2017 commissioning guide - otorhinolaryngology · hearing loss should be confirmed over a period of...

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2017 Commissioning guide: Otitis media with effusion (OME) Sponsoring organisation: ENT UK Date of evidence search: March 2013 Endorsed by: British Association for Paediatric Otorhinolaryngology Date of publication: October 2013 Date of review: September 2016 NICE has accredited the process used by surgical specialty associations and Royal College of Surgeons to produce its commissioning guidance. Accreditation is valid for five years from September 2012. More information on accreditation can be viewed at: www.nice.org.uk/accreditation

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Page 1: 2017 Commissioning guide - Otorhinolaryngology · hearing loss should be confirmed over a period of 3 months before intervention is considered, and that a child’s hearing should

2017

Commissioning guide:

Otitis media with effusion (OME)

Sponsoring organisation: ENT UK Date of evidence search: March 2013 Endorsed by: British Association for Paediatric Otorhinolaryngology Date of publication: October 2013 Date of review: September 2016

NICE has accredited the process used by surgical specialty associations and Royal College of Surgeons to produce its commissioning guidance. Accreditation is valid for five years from September 2012. More information on accreditation can be viewed at: www.nice.org.uk/accreditation

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Contents

1 Introduction ............................................................................................................................................... 2

2 High value care pathway for otitis media with effusion ................................................................................ 4

3 Procedures explorer for otitis media with effusion ...................................................................................... 6

4 Quality dashboard for otitis media with effusion ......................................................................................... 7

5 Levers for implementation .......................................................................................................................... 8

5.1 Audit and peer review measures ..................................................................................................................... 8

5.2 Quality specification/CQUIN (Commissioning for Quality and Innovation) ..................................................... 9

6 Directory .................................................................................................................................................. 10

6.1 Patient information for otitis media with effusion ........................................................................................ 10

6.2 Clinician information for otitis media with effusion ...................................................................................... 10

7 Further information .................................................................................................................................. 10

7.1 Responsibilities and commissioners ................................................................................................................. 10

7.2 Research and audit recommendations ............................................................................................................. 11

7.3 Evidence base .................................................................................................................................................... 11

7.4 Guide development group for OME .................................................................................................................. 12

7.5 Funding statement ............................................................................................................................................ 13

7.6 Conflict of interest statement ........................................................................................................................... 13

The Royal College of Surgeons of England, 35–43 Lincoln’s Inn Fields, London WC2A 3PE

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1 Introduction

This commissioning guidance document has been developed with the intention to support local commissioners in

the development of suitable care pathways for children and young people with otitis media with effusion (OME,

glue ear) across a spectrum of providers to improve quality, access and consistency of care. This document brings

together evidence and standards to promote family & person-centered and innovative approaches to encourage

best practice across paediatric OME services.

This revision of the Commissioning Guide 2013 was co-produced by a range of stakeholders, including Audiology,

Ear, Nose & Throat (ENT), Primary Care, Speech & Language, Audiovestibular, Paediatrics and Patients. This

document intends to:

• Describe OME and Paediatric services

• Outline the case for addressing OME through effective commissioning

• Set out best practice guidance and principles for CCGs when commissioning OME services

• Provide info on planning and monitoring OME services to deliver better outcomes and value for people

OME is the commonest cause of hearing loss in children, with 80% of children having experienced at least one

episode of OME by the age of 10 years. OME is most common in pre-school children, with a bimodal peak at 2

and 5 years of age. The prevalence of OME affecting the early formative years for speech and language

development in children (1-3-years of age) is around 10 to 30%. OME is characterized by a build-up of fluid in the

middle ear space, that can cause hearing impairment and/or increase the risk of ear infections. Whilst hearing

loss can often be transient and self-limiting over several weeks, in a significant proportion of children it may

persist leading to educational, speech, language, communication and behavioural problems, or even permanent

conductive hearing loss. The consequences of OME may be more significant in children with additional

developmental risks (e.g. neurodisability, Autism (ASD)). A minority of children with unilateral persistent OME

may experience negative effects on speech, language, communication or educational development. These

children may benefit from intervention despite the OME only affecting one ear. For these reasons, effective

management in primary care and appropriately timed onward referral to Audiology and ENT services (and/or the

child’s pediatrician) is critical.

Several aetiological factors influence the emergence and persistence of OME, including Eustachian tube

dysfunction (ETD)/immaturity, immune function, bacterial infections and abnormal mucociliary function. The

incidence and risk of persistent OME is increased in certain conditions, such as Down syndrome and cleft palate.

Currently, there are broadly 2 main management strategies for persistent OME in childhood: 1. Surgical

(ventilation tubes/grommets), and 2. Non-surgical (hearing devices and/or other amplification devices, and/or

environmental adaptations). Several factors influence the decision making process for OME in childhood,

including likelihood of resolution, anticipated compliance with individual management strategies, additional

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developmental risk and co-existing sensorineural hearing loss (SNHL). Therefore, the decision making process

must be individualised to the child and family.

The ‘best value’ concept describes how services should be developed to ensure effective, equitable and

sustainable health outcomes by using the invested resources wisely. The best model to achieve this goal is to use

the model of ‘integrated care pathways’, the intention of which is to ensure all the parts of the pathway are in

place and working well together, coupled with the use of key measures to drive learning through innovation and

improvement.

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2 High value care pathway for OME

2.1 Integrated Care Pathway (ICP)

OME may be overlooked because of the insidious nature of the condition. Suspicion of hearing loss in children

must be acted on effectively and in a timely manner. Consequently, if parents, carers or professionals have

concerns that a child might have impaired hearing, then an initial assessment should be undertaken followed by a

more formal assessment to confirm the diagnosis. The National Institute for Health and Clinical Excellence (NICE)

clinical guideline CG60 quick reference guide provides further information on care pathways, including

prevention, recognition, initial and formal assessment and access to effective interventions. Commissioners

should ensure that all the component parts of the integrated pathway are in place and working well to enable

effective and equitable outcomes.

The NICE clinical guideline CG60 on surgical management of OME recommends that persistent bilateral OME and hearing loss should be confirmed over a period of 3 months before intervention is considered, and that a child’s hearing should be re-tested at the end of this time. Clinicians should consider the degree of hearing loss after the 3 month active monitoring period and, if bilateral mild or poorer hearing loss is present, then there is evidence that ventilation tubes are of benefit. The parents also need to be informed of potential adverse effects of any chosen management strategy. Commissioners will need to ensure there is timely access to OME services, sufficient service capacity, and that individual services have the capability to carry out hearing assessments appropriate to the developmental age of the child presenting with OME.

Without an agreed integrated care pathway, children may be placed on multiple waiting lists as general

practitioners (GPs) attempt to gain access to the service for their patients in the quickest possible way. The

Department of Health report Improving Access to Audiology Services in England states that commissioners should

carry out a rigorous needs assessment of the local population and review existing provision of audiology services

to identify gaps and the potential for improvements. This may also provide the opportunity to review current

practice and to develop a single integrated care pathway with clinicians as well as other health and social care

professionals and educational professionals (e.g. paediatricians, audiovestibular physicians, health visitors, school

nurses, speech and language therapists, and teachers). The pathway should identify clear criteria for referral and

support consistent thresholds for surgical or alternative management of OME in line with the NICE clinical

guideline.

Prevention of OME

• The integrated care pathway should also include prevention strategies through public health awareness

programmes. For example, initiatives aimed at decreasing the exposure to cigarette smoke during infancy

and childhood.

Recognition of OME

• Primary care practitioners should be competent to recognise hearing impairment associated with OME.

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2.1.1 Active monitoring period

During the active monitoring period, advice on hearing, communication, educational and behavioural strategies

to minimise the effects of the hearing loss should be offered. The term ‘active monitoring’ is preferred to the

traditional ‘watchful waiting’, as it better captures the concepts of being proactive during this period, continual

assessment of developmental progress, and the fact that changes (e.g. preferential seating in the classroom) can

be adopted to potentially improve listening performance.

2.1.2 Exceptions to NICE CG60 guidelines

Although, the expectation is that most children will be managed in accordance with NICE CG60, care must be

individualised to the child. Current evidence regarding best management of OME has limitations and in certain

circumstances the clinician may need to adapt the management plan to the needs of the child. For example, early

intervention when there is poor language development in a child with suspected Autistic Spectrum

Disorder(ASD), or in a child with significant developmental risk. Co-existing sensorineural hearing loss (SNHL) may

also present difficulties, if the resultant mixed hearing loss proves difficult to amplify with conventional hearing

aids.

2.2 Models of service delivery

Commissioners may wish to consider delivering a service for the management of OME in children in several

different ways, with the chosen approach matched to the needs of the population and challenges presented by

local demographics.

Examples include:

▪ joint clinics of paediatric audiologists and a competent doctor for assessing the medical and

developmental aspects in a child (e.g. ear, nose and throat [ENT] surgeon, paediatrician with special

audiology interest, paediatric audiovestibular physician)

▪ one-stop consultant-led primary care clinics with paediatric audiology assessment facilities

Commissioners should ensure that there is timely and sufficient access to surgical treatment, as well as the provision of hearing aids where this is chosen as an alternative to surgery. The goal should be that parents are given a real choice between surgical and non-surgical management strategies, with services sufficiently resourced to support this choice. They should also ensure there is capacity for continued observation and hearing and language assessments. Paediatric Audiology Services should be appropriately certified by United Kingdom Accreditation Service (UKAS) (https://www.ukas.com/) and should consider the related quality requirements and outcome measures (https://www.england.nhs.uk/wp-content/uploads/2016/07/P37-CYP-Service-Specification-Template.pdf). Paediatric audiology staff should be appointed in accordance to BAA Scope of Practice (2016) and follow appropriately related BSA recommended procedures. Surgical treatment (ventilation tubes/grommet insertion) should be provided in an appropriate environment and

by suitably trained clinicians. It will be most commonly delivered as a day-case procedure. Adjuvant

adenoidectomy may be considered when symptoms of chronic adenoiditis co-exist and the child is listed for re-

insertion of grommets.

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2.3 Management strategies

Treatment strategy Decision making themes

Ventilation tubes/grommets Requires general anaesthesia (GA), Risk of perforation or ear infections,

Natural extrusion after approximately 9-12 months, Possibility of single

treatment and limited follow-up appointments, as compared to

conventional hearing aids (HAs)

Conventional acoustic hearing aids Non-surgical intervention, Compliance issues, Risk of ear infections

and/or wax accumulation, Requirement for multiple audiological

appointments

Bone conduction hearing aids Non-surgical intervention, Compliance issues, No risk of ear infections

and/or wax accumulation, Requirement for multiple audiological

appointments

Assistive listening device FM/RF devices to improve signal-to-noise ratio (SNR) in the classroom

There is some evidence to suggest a potential role for auto-inflation devices during the active monitoring period

(https://cks.nice.org.uk/otitis-media-with-effusion#!scenario [last accessed 20.04.17]).

3 Procedures explorer for OME

Users can access further procedure information based on the data available in the quality dashboard to see how

individual providers are performing against the indicators. This will enable clinical commissioning groups (CCGs)

to start a conversation with providers who appear to be ‘outliers’ from the indicators of quality that have been

selected.

The procedures explorer tool is available via the Royal College of Surgeons website.

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4 Quality dashboard for OME

The quality dashboard provides an overview of activity commissioned by CCGs from the relevant pathways and

indicators of the quality of care provided by surgical units.

The quality dashboard is available via the Royal College of Surgeons website.

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5 Levers for implementation

5.1 Audit and peer review measures

The following measures and standards are those expected at primary and secondary care. Evidence should be

made available to commissioners if requested.

Measure Standard

NICE audit tool Provider is using the NICE clinical guideline CG60 audit tool. All management decisions should be made with reference to the NICE CG60 guidelines. The rationale for any early intervention should be clearly stated by the clinician

Local/national audit Provider submit data of evidence of access to speech, language and communication therapists to any relevant local or national audit

Community services / primary care

Referrals Measure of GP and community-based referrals (e.g. from health visiting or school nursing teams) – source, numbers and proportion that end up having treatment (to identify appropriate access)

Patient information Patients are provided with appropriate information

Patient satisfaction/ patient reported outcome measures (PROMs)

Providers submit data for patient satisfaction or validated PROM (e.g. OMQ-14: Quality of Life in children’s ear problems)

Secondary care

Data submission Providers submit data that regulatory standards are met

Referral to treatment Providers submit data that demonstrates compliance with ‘18-week rule’

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5.2 Quality specification/CQUIN (Commissioning for Quality and Innovation)

Measure Description Data specification (if required)

Day-case rates Provider demonstrates >80% day-case rate

Data available from Hospital Episode Statistics

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6 Directory

6.1 Patient information for OME

Name Publisher Link

Glue ear decision aid (2012) Right Care http://sdm.rightcare.nhs.uk/pda/glue-ear/

Glue ear: a guide for families

National Deaf Children’s Society (NDCS)

http://www.ndcs.org.uk/family_support/glue_ear/

Harvey gets grommets NDCS http://www.ndcs.org.uk/family_support/glue_ear/

Glue ear (OME) ENT UK https://entuk.org/docs/patient_info_leaflets/09023_glue_ear

Map of Medicine – otitis media with effusion (registration required)

Map of Medicine http://www.mapofmedicine.com/solution/editorialmethodology/currentpathways

6.2 Clinician information for OME

Name Publisher Link

CG60: Surgical management of OME

NICE http://guidance.nice.org.uk/CG60/

7 Further information

7.1 Responsibilities of commissioners Commissioners have a responsibility to support research evaluating the effectiveness of existing and new

technologies for the management of OME, and the extended application of existing technologies to OME.

Commissioners have a duty to co-operate with local authorities to publish a “local offer”, enable local authority colleagues to comply with their duties under the Assessment Framework, and ensure that adequate and quality support services are available for children with SEN or disabilities (such as support from specialist sensory support

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services for children fitted with hearing aids as an alternative to grommet surgery). (Children and Families Act 2012)

Commissioners have a duty to ensure that the views of children and their families inform the planning and

provision of health services. (Health and Social Care Act 2012 Section 26

http://www.legislation.gov.uk/ukpga/2012/7/section/26/enacted)

7.2 Research and audit recommendations

▪ GENERATE (https://entuk.org/)

▪ Research into cause of variations in care – epidemiology, access, referral pathways and local care

according to guidance

▪ Value of speech and language therapy – early effect after grommet insertion and longer term benefits

▪ National Information resource for OME

▪ Use of hearing aids or sound field amplification in classrooms as an alternative to grommets, including

a randomised controlled trial of children with the NICE grommet intervention criterion randomised to

either surgery or hearing aids

▪ Benefits of hearing aid provision and additional support required (e.g. teachers of the deaf)

▪ Measuring outcomes following treatment (e.g. improvement in speech and educational outcomes)

▪ Best practice and outcomes for children with complex medical and developmental profiles who have

long-term OME

7.3 Evidence base

1. National Institute for Health and Clinical Excellence. Surgical Management of Otitis Media With Effusion in

Children. London: NICE; 2008.

2. Department of Health. Improving Access to Audiology Services in England. London: DH; 2007.

3. Department of Health. Transforming Services for Children with Hearing Difficulty and Their Families.

London: DH; 2008.

4. Department of Health. The NHS in England: Operating Framework for 2007/08. London: DH; 2007.

5. Lous et al. 2009: Grommets (ventilation tubes) for hearing loss associated with otitis media with

effusion in children. The Cochrane Collaboration.

6. https://cks.nice.org.uk/otitis-media-with-effusion#!scenario [last accessed 20.04.17]

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7.4 Guide development group for OME

A commissioning guide development group was established to review and advise on the content of this latest

version 2016/17 of the commissioning guide. This group met once, with additional interaction taking place via

email.

Name Job title/role Affiliation

Iain Bruce Chair, Honorary Clinical Professor of Paediatric Otorhinolaryngology

ENT UK

University of Manchester

Kevin Munro Professor of Audiology British Society of Audiology (BSA)

University of Manchester

Jaya Nichani Consultant in Paediatric Otorhinolaryngology

ENT UK

University of Manchester

Jane Lyons Consultant Audiological Paediatrician

British Association of Paediatricians in Audiology (BAPA)

Sebastian Hendricks Consultant Audiovestibular Physician and Paediatrician

Chair of Paediatric Audiology Interest Group

BSA

Jagjit Sethi Consultant Clinical Scientist (Audiology)

British Academy of Audiology

Sheena Round Consultant Speech and Language Therapist

Royal College of Speech and Language Therapists

Anne Schilder Research Professor and Professor of Paediatric Otorhinolaryngology

National Institute for Health Research (NIHR)

UCL Ear Institute

George Browning Professor of Otorhinolaryngology ENT UK

Medical Research Council, Institute of Hearing Research

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Monica Lakhanpaul Professor of Integrated Child Health

Royal College of Paediatrics and Child Health

UCL Institute of Child Health

Paul Little Professor of Primary Care Research National Institute for Health Research (NIHR

University of Southampton

Vicki Kirwin Patient organization representative NDCS

7.5 Funding statement

The development of this commissioning guidance has been funded by the following sources:

▪ Right Care funded the costs of the guide development group, literature searches and contributed

towards administrative costs.

▪ The Royal College of Surgeons of England and ENT UK provided staff to support the guideline

development.

7.6 Conflict of interest statement

Individuals involved in this 2016/17 formal peer review of the 2013 commissioning guide for OME were asked to

complete a conflict of interest declaration. It is noted that declaring a conflict of interest does not imply that the

individual has been influenced by his or her secondary interest. It is intended to make interests (financial or

otherwise) more transparent and to allow others to have knowledge of the interest.

The following interests were declared by members:

Name Job title/role Interest

Professor Anne Schilder Research Professor, Professor in Paediatric Otorhinolaryngology and Director of ENT Clinical Trials Programme, University College London Ear Institute

Supported by NIHR research professorship to develop a programme for clinical trials in ENT

Sebastian Hendricks Consultant Audiovestibular Physician and Paediatrician

Clinical Lead for Service in North Central London

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Non-Executive Board Member of CCG

Member of BAAP and BAPA

Monica Lakhanpaul Consultant Paediatrician Clinical Director for the National Collaborating Centre for Women's and Children's Health (NCC-WCH) at the time of publication of the NICE guideline Surgical Management of Otitis Media with Effusion in Children. No longer director at the NCC-WCH.