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3.0 Internal Audit Process Plan Audit Conclusion Schedule, Scope, Resources 3/26/07 CAT Enter & Manage Corrective / Preventive Actions QCS-3 Internal Audit add C & P Actions Step-9 Current Audit Rqmts Audit Plan, & Checklists Findings & Observations QMR Schedule audit & people QCS-3 Internal Audit Step-1 Auditor Perform Audits Standards Audit & Procedure Audit Step-4 Lead Auditor Audit the Audit QCS-3 Internal Audit Step-6 Auditor Plan Audit Checklists QCS-4 Document Search Step-3 Auditor Prepare Audit Report nonconformance, evidence, conclusions, recommendations QCS-3 Internal Audit (attach) Step-7 MRT Review & Evaluate Audit Report QCS-3 Internal Audit (view) Step-8 Auditor Prepare training (if req’d) & rqmts review Step-2 Auditor Summarize Findings summary report Step-5 Qualified Audit Audit Report Recommended Actions Two Audit Criteria 1) Standards Audit – BQ-9000 Compliance 2) Procedures Audit – Say What You Do / Do What You Say Audit Results QMR – Quality Management Representative MRT – Management Review Team CAT – Corrective Action team 01-15-0009-01 Page 1 of 3

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Step-6. Step-7. Step-1. Step-3. Step-9. Step-8. Step-2. Auditor Prepare Audit Report nonconformance, evidence, conclusions, recommendations QCS-3 Internal Audit (attach). Auditor Plan Audit Checklists QCS-4 Document Search. Lead Auditor Audit the Audit - PowerPoint PPT Presentation

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Page 1: 3.0 Internal Audit Process

3.0 Internal Audit Process

Plan Audit Conclusion

Schedule, Scope,

Resources

3/26/07

CAT

Enter & ManageCorrective / Preventive

Actions

QCS-3 Internal Audit add C & P Actions

Step-9

Current Audit Rqmts

Audit Plan, & Checklists

Findings & Observations

QMRSchedule

audit & peopleQCS-3 Internal Audit

Step-1

Auditor

Perform Audits

Standards Audit & Procedure Audit

Step-4

Lead AuditorAudit the Audit

QCS-3 Internal Audit

Step-6

Auditor

Plan

Audit Checklists

QCS-4 Document Search

Step-3

AuditorPrepare Audit Report

nonconformance, evidence, conclusions, recommendations

QCS-3 Internal Audit (attach)

Step-7

MRT

Review & EvaluateAudit Report

QCS-3 Internal Audit (view)

Step-8Auditor

Prepare

training (if req’d)& rqmts review

Step-2

AuditorSummarize Findings

summary report

Step-5

QualifiedAudit

Audit Report

Recommended Actions

Two Audit Criteria 1) Standards Audit – BQ-9000 Compliance2) Procedures Audit – Say What You Do / Do What You Say

Audit Results

QMR – Quality Management RepresentativeMRT – Management Review TeamCAT – Corrective Action team

01-15-0009-01Page 1 of 3

Page 2: 3.0 Internal Audit Process

Document Approvals

Role/Position

(Normative)

Owner:

(informational)

Approval Date

QMR Terry Boone

COO Bill McIlwain

Role/Position Reviewed By:

QA Ravi Doshi

Approved By:

Document Control Jan Rector

Instructions for filling out Document Approval Form1. Identify the owner of the document who has technical authority for content.2. Identify the authority required to review and approve (authority role).3. Identify who acts within required authority for this release.4. Approval date signifies that Document Control has received acceptance of approval.5. Document Control has structural control as defined in 01-01-0001 Preparation & Release of Controlled Documents.

01-15-0009-01Page 2 of 3

Page 3: 3.0 Internal Audit Process

Revision HistoryDate Revision No. Modification Reason

11/28/06 00 Original issue

3/26/07 01 Removed “calculate score(s)” from Step 5.

Archived document since it is embedded in the corresponding procedure.

01-15-0009-01Page 3 of 3


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