
/O20
.80
$5.
05$
25.8
5$
5009
684
MA
RC
WEI
L,C
ENTR
AL
JER
SEY
OR
AL
&20
.80
$5.
05$
25.8
5$
5009
689
MA
RY
LAN
D C
HEM
ICA
L C
O E
MP
PSP
20.8
0$
5.05
$25
.85
$50
0969
0TH
E PL
AU
T FA
MIL
Y, L
LC10
.40
$2.
52$
12.9
2$
5009
748
BA
PTIS
T H
EALT
H -
FAY
EZ S
AR
OFI
M17
,100
.00
$4,
150.
84$
21,2
50.8
4$
5009
749
WA
LTH
ER C
AN
CER
INST
ITU
TE-G
AM
CO
14,7
65.6
0$
3,58
4.19
$18
,349
.79
$50
0975
0W
AB
ASH
CO
LLEG
E - C
AP
GU
AR
DIA
N15
,390
.00
$3,
735.
75$
19,1
25.7
5$
5009
754
LIN
K B
ELT
PEN
SIO
N -
ING
7,57
6.20
$1,
839.
04$
9,41
5.24
$50
0975
5TY
SON
FO
R R
EITE
R1.
04$
0.25
$1.
29$
5009
759
GEN
ERA
L H
EALT
H-B
RA
ND
YW
INE
ASS
ET M
GM
3,44
5.90
$83
6.45
$4,
282.
35$
5009
765
GR
ATR
Y IN
T'L
EQU
ITY
CU
ST S
UB
AC
CT
945.
86$
229.
60$
1,17
5.46
$50
0977
2V
ALE
O IN
C P
EN P
L - L
AZA
RD
2,90
0.00
$70
3.94
$3,
603.
94$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 40 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 37 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5009
775
HO
ND
A T
RA
NS
MA
NU
F PE
N -
GA
BEL
LI51
8.00
$12
5.74
$64
3.74
$50
0977
7TR
INIT
Y N
ON
UN
ION
EM
P EB
TU
A S
UB
A/
546.
44$
132.
64$
679.
08$
5009
778
TRIN
ITY
OH
NU
RSE
S A
SSO
C E
B T
A S
/A29
8.86
$72
.54
$37
1.40
$50
0977
9TR
INIT
Y A
FSC
ME/
OPE
IU E
B T
UA
S/A
603.
96$
146.
60$
750.
56$
5009
781
NO
BLE
FD
N-C
AP
GU
AR
DIA
N24
,795
.00
$6,
018.
72$
30,8
13.7
2$
5009
789
BR
ITIS
H C
OA
L ST
AFF
SU
PER
AN
NU
ATI
ON
S86
,388
.80
$20
,969
.94
$10
7,35
8.74
$50
0980
4M
INEW
OR
KER
S PE
NSI
ON
SC
HEM
E A
/C *
***
240,
592.
60$
58,4
01.2
2$
298,
993.
82$
5009
815
AM
ERIC
AN
BA
LAN
CED
FU
ND
4,31
6,64
2.00
$1,
047,
817.
66$
5,36
4,45
9.66
$50
0982
4EQ
AD
VIS
OR
S TR
UST
-EQ
BLA
CK
RO
CK
BA
SI1,
120,
176.
00$
271,
910.
48$
1,39
2,08
6.48
$50
0982
8ST
ATE
FA
RM
MU
TUA
L A
UTO
INS
CO
CA
P G
397,
575.
00$
96,5
06.9
9$
494,
081.
99$
5009
829
EQ/C
API
TAL
GU
AR
DIA
N U
.S E
QU
ITY
38,7
01.0
0$
9,39
4.24
$48
,095
.24
$50
0983
0EQ
AD
VIS
OR
S TR
UST
- EQ
/CA
PITA
L G
UA
R63
,708
.00
$15
,464
.42
$79
,172
.42
$50
0983
6ST
ATE
FA
RM
MU
TUA
L A
UTO
MO
BIL
E IN
S C
O43
9,60
0.00
$10
6,70
8.10
$54
6,30
8.10
$50
0983
7ST
ATE
FA
RM
FIR
E &
CA
SUA
LTY
-CA
PITA
L 26
,690
.00
$6,
478.
71$
33,1
68.7
1$
5009
838
STA
TE F
AR
M L
IFE
INSU
RA
NC
E C
OM
PAN
Y C
65,1
55.0
0$
15,8
15.6
6$
80,9
70.6
6$
5009
839
STA
TE F
AR
M U
S EM
PLO
YEE
RET
IREM
ENT
T82
,425
.00
$20
,007
.77
$10
2,43
2.77
$50
0985
0TH
E FO
RB
ES 4
0 PO
RTF
OLI
O,Q
UA
LIFI
ED 2
107.
00$
25.9
7$
132.
97$
5009
851
DIV
ERSI
FIED
TR
UST
AC
CO
UN
TS- M
OD
ERA
TE #
110
,391
.63
$2,
522.
45$
12,9
14.0
8$
5009
852
DIV
ERSI
FIED
TR
UST
AC
CO
UN
TS- M
OD
ERA
TE #
25,
959.
07$
1,44
6.50
$7,
405.
57$
5009
853
DIV
ERSI
FIED
TR
UST
AC
CO
UN
TS A
GG
RES
SI6,
187.
09$
1,50
1.85
$7,
688.
94$
5009
854
INTE
RN
ATI
ON
AL
POR
TFO
LIO
, SER
IES
28,
536.
66$
2,07
2.18
$10
,608
.84
$50
0985
5IB
BO
TSO
N C
ON
SER
VA
TIV
E EQ
UIT
Y P
OR
TFO
2,21
4.26
$53
7.49
$2,
751.
75$
5009
856
IBB
OTS
ON
MO
DER
ATE
EQ
UIT
Y P
OR
TFO
LIO
,8,
109.
37$
1,96
8.46
$10
,077
.83
$50
0985
7IB
BO
TSO
N A
GG
RES
SIV
E EQ
UIT
Y P
OR
TFO
LI2,
534.
35$
615.
19$
3,14
9.54
$50
0986
6TH
E JA
MES
IRV
INE
FOU
ND
ATI
ON
CA
PITA
L27
,360
.00
$6,
641.
34$
34,0
01.3
4$
5009
869
MET
MU
SEU
M S
PEC
IFIE
D P
UR
POSE
S35
.10
$8.
52$
43.6
2$
5009
870
THE
PRO
FIT
SHA
RIN
G P
LAN
OF
FIR
ST IN
58.2
4$
14.1
4$
72.3
8$
5009
873
C R
BA
RD
, IN
C. M
AST
ER T
RU
ST G
AB
ELLI
49,8
00.0
0$
12,0
88.4
1$
61,8
88.4
1$
5009
880
MC
KES
SON
CO
RPO
RA
TIO
N M
AST
ER T
RU
ST C
9,19
4.00
$2,
231.
74$
11,4
25.7
4$
5009
890
DEP
P-C
APG
RD
US
EQ L
GC
AP
17,9
76.0
0$
4,36
3.48
$22
,339
.48
$50
0990
5C
API
TAL
GU
AR
DIA
N U
.S. E
QU
ITY
FU
ND
S71
,418
.00
$17
,335
.94
$88
,753
.94
$50
0991
5C
API
TAL
GU
AR
DIA
N U
.S. E
QU
ITY
FU
ND
T10
9,24
8.00
$26
,518
.76
$13
5,76
6.76
$50
0992
0A
T&T-
CA
PITA
L G
UA
RD
IAN
54,3
19.0
0$
13,1
85.3
4$
67,5
04.3
4$
5009
922
IBM
: CA
PITA
L G
UA
RD
IAN
100
0 C
OR
E14
6,20
5.00
$35
,489
.67
$18
1,69
4.67
$50
0993
7B
OEI
NG
RET
. MA
STER
TR
UST
- C
API
TAL
237,
765.
00$
57,7
14.8
5$
295,
479.
85$
5009
938
NY
SCR
F/C
API
TAL
GU
AR
DIA
N D
OM
ESTI
C C
R15
5,06
7.00
$37
,640
.82
$19
2,70
7.82
$50
0994
1ST
AN
FOR
D U
NIV
CA
PITA
L G
UA
RD
IAN
CO
RE
95,3
47.0
0$
23,1
44.4
4$
118,
491.
44$
5009
943
YO
UN
G W
OM
ENS
CH
RIS
TIA
N A
SSO
CIA
TIO
N
6,58
6.00
$1,
598.
68$
8,18
4.68
$50
0994
6N
EW P
ERSP
ECTI
VE
FUN
D58
,760
.00
$14
,263
.35
$73
,023
.35
$50
0996
0JP
MO
RG
AN
SEC
UR
ITIE
S LL
C25
0,08
3.29
$60
,704
.99
$31
0,78
8.28
$50
0996
8A
EGO
N C
OM
PAN
IES
PEN
SIO
N T
RU
ST43
0,75
2.00
$10
4,56
0.34
$53
5,31
2.34
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 41 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 38 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5009
970
CTU
W JA
CK
E D
ENEB
EIM
FO
R L
OU
ISE
PRI
46.8
0$
11.3
6$
58.1
6$
5009
973
ICA
P IN
TER
NA
TIO
NA
L PR
I USD
102,
616.
00$
24,9
08.9
1$
127,
524.
91$
5009
974
PAC
IFIC
AD
V M
ULT
I CA
P V
ALU
E FD
PR
I 5,
175.
00$
1,25
6.17
$6,
431.
17$
5010
016
LOU
ISE
K B
ECK
LEY
WIL
L62
4.00
$15
1.47
$77
5.47
$50
1001
8A
LBER
T SH
API
RO
TR
CU
ST-G
AM
CO
156.
00$
37.8
7$
193.
87$
5010
026
WEB
ER JA
MES
K JR
ILIT
83.2
0$
20.2
0$
103.
40$
5010
027
DO
NA
LD C
ICC
AG
LIO
NE
10.4
0$
2.52
$12
.92
$50
1003
0C
OX
DA
VID
M T
R U
/W-U
57.2
0$
13.8
8$
71.0
8$
5010
031
GIO
VA
NN
A B
LO
MO
NA
CO
TU
W78
.00
$18
.93
$96
.93
$50
1003
2W
YA
TT T
AR
RA
NT
E H
OPS
ON
8.45
$2.
05$
10.5
0$
5010
033
CO
OPE
R T
IRE
CA
P G
UA
RD
12,8
30.0
0$
3,11
4.34
$15
,944
.34
$50
1004
1C
KH
S-U
NR
ESTR
ICTE
D F
D/S
TON
ERID
GE
1,48
1.45
$35
9.61
$1,
841.
06$
5010
045
ASB
ESTO
S W
KR
S PE
NS-
STO
NER
IDG
E13
,603
.00
$3,
301.
98$
16,9
04.9
8$
5010
046
SOU
THC
O P
ENSI
ON
KA
YN
E-IN
TL3,
596.
40$
872.
99$
4,46
9.39
$50
1008
8C
RA
IG A
MM
ERM
AN
6.50
$1.
58$
8.08
$50
1009
7PA
UL
A E
GY
ES A
ND
JOA
N E
GY
ES15
.60
$3.
79$
19.3
9$
5010
107
GO
LDSM
ITH
FD
N IN
C C
UST
-GA
BEL
LI15
6.00
$37
.87
$19
3.87
$50
1011
7B
H &
C L
PO
SEY
T/U
/A3.
33$
0.81
$4.
14$
5010
136
MA
RIE
TTA
CO
LLEG
E - L
AZA
RD
1,16
0.00
$28
1.58
$1,
441.
58$
5010
138
FRIT
H JO
HN
R T
RU
ST B
- IR
208.
00$
50.4
9$
258.
49$
5010
141
SHO
RT
LOR
RA
INE
W T
UA
-SR
GST
91.0
0$
22.0
9$
113.
09$
5010
148
BU
CK
MA
N N
EDA
M T
R U
/A-U
54.6
0$
13.2
5$
67.8
5$
5010
153
CP
BA
SS F
BO
CB
CO
LEM
AN
NE
IRR
156.
00$
37.8
7$
193.
87$
5010
154
CP
BA
SS F
BO
BF
BA
SS N
E IR
R15
6.00
$37
.87
$19
3.87
$50
1015
5C
P B
ASS
FB
O R
B B
ASS
JR N
E IR
R15
6.00
$37
.87
$19
3.87
$50
1015
8R
OB
ERTS
SH
ELB
Y E
TR
U/A
364.
00$
88.3
6$
452.
36$
5010
159
MR
S EV
A L
EE C
OO
PER
TR
U/A
-U46
.80
$11
.36
$58
.16
$50
1016
0C
LAR
KE
ERN
EST
HO
GE
TR U
/A-L
62.4
0$
15.1
5$
77.5
5$
5010
167
PHIL
LIP
TAY
LOR
5 C
LAU
SE T
R U
/W-U
249.
60$
60.5
9$
310.
19$
5010
168
WIN
STO
N N
AN
NIE
H T
RU
W IT
10-
U21
8.40
$53
.01
$27
1.41
$50
1016
9LO
UIS
E I T
AY
LOR
TR
B T
R U
/W-U
124.
80$
30.2
9$
155.
09$
5010
171
E D
UM
ESN
IL T
RU
ST U
/W12
4.80
$30
.29
$15
5.09
$50
1017
3FE
TTER
GR
AN
DC
HIL
DR
EN T
RU
/W-L
39.0
0$
9.47
$48
.47
$50
1019
1JD
RP
- SA
VIK
AS
VIC
TOR
4,00
7.00
$97
2.66
$4,
979.
66$
5010
193
JD R
P - Z
WEI
G B
ERTR
AM
2,73
3.50
$66
3.53
$3,
397.
03$
5010
195
CA
LFEE
- LY
ON
CH
AR
LES
10.4
0$
2.52
$12
.92
$50
1019
6A
LLEG
IAN
T IN
TL E
Q F
D80
,250
.00
$19
,479
.81
$99
,729
.81
$50
1019
7A
LLEG
IAN
T B
ALÂ
¬ALL
OC
ATI
ON
INTL
FD
4,92
3.00
$1,
195.
00$
6,11
8.00
$50
1020
5TA
BB
MA
RTH
A D
TR
U/W
208.
00$
50.4
9$
258.
49$
5010
207
RÂ
¬WH
AY
NE/
EW H
AR
DW
ICK
TR
U/W
-L26
0.00
$63
.11
$32
3.11
$50
1020
8M
AR
THA
AN
NÂ
¬WID
MER
TR
U/W
-L91
.00
$22
.09
$11
3.09
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 42 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 39 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5010
211
STA
RK
S FR
AN
KLI
N F
JR T
RU
/A-U
249.
60$
60.5
9$
310.
19$
5010
212
JOSE
PH G
¬C
RU
ME
TRU
/A-U
GST
332.
80$
80.7
8$
413.
58$
5010
213
ELIZ
WÂ
¬HA
RD
WIC
K T
R #
2 TR
U/A
-U14
3.91
$34
.93
$17
8.84
$50
1021
4R
OTH
GR
AH
AM
JR. R
EV T
R U
/A-U
130.
00$
31.5
6$
161.
56$
5010
216
CO
OPE
R W
ILLI
AM
F JR
TR
U/A
U- R
E15
.60
$3.
79$
19.3
9$
5010
220
DR
EM
MET
FÂ
¬HO
RIN
E TR
U/A
-SR
-U23
4.00
$56
.80
$29
0.80
$50
1022
1M
AR
THA
RÂ
¬VA
N P
ETTE
N T
R U
/A-U
124.
80$
30.2
9$
155.
09$
5010
224
F N
OR
MA
NÂ
¬HIN
KEB
EIN
IRR
TU
A-U
20.8
0$
5.05
$25
.85
$50
1022
9A
RM
AD
A A
DV
INTL
EQ
UIT
Y F
UN
D1,
712.
00$
415.
57$
2,12
7.57
$50
1023
1M
CH
ENR
Y L
FB
O JO
HN
PO
TTER
TR
U/W
-14
5.60
$35
.34
$18
0.94
$50
1023
2R
EED
SR
ED
SEL
TRU
/A-U
GST
166.
40$
40.3
9$
206.
79$
5010
234
CO
VIT
T R
OB
IN C
OO
PER
TR
U/A
U-R
EV15
.60
$3.
79$
19.3
9$
5010
237
EDW
IN P
FIN
CH
TR
B R
ES T
RU
A-U
75.4
0$
18.3
0$
93.7
0$
5010
243
DEU
TSC
HE
E M
AR
TR
U/W
AG
T FO
R T
TE41
6.00
$10
0.98
$51
6.98
$50
1024
4G
AR
FD
N N
CB
INTE
RN
ATI
ON
ALI
R1,
070.
00$
259.
73$
1,32
9.73
$50
1025
0ST
RA
TER
ED
PEN
DLE
TON
TR
U/W
-U12
4.80
$30
.29
$15
5.09
$50
1025
2M
OR
RIS
ON
RIC
HA
RD
- C
UST
OD
Y S
UB
21,
081.
05$
262.
41$
1,34
3.46
$50
1025
5D
AN
EEN
A H
ITC
HC
OC
K T
RU
ST31
2.00
$75
.73
$38
7.73
$50
1025
6C
ON
WA
Y K
EVIN
C T
TEE
(GR
ATR
Y)
1,12
2.80
$27
2.55
$1,
395.
35$
5010
262
CO
NW
AY
P D
& N
A C
UST
#2(
GR
ATR
Y1,
117.
50$
271.
26$
1,38
8.76
$50
1027
7M
AC
CA
LLU
MJS
TTE
EUW
R M
AC
CA
LLU
M A
18.2
0$
4.42
$22
.62
$50
1027
9SM
ITH
PH
ILLI
P N
AG
ENC
Y10
.40
$2.
52$
12.9
2$
5010
280
HER
OLD
JEA
N R
EST
ATE
83.2
0$
20.2
0$
103.
40$
5010
287
OTT
A S
&P
500
408.
51$
99.1
6$
507.
67$
5010
288
HA
MIL
TON
JG II
83.2
0$
20.2
0$
103.
40$
5010
290
VA
NG
UA
RD
TA
X-M
AN
AG
ED IN
TER
NA
TIO
NA
L FU
ND
863.
20$
209.
53$
1,07
2.73
$50
1029
6V
AN
GU
AR
D E
UR
OPE
AN
STO
CK
IND
EX F
UN
D35
,380
.80
$8,
588.
30$
43,9
69.1
0$
5010
302
CO
MM
ING
LED
176
9.60
$18
6.81
$95
6.41
$50
1030
3C
OM
MIN
GLE
D 2
2,01
7.60
$48
9.75
$2,
507.
35$
5010
306
CH
ERY
L B
REE
TWO
R C
HA
R T
R T
A/I
43.2
9$
10.5
1$
53.8
0$
5010
307
BR
EETW
OR
199
9 C
RU
T11
7.00
$28
.40
$14
5.40
$50
1030
8B
REE
TWO
R C
HA
R L
EAD
TR
TA
/I1,
145.
20$
277.
98$
1,42
3.18
$50
1030
9B
REE
TWO
R C
HA
R F
LIP
TR T
A/I
60.1
9$
14.6
1$
74.8
0$
5010
315
PIPE
TR
AD
ES #
36/IN
VES
CO
CA
PITA
L M
GM
1,35
1.70
$32
8.11
$1,
679.
81$
5010
321
SCO
TT S
CH
ELL
10.4
0$
2.52
$12
.92
$50
1034
2C
ENTR
AL
WA
SHIN
GTO
N H
OSP
FN
DN
3,61
0.25
$87
6.35
$4,
486.
60$
5010
351
CH
S &
LO
CA
L 21
KA
LAM
A R
ETIR
E. T
RU
ST21
2.75
$51
.64
$26
4.39
$50
1035
3K
YO
CER
A IN
TL D
BPP
-NFJ
873.
50$
212.
03$
1,08
5.53
$50
1035
4C
HIL
TON
INTE
RN
ATI
ON
AL,
L.P
.87
,024
.00
$21
,124
.12
$10
8,14
8.12
$50
1035
5C
HIL
TON
INV
ESTM
ENT
PAR
TNER
S L.
P.27
,386
.10
$6,
647.
68$
34,0
33.7
8$
5010
356
CH
ILTO
N N
EW E
RA
PA
RTN
ERS,
L.P
.24
,931
.20
$6,
051.
78$
30,9
82.9
8$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 43 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 40 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5010
357
CH
ILTO
N N
EW E
RA
INTE
RN
ATI
ON
AL,
L.P
.32
,241
.30
$7,
826.
22$
40,0
67.5
2$
5010
358
CH
ILTO
N O
PPO
RTU
NIT
Y IN
TER
NA
TIO
NA
L,
4,02
7.80
$97
7.70
$5,
005.
50$
5010
359
CH
ILTO
N Q
P IN
VES
TMEN
T PA
RTN
ERS,
L.P
27,6
08.7
0$
6,70
1.71
$34
,310
.41
$50
1036
0C
HIL
TON
OPP
OR
TUN
ITY
TR
UST
, L.P
.6,
363.
00$
1,54
4.55
$7,
907.
55$
5010
375
CU
ST P
ATR
ICIA
DIX
SON
TR
660.
92$
160.
43$
821.
35$
5010
376
CU
ST W
ILLI
AM
H M
CN
AIR
TR
UST
EE52
0.00
$12
6.22
$64
6.22
$50
1037
8A
GT
TUA
WEI
NM
AN
N 9
5 G
RN
D-D
OM
EQ
20.8
0$
5.05
$25
.85
$50
1038
1A
GT
RO
BER
T W
EIN
MA
NN
PLD
G D
OM
EQ
15.4
7$
3.76
$19
.23
$50
1038
2IA
J G
IFFE
N W
EIN
MA
NN
-DO
M E
Q41
.60
$10
.10
$51
.70
$50
1038
3IA
MA
RY
VA
W C
OFF
MA
N D
OM
EQ
-PLD
G41
.60
$10
.10
$51
.70
$50
1038
4C
O T
UW
AD
A S
EA
SON
NG
S-D
OM
EQ
20.8
0$
5.05
$25
.85
$50
1038
5A
NN
A L
EE E
ASO
N T
UW
NG
S-S-
DO
M E
Q83
.20
$20
.20
$10
3.40
$50
1038
6IA
JOH
N G
WEI
NM
AN
N -
DO
M E
Q52
.00
$12
.62
$64
.62
$50
1039
1U
/A N
AN
CY
W M
ATT
IS6,
832.
00$
1,65
8.39
$8,
490.
39$
5010
393
TR E
LIZA
BET
H T
HA
RR
IS U
/W V
CT
99.8
4$
24.2
4$
124.
08$
5010
398
UD
CLA
REN
CE
H L
ITTE
LL JR
5/9
/72
156.
00$
37.8
7$
193.
87$
5010
399
UD
MA
RG
AR
ET G
SW
IFT
FOR
AH
SW
IFT
416.
00$
100.
98$
516.
98$
5010
400
UD
MG
SW
IFT
GR
AN
DC
HIL
DR
ENS
TR54
0.80
$13
1.27
$67
2.07
$50
1040
1U
W E
AF
EDG
ERTO
N F
OR
J E
LAN
MA
N41
.60
$10
.10
$51
.70
$50
1040
2U
W M
J ED
GER
TON
FO
R J
E LA
NM
AN
31.2
0$
7.57
$38
.77
$50
1040
6U
W S
OA
KLE
Y F
OR
S B
TR
AV
ERS
ETA
L10
4.00
$25
.24
$12
9.24
$50
1040
7U
W S
OA
KLE
Y F
OR
S B
OG
DEN
ETA
L10
4.00
$25
.24
$12
9.24
$50
1040
8U
W S
OA
KLE
Y F
OR
E B
KIN
G E
TAL
104.
00$
25.2
4$
129.
24$
5010
409
UW
S O
AK
LEY
FO
R H
B S
AN
FOR
D E
TAL
104.
00$
25.2
4$
129.
24$
5010
410
UW
RU
BY
RO
SEN
AK
FO
R M
ERY
L K
DA
W17
4.20
$42
.29
$21
6.49
$50
1041
7U
W A
RT6
MG
CH
AC
E JR
BO
J C
AR
RO
LL10
4.00
$25
.24
$12
9.24
$50
1041
8U
W A
RT
6 M
G C
HA
CE
JR F
BO
EC
N10
4.00
$25
.24
$12
9.24
$50
1041
9U
A 1
2125
0 M
G C
HA
CE
JR JC
CA
RR
OLL
218.
40$
53.0
1$
271.
41$
5010
420
UA
121
250
MG
CH
AC
E FB
O E
C N
OLE
N21
8.40
$53
.01
$27
1.41
$50
1042
2R
OB
ERT
KIS
SAN
E16
,825
.10
$4,
084.
11$
20,9
09.2
1$
5010
423
JOH
N &
MA
RY
SPO
LLEN
JTW
RO
S6,
932.
90$
1,68
2.89
$8,
615.
79$
5010
425
HEL
EN W
KIM
83.2
0$
20.2
0$
103.
40$
5010
426
SCH
UM
AN
N C
TR M
EDIA
&D
EMO
CR
AC
Y IN
C12
,825
.00
$3,
113.
13$
15,9
38.1
3$
5010
430
EDW
AR
D J
RA
PPA
AU
STIN
10,2
10.0
0$
2,47
8.37
$12
,688
.37
$50
1043
6J S
MC
DO
NN
ELL
CA
T A
-DEU
TSC
HE
304.
85$
74.0
0$
378.
85$
5010
437
J S M
CD
ON
NEL
L C
AT
B-D
EUTS
CH
E PL
D50
1.02
$12
1.62
$62
2.64
$50
1045
9R
OB
ERT
DU
NN
- IN
TER
NA
TIO
NA
L5.
92$
1.44
$7.
36$
5010
460
IM N
EGA
UN
EE F
ND
-PH
ILA
DEL
PHIA
3.90
$0.
95$
4.85
$50
1046
1R
OB
ERT
L D
UN
N S
EP-I
RA
- G
OP
4.94
$1.
20$
6.14
$50
1046
3G
LOR
IA M
DA
IDO
NE
IRA
R/O
7D
-169
172.
51$
41.8
7$
214.
38$
5010
467
THE
FRY
E 19
97 L
IFET
IME
TRU
ST10
3.87
$25
.21
$12
9.08
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 44 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 41 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5010
469
KA
MIN
SKI I
NT'
L IN
VES
TMTS
INC
USD
PL
222.
65$
54.0
5$
276.
70$
5010
476
AN
DO
VER
NEW
TON
TH
EO S
CH
OO
L13
,345
.00
$3,
239.
35$
16,5
84.3
5$
5010
481
WR
IGH
T III
DA
VID
TR
UST
26.0
0$
6.31
$32
.31
$50
1048
7C
UN
NIN
GH
AM
, R G
JR M
AR
FB
O C
ON
STA
NC
31.2
0$
7.57
$38
.77
$50
1049
8R
AY
, MA
RG
AR
ET D
. TU
A21
8.40
$53
.01
$27
1.41
$50
1050
3W
F A
DV
DO
W JO
NES
TA
RG
ET T
OD
AY
FD
14,4
28.3
0$
3,50
2.31
$17
,930
.61
$50
1050
4W
F A
DV
DO
W JO
NES
TA
RG
ET 2
010
FUN
D14
,868
.62
$3,
609.
19$
18,4
77.8
1$
5010
505
WF
AD
V D
OW
JON
ES T
AR
GET
202
0 FU
ND
24,7
27.4
0$
6,00
2.31
$30
,729
.71
$50
1051
3PE
NN
ZOIL
QS
- GA
BEL
LI78
,390
.70
$19
,028
.49
$97
,419
.19
$50
1051
6H
EWLE
TT, W
HEL
AN
& G
RA
TNY
CU
STO
DY
1,40
0.00
$33
9.83
$1,
739.
83$
5010
520
BIL
TZ, E
STH
ER F
BO
D. O
'BR
IEN
T/U
/W41
.60
$10
.10
$51
.70
$50
1052
3X
CEL
EN
ERG
Y (N
SP) -
GA
MC
O17
0,08
1.30
$41
,285
.38
$21
1,36
6.68
$50
1052
4PU
RD
Y, J
AM
ES P
LED
GED
CU
STO
DY
166.
40$
40.3
9$
206.
79$
5010
526
BG
EA C
OV
E C
HA
RIT
AB
LE T
RU
ST24
,801
.00
$6,
020.
17$
30,8
21.1
7$
5010
527
BG
EA-F
UTU
RE
MIN
ISTR
IES
FUN
D10
,327
.83
$2,
506.
97$
12,8
34.8
0$
5010
537
BA
ST, E
MM
A L
TU
W #
320
8.00
$50
.49
$25
8.49
$50
1054
1B
AIL
EY, R
ALP
H A
FB
O K
EVIN
TU
W-I
RR
-C12
4.80
$30
.29
$15
5.09
$50
1054
2C
ON
YN
GH
AM
J/K
ATE
31.2
0$
7.57
$38
.77
$50
1054
3W
G C
ON
YN
GH
AM
TU
10.4
0$
2.52
$12
.92
$50
1054
4C
ON
YN
GH
AM
J/JO
HN
20.8
0$
5.05
$25
.85
$50
1054
5W
ILLI
AM
SON
FR
EE S
CH
ETC
EN
D F
D T
D10
.40
$2.
52$
12.9
2$
5010
551
BR
EYER
, ED
ITH
TR
5 FB
O H
ENR
Y II
I MA
I4,
160.
00$
1,00
9.79
$5,
169.
79$
5010
552
BR
EYER
, ED
ITH
TR
6 FB
O T
RO
DG
ERS
MA
I1,
768.
00$
429.
16$
2,19
7.16
$50
1055
3B
REY
ER, E
DIT
H T
R6
FBO
HEN
RY
III M
AI
17,4
72.0
0$
4,24
1.14
$21
,713
.14
$50
1055
4K
OLL
ER M
-IN
TL##
2,19
0.23
$53
1.65
$2,
721.
88$
5010
562
DEM
AR
CO
,MA
RG
AR
ET C
UST
OD
Y52
0.00
$12
6.22
$64
6.22
$50
1058
9A
LLEN
O&
E-SG
-STO
852.
65$
206.
97$
1,05
9.62
$50
1059
0A
LLEN
PO
L-SG
-STO
3,25
1.95
$78
9.38
$4,
041.
33$
5010
591
ALL
EN F
IR-S
G-S
TO4,
170.
65$
1,01
2.38
$5,
183.
03$
5010
592
HA
NFO
RD
MU
LTI-
ER P
ENSI
ON
-CA
P G
UA
R D
25,6
16.0
0$
6,21
8.00
$31
,834
.00
$50
1059
3PU
RD
Y, B
RU
CE
B. T
/U/A
249.
60$
60.5
9$
310.
19$
5010
594
PUR
DY
, BA
RB
AR
A G
. T/U
/A16
6.40
$40
.39
$20
6.79
$50
1059
5PU
RD
Y, A
. W. T
/U/W
1,24
8.00
$30
2.94
$1,
550.
94$
5010
602
GO
LDM
AN
, J &
M 9
7 TR
(D&
C)P
LED
GED
81,2
52.2
0$
19,7
23.0
8$
100,
975.
28$
5010
603
HY
MA
N L
IVIN
G T
RU
ST A
- C
UST
OD
Y10
.40
$2.
52$
12.9
2$
5010
607
NU
TKIS
, AA
RO
N M
N T
UW
31.2
0$
7.57
$38
.77
$50
1063
0C
AR
TER
, JO
HN
TR
FB
O B
AR
RET
T31
.20
$7.
57$
38.7
7$
5010
631
CA
RLO
S, E
ULA
CA
RLO
S-PL
DG
112.
97$
27.4
2$
140.
39$
5010
635
WA
RD
, RU
TH N
. T/U
/A13
5.20
$32
.82
$16
8.02
$50
1063
6ES
TATE
OF
GR
EEN
, ALA
N JR
241.
50$
58.6
2$
300.
12$
5010
639
MC
DO
NA
LD F
BO
HIR
OSH
I 198
1 - C
UST
OD
Y70
0.00
$16
9.92
$86
9.92
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 45 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 42 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5010
640
BA
SIN
ELE
CTR
IC V
EBA
TR
UST
4,89
6.65
$1,
188.
61$
6,08
5.26
$50
1064
2V
EGSO
/ING
#5,
769.
09$
1,40
0.38
$7,
169.
47$
5010
646
UM
RET
GA
MC
O IN
V65
0.00
$15
7.78
$80
7.78
$50
1065
7LA
NE
LELL
EN F
.24
.96
$6.
06$
31.0
2$
5010
660
WA
RD
, JO
HN
M. I
MA
52.0
0$
12.6
2$
64.6
2$
5010
662
CO
HO
DA
S B
RO
S C
O P
AR
TIA
L PL
EDG
ED20
8.00
$50
.49
$25
8.49
$50
1067
5C
OR
MIE
, M C
RU
T IN
T A
LL -
CU
ST68
8.75
$16
7.19
$85
5.94
$50
1067
8U
NIT
ED H
OLD
GA
M20
8.00
$50
.49
$25
8.49
$50
1067
9D
UD
DEN
IMPL
EMEN
T-P
DU
DD
EN S
UB
435.
00$
105.
59$
540.
59$
5010
692
NO
RTH
SO
UN
D L
EGA
CY
INST
ITU
TIO
NA
L89
0.67
$21
6.20
$1,
106.
87$
5010
699
ON
E W
ALL
STR
EET
PAR
TNER
S L.
P.13
.00
$3.
16$
16.1
6$
5010
705
WSC
I LIM
ITED
PA
RTN
ERSH
IP15
6.00
$37
.87
$19
3.87
$50
1071
0SU
SAN
EN
GLA
ND
ER12
,916
.00
$3,
135.
22$
16,0
51.2
2$
5010
726
J J L
OV
E FB
O M
AR
Y S
HA
W M
AY
582.
40$
141.
37$
723.
77$
5010
731
CO
UPL
AN
D E
THEL
G24
9.60
$60
.59
$31
0.19
$50
1073
2W
HIP
PLE
CH
RIS
TOPH
ER M
AR
K83
.20
$20
.20
$10
3.40
$50
1073
3ST
UA
RT
JUD
E W
HIP
PLE
CU
STO
DY
83.2
0$
20.2
0$
103.
40$
5010
734
WH
IPPL
E M
ELA
NIE
M12
4.80
$30
.29
$15
5.09
$50
1073
9IS
AB
ELLE
S. H
AIK
IRA
RO
LLO
VER
83.2
0$
20.2
0$
103.
40$
5010
741
FESS
END
EN L
CR
UT
CU
S62
.40
$15
.15
$77
.55
$50
1074
3V
AN
NO
RT/
RIC
HA
RD
TU
W41
.60
$10
.10
$51
.70
$50
1074
6N
ATH
AN
IEL
MA
DD
OX
GD
N A
CC
T10
.40
$2.
52$
12.9
2$
5010
749
RU
TH F
REN
CH
FA
M T
R10
.40
$2.
52$
12.9
2$
5010
752
M F
INN
IGA
N T
R F
BO
KA
THR
YN
FIN
NIG
AN
20.8
0$
5.05
$25
.85
$50
1075
3M
FIN
NIG
AN
TR
FB
O B
RIA
N F
INN
IGA
N20
.80
$5.
05$
25.8
5$
5010
754
M F
INN
IGA
N T
R F
BO
CH
RIS
TIA
N F
INN
IGA
N20
.80
$5.
05$
25.8
5$
5010
755
M F
INN
IGA
N T
R F
BO
HO
LLY
FIN
NIG
AN
20.8
0$
5.05
$25
.85
$50
1075
6M
FIN
NIG
AN
TR
FB
O R
OB
ERT
FIN
NIG
AN
20.8
0$
5.05
$25
.85
$50
1075
9JA
NET
BR
YA
NT
TR65
5.20
$15
9.04
$81
4.24
$50
1076
1R
OG
ER S
ENN
197
5 TR
83.2
0$
20.2
0$
103.
40$
5010
762
BA
RB
AR
A G
RO
VE
REV
TR
62.4
0$
15.1
5$
77.5
5$
5010
860
PETE
RSO
N F
AM
TR
41.6
0$
10.1
0$
51.7
0$
5010
868
T M
OW
BR
AY
FA
M T
R IN
VES
CO
GLO
BA
L20
.74
$5.
03$
25.7
7$
5010
869
M M
OW
BR
AY
FA
M T
R IN
VES
CO
GLO
BA
L64
.97
$15
.77
$80
.74
$50
1098
5R
OB
ERT
MA
TSO
N IR
A20
.80
$5.
05$
25.8
5$
5010
987
SHA
UN
O'M
ALL
EY IR
A C
UST
GR
ATR
Y11
.64
$2.
83$
14.4
7$
5010
988
EVA
N P
ETER
SON
IRA
1,03
5.00
$25
1.23
$1,
286.
23$
5011
001
PEN
ELO
PE A
YER
S C
LT C
UST
- G
RA
TRY
4.36
$1.
06$
5.42
$50
1100
2PE
NEL
OPE
AY
ERS
TR C
UST
GR
ATR
Y17
4.00
$42
.24
$21
6.24
$50
1100
3IR
VIN
G G
LAD
STEI
N 1
991
TR C
UST
-GR
ATR
Y54
8.00
$13
3.02
$68
1.02
$50
1100
4P
AY
ERS
TTEE
J B
ULL
TR
GR
ATR
Y20
2.90
$49
.25
$25
2.15
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 46 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 43 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5011
005
P A
YER
S FA
M L
P C
UST
GR
ATR
Y32
.85
$7.
97$
40.8
2$
5011
008
ALB
ERT
M G
REE
NFI
ELD
FD
N C
UST
GR
ATR
Y23
.27
$5.
65$
28.9
2$
5011
010
MA
RY
DU
NN
CU
ST G
RA
TRY
3,19
9.70
$77
6.69
$3,
976.
39$
5011
011
IRV
ING
GLA
DST
EIN
INV
CU
ST G
RA
TRY
1,78
7.68
$43
3.94
$2,
221.
62$
5011
018
JAN
E G
LAD
STEI
N C
UST
GR
ATR
Y41
.52
$10
.08
$51
.60
$50
1101
9SU
NR
ISE
SHO
PRIT
E IN
C C
UST
GR
ATR
Y3,
726.
40$
904.
54$
4,63
0.94
$50
1102
0PR
AK
O IN
VES
TMEN
TS C
UST
SA
NTA
BA
RB
AR
A89
8.30
$21
8.05
$1,
116.
35$
5011
021
PEN
ELO
PE A
YER
S C
UST
GR
ATR
Y5,
258.
55$
1,27
6.46
$6,
535.
01$
5011
026
MO
DIN
E M
FG B
RA
ND
YW
INE
INV
AC
CT
23,4
25.0
0$
5,68
6.16
$29
,111
.16
$50
1103
6M
AR
RO
NE'
S IN
C. P
RO
FIT
SHA
RIN
G P
LAN
10.4
0$
2.52
$12
.92
$50
1104
1LA
THA
M &
WA
TKIN
S - R
AN
DA
LL B
ASS
ETT
8,55
0.00
$2,
075.
42$
10,6
25.4
2$
5011
060
CU
ST N
EGH
S LT
F/IN
TL-IN
VES
CO
9,53
8.00
$2,
315.
25$
11,8
53.2
5$
5011
061
TR B
RO
WN
SH
OE
PEN
/CA
PITA
L G
UA
RD
8,76
6.00
$2,
127.
85$
10,8
93.8
5$
5011
063
CU
ST M
CG
DN
/HA
RR
IS6,
225.
00$
1,51
1.05
$7,
736.
05$
5011
064
CU
ST S
UN
NY
ISLA
ND
SET
TLE
/ S10
,143
.00
$2,
462.
10$
12,6
05.1
0$
5011
065
GEN
UIN
E PA
RTS
CO
PEN
/GA
MC
O T
R26
,200
.00
$6,
359.
76$
32,5
59.7
6$
5011
068
NEG
HS
PEN
SIO
N- I
NV
ESC
O G
LOB
AL
TR83
5.50
$20
2.81
$1,
038.
31$
5011
070
TR F
HSC
/BR
AN
DY
WIN
E A
SSET
MG
MT.
10,7
60.5
0$
2,61
1.99
$13
,372
.49
$50
1107
8ZI
EGLE
R A
LVIN
JR C
UST
OD
Y51
.50
$12
.50
$64
.00
$50
1107
9SH
IRLE
Y W
EIN
STEI
N T
RU
ST36
.40
$8.
84$
45.2
4$
5011
082
RO
GER
S, D
OY
LE S
D-IR
A43
5.00
$10
5.59
$54
0.59
$50
1108
3EI
SEN
BA
CH
, DO
RO
THY
TTE
E C
U10
4.00
$25
.24
$12
9.24
$50
1109
1W
INTO
N,M
OLL
IE S
UC
-CO
-TA
8(3
86)
156.
00$
37.8
7$
193.
87$
5011
097
SMY
NTE
KLA
WR
ENC
EPC
USE
CPL
DG
582
12.4
8$
3.03
$15
.51
$50
1110
0SC
HW
AR
TZ, E
DIT
H R
. TR
MA
CLO
SIN
G5.
59$
1.36
$6.
95$
5011
106
DES
AU
SSU
RE,
M F
BO
T H
PR
INC
E(64
0)26
.00
$6.
31$
32.3
1$
5011
107
T.H
AR
RIS
ON
PR
INC
E TT
EE T
UA
640
26.0
0$
6.31
$32
.31
$50
1111
2JO
SEPH
, DA
VID
TR
-CU
STO
DY
PLD
2.60
$0.
63$
3.23
$50
1111
8JO
SEPH
, MIC
HA
EL &
FA
IGA
PLD
112.
84$
27.3
9$
140.
23$
5011
124
NO
RM
AN
ESI
ASO
N-*
****
-***
***
***
267.
06$
64.8
3$
331.
89$
5011
132
PHIL
IP L
. SC
HN
EID
ER IR
A 9
6612
.22
$2.
97$
15.1
9$
5011
134
NIC
HO
LSO
N T
F SJ
65.0
0$
15.7
8$
80.7
8$
5011
136
NIC
HO
LSO
N T
F W
H39
.00
$9.
47$
48.4
7$
5011
138
NIC
HO
LSO
N T
F SN
S52
.00
$12
.62
$64
.62
$50
1114
0A
SSIS
I-SA
ME
161,
838.
00$
39,2
84.4
1$
201,
122.
41$
5011
174
CA
PITA
L N
UR
SER
Y C
O P
S PL
-INV
ESC
O -
64.7
5$
15.7
2$
80.4
7$
5011
191
KIN
TETS
U W
OR
LD E
XPR
ESS
PS IV
OR
Y-S
IM24
.42
$5.
93$
30.3
5$
5011
208
VIS
ION
MET
ALS
SA
L EE
PEN
PL
- IN
G -
15,8
17.5
0$
3,83
9.53
$19
,657
.03
$50
1123
7M
S FO
CU
S G
RO
WTH
FU
ND
25,8
10.0
0$
6,26
5.10
$32
,075
.10
$50
1123
8M
S V
AR
EQ
TY F
UN
D10
8,46
0.00
$26
,327
.48
$13
4,78
7.48
$50
1123
9M
S V
AR
AG
GR
EQ
TY F
UN
D4,
495.
00$
1,09
1.11
$5,
586.
11$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 47 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 44 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5011
249
CO
NC
OR
DE
VA
LUE
FUN
D41
,040
.00
$9,
962.
01$
51,0
02.0
1$
5011
253
FOLE
Y &
LA
RD
NER
MIC
HA
EL G
RO
OB
2.60
$0.
63$
3.23
$50
1125
7EL
EAN
OR
V. T
HO
RN
E TR
UST
EST
ATE
2.60
$0.
63$
3.23
$50
1125
9LI
GH
T R
EVO
LUTI
ON
FU
ND
22,3
47.1
2$
5,42
4.52
$27
,771
.64
$50
1126
0M
AD
ISO
N C
ULT
UR
AL-
GA
BEL
LI M
ID P
LED
GE
8,21
7.00
$1,
994.
59$
10,2
11.5
9$
5011
262
W JE
RO
ME
FRA
UTS
CH
I REV
GA
BEL
LI6,
723.
00$
1,63
1.93
$8,
354.
93$
5011
263
PLEA
SAN
T T
RO
WLA
ND
REV
GA
BEL
LI-P
LED
10,8
31.5
0$
2,62
9.23
$13
,460
.73
$50
1126
4O
VER
TUR
E FD
N-G
AB
ELLI
MID
PLE
DG
ED4,
482.
00$
1,08
7.96
$5,
569.
96$
5011
265
PTR
FD
N-G
AB
ELLI
MID
CA
P7,
096.
50$
1,72
2.60
$8,
819.
10$
5011
266
JCI C
API
TAL
GU
AR
DIA
N T
R C
O13
,473
.00
$3,
270.
42$
16,7
43.4
2$
5011
271
THO
MPS
ON
CO
BU
RN
P/S
MIN
TON
/LA
ZAR
D32
.46
$7.
88$
40.3
4$
5011
277
NO
RFO
LK S
OU
THER
N P
ENS
PLA
N/C
AP
GU
AR
48,7
53.0
0$
11,8
34.2
6$
60,5
87.2
6$
5011
278
TYE,
MA
RTH
A E
LLEN
FO
UN
D (I
NV
ESC
O)
1,54
8.80
$37
5.95
$1,
924.
75$
5011
310
SAR
GEN
T M
AN
AG
EMEN
T C
OM
PAN
Y1,
697.
80$
412.
12$
2,10
9.92
$50
1131
1SA
RG
ENT
IND
EX F
UN
D28
0.80
$68
.16
$34
8.96
$50
1132
9FR
AN
K H
LEI
SER
OW
ITZ
TRU
ST31
.20
$7.
57$
38.7
7$
5011
340
BO
YA
R V
ALU
E FU
ND
, IN
C.
28,6
99.2
0$
6,96
6.42
$35
,665
.62
$50
1134
7LI
ND
NER
CO
MM
UN
ICA
TIO
NS
FUN
D10
,260
.00
$2,
490.
50$
12,7
50.5
0$
5011
348
THE
JHA
VER
I VA
LUE
FUN
D4,
975.
00$
1,20
7.63
$6,
182.
63$
5011
351
EUR
OPE
AN
GR
OW
TH &
INC
OM
E FU
ND
3,06
9.88
$74
5.18
$3,
815.
06$
5011
359
CA
RD
IO &
TH
OR
SU
RG
NS
P/S/
P FB
FLE
GE
4,38
2.00
$1,
063.
68$
5,44
5.68
$50
1136
2PU
RIS
IMA
PU
RE
FOR
EIG
N F
UN
D69
0.00
$16
7.49
$85
7.49
$50
1136
5TH
OM
PSO
N C
OB
UR
N P
/S S
AB
LEM
AN
10.4
0$
2.52
$12
.92
$50
1136
8LA
NG
SDO
RF,
THO
MA
S K
. TR
UST
AG
ENC
Y20
8.00
$50
.49
$25
8.49
$50
1137
8SM
ITH
, SA
RA
J TU
A10
.40
$2.
52$
12.9
2$
5011
397
AN
NA
R B
LAN
K M
AST
ER T
RU
ST99
8.40
$24
2.35
$1,
240.
75$
5011
398
AB
RA
HA
M H
BLA
NK
MA
STER
TR
UST
1,99
6.80
$48
4.70
$2,
481.
50$
5011
402
RU
SSEL
L K
ITTL
ESO
N D
DS
REV
OC
AB
LE T
R83
.20
$20
.20
$10
3.40
$50
1140
4A
RC
HD
IOC
ESE
OF
DEN
VER
- G
AM
CO
130.
00$
31.5
6$
161.
56$
5011
405
THE
CA
THO
LIC
FD
N -
GA
MC
O31
.20
$7.
57$
38.7
7$
5011
407
JOSE
PH B
SC
OTT
97.1
1$
23.5
7$
120.
68$
5011
409
SCO
TT C
HIL
DR
ENS'
TR
UST
F/A
NTH
ON
Y14
5.60
$35
.34
$18
0.94
$50
1141
0SC
OTT
CH
ILD
REN
S' T
RU
ST F
/BR
IAN
145.
60$
35.3
4$
180.
94$
5011
429
OSF
-KA
YN
E A
ND
ERSO
N R
UD
NIC
K/P
LED
GED
2,35
9.60
$57
2.77
$2,
932.
37$
5011
431
CO
X H
EALT
H S
YST
EMS
ERIS
A-I
NV
ESC
O57
6.75
$14
0.00
$71
6.75
$50
1143
2C
OX
HEA
LTH
SY
STEM
S N
ON
ERIS
A-I
NV
ESC
O2,
237.
75$
543.
19$
2,78
0.94
$50
1143
8R
BC
CA
PITA
L M
AR
KET
S LL
C $
105,
585.
80
25,6
29.8
0$
131,
215.
60$
5011
441
RES
EAR
CH
CO
RPO
RA
TIO
N T
ECH
. ***
****
*14
,115
.00
$3,
426.
26$
17,5
41.2
6$
5011
444
CO
LLIE
R T
R F
BO
S C
OLL
IER
/BR
AN
DY
WIN
E1,
552.
95$
376.
96$
1,92
9.91
$50
1144
5LU
ELLA
HA
NN
AN
FO
UN
DA
TIO
N IM
A JU
NE
28, 2
01,
284.
00$
311.
68$
1,59
5.68
$50
1144
7R
OB
ERT
R. T
AY
LOR
FLP
IMA
-LA
ZAR
D IN
T88
4.50
$21
4.70
$1,
099.
20$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 48 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 45 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5011
448
RR
TA
YLO
R F
LP IM
A/B
RA
ND
VO
LD-L
AZA
RD
543.
75$
131.
99$
675.
74$
5011
449
C E
DW
AR
DS
FBO
JOH
N/J
P M
OR
GA
N5.
98$
1.45
$7.
43$
5011
450
C E
DW
AR
DS
FBO
MIC
HA
EL/J
P M
OR
GA
N5.
46$
1.33
$6.
79$
5011
451
C E
DW
AR
DS
FBO
STE
PHEN
/JP
MO
RG
AN
351.
77$
85.3
9$
437.
16$
5011
458
MA
RTI
N H
OFF
MA
NN
TR
-HR
DIN
G L
OEV
NR
INT
171.
70$
41.6
8$
213.
38$
5011
461
LYN
NET
TE L
. MA
UR
ER IM
A-I
NV
ESC
O IN
TER
NA
TI44
.94
$10
.91
$55
.85
$50
1146
8R
GR
IFFI
THS
1999
TR
UST
115.
56$
28.0
5$
143.
61$
5011
552
TER
ESA
M. S
MIT
H T
RU
ST B
10,2
54.9
0$
2,48
9.26
$12
,744
.16
$50
1158
7R
ICH
AR
D J.
ALM
EID
A 1
991
TR./F
ISH
ER1,
971.
00$
478.
44$
2,44
9.44
$50
1159
5B
RA
ND
YW
INE/
WO
MW
NS
DIV
. GSP
***
***
1,47
9.00
$35
9.01
$1,
838.
01$
5011
596
BPB
INV
ESTM
ENT
LIM
ITED
PA
RTN
ERSH
IP/
7,26
1.25
$1,
762.
59$
9,02
3.84
$50
1160
0C
A S
A- C
A T
ITR
ES B
RU
NO
Y10
,142
.70
$2,
462.
03$
12,6
04.7
3$
5011
603
GER
TRU
DE
K C
HIS
HO
LM 1
997
AN
N T
R/G
RA
2,54
9.00
$61
8.74
$3,
167.
74$
5011
612
RO
BB
INS
HEL
EN A
LLEY
TR
U/W
AR
T II
3.90
$0.
95$
4.85
$50
1161
7LE
E A
LEX
AN
DER
P.-I
MA
78.8
2$
19.1
3$
97.9
5$
5011
727
HU
NT
RO
Y A
***
***
PRIS
CIL
LA-T
R5,
130.
00$
1,24
5.25
$6,
375.
25$
5011
757
WU
RTM
AN
RIC
HA
RD
J (IM
A)
52.0
0$
12.6
2$
64.6
2$
5011
812
HA
NN
A B
OY
S C
ENTE
R C
API
TAL
GU
AR
DIA
N
1,49
8.00
$36
3.62
$1,
861.
62$
5011
821
KA
S D
EPO
SITO
RY
TR
UST
CO
. TR
EATY
AC
C40
.95
$9.
94$
50.8
9$
5011
831
WO
MEN
S D
IVIS
ION
NY
C1,
479.
00$
359.
01$
1,83
8.01
$50
1183
3U
NIV
ERSI
TY O
F O
REG
ON
/FIS
HER
INV
ESTM
8,17
6.00
$1,
984.
63$
10,1
60.6
3$
5011
834
R P
LU
CIA
NO
/ LA
ZAR
D A
SSET
MA
NA
GE
756.
00$
183.
51$
939.
51$
5011
843
EDIT
H T
HY
S M
OR
GA
N T
UA
CU
STO
DY
AC
CO
U5,
467.
00$
1,32
7.05
$6,
794.
05$
5011
844
NET
FO
RB
ES F
OR
TY IN
DEX
TR
UST
SER
IES
1,23
1.20
$29
8.86
$1,
530.
06$
5011
852
HA
RR
IS T
RU
ST C
OM
PAN
Y14
,372
.55
$3,
488.
78$
17,8
61.3
3$
5011
858
KEN
& S
UE
POO
RM
AN
/FW
2.35
$0.
57$
2.92
$50
1186
8V
IVEN
DI U
NIV
ERSA
L ST
OC
K F
UN
D5,
128.
65$
1,24
4.92
$6,
373.
57$
5011
880
VK
AC
BR
AN
D N
AM
E EQ
UIT
Y T
RU
ST S
ERIE
S #1
249.
91$
60.6
6$
310.
57$
5011
881
VK
AC
BR
AN
D N
AM
E EQ
UIT
Y T
RU
ST S
ERIE
S #2
70.2
9$
17.0
6$
87.3
5$
5011
884
TELE
-GLO
BA
L PO
RT
SER
IES
16A
1,78
0.28
$43
2.14
$2,
212.
42$
5011
887
TELE
-GLO
BA
L PO
RT
SER
IES
17B
3,29
2.23
$79
9.15
$4,
091.
38$
5011
889
TELE
-GLO
BA
L PO
RT.
CLS
SIC
SR
S 18
3,09
9.30
$75
2.32
$3,
851.
62$
5011
898
CR
AN
E C
O.-G
AB
ELLI
ASS
ET M
AN
AG
EMEN
T 8,
435.
00$
2,04
7.50
$10
,482
.50
$50
1189
9C
MH
C IN
VES
T - I
NV
ESC
O9,
556.
00$
2,31
9.61
$11
,875
.61
$50
1190
4A
EP S
YS
RET
TR
-AX
E H
OU
GH
TON
16,0
95.0
0$
3,90
6.89
$20
,001
.89
$50
1190
6A
BS
PEN
SIO
N -
GA
BEL
LI8,
485.
00$
2,05
9.64
$10
,544
.64
$50
1191
2B
RU
NSW
ICK
MA
STER
S TR
-CA
PITA
L G
UA
RD
I7,
700.
00$
1,86
9.09
$9,
569.
09$
5011
913
MED
POIN
TE P
ENSI
ON
- C
API
TAL
GU
AR
DIA
7,69
8.00
$1,
868.
61$
9,56
6.61
$50
1193
8C
ENTR
AL
MA
INE
PEN
SIO
N -
INV
ESC
O2,
980.
00$
723.
36$
3,70
3.36
$50
1194
2C
OM
POST
ELA
- EQ
UIT
Y F
UN
D L
AZA
RD
2,66
4.00
$64
6.66
$3,
310.
66$
5011
945
USC
-SU
PPO
RT
STA
FF R
ETIR
MEN
T PL
N C
AP
15,3
93.0
0$
3,73
6.48
$19
,129
.48
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 49 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 46 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5011
953
BR
OC
KTO
N H
OSP
ITA
L EN
DO
WM
ENT
9,02
4.05
$2,
190.
49$
11,2
14.5
4$
5011
954
BR
OC
KTO
N H
OSP
ITA
L PE
NSI
ON
PLA
N4,
605.
15$
1,11
7.85
$5,
723.
00$
5011
959
C F
KET
TER
ING
INC
OR
POR
ATE
D4,
704.
00$
1,14
1.84
$5,
845.
84$
5011
960
EMPL
OY
EES'
RET
IREM
ENT
FD C
ITY
OF
FO11
,332
.00
$2,
750.
72$
14,0
82.7
2$
5011
976
CA
NTE
RB
UR
Y T
RU
ST C
OM
PAN
Y5,
996.
50$
1,45
5.58
$7,
452.
08$
5011
989
GM
I/DR
I IN
V T
R P
ENSI
ON
& S
AV
ING
S14
,940
.00
$3,
626.
52$
18,5
66.5
2$
5012
010
MET
ZLER
PA
YD
EN3,
096.
50$
751.
64$
3,84
8.14
$50
1201
3M
YC
FO2,
832.
20$
687.
49$
3,51
9.69
$50
1203
4R
OC
HES
TER
GA
S &
ELE
CTR
IC C
OR
POR
ATI
O11
,762
.00
$2,
855.
10$
14,6
17.1
0$
5012
036
SOU
THD
OW
N IN
C4,
892.
50$
1,18
7.60
$6,
080.
10$
5012
038
SOC
IETY
OF
JESU
S O
F N
EW E
NG
LAN
D12
,190
.70
$2,
959.
16$
15,1
49.8
6$
5012
042
TEM
PLE
UN
IVER
SITY
14,4
90.0
0$
3,51
7.29
$18
,007
.29
$50
1205
0U
OF
MIS
SOU
RI R
ETIR
EMEN
T2,
470.
00$
599.
57$
3,06
9.57
$50
1206
3W
ITC
O C
OR
POR
ATI
ON
RET
IREM
ENT
TRU
ST32
5.00
$78
.89
$40
3.89
$50
1206
8JA
NE
STR
EET
CA
PITA
L LL
C-*
****
***
309,
514.
00$
75,1
31.1
4$
384,
645.
14$
5012
070
D. E
. SH
AW
INV
ESTM
ENTS
, L.P
.85
,398
.00
$20
,729
.43
$10
6,12
7.43
$50
1207
5D
.E.S
HA
W V
ALE
NC
E, L
.L.C
.27
7,74
6.60
$67
,419
.95
$34
5,16
6.55
$50
1208
1TR
U/W
FO
R W
ALT
ER S
BO
PP20
8.00
$50
.49
$25
8.49
$50
1209
7G
OLD
MA
N J
CLT
/SE
57,4
11.1
0$
13,9
35.9
2$
71,3
47.0
2$
5012
098
GO
LDM
AN
J LT
T/SE
75,7
14.0
0$
18,3
78.7
5$
94,0
92.7
5$
5012
106
JOH
N G
OLD
MA
N 2
001
TR S
E26
,910
.00
$6,
532.
11$
33,4
42.1
1$
5012
109
JAY
FU
RM
AN
TR
UST
U/A
FO
REI
GN
SU
B13
0.00
$31
.56
$16
1.56
$50
1211
4TO
LKIN
AR
NO
LD &
BA
RB
AR
A10
4.00
$25
.24
$12
9.24
$50
1211
9E.
FO
ND
REN
82
TR.-D
MU
SA
RO
FIM
728.
00$
176.
71$
904.
71$
5012
176
STEP
HEN
R S
TOV
ER36
.40
$8.
84$
45.2
4$
5012
253
THO
MA
S C
YO
UN
G -
EQU
ITY
31.2
0$
7.57
$38
.77
$50
1238
8A
NN
E LA
RSE
N S
IMO
NSO
N -
TOD
312.
00$
75.7
3$
387.
73$
5012
444
LASH
INSK
I CR
EDIT
TR
UST
10.4
0$
2.52
$12
.92
$50
1248
4M
AR
GA
RET
Z L
AR
SEN
TR
UST
520.
00$
126.
22$
646.
22$
5012
531
LEO
J C
RO
LL T
RU
ST F
OR
ED
WIN
A D
AV
IS10
4.00
$25
.24
$12
9.24
$50
1253
2LE
O J
CR
OLL
TR
UST
FO
R A
LAN
D C
RO
LL10
4.00
$25
.24
$12
9.24
$50
1256
1SY
CR
PSP
FB
O S
CH
AA
F/R
IA-L
AZA
RD
246.
50$
59.8
4$
306.
34$
5012
562
SYC
R P
SP F
BO
FR
YD
MA
N/L
AZA
RD
159.
50$
38.7
2$
198.
22$
5012
567
WIL
LIA
M M
HA
BER
CU
STO
DY
AC
CT
738.
40$
179.
24$
917.
64$
5012
571
FELD
ING
ER C
HIL
DR
EN'S
TR
UST
108.
38$
26.3
1$
134.
69$
5012
572
W &
A H
EIN
EMA
N T
R A
GY
A&
C C
O-T
TEES
2,19
8.00
$53
3.54
$2,
731.
54$
5012
573
THO
MA
S B
LISS
& M
ERR
ILY
WEI
SS T
R A
GY
10.4
0$
2.52
$12
.92
$50
1258
5JA
MES
H. C
OB
UR
N, I
II-T
IRA
124.
80$
30.2
9$
155.
09$
5012
587
HB
&W
JOSE
PH A
. TU
RR
I1,
936.
50$
470.
06$
2,40
6.56
$50
1258
8W
ATS
ON
PSP
-ED
WA
RD
PIS
KO
20.8
0$
5.05
$25
.85
$50
1260
4N
GK
E PS
P FB
O R
ICH
AR
D C
. HA
RR
IS21
3.75
$51
.89
$26
5.64
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 50 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 47 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5012
635
WIL
LIA
M T
. DA
WSO
N P
ERSO
NA
L A
CC
OU
NT
4,35
0.00
$1,
055.
91$
5,40
5.91
$50
1265
5JA
CQ
UEL
INE
PLU
MEZ
& JE
AN
PLU
MEZ
JTW
18.2
0$
4.42
$22
.62
$50
1266
5V
ERN
ON
E. J
OR
DA
N JR
. REV
TR
DTD
3/1
125.
20$
30.3
9$
155.
59$
5012
676
LAZA
RD
INTE
RN
ATI
ON
AL
EQU
ITY
SEL
ECT
3,30
3.95
$80
2.00
$4,
105.
95$
5012
686
IFIN
LP
870.
00$
211.
18$
1,08
1.18
$50
1268
8LO
CA
L 41
3 PE
NSI
ON
FU
ND
1,36
6.00
$33
1.58
$1,
697.
58$
5012
690
LON
GV
IEW
CO
LLEC
TIV
E IN
VES
TMEN
T7,
342.
53$
1,78
2.32
$9,
124.
85$
5012
692
LON
GV
IEW
VEB
A 5
0042
1.20
$10
2.24
$52
3.44
$50
1270
0PI
ATK
OW
SKI,
FAM
ILY
AD
MIN
.-IN
TER
NA
T.58
2.30
$14
1.35
$72
3.65
$50
1308
5M
/DIN
GV
PIN
TLV
ALU
EPO
RT
56,2
68.0
0$
13,6
58.4
4$
69,9
26.4
4$
5013
087
INTE
RN
ATI
ON
AL
CO
RE
FUN
D $
21,
018.
12
5,10
1.92
$26
,120
.04
$50
1310
1IA
M S
HA
RES
$
4
4,46
0.00
10
,792
.18
$55
,252
.18
$50
1311
9N
B IN
TER
NA
TIO
NA
L FU
ND
$
8
1,48
5.82
19
,779
.79
$10
1,26
5.61
$50
1313
0SP
ENC
ER G
. ATH
A T
RU
ST11
5.96
$28
.15
$14
4.11
$50
1315
2M
ILLE
NN
IUM
PA
RTN
ERS,
LLC
: AD
MIN
1,06
4.88
$25
8.49
$1,
323.
37$
5013
155
MIL
LEN
NIU
M P
AR
TNER
S, L
LC: C
RO
WLE
Y #
11,
236.
00$
300.
03$
1,53
6.03
$50
1315
8M
ILLE
NN
IUM
PA
RTN
ERS,
LLC
: CR
OW
LEY
#2
2,96
3.00
$71
9.24
$3,
682.
24$
5013
161
MIL
LEN
NIU
M P
AR
TNER
S, L
LC: F
RIE
DM
AN
$
4
1,36
5.00
10
,040
.90
$51
,405
.90
$50
1316
6M
ILLE
NN
IUM
PA
RTN
ERS,
LLC
: MC
TER
NA
N $
42,
000.
00
10,1
95.0
4$
52,1
95.0
4$
5013
174
MA
NA
GER
S A
MG
FQ
TA
X-M
AN
AG
ED U
.S. E
Q5,
175.
00$
1,25
6.17
$6,
431.
17$
5013
247
YO
RK
CA
PITA
L M
AN
AG
EMEN
T, L
.P.
9,16
9.80
$2,
225.
87$
11,3
95.6
7$
5013
249
THE
POIN
T C
OM
MU
NIT
Y D
EVEL
OPM
ENT
CO
RP.
10.4
0$
2.52
$12
.92
$50
1328
6JH
VIT
- LIF
ESTY
LE B
ALA
NC
ED T
RU
ST18
6,00
0.00
$45
,149
.47
$23
1,14
9.47
$50
1328
8JH
VIT
-AM
ERIC
AN
ASS
ET A
LLO
CA
TIO
N T
RU
ST65
,434
.00
$15
,883
.39
$81
,317
.39
$50
1329
0JH
VIT
-AM
ERIC
AN
GR
OW
TH-IN
CO
ME
TRU
ST10
6,26
5.00
$25
,794
.67
$13
2,05
9.67
$50
1329
5JH
VIT
-CA
PITA
L A
PPR
ECIA
TIO
N T
RU
ST1,
388.
40$
337.
02$
1,72
5.42
$50
1332
8PA
CIF
IC S
ELEC
T D
IVID
END
GR
OW
TH P
OR
TFO
LIO
$
12
9,76
5.00
31
,499
.04
$16
1,26
4.04
$50
1336
2A
DV
AN
CED
SER
IES
TRU
ST: A
ST S
MA
LL-C
AP
VA
L21
6,42
6.00
$52
,535
.05
$26
8,96
1.05
$50
1337
2ST
RA
TEG
IC P
AR
TNER
S ST
YLE
SPE
CIF
IC F
UN
DS
146,
416.
60$
35,5
41.0
3$
181,
957.
63$
5013
388
SUPE
RIO
R L
AB
EL L
AZA
RD
AC
CO
UN
T36
2.50
$87
.99
$45
0.49
$50
1340
9D
OM
INIC
AN
SIS
TER
S-D
IAM
ON
D H
ILL
159,
390.
00$
38,6
90.1
8$
198,
080.
18$
5014
196
CO
RB
OY
797.
50$
193.
58$
991.
08$
5014
198
AN
BEE
& C
O1,
570.
00$
381.
10$
1,95
1.10
$50
1420
9N
OR
THEA
ST F
INA
NC
IAL
GR
OU
P, IN
C.
568.
70$
138.
05$
706.
75$
5014
211
OLD
NA
TIO
NA
L TR
UST
CO
MPA
NY
217.
50$
52.8
0$
270.
30$
5014
217
SVA
PLU
MB
FIN
AN
CIA
L LL
P4,
325.
35$
1,04
9.93
$5,
375.
28$
5014
218
THE
MD
E G
RO
UP
#166
7.00
$16
1.91
$82
8.91
$50
1422
0TH
E M
DE
GR
OU
P #2
3,93
3.00
$95
4.69
$4,
887.
69$
5014
223
THE
MD
E G
RO
UP
#313
0.50
$31
.68
$16
2.18
$50
1422
4TH
E M
DE
GR
OU
P #4
166.
75$
40.4
8$
207.
23$
5014
232
CIT
AD
EL T
RA
DIN
G G
RO
UP
LLC
2,76
6.40
$67
1.51
$3,
437.
91$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 51 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 48 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5014
237
NEL
SON
PA
RTN
ERS
LTD
13,6
34.4
0$
3,30
9.60
$16
,944
.00
$50
1423
9C
ITA
DEL
JAC
KSO
N IN
VES
TMEN
TS L
TD #
118
7.20
$45
.44
$23
2.64
$50
1424
4O
LYM
PUS
SEC
UR
ITIE
S LT
D2,
776.
80$
674.
04$
3,45
0.84
$50
1424
6C
ITA
DEL
CR
EDIT
TR
AD
ING
LTD
6,33
1.50
$1,
536.
90$
7,86
8.40
$50
1425
0C
ITA
DEL
JAC
KSO
N IN
VES
TMEN
TS L
TD #
268
6.40
$16
6.62
$85
3.02
$50
1426
8C
OLL
EGE
RET
IREM
ENT
EQU
ITIE
S FU
ND
STO
CK
AC
CO
UN
T19
,639
.35
$4,
767.
24$
24,4
06.5
9$
5014
279
RO
SEN
THA
L R
EVO
CA
BLE
LIV
ING
TR
UST
876.
00$
212.
64$
1,08
8.64
$50
1430
8JP
MIM
GLO
BA
LAD
R A
CC
OU
NT
342.
00$
83.0
2$
425.
02$
5014
336
OSH
RIN
, ED
WA
RD
J.4,
024.
25$
976.
84$
5,00
1.09
$50
1433
7O
SHR
IN, A
ND
REW
M.
6,97
1.40
$1,
692.
23$
8,66
3.63
$50
1434
2A
NFO
RA
CO
RPO
RA
TIO
N2,
000.
00$
485.
48$
2,48
5.48
$50
1436
4W
ILLI
AM
& K
ATH
AR
INE
BEC
KER
-GA
BEL
LI1,
529.
67$
371.
31$
1,90
0.98
$50
1436
7D
AV
ID &
DIA
NA
SU
N T
RU
ST (G
AB
ELLI
)14
,218
.20
$3,
451.
31$
17,6
69.5
1$
5014
369
JOH
N &
MA
RY
TU
TR
UST
(GA
BEL
LI)
14,2
18.2
0$
3,45
1.31
$17
,669
.51
$50
1438
7A
DV
ISO
R D
IVER
SIFI
ED S
TOC
K11
,230
.70
$2,
726.
13$
13,9
56.8
3$
5014
393
TRA
VEL
ERS
LAR
GE
CA
P76
0.50
$18
4.60
$94
5.10
$50
1439
7A
DV
ISO
R G
RO
WTH
OPP
OR
TUN
ITIE
S $
2,
607,
358.
00
632,
907.
66$
3,24
0,26
5.66
$50
1440
0D
IVER
SIFI
ED IN
TL F
UN
D $
1,
975,
342.
84
479,
492.
88$
2,45
4,83
5.72
$50
1440
1LA
RG
E C
AP
STO
CK
1,80
8.30
$43
8.95
$2,
247.
25$
5014
405
AD
VIS
OR
LA
RG
E C
AP
1,63
0.20
$39
5.71
$2,
025.
91$
5014
406
VIP
III G
RO
WTH
OPP
OR
TUN
ITIE
S $
282,
642.
00
68,6
08.2
6$
351,
250.
26$
5014
407
FA D
IVER
SIFI
ED IN
TER
NA
TIO
NA
L $
118,
999.
16
28,8
85.7
5$
147,
884.
91$
5014
458
UN
IVER
SAL
MU
SIC
GR
OU
P 40
1(K
) PLA
N4,
897,
365.
60$
1,18
8,78
1.97
$6,
086,
147.
57$
5014
460
MA
RIA
N C
RO
NH
EIM
CR
UT
FBO
LEW
IS-C
UST
2,74
4.00
$66
6.08
$3,
410.
08$
5014
461
MO
FO
UN
DA
TIO
N -
BA
NK
OF
NEW
YO
RK
17,3
19.0
0$
4,20
4.00
$21
,523
.00
$50
1446
3G
AR
Y G
VA
NA
TTA
IRA
RO
LLO
VER
145.
00$
35.2
0$
180.
20$
5014
464
L.J.
LON
GO
198
5 IR
-CR
EDIT
SU
ISSE
1,73
9.28
$42
2.19
$2,
161.
47$
5014
467
MW
E ES
TATE
TR
ELI
SE JO
SEPH
-EA
GLE
F43
0.00
$10
4.38
$53
4.38
$50
1446
8M
WE
ESTA
TE JA
MES
ELK
INS
III-
EAG
LE F
430.
00$
104.
38$
534.
38$
5014
469
MW
E ES
TATE
TR
LES
LIE
ELK
INS-
EAG
LE F
430.
00$
104.
38$
534.
38$
5014
473
D. S
CO
TT M
ICK
LE R
EVO
CA
BLE
TR
3,33
0.00
$80
8.32
$4,
138.
32$
5014
475
GO
LDST
EN, J
. IR
REV
TR
DA
NIE
L G
ILL
428.
00$
103.
89$
531.
89$
5014
486
BA
YH
EALT
H M
EDIC
AL
CTR
PP
602.
50$
146.
25$
748.
75$
5014
488
MA
CA
RTH
UR
CO
MPA
NY
/LA
ZAR
D29
1.15
$70
.67
$36
1.82
$50
1448
9M
AC
AR
THU
R S
AL
EES
PEN
/ FA
YEZ
434.
16$
105.
39$
539.
55$
5014
490
MC
NA
UG
HTO
N M
CK
AY
/SPA
-IN
VES
CO
1,41
0.50
$34
2.38
$1,
752.
88$
5014
494
SUSQ
UEH
AN
NA
INV
ESTM
ENT
GR
OU
P #1
113.
40$
27.5
3$
140.
93$
5014
504
SUSQ
UEH
AN
NA
INV
ESTM
ENT
GR
OU
P #2
140.
00$
33.9
8$
173.
98$
5014
507
SUSQ
UEH
AN
NA
INV
ESTM
ENT
GR
OU
P #3
18,2
24.0
0$
4,42
3.68
$22
,647
.68
$50
1450
8SU
SQU
EHA
NN
A IN
VES
TMEN
T G
RO
UP
#45,
175.
00$
1,25
6.17
$6,
431.
17$
5014
509
SIG
-SS
CB
OE
JOIN
T A
CC
OU
NT
19,1
96.0
0$
4,65
9.62
$23
,855
.62
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 52 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 49 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
5014
512
SUSQ
UEH
AN
NA
CA
PITA
L G
RO
UP
7,98
7.20
$1,
938.
81$
9,92
6.01
$70
0292
1JA
CA
TA E
NTE
RPR
ISES
447.
45$
108.
61$
556.
06$
7003
042
G &
K L
EAK
FA
MIL
Y T
RU
ST10
4.76
$25
.43
$13
0.19
$70
0315
3M
IHO
SU
GIM
OTO
14.0
0$
3.40
$17
.40
$10
0000
33W
ALT
ER F
RA
NK
LIN
HO
RN
E IR
A2,
355.
00$
571.
65$
2,92
6.65
$10
0000
49B
ENJA
MIN
GO
LDFI
ELD
48.8
8$
11.8
7$
60.7
5$
1000
0065
RIC
HA
RD
L W
EST
& JO
NN
IE K
WES
T TT
EE60
9.12
$14
7.86
$75
6.98
$10
0001
16ST
EPH
EN P
RA
SHA
N &
EIL
EEN
FA
HEY
RA
SHA
N JT
TEN
828.
00$
200.
99$
1,02
8.99
$10
0001
23R
OB
ERT
L. T
HO
MSS
EN22
0.00
$53
.40
$27
3.40
$10
0001
52V
IPU
LA Y
ALA
MA
NC
HIL
I AN
D R
AO
YA
LAM
AN
CH
ILI
642.
00$
155.
84$
797.
84$
1000
0153
RO
BER
T W
DIE
TRIC
H42
.94
$10
.42
$53
.36
$10
0001
59EU
GEN
E J H
UO
JEFF
REY
S H
UO
JT T
EN2.
60$
0.63
$3.
23$
1000
0162
PHIL
IP J
SHER
IDA
N A
ND
JAN
E M
SH
ERID
AN
255.
52$
62.0
2$
317.
54$
1000
0171
GA
RY
WO
RTM
AN
70.0
0$
16.9
9$
86.9
9$
1000
0178
SALL
Y L
TR
AID
MA
N17
.90
$4.
35$
22.2
5$
1000
0193
MIC
HA
EL R
. CH
ALI
AN
1,03
5.00
$25
1.23
$1,
286.
23$
1000
0236
LIN
LU
O29
2.00
$70
.88
$36
2.88
$10
0002
77N
OR
MA
N S
HA
BEL
176.
74$
42.9
0$
219.
64$
1000
0300
JOH
N H
PLA
NT
& M
AR
THA
H P
LAN
T TI
C23
8.74
$57
.95
$29
6.69
$10
0003
02R
ICH
AR
D &
JEN
NIF
ER S
CH
AIB
LE L
IVIN
G T
RU
ST36
5.00
$88
.60
$45
3.60
$10
0003
05JO
HN
ED
WA
RD
& K
AR
EN B
ELT
TRU
ST20
3.25
$49
.34
$25
2.59
$10
0003
28LA
UR
ETTE
AN
N W
ENM
AN
138.
84$
33.7
0$
172.
54$
1000
0337
LIN
DA
LU
ND
609.
55$
147.
96$
757.
51$
1000
0344
CH
RIS
TOPH
E PA
RO
T78
.50
$19
.06
$97
.56
$10
0003
50M
AR
ION
CO
OPE
R A
ND
STE
VEN
CO
OPE
R JT
WR
OS
26.0
0$
6.31
$32
.31
$10
0003
88PA
UL
D P
AG
E II
I & P
HY
LLIS
D P
AG
E JT
WR
OS
149.
54$
36.3
0$
185.
84$
1000
0392
TER
RIE
E. R
OB
INSO
N1,
154.
32$
280.
20$
1,43
4.52
$10
0004
00LY
NN
BEV
ERID
GE
31.2
0$
7.57
$38
.77
$10
0004
02LA
KES
INV
ESTM
ENT
INC
4,76
4.20
$1,
156.
46$
5,92
0.66
$10
0004
14C
AR
L D
AV
ID JA
CO
BS
292.
00$
70.8
8$
362.
88$
1000
0421
TIM
OTH
Y J
CA
RPE
NTE
R58
4.00
$14
1.76
$72
5.76
$10
0004
24D
OLO
RES
MIS
TRET
TA66
.60
$16
.17
$82
.77
$10
0004
27TI
MO
THY
J C
AR
PEN
TER
AN
D K
AY
MIL
ES C
AR
PEN
TER
TIC
511.
00$
124.
04$
635.
04$
1000
0478
CH
AR
LOTT
E K
REI
TH &
JOH
N H
REI
TH JT
TEN
48.7
5$
11.8
3$
60.5
8$
2000
0088
GEO
RG
E A
SA
BO
L &
CH
RIS
TIN
E C
SA
BO
L4,
980.
00$
1,20
8.84
$6,
188.
84$
2000
0099
RO
BER
T S
WO
ZNIA
K L
IVIN
G T
RU
ST10
.40
$2.
52$
12.9
2$
2000
0116
JAC
QU
ELIN
E V
JUD
D T
RU
ST41
.60
$10
.10
$51
.70
$20
0002
06G
RA
NV
ILLE
M B
RU
MB
AU
GH
JR3,
424.
40$
831.
24$
4,25
5.64
$20
0005
95TI
MO
THY
G W
ILSO
N1,
177.
50$
285.
83$
1,46
3.33
$20
0007
24JO
SEPH
C L
UD
EWIG
& M
AR
THA
JOH
NSO
N L
UD
EWIG
JTW
RO
S10
.40
$2.
52$
12.9
2$
2000
0728
EPIP
HA
NIU
S ZA
KR
ZEW
SKI
31.2
0$
7.57
$38
.77
$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 53 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 50 of 54
Cla
im N
umbe
rC
alcu
late
d D
amag
esPr
ejud
gmen
t Int
eres
tT
otal
2000
0751
DO
MIN
IC D
'AD
DA
RIO
UN
D IR
A33
.80
$8.
20$
42.0
0$
2000
2443
RFI
2 L
LC1,
260.
00$
305.
85$
1,56
5.85
$20
0028
05JA
CK
G M
UN
SON
IRA
1,71
0.00
$41
5.08
$2,
125.
08$
2000
2824
RO
BER
T A
WIL
LIA
MS
855.
00$
207.
54$
1,06
2.54
$20
0028
50G
EOR
GE
F ST
. JO
HN
III
3,14
7.00
$76
3.90
$3,
910.
90$
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 54 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 51 of 54
H:\MATTERS\VIVENDI\CLASS ACTION\EXHIBIT B TAB.DOCX
Exhibit B
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 55 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 52 of 54
WEIL:\95189806\4\79204.0028
UNITED STATES DISTRICT COURTFOR THE SOUTHERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
IN RE VIVENDI UNIVERSAL, S.A. SECURITIES LITIGATION,
:::::::
No. 02 Civ. 05571 (SAS)
----------------------------------------------------------------X
ORDER FOR RULE 62(D) STAY AND DEPOSIT OF FUNDSINTO AN INTEREST-BEARING ACCOUNT
WHEREAS on January 29, 2010, the jury in this securities fraud class action returned a
verdict against Vivendi Universal, S.A. (“Vivendi”); and
WHEREAS by order dated November 12, 2014, the Court approved the entry of a partial
final judgment with respect to certain claims described therein; and
WHEREAS on December 22, 2014, partial final judgment in favor of certain plaintiffs
and plaintiff class members (the “Judgment”) was entered.
IT IS HEREBY ORDERED:
1. Vivendi may obtain a stay of execution or enforcement pending appeal of the Judgment
pursuant to Federal Rule of Civil Procedure 62(d) upon the deposit of funds in the
amount of $55 million (the “Security Amount”) into the Court registry in an interest-
bearing account in lieu of a supersedeas bond.
2. To obtain a stay, Vivendi must deposit the Security Amount within 14 days after the
entry of the Judgment.
3. Upon Vivendi’s timely deposit of the Security Amount into the Court registry, a stay of
the Judgment pursuant to Rule 62(d) will be in effect.
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 56 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 53 of 54
2WEIL:\95189806\4\79204.0028
4. The Clerk is hereby ordered to invest the Security Amount in the Court registry in an
interest-bearing account.
5. The Clerk is further ordered to deduct from the income on the investment of the Security
Amount a fee equal to ten percent (10%) of the income earned, but not exceeding the fee
authorized by the Judicial Conference of the United States and set by the Director of the
Administrative Office.
6. The Court retains jurisdiction over the Security Amount and may take such actions with
regard to the Security Amount as it deems appropriate for the security of the plaintiffs.
SO ORDERED this ____ day of December 2014:
________________________________________________Hon. Shira A. ScheindlinUnited States District Judge
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 57 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 54 of 54