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I BONG QUAN TRI I BONG QUAN TR1

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NGAN HANG THONG MAI CO HAN

PHAT TRIEN THANH P HO HO CHI MI

Noi nh4n: - YPLD, BKS, KTNB (de biet); - Nhu Di& 3 (ell thirc hien); - Luu YT/PPC.

HDBank46,

Com k6t tol I ch coo nh6t

Try s& chinh Dja chi: 25 Bic Nguyin Thj Minh Khai, P.13in Nght, Q.1, TP.116 Chi Minh

DT: (848) 62 915 916/Fax: (848) 62 915 900/Website: angk.comArn

S6: 2-47J2017/QD-HDQT TP. HO Chi Minh, ngay thcing nom 2017

QUYET DINH

V/v ban hanh Quy the Cong 1)6 thong tin Ngan hang TMCP Phat trien Tp.H6 Chi Minh

HQI BONG QUAN TRf NGAN HANG TMCP PHAT TRIEN TP.HO CHI MINH

Can onuOt cdc to chtk tin dung so 47/2010/QH12 ngay 16/6/2010;

Can de Lunt Doanh nghiep so 68/2014/QH13 ngcly 26/11/2014;

Can th LuOt Chung khoan so 70/2006/QH11 ngay 19/06/20006 va Luat Chang khocin sica cloi bO sung so 62/2010/QH12 ngay 24/11/2010 va cac Nghl clfnh, Thong to huang dan (sau day g9i Chung la "Luat Chung khocin");

Can cu Thong he so 155/2015/TT-BTC ngay 06/10 /2015 czia BO Tai chinh huong din v'e viec cong bo thOng tin tren thi truemg Chung khoan ("Thong he- 155 ');

Can th Nghj clink so 71/2017/N.D-CP ngay 06/06/2017 tha Chink phis huang din ve quan tri cong ty cip dung cgi vc31 cong ty dal cluing;

Can ar DA' le to chew va how a'5ng ctict Ngan hang Thuong mai CO phOn Phat trien Thanh pho HO Chi Minh;

QUYET DINH

Dieu 1. Ban hanh kern theo Quyet dinh nay "Quy the C6ng b6 thong tin Ngan hang Thuang mai CO phan Phat trien Thanh ph6 H6 Chi Minh (HDBank)".

Dieu 2. Nghi quyet nay có hieu ltrc ke tir ngay Ngan hang TMCP Phat trien TP.HO Chi Minh them y6t tren So Giao dich Chimg khoan TP. H6 Chi Minh ("HOSE").

Dieu 3. Thanh vier' 110i d6ng Quan tri, Ban TOng Giam d6c, cac Dan vi va can b6 nhan vien tren town he thOng HDBank có trach nhiern thi hanh Quyet dinh nay.

THI BANG TAM rP.

HDBank (om kit !pi Ich coo Mit Quy chi cong a thong tin HDBank

QUY CHE Cling bO thong tin

Ngfin hang TMCP Phat trien Tp. HO Chi Minh (Ban hanh kern theo Quyet dinh se .2,1.7.../2017/QD-HDQT ngay ... ,L4/2017

cua HOi ding Quail tri HDBank)

Chtrcrng I

QUY DINH CHUNG

Dieu 1. Ph#Ln vi dieu chinh va doi tuvng ip dung

1. Quy the nay quy dinh ve viec cong be thong tin cua Ngan hang thuong mai co ph&n Phat trien Tp. Ho Chi Minh (HDBank).

2. Quy the nay ap dung cho tat ca cac Dan vi kinh doanh tren toan he thong HDBank, cho toan bO cac Can bO nhan vien HDBank c6 lien quan den viec cong bo thong tin, bao gOm cac thanh vien HOi ding quan tri, thanh vien Ban Kiem soat, Tong Giam deo, Pho Tong Giam deo va cac chirc danh quan 15, ttrong ducmg theo quy dinh HDBank tang thoi ky, Giam dee tai chinh, Ke toan twang, ngutri dai dien theo phap luSt, ng,u6i dtrgc quyen cong be thong tin va nguai c6 lien quan cac doi tucmg nay, co tong lan.

Dieu 2. Giii thich tfr ngir

1. Ngicai cO lien quan la t6 chirc, ca nhan c6 quan he true tiep hoac gian tiep vii t6 chirc, ca nhan khdc thuOc mgt trong cac trirOng hqp quy dinh tai Khoan 28 Dieu 4 Lust Cdc to chirc tin dung, khoan 17 Dieu 4 LuSt Doanh nghiep, va khoan 34 Dieu 6 Lust chimg khodn.

2. Ngweii nei bO caa Ngan hang la cac thanh vien, HOi ding quan tri, thanh vien Ban Kiem sodt, thanh vien Ban Idem toan nOi bO, Tong Giam doe, Ph6 Tong Giam doc va cac chirc danh quan 1$, tuong duang theo quy dinh HDBank timg thOi Icy, Giam dtic tai chinh, KO toan truamg, nguai dai dien theo phap lust, nguai duclo fly quyen cong b6 thong tin.

3. Co (long Ion la c6 ding sof hth truc tiep hoSc gian tiep tir nam phAn tram (5%) tr.& len so co phieu c6 quyen Neu quyet cua HDBank.

4. Ngay cong bO thong tin la ngay t,hOng tin xuat hien ten mgt trong cac phuong tin cong be thong tin quy dinh tai Dieu 6.2 cAa Quy the nay.

5. Ngay brio cdo vi viec cling bO thong tin la ngay giri fax, gin dii lieu dien tir qua email, ngay thong tin dugc tiep nhan tren he thong thong tin dien tir cua Uy ban Chung khoan Nha mr6c, Sa giao dich clidng khoan hoac ngay Uy ban Chirrig khoan Nha nude, Sa giao dich cluing khoan nhan ducic van ban bao cao ye viec ding bo thong tin try theo thOi diem nao den truck.

6. Ban quan he co (tong la gem Nguai Phu Trach Quan Tri Ngan hang theo Quy the nQi bO ve quan tri Ngan hang, Thu ky HOi ding clan tri va cac can bij nhan vien lchac theo chi dinh cua HOi ding quan tri.

7. UBCKNN la Uy ban Chimg khoan Nha mac.

Ma s6 QC.QL/PPC.04 Lin ban hanh: 01 Trang 1/16

HDBank Com kit lot fch coo nhdt Quy chi cong 14 thong tin HDBank

8. HOSE la So Giao dich Chimg khoan Tp. HO Chi Minh.

9. DHDCD la Dai hOi ding Co (Jong cita HDBank.

10. CBTT la Cong be thong tin theo quy dinh tai Quy the nay.

11. VSD la Trung tam luu Icjr chimg khoan Viet Nam.

Dieu 3. Nguyen tic cong bo thOng tin

1. Viec cong be thong tin phai day du, chinh xac, kip tiled theo quy dinh phap lust va bao dam:

a. HDBank phai chiu trach nhiem ve nei dung thong tin cong b6. Truerng hop c6 sit thay doi ncli dung thong tin da cong bo, HDBank phai cong bo n'ei dung thay clod va ljr do thay del so vgi thong tin da cong bo trtrac do;

b. Truing hop co sit kien, thong tin lam, all huong den gia chirng khoan, HDBank phai xac nhan hoac dinh chinh ve sit kien, thong tin d6 trong \rang 24 giO, ke tir khi nhan biet dugc ye sit kien, thOng tin de hoac theo yeu cau cita Uy ban Ching khoan Nha mot, So giao dich chimg khoan;

c. Viec cong be cac thong tin ca nhan bao gem se The can cuOc cong dan, so Chirng minh nhan dan hoac se HO chieu con hieu luc, dia chi lien lac, dia chi thuOng trii, so dien thoai, so fax, email, s6 tai khoan giao dich chi:mg khoan, so tai khoan luu kjr chirng khodn, so tai khoan ngan hang chi dugc thuc hien neu chit the lien quan dung j.

2. HDBank khi cong be thong tin phai ding thoi bao cao Uy ban Chimg khoan Nha nuac va Giao dich Chimg khoan Tp. Ho Chi Minh ve n'ei dung thong tin cong bo, bao g6m day du cac thong tin theo quy dinh. Tnrang hgp thong tin cong bo bao gOm cac thong tin ca nhan quy dinh tai diem c khoan 1 Dieu nay va cac doi Wong gong bo thOng tin Ichong muon cong khai cac thong tin nay thi phai giri Uy ban Cluing khoan Nha nuo.c va So giao dich chimg khoan 02 ban tai trong d6 01 ban bao cao viec cong bo thong tin bao gem day du thong tin ca /than va 01 ban bao cao khong bao gom thong tin ca nhan. Uy ban Chimp khoan Nha nage va So Giao dich Chung khoan Tp. Ho Chi Minh thuc hien cOng bo thong tin.

3. HDBank CO trach nhiem bao quan, luu gift thong tin da bao cao, cong be theo quy dinh sau:

a. Cac thong tin cong be dinh kjr phai dugc luu gift dual clang van ban (neu c6) va di lieu dien tir Vol thieu 10 nam; Cac thong tin nay phai dugc hru gift tren trang thong tin dien tir cua HDBank toi thieu la 05 am;

b. Cac thOng tin cong be bAt thtrOng hoac theo yeu cau phai luu gift ten trang thong tin dien tit cua HDBank trong tOi thieu 05 nam.

4. Ngon net thong tin gong be ten thi truing chirng khoan IA tieng Viet. Tr&mg hop cong be thong tin bang tieng Viet va tieng Anh thi nei dung thong tin cong bo bang tieng Anh chi co tinh tham khao.

Dieu 4. Nguiri amp hien cOng IA thong tin

1. Nguoi cong be thong tin chinh auk cua HDBank: la nguoi dal dien theo phap lust cua Ngan hang TMCP Phat trien TP HCM hoac la nguiri dugc Ngan hang ay quyen thuc hien dog be thong tin.

Ma so di lieu: QC.QL/PPC.04 LAn ban hanh: 01 Trang 2/16

HDBankv Cam k (IQI Idi coo NW Quy chi cong a thong tin HDBank

2. Nguari cong bO thong tin du phong cua HDBank: Tnramg hqp phat sinh su kien cong INS thong tin ma ca ngutri dai dien theo phap luat va ngutri duqc uy quyen cong bO thong tin deu ving mat thi thanh vien gi0r chirc vu cao tiep theo trong Ban Tling Gam doc (theo van ban phan cong/iry guy& cua TOng Criam dOc) co trach nhiem thay the thuc hien Gong bo thong tin.

3. Viec cong b6 thong tin dm HDBank phai do Nguari dai then theo phap luat cua Ngan hang ho41c Nguari duqc ity quyen cong be thong tin thuc hien. Ngtrad dai dien theo phap A lust Ng'an hang phai chiu trach nhiem tinh day der, chinh xac va kip than ve n6i dung thong tin do Nguari cong b6 thong tin dtrac fry quyen cong bO.

4. Co dong la t6 chirc, ca nhan thuc d6i turg cong bO thong tin c6 the tu thuc hien nghia vu cOng b6 thong tin hoac fry quyen cho 01 to chirc (cong ty chfmg khoan, cong ty quan ly guy, cong ty dai chimg, thanh vien luu ky, Trung tam ltru ky chImg khoan hoac t6 chirc kirk) hoac 01 ca nhan Ichic thuc hien nghia vu cong b6 thong tin theo quy dinh cua phap

5. HDBank phai dang kjr, clang 14 lad ngutri dai dien theo phap luat hoac nguiri dtrac fry quyen cong b6 thong tin theo Phu Luc so 01 cong ved Ban cung cap thong tin cua ngtroi dai dien theo phap luat hoac nguari duqc Cry quyen cOng b6 thong tin theo Phu luc so 02 ban hanh kern theo cho Uy ban Chimg khoan Nha nuac va SO Giao dich Cht'mg khoan Tp. HO Chi Minh tOi thieu 24 giO trudrc khi viec Cry quyen co hieu luc.

6. Nha dau tu nuerc ngoai thuc hien nghia vu bao cao va cong bO thong tin theo quy dinh cua phap 101 chimg khoan huong dltri hog d6ng dAu tu ntrac ngoiti teen thi truang chimg khorin Viet Nam.

Dieu 5. Ban quan he co clang

Ban quan he co dong cb trach nhiem tap h9p tat ca cac thong tin cong both cac can b6, b6 phan cO lien quan, kiem tra n6i dung thong tin, dOi chieu v&i cac quy dinh ve ding bo thong tin, soan thao van ban cong b6 thong tin va trinh Ngutri cong be; thong tin du HDBank xem xet va phe duy'et.

Dieu 6. Hinh thirc va phtrang tien cong hO thong tin

1. TAt ca cac thong tin cung cap phpc vu cho viec cong bo deu &roc thuc hien bang van ban va dinh kern file n6i dung theo yeu cau cua cac co quan cO thAm quyen (Uy ban Chimg khoan Nha nuerc (UBCKNN), HOSE, VSD...).

2. Phuang tien cong b6 thong tin: Viec Gong bo thong tin duqc thuc hien qua cac phuong tien ding bo thong tin sau:

a. Bao cao thuang nien, trang thong tin dien tir (website) va cac An phAm khac cua HDBank;

b. Cac phuong tien cong bO thong tin cua UBCKNN bao gem: he thong Ong bO thong tin, quan ly du lieu dien tCr cua UBCKNN (SCMS), bao cao thutmg nien, trang thong tin dien ttY va cacFan phAm lchac cua UBCKNN;

c. Cac phuong tien cong b6 thong tin cua HOSE bao ban tin thi tnrong chimg Ichotur, trang thong tin dien tir cua HOSE, bang hien thi dien tir tai HOSE;

d. Trang thong tin dien tir cua Trung tam ltru ky chirng khoan (VSD); va

ma s6 tai QC.QL/PPC.04 Lan ban hanh: 01 Trang 3/16

di HDBank Com ktk tot fit coo rth6t Quy chi cong thong tin HDBank

e. Phuong tien thong tin dai chimg khac theo quy dinh cua phap luat (bao in, bao dien tir...).

3. Truing hop nghia vu cong bt thong tin phat sinh vao ngay nghi, ngay le theo quy dinh phap luat, HDBank thuc hien cong b6 thong tin tren trang thong tin dien tir (website) cita HDBank va thuc hien day du nghia vu cong be, thong tin theo quy dinh phap luat ngay sau khi ngay nghi, ngay le ket thuc.

Dieu 7. Tam hoin cong bo thong tin

1. Trong truing hop viec cong bt thong tin khong the thuc hien dimg theri hen do nhang ly do bat lchd khang, HDBank phai bao cao UBCKNN, HOSE va co quan c6 them quyen khac, tit), tirng truing hop, ve viec tam hoan cong b6 thong tin ngay khi xay ra scr kien, trong d6 neu re' V, do dm viec tam hoan cong b6 thong tin, ding thoi cong bt ye viec tam hoan cong b6 thong tin.

2. Ngay sau khi TA' khac phpc &roc tinh trang bat kha khang, HDBank c,6 trach nhiem cong bt day di' cac thong tin ma truerc do chtra cong b8 theo quy dinh phap luat.

Dieu 8. Cung cap thong tin cho cac phtrung tin thong tin d#i chting khac

Cdc thong tin &roc cung cap cho cac phIrcm.g tien thong tin dai chung du& cac hinh thirc khac ngoai quy djnh tai Quy cht nay nhu: tra lo<i phong van, cac bai vitt, cac th8ng tin bang cac hinh thirc khdc v.v... lien quan den hoat Ong cua HDBank thi can phai co su thOng nhat kin truerc voi Ngtreri dai dien theo phdp luat cua HDBank hoac ngubri duce fly quyen/giao trach nhiem thuc hien viec giam sat cac thong tin &rot deg bt. Neu chtra co kitn ding )", cita Ngtroi dai dien theo phap 1114 dm HDBank hoac ngtresi duce uy quyen/giao trach nhiem gidm sat cac thong tin &roc cong bo, thi thong tin d6 kh6ng duoc xem la thong tin chinh thuc va chua tht cung cap cho cac phucmg tien thong tin dai chang.

Dieu 9. Cling bo thong tin dinh kjr

1. Ngan hang phai cong bt bao cao tai chinh nam da &roc kiem town besi to chirc kitm town duce chap thuan thuc hien kiem town, Om bao cao tai chinh nam cita HDBank va bao cao tai chinh nam hop nhat theo quy djnh phap luat ye ke town doanh nghiep.

Thai hen cong bo bao cao tai chinh nam IA trong thin hen 10 ngay, ke tir ngay t6 chirc kitm town ky bao cao kiem town nhung khong vtrot qua 90 ngay, ke tir ngay ket thuc nam tai chinh.

Tnremg hop HDBank khong the hoan thanh viec cong bt bdo cao tai chinh nam trong theri hen neu tren do phai lap bdo cao tai chinh nam hop nhat hoac bdo cao tai chinh nam tong hop; hoac do cac cong ty con, cong ty lien ket cua HDBank cong phai lap bap cao tai chinh nam c6 kiem town, bao cao tai chinh nam hop nhat hoac bao cao tai chinh nam tong hop thi Uy ban Chimg khoan Nha mac xem xet gia hen thiri gian cong bo bao cao tai chinh nam khi c6 yeti can bang van ban dm cong ty, nhung t6i da khong qua 100 ngay, ke ttr ngay ktt et& nam tai chinh bao dam pht hop vii quy dinh phdp luat lien quan.

2. HDBank phai ding bo bao cao tai chinh ban nien da duce soat xet bed to chirc kiem town dugc chap thuan thuc hien kiem town.

MA s6 tai QC.QUPPC.04 Lan ban hanh: 01 Trang 4/16

HDBan& Coal kit lit Idl coo Mitt Quy chi cong hi thong tin HDBank

Thad han ding b6 bao cao tai chinh ban then: trong then han 05 ngay, ke tir ngay t6 chile kiem town kY bao cao soar xet nhung khong dugc vuqt qua 45 ngay, ke tir ngay ket tittle 06 than dau nam tai chinh.

Tnreing hop HDBank khong the hoan thanh viec cong 1)6 bao cao tai chinh ban nien trong then han nett tren do phai bao tai chinh ban then hop nhat hoac bao cao tai chinh ban nien tong ligp; hoac do cac cong ty con, cong ty lien ket cua HDBank ding phai lap bao cao tai chinh ban nien da dugc sok xet, bao cao tai chinh ban then hop nhat, bao cat) tai chinh ban nien tong hop thi Uy ban Chimg khoan Nsita mrac xem xet gia hart then gian cong b6 bap cao chinh ban nien khi co y'eu cau bang van ban, nhung ted da khong qua 60 ngay, ke ngay ket thitc 06 thang dau nam tai chinh bao dam phu hqp vii quy dinh phap luat lien quan,

3. HDBank phai cong b6 bao cao tai chinh quy ho4c bao cao tai chinh quy da duos sok xet (neu c6). Thad han cong b6 bao cao tai chinh quy: trong thad hp 20 ngay ke tir ngay ket thric quy va trong then han 05 ngay, ke tir ngay to chirc kiem toan k51 bao cao soat xet.

Truerrig hop HDBank Wong the hoan thanh viec cong b6 bao cao tai chinh quy trong theri han neu tren do phai lap bao cao tai chinh quy hop nhat ho4c bao cao tai chinh guy tong hop; hoac do cac cong ty con, cong ty lien ket cua HDBank ding phai lap bao cao tai chinh quy hop nhat, bao cao tai chinh quy tong hop thl Uy ban Chimg khoan Nha nuac xem xet gia han thari gian cong be) bao cao tai chinh quy khi co you cau bang van ban, nhung toi da khong qua 30 ngay, ke tir ngay ket thitc quy bao dam pha hgp voi quy dinh phap luat lien quan.

4. Khi cong b6 thong tin cac bao cao tai chinh neu tai khoan 1, 2, 3 Dieu nay, HDBank phai ding theri giai trinh nguyen nhan khi xay ra mOt trong cac trtrang hop sau (tren ca ca sa bao cao tai chinh cua ban than HDBank va bao cao tai chinh hgp nhat, bao cao tai chinh tong hgp):

a. Lgi nhuan sau thus thu nhap doanh nghiep tai Bao cao ket qua hoat dOng kinh doanh cua IcS7 cong bo thay doi tir 10% ter len so vii bao cao ding ky nam tnrac;

b. Loi nhuart sau thus trong ky bao cao NO; hoac chuyen ttY lai a kk tnroc sang 16 a Icr nay hoac ngugc lai;

c. S6 lieu, ket qua hoat dOng kinh doanh lay ke tir dau nam tai bao cao ket qua hoat dOng kinh doanh trong bao cao tai chinh quy 2 da ding bo so vii bao, tai chinh ban then dugc soar xet; hoac tai bao cao tai chinh quy 4 a cong bo so vii bao cao tai chinh nam dugc kiem toan có sir chenh loch tir 5% tra len; hoac chuyen ttr 16 sang lai ho4c ngtrot lai;

d. S6 lieu, ket qua boat dOng kinh doanh tai bio cao ket qua hoat dOng kinh doanh trong ky bao cao et5 s‘r chenh loch truac NIA sau kiem toan hoac sok xet tir 5% tra len.

5. Dinh lcS, 06 than va nam, HDBank phiti cOng bo thOng tin ve bao cao tinh hinh quan tri Ngan hang. Thad hart ding b6 thong tin Bao cao tinh hinh quan tri Ngan hang cham nhat la 30 ngay, ke tit ngay ket thitc ky bio cao.

6. HDBank phiti lap bao ciao thuamg then va cOng b6 bao cao nay cham nhat la 20 ngay sau ngay cong b6 bao cao tai chinh nam dugc kiem toan nhung khong vugt qua 120 ng?ty, ke tir ngay ket thus nam tai chinh.

Ma s6 tai QC.QL/PPC.04 Liin ban hanh: 01 Trang 5/16

HDBank Com Mt 101 Ids coo ith6t Quy chi cong bo thong tin HDBank

7. C6ng bo thong tin ve hop Dai hii ding co &Ong thuOng nien, theo quy djnh tai Dieu 18 cua HDBank.

8. COng be thong tin ye hog ding chao ban va bao cao s* dicing von:

a. HDBank time hi8n chao ban chung khoan rieng le, chao ban chimg khoan ra cong chung thuc hi8n nghia vu cong be thong tin theo quy djnh phap luat ve chao ban chimg khoan;

b. Tnreng hop huy ding win a thuc hi8n du an dau tu, djnh kj, 06 thing Ice tir ngay ket thirc dot chao ban cho den khi hoan thanh du an; hoac cho den khi da giai ngan het s6 tien huy ding duqc, HDBank phai bao cao Uy ban Chimg khoan Nha nuac va cong bo thong tin ve tien di s* dung yen thu duot tir dot chao ban. Truapg hop thay doi cac nii dung tai phucmf an sir dung yen, 'nue dich s* dvng von, trong yang 10 ngay ke tir khi ra quyet dinh thay doi cac nii dung nay, t6 chirc Oat hanh phai bao cao Uy ban Chimg khoan Nha nuac va tong be thong tin nii dung thay doi tren Website cua HDBank. MQi thay &Si phai duqc bao cao lai tai Dai hii ding co dong gan nhit.

c. HDBank phai cong be bao do sir dung yen dirge kiem town xac Lilian tai Dai hii Ong co tong hoac thuyet mink chi tiet vi8c sir dung yen thu (lucre tir dot chao ban trong bao cao tai chinh nAm duqc kiem town xac nhan. Quy dinh nay khons ap dung &Si vii truing hop tong ty dai chung chao ban co phieu de hoan doi cac khoan nq hoac hoan doi co phan, phttn von gap.

9. Cong be thong tin ye tj,18 s6 him mac ngoiti

HDBank phai cong be thin tin ye gidri han tj le so httu mrac ngoai cua HDBank va cac thay doi lien quan den tj, 18 so hitu nay tren Website cua HDBank, cua 86 giao dich chimg khoan Tp. Hi Chi Minh va Trung tam hru k) chirng khoan theo quy dinh phap luat chirng khoan huang clan hoat ding dau tu nuac ngoai tren thi truing chimg khoan Vi8t Nam.

Dieu 10. Cong be thong tin bit thu*ng

1. HDBank phai cong be thong tin bit thuang trong Ong 24 gibs trong cac truing hop, su kin sau day:

a. Tai khoan cua HDBank tai ngin hang Icha.c/Ngan hang nha nuac bi phong tea hoAc duqc pile') hog ding Ira lai sau khi bi phong tea, ngoai tr* trutmg hop phong tea theo y8u cau cua chinh HDBank;

b. Tam ng*ng mit phan hoAc town bi hoat ding kinh doanh; be sung hoAc nit bat mit hoAc mit so nganh nghe du tu, kinh doanh; bi dinh chi hoac thu hii Giiy chimg nhan clang kj, doanh rtghi8p hoAc Giay pile]) thanh lap va hog ding hoac Giay phep hoat ding; thay d8i thong tin trong Ban cao bach sau khi da duce 1'.13, ban Ching khoan Nha nuac dip Giay chung 'than dAng ky chao ban;

c. Thon qua guy& dinh cua Dai hii ding co dong (bao om nghi quyet cua Dai hii dons CO Ong, bien ban hop hoac bien ban kiem ?hieux(trong truOng hop lay

kien co Ong bAng van ban). Truing hop hii dong co &Ong thong qua vi8c hity niom yet, ding ty phai cong be thin tin ve vi8c hay niem yet kern theo tj, 18 thong qua cua c6 d8ng kho'ng phai IA co d8ng 16n;

d. Quyet djnh mua hoac ban co phieu quy; ngay thuc hi8n fiuyen mua co phieu cua nguai so hfht trai phieu kern theo quyen mua CO phieu hoac ngay thuc hi8n

MA s6 tai QC.QL/PPC.04 Lan ban hanh: 01 Trang 6/16

HDBank'' Coos Ilk 101 Id. coo °Mc Quy chi cong bo thong tin HDBank

g.

chuyen doi trai phieu chuyen di sang c6 phieu; quyet djnh chao ban cluing khoim ra nuac ngoai va cac quyet djnh lien quan den viec chao ban chimg khoan theo quy djnh phap luat ye doanh nghiep; TnrOng hop HDBank mua lai c6 phieu cua chinh Ngan hang, sau khi thanh toan het s6 c8 phieu mua lai, neu tong gia tri tai san ducic ghi trong s6 ke town giam hcrn 10% thl Ngan hang phai th6ng bao cho tat ca cac chit no biet va cong b6 thong tin tong thOi han 15 ngay, ke tti ngay hoar tat nghla vu thanh wan viec mua lai c6 phieu.

e. Quyet clink ve mire c6 tire, hInh thirc tra c6 tire, then gian tra c6 ttic; quyet dinh tach, g6p co phieu;

f. Quyet dinh ve viec t6 chirc Lai Ngan Jiang (chia, tach, hop nhAt, sap nhap doanh nghiep), giai the Ngan hang; thay doi ten Ngan hang, con dau cua Ngan hang; thay d6i dia diem, thanh lap men hoac d6ng cua try six chinh, chi nhanh, phong giao dich; sira d6i, b6 sung Dieu le; chin hroc, ke hoach phat trien trung han va ke hoach kinh doanh hang nam cua Ngan hang;

Quyet djnh thay doi k9 ke toan, chinh sach ke toan itp dung (trir tru&ng hop thay d6i chinh sach ice toan ip dung do thay doi quy dinh phap luat); thong bao doanh nghiep kiem town da k9 hop dOng kiem wan bao cao tai chinh nam hoac thay d6i doanh nghiep kiem toan (sau khi da k9 hop d6ng); doanh nghiep kiem town tir ch6i kiem toan bao cao tai chinh cua Ngan hang; ket qua dieu chinh hoi t6 bao cao tai chinh (Mu c6); y kien kh6ng phai la 9 hen chap nhan toan ph'an cua kiem toan vien d6i vai bao cao tai chinh;

h. Quyet djnh tham gia von thanh lap, mua d tang so huu trong m6t ding ty dean den cong ty d6 to thanh cong ty con, Gong ty lien doanh, cong ty lien ket hoac ban de giam sar halt tai cong ty con, cling ty lien doanh, cong ty lien ket dan den cong ty d6 Ichong con la cOng ty con, cong ty lien doanh, cong ty lien ket hoac giai the cong ty con, cong ty lien doanh, cong ty lien ket; &mg, m& chi 'thank nha may, van phong dai dien;

i. Quy& dinh cua Dai h6i dOng c6 dOng ho4c H6i ding quan trj th8ng qua hop dong, giao djch gilaa Ngan hang yeti nguai n6i b6 hoac ngtrbi c6 lien quan;

j. Quyet dinh phat hanh trai phieu chuyen doi, co phieu ttu dai;

k. Khi c6 sit thay di s6 c6 phieu c6 quyen bieu quyet dang ltru hanh. Thai diem ding bo thong tin thuc hien nhu sau:

(i) Trutyng hop Ngan hang phat hanh them c6 phieu, tinh tir thai diem cOng ty bao cao Uy ban Cluing khoan Nha ntroc ve ket qua phat hanh theo quy djnh phap lust ye phat hanh chimg khoan;

(ii) Tnrang hop Ngan hang giao dick c6 phieu quy, tinh tit thOi diem Ngan hang bao cao ket qua giao djch c8 phieu guy theo quy dinh phap lust ye giao djch co phieu guy;

(iii) Trubng hop Ngan hang mua Lai c6 phieu dm can b0 cong nhan vien theo chuang trinh Ara chon cua nguOi lao d6ng trong Ngan hang hoac mua lai c6 phieu le cua Ngan hang thong qua cong ty chting khoan;

1. Khi nhIn &roc Giiy chtinf nhan &mg k9 doanh nghiep hoac GiAy phep thanh lap va hoat d6ng hoac Giay phep hoat d6ng cua Ngan hang &roc sira d'Oi, b6 sung;

Ma s6 QC.QL/PPC.04 Um ban }War 01 Trang 7/16

HDBanki*f Com kg Ipi Id1 coo oh& Quy chi cong a thong tin HDBank

m. Ngan hang thay d6i, b6 nhiem m6i, b'e nhiem lai, bai nhiem ngued nOi b0. Trong vong 03 ngay lam viec ke tar ngay cong be thong tin ve viec thay ct6i, b6 nhiem mod, be nhiem 1 i, bai nhiem ngued nei b46, cong ty gai cho Uy ban Chang khoan Nha met, Se giao dich chimg khoan Tp. HO Chi Minh Ban cung cap thong tin caa nguoi nei be, mod (neu Up);

n. Khi nhan duqc quyet dinh kited t6, tam giam, truy ciru trach nhiem hinh su dei veri ngueri nOi be dm Ngan hang;

o. Khi nhan duqc ban an, quyet dinh caa Tea an lien quan den hog Ong cua Ngan hang; ket Juan cua co quan thue ve viec Ngan hang vi pham pluip luat ve thue;

p. Quyet dinh vay hoac phat hanh trai phieu din den tong gia tri cac khoan vay cua Ngan hang c6 gia tri tar 30% von chu se him tro len tinh tai bao cao tai chinh nam gait nhat da duqc kiem town hoac bao cao tai chinh ban nien gan nhat duqc sok xet.

Tnr?Ing hqp tong gia tri cac khoan vay caa Ngan hang dat tar 30% von chit soy tra len tinh bao cao chinh nam gan nhat da duqc kiem town hoac bao

cao tai chinh ban nien gan nhat duqc scat xet, Ngan hang cong be thong tin ye cite guy& dinh vay them hoac Oat hanh them trai phieu c6 gia tri tar 10% von cha ser hau tre len then baocao tai chinh nam gan !that da kiem town hoac bao cao tai chinh ban nien gan that duqc scat xet;

r. Ngan hang nhan duqc th8ng bao cita Tea an thu 1S, don yeu cau me thu tuc phi san doanh nghiep;

s. Khi xay ra cac su kien khic c6 anh hueng 16n den boat deng san xuat, kinh doanh hoac firth hinh quan tri cua Ngan hang.

2. Cong be thong tin ye Dai hei deng co dOng bat thueng hoac thong qua nghi quyet Dai hOi dong co dong dtroi hinh thirc lay $1 kien co dong bang van ban:

Viec cong be thong tin ve Dai hei deng co dong bat thuemg dive hien theo quy dinh tai Dieu Le;

Trueng hqp lay y kien Dai hei dOng co dOng bang van ban, cham niAt 10 ngay truck thed han phai giri lai ?hien lay )", kien, Ngan hang phai cong bo tren trang thong tin dien to cua minh, dong thad gai cho tat ca cac co dong phieu lay y kien, du thao nghi quyet Dai hei dong co dong va cac tai lieu giai trinh du till) nghi quyet.

3. Khi cong be thOng tin theo quy dinh tai khoan ,1 Dieu nay, Ngan hang phai neu no su kien xity ra, nguyen nhan va cac giai phap khac phuc (neu c6).

4. Cong be thong tin lien quan den ngay dang ky cuei cong thkrc hien quyen cho co dong hien hire.

Cong ty dai chang bao cao va nep day du cac tai lieu la can ca phap 1)', lien quan den ngay dang ky cuoi cong du kien thuc hien quyen cho co dong hien him cho Trung tam luu kjr chimg giao dich chirng khoan Tp. H6 Chi Minh, bao cao Uy ban Chirng Ichopn Nha mac, dong then cling be thong tin cham nhat 10 ngay three ngay dank* cued ding du kien.

5. C8ng be thong tin trong cac tnreng hqp dac biet khic nhu sau:

q.

MA s6 tai WO: QC.QLIPPC.04 LAn ban hanh: 01 Trang 8/16

HDBankiLlf Cam 4k 101 Id+ coo oh& Quy chi cong a thong tin HDBank

a. Sau khi thay d6i ky ke toan, Ngan hang cong b6 bao cao tai chinh khi thay doi ky ke toan a duqc kiem toan theo quy dinh phap luAt ve ke toan doanh nghiep trong thOi hp 10 ngay, ke ttr ngay to chirc kiem toan ky bao cao IciOm toan;

b. Sau khi hoan tat viec chuyen d6i hinh thirc so. hthr doanh nghiep, Ngan hang cong b6 bao cao tai chinh sau khi chuyen d6i hinh thirc sey hiTcu doanh nghiep da duqc kiem toan theo quy dinh cua phap luAt ke toan doanh nghiep trong thoi han 10 ngay, ke fur ngity t6 chirc kiem toan ky bao cao kiem toan;

c. Sau khi chia, tach, sap nhAp, Ngin hang la doanh nghiep bi chia, bi tach hoac 1:4 sap nhA? cling b6 Bao cao tai chinh khi chia tach, sap nhAp doanh nghiep da duqc kiem toan theo quy dinh cua phap luA , t wan trong thoi hp 10 ngay, ke tir ngay t6 chirc kiem toan IcY bao cao kiem toan.

d. V6n gop cira chu sey httu bi giam tir 10% trey len hoa.c tong tai san 1:4 giam tir 10% trerl8n tai bao cao tai chinh nam gAn nhAt da duqc kiem toan hoac bao cao tai chinh ban nien gAn nhAt duce soat xet.

e. Quyet dinh tang, giam von dieu le; guy& dinh g6p von dAu to vao mgt t6 du an, vay, cho vay hoac cac giao dich Ichac voi gia tri tir 10% tro Jen ten icing tai san cua Ngan hang tai bap cao tai chinh nam gan nhat duce kiem toan hoac bao cao tai chinh pan then gan nhat duqc soat xet; quyet dinh gop von co gia tri tir 50% trey 1#1 von dieu le cAa mOt to chirc (xac, dinh theo von dieu le cira t6 chirc nhAn von gop truac thoi diem gop von); quyet dinh mua, ban tai san co gia tri tir 15% trer 18n tren tong tai san cua Ngan hang tinh tai bao cao tai chinh nam gan nhat chrgc kiem toan hoAc bao cao tai chinh ban nien gan nhat duqc soat xet.

f. Dtrqc chAp thuAn hoAc 1;1 hay bb them yet tai SO giao dich chimg khoin nuoc ngoai.

Dieu 11. Cling be thong tin theo yeu eau

1. Trong cac twang hqp sau day, HDBank phai cong b6 thong tin trong yang 24 gi6, ke tir khi nhAn duce yeu cAu cua Uy ban Chirng khoin Nha nuac, So Giao dich Chung khoan Tp. H6 Chi Minh:

a. Khi xay ra su kien inh htrong nghiem trong den lqi ich hqp phap cua nha dau tu;

b. CO thong tin lien quan den HDBank anh huang ion den gia chimg khoan va can phai xac nhAn thong tin dO.

2. NOi dung thong tin cong be theo yeu cAu phai ne9 ro su kien duqc Uy ban Chimg khoan Nha ntrOc,,So giao dich chimg khoan yeu cau cong bO; nguyen phan va (lath gia cong ty ve tinh xac thuc caa sir kien do, giai phap khac phut (neu co).

Dieu 12. Cong be thong tin lien quan den ce &Ong lOn va ce diing nOi bO

1. HDBank c6 teach nhiem cong b6 tren trang thong tin dien tir cua HDBank trong yang 03 ngay lam viec sau khi nhAn duqc bao cao lien quan den su thay d6i ty le so ht1u c6 phieu, quyen mua co phi8u t6 chirc/ca nhan khi trey thanh c6 dong hoAc Ichong con IA . dong km, hoa.c khi co dOng Ian co giao dich qua cac ngtrEmg 1%.

2. Trong vong,03 ngay viec sau, khi nhan duqc cac bao cao quan den giao *zilch co phieu, quyen mua co phieu, trai phieu chuyen doi, quyen mua trai phieu

a

H 4IC TRI P

MI

6

Ma so tai QC.QL/PPC.04 Lan ban hanh: 01 Trang 9/16

HDBank Corn hit 191 Ich coo nh& Quy chi Ong bo thong tin HDBank

chuyen doi cua Ngutri nei be cua Ngan hang va ngutti c6 lien quan cua Ngutti nei b6 cua Ngan hang, HDBank phai ding bo ten trang thong tin dien to cua HDBank.

3. Cong be thong tin lien quan den chao mua Clang khai: theo quy dinh dm van ban phap luat tai tong thai diem.

CHVONG U

SO BO VA QUY TRINH CONG BO THONG TIN

Dieu 13. So. a cong bo thOng tin

Sa de cong b6 th8ng tin theo Phu luc 3 dinh kern.

Dieu 14. Quy trinh cong bO thong tin

1. Birk 1. Gin th8ng tin

Khi phat sinh can thong tin phai ding b6 theo quy dinh tai Quy the nay, cac 06 dong, can N, be phan li8n quan phai ngay lap tirc lap bao cao va giri den Ban quan he c8 (tong theo thtti gian quy dinh. Cac be phan c6 lien quan thuec HDBank phai thgc hien dam bao thing cac quy dinh hien hanh ve theri gian nep bao cao cho UBCKNN, HOSE, VSD va cong b6 thong tin teen cac phuang tien thong tin dai chung.

2. Burk 2. thong tin

Khi nhan duqc thong tin do cac be phan c6 lien quan cung cap, Ban quan he ce dong thirc hien theo trinh hr:

a. Kiem tra nei dung thong tin, di chieu yeti cac quy dinh ye cong b6 thong tin;

b. Soan thao van ban cong be thong tin theo huang clan tai cac mlu phil hap theo quy dinh;

c. Trinh lanh dao xem xet va phe duyet.

3. }ham 3. Trinh lAnh (4o phi duAt

Ban quan he ce don* trinh Ngutti dai dien theo phap luat cua Ngan hang lqf va deng dau ban cao, cons be) tru&c khi thuc hien cong b6. Trong truing hap Ngutoi dai dien theo phap luat yang mat, Nguai cong be thong tin trinh Lanh dao c6 tharn quyen ky va dong clan de thgc hien cong b6.

4. Bulk 4. Bao cao va Cong b6

Ngu&i cong bi; thong tin giri van bin cong b6 thiang tin den cac ca quan co tham' quyen (UBCKNN, HOSE, VSD...) tUy tirng truing hap bang phuang tien th8ng tin dai chimg dung nei dung, va thtti gian dei vei tirng loci ding be thong tin (dinh bat thuang va theo yen cau) theo dung quy dinh.

(Liru Cac thong tin tren phai dirge giri cho cac ca quan c6 thim quyen (UBCKNN, HOSE, VSD...) tuy tirng truing hqp truac khi ding b6 thong tin ten cac phucmg tien thong tin dai chimg).

5. Birk 5. Bao plan va Liru frit thong tin

MA so tai QC.QL/PPC.04

Lan ban hanh: 01 Trang 10/16

TM.H I DONG QUAN TRI I DONG QUAN TRI

HDBank Coe kit iot lch coo nheic Quy chi cong bi thong tin HDBank

Thong tin sau khi da thtrc hien bao cao va cong b6 se &roc ltru try tai Ngan hang theo quy dinh tai khoan 3 Dieu 3 Quy che nay va quy dinh eta phap hiat de phuc vu tham khao, tra ctiu va doi chieu khi can thiet ciia cac nha &Au ttr.

Chuang III

DIEU ICHOAN THI HANH

Dieu 15. Dieu khoin thi hanh

1. Quy the nay co hieu ltrc ke tir ngay Ngan hang TMCP Phat trien TP.H6 Chi Minh niem yet tren So Giao dich Cluing khoan TP. HO Chi Minh.

2. Giao T6ng Giam doc trien khai thtrc hien, ban hanh cac van ban quy dinh, huang clan quy trinh cong b6 thong tin, cac bieu mau can thiet de thtrc hien Quy the nay, pha 116p voi tinh hinh thtrc te, cac quy dinh ciia Ngan hang Nha nuac Viet Nam, Uy ban Chting khoan Nha nuoc va ciia Phap luat.

3. Viec sira d6i, b6 sung Quy the nay do 116i citing Quan tri quyet dinh.

4. Thanh vien H6i dOng Quan tri, T6ng Giam d6c, Ph6 T6ng Giam d6c, Giam d6c cac Kh6i/Trung tatn/Truans Phong nghiep vu tai Hed sh, cac Dan vi Kinh doanh tren town he thong, toan the can b.() Oan vien HDBank va cac phap nhan, ca nhan c6 lien quan den hoat d6ng cong bo th6ng tin dm HDBank c6 trach nhiem thtrc hien Quy the nay.

ma s6 tai lieu: QC.QL/PPC.04 LAn ban hanh: 01 Trang 11/16

PL.01- QC.QL/PPC.04

HDBankIr Quy ch'd cling US thong tin HDBank Com Mat lot tch coo nh6t

PIIV LVC s6 01 APPENDIX 01

GIAY UY QUYEN THIIC HIEN CONG BO THONG TIN POWER OF ATTORNEY TO DISCLOSE INFORMATION

(Ban hanh kern theo Thong tu• so 155/2015/7T-BTC ngery 06 thcing 10 nom 2015 czia BO Tai chinh huong don cong bo thong tin tren thi truang clung khocin)

(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

Ten cong ty CQNG 116A XA HQI CHU NGHIA VIET NAM Company name DO'c lap - Tv do - Hanh pink

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

S6: ngay thong nom No: , month day year ......

GIAY iTY QUYEN THI1C HIEN CONG BO THONG TIN * POWER OF ATTORNEY TO DISCLOSE INFORMATION'''.

Kinh giri: - Oy ban Chimg khoan Nha nue,c - SO Giao dich chimg khoan

To: - The State Securities Commission - The Stock Exchange

I. Ben ity quyen (sau day goi la "Ben A") (la t6 chirc cO nghia vu cong b6 thong tin)/Mandator (hereinafter referred to as "Party A" - is a company, organization subject to disclosure information):

- Ten giao dich eta to chic, cong ty/ Trading name of organization, company: ...................

- Ten guy dAu to chimf khoan dai chang (truOng hcrp cong ty quan 15, guy dang k5, ngutri duce uy quyen cong bo thong tin cho guy dai chnng)IName of public securities investment fund (in case the fund management company registers authorized person to disclose information for public fund) ............

- MA chirng IchoinISecurities code:

- Dja chi lien 14c/Address:

- Dien thoailTelephone: Fax: Email: Website•

II. Ben duvc fry quyen (sau day gqi la "Ben B") IAuthorized party (hereinafter referred to as "Party B'):

- Ong (3a)/Mr (Ms/Mrs):

- S6 CMND (hoac s6 110 chieu)//D card No. (or Passport No.)• Ngay cap/Date of issue Nal cap/Place of issue

ma s6 tai lieu: QC.QLJPPC.04 Lin ban hanh: 01 Trang 12/16

HDBank*r Coro MR 14 Id, coe AML Quy chi tong bi thong tin HDBank

- Dia chi thvang frit/ Permanent residence:

- Chirc vu tai t6 chirc, ding ty/ Position in the organization, company:

III. NOi dung uy quyen (Content of authorization):

- Ben A ity quyen cho Ben B lam "Ngu6i dugc uy quyen cong b6 thong tin" dm Ben A/Party B is appointed as the "Authorized person to disclose information" of Party A.

- Ben B c6 trach nhiem thay mat Ben A thvc hien ngliia vg cong b6 th8ng tin dAy du, chinh xac va kip th6 theo quy dinh phap 10t.

Party B is responsible on behalf of Party A to perform the disclosure obligations fully, accurately and promptly in accordance with the law.

Gidy uy quyen nay c6 hieu lvc ke tit ngay/ This Power of Attorney shall take effect from........ den khi c6 thong bao hity bo bang van ban ell al until a written notice of revocation is submitted by (Ten to chtic, ding ty, cong ty quan ly quy)/ (Name of organization, company/ Name of fund management company).

BEN A /PARTY A BEN B /PARTY B DAI DIEN THEO PHAP ghi r5 ho ten)

LU8T1 (Signature, full name) LEGAL REPRESENTATIVE

ghi rd Iv ten, clang cau) (Signature, full name and seal)

TM ligu dInh kemlAtiachments:

- Ban cung cap thong tin nguiri duqc fly quyen cong b6 thong tin theo mAu tai Pht,i luc 3/Curriculum vitae of the authorized person to disclose information as Appendix 3;

MA s6 tai QC.QL/PPC.04 LAn ban Minh: 01 Trang 13/16

HDBanOv Cam kit laiw, coo oh&

PL.02- QC.QL/PPC.04

Quy chi cong a thong tin HDBank

PHI) WC SO 02 APPENDIX 02

BAN CUNG CAP THONG TIN CIRRICULLUM VITAE

(Ban hanh kern theo Thong to so 155/2015/7'T-BTC ngay 06 thing 10 nam 2015 ce.ra Tai chink huang dan cong bd th6ng tin tren thi truemg cluing khoan)

(Promulgated with the Circular No 155/2015/7T-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets)

CQNG LOA XA HO CHU NGHiA VIET NAM DOW - Ty do - Hynh phtic

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

..........., ngay thcing nam

........, day .... month .... year

BAN CUNG CAP THONG TINICIRRICULLUM VITAE

Kinh giri: - fly ban Chimg Ithoan Nha nudfc - SO Giao dich cht'mg khoan

To: - The State Securities Commission - The Stock Exchange

1/ Hq va ten /Full name:

2/ Giai tinh/Sex:

3/ Ngay thong nam sin hIDate of birth:

4/ Novi sinhIPlace of birth:

5/ S6 CMND (hoac s6 chieu)//D card No. (or Passport No.): Ngay cap/Date of issue Noi cap/Place of issue

6/ Quitic tichlNationality: 7/ Dan tOclEthnic:

8/ Dia chi thu6ng trulPermanent residence:

9/ S6 dien thoailTelephone number:

10/ Dia chi email/Email:

11/ ChUc vu hien nay tai t6 chirc la doi ttrqng ding b6 thong tin/Current position in an institution subject to information disclosure Rules:

12/ Cac chirc vq hien dang nam giu to t6 chtic IchitelPositions in others companies:

13/ SO CP nam giU: , chiem % von dieu trong do../Number of shares inpossession...... ..... , accounting for .... % of registered capital, of which:

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Lan ban hanh: 01 Trang 14/16

HDBank COT kit lot is too nh& Quy chi cong b6 thong tin HDBank

+ Dai dien (ten t6 chirc la Nha mr6c/c6 dong chitin lucicit6 chic khac) sa haulPossesson behalf of (State/strategic investor/other institution):

+ CA nh'an soy hint/ Possess for own account:

14/ Cac cam ket n&n (neu co)/Other commitment of holding shares (if any): 15/ Danh sAch nguii co lien quan cu.a ngtroi khai*/List of related persons of declarant:

STT Ten ca S6 CMND/H0 chieu (dOi SO lacing CP/CCQ M6i quan No. nhan/t6 vai ca nhan) hoac SO GCN nam gift, tS, le soy hOIRelationship

chile./ Name clang Ici doanh nghiep, Gitty hitu tren von dial le of pile') hoat dOng hoac giay to cita ding ty dai

individual/ phAp I 'Y tucmg duang (d6i chimg, quy dai institution vOi to chirc), ngay cap, nth dating (neu al related cap/ Number of ID or co)/ Number of

person Passport (for individual) or Number of Business

Registration, License of Operation or equivalent

legal documents (for institution), date of

issue, place of issue

shares/fund certificates in possession,

ownership rate of registered capital of the public company, public fund (if any)

16/ Loi ich lien quan doi vOi cong ty dai chung, guy dai cluing (neu co)/Related interest with public company, public fund (if any):

17/ Quyen lgi mau thuAn vai cong ty dai chimg, qu'y' dai chimg (neu co)/ Conflict interest with public company, public fund (if any):

Toi cam doan nhOng ldri khai ten day la dung su that, neu sai ten xin hoan toan teach nhiem truhc phap luat// hereby certify thatthat the information provided in this CV is true and correct and I will bear the full responsibility to the law.

NGUVI KHAI / DECLARANT

ghi r6 ho ten) (Signature, full name)

MA so tat lieu: QC.QUPPC.04 an ban hanh: 01 Trang 15/16

•

BAN QUAN HE CO DONG (rdng hQp thong tin, kiem fra n5i dung, soon

thao van ban ding bo thong tin,...)

NGUOI CONG BO THONG TIN (Cong a &Jo ccio)

PHUONG TISN THONG TIN DAI

CHUNG

CO DONG

(WEBSITE HDBANK)

SO GIAO DICH CHUNG KHOAN

TP.HCM UBCK

CAC KHOI PHONG BAN

(cung cAp)

HDQT, BTGD, BKS

(cung clip)

CHI NHANH - TO CHI:CC TRUC

THUOC (cung ail))

NGUOI CO LIEN QUAN/ CO DONG (cung 4,44 u cAu)

• NGUOI DAI DIEN THEO PHAP LUAT

(Phe duyet)

PL.03- QC.QL/PPC.04

HDBank Con MR lol ids coo nh& Quy chi tong a thong tin HDBank

PHI; LVC SO 03 So DO CONG BO THONG TIN NOI BO COA NGAN HANG THUONG MAI CO

PHAN PHAT MIEN THANH PHO HO CHI MINH

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