2019 general compliance external training, quiz and key 1 ... · 2019 general compliance_external...
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2019 General Compliance_External Training, Quiz and Key
1. 2019 General Compliance
1.1 Medicare Parts C and D General Compliance
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2. Training Overview
2.1 Training Overview
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2.2 Training Overview
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2.3 Training Overview
Note: For paper versions of the training, the Key Terms and Acronyms resource is located at the
end of this document.
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2.4 Training Overview
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2.5 Training Overview
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2.6 Training Overview
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2.7 Training Overview
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3. Lesson 1
3.1 Lesson 1: Compliance Program Training
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3.2 Lesson 1: Compliance Program Training
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3.3 Lesson 1: Compliance Program Training
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3.4 Lesson 1: Compliance Program Training
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3.5 Lesson 1: Compliance Program Training
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3.6 Lesson 1: Compliance Program Training
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3.7 Lesson 1: Compliance Program Training
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3.8 Lesson 1: Compliance Program Training
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3.9 Lesson 1: Compliance Program Training
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3.10 Lesson 1: Compliance Program Training
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3.11 Lesson 1: Compliance Program Training
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3.12 Lesson 1: Compliance Program Training
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3.13 Lesson 1: Compliance Program Training
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3.14 Lesson 1: Compliance Program Training
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3.15 Lesson 1: Compliance Program Training
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3.16 Lesson 1: Compliance Program Training
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3.17 Lesson 1: Compliance Program Training
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3.18 Lesson 1: Compliance Program Training
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3.19 Lesson 1 Knowledge Check
Correct Choice
Contact law enforcement
Nothing
Wait to confirm someone is processing the appeals before taking further
action
Contact your supervisor
x Contact your compliance department (via compliance hotline or other
mechanism)
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Correct Choice
Refuse to change the date or waive the premiums but decide not to
mention the request to a supervisor or the compliance department
Make the requested changes because the sales agent determines the
beneficiary’s start date and monthly premiums
Tell the sales agent you will take care of it but then process the
application properly (without the requested revisions)—you will not file
a report because you don’t want the sales agent to retaliate against you
X Process the application properly (without the requested revisions)—
inform your supervisor and the compliance officer about the sales
agent’s request
Contact law enforcement and CMS to report the sales agent’s behavior
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Correct Choice
Decide not to worry about it as your supervisor instructed—you notified
your supervisor last month and now it’s his responsibility
X Although you know about the Sponsor’s non-retaliation policy, you are
still nervous about reporting—to be safe, you submit a report through
your compliance department’s anonymous tip line to avoid identification
Wait until the next month to see if the same enrollees appear on the
report again, figuring it may take a few months for CMS to reconcile its
records—if they are, then you will say something to your supervisor
again
Contact law enforcement and CMS to report the discrepancy
Ask your supervisor about the discrepancy again
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Correct Choice
Call local law enforcement
Perform another review
Contact your compliance department (via compliance hotline or other
mechanism)
Discuss your concerns with your supervisor
X Follow your pharmacy’s procedures
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3.20 Lesson 1: Compliance Program Training
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4. Post-assessment
4.1 Post-assessment
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4.2 Post-assessment
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Question 1 of 10
Correct Choice
True
X False
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Question 2 of 10
Correct Choice
A. Telephone hotlines
B. Report on the Sponsor’s website
C. In-person reporting to the compliance department/supervisor
X D. All of the above
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Question 3 of 10
Correct Choice
A. Allows the Sponsor to discipline employees who violate the Code of
Conduct
B. Prohibits management and supervisor from harassing employees for
misconduct
X C. Protects employees who, in good faith, report suspected non-
compliance
D. Prevents fights between employees
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Question 4 of 10
Correct Choice
X True
False
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Question 5 of 10
Correct Choice
True
X False
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Question 6 of 10
Correct Choice
True
X False
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Question 7 of 10
Correct Choice
True
X False
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Question 8 of 10
Correct Choice
True
X False
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Question 9 of 10
Correct Choice
X A. Protects enrollees, avoids recurrence of the same non-compliance,
and promotes efficiency
B. Ensures bonuses for all employees
C. Both A. and B.
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Question 10 of 10
Correct Choice
A. Disciplinary action
B. Termination of employment
C. Exclusion from participation in all Federal health care programs
X D. All of the above
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4.5 Prime Therapeutics’ Reporting Methods
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4.6 Thank you for completing the course!
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Acronyms
CFR: Code of Federal Regulations
CMS: Centers for Medicare & Medicaid Services
FDR: First-tier, Downstream, and Related Entity
FEP: Federal Employee Program
FWA: Fraud, Waste, and Abuse
HHS: U.S Department of Health & Human Services
HIPAA: Health Insurance Portability and Accountability Act
MA: Medicare Advantage
MA-PD: Medicare Advantage Prescription Drug
MAO: Medicare Advantage Organization
OIG: Office of Inspector General
PDP: Prescription Drug Plan
Key Terms
Internal Auditing: Internal auditing is a formal review of compliance with a particular set of
standards (for example, policies, procedures, laws, and regulations) used as base measures.
Internal Monitoring Activities: Internal monitoring activities include regular reviews confirming
ongoing compliance and taking effective corrective actions.
Medicare Part C: Medicare Part C, or Medicare Advantage (MA), is a health insurance option
available to Medicare beneficiaries, run by private, Medicare-approved insurance companies.
These companies arrange for, or directly provide health care services to the beneficiaries who
enroll in an MA plan. MA plans must cover all services that Medicare covers with the exception of
hospice care. They provide Part A and Part B benefits and may also include prescription drug
coverage and other supplemental benefits.
Medicare Part D: Medicare Part D, the Prescription Drug Benefit, provides prescription drug
coverage to Medicare beneficiaries enrolled in Part A and/or Part B who enroll in a Medicare
Prescription Drug Plan (PDP) or an MA Prescription Drug (MA-PD) plan. Medicare approved
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insurance and other companies provide prescription drug coverage to individuals living in a plan’s
service area.
Non-compliance: Non-compliance is conduct that does not conform to the law, Federal health
care program requirements, or an organization’s ethical and business policies
Standards of Conduct (or Code of Conduct): The Standards of Conduct state the
organization’s compliance expectations and their operational principles and values.