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1396 PIERS Proceedings, Marrakesh, MOROCCO, March 20–23, 2011 Performance Comparison of OFDM, MC-CDMA and OFCDM for 4G Wireless Broadband Access and Beyond Syed M. Zafi S. Shah, A. W. Umrani, and Aftab A. Memon Institute of Information and Communication Technologies Mehran University of Engineering and Technology Jamshoro 76062, Pakistan AbstractThe performance comparison off the three most feasible multiple access techniques proposed for fourth generation wireless communication systems, i.e., Orthogonal Frequency and Code Division Multiplexing (OFCDM), Orthogonal Frequency Division Multiplexing (OFDM), and Multi-Carrier Code Division Multiple Access (MC-CDMA) is evaluated. The objective is to find the most suitable technique for implementation in 4G Communication Systems. The modems of OFDM, MC-CDMA and OFCDM have been redesigned and performance is analyzed in terms of probability of error. The results reveal that OFCDM provides the lowest BER for a given SNR. 1. INTRODUCTION The two main candidates for fourth generation (4G) mobile communication systems are WiMAX 802.16e and Long Term Evolution (LTE) Advanced initially endorsed by ITU-R enabling true broadband services with transmission rates up to 100 Mbps with full mobility and 1 Gbps with limited mobility [1–3]. However, none of these systems support such higher transmission rates. The major hindrance is the weak ‘Resource Accessing’ techniques used at the physical layer of the incumbent systems, which either rely on FDMA, TDMA and DS-CDMA or combination of them, to provide access to multiple users. There have been several proposals including Orthogonal Frequency Division Multiplexing (OFDM), Multi-Carrier Code Division Multiple-Access (MC-CDMA) and Orthogonal Frequency & Code Division Multiplexing (OFCDM) for the adoption as multiple access techniques [4–6]. MC-CDMA has been thoroughly explained in [4, 6]. The motivation was to combine the advantages of multicarrier transmission with the ability of CDMA to accommodate a greater number of users. Later, a combination of multicarrier transmission with two-dimensional spreading named Orthogonal Frequency & Code Division Multiplexing (OFCDM) is introduced by [5]. The authors in [5] have advocated the use of OFCDM for future 4G mobile communications by providing its basic structure and main functions over OFDM system. However, the authors do not take into account the consideration that the MC-CDMA is also a potential technique for 4G mobile communications. A comparison of OFCDM with MC-CDMA would have been more appropriate. Motivated by their work we compare, in this paper, the performance of OFCDM, OFDM and MC-CDMA systems, keeping the aim to find the suitable technique for implementation in 4G systems. The modems of OFDM, MC-CDMA and OFCDM have been redesigned and the performance is simulated under a practical 6-tap frequency-selective Rayleigh fading channel. 2. SIGNAL STRUCTURE COMPARISON The structure for an OFDM symbol is shown in Figure 1, where it is assumed that the multicarrier transmission consists of four subcarriers, i.e., N c = 4. Multiple access can be provided to users by either allocating each user a particular subcarrier for transmission, i.e., FDMA, illustrated in Figure 1(a), or by allocating all subcarriers to a user for a particular yet a reasonable amount of time, i.e., TDMA, illustrated in Figure 1(b). The signal structure for an MC-CDMA symbol accommodating a single user is illustrated in Figure 2(a). The MC-CDMA symbol is generated as follows: A block of real-valued BPSK modulated symbol, assuming {+1} here from {+1, -1}, is repeated onto the subcarriers. The data is then spread by a frequency-domain spreading sequence, {+1, -1, +1, -1} with the spreading factor SF freq = 4. The number of subcarriers N c and SF freq have been chosen to be equal, however, SF freq <N c is also possible. A key observation in the signal structure of MC-CDMA is that spreading in frequency domain does not require additional bandwidth, which is in contrast to DS-CDMA [4]. Figure 2(b) shows the signal structure of an MC- CDMA symbol that accommodates four users over the same number of subcarriers; by multiplexing the data of each user over the frequency-power axis. Since there is a requirement for a synchronous

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Page 1: 3P7_1396

1396 PIERS Proceedings, Marrakesh, MOROCCO, March 20–23, 2011

Performance Comparison of OFDM, MC-CDMA and OFCDM for4G Wireless Broadband Access and Beyond

Syed M. Zafi S. Shah, A. W. Umrani, and Aftab A. MemonInstitute of Information and Communication Technologies

Mehran University of Engineering and TechnologyJamshoro 76062, Pakistan

Abstract— The performance comparison off the three most feasible multiple access techniquesproposed for fourth generation wireless communication systems, i.e., Orthogonal Frequency andCode Division Multiplexing (OFCDM), Orthogonal Frequency Division Multiplexing (OFDM),and Multi-Carrier Code Division Multiple Access (MC-CDMA) is evaluated. The objective isto find the most suitable technique for implementation in 4G Communication Systems. Themodems of OFDM, MC-CDMA and OFCDM have been redesigned and performance is analyzedin terms of probability of error. The results reveal that OFCDM provides the lowest BER for agiven SNR.

1. INTRODUCTION

The two main candidates for fourth generation (4G) mobile communication systems are WiMAX802.16e and Long Term Evolution (LTE) Advanced initially endorsed by ITU-R enabling truebroadband services with transmission rates up to 100Mbps with full mobility and 1 Gbps withlimited mobility [1–3]. However, none of these systems support such higher transmission rates.The major hindrance is the weak ‘Resource Accessing’ techniques used at the physical layer of theincumbent systems, which either rely on FDMA, TDMA and DS-CDMA or combination of them, toprovide access to multiple users. There have been several proposals including Orthogonal FrequencyDivision Multiplexing (OFDM), Multi-Carrier Code Division Multiple-Access (MC-CDMA) andOrthogonal Frequency & Code Division Multiplexing (OFCDM) for the adoption as multiple accesstechniques [4–6]. MC-CDMA has been thoroughly explained in [4, 6]. The motivation was tocombine the advantages of multicarrier transmission with the ability of CDMA to accommodate agreater number of users. Later, a combination of multicarrier transmission with two-dimensionalspreading named Orthogonal Frequency & Code Division Multiplexing (OFCDM) is introducedby [5]. The authors in [5] have advocated the use of OFCDM for future 4G mobile communicationsby providing its basic structure and main functions over OFDM system. However, the authorsdo not take into account the consideration that the MC-CDMA is also a potential technique for4G mobile communications. A comparison of OFCDM with MC-CDMA would have been moreappropriate. Motivated by their work we compare, in this paper, the performance of OFCDM,OFDM and MC-CDMA systems, keeping the aim to find the suitable technique for implementationin 4G systems. The modems of OFDM, MC-CDMA and OFCDM have been redesigned and theperformance is simulated under a practical 6-tap frequency-selective Rayleigh fading channel.

2. SIGNAL STRUCTURE COMPARISON

The structure for an OFDM symbol is shown in Figure 1, where it is assumed that the multicarriertransmission consists of four subcarriers, i.e., Nc = 4. Multiple access can be provided to usersby either allocating each user a particular subcarrier for transmission, i.e., FDMA, illustrated inFigure 1(a), or by allocating all subcarriers to a user for a particular yet a reasonable amountof time, i.e., TDMA, illustrated in Figure 1(b). The signal structure for an MC-CDMA symbolaccommodating a single user is illustrated in Figure 2(a). The MC-CDMA symbol is generated asfollows: A block of real-valued BPSK modulated symbol, assuming {+1} here from {+1,−1}, isrepeated onto the subcarriers. The data is then spread by a frequency-domain spreading sequence,{+1,−1, +1,−1} with the spreading factor SFfreq = 4. The number of subcarriers Nc and SFfreq

have been chosen to be equal, however, SFfreq < Nc is also possible. A key observation in thesignal structure of MC-CDMA is that spreading in frequency domain does not require additionalbandwidth, which is in contrast to DS-CDMA [4]. Figure 2(b) shows the signal structure of an MC-CDMA symbol that accommodates four users over the same number of subcarriers; by multiplexingthe data of each user over the frequency-power axis. Since there is a requirement for a synchronous

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Progress In Electromagnetics Research Symposium Proceedings, Marrakesh,Morocco, Mar. 20–23, 2011 1397

(a) (b)

Figure 1: (a) OFDM-TDMA signal structure. (b) OFDM-FDMA signal structure.

(a)

(b)

Figure 2: (a) MC-CDMA single user signal structure. (b) MC-CDMA multi-user signal structure.

link for MC-CDMA [4, 6], orthogonal sequences like Walsh, OVSF and Zadoff-Chu are preferredover non-orthogonal sequences [4].

An illustration of signal structure of an OFCDM symbol is shown in Figure 3(a). OFCDM canbe implemented in two basic ways, i.e., by first implementing DS-CDMA followed by MC-CDMAor vice versa. For our implementation we have chosen the former, with the generation of symbolas follows: A block of BPSK modulated symbol, assuming {+1} here from {+1,−1} is spreadin time domain, over the power-time axes, by a spreading code {+1,−1}, with a spreading factorSFtime = 2. Next, every chip of the spread sequence is repeated onto the four subcarriers. This datais subsequently spread in the frequency-domain by a spreading sequence {+1,−1,−1,−1} with thespreading factor SFtime = 4 to yield a signal whose power has been spread over two dimensions.OFCDM provides access to users by allocating a block of the 2D symbol. The spreading factor fora user is therefore the product of the factors of both domains, given as SF = SFtime × SFfreq. InFigure 3(b), the signal structure for an OFCDM symbol is shown, which accommodates 8 userswith SFtime = 2 and SFfreq = 4 (SF = 8). It can be inferred by comparison between the signalstructures of the three techniques that OFCDM provides the best utilization of physical layerresources by accommodating a greater number of users. Another significant revelation is that anOFCDM symbol can be downgraded to either an MC-CDMA symbol by using SFtime = 1 and evento an OFDM symbol by using SFtime = 1 and SFfreq = 1. For comparison between OFDM andOFCDMA the reader is advised to [6, Figure 1].

3. SYSTEM COMPARISON

The transmitter structure for OFDM is shown in Figure 4(a), where user data, as a serial streamof bits, is modulated by a suitable digital modulation technique and then converted from a se-rial stream in to Nc parallel sub-streams. Each stream will be up-converted by carriers that areorthogonal to each other. This is performed by applying the IDFT algorithm onto the parallel sub-

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1398 PIERS Proceedings, Marrakesh, MOROCCO, March 20–23, 2011

(a) (b)

Figure 3: (a) OFCDM single user signal structure. (b) OFCDM multi user signal structure.

(a)

(b)

Figure 4: (a) Block diagram of an OFDM transmitter. (b) Block diagram of an MC-CDMA transmitter(solid line); block diagram of an OFCDM transmitter (solid and dotted line).

streams. A part of the signal’s tail is copied to its front, therefore prefix, before sending it throughthe channel. This helps in creating a guard space in the time-domain for delayed multipath signalsand prevents successive symbols interfering with each other. The transmitter for MC-CDMA, il-lustrated in Figure 4(b), is similar to that of OFDM. Data bits are modulated and repeated ontoNc parallel streams. After that, each sub-stream is multiplied by a chip of a unique spreadingsequence. This step would perform the objective of multiplexing in the frequency-domain. Thetransmitter for OFCDM is illustrated in Figure 4(b). Data bits are modulated and spread in thetime domain by a sequence of spreading factor SFtime. This step would perform the objective ofmultiplexing in the time domain. The second part of 2D spreading is in the frequency domain,which can be implemented by repeating each chip of the spread sequence onto Nc parallel streams.Similar to MC-CDMA, each stream is multiplied by a chip of a spreading sequence. The final partof the OFCDM transmitter is to implement OFDM transmission described in the previous section.

4. SIMULATION RESULTS

The bit error rate was computed by varying the Energy-of-Bit-to-Noise-ratio (Eb/No) over a 6-tapRayleigh distributed static channel with taps, [0.89, 0.71, 0.56, 0.45, 0.35, 0.28]. Perfect channel es-timation was assumed for equalization at the receiver so that the BER performance of the accesstechniques alone could be observed. The performance comparison for the equalizers has been illus-trated in Figure 5, where OFDM, MC-CDMA and OFCDM transceivers have been designed withboth types of equalizers. The spreading factor for MC-CDMA and OFCDM was kept constant at 8.

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Progress In Electromagnetics Research Symposium Proceedings, Marrakesh,Morocco, Mar. 20–23, 2011 1399

Figure 5: Comparison of frequency-domain ZeroForcing (ZF) and Minimum Mean Square Error(MMSE) equalizers.

Figure 6: Comparison of the effect of time-domainand frequency-domain spreading factor on bit errorrate.

It was observed that MMSE equalizer in general performs better than ZF equalizer. Interestingly,OFCDM with ZF equalizer had a better performance than MC-CDMA MMSE at low values ofEb/No, but beyond 12 dB, MC-CDMA MMSE’s BER fell drastically with respect to Eb/No. How-ever, OFCDM MMSE continues to perform better than MC-CDMA MMSE. With the Zero Forcingequalizer, the performance of MC-CDMA is similar to that of the performance of OFDM.

5. CONCLUSIONS

We elaborated in detail the signal structure of OFDM, MC-CDMA and OFCDM and it was es-tablished that OFCDM is in fact, a superset for OFDM and MC-CDMA. The techniques werethen compared in terms of bit-error-rate performance, which was estimated over a 6-tap frequency-selective Rayleigh fading channel using the Monte Carlo randomization method. The results demon-strated that OFCDM provides the lowest BER for a given Eb/No as compared to the other twotechniques. Results also show that the selection of a higher spreading factor for frequency-domainspreading led to an increase in the BER when the channel chosen to be highly frequency-selectiveand a higher spreading factor for time-domain spreading led to an increase in the requirement forthe number of subcarriers.

REFERENCES

1. Report, “Requirements related to technical performance for IMT-Advanced radio interface(s),”ITU-R Report M. 2134, http://www.itu.int/pub/R-REP-M.2134-2008/en, 2008.

2. T-Mobile USA, 4G Speeds From T-Mobile Now Broadly Available in the Northeastern US andOther Major Cities, T-Mobile USA Press, May 20, 2010.

3. Fu, I. K., et al., “Multicarrier technology for 4G WIMAX system,” IEEE Comm. Mag., Vol. 48,No. 8, Aug. 2010.

4. Adachi, F., et al., “Broadband CDMA techniques,” IEEE Wireless Comm., 8–18, Apr. 2005.5. Zhou, Y., T.-S. Ng, et al., “OFCDM: A promising broadband wireless access technique,” IEEE

Comm. Mag., Vol. 46, No. 3, 38–49, Mar. 2008.6. Fazel, K. and S. Kaiser, Multi Carrier and Spread Spectrum: From OFDM and MC-CDMA to

LTE and WiMAX, 2nd Ed., Wiley, 2008.