3 advisory vote on golden parachutes mgmt for against ... · record date: 07/01/2016 country: usa...
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Vote Summary ReportReporting Period: 07/01/2016 to 09/30/2016
Location(s): All LocationsInstitution Account(s): 6601 OAKMARK NATIXIS TM FUND
LinkedIn Corporation
Meeting Date: 08/19/2016
Record Date: 07/18/2016
Country: USA
Meeting Type: Special
Primary Security ID: 53578A108
Ticker: LNKD
Shares Voted: 615
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Merger Agreement 1
Mgmt ForForAdjourn Meeting 2
Mgmt AgainstForAdvisory Vote on Golden Parachutes 3
Liberty Interactive Corporation
Meeting Date: 08/23/2016
Record Date: 07/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 53071M104
Ticker: QVCA
Shares Voted: 9,710
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Malone Mgmt For For
Mgmt ForForElect Director M. Ian G. Gilchrist 1.2
Mgmt ForForElect Director Mark C. Vadon 1.3
Mgmt ForForElect Director Andrea L. Wong 1.4
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt AgainstForApprove Omnibus Stock Plan 3
Diageo plc
Meeting Date: 09/21/2016
Record Date: 08/05/2016
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G42089113
Ticker: DGE
Shares Voted: 1,870
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForAccept Financial Statements and Statutory Reports
1
Vote Summary ReportReporting Period: 07/01/2016 to 09/30/2016
Location(s): All LocationsInstitution Account(s): 6601 OAKMARK NATIXIS TM FUND
Diageo plc
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Remuneration Report 2
Mgmt ForForApprove Final Dividend 3
Mgmt ForForRe-elect Peggy Bruzelius as Director 4
Mgmt ForForRe-elect Lord Davies of Abersoch as Director 5
Mgmt ForForRe-elect Ho KwonPing as Director 6
Mgmt ForForRe-elect Betsy Holden as Director 7
Mgmt ForForRe-elect Dr Franz Humer as Director 8
Mgmt ForForRe-elect Nicola Mendelsohn as Director 9
Mgmt ForForRe-elect Ivan Menezes as Director 10
Mgmt ForForRe-elect Philip Scott as Director 11
Mgmt ForForRe-elect Alan Stewart as Director 12
Mgmt ForForElect Javier Ferran as Director 13
Mgmt ForForElect Kathryn Mikells as Director 14
Mgmt ForForElect Emma Walmsley as Director 15
Mgmt ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
Mgmt ForForAuthorise Board to Fix Remuneration of Auditors
17
Mgmt ForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForAuthorise EU Political Donations and Expenditure
21
FedEx Corporation
Meeting Date: 09/26/2016
Record Date: 08/01/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 31428X106
Ticker: FDX
Shares Voted: 1,700
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James L. Barksdale Mgmt For For
Vote Summary ReportReporting Period: 07/01/2016 to 09/30/2016
Location(s): All LocationsInstitution Account(s): 6601 OAKMARK NATIXIS TM FUND
FedEx Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director John A. Edwardson 1.2
Mgmt ForForElect Director Marvin R. Ellison 1.3
Mgmt ForForElect Director John C. ("Chris") Inglis 1.4
Mgmt ForForElect Director Kimberly A. Jabal 1.5
Mgmt ForForElect Director Shirley Ann Jackson 1.6
Mgmt ForForElect Director R. Brad Martin 1.7
Mgmt ForForElect Director Joshua Cooper Ramo 1.8
Mgmt ForForElect Director Susan C. Schwab 1.9
Mgmt ForForElect Director Frederick W. Smith 1.10
Mgmt ForForElect Director David P. Steiner 1.11
Mgmt ForForElect Director Paul S. Walsh 1.12
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstReport on Lobbying Payments and Policy 4
SH AgainstAgainstExclude Abstentions from Vote Counts 5
SH AgainstAgainstAdopt Holy Land Principles 6
SH AgainstAgainstReport Application of Company Non-Discrimination Policies in States With Pro-Discrimination Laws
7
Vote Summary ReportReporting Period: 10/01/2016 to 12/31/2016
Location(s): All Locations
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Parker-Hannifin Corporation
Meeting Date: 10/26/2016
Record Date: 08/31/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 701094104
Ticker: PH
Shares Voted: 2,255
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Lee C. Banks 1.1
Mgmt ForForElect Director Robert G. Bohn 1.2
Mgmt ForForElect Director Linda S. Harty 1.3
Mgmt ForForElect Director Robert J. Kohlhepp 1.4
Mgmt ForForElect Director Kevin A. Lobo 1.5
Mgmt ForForElect Director Klaus-Peter Muller 1.6
Mgmt ForForElect Director Candy M. Obourn 1.7
Mgmt ForForElect Director Joseph Scaminace 1.8
Mgmt ForForElect Director Wolfgang R. Schmitt 1.9
Mgmt ForForElect Director Ake Svensson 1.10
Mgmt ForForElect Director James R. Verrier 1.11
Mgmt ForForElect Director James L. Wainscott 1.12
Mgmt ForForElect Director Thomas L. Williams 1.13
Mgmt ForForRequire Advance Notice for Shareholder Nominations
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForApprove Omnibus Stock Plan 5
Automatic Data Processing, Inc.
Meeting Date: 11/08/2016
Record Date: 09/09/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 053015103
Ticker: ADP
Shares Voted: 3,210
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Peter Bisson Mgmt For For
Vote Summary ReportReporting Period: 10/01/2016 to 12/31/2016
Location(s): All Locations
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Automatic Data Processing, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Richard T. Clark 1.2
Mgmt ForForElect Director Eric C. Fast 1.3
Mgmt ForForElect Director Linda R. Gooden 1.4
Mgmt ForForElect Director Michael P. Gregoire 1.5
Mgmt ForForElect Director R. Glenn Hubbard 1.6
Mgmt ForForElect Director John P. Jones 1.7
Mgmt ForForElect Director William J. Ready 1.8
Mgmt ForForElect Director Carlos A. Rodriguez 1.9
Mgmt ForForElect Director Sandra S. Wijnberg 1.10
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Oracle Corporation
Meeting Date: 11/16/2016
Record Date: 09/19/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Shares Voted: 8,135
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For For
Mgmt ForForElect Director H. Raymond Bingham 1.2
Mgmt ForForElect Director Michael J. Boskin 1.3
Mgmt ForForElect Director Safra A. Catz 1.4
Mgmt ForForElect Director Bruce R. Chizen 1.5
Mgmt ForForElect Director George H. Conrades 1.6
Mgmt ForForElect Director Lawrence J. Ellison 1.7
Mgmt ForForElect Director Hector Garcia-Molina 1.8
Mgmt ForForElect Director Jeffrey O. Henley 1.9
Mgmt ForForElect Director Mark V. Hurd 1.10
Mgmt ForForElect Director Renee J. James 1.11
Vote Summary ReportReporting Period: 10/01/2016 to 12/31/2016
Location(s): All Locations
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Oracle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Leon E. Panetta 1.12
Mgmt ForForElect Director Naomi O. Seligman 1.13
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstReport on Lobbying Payments and Policy 4
Microsoft Corporation
Meeting Date: 11/30/2016
Record Date: 09/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Shares Voted: 5,080
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, lll Mgmt For For
Mgmt ForForElect Director Teri L. List-Stoll 1.2
Mgmt ForForElect Director G. Mason Morfit 1.3
Mgmt ForForElect Director Satya Nadella 1.4
Mgmt ForForElect Director Charles H. Noski 1.5
Mgmt ForForElect Director Helmut Panke 1.6
Mgmt ForForElect Director Sandra E. Peterson 1.7
Mgmt ForForElect Director Charles W. Scharf 1.8
Mgmt ForForElect Director John W. Stanton 1.9
Mgmt ForForElect Director John W. Thompson 1.10
Mgmt ForForElect Director Padmasree Warrior 1.11
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForAmend Right to Call Special Meeting 4
Mgmt ForForAmend Omnibus Stock Plan 5
SH AgainstAgainstProxy Access 6
Vote Summary ReportReporting Period: 10/01/2016 to 12/31/2016
Location(s): All Locations
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Medtronic plc
Meeting Date: 12/09/2016
Record Date: 10/11/2016
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Shares Voted: 1,165
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt For For
Mgmt ForForElect Director Craig Arnold 1b
Mgmt ForForElect Director Scott C. Donnelly 1c
Mgmt ForForElect Director Randall J. Hogan, III 1d
Mgmt ForForElect Director Omar Ishrak 1e
Mgmt ForForElect Director Shirley Ann Jackson 1f
Mgmt ForForElect Director Michael O. Leavitt 1g
Mgmt ForForElect Director James T. Lenehan 1h
Mgmt ForForElect Director Elizabeth G. Nabel 1i
Mgmt ForForElect Director Denise M. O'Leary 1j
Mgmt ForForElect Director Kendall J. Powell 1k
Mgmt ForForElect Director Robert C. Pozen 1l
Mgmt ForForElect Director Preetha Reddy 1m
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstForProvide Proxy Access Right 4
Mgmt ForForAmend Articles of Association 5a
Mgmt ForForAmend Memorandum of Association 5b
Mgmt ForForAmend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits
6
Vote Summary ReportDate range covered: 01/01/2017 to 03/31/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Visa Inc.
Meeting Date: 01/31/2017
Record Date: 12/02/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 92826C839
Ticker: V
Primary CUSIP: 92826C839 Primary ISIN: US92826C8394 Primary SEDOL: B2PZN04
Shares Voted: 4,390
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Lloyd A. Carney 1a
Mgmt ForForForElect Director Mary B. Cranston 1b
Mgmt ForForForElect Director Francisco Javier Fernandez-Carbajal
1c
Mgmt ForForForElect Director Gary A. Hoffman 1d
Mgmt ForForForElect Director Alfred F. Kelly, Jr. 1e
Mgmt ForForForElect Director Robert W. Matschullat 1f
Mgmt ForForForElect Director Suzanne Nora Johnson 1g
Mgmt ForForForElect Director John A.C. Swainson 1h
Mgmt ForForForElect Director Maynard G. Webb, Jr. 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Apple Inc.
Meeting Date: 02/28/2017
Record Date: 12/30/2016
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Primary CUSIP: 037833100 Primary ISIN: US0378331005 Primary SEDOL: 2046251
Shares Voted: 3,630
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director James Bell Mgmt For For For
Mgmt ForForForElect Director Tim Cook 1.2
Mgmt ForForForElect Director Al Gore 1.3
Mgmt ForForForElect Director Bob Iger 1.4
Vote Summary ReportDate range covered: 01/01/2017 to 03/31/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Andrea Jung 1.5
Mgmt ForForForElect Director Art Levinson 1.6
Mgmt ForForForElect Director Ron Sugar 1.7
Mgmt ForForForElect Director Sue Wagner 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstDisclose Charitable Contributions 5
SH AgainstAgainstAgainstAdopt Policy to Increase Diversity of Senior Management and Board of Directors
6
SH AgainstForAgainstProxy Access Amendments 7
SH AgainstAgainstAgainstEngage Outside Independent Experts for Compensation Reforms
8
SH AgainstForAgainstAdopt Share Retention Policy For Senior Executives
9
QUALCOMM Incorporated
Meeting Date: 03/07/2017
Record Date: 01/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 747525103
Ticker: QCOM
Primary CUSIP: 747525103 Primary ISIN: US7475251036 Primary SEDOL: 2714923
Shares Voted: 5,580
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Barbara T. Alexander Mgmt For For For
Mgmt ForForForElect Director Jeffrey W. Henderson 1b
Mgmt ForForForElect Director Thomas W. Horton 1c
Mgmt ForForForElect Director Paul E. Jacobs 1d
Mgmt ForForForElect Director Ann M. Livermore 1e
Mgmt ForForForElect Director Harish Manwani 1f
Mgmt ForForForElect Director Mark D. McLaughlin 1g
Mgmt ForForForElect Director Steve Mollenkopf 1h
Vote Summary ReportDate range covered: 01/01/2017 to 03/31/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
QUALCOMM Incorporated
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Clark T. "Sandy" Randt, Jr. 1i
Mgmt ForForForElect Director Francisco Ros 1j
Mgmt ForForForElect Director Anthony J. Vinciquerra 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstForAgainstProxy Access Amendments 4
TE Connectivity Ltd.
Meeting Date: 03/08/2017
Record Date: 02/16/2017
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H84989104
Ticker: TEL
Primary CUSIP: H8912P106 Primary ISIN: CH0102993182 Primary SEDOL: B62B7C3
Shares Voted: 6,460
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau Mgmt For For For
Mgmt ForForForElect Director Terrence R. Curtin 1b
Mgmt ForForForElect Director Carol A. ('John') Davidson 1c
Mgmt ForForForElect Director William A. Jeffrey 1d
Mgmt ForForForElect Director Thomas J. Lynch 1e
Mgmt ForForForElect Director Yong Nam 1f
Mgmt ForForForElect Director Daniel J. Phelan 1g
Mgmt ForForForElect Director Paula A. Sneed 1h
Mgmt ForForForElect Director Abhijit Y. Talwalkar 1i
Mgmt ForForForElect Director Mark C. Trudeau 1j
Mgmt ForForForElect Director John C. Van Scoter 1k
Mgmt ForForForElect Director Laura H. Wright 1l
Mgmt ForForForElect Board Chairman Thomas J. Lynch 2
Mgmt ForForForElect Daniel J. Phelan as Member of Management Development & Compensation Committee
3a
Vote Summary ReportDate range covered: 01/01/2017 to 03/31/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Paula A. Sneed as Member of Management Development & Compensation Committee
3b
Mgmt ForForForElect John C. Van Scoter as Member of Management Development & Compensation Committee
3c
Mgmt ForForForDesignate Rene Schwarzenbach as Independent Proxy
4
Mgmt ForForForAccept Annual Report for Fiscal Year Ended September 30, 2016
5.1
Mgmt ForForForAccept Statutory Financial Statements for Fiscal Year Ended September 30, 2016
5.2
Mgmt ForForForApprove Consolidated Financial Statements for Fiscal Year Ended September 30, 2016
5.3
Mgmt ForForForApprove Discharge of Board and Senior Management
6
Mgmt ForForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2017
7.1
Mgmt ForForForRatify Deloitte AG as Swiss Registered Auditors
7.2
Mgmt ForForForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 9
Mgmt ForForForAmend Omnibus Stock Plan 10
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Executive Management
11
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Board of Directors
12
Mgmt ForForForApprove Allocation of Available Earnings at September 30, 2016
13
Mgmt ForForForApprove Declaration of Dividend 14
Mgmt ForAgainstForAuthorize Share Repurchase Program 15
Mgmt ForForForApprove Reduction of Share Capital 16
Mgmt ForAgainstForAdjourn Meeting 17
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Nestle SA
Meeting Date: 04/06/2017
Record Date: 02/24/2017
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H57312649
Ticker: NESN
Primary CUSIP: H57312649 Primary ISIN: CH0038863350 Primary SEDOL: 7123870
Shares Voted: 5,960
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1.1
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.30 per Share
3
Mgmt ForForForReelect Paul Bulcke as Director 4.1a
Mgmt ForForForReelect Andreas Koopmann as Director 4.1b
Mgmt ForForForReelect Henri de Castries as Director 4.1c
Mgmt ForForForReelect Beat W. Hess as Director 4.1d
Mgmt ForForForReelect Renato Fassbind as Director 4.1e
Mgmt ForForForReelect Steven G. Hoch as Director 4.1f
Mgmt ForForForReelect Naina Lal Kidwai as Director 4.1g
Mgmt ForForForReelect Jean-Pierre Roth as Director 4.1h
Mgmt ForForForReelect Ann M. Veneman as Director 4.1i
Mgmt ForForForReelect Eva Cheng as Director 4.1j
Mgmt ForForForReelect Ruth K. Oniang'o as Director 4.1k
Mgmt ForForForReelect Patrick Aebischer as Director 4.1l
Mgmt ForForForElect Ulf Mark Schneider as Director 4.2a
Mgmt ForForForElect Ursula M. Burns as Director 4.2b
Mgmt ForForForElect Paul Bulcke as Board Chairman 4.3
Mgmt ForForForAppoint Beat W. Hess as Member of the Compensation Committee
4.4a
Mgmt ForForForAppoint Andreas Koopmann as Member of the Compensation Committee
4.4b
Mgmt ForForForAppoint Jean-Pierre Roth as Member of the Compensation Committee
4.4c
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Nestle SA
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForAppoint Patrick Aebischer as Member of the Compensation Committee
4.4d
Mgmt ForForForRatify KPMG AG as Auditors 4.5
Mgmt ForForForDesignate Hartmann Dreyer as Independent Proxy
4.6
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 10 Million
5.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 60 Million
5.2
Mgmt AgainstAgainstAgainstTransact Other Business (Voting) 6
The Bank of New York Mellon Corporation
Meeting Date: 04/11/2017
Record Date: 02/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 064058100
Ticker: BK
Primary CUSIP: 064058100 Primary ISIN: US0640581007 Primary SEDOL: B1Z77F6
Shares Voted: 8,055
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Linda Z. Cook Mgmt For For For
Mgmt ForForForElect Director Nicholas M. Donofrio 1.2
Mgmt ForForForElect Director Joseph J. Echevarria 1.3
Mgmt ForForForElect Director Edward P. Garden 1.4
Mgmt ForForForElect Director Jeffrey A. Goldstein 1.5
Mgmt ForForForElect Director Gerald L. Hassell 1.6
Mgmt ForForForElect Director John M. Hinshaw 1.7
Mgmt ForForForElect Director Edmund F. "Ted" Kelly 1.8
Mgmt ForForForElect Director John A. Luke, Jr. 1.9
Mgmt ForForForElect Director Jennifer B. Morgan 1.10
Mgmt ForForForElect Director Mark A. Nordenberg 1.11
Mgmt ForForForElect Director Elizabeth E. Robinson 1.12
Mgmt ForForForElect Director Samuel C. Scott, III 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
The Bank of New York Mellon Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH AgainstAgainstAgainstReport on and Assess Proxy Voting Policies in Relation to Climate Change Position
5
Fiat Chrysler Automobiles NV
Meeting Date: 04/14/2017
Record Date: 03/17/2017
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N31738102
Ticker: FCA
Primary CUSIP: N/A Primary ISIN: NL0010877643 Primary SEDOL: BRJFWP3
Shares Voted: 31,610
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Director's Report (Non-Voting) 2.a
MgmtDiscuss Remuneration Report of 2016 2.b
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.d
Mgmt ForForForApprove Discharge of Directors 2.e
Mgmt ForAgainstForReelect John Elkann as Director 3.a
Mgmt ForForForReelect Sergio Marchionne as Director 3.b
Mgmt ForForForReelect Ronald L. Thompson as Director 4.a
Mgmt ForForForReelect Andrea Agnelli as Director 4.b
Mgmt ForForForReelect Tiberto Brandolini d'Adda as Director 4.c
Mgmt ForForForReelect Glenn Earle as Director 4.d
Mgmt ForForForReelect Valerie A. Mars as Director 4.e
Mgmt ForForForReelect Ruth J. Simmons as Director 4.f
Mgmt ForForForElect Michelangelo A. Volpi as Director 4.g
Mgmt ForForForReelect Patience Wheatcroft as Director 4.h
Mgmt ForForForReelect Ermenegildo Zegna as Director 4.i
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Fiat Chrysler Automobiles NV
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForAmend Remuneration Policy for Non-Executive Directors
5
Mgmt ForForForRatify Ernst & Young as Auditors 6
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
MgmtDiscuss Demerger Agreement with Gruppo Editoriale L'Espresso
8
Mgmt ForForForApprove Demerger Agreement with Gruppo Editoriale L'Espresso
9
MgmtClose Meeting 10
Whirlpool Corporation
Meeting Date: 04/18/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 963320106
Ticker: WHR
Primary CUSIP: 963320106 Primary ISIN: US9633201069 Primary SEDOL: 2960384
Shares Voted: 2,265
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt For For For
Mgmt ForForForElect Director Marc R. Bitzer 1b
Mgmt ForForForElect Director Greg Creed 1c
Mgmt ForForForElect Director Gary T. DiCamillo 1d
Mgmt ForForForElect Director Diane M. Dietz 1e
Mgmt ForForForElect Director Gerri T. Elliott 1f
Mgmt ForForForElect Director Jeff M. Fettig 1g
Mgmt ForForForElect Director Michael F. Johnston 1h
Mgmt ForForForElect Director John D. Liu 1i
Mgmt ForForForElect Director Harish Manwani 1j
Mgmt ForForForElect Director William D. Perez 1k
Mgmt ForForForElect Director Larry O. Spencer 1l
Mgmt ForForForElect Director Michael D. White 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Whirlpool Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
AutoNation, Inc.
Meeting Date: 04/19/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 05329W102
Ticker: AN
Primary CUSIP: 05329W102 Primary ISIN: US05329W1027 Primary SEDOL: 2732635
Shares Voted: 4,215
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Mike Jackson Mgmt For For For
Mgmt ForForForElect Director Rick L. Burdick 1.2
Mgmt ForForForElect Director Tomago Collins 1.3
Mgmt ForForForElect Director David B. Edelson 1.4
Mgmt ForForForElect Director Karen C. Francis 1.5
Mgmt ForForForElect Director Robert R. Grusky 1.6
Mgmt ForForForElect Director Kaveh Khosrowshahi 1.7
Mgmt ForForForElect Director Michael Larson 1.8
Mgmt ForForForElect Director G. Mike Mikan 1.9
Mgmt ForForForElect Director Alison H. Rosenthal 1.10
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForApprove Omnibus Stock Plan 5
Texas Instruments Incorporated
Meeting Date: 04/20/2017
Record Date: 02/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 882508104
Ticker: TXN
Primary CUSIP: 882508104 Primary ISIN: US8825081040 Primary SEDOL: 2885409
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Texas Instruments Incorporated
Shares Voted: 6,695
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Ralph W. Babb, Jr. Mgmt For For For
Mgmt ForForForElect Director Mark A. Blinn 1b
Mgmt ForForForElect Director Todd M. Bluedorn 1c
Mgmt ForForForElect Director Daniel A. Carp 1d
Mgmt ForForForElect Director Janet F. Clark 1e
Mgmt ForForForElect Director Carrie S. Cox 1f
Mgmt ForForForElect Director Jean M. Hobby 1g
Mgmt ForForForElect Director Ronald Kirk 1h
Mgmt ForForForElect Director Pamela H. Patsley 1i
Mgmt ForForForElect Director Robert E. Sanchez 1j
Mgmt ForForForElect Director Wayne R. Sanders 1k
Mgmt ForForForElect Director Richard K. Templeton 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Citigroup Inc.
Meeting Date: 04/25/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 172967424
Ticker: C
Primary CUSIP: 172967424 Primary ISIN: US1729674242 Primary SEDOL: 2297907
Shares Voted: 12,615
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Michael L. Corbat Mgmt For For For
Mgmt ForForForElect Director Ellen M. Costello 1b
Mgmt ForForForElect Director Duncan P. Hennes 1c
Mgmt ForForForElect Director Peter B. Henry 1d
Mgmt ForForForElect Director Franz B. Humer 1e
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Citigroup Inc.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Renee J. James 1f
Mgmt ForForForElect Director Eugene M. McQuade 1g
Mgmt ForForForElect Director Michael E. O'Neill 1h
Mgmt ForForForElect Director Gary M. Reiner 1i
Mgmt ForForForElect Director Anthony M. Santomero 1j
Mgmt ForForForElect Director Diana L. Taylor 1k
Mgmt ForForForElect Director William S. Thompson, Jr. 1l
Mgmt ForForForElect Director James S. Turley 1m
Mgmt ForForForElect Director Deborah C. Wright 1n
Mgmt ForForForElect Director Ernesto Zedillo Ponce de Leon 1o
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstDemonstrate No Gender Pay Gap 5
SH AgainstAgainstAgainstAppoint a Stockholder Value Committee 6
SH AgainstForAgainstReport on Lobbying Payments and Policy 7
SH AgainstAgainstAgainstClaw-back of Payments under Restatements 8
SH AgainstForAgainstLimit/Prohibit Accelerated Vesting of Awards 9
Moody's Corporation
Meeting Date: 04/25/2017
Record Date: 02/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 615369105
Ticker: MCO
Primary CUSIP: 615369105 Primary ISIN: US6153691059 Primary SEDOL: 2252058
Shares Voted: 1,265
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson Mgmt For For For
Mgmt ForForForElect Director Jorge A. Bermudez 1.2
Mgmt ForForForElect Director Darrell Duffie 1.3
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Moody's Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Kathryn M. Hill 1.4
Mgmt ForForForElect Director Ewald Kist 1.5
Mgmt ForForForElect Director Raymond W. McDaniel, Jr. 1.6
Mgmt ForForForElect Director Henry A. McKinnell, Jr. 1.7
Mgmt ForForForElect Director Leslie F. Seidman 1.8
Mgmt ForForForElect Director Bruce Van Saun 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Wells Fargo & Company
Meeting Date: 04/25/2017
Record Date: 03/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 949746101
Ticker: WFC
Primary CUSIP: 949746101 Primary ISIN: US9497461015 Primary SEDOL: 2649100
Shares Voted: 6,710
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director John D. Baker, II Mgmt For Against For
Mgmt ForAgainstForElect Director John S. Chen 1b
Mgmt ForAgainstForElect Director Lloyd H. Dean 1c
Mgmt ForAgainstForElect Director Elizabeth A. Duke 1d
Mgmt ForAgainstForElect Director Enrique Hernandez, Jr. 1e
Mgmt ForAgainstForElect Director Donald M. James 1f
Mgmt ForAgainstForElect Director Cynthia H. Milligan 1g
Mgmt ForForForElect Director Karen B. Peetz 1h
Mgmt ForAgainstForElect Director Federico F. Peña 1i
Mgmt ForAgainstForElect Director James H. Quigley 1j
Mgmt ForAgainstForElect Director Stephen W. Sanger 1k
Mgmt ForForForElect Director Ronald L. Sargent 1l
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Wells Fargo & Company
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Timothy J. Sloan 1m
Mgmt ForAgainstForElect Director Susan G. Swenson 1n
Mgmt ForAgainstForElect Director Suzanne M. Vautrinot 1o
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH AgainstForAgainstReview and Report on Business Standards 5
SH AgainstAgainstAgainstProvide for Cumulative Voting 6
SH AgainstAgainstAgainstReport on Divesting Non-Core Business 7
SH AgainstAgainstAgainstReport on Gender Pay Gap 8
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 9
SH AgainstForAgainstAdopt Global Policy Regarding the Rights of Indigenous People
10
Bank of America Corporation
Meeting Date: 04/26/2017
Record Date: 03/02/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 060505104
Ticker: BAC
Primary CUSIP: 060505104 Primary ISIN: US0605051046 Primary SEDOL: 2295677
Shares Voted: 25,205
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Sharon L. Allen Mgmt For For For
Mgmt ForForForElect Director Susan S. Bies 1b
Mgmt ForForForElect Director Jack O. Bovender, Jr. 1c
Mgmt ForForForElect Director Frank P. Bramble, Sr. 1d
Mgmt ForForForElect Director Pierre J.P. de Weck 1e
Mgmt ForForForElect Director Arnold W. Donald 1f
Mgmt ForForForElect Director Linda P. Hudson 1g
Mgmt ForForForElect Director Monica C. Lozano 1h
Mgmt ForForForElect Director Thomas J. May 1i
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Bank of America Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Brian T. Moynihan 1j
Mgmt ForForForElect Director Lionel L. Nowell, III 1k
Mgmt ForForForElect Director Michael D. White 1l
Mgmt ForForForElect Director Thomas D. Woods 1m
Mgmt ForForForElect Director R. David Yost 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH AgainstAgainstAgainstAmend the General Clawback Policy 5
SH AgainstAgainstAgainstNon-core banking operations 6
SH AgainstForAgainstRequire Independent Board Chairman 7
SH AgainstAgainstAgainstReport on Gender Pay Gap 8
General Electric Company
Meeting Date: 04/26/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 369604103
Ticker: GE
Primary CUSIP: 369604103 Primary ISIN: US3696041033 Primary SEDOL: 2380498
Shares Voted: 18,635
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1 Elect Director Sebastien M. Bazin Mgmt For For For
Mgmt ForForForElect Director W. Geoffrey Beattie 2
Mgmt ForForForElect Director John J. Brennan 3
Mgmt ForForForElect Director Francisco D'Souza 4
Mgmt ForForForElect Director Marijn E. Dekkers 5
Mgmt ForForForElect Director Peter B. Henry 6
Mgmt ForForForElect Director Susan J. Hockfield 7
Mgmt ForForForElect Director Jeffrey R. Immelt 8
Mgmt ForForForElect Director Andrea Jung 9
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
General Electric Company
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Robert W. Lane 10
Mgmt ForForForElect Director Risa Lavizzo-Mourey 11
Mgmt ForForForElect Director Rochelle B. Lazarus 12
Mgmt ForForForElect Director Lowell C. McAdam 13
Mgmt ForForForElect Director Steven M. Mollenkopf 14
Mgmt ForForForElect Director James J. Mulva 15
Mgmt ForForForElect Director James E. Rohr 16
Mgmt ForForForElect Director Mary L. Schapiro 17
Mgmt ForForForElect Director James S. Tisch 18
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
19
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 20
Mgmt ForForForAmend Omnibus Stock Plan 21
Mgmt ForForForApprove Material Terms of Senior Officer Performance Goals
22
Mgmt ForForForRatify KPMG LLP as Auditors 23
SH AgainstForAgainstReport on Lobbying Payments and Policy 24
SH AgainstAgainstAgainstRequire Independent Board Chairman 25
SH AgainstAgainstAgainstRestore or Provide for Cumulative Voting 26
SH AgainstAgainstAgainstReport on Charitable Contributions 27
Delphi Automotive PLC
Meeting Date: 04/27/2017
Record Date: 02/27/2017
Country: Jersey
Meeting Type: Annual
Primary Security ID: G27823106
Ticker: DLPH
Primary CUSIP: N/A Primary ISIN: JE00B783TY65 Primary SEDOL: B783TY6
Shares Voted: 2,785
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1 Elect Director Joseph S. Cantie Mgmt For For For
Mgmt ForForForElect Director Kevin P. Clark 2
Mgmt ForForForElect Director Gary L. Cowger 3
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Delphi Automotive PLC
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Nicholas M. Donofrio 4
Mgmt ForForForElect Director Mark P. Frissora 5
Mgmt ForForForElect Director Rajiv L. Gupta 6
Mgmt ForForForElect Director Sean O. Mahoney 7
Mgmt ForForForElect Director Timothy M. Manganello 8
Mgmt ForForForElect Director Ana G. Pinczuk 9
Mgmt ForForForElect Director Thomas W. Sidlik 10
Mgmt ForForForElect Director Bernd Wiedemann 11
Mgmt ForForForElect Director Lawrence A. Zimmerman 12
Mgmt ForForForRatify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
14
HCA Holdings, Inc.
Meeting Date: 04/27/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 40412C101
Ticker: HCA
Primary CUSIP: 40412C101 Primary ISIN: US40412C1018 Primary SEDOL: B4MGBG6
Shares Voted: 2,845
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director R. Milton Johnson Mgmt For For For
Mgmt ForForForElect Director Robert J. Dennis 1b
Mgmt ForForForElect Director Nancy-Ann DeParle 1c
Mgmt ForForForElect Director Thomas F. Frist, III 1d
Mgmt ForForForElect Director William R. Frist 1e
Mgmt ForForForElect Director Charles O. Holliday, Jr. 1f
Mgmt ForForForElect Director Ann H. Lamont 1g
Mgmt ForForForElect Director Jay O. Light 1h
Mgmt ForForForElect Director Geoffrey G. Meyers 1i
Mgmt ForForForElect Director Wayne J. Riley 1j
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
HCA Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director John W. Rowe 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForProvide Right to Call Special Meeting 4
SH AgainstForAgainstShareholders may Call Special Meetings 5
Unilever PLC
Meeting Date: 04/27/2017
Record Date: 03/10/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G92087165
Ticker: ULVR
Primary CUSIP: G92087165 Primary ISIN: GB00B10RZP78 Primary SEDOL: B10RZP7
Shares Voted: 10,075
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForApprove Performance Share Plan 4
Mgmt ForForForRe-elect Nils Andersen as Director 5
Mgmt ForForForRe-elect Laura Cha as Director 6
Mgmt ForForForRe-elect Vittorio Coal as Director 7
Mgmt ForForForRe-elect Dr Marijn Dekkers as Director 8
Mgmt ForForForRe-elect Ann Fudge as Director 9
Mgmt ForForForRe-elect Dr Judith Hartmann as Director 10
Mgmt ForForForRe-elect Mary Ma as Director 11
Mgmt ForForForRe-elect Strive Masiyiwa as Director 12
Mgmt ForForForRe-elect Youngme Moon as Director 13
Mgmt ForForForRe-elect Graeme Pitkethly as Director 14
Mgmt ForForForRe-elect Paul Polman as Director 15
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Unilever PLC
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForRe-elect John Rishton as Director 16
Mgmt ForForForRe-elect Feike Sijbesma as Director 17
Mgmt ForForForReappoint KPMG LLP as Auditors 18
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
19
Mgmt ForForForAuthorise EU Political Donations and Expenditure
20
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
The Goldman Sachs Group, Inc.
Meeting Date: 04/28/2017
Record Date: 02/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 38141G104
Ticker: GS
Primary CUSIP: 38141G104 Primary ISIN: US38141G1040 Primary SEDOL: 2407966
Shares Voted: 1,450
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Lloyd C. Blankfein Mgmt For For For
Mgmt ForForForElect Director M. Michele Burns 1b
Mgmt ForForForElect Director Mark A. Flaherty 1c
Mgmt ForForForElect Director William W. George 1d
Mgmt ForForForElect Director James A. Johnson 1e
Mgmt ForForForElect Director Ellen J. Kullman 1f
Mgmt ForForForElect Director Lakshmi N. Mittal 1g
Mgmt ForForForElect Director Adebayo O. Ogunlesi 1h
Mgmt ForForForElect Director Peter Oppenheimer 1i
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
The Goldman Sachs Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director David A. Viniar 1j
Mgmt ForForForElect Director Mark O. Winkelman 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Harley-Davidson, Inc.
Meeting Date: 04/29/2017
Record Date: 02/23/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 412822108
Ticker: HOG
Primary CUSIP: 412822108 Primary ISIN: US4128221086 Primary SEDOL: 2411053
Shares Voted: 4,470
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Troy Alstead Mgmt For For For
Mgmt ForForForElect Director R. John Anderson 1.2
Mgmt ForForForElect Director Michael J. Cave 1.3
Mgmt ForForForElect Director Allan Golston 1.4
Mgmt ForForForElect Director Matthew S. Levatich 1.5
Mgmt ForForForElect Director Sara L. Levinson 1.6
Mgmt ForForForElect Director N. Thomas Linebarger 1.7
Mgmt ForForForElect Director Brian R. Niccol 1.8
Mgmt ForForForElect Director Maryrose T. Sylvester 1.9
Mgmt ForForForElect Director Jochen Zeitz 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Aflac Incorporated
Meeting Date: 05/01/2017
Record Date: 02/22/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 001055102
Ticker: AFL
Primary CUSIP: 001055102 Primary ISIN: US0010551028 Primary SEDOL: 2026361
Shares Voted: 6,420
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Daniel P. Amos Mgmt For For For
Mgmt ForForForElect Director Paul S. Amos, II 1b
Mgmt ForForForElect Director W. Paul Bowers 1c
Mgmt ForForForElect Director Kriss Cloninger, III 1d
Mgmt ForForForElect Director Toshihiko Fukuzawa 1e
Mgmt ForForForElect Director Elizabeth J. Hudson 1f
Mgmt ForForForElect Director Douglas W. Johnson 1g
Mgmt ForForForElect Director Robert B. Johnson 1h
Mgmt ForForForElect Director Thomas J. Kenny 1i
Mgmt ForForForElect Director Charles B. Knapp 1j
Mgmt ForForForElect Director Karole F. Lloyd 1k
Mgmt ForForForElect Director Joseph L. Moskowitz 1l
Mgmt ForForForElect Director Barbara K. Rimer 1m
Mgmt ForForForElect Director Melvin T. Stith 1n
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Mgmt ForForForAmend Executive Incentive Bonus Plan 6
Ally Financial Inc.
Meeting Date: 05/02/2017
Record Date: 03/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 02005N100
Ticker: ALLY
Primary CUSIP: 02005N100 Primary ISIN: US02005N1000 Primary SEDOL: B72XK05
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Ally Financial Inc.
Shares Voted: 23,200
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Franklin W. Hobbs Mgmt For For For
Mgmt ForForForElect Director Kenneth J. Bacon 1.2
Mgmt ForForForElect Director Robert T. Blakely 1.3
Mgmt ForForForElect Director Maureen A. Breakiron-Evans 1.4
Mgmt ForForForElect Director William H. Cary 1.5
Mgmt ForForForElect Director Mayree C. Clark 1.6
Mgmt ForForForElect Director Kim S. Fennebresque 1.7
Mgmt ForForForElect Director Marjorie Magner 1.8
Mgmt ForForForElect Director John J. Stack 1.9
Mgmt ForForForElect Director Michael F. Steib 1.10
Mgmt ForForForElect Director Jeffrey J. Brown 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAmend Non-Employee Director Omnibus Stock Plan
4
Mgmt ForForForAmend Executive Incentive Bonus Plan 5
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 6
Baxter International Inc.
Meeting Date: 05/02/2017
Record Date: 03/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 071813109
Ticker: BAX
Primary CUSIP: 071813109 Primary ISIN: US0718131099 Primary SEDOL: 2085102
Shares Voted: 6,935
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Jose (Joe) E. Almeida Mgmt For For For
Mgmt ForForForElect Director Thomas F. Chen 1b
Mgmt ForForForElect Director John D. Forsyth 1c
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Baxter International Inc.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Munib Islam 1d
Mgmt ForForForElect Director Michael F. Mahoney 1e
Mgmt ForForForElect Director Carole J. Shapazian 1f
Mgmt ForForForElect Director Thomas T. Stallkamp 1g
Mgmt ForForForElect Director Albert P.L. Stroucken 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH AgainstForAgainstAmend Proxy Access Right 5
Capital One Financial Corporation
Meeting Date: 05/04/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 14040H105
Ticker: COF
Primary CUSIP: 14040H105 Primary ISIN: US14040H1059 Primary SEDOL: 2654461
Shares Voted: 5,940
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1A Elect Director Richard D. Fairbank Mgmt For For For
Mgmt ForForForElect Director Ann Fritz Hackett 1B
Mgmt ForForForElect Director Lewis Hay, III 1C
Mgmt ForForForElect Director Benjamin P. Jenkins, III 1D
Mgmt ForForForElect Director Peter Thomas Killalea 1E
Mgmt ForForForElect Director Pierre E. Leroy 1F
Mgmt ForForForElect Director Peter E. Raskind 1G
Mgmt ForForForElect Director Mayo A. Shattuck, III 1H
Mgmt ForForForElect Director Bradford H. Warner 1I
Mgmt ForForForElect Director Catherine G. West 1J
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Capital One Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Nonqualified Employee Stock Purchase Plan
5
SH AgainstForAgainstProvide Right to Act by Written Consent 6
Cummins Inc.
Meeting Date: 05/09/2017
Record Date: 03/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 231021106
Ticker: CMI
Primary CUSIP: 231021106 Primary ISIN: US2310211063 Primary SEDOL: 2240202
Shares Voted: 3,035
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1 Elect Director N. Thomas Linebarger Mgmt For For For
Mgmt ForAgainstForElect Director Robert J. Bernhard 2
Mgmt ForAgainstForElect Director Franklin R. Chang Diaz 3
Mgmt ForAgainstForElect Director Bruno V. Di Leo Allen 4
Mgmt ForAgainstForElect Director Stephen B. Dobbs 5
Mgmt ForAgainstForElect Director Robert K. Herdman 6
Mgmt ForAgainstForElect Director Alexis M. Herman 7
Mgmt ForAgainstForElect Director Thomas J. Lynch 8
Mgmt ForAgainstForElect Director William I. Miller 9
Mgmt ForAgainstForElect Director Georgia R. Nelson 10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
11
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAmend Omnibus Stock Plan 14
Mgmt ForForForProvide Proxy Access Right 15
SH AgainstForAgainstAmend Proxy Access Right 16
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Anadarko Petroleum Corporation
Meeting Date: 05/10/2017
Record Date: 03/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 032511107
Ticker: APC
Primary CUSIP: 032511107 Primary ISIN: US0325111070 Primary SEDOL: 2032380
Shares Voted: 6,980
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Anthony R. Chase Mgmt For For For
Mgmt ForForForElect Director David E. Constable 1b
Mgmt ForForForElect Director H. Paulett Eberhart 1c
Mgmt ForForForElect Director Claire S. Farley 1d
Mgmt ForForForElect Director Peter J. Fluor 1e
Mgmt ForForForElect Director Richard L. George 1f
Mgmt ForForForElect Director Joseph W. Gorder 1g
Mgmt ForForForElect Director John R. Gordon 1h
Mgmt ForForForElect Director Sean Gourley 1i
Mgmt ForForForElect Director Mark C. McKinley 1j
Mgmt ForForForElect Director Eric D. Mullins 1k
Mgmt ForForForElect Director R. A. Walker 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Apache Corporation
Meeting Date: 05/11/2017
Record Date: 03/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 037411105
Ticker: APA
Primary CUSIP: 037411105 Primary ISIN: US0374111054 Primary SEDOL: 2043962
Shares Voted: 9,875
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1 Elect Director Annell R. Bay Mgmt For For For
Mgmt ForForForElect Director John J. Christmann, IV 2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Apache Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Chansoo Joung 3
Mgmt ForForForElect Director William C. Montgomery 4
Mgmt ForForForElect Director Amy H. Nelson 5
Mgmt ForForForElect Director Daniel W. Rabun 6
Mgmt ForForForElect Director Peter A. Ragauss 7
Mgmt ForForForRatify Ernst & Young LLP as Auditors 8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
9
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 10
JPMorgan Chase & Co.
Meeting Date: 05/16/2017
Record Date: 03/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 46625H100
Ticker: JPM
Primary CUSIP: 46625H100 Primary ISIN: US46625H1005 Primary SEDOL: 2190385
Shares Voted: 6,435
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For For
Mgmt ForForForElect Director James A. Bell 1b
Mgmt ForForForElect Director Crandall C. Bowles 1c
Mgmt ForForForElect Director Stephen B. Burke 1d
Mgmt ForForForElect Director Todd A. Combs 1e
Mgmt ForForForElect Director James S. Crown 1f
Mgmt ForForForElect Director James Dimon 1g
Mgmt ForForForElect Director Timothy P. Flynn 1h
Mgmt ForForForElect Director Laban P. Jackson, Jr. 1i
Mgmt ForForForElect Director Michael A. Neal 1j
Mgmt ForForForElect Director Lee R. Raymond 1k
Mgmt ForForForElect Director William C. Weldon 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstForAgainstRequire Independent Board Chairman 5
SH AgainstForAgainstProhibit Accelerated Vesting of Awards to Pursue Government Service
6
SH AgainstAgainstAgainstClawback Amendment 7
SH AgainstAgainstAgainstReport on Gender Pay Gap 8
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 9
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call a Special Meeting
10
National Oilwell Varco, Inc.
Meeting Date: 05/17/2017
Record Date: 03/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 637071101
Ticker: NOV
Primary CUSIP: 637071101 Primary ISIN: US6370711011 Primary SEDOL: 2624486
Shares Voted: 7,165
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1A Elect Director Clay C. Williams Mgmt For For For
Mgmt ForForForElect Director Greg L. Armstrong 1B
Mgmt ForForForElect Director Marcela E. Donadio 1C
Mgmt ForForForElect Director Ben A. Guill 1D
Mgmt ForForForElect Director James T. Hackett 1E
Mgmt ForForForElect Director David D. Harrison 1F
Mgmt ForForForElect Director Eric L. Mattson 1G
Mgmt ForForForElect Director William R. Thomas 1H
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH ForForForAdopt Proxy Access Right 5
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
State Street Corporation
Meeting Date: 05/17/2017
Record Date: 03/10/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 857477103
Ticker: STT
Primary CUSIP: 857477103 Primary ISIN: US8574771031 Primary SEDOL: 2842040
Shares Voted: 6,160
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Kennett F. Burnes Mgmt For For For
Mgmt ForForForElect Director Patrick de Saint-Aignan 1b
Mgmt ForForForElect Director Lynn A. Dugle 1c
Mgmt ForForForElect Director Amelia C. Fawcett 1d
Mgmt ForForForElect Director William C. Freda 1e
Mgmt ForForForElect Director Linda A. Hill 1f
Mgmt ForForForElect Director Joseph L. Hooley 1g
Mgmt ForForForElect Director Sean O'Sullivan 1h
Mgmt ForForForElect Director Richard P. Sergel 1i
Mgmt ForForForElect Director Gregory L. Summe 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
Intel Corporation
Meeting Date: 05/18/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 458140100
Ticker: INTC
Primary CUSIP: 458140100 Primary ISIN: US4581401001 Primary SEDOL: 2463247
Shares Voted: 13,845
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Charlene Barshefsky Mgmt For For For
Mgmt ForForForElect Director Aneel Bhusri 1b
Mgmt ForForForElect Director Andy D. Bryant 1c
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Intel Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Reed E. Hundt 1d
Mgmt ForForForElect Director Omar Ishrak 1e
Mgmt ForForForElect Director Brian M. Krzanich 1f
Mgmt ForForForElect Director Tsu-Jae King Liu 1g
Mgmt ForForForElect Director David S. Pottruck 1h
Mgmt ForForForElect Director Gregory D. Smith 1i
Mgmt ForForForElect Director Frank D. Yeary 1j
Mgmt ForForForElect Director David B. Yoffie 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
SH AgainstAgainstAgainstPolitical Contributions Disclosure 6
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 7
Chesapeake Energy Corporation
Meeting Date: 05/19/2017
Record Date: 03/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 165167107
Ticker: CHK
Primary CUSIP: 165167107 Primary ISIN: US1651671075 Primary SEDOL: 2182779
Shares Voted: 25,400
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Gloria R. Boyland Mgmt For For For
Mgmt ForForForElect Director Luke R. Corbett 1b
Mgmt ForForForElect Director Archie W. Dunham 1c
Mgmt ForForForElect Director Robert D. Lawler 1d
Mgmt ForForForElect Director R. Brad Martin 1e
Mgmt ForForForElect Director Merrill A. ('Pete') Miller, Jr. 1f
Mgmt ForForForElect Director Thomas L. Ryan 1g
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Chesapeake Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForIncrease Authorized Common Stock 2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Liberty Interactive Corporation
Meeting Date: 05/24/2017
Record Date: 04/03/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 53071M104
Ticker: QVCA
Primary CUSIP: 53071M104 Primary ISIN: US53071M1045 Primary SEDOL: B144703
Shares Voted: 15,685
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Evan D. Malone Mgmt For For For
Mgmt ForForForElect Director David E. Rapley 1.2
Mgmt ForForForElect Director Larry E. Romrell 1.3
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
MGM Resorts International
Meeting Date: 05/31/2017
Record Date: 04/05/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 552953101
Ticker: MGM
Primary CUSIP: 552953101 Primary ISIN: US5529531015 Primary SEDOL: 2547419
Shares Voted: 11,500
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Robert H. Baldwin Mgmt For For For
Mgmt ForForForElect Director William A. Bible 1.2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
MGM Resorts International
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForElect Director Mary Chris Gay 1.3
Mgmt ForForForElect Director William W. Grounds 1.4
Mgmt ForForForElect Director Alexis M. Herman 1.5
Mgmt ForForForElect Director Roland Hernandez 1.6
Mgmt ForForForElect Director John Kilroy 1.7
Mgmt ForForForElect Director Rose McKinney-James 1.8
Mgmt ForForForElect Director James J. Murren 1.9
Mgmt ForForForElect Director Gregory M. Spierkel 1.10
Mgmt ForForForElect Director Daniel J. Taylor 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
UnitedHealth Group Incorporated
Meeting Date: 06/05/2017
Record Date: 04/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Primary CUSIP: 91324P102 Primary ISIN: US91324P1021 Primary SEDOL: 2917766
Shares Voted: 3,000
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director William C. Ballard, Jr. Mgmt For For For
Mgmt ForForForElect Director Richard T. Burke 1b
Mgmt ForForForElect Director Timothy P. Flynn 1c
Mgmt ForForForElect Director Stephen J. Hemsley 1d
Mgmt ForForForElect Director Michele J. Hooper 1e
Mgmt ForForForElect Director Rodger A. Lawson 1f
Mgmt ForForForElect Director Glenn M. Renwick 1g
Mgmt ForForForElect Director Kenneth I. Shine 1h
Mgmt ForForForElect Director Gail R. Wilensky 1i
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
UnitedHealth Group Incorporated
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
SH AgainstForAgainstReport on Lobbying Payments and Policy 5
General Motors Company
Meeting Date: 06/06/2017
Record Date: 04/07/2017
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 37045V100
Ticker: GM
Primary CUSIP: 37045V100 Primary ISIN: US37045V1008 Primary SEDOL: B665KZ5
Shares Voted: 9,370
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Management Proxy (White Proxy Card) Mgmt
Mgmt Do Not Vote
ForForElect Director Joseph J. Ashton 1.1
Mgmt Do Not Vote
ForForElect Director Mary T. Barra 1.2
Mgmt Do Not Vote
ForForElect Director Linda R. Gooden 1.3
Mgmt Do Not Vote
ForForElect Director Joseph Jimenez 1.4
Mgmt Do Not Vote
ForForElect Director Jane L. Mendillo 1.5
Mgmt Do Not Vote
ForForElect Director Michael G. Mullen 1.6
Mgmt Do Not Vote
ForForElect Director James J. Mulva 1.7
Mgmt Do Not Vote
ForForElect Director Patricia F. Russo 1.8
Mgmt Do Not Vote
ForForElect Director Thomas M. Schoewe 1.9
Mgmt Do Not Vote
ForForElect Director Theodore M. Solso 1.10
Mgmt Do Not Vote
ForForElect Director Carol M. Stephenson 1.11
Mgmt Do Not Vote
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
General Motors Company
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Executive Incentive Bonus Plan 3
Mgmt Do Not Vote
ForForApprove Omnibus Stock Plan 4
Mgmt Do Not Vote
ForForRatify Deloitte & Touche LLP as Auditors 5
SH Do Not Vote
ForAgainstRequire Independent Board Chairman 6
SH Do Not Vote
AgainstAgainstCreation of Dual-Class Common Stock 7
MgmtDissident Proxy (Green Proxy Card)
SH ForDo Not Vote
ForElect Directors Leo Hindery, Jr. 1.1
SH ForDo Not Vote
ForElect Director Vinit Sethi 1.2
SH ForDo Not Vote
ForElect Director William N. Thorndike, Jr. 1.3
SH ForDo Not Vote
ForManagement Nominee Joseph J. Ashton 1.4
SH ForDo Not Vote
ForManagement Nominee Mary T. Barra 1.5
SH ForDo Not Vote
ForManagement Nominee Linda R. Gooden 1.6
SH ForDo Not Vote
ForManagement Nominee Joseph Jimenez 1.7
SH ForDo Not Vote
ForManagement Nominee James J. Mulva 1.8
SH ForDo Not Vote
ForManagement Nominee Patricia F. Russo 1.9
SH ForDo Not Vote
ForManagement Nominee Thomas M. Schoewe 1.10
SH ForDo Not Vote
ForManagement Nominee Theodore M. Solso 1.11
Mgmt ForDo Not Vote
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForDo Not Vote
ForApprove Executive Incentive Bonus Plan 3
Mgmt ForDo Not Vote
ForApprove Omnibus Stock Plan 4
Mgmt ForDo Not Vote
ForRatify Deloitte & Touche LLP as Auditors 5
SH AgainstDo Not Vote
AgainstRequire Independent Board Chairman 6
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
General Motors Company
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
SH AgainstDo Not Vote
ForCreation of Dual-Class Common Stock 7
Comcast Corporation
Meeting Date: 06/08/2017
Record Date: 03/16/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Primary CUSIP: 20030N101 Primary ISIN: US20030N1019 Primary SEDOL: 2044545
Shares Voted: 9,045
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For For
Mgmt ForForForElect Director Madeline S. Bell 1.2
Mgmt ForForForElect Director Sheldon M. Bonovitz 1.3
Mgmt ForForForElect Director Edward D. Breen 1.4
Mgmt ForForForElect Director Gerald L. Hassell 1.5
Mgmt ForForForElect Director Jeffrey A. Honickman 1.6
Mgmt ForForForElect Director Asuka Nakahara 1.7
Mgmt ForForForElect Director David C. Novak 1.8
Mgmt ForForForElect Director Brian L. Roberts 1.9
Mgmt ForForForElect Director Johnathan A. Rodgers 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SH AgainstForAgainstReport on Lobbying Payments and Policy 5
SH AgainstForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
6
Caterpillar Inc.
Meeting Date: 06/14/2017
Record Date: 04/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 149123101
Ticker: CAT
Primary CUSIP: 149123101 Primary ISIN: US1491231015 Primary SEDOL: 2180201
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Caterpillar Inc.
Shares Voted: 4,790
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director David L. Calhoun Mgmt For For For
Mgmt ForForForElect Director Daniel M. Dickinson 1.2
Mgmt ForForForElect Director Juan Gallardo 1.3
Mgmt ForForForElect Director Jesse J. Greene, Jr. 1.4
Mgmt ForForForElect Director Jon M. Huntsman, Jr. 1.5
Mgmt ForForForElect Director Dennis A. Muilenburg 1.6
Mgmt ForForForElect Director William A. Osborn 1.7
Mgmt ForForForElect Director Debra L. Reed 1.8
Mgmt ForForForElect Director Edward B. Rust, Jr. 1.9
Mgmt ForForForElect Director Susan C. Schwab 1.10
Mgmt ForForForElect Director Jim Umpleby 1.11
Mgmt ForForForElect Director Miles D. White 1.12
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1.13
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
SH AgainstForAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
7
SH AgainstAgainstAgainstReport on Lobbying Priorities 8
SH AgainstAgainstAgainstInclude Sustainability as a Performance Measure for Senior Executive Compensation
9
SH ForForAgainstAmend Compensation Clawback Policy 10
SH AgainstForAgainstRequire Independent Board Chairman 11
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Aon plc
Meeting Date: 06/23/2017
Record Date: 04/25/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0408V102
Ticker: AON
Primary CUSIP: 037389103 Primary ISIN: GB00B5BT0K07 Primary SEDOL: B5BT0K0
Shares Voted: 3,815
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1.1 Elect Director Lester B. Knight Mgmt For For For
Mgmt ForForForElect Director Gregory C. Case 1.2
Mgmt ForForForElect Director Jin-Yong Cai 1.3
Mgmt ForForForElect Director Fulvio Conti 1.4
Mgmt ForForForElect Director Cheryl A. Francis 1.5
Mgmt ForForForElect Director J. Michael Losh 1.6
Mgmt ForForForElect Director Robert S. Morrison 1.7
Mgmt ForForForElect Director Richard B. Myers 1.8
Mgmt ForForForElect Director Richard C. Notebaert 1.9
Mgmt ForForForElect Director Gloria Santona 1.10
Mgmt ForForForElect Director Carolyn Y. Woo 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForAdvisory Vote to Ratify Directors' Remuneration Report
5
Mgmt ForForForAccept Financial Statements and Statutory Reports
6
Mgmt ForForForRatify Ernst & Young LLP as Aon's Auditors 7
Mgmt ForForForRatify Ernst & Young LLP as Aon's U.K. Statutory Auditor
8
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
9
Mgmt ForForForAuthorise Shares for Market Purchase 10
Mgmt ForForForIssue of Equity or Equity-Linked Securities with Pre-emptive Rights
11
Mgmt ForForForIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
12
Mgmt ForForForApprove Political Donations 13
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
Mastercard Incorporated
Meeting Date: 06/27/2017
Record Date: 04/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Primary CUSIP: 57636Q104 Primary ISIN: US57636Q1040 Primary SEDOL: B121557
Shares Voted: 5,155
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For For For
Mgmt ForForForElect Director Ajay Banga 1b
Mgmt ForForForElect Director Silvio Barzi 1c
Mgmt ForForForElect Director David R. Carlucci 1d
Mgmt ForForForElect Director Steven J. Freiberg 1e
Mgmt ForForForElect Director Julius Genachowski 1f
Mgmt ForForForElect Director Merit E. Janow 1g
Mgmt ForForForElect Director Nancy J. Karch 1h
Mgmt ForForForElect Director Oki Matsumoto 1i
Mgmt ForForForElect Director Rima Qureshi 1j
Mgmt ForForForElect Director Jose Octavio Reyes Lagunes 1k
Mgmt ForForForElect Director Jackson Tai 1l
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH AgainstAgainstAgainstReport on Gender Pay Gap 6
American International Group, Inc.
Meeting Date: 06/28/2017
Record Date: 05/08/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 026874784
Ticker: AIG
Primary CUSIP: 026874784 Primary ISIN: US0268747849 Primary SEDOL: 2027342
Vote Summary ReportDate range covered: 04/01/2017 to 06/30/2017
Location(s): Harris Associates L.P.
Institution Account(s): 6601 OAKMARK NATIXIS TM FUND
American International Group, Inc.
Shares Voted: 9,725
Proposal Number ProponentProposal Text Mgmt Rec ISS Rec
Vote Instruction
1a Elect Director W. Don Cornwell Mgmt For For For
Mgmt ForForForElect Director Brian Duperreault 1b
Mgmt ForForForElect Director Peter R. Fisher 1c
Mgmt ForForForElect Director John H. Fitzpatrick 1d
Mgmt ForForForElect Director William G. Jurgensen 1e
Mgmt ForForForElect Director Christopher S. Lynch 1f
Mgmt ForForForElect Director Samuel J. Merksamer 1g
Mgmt ForForForElect Director Henry S. Miller 1h
Mgmt ForForForElect Director Linda A. Mills 1i
Mgmt ForForForElect Director Suzanne Nora Johnson 1j
Mgmt ForForForElect Director Ronald A. Rittenmeyer 1k
Mgmt ForForForElect Director Douglas M. Steenland 1l
Mgmt ForForForElect Director Theresa M. Stone 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Securities Transfer Restrictions 3
Mgmt ForForForRatify NOL Rights Plan (NOL Pill) 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5