2019 cftc rule filings - cme group · 2020. 1. 12. · program dcm 19-496 12/26/19 cme supplemental...

2019 CFTC Rule Filings

Date of Filing

Entity Description Filing Type

CFTC Filing

12/27/19 NYMEX Modifications to the NYMEX Natural Gas Options Liquidity

Provider Program DCM 19-495

12/27/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-495S

12/27/19 NYMEX Modifications to the NYMEX Natural Gas Futures Volume

Incentive Program DCM 19-493


12/27/19 NYMEX Modifications to the NYMEX Crude and Refined Futures

Volume Incentive Program DCM 19-492


12/26/19 CME Clearing Weekly Notification of Rule Amendments - Week of

December 16, 2019 DCO 19-506

12/26/19 CME/CBOT/

NYMEX/COMEX Modifications to the International Cross-Asset Volume

Incentive Program DCM

19-505 (1 of 4) 19-505 (2 of 4) 19-505 (3 of 4) 19-505 (4 of 4)

12/26/19 CME/CBOT/

NYMEX/COMEX Modifications to the International Incentive Program DCM

19-504 (1 of 4) 19-504 (2 of 4) 19-504 (3 of 4) 19-504 (4 of 4)

12/26/19 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 16, 2019

DCM 19-503

12/26/19 CME/CBOT/

NYMEX/COMEX Modifications to the Emerging Markets Bank Incentive

Program DCM

19-502 (1 of 4) 19-502 (2 of 4) 19-502 (3 of 4) 19-502 (4 of 4)

12/26/19 CME/CBOT/

NYMEX/COMEX Modifications to the Latin America Fund Manager Incentive

Program DCM

19-501 (1 of 4) 19-501 (2 of 4) 19-501 (3 of 4) 19-501 (4 of 4)

https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-495.pdf

https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-495S.pdf






https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-505_1.pdf

















12/26/19 CME/CBOT/

NYMEX/COMEX Modifications to the Central Bank Incentive Program DCM

19-500 (1 of 4) 19-500 (2 of 4) 19-500 (3 of 4) 19-500 (4 of 4)

12/26/19 CBOT Modifications to the Ultra 10-Year Futures Market Maker

Program DCM 19-499

12/26/19 CME Modifications to the Eurodollar Pack and Bundle Deferred

Contract Liquidity Program DCM 19-498

12/26/19 CME Modifications to the Nikkei 225 Futures Volume Incentive

Program DCM 19-496

12/26/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-496S

12/26/19 CME/CBOT Modifications to the Agricultural Futures Resting Order

Program DCM

19-444 (1 of 2) 19-444 (2 of 2)

12/20/19 CME Implementation of the Bitcoin Options Incentive Program DCM 19-477


12/20/19 CME Implementation of the Bitcoin Options Fee Discount

Program DCM 19-476

12/20/19 CME/CBOT Amendments to Certain Equity Option Contracts in

Connection with Unscheduled Market Holidays Declared by the Primary Listing Exchange

DCM 19-453 (1 of 2) 19-453 (2 of 2)

12/20/19 CME Initial listing of the Options on Bitcoin Futures Contract DCM 19-415

Appendix C


December 9, 2019 DCO

19-490

12/18/19 COMEX Weekly Notification of Amendments Related to Product

Terms and Conditions - Week of December 9, 2019 DCM

19-489 Exhibit B

12/18/19 NYMEX Weekly Notification of Amendments Related to Product

Terms and Conditions - Week of December 9, 2019 DCM 19-488

12/18/19 CME Implementation of the SOFR Options Pit Liquidity Provider

Program DCM 19-481

12/18/19 CME Implementation of the SOFR Options Market Maker

Program DCM 19-480

















https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-415_APPC.xlsx



https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-489_APPB.xls




12/18/19 CME Implementation of the SOFR Options Give-up Program DCM 19-479

12/18/19 CME Modifications to the Secured Overnight Financing Rate

(“SOFR”) Block Discount Program DCM 19-478

12/18/19 NYMEX Modifications to the Oil Incentive Program DCM 19-466


12/18/19 CME Modifications to the Korean Won Futures Market Maker

Program DCM 19-465


12/18/19 CBOT Modifications to the Grain & Oilseed Futures ETH Market

Maker Program DCM 19-458

12/18/19 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-458S

12/18/19 CBOT Modifications to the Grain & Oilseed Deferred Futures

Contract Market Maker Program DCM 19-457


12/18/19 NYMEX Decrease of Spot Month Position Limits for Two (2) Freight

(Baltic) Futures Contracts DCM

19-434 Exhibit A

12/18/19 CME Initial Listing of Block Cheese Futures and Options on Block

Cheese Futures Contracts DCM

19-433 (1 of 2) 19-433 (2 of 2)

Appendix C

12/18/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-433S (1 of 2) 19-433S (2 of 2)

12/18/19 CME/CBOT/

NYMEX/COMEX

REVISED: Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. (“Block Trades”) to Amend the Standard for Meeting the Block

Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and

Combination Transactions

DCM

19-411R (1 of 4) 19-411R (2 of 4) 19-411R (3 of 4) 19-411R (4 of 4)

12/18/19 CME Initial Listing of Twenty-Four (24) Options on Three-Month

SOFR Futures Contracts DCM

19-366 (1 of 24) 19-366 (2 of 24) 19-366 (3 of 24) 19-366 (4 of 24) 19-366 (5 of 24) 19-366 (6 of 24) 19-366 (7 of 24)












https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-434_APPA.xlsx




https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-433S_1.pdf


https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-411R_1.pdf











19-366 (8 of 24) 19-366 (9 of 24) 19-366 (10 of 24) 19-366 (11 of 24) 19-366 (12 of 24) 19-366 (13 of 24) 19-366 (14 of 24) 19-366 (15 of 24) 19-366 (16 of 24) 19-366 (17 of 24) 19-366 (18 of 24) 19-366 (19 of 24) 19-366 (20 of 24) 19-366 (21 of 24) 19-366 (22 of 24) 19-366 (23 of 24) 19-366 (24 of 24)

Appendix C

12/17/19 CME Modifications to the E-mini Russell 1000 Index Futures

Market Making Program DCM 19-487


12/17/19 CBOT Extension of the Ultra 10-Year Block Fee Discount Program DCM 19-486

12/17/19 CBOT Modifications to the CBOT Market Maker Program for Long-

Term U.S. Treasury Bond Futures DCM 19-485

12/17/19 NYMEX Extension of the International Coal Liquidity Provider

Program DCM 19-484


12/17/19 NYMEX Modifications to the NYMEX Brent Futures Market Maker

Program DCM 19-471


12/17/19 NYMEX Modifications to the NYMEX WTI Houston Crude Oil

Futures Liquidity Provider Program DCM 19-469


12/17/19 CME Modifications to the USD/CNH FX Futures Market Support

Program DCM 19-464































12/16/19 CBOT Modifications to the CBOT Market Maker Program for

Electronic Treasury Options DCM 19-483

12/16/19 CME Extension of the BTIC on Nikkei 225 Fee Discount Program DCM 19-482

12/16/19 CME Clearing Modifications to the Fee Schedule for Over-the-Counter

(“OTC”) Interest Rate Swaps (“IRS”) DCO 19-474

12/16/19 NYMEX Extension of the NYMEX Commercial Brent Spread



12/16/19 NYMEX Extension of the Brent Crude Oil Futures-Style Margin

Option Fee Waiver Program DCM 19-468

12/16/19 NYMEX/COMEX

Amendments to NYMEX/ COMEX Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the U.S.

Midwest Hot-Rolled Coil Steel (CRU) Index Futures and Aluminum Futures Contracts

DCM 19-435 (1 of 2) 19-435 (2 of 2)

12/16/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance

of Six Revised Market Regulation Advisory Notices

DCO/ DCM

19-425 (1 of 5) 19-425 (2 of 5) 19-425 (3 of 5) 19-425 (4 of 5) 19-425 (5 of 5)

12/16/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. (“Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems”) and Issuance of CME

Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5

DCM

19-424 (1 of 4) 19-424 (2 of 4) 19-424 (3 of 4) 19-424 (4 of 4)

12/16/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters

4, 8, and CME Chapters 8F, 8G, 12, and 13

DCO/ DCM

19-423 (1 of 5) 19-423 (2 of 5) 19-423 (3 of 5) 19-423 (4 of 5) 19-423 (5 of 5)

12/13/19 CME/CBOT Modifications to the CME/CBOT Asset Manager Fixed

Income Incentive Program DCM

19-475 (1 of 2) 19-475 (2 of 2)

12/13/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-475S (1 of 2) 19-475S (2 of 2)

12/13/19 CME Modifications to the E-mini® FTSE Emerging Index Futures

Market Maker Program DCM 19-470































12/12/19 CME Extension of the TOPIX Futures Fee Waiver Program DCM 19-467

12/12/19 NYMEX Implementation of the European Natural Gas Volume




December 2, 2019 DCO 19-473

12/11/19 CME Clearing Extension of the FX Options Give-up Surcharge Fee Waiver

Program DCO 19-461

12/11/19 CME Extension of the OTC FX Options Fee Waiver Program DCM 19-459

12/11/19 CME Extension of the Globex Give Up Fee Waiver Program for

CME Short-Term Interest Rate (STIR) Options DCM 19-456

12/11/19 CME Expansion of Open Outcry Trading Hours for Options the

Livestock Futures Contracts DCM 19-451



19-463 Exhibit B

12/10/19 CME Weekly Notification of Amendments Related to Product


19-462 Exhibit F

12/9/19 CME Clearing Extension of the CME OTC FX Fee Waiver Program DCO 19-446


Deferred 30-Day Federal Fund Futures DCM 19-445

12/6/19 CME Modifications to the CME Individual Member Equity Index

Maxi-Mini Incentive Program DCM 19-443

12/6/19 CME Modifications to the NGL Growth Incentive Program DCM 19-442


12/6/19 CME Extension of the S&P Options Broker Rebate Program) DCM 19-441












https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-462_APPF.xlsx








12/6/19 CME Extension of the S&P 500® Floor Broker Incentive Program DCM 19-440

12/6/19 CME Extension of the S&P Floor Calendar Spread Market Maker

Discount Program DCM 19-439

12/6/19 NYMEX Modifications to the NGL Growth Incentive Program DCM 19-438


12/6/19 NYMEX Extension of the NYMEX Natural Gas Deferred Credit



12/6/19 NYMEX Extension of the NYMEX Power Volume Incentive Program DCM 19-436


12/6/19 NYMEX Initial Listing of Three (3) LNG (Baltic) Freight Futures

Contracts DCM

19-414 (1 of 3) 19-414 (2 of 3) 19-414 (3 of 3)

Exhibit B

12/6/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-414S (1 of 3) 19-414S (2 of 3) 19-414S (3 of 3)


November 25, 2019 DCO

19-454

12/4/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 25, 2019

DCM 19-452

Exhibit C

12/4/19 NYMEX REVISED: Amendments to the Singapore Fuel Oil 380cst

(Platts) Brent Crack Spread (1000mt) Average Price Option Contract

DCM 19-432R

12/2/19 NYMEX Delisting of Two (2) Energy Futures Contracts DCM 19-403

Exhibit B

11/29/19 CME Amendments to the Bitcoin Futures Contract DCM 19-382













https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-414_APPB.xlsx








https://www.cmegroup.com/market-regulation/rule-filings/2019/12/19-432R.pdf




11/26/19 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 18, 2019

DCM 19-449

Exhibit F

11/26/19 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 18, 2019

DCM 19-448

Exhibit B


November 18, 2019 DCO 19-447

11/26/19 NYMEX Expansion of Trading at Settlement (TAS) Eligibility for the

NY Harbor ULSD Futures and RBOB Gasoline Futures Contracts

DCM 19-393

11/22/19 NYMEX Reduction of Block Trade Minimum Quantity Threshold

Levels of Three (3) Metals Futures and Option Contracts DCM 19-412

11/22/19 NYMEX Amendments to the Contract Specification Rules of Three

(3) Platts Petroleum Futures Contracts DCM 19-410

11/20/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 11, 2019

DCM 19-430


November 11, 2019 DCO 19-429

11/20/19 CME Clearing /

CME

Amendments to CME Rule 8A71. (“Contract Eligibility”) to Eliminate Three-Month Eurodollar Futures from the Mutual

Offset System

DCO/ DCM

19-428 (1 of 2) 19-428 (2 of 2)

11/19/19 NYMEX

Amendments to NYMEX Rule 855. (“Offsetting Positions”) – Contracts Eligible for Offset Table for the Singapore Fuel Oil 380 cst (Platts) Futures and Micro Singapore Fuel Oil

380 cst (Platts) Futures Contracts

DCM 19-407

11/18/19 NYMEX Implementation of the NYMEX Energy Fee Waiver Program DCM 19-427


11/18/19 CBOT Delisting of the Black Sea Wheat Financially Settled (Platts) Half Month Futures and Black Sea Corn Financially Settled

(Platts) Half Month Futures Contracts DCM

19-399 Exhibit B

11/18/19 NYMEX Administrative Amendments to Twelve (12) Platts Refined

Petroleum Futures Contracts DCM

19-357 Exhibit B


Terms and Conditions - Week of November 4, 2019 DCM 19-422


Terms and Conditions - Week of November 4, 2019 DCM 19-421


https://www.cmegroup.com/market-regulation/rule-filings/2019/11/19-449_APPF.xls




















11/12/19 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker

Program DCM 19-420



November 4, 2019 DCO 19-418

11/12/19 COMEX Modifications to the Shanghai Gold Futures Liquidity


11/12/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-416S

11/8/19 CME Modifications to the E-mini Equity Index Options ETH



11/6/19 CME Clearing Weekly Notification of Rule Amendments - Week of October

28, 2019 DCO

19-409

11/6/19 CME/CBOT/

NYMEX/COMEX Amendments to the CME Globex Messaging Policy DCM

19-404 (1 of 4) 19-404 (2 of 4) 19-404 (3 of 4) 19-404 (4 of 4)

11/6/19 COMEX Decrease of the Spot Month Position Limit, Single Month Accountability Level and All Month Accountability Level of

the Zinc Futures Contract DCM

19-398 Exhibits A & B

11/6/19 CME Initial Listing of Twenty-Two (22) Portland and Tokyo

Weather Futures and Options Contracts DCM

19-386 (1 of 22) 19-386 (2 of 22) 19-386 (3 of 22) 19-386 (4 of 22) 19-386 (5 of 22) 19-386 (6 of 22) 19-386 (7 of 22) 19-386 (8 of 22) 19-386 (9 of 22) 19-386 (10 of 22) 19-386 (11 of 22) 19-386 (12 of 22) 19-386 (13 of 22) 19-386 (14 of 22) 19-386 (15 of 22) 19-386 (16 of 22) 19-386 (17 of 22) 19-386 (18 of 22) 19-386 (19 of 22) 19-386 (20 of 22) 19-386 (21 of 22) 19-386 (22 of 22)

Exhibit G














https://www.cmegroup.com/market-regulation/rule-filings/2019/11/19-398_APPAB.xlsx























https://www.cmegroup.com/market-regulation/rule-filings/2019/11/19-386_APPG.xlsx


Terms and Conditions - Week of October 28, 2019 DCM

19-408 Exhibit K

11/4/19 NYMEX Expansion of the Listing Schedule of the Japan Crude

Cocktail (Detailed) Futures Contract DCM 19-378


21, 2019 DCO 19-405

10/30/19 CME Implementation of the E-mini S&P 500 ESG Index Futures



10/20/19 CME Initial Listing of the E-mini S&P 500 ESG Index Futures

Contract DCM

19-367 Exhibit B

10/29/19 COMEX Weekly Notification of Rule Amendments - Week of October

21, 2019 DCM

19-402 Exhibit B

10/29/19 CBOT Weekly Notification of Rule Amendments - Week of October

21, 2019 DCM

19-401 Exhibit C

10/28/19 COMEX Expansion of the Listing Schedule of the Copper Futures

Contract DCM 19-381

10/25/19 COMEX Initial Listing of the U.S. Midwest Shredded Scrap (Platts)

Futures Contract DCM

19-358 Exhibit B



14, 2019 DCO 19-397


Terms and Conditions - Week of October 14, 2019 DCM

19-396 Exhibit E


Terms and Conditions - Week of October 14, 2019 DCM 19-395

10/22/19 COMEX Administrative Amendments to the E-mini Gold Futures, E-mini Silver Futures and E-mini Copper Futures Contracts

DCM 19-394

10/18/19 CME Elimination of the Spot-Month Limit of the Mexican Peso/U.S. Dollar (MXN/USD) Futures and Options

Contracts DCM

19-362 Exhibit A


https://www.cmegroup.com/market-regulation/rule-filings/2019/11/19-408_APPK.xls

















https://www.cmegroup.com/market-regulation/rule-filings/2019/10/19-396_APPE.xls





10/17/19 CME/CBOT Modifications to the Micro E-mini Futures Market Maker

Program DCM

19-392 (1 of 2) 19-392 (2 of 2)


10/17/19 CME Modifications to the FX Options Block Broker Rebate

Program DCM 19-388


10/17/19 COMEX Modifications to the Shanghai Gold Futures Liquidity



10/16/19 CME Implementation of the E-mini Equity Index Options ETH




7, 2019 DCO 19-390

10/16/19 CME Termination of the BTIC+ & TACO+ Trading Discount

Program DCM 19-387

10/16/19 CME Implementation of the BTIC+ & TACO+ Fee Discount

Program DCM 19-385

10/16/19 CME Modifications to the CME FX Link Market Maker Program DCM 19-384


10/15/19 NYMEX Third Extension of the Temporary Suspension of Trading

and Clearing of Three (3) EUA Futures and Option Contracts

DCM 19-374


September 30, 2019 DCO 19-379





















9/27/19 CBOT 2020 Delivery Differentials for the Soybean Meal Futures

and Soybean Oil Futures Contracts DCM 19-370

9/27/19 NYMEX Initial Listing of the U.S. LNG Export Futures Contract DCM 19-001

Exhibit A Exhibit B


9/26/19 CME Administrative Amendments to Eight (8) Foreign Exchange

(“FX”) Futures Contracts Rulebook Chapters DCM 19-342


September 16, 2019 DCO

19-369

9/25/19 NYMEX Expansion of the Listing Schedule of the U.S. Midwest Hot-

Rolled Coil Steel (CRU) Index Average Price Option Contract

DCM 19-368

9/25/19 NYMEX Amendments to NYMEX Rule 588.H. (“Globex Non-

Reviewable Trading Ranges”) Table for the PJM Daily Load Forecast Futures Contract

DCM 19-344

9/24/19 CBOT Increase to Spot Month Position Limits for Expiring 2-Year and Ultra 10-Year U.S. Treasury Note Futures Contracts

DCM 19-343

Exhibits A, B, & C


Terms and Conditions - Week of September 9, 2019 DCM

19-364 Exhibit D



9/16/19 COMEX Implementation of the Shanghai Gold Futures Liquidity



9/16/19 CME Modifications to the FX Futures Market Maker Program DCM 19-352


9/13/19 NYMEX Implementation of the Henry Hub Strips Liquidity Provider

Program DCM 19-359




https://www.cmegroup.com/market-regulation/rule-filings/2019/9/19-001_APPA.pdf








https://www.cmegroup.com/market-regulation/rule-filings/2019/9/19-343_APPABC.xlsx


https://www.cmegroup.com/market-regulation/rule-filings/2019/9/19-364_APPD.xls








9/13/19 NYMEX Modifications to the NYMEX Fee Schedule for Four (4) Marine Fuel 0.5% (Platts) Futures

DCM 19-351

9/13/19 NYMEX Modifications to the European Natural Gas Market Maker

Program DCM 19-348


9/13/19 CME Extension of the Sterling Overnight Index Average ("SONIA") Futures Give-Up Fee Waiver Program

DCM 19-340

9/12/19 CBOT Extension of the Australian Wheat FOB (Platts) Futures

EFP Fee Waiver Program DCM 19-350

9/12/19 NYMEX Modifications to the Financial Natural Gas Spreads & Strips



9/12/19 CME Modifications to the Sterling Overnight Index Average

(“SONIA”) Futures Market Maker Program DCM 19-341


9/12/19 CME Extension of the Sterling Overnight Index Average

(“SONIA”) Futures Block Discount Program DCM 19-339

9/12/19 CME Increase of Spot Month Position Limits for the Bitcoin


19-334 Exhibits A & B



9/11/19 NYMEX/COMEX Administrative Amendments to the American Metal Market

and Metal Bulletin Futures Contracts DCM

19-308R (1 of 2) 19-308R (2 of 2)

9/11/19 CME Expansion of the Listing Schedule of the One-Month SOFR

Futures and Three-Month SOFR Futures Contracts DCM 19-307

9/11/19 NYMEX Expansion of the Trading at Settlement (TAS) Eligibility for the Brent Crude Oil Last Day Financial Futures and Brent

Crude Oil Penultimate Financial Futures DCM 19-306

9/11/19 COMEX Initial Listing of the Shanghai Gold (USD) Futures and

Shanghai Gold (CNH) Futures Contracts DCM

19-007 (1 of 2) 19-007 (2 of 2)

Exhibit B












https://www.cmegroup.com/market-regulation/rule-filings/2019/9/19-334_APPAB.xlsx









9/11/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-007S (1 of 2) 19-007S (2 of 2)


Terms and Conditions - Week of September 2, 2019 DCM 19-353

9/6/19 CME Modifications to the Indian Rupee FX Futures Market Maker

Program DCM

19-347

9/6/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM

19-347S

9/6/19 CME Clearing Amendments to CME Chapter 8G (“Interest Rate Derivative

Clearing”) and Chapter iii. (“CME Definitions”) Regarding End of Waterfall Rules for Interest Rate Swaps

DCO

19-336

Exhibit A

9/5/19 NYMEX Administrative Amendments to the Freight Futures and

Option Contracts DCM

19-292


Terms and Conditions - Week of August 26, 2019 DCM

19-346

Exhibit A

9/4/19 CME Clearing Weekly Notification of Rule Amendments - Week of August

26, 2019 DCO

19-345


19, 2019 DCO

19-337

8/26/19 CBOT Weekly Notification of Amendments Related to Product


19-335 Exhibit C

8/23/19 CME/CBOT/

NYMEX/COMEX

REVISED: Issuance of CME Group Market Regulation Advisory Notice RA1908-5R Regarding Rule 526. (“Block

Trades”).) DCM

19-298R (1 of 4) 19-298R (2 of 4) 19-298R (3 of 4) 19-298R (4 of 4)

8/22/19 CME

REVISED: Amendments to the Live Cattle Futures Contract and Listing Delay of the February 2021 Contract Month Live

Cattle Futures and Options on Live Cattle Futures Contracts

DCM 19-329R

APPENDIX B APPENDIX C

8/22/19 NYMEX Initial Listing of Four (4) Marine Fuel 0.5% (Platts) Futures

Contracts DCM

19-310 (1 of 4) 19-310 (2 of 4) 19-310 (3 of 4) 19-310 (4 of 4)

Exhibit B

8/22/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

19-310S (1 of 4) 19-310S (2 of 4) 19-310S (3 of 4) 19-310S (4 of 4)

8/22/19 CME Initial Listing of Nearby BTIC+ Futures on E-mini Standard and Poor's 500 Stock Price Index Futures, Deferred BTIC+

Futures on E-mini Standard and Poor's 500 Stock Price DCM

19-265 (1 of 3) 19-265 (2 of 3) 19-265 (3 of 3)

Appendix B







https://www.cmegroup.com/market-regulation/rule-filings/2019/9/19-336_APPA.pdf













https://www.cmegroup.com/market-regulation/rule-filings/2019/8/19-329R_APPB.pdf

https://www.cmegroup.com/market-regulation/rule-filings/2019/8/19-329R_APPC.pdf














Index Futures, and TACO+ Futures on E-mini Standard and Poor's 500 Stock Price Index Futures Contracts

8/22/19 NYMEX Initial Listing of Two (2) Dutch TTF and Two (2) UK NBP

Natural Gas Option Contracts DCM

19-263 (1 of 4) 19-263 (2 of 4) 19-263 (3 of 4) 19-263 (4 of 4)

Exhibit B


12, 2019 DCO 19-332

8/21/19 NYMEX Initial Listing of the Dakota Access Bakken (Net Energy)

Monthly Index Futures Contract DCM

19-294 Exhibit B



Terms and Conditions - Week of August 12, 2019 DCM 19-330



19-328 Exhibit F


Terms and Conditions - Week of August 5, 2019 DCM 19-327



19-326 Exhibit E

8/16/19 CBOT Reduction of the Coupon Rates of the December 2019 Contract Month of the 10-Yr USD Interest Rate Swap Futures, and the 10-Yr Eris Swap Futures Contracts

DCM 19-322


Program DCM 19-324


8/15/19 CME Implementation of the FX Calendar Spreads Volume Tier


8/15/19 CME Modifications to the CNH Cash-Settled Futures Liquidity
















https://www.cmegroup.com/market-regulation/rule-filings/2019/8/19-328_APPF.xls



https://www.cmegroup.com/market-regulation/rule-filings/2019/8/19-326_APPE.xlsx










5, 2019 DCO 19-325

8/14/19 CME/CBOT/

NYMEX/COMEX Amendments to CME Rulebook Chapters 600 and 8-F and

CME, CBOT, NYMEX/COMEX Rule 900. DCO/ DCM

19-313 (1 of 5) 19-313 (2 of 5) 19-313 (3 of 5) 19-313 (4 of 5) 19-313 (5 of 5)

8/14/19 NYMEX Amendments to Correct the Termination of Trading Rule of

the WTI-Brent Bullet Futures Contract DCM 19-300

8/14/19 COMEX Amendments to the Termination of Trading Rules of the

Gold, Silver and Copper Weekly Option Contracts DCM 19-299

8/13/19 CME Modifications to the Indian Rupee FX Futures Liquidity



8/13/19 COMEX Modifications to the Global Aluminum Futures Market



8/13/19 CME Modifications to the FX Futures Block Price Maker Fee


8/13/19 CME Modifications to the FX Monthly Futures Market Maker

Program DCM 19-315


8/13/19 CME Expansion of the Trading Hours on the Last Day of Trading of the Options on Random Length Lumber Futures Contract

DCM 19-311

8/13/19 CME Expansion of the Serial Month Listing Schedule of Certain

FX Options Contracts DCM 19-269

8/13/19 CME/CBOT

Amendments to Price Specifications for Exchange for Related Position (“EFRP”) Transactions and for Termination of Trading of Certain CME and CBOT Equity Index Futures

Contracts

DCM 19-268 (1 of 2) 19-268 (2 of 2)

8/12/19 CME Extension of the TOPIX Futures Fee Waiver Program DCM 19-319






















8/9/19 CBOT

Reduction of the Coupon Rates of the December 2019 Contract Month of the 5-Yr, 20-Yr, and 30-Yr USD Interest Rate Swap Futures, and the 3-Yr, 4-Yr, 5-Yr, 12-Yr, 15-Yr,

20-Yr, and 30-Yr Eris Swap Futures Contracts

DCM 19-314

8/9/19 NYMEX

REVISED: Amendments to NYMEX Rule 300.20. (“Strike Price Listing and Exercise Procedures”) Table to Eliminate

Contrary Exercise Instructions and Amend the At-The-Money Instructions of the Brent Crude Oil Futures-Style Margin Option Contract (NYMEX Rulebook Chapter 504)

DCM 19-301R

Appendix A Appendix B

8/7/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 29,

2019 DCO 19-312

8/7/19 CME Implementation of the FX Futures EUR and JPY Calendar

Spreads Liquidity Provider Program DCM 19-309


8/7/19 COMEX Amendments to COMEX Rule 588.H. (“Globex Non-

Reviewable Trading Ranges”) Table for the Aluminum MW U.S. Transaction Premium Platts (25MT) Futures Contract

DCM 19-286

8/7/19 CBOT Initial Listing of the Black Sea Sunflower Oil Financially

Settled (Platts) Futures Contract DCM

19-267 Exhibit B


8/7/19 NYMEX Amendments to the Settlement Procedure Documents for

Six (6) Henry Hub Natural Gas Futures Contracts DCM 19-198

8/7/19 NYMEX Initial Listing of the Singapore Fuel Oil Bunker 380 cst

(Argus) Futures Contract DCM

19-128 Exhibit B


8/1/19 CME Modifications to the CNH Cash-Settled Futures Market



8/1/19 CME Clearing Enhancements to the Margin Model for Interest Rate Swaps

and Commingled Contracts DCO 19-302

8/1/19 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 19-302S


2019 DCO 19-303





















7/29/19 NYMEX/COMEX

Amendments to NYMEX/COMEX Rule 703. (“Designations and Obligations of Metal Service Providers”) and

NYMEX/COMEX Rule 705. (“Metal Warrants”) Relating to the Acceptance of Gold Warrants as Performance Bond by

CME Clearing

DCM 19-284 (1 of 2) 19-284 (2 of 2)

7/29/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, NYMEX/COMEX Rule 820 (“Performance Bonds”) Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond,

Amendments to CME Rule 8G930.C (“Acceptable Performance Bond Deposits for IRS Products”) Permitting IRS Clearing Members to Accept COMEX Gold Warrants

as Performance Bond from Account Holders; Amendments to List of Acceptable Collateral

DCO/ DCM

19-283 (1 of 5) 19-283 (2 of 5) 19-283 (3 of 5) 19-283 (4 of 5) 19-283 (5 of 5)

7/29/19 CME/CBOT/

NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA

DCO/ DCM

19-283S (1 of 5) 19-283S (2 of 5) 19-283S (3 of 5) 19-283S (4 of 5) 19-283S (5 of 5)

7/29/19 NYMEX Initial Listing of Two (2) Micro European Refined (Platts)

Futures Contracts DCM

19-002 (1 of 2) 19-002 (2 of 2)

Exhibit B

7/29/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-002S (1 of 2) 19-002S (2 of 2)

7/26/19 CME Amendments to Foreign Exchange (“FX”) Options

Contracts Rulebook Chapters DCM 19-272

7/25/19 NYMEX Initial Listing of the LNG Japan/Korea Marker (Platts)

Futures-Style Margined Average Price Option Contract DCM

19-020 Exhibit B



Terms and Conditions - Week of July 15, 2019 DCM

19-297 Exhibit A



19-296 Exhibit A Exhibit B


2019 DCO 19-295

7/19/19 CBOT Reduction of the Coupon Rate of the December 2019 Contract Month of the 7-Yr USD Interest Rate Swap Futures and the 7-Yr Eris Swap Futures Contracts

DCM 19-257

7/19/19 NYMEX Initial Listing of Two (2) Crude Oil Spread Futures Contracts DCM 19-247 (1 of 2) 19-247 (2 of 2)

Exhibit B
























https://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-297_APPA.xls











7/19/19 COMEX Amendments to COMEX Rule 107101. (“Contract

Specifications”) of the Aluminum Futures Contract to Remove the Certificate of Origin Requirement

DCM 19-205



19-293 Exhibit B


2019 DCO 19-291

7/18/19 CME

Amendments to the CME Globex Trade Matching Algorithm for the Japanese Yen/U.S. Dollar (“JPY/USD”) and

Euro/U.S. Dollar (“EUR/USD”) Futures Calendar Spread Transactions

DCM 19-115

7/17/19 CME Modifications to the CNH Cash-Settled Futures Market




Program DCM 19-287




7/17/19 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market



7/17/19 NYMEX Modifications to the NYMEX Busheling Ferrous Scrap






















7/17/19 CME/CBOT/

NYMEX/COMEX Amendments to CME, CBOT, NYMEX/COMEX Rule 435.

(“Effect of Suspension or Expulsion”) DCO/ DCM

19-018 (1 of 5) 19-018 (2 of 5) 19-018 (3 of 5) 19-018 (4 of 5) 19-018 (5 of 5)

7/16/19 CME Extension of the FX Futures Block Price Maker Fee Waiver

Program DCM 19-288

7/16/19 CME Modifications to the BTIC on Sector Futures Market Maker

Program DCM 19-280


7/15/19 NYMEX Modifications to the NYMEX Natural Gas Options Portfolio

Program DCM 19-277


7/12/19 CME Extension of the BTIC on Nikkei 225 Fee Discount Program DCM 19-279


2019 DCO

19-278



19-275 Exhibit E



19-274 Exhibit C



19-273 Exhibit C

7/9/19 NYMEX Expansion of the Listing Schedule and Administrative

Amendments to the Crude Oil MidCurve Option Contracts DCM 19-249

7/9/19 CBOT Amendments to the Standard Options on Denatured

Ethanol Futures Contract DCM 19-229

7/5/19 CME Clearing REVISED: Adoption of a New Framework for Initial Margin

Calculations DCO 19-213R


Terms and Conditions - Week of June 24, 2019 DCM

19-271 Exhibit B

7/2/19 CME Clearing Weekly Notification of Rule Amendments - Week of June

24, 2019 DCO 19-270














https://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-275_APPE.xls


https://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-274_APPC.xls





http://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-213R.pdf

http://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-271.pdf

http://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-271_APPB.xls


7/1/2019 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. (“Anti-Money Laundering and Economic Sanctions

Compliance”)

DCO/ DCM

19-266 (1 of 5) 19-266 (2 of 5) 19-266 (3 of 5) 19-266 (4 of 5) 19-266 (5 of 5)

6/28/19 CME Expansion of the Listing Schedule of the Standard and

Poor’s 500 Total Return Index Futures Contract DCM 19-248


17, 2019 DCO 19-264

6/24/19 CME Clearing/

CBOT Amendments to the Disclaimer Rules of Five (5) Fertilizer

Contracts DCO/ DCM

19-228 (1 of 2) 19-228 (2 of 2)

6/24/19 CME Clearing Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared

Only) Contracts DCO 19-212

6/24/19 CME/CBOT Expansion of Trading at Settlement (TAS) Eligibility for the

Corn, Soybean, Chicago SRW Wheat, Live Cattle, and Lean Hog Futures Contracts

DCM 19-204 (1 of 2) 19-204 (2 of 2)


10, 2019 DCO

19-262

6/20/19 CME Clearing Implementation of the USD IRS House Liquidity Program DCO 19-261



19-260 Exhibit C



19-259 Exhibit A



19-258 Exhibit A

6/18/19 CBOT Termination of Condition of Force Majeure with Respect to

Corn and Soybean Shipping Stations on the Illinois and Mississippi Rivers

DCM 19-256

6/17/19 NYMEX Amendments to the Floating Price and Termination of

Trading Rules of the December Contract Months of Japan Crude Cocktail (Detailed) Futures Contract

DCM 19-203

6/14/19 CME SDR Acceptance of Swap Data Submissions for the Equity Asset

Class SDR 19-255

6/14/19 CME Modifications to the FX Futures Market Maker Program DCM 19-252


http://www.cmegroup.com/market-regulation/rule-filings/2019/7/19-266_1.pdf















http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-260_APPC.xls


http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-259_APPA.XLSX


http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-258_APPA.XLSX





http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-252S.pdf

6/14/19 COMEX Modifications to the Copper Options Liquidity Provider

Program DCM 19-246


6/14/19 COMEX Implementation of the Global Aluminum Futures Market






6/14/19 COMEX Implementation of the Global Aluminum Futures Volume



6/14/19 CME SDR Modifications to the CME SDR Fee Schedule SDR 19-181


Program DCM 19-242





6/13/19 NYMEX Modifications to the NYMEX Financial Natural Gas Market

Development Program DCM 19-240


6/13/19 NYMEX Second Extension of the Temporary Suspension of Trading

and Clearing of Three (3) EUA Futures and Option Contracts

DCM 19-227

















6/13/19 CME/CBOT Modifications to the Secured Overnight Financing Rate

(“SOFR”) Futures Market Maker Program DCM

19-218 (1 of 2) 19-218 (2 of 2)


6/12/19 CME Clearing Weekly Notification of Rule Amendments - Week of June 3,

2019 DCO 19-253

6/12/19 CME Modifications to the E-mini Sector Futures Market Maker

Program DCM 19-251


6/12/19 NYMEX Modifications to the CME Group Energy Portfolio Program DCM 19-237



(“OTC”) Interest Rate Swaps (“IRS”) DCO 19-233

6/12/19 NYMEX Modifications to the NYMEX Crude and Refined Calendar

Spread Option (“CSO”) Liquidity Provider Program DCM 19-222


6/11/19 NYMEX Modification to the NYMEX WTI Houston Crude Oil Futures

Liquidity Provider Program DCM 19-250


6/11/19 NYMEX Modifications to the Commercial Hedging Incentive

Program DCM 19-225


6/11/19 CBOT Modifications to the MAC Swap Futures Incentive Program DCM 19-223

6/10/19 NYMEX Modifications to the NYMEX Brent Spread Market Maker

Program DCM 19-244



http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-218S_1.pdf

















6/10/19 NYMEX Modifications to the NYMEX Natural Gas Options Portfolio

Program DCM 19-239


6/10/19 NYMEX Modifications to the NYMEX Crude and Refined Options



6/10/19 CME Modifications to the CME USD-Denominated Ibovespa

Index Futures Market Maker Program DCM 19-236


6/10/19 CME Modifications to the E-mini Russell 1000 Index Futures

Market Making Program DCM 19-235


6/10/19 CME Modifications to the E-mini® FTSE Emerging Index Futures



6/10/19 NYMEX Extension of the NGL Growth Incentive Program DCM 19-224


6/10/19 CME Extension of the Secured Overnight Financing Rate

(“SOFR”) Futures Block Discount Program DCM 19-219

6/7/19 NYMEX Expansion of Trading at Settlement (TAS) Eligibility for the

Light Sweet Crude Oil Futures Contract DCM 19-210

6/5/19 CME Clearing Weekly Notification of Rule Amendments - Week of May 27,

2019 DCO 19-230

















6/5/19 NYMEX Extension of the NYMEX Natural Gas Deferred Credit




Terms and Conditions - Week of May 27, 2019 DCM

19-231 Exhibit B

6/4/19 NYMEX Modifications to the NYMEX Power Volume Incentive

Program DCM 19-217


6/4/9 CME Implementation of the FX Options Give-up Surcharge Fee

Waiver Program DCM 19-216


2019 DCO 19-226

5/30/19 NYMEX Weekly Notification of Rule Amendments - Week of May 20,

2019 DCM 19-214


Terms and Conditions - Week of May 20, 2019 DCM

19-215 Exhibit B


2019 DCO 19-211

5/23/19 CBOT Initial Listing of Five (5) Fertilizer Futures Contracts DCM

19-184R (1 of 5) 19-184R (2 of 5) 19-184R (3 of 5) 19-184R (4 of 5) 19-184R (5 of 5)

Appendix F

5/22/19 CME

Amendments to the Position Limits for the Brazilian Real/U.S. Dollar (BRL/USD) Futures and Options Contracts and Termination of Trading Rule of the BRL/USD Weekly

Options Contracts

DCM 19-182

Exhibit A

5/21/19 CME Amendments to CME Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the USD-Denominated Ibovespa Index Futures Contract

DCM 19-176

5/21/19 NYMEX Amendments to the Minimum Price Fluctuation of Three (3)

Ethanol Futures and Option Contracts DCM 19-006

5/16/19 NYMEX Modifications to the NYMEX Fee Schedule for LNG Japan/Korea Marker (Platts) Average Price Options

DCM 19-208




http://www.cmegroup.com/market-regulation/rule-filings/2019/6/19-231_APPB.xlsx









http://www.cmegroup.com/market-regulation/rule-filings/2019/5/19-184R_1.pdf





http://www.cmegroup.com/market-regulation/rule-filings/2019/5/19-184_APPF.xlsx


http://www.cmegroup.com/market-regulation/rule-filings/2019/5/19-182_APPA.xlsx




5/16/19 CME/CBOT/

NYMEX/COMEX Modifications to the APAC FCM Incentive Program DCM

19-207 (1 of 4) 19-207 (2 of 4) 19-207 (3 of 4) 19-207 (4 of 4)

5/16/19 CME/CBOT/

NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

19-207S (1 of 4) 19-207S (2 of 4) 19-207S (3 of 4) 19-207S (4 of 4)

5/16/19 CME/CBOT/

NYMEX/COMEX Modifications to the Retail Broker Incentive Program DCM

19-206 (1 of 4) 19-206 (2 of 4) 19-206 (3 of 4) 19-206 (4 of 4)

5/16/19 COMEX Modifications to the Gold Options ETH Market Maker

Program DCM 19-200


5/16/19 NYMEX Correction to the Floating Price Rule Language of Nineteen

(19) Refined (Platts) Futures Contracts DCM 19-192

5/16/19 CME/CBOT/

NYMEX/COMEX Issuance of CME Group Market Regulation Advisory Notice

RA1906-5 Regarding Rule 526. (“Block Trades”) DCM

19-114 (1 of 4) 19-114 (2 of 4) 19-114 (3 of 4) 19-114 (4 of 4)


2019 DCO 19-209

5/15/19 CME Implementation of the FX Futures Calendar Spreads



5/15/19 CBOT

Amendments to CBOT Rule 703.C. (“Load-Out”) of Chapter 7 (“Delivery Facilities and Procedures”) in Connection with

Load-Out Procedures for Physically-Delivered Corn, Soybean, and SRW Wheat Futures Contracts

DCM 19-152S


Program DCM 19-202





5/7/19 CME Clearing Weekly Notification of Rule Amendments - Week of April

29, 2019 DCO 19-197






























Terms and Conditions - Week of April 29, 2019 DCM

19-196 Exhibit F


Terms and Conditions - Week of April 29, 2019 DCM 19-195


Terms and Conditions - Week of April 29, 2019 DCM 19-194

5/3/19 NYMEX Expansion of the Listing Schedule of the Light Sweet Crude

Oil Futures and Option Contracts DCM 19-183

5/2/19 CBOT Declaration of Force Majeure with respect to Corn and

Soybean Shipping Stations Due to Flooding on the Illinois and Mississippi Rivers

DCM 19-191


22, 2019 DCO 19-188


Terms and Conditions (Week of April 22, 2019 DCM 19-187

5/1/19 CME Expansion of the Listing Schedule of the Standard and

Poor’s 500 Total Return Index Futures Contract DCM 19-179

5/1/19 NYMEX Expansion of Trading at Settlement (“TAS”) Eligibility for the

Henry Hub Natural Gas Futures Contract DCM 19-158

4/29/19 NYMEX Delisting of Certain Previously-Listed Contract Months and

Subsequent Delisting of Four (4) Coal Option Contracts DCM 19-180

4/29/19 NYMEX Delisting of Eight (8) Natural Gas (Platts) Futures and

Options Contracts DCM

19-167 Exhibit B



19-186 Exhibit A


15, 2019 DCO 19-185

4/22/19 CME

Amendments to the Trading Hours and Daily Settlement Procedure Document and Daily Price Limits Rule in

Connection with the Random Length Lumber Futures and Options on Random Length Lumber Futures Contracts

DCM 19-168 (1 of 2) 19-168 (2 of 2)

4/17/19 CME/CBOT/

NYMEX/COMEX Amendments to Rule 106.K. DCM

19-104 (1 of 4) 19-104 (2 of 4) 19-104 (3 of 4) 19-104 (4 of 4)

4/16/19 CME Clearing Amendments to CME Rule 8G930.C. (“Acceptable

Performance Bond Deposits for IRS Products”) DCO 19-178


http://www.cmegroup.com/market-regulation/rule-filings/2019/5/19-196_APPF.xls

























4/16/19 CME Clearing Weekly Notification of Rule Amendments - Week of April 8,

2019 DCO 19-175



19-174 Exhibit A

4/16/19 CME/CBOT Implementation of the Micro E-mini Futures Market Maker

Program DCM

19-161 (1 of 2) 19-161 (2 of 2)


4/12/19 CME/CBOT/


19-166 (1 of 4) 19-166 (2 of 4) 19-166 (3 of 4) 19-166 (4 of 4)

4/12/19 CME/CBOT/


Program DCM

19-165 (1 of 4) 19-165 (2 of 4) 19-165 (3 of 4) 19-165 (4 of 4)

4/12/19 CME/CBOT/


Program DCM

19-164 (1 of 4) 19-164 (2 of 4) 19-164 (3 of 4) 19-164 (4 of 4)

4/12/19 CME/CBOT/



19-163 (1 of 4) 19-163 (2 of 4) 19-163 (3 of 4) 19-163 (4 of 4)

4/12/19 CME/CBOT/


19-162 (1 of 4) 19-162 (2 of 4) 19-162 (3 of 4) 19-162 (4 of 4)

4/12/19 COMEX Implementation of the APAC Copper Options Liquidity



4/12/19 CME Clearing Implementation of the Cleared OTC London Gold & Silver

Forwards Incentive Program DCO 19-159


4/12/19 CME/CBOT

Initial Listing of Micro E-mini Standard and Poor’s 500 Stock Price Index Futures, Micro E-mini Nasdaq-100 Index

Futures, Micro E-mini Russell 2000 Index Futures and Micro E-mini Dow Jones Industrial Average Index Futures

Contracts

DCM

19-140 (1 of 4) 19-140 (2 of 4) 19-140 (3 of 4) 19-140 (4 of 4)

Exhibit E


http://www.cmegroup.com/market-regulation/rule-filings/2019/4/19-177_APPA.pdf






































http://www.cmegroup.com/market-regulation/rule-filings/2019/4/19-140_APPE.xlsx

4/11/19 NYMEX Extension of the Temporary Suspension of Trading and Clearing of Three (3) EUA Futures and Option Contracts

DCM 19-153

4/10/19 CME/CBOT/

NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. (“Globex

Opening”), RA1904-5 Regarding Rule 575. (“Disruptive Practices Prohibited”) and RA1905-5 Regarding Rule 534.

(“Wash Trades Prohibited”)

DCM

19-150 (1 of 4) 19-150 (2 of 4) 19-150 (3 of 4) 19-150 (4 of 4)



19-173 Exhibit A



19-172 Exhibit B



19-171 Exhibit B



19-170 Exhibit B

4/9/19 CME Clearing Weekly Notification of Rule Amendments - Week of April 1,

2019 DCO 19-169

4/9/19 CME Amendments to the CME Globex Trade Matching Algorithm

for the British Pound/US Dollar (“GBP/USD”) Futures Calendar Spread Transactions

DCM 19-151

4/4/19 NYMEX Initial Listing of Physically-Delivered E-micro Palladium


19-003 Exhibit B

4/3/19 CME Clearing Weekly Notification of Rule Amendments - Week of March

25, 2019 DCO 19-156


Terms and Conditions - Week of March 25, 2019 DCM 19-155


Terms and Conditions - Week of March 25, 2019 DCM

19-154 Exhibit A

3/28/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption

of a Contracts Eligible for Offset Table.

DCO/ DCM

19-004 (1 of 6) 19-004 (2 of 6) 19-004 (3 of 6) 19-004 (4 of 6) 19-004 (5 of 6) 19-004 (6 of 6)

Exhibit B


18, 2019 DCO 19-145

3/27/19 COMEX Initial Listing of the U.S. Midwest Hot-Rolled Coil Steel

(Platts) Futures DCM

19-135 Exhibit B



































19-149 Exhibit C





19-147 Exhibit C



19-146 Exhibit C

3/25/19 CME Issuance of CME Market Regulation Advisory Notice RA1901-2 Concerning CME Rule 549. (“Large Order

Execution Transactions (“LOX Orders”)”) DCM 19-142

3/25/19 CME Clearing Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only)

Contracts DCO

19-134 Exhibit C


11, 2019 DCO 19-144



3/18/19 CME Delisting of the CME Bloomberg Dollar Spot Index Futures

Contract DCM

19-133 Exhibit B

3/15/19 NYMEX Modifications to the Crude and Refined OTC Incentive

Program DCM 19-138


3/15/19 NYMEX Initial Listing of Two (2) Freight (Baltic) Futures Contracts DCM 19-079 (1 of 2) 19-079 (2 of 2)

Exhibit B





Program DCM 19-136






http://www.cmegroup.com/market-regulation/rule-filings/2019/3/19-147_APPC.xlsx




















3/14/19 NYMEX Initial Listing of the Japan Crude Cocktail (Detailed) Futures

Contract DCM

19-013 Exhibit B


4, 2019 DCO 19-139

3/13/19 CBOT Modifications to the Eris Swap Futures Market Maker

Program DCM 19-137

3/13/19 NYMEX Expansion of the Listing Schedule of One (1) German

Power Futures Contract and Amendments to the Floating Price Rules of Two (2) German Power Futures Contracts

DCM 19-080

3/13/19 CBOT/NYMEX/

COMEX

Amendments to CBOT and NYMEX/COMEX Rule 589. (“Special Price Fluctuation Limits”), the Special Price Fluctuation Limits and Daily Price Limits Table and

Application of Dynamic Price Fluctuation Limits to Various NYMEX Energy and NYMEX and COMEX Metals Contracts

DCM

19-014 (1 of 3) 19-014 (2 of 3) 19-014 (3 of 3)

Exhibit B Exhibit C

3/12/19 CME Amendments to the Daily Settlement Procedure Document

for the USD Denominated Ibovespa Futures Contract DCM 19-109

3/12/19 NYMEX

Amendments to NYMEX Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the LOOP Crude

Oil Storage Futures and U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Futures Contracts

DCM 19-108

3/6/19 CME/CBOT/

NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. (“Identification of Globex

Terminal Operators”) DCM

19-103 (1 of 4) 19-103 (2 of 4) 19-103 (3 of 4) 19-103 (4 of 4)


Terms and Conditions - Week of February 25, 2019 DCM

19-132 Exhibit C



19-131 Exhibit A


Terms and Conditions - Week of February 25, 2019 DCM 19-130


February 25, 2019 DCO 19-129

3/4/19 CME/CBOT/

NYMEX/COMEX

Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. (“Exchange for Related

Position Transactions”) DCM

19-127 (1 of 4) 19-127 (2 of 4) 19-127 (3 of 4) 19-127 (4 of 4)

3/4/19 CBOT Delisting of the Physically-Delivered Black Sea Wheat


19-101 Exhibit B










http://www.cmegroup.com/market-regulation/rule-filings/2019/3/19-014_APPB.pdf





















February 18, 2019 DCO 19-126

2/27/19 NYMEX Supplemental information to NYMEX Submission 19-110 DCM 19-110S Exhibit A

2/26/19 CBOT Increase of Premium Range of Cabinet Trades of the

Options on KC HRW Wheat Futures Contract DCM 19-119








19-123 Exhibit B



19-122 Exhibit K



19-121 Exhibit B

2/22/19 NYMEX Initial Listing of Eight (8) Marine Fuel 0.5% (Platts) BALMO

Futures Contracts DCM

19-010 (1 of 8) 19-010 (2 of 8) 19-010 (3 of 8) 19-010 (4 of 8) 19-010 (5 of 8) 19-010 (6 of 8) 19-010 (7 of 8) 19-010 (8 of 8)

Exhibit B


February 11, 2019 DCO 19-120

2/20/19 CME

Notification of Amendments to CME Rule 589. (Special Price Fluctuation Limits), the Special Price Fluctuation Limits and Daily Price Limits Table and Application of Dynamic Price Fluctuation Limits to Bitcoin Futures.

DCM 19-015

2/19/19 COMEX Decrease of the Spot Month Position Limit, Single Month Accountability Level and All Month Accountability Level of

the Zinc Futures Contract DCM


2/19/19 COMEX Decrease of Spot Month Position Limits of Five (5) Copper

Futures and Option Contracts DCM








http://www.cmegroup.com/market-regulation/rule-filings/2019/2/19-110_APPAS.xlsx









http://www.cmegroup.com/market-regulation/rule-filings/2019/2/19-122_APPK.xls























February 4, 2019 DCO 19-116

2/13/19 CME Modifications to the Bitcoin Futures Passive Volume Market

Maker Program) DCM 19-112



(“OTC”) Interest Rate Swaps (“IRS”) DCM 19-111

2/13/19 NYMEX Decrease of Spot Month Position Limits for Fifteen (15)

Fuel Oil Futures and Option Contracts DCM

19-110 Exhibit A

2/13/19 COMEX Modifications to the Global Zinc Futures Market Maker

Program DCM 19-106


2/13/19 NYMEX/COMEX Modifications to the NYMEX/COMEX Fee Schedule for Hot-

Rolled Coil Steel Options DCM

19-105 (1 of 2) 19-105 (2 of 2)

2/12/19 NYMEX Modifications to the European Power Liquidity Program DCM 19-113


2/12/19 CME Modifications to the TOPIX Futures Fee Waiver Program DCM 19-107

2/11/19 NYMEX Delisting of the Iron Ore 62% Fe, CFR North China (Platts) Futures and the Iron Ore 62% Fe, CFR North China (Platts)

Average Price Option Contracts DCM

19-008 Exhibit B

2/8/19 NYMEX Delisting of the Daily European Allowance (EUA) Futures

Contract DCM

19-090 Exhibit B

2/8/19 NYMEX Delisting Previously-Listed Contract Months and

Suspension of Trading and Clearing of Three (3) EUA Futures and Option Contracts

DCM 19-089

2/6/19 CME Clearing Weekly Notification of Rule Amendments - Week of January

28, 2019 DCO 19-100


Terms and Conditions - Week of January 28, 2019 DCM 19-099























2/5/19 CME/CBOT/

NYMEX/COMEX

Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. (“Acceptable Performance Bond Deposits”) Permitting

Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond.

DCO/ DCM

19-097 (1 of 5) 19-097 (2 of 5) 19-097 (3 of 5) 19-097 (4 of 5) 19-097 (5 of 5)

2/5/19 CME/CBOT/

NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA

DCO/ DCM

19-097S (1 of 5) 19-097S (2 of 5) 19-097S (3 of 5) 19-097S (4 of 5) 19-097S (5 of 5)



2/1/19 NYMEX Expansion of Listed Schedule of the WTI Houston Crude

Oil Futures Contract DCM 19-093

2/1/19 COMEX Trading-at-Marker (“TAM”) Eligibility for the Copper Futures

Contract DCM

19-019 Exhibit A

1/31/19 CME Implementation of the Japan Basis Trade at Index Close

("BTIC") Market Maker Program DCM 19-091


1/31/19 NYMEX Initial Listing of Seventeen (17) Crude Oil Futures and

Related Average Price Option Contracts DCM

19-011 (1 of 17) 19-011 (2 of 17) 19-011 (3 of 17) 19-011 (4 of 17) 19-011 (5 of 17) 19-011 (6 of 17) 19-011 (7 of 17) 19-011 (8 of 17) 19-011 (9 of 17) 19-011 (10 of 17) 19-011 (11 of 17) 19-011 (12 of 17) 19-011 (13 of 17) 19-011 (14 of 17) 19-011 (15 of 17) 19-011 (16 of 17) 19-011 (17 of 17)

Exhibit B


21, 2019 DCO

19-092

1/30/19 CME Modifications to the E-Mini S&P Trade at Cash Open

("TACO") Futures Market Maker Program DCM 19-088







































1/30/19 CME Clearing Modifications to CME Clearing Manual of Operations DCO 19-087


1/30/19 CME Implementation of the S&P Options Broker Rebate Program DCM 19-061


1/30/19 CME Implementation of the BTIC on Nikkei 225 Fee Discount

Program DCM 19-059

1/29/19 COMEX Initial Listing of the Aluminum MW U.S. Transaction

Premium Platts (25MT) Average Price Option DCM

19-085 Exhibit B


1/29/19 NYMEX Amendments to the Light Sweet Crude Oil Futures Contract

to Delete References to Foreign Crude Oil Delivery DCM 19-035

1/29/19 CME

Addition of Swiss Franc/US Dollar and New Zealand Dollar/US Dollar Spot FX Basis Spreads on CME FX Link

and Related Amendments to Appendix A (“Spot FX Transactions”) of CME Rulebook Chapter 13 (“Spot FX

Transactions”)

DCM 19-017

1/28/19 NYMEX Notification Regarding the Decrease in Spot Month Position Limits for the Chicago Ethanol (Platts) Futures Contract and

Related Option Contracts DCM



1/28/19 CME/CBOT Amendments to the Bloomberg Roll Select Commodity Index Futures and S&P GSCI ER Index Futures Daily

Settlement Procedure Documents DCM

19-022 (1 of 2) 19-022 (2 of 2)

1/28/19 NYMEX/COMEX Expansion of Trading- at-Settlement (“TAS”) Eligibility for

the Gold Futures, Silver Futures, Copper Futures, and Platinum Futures Contracts

DCM 19-021 (1 of 2) 19-021 (2 of 2)

1/28/19 CME

Basis Trade at Index Close (BTIC) Eligibility and Expansion of Listing Schedules in CME Nikkei Stock Average Futures and CME Yen Denominated Nikkei Stock Average Futures

Contracts

DCM 19-012 (1 of 2) 19-012 (2 of 2)


Terms and Conditions - Week of January 14, 2019 DCM

19-084 Exhibit D























http://www.cmegroup.com/market-regulation/rule-filings/2019/1/19-084-APPD.xls






Terms and Conditions - Week of January 14, 2019 DCM

19-081 Exhibit A




7, 2019 DCO 19-076

1/16/19 CME/CBOT/

NYMEX/COMEX Modifications to the APAC FCM Incentive Program DCM

19-074 (1 of 4) 19-074 (2 of 4) 19-074 (3 of 4) 19-074 (4 of 4)

1/16/19 CME/CBOT/

NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM

19-074S (1 of 4) 19-074S (2 of 4) 19-074S (3 of 4) 19-074S (4 of 4)

1/16/19 CME/CBOT Modifications to the Secured Overnight Financing Rate

(“SOFR”) Futures Market Maker Program DCM

19-072 (1 of 2) 19-072 (2 of 2)


1/16/19 CME/CBOT/

NYMEX/COMEX Modifications to the Retail Broker Incentive Program DCM

19-071 (1 of 4) 19-071 (2 of 4) 19-071 (3 of 4) 19-071 (4 of 4)

1/16/19 COMEX Modifications to the COMEX Fee Schedule for Aluminum,

Zinc, and Lead Futures DCM 19-067

1/16/19 NYMEX Modifications to the NYMEX Fee Schedule for Iron Ore

Futures and Options DCM 19-066

1/16/19 COMEX Modifications to the Globex Base Metals Volume Incentive

Program DCM 19-050


1/16/19 NYMEX/COMEX Modifications to the Globex Precious Metals Volume


19-049 (1 of 2) 19-049 (2 of 2)

1/16/19 NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-049S (1 of 2) 19-049S (2 of 2)































1/16/19 NYMEX Modifications to the NYMEX Busheling Ferrous Scrap



1/16/19 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market



1/16/19 CME/CBOT/


19-045 (1 of 4) 19-045 (2 of 4) 19-045 (3 of 4) 19-045 (4 of 4)

1/16/19 CME/CBOT/


Program DCM

19-044 (1 of 4) 19-044 (2 of 4) 19-044 (3 of 4) 19-044 (4 of 4)

1/16/19 CME/CBOT/


Program DCM

19-043 (1 of 4) 19-043 (2 of 4) 19-043 (3 of 4) 19-043 (4 of 4)

1/16/19 CME/CBOT/



19-040 (1 of 4) 19-040 (2 of 4) 19-040 (3 of 4) 19-040 (4 of 4)

1/16/19 CME/CBOT/


19-039 (1 of 4) 19-039 (2 of 4) 19-039 (3 of 4) 19-039 (4 of 4)

1/16/19 NYMEX Modifications to the NYMEX Brent Spread Market Maker

Program DCM 19-028


1/15/19 CME/CBOT Modifications to the CME/CBOT E-mini Equity Index

Futures Market Maker Program DCM

19-075 (1 of 2) 19-075 (2 of 2)



Deferred 30-Day Federal Fund Futures DCM 19-070

1/15/19 CME/CBOT Modifications to the E-mini Equity Index Futures BTIC

Market Maker Program DCM

19-069 (1 of 2) 19-069 (2 of 2)





































1/15/19 CME Modifications to the TOPIX Futures Market Maker Program DCM 19-068


1/15/19 CME Modifications to the E-mini Sector Futures Market Maker

Program DCM 19-060


1/15/19 CME Modifications to the Nikkei 225 Futures Volume Incentive

Program DCM 19-058


1/15/19 NYMEX Modifications to the International Coal Liquidity Provider

Program DCM 19-055


1/15/19 CME Modifications to the FX Futures Block Price Maker Fee

Waiver Program DCM 19-046




1/15/19 NYMEX Modifications to the NYMEX Natural Gas Options Incentive

Program DCM 19-032


1/15/19 NYMEX Extension of the NYMEX Natural Gas Futures Volume



1/15/19 NYMEX Modifications to the NYMEX Brent Futures Market Maker

Program DCM 19-027






















1/14/19 CBOT Modifications to the Grain & Oilseed Deferred Futures

Contract Market Maker Program DCM 19-057


1/14/19 NYMEX Modifications to the European Power Liquidity Program DCM 19-054


1/14/19 CME Modifications to the Agricultural Options Market Maker

Program DCM 19-051

1/14/19 CME/CBOT Extension of the Agricultural Futures Resting Order

Program DCM

19-037 (1 of 2) 19-037 (2 of 2)

1/14/19 NYMEX Modifications to the NYMEX Natural Gas Options Gateway



1/14/19 NYMEX/COMEX Delisting of Illinois Basin Coal Futures Contract DCM 19-016 (1 of 2) 19-016 (2 of 2)

Exhibit B

1/11/19 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018

DCM 19-065

Exhibit C

1/11/19 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018

DCM 19-064

Exhibit C Exhibit E






















http://www.cmegroup.com/market-regulation/rule-filings/2019/1/19-064_APPE.xlsx

1/11/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018

DCM 19-063

Exhibit B Exhibit C


Program DCM 19-053



Program DCM 19-052


1/11/19 NYMEX Modifications to the European Natural Gas Market Maker

Program DCM 19-036



Electronic Treasury Options DCM 19-034

1/11/19 NYMEX Modifications to the NYMEX Crude and Refined Futures

Volume Incentive Program DCM 19-030



Gateway Incentive Program DCM 19-024


1/11/19 NYMEX Modifications to the NYMEX Commercial Brent Spread




December 31, 2018 DCO 19-062

1/10/19 CME Modifications to the NYMEX Natural Gas Deferred Credit




http://www.cmegroup.com/market-regulation/rule-filings/2019/1/19-063_APPC.pdf




http://www.cmegroup.com/market-regulation/rule-filings/2019/1/19-052S













1/10/19 CME Termination of the E-mini FTSE Index Futures Market



1/10/19 NYMEX Termination of the E-mini FTSE China 50 Index Futures




December 24, 2018 DCO 19-029





