56 no.34372 government gazette, 15 june 2011...staatskoerant, 15 junie 2011 no. 34372 57 1 mabona...
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56 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
I Livio Antonio Lazzari t/a Livio 12681 6 March 2011 Contravention of section I Lazzari Consultant 15A of the FSB Act
Lleader Underwriting 4600 6 March 2011 Contravention of section Management (Pty) Ltd 15A of the FSB Act, and
section 17(4) of the FAIS Act
Lonwabo Armstrong Nginza 22748 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Lorraine Jamison 19832 5 March 2011 Contravention of section I
15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Louis Petrus Johannes 1502 6 March 2011 Contravention of section Nienaber t/a Nienaber 15A of the FSB Act, and Makelaars sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Lourens C De Lange t/a 12794 6 March 2011 Contravention of section Dimension Consultants 15A of the FSB Act
Lucas Johannes Bartel Luus t/a 28405 6 March 2011 Contravention of section Credfin Financial Solutions 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
• Lucas Nkosinathi Zulu 35027 6 March 2011 Contravention of section 15A of the FSB Act
Lucas Sizani Mgidi t/a 18855 5 March 2011 I Contravention of section Executive Solutions 15A of the FSB Act, and
• sections 17(4) and
I
19(2)(b)(iii) of the F AIS Act
Lucky Unarine Muntswu t/a 39161 i 6 March 2011 Contravention of section Lucky Muntswu Investments 15A of the FSB Act, and
section 17(4) of the FAIS Act
Lungisane Thamsanqa Msane 41861 6 March 2011 Contravention of section t/a Jabez Financial Services 15A of the FSB Act
Lwandle Wiseman Jikazi t/a 3799 6 March 2011 Contravention of section L.W Investment 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Lynnell Financial Services CC 6384 6 March 2011 Contravention of section t/a Lynnell Financial Services 15A of the FSB Act cc M T Lokovhela Funeral Parlour 41172 6 March 2011 Contravention of section cc 15A of the FSB Act
M.L Financial Services CC 38191 6 March 2011 Contravention of section
I 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No. 34372 57
1 Mabona Consultants CC I
36933 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act i
Machupe Brokers CC 31748 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Maclennan And Associates CC 12981 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the F AIS Act
1 Madimetja Rufus Ramotebele 6096 6 March 2011 Contravention of section , 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
• Madoda Mbulelo Samson 24676 I
24 March 2011 Contravention of
I 1 sections 17(4) and I
! 19(2)(b)(iii) of the FAIS I
j Act .. • Magatle Motswaledi Abram 6094 ! 6 March 2011 Contravention of section
15A of the FSB Act
Mak Wealth Management 39898 I 6 March 2011 Contravention of section Consultant CC 17(4) of the FAIS Act
i
Makhosini Pascal Malinga t/a 41408 6 March 2011 Contravention of section
I M & M Consulting 15A of the FSB Act
i Maluta Leonard Nekhwalivhe 36470 6 March 2011 Contravention of section • t/a Rwick Enterprises 15A of the FSB Act, and
' section 17(4) of the FAIS Act
Mamokgadi Financial Services 7347 6 March 2011 . Contravention of section cc 1
15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Mandisiya Umnotho Consulting 24694 6 March 2011 Contravention of section cc 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Mandla Peacernan Ntingi t/a 24105 6 March 2011 Contravention of section Disc Insurance Brokers 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
' Mandlakayise Alfred Masuku 21607 5 March 2011 Contravention of t/a Priority Life sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Mandlenkosi Sipho Afrika 18347 5 March 2011 Contravention of section Sikhakhana 15A of the FSB Act
58 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Manelly Risk Management CC 31849 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Manoko Simon Mushwane t/a 7816 6 March 2011 Contravention of section MS Mushwane Brokers 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Mantah Financial Services (Pty) 32051 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and
sections 17(4) and 19(2) (b)(iii) of the FAIS Act
Mantime Salamina Motau 25727 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Marc Stuart Schnehage t/a 20944 5 March 2011 Contravention of section ludex Brokers 15A of the FSB Act, and
section 17(4) of the FAIS Act
Maria Susanna Van As t/a MS 8543 6 March 2011 Contravention of Brokers sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Marie Elizabeth Humphries t/a 13614 6 March 2011 Contravention of 1 Sapcor Fs sections 17(4) and
19(2)(b)(iii) of the FAIS Act
-
Marietjie & Dirk Makelaars CC 13655 6 March 2011 Contravention of section t/a M & D Makelaars 15A of the FSB Act, and
sections 17{4) and 19(2)(b)(iii) of the FAIS Act
Marinus Maartens t/a Sakkie 19259 5 March 2011 Contravention of Maartens Brokers sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Mariri Trading 57 CC t/a 31776 6 March 2011 Contravention of Rimacore Insurance Brokers sections 17{4) and
19(2) (b) (iii) of the FA IS Act
Marius Bezuidenhout t/a MB 3420 6 March 2011 Contravention of section Financial Services 15A of the FSB Act, and
section 17(4) of the FAIS Act
Marius Koegelenberg t/a 10900 6 March 2011 Contravention of section Cradock Brokers & Executors 15A of the FSB Act, and
sections 17(4) and
I 19{2)(b)(iii) of the FAIS Act
~
STAATSKOERANT, 15 JUNIE 2011
Mark Dermot Henry Smeddle 41162 I
6 March 2011 t/a Integrity Financial Services
Market Trends CC 22028 I
6 March2011
Marlin Insurance Brokers CC 21093
I
5 March 2011
Martha Maria Theron t/a Martie 24424 6 March 2011 • Theron
I Martha Sophia Swanepoel t/a 39140 6 March 2011 Welco Makelaars
Marthinus Johannes Van Der 38373 6 March 2011 Mescht t/a FS Funeral Services
i
Marthlnus Van Blerk 6685
I 6 March 2011
I 1 Martin Lemmer and Associates
I
3092 6 March 2011 • CC t/a The Financial House •
Martin Mkhabela 40579 6 March 2011
Mary-Lynne Geyle 1022 6 March 2011
~ .. ·------
Maryna Van Den Heever 20268 5 March 2011
I .. ~-···
Mashudu Timothy Muthivhi 26383 I 6 March 2011
Masibambisane Intermediating 23303 6 March 2011 Services (Pty) Ltd
I Matsimela Dennis Kekana 5 March 2011
No.34372 59
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 17(4) ofthe FAIS Act
Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
iAct I Contravention of section
15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS Act
1 Contravention of section i 15A of the FSB Act, and sections 17(4) and 19(2)(b)(m) of the FAIS Act Contravention of section 15A of the FSB Act
!
60 No. 34372 G O VERNMENT GAZETTE, 15 JUNE 2011
Matthew Uvingstone Botha t/a I Matt Botha Financial Services
Matthew Viljoen Brokers CC
i Mauritz Boshoff Brokers CC
Mavava Trading 195 (Pty) Ud t/a Pegasus Financial Services
Mavis Fisani Zondi t/a Umhlahlandlela Burial Club
Mavula Projects CC t/a Mavula Insurance Brokers
Maxvest (Pty) Ltd
I Mazaule Business And Trading I Enterprise CC t/a Mazet I Financial Services
i Maziya Funeral CC
Mbheki Nelson Mthembu t/a Mbheki & Associates Financial Services
39115
7433
23892
25361
39226
24675
31731
3676
39067
Mboneni Daniel Mntuwenkosi 36944
l Mdluli t/a MDM Financial Services
I MBS Insurance Brokers CC 25403
I
I I
I
I
Mbuyiseni Henry Masuku t/a Global Brokers
36438 1
1 Mck Insurance Brokers (Pty) Ltd
I Mdloana Trading And Project CC tja Mdloana Brokerage
I
17621
I 41590
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
5 March 2011
6 March 2011
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and
1
,
sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 19(2)(b)(iii) ofthe FAIS Act Contravention of section I 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2){b)(iii) ofthe FAtS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAtS Act
i Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct
Contravention of sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section I 15A of the FSB Act, and i section 17(4) of the FAIS I Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section I 15A of the FSB Act
Contravention of section 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSBAct
STAATSKOERANT, 15 JUNIE 2011 No.34372 61
Mdondi Trading And Projects 39196 6 March 2011 Contravention of section cc 15A of the FSB Act, and
section 17(4) of the FAIS Act
i Mduduzi Norman Mhlongo t/a 40399 6 March 2011 Contravention of section 1 Mgabhi Financial Services 15A of the FSB Act
Medaphahlane Financial 26584 6 March 2011 Contravention of section AdvisorsCC 15A of the FSB Act
Median Asset Management CC 25837 ! 6 March 2011 Contravention of section
17(4) of the FAIS Act
Meditand 17363 5 March 2011 Contravention of section Versekeringsmakelaars {EDMS) I 17(4) of the FAIS Act BPK
1 Merero Consulting Services CC 38059 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17{4) and 19{2) (b)(iii) of the FAIS Act
Mergefin Investments CC t/a 4341 6 March 2011 ! Contravention of section I MAC : 19(2)(b)(iii) of the FAIS
Act Merit Asset Managers (Pty) Ltd 33287 6 March 2011 Contravention of section
15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
•
Act -
Meso Capital (Pty) Ltd 40598 I
6 March 2011 1 Contravention of section : 15A of the FSB Act
Meyer Lange Insurance Brokers • 2131 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)Oii) of the FAIS Act
Mfundo Mnyango Brokers CC 40973 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Mhlengi Wami Trading 38896 6 March 2011 Contravention of section Enterprise CC t/a ETC 15A of the FSB Act, and Financial Services section 17(4) of the FAIS
Act
Michael Billy Moswane 41586 6 March 2011 Contravention of section 15A of the FSB Act
Michael James Motors CC 19126 5 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act
. Michael 0 Donovan Van 7819 6 March 2011 Contravention of section ! Lelyveld t/a Mike Van Lelyveld 15A of the FSB Act, and
Brokers sections 17(4) and 19(2)(b)(iii) of the FAIS
• Act
62 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Michael William Molefe t/a I
38150
I 6 March 2011 Contravention of section
Maitemogelo Consultancy 15A of the FSB Act
Michelle Richards 40833 6 March 2011 Contravention of section 15A of the FSB Act, and
I
section 17(4) of the FAIS • Act
Microflex Financial Services 24700 6 March 2011 Contravention ·of section (Pty) Ltd 15A of the FSB Act, and
sections 17(4) and i . 19(2)(b )(iii) of the F AIS I 1 Act
Mike Fermor Brokers CC 2661 i 6 March 2011 Contravention of section i
i 15A of the FSB Act, and section 17(4) ofthe FAIS Act
Mike Kiley & Associates CC 41602 I
6 March 2011 Contravention of section I 15A of the FSB Act
--·· · Mindshift Wealth Creation CC
I I 20699 5 March 2011 Contravention of section
t/a Mindshift 17(4) of the FAIS Act
Miya Financial Services CC
I
16989 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
I Act MJ Marx Insurance Brokers 26809 6 March 2011 Contravention of section (Pty) Ud 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS
i •
Act MJR Insurance Brokers CC 14545 I 6 March 2011 Contravention of
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
I MK And Associates CC t/a Mk I 41064 6 March 2011 Contravention of section . And Associates CC 15A of the FSB Act
Mkhululi Mlimbo Gwebityala 36826 6 March 2011 Contravention of section Ngxumza t/a Ngxumza 15A of the FSB Act, and Financial Services section 17(4) of the FAtS
i Act
Mkhuseli Luthuli t/a Luthuli & 33985 I
6 March 2011 Contravention of section Sons Financial Providers 15A of the FSB Act, and
sections 17(4) and 1 9(2)(b )(iii) of the F AIS Act
ML -Reddy Financial Planning 40284 6 March 2011 Contravention of section cc 15A of the FSB Act, and
section 17(4} of the FAIS Act
Mlungisi Jerome Hlophe t/a MJ i 34593 6 March 2011 Contravention of section Hlophe White Brokers
I I 15A of the FSB Act
I
STAATSKOERANT, 15 JUNIE 2011 No.34372 63
Mmaneo Margaret Makama t/a 39942
I 6 March 2011 Contravention of section
Mmaneo Brokers 15A of the FSB Act, and section 17(4) of the FAIS Act
Mmapaulsi Evelyn Hlalele tta 12743 6 March 2011 Contravention of section Me Brokers 15A of the FSB Act, and
sections 17(4) and 1 19(2)(b)(iii) of the FAIS . Act
Mmope Alphons Motsoari 18040 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS Act
Mofokeng Funeral Home CC 38177 I
6 March 2011 Contravention of section 15A of the FSB Act
Mogamat Jappie t/a Star 12763 6 March 2011 Contravention of section Insurance Brokers 15A of the FSB Act, and
section 17(4) of the FAIS Act
Mogomotsi DM Advisory 36253 6 March 2011 Contravention of section Services CC t/a MOM Advisory 15A of the FSB Act Services
I Mohamed Ally Joosab Noor 2108 6 March 2011 i Contravention of
I Mahomed t/a Mahomed & . sections 17(4) and Associates 19(2)(b)(iii) of the FAIS
Act Mokgadi Annah Caroline 12408 6 March 2011 Contravention of section i
Ramokgopa t/a Maca 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act
Mokwari Jacob Dominic Thobei 11887 6 March 2011 Contravention of section 15A of the FSB Act, and
. sections 17(4) and 1
19(2)(b)(iii) of the FAIS i
'Act Molatedi Insurance Brokers CC
I 3oi7<l I 6 March 2011 I Contravention of section i
I · 15A of the FSB Act, and ' sections 17(4) and
19(2)(b)(iii) of the FAIS i Act
Moneyline 991 (Pty) Ltd tta 1515216 March 2011 Contravention of section Matcor Trust & Financial 15A of the FSB Act Services
Monique Volschenk t/a Finrand 20046
I 5 March 2011 Contravention of section
Insurance Brokers 15A of the FSB Act
. Monnapule Lucas Seagisho t/a 18979 5 March 2011 I Contravention of section
1
Lukes Insurance Brokers 1 17(4) of the FAIS Act
I Montsamaisa Basigo Re Mo 6293 6 March 2011 Contravention of ' Leboga Bosele Brokers CC t/a sections 17(4) and
Montsamaisa Bosigo Brokers 19(2)(b)(iii) of the FAIS Act
64 No. 34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Moonlight Financial Services ! 28010 6 March 2011 1 Contravention of section
cc 15A of the FSB Act, and sections 17(4) and
1 19(2)(b)(iii) of the FAIS Act
Mosaiek Brokers CC 7718 6 March 2011 Contravention of section 15A of the FSB Act, and
1 section 19(2)(b)(iin of the FAISAct
~ Moses Mzayifani Ndlovu t/a 22671 i 6 March 2011 Contravention of section 1 Mzitoes Brokerage 19(2)(b)0ii) of the FAIS
Act Mosese Elizabeth Mano tja 19248 5 March 2011 Contravention of
1 Lizzy Brokers Services sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Mosiko Isaac Mohlaping 20236 5 March 2011 Contravention of section . 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
1Act 1. Motsamai Doctor Setae 26323
I 6 March 2011 I Contravention of section
15A of the FSB Act, and section 19(2)(b)(ii0 of the FAISAct
f-::--~-- ·····- ---····· Moving Forward Trading And 41695 6 March 2011 ! Contravention of section Project 1 08 CC i • 15A of the FSB Act
MP Kearns Eastwick And 38688 6 March 2011 Contravention of section Associates CC 15A of the FSB Act, and
section 17(4) of the FAIS Act
Mpho Mavis Motlhoki t/a MM 36651 6 March 2011 1 Contravention of section Motlhoki Brokers 15A of the FSB Act, and
I sections 17(4) and 19(2)(b)(iii) of the F AIS
i Act Mqabuki Dalasile t/a Dalasile I 40947 i 6 March 2011 Contravention of section Financial Services I 15A of the FSB Act
Msane Brokers CC 24021 6 March 2011 Contravention of section 15A of the FSB Act, and
• secti.on 17(4) of the FAIS . Act I
1 Muluthanyi Kaizer Sinthumule 31556 6 March 2011 Contravention of section 1 t/a Ndiene Financial Service
1 15A of the FSB Act, and sections 17(4) and
i
19(2)(b)(iii) of the FA IS Act
Murati Brokers CC 38881 I 6 March 2011 Contravention of section i 15A of the FSB Act, and
i section 17(4) of the FAIS
! Act
Musa Properties CC t/a Musa 5053 6 March 2011 1 Contravention of section Consulting Services 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 65
Mutable Financial Services CC 39803
Mutshidziwa Gloria Netshambidi . 34495 t/a Muofhe Brokers
Muzi Nicholas Sikubudu 29633
Mwaskha Training Enterprise 41539 cc Mykatrade 87 CC t/a lnspecta 37297
I • Car Kempton Park
! Mzansi Blinds CC t/a Mzansi 37447 • Solutions
Mzanywa Bonginkosi Mkhize 26989
I t/a ONS Brokers
• Mzingisi Brokers CC 19725
I -• Mzotsho Trading Enterprise CC 40529 i t/a Mzotsho Financial Services
II NA Mhlongo & Associates CC 13847
· N dl I R d t/ E I . an a am eo a xces1or 20669 Insurance Brokers
Napra Investments CC t/a 6190 • Prenro Insurance Brokers
I Narendra Persadh t/a Naren 12231 • Persadh & Associates
· Ncumisa Mkololo t/a Gwebani 42078 Investments
! Ndileka Zibi 34987
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
5 March 2011
6 March 2011
29 March 2011
· Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS • Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
• Act Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and
. 19(2)(b)(m) of the FAIS • Act
i
5 M h 2011 C t f f f arc on raven 1on o sec 1on 15A of the FSB Act, and sections 17(4) and
! 19(2)(b)(iii) of the FAIS • Act
6 March 2011 · Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
6 March 2011 . Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS
• Act 6 March 2011 Contravention of section
15A of the FSB Act
6 March 2011 Contravention of section 15A of the FSB Act, and s.ection 19(2)(b)(iiQ of the I FAISAct
'---······--~--····--~···~-- .... J····~-- .... _...1~~-···-~---····-~~--'----·····-·~-- ···-
66 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
I Ndlandlalati Financial 38974 I Consulting CC
I Nelisa Mlisana 39361
1 Neluhenis Insurance Brokers 7201
Neo Joyce Mohlamme 32380
Neofin Insurance Brokers (Pty) 4553 Ltd
Neron Singh Va R.L.S 21191 Insurance Brokers
Nettworth Risk And Investment 41225 Solutions CC
New Adventure Investments 38 20387 (Pty) Ltd Va Fedauto
I New Dawn Advisory Services 40525 cc
New Horizons Financial CC 19904
! Newcastle Brokers Trust tta 22854 Anchor Insurance Brokers
Nganele Financial Services CC 39309
Nganiza Investments CC 39477
Ngcebiso Consulting CC 33201
•
Nicol Buchner Va Nicol Brokers I 13660
I
6 March 2011 Contravention of section 15A of the·FSB Act
6 March 2011 Contravention of section 15A of the FSB Act
6 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act
6 March 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act
6 March 2011 ' Contravention of section , 15A of the FSB Act
5 March 2011 Contravention of section 19(2) (b) (iii) of the FA IS
.Act 6 March 2011 Contravention of section
15A of the FSB Act
5 March 2011 Contravention of section 15A of the FSB Act, and section 19(2) (b) (iiO of the
, FAISAct
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
I
5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
' 6 March 2011 Contravention of section ! 15A of the FSB Act, and ... sect1on 19(2)(b)(m) of the 1
FAISAct .
6 March 2011 Contravention of section 15A of the FSB Act
6 March 2011 1 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
6 March 2011 Contravention of section 15A of the FSB Act, and
1 sections 17(4) and 19(2)(b)(iii) of the FAIS
I Act 6 March 2011 1 Contravention of section
15A of the FSB Act, and
.. - ...... ~
I section 19(2) (b) (iii) of the FAISAct
STAATSKOERANT, 15 JUNIE 2011
Njaka Manganyi Investments .cc
Nkosenhle Wilberforce Mbokazi
NLK Brokers CC
Nocawe Gqokoma t/a Nocawe Gqokoma Brokers
i Nolwana Traders CC
Nomagqwangu Trading Enterprise CC
Nomakhosi Praxidice Bhengu t/a Mylo Brokers
Norman Ephraim Vilakazi t/a Greenlight Financial Solution
North Rock Trading 20 CC t/a North Rock Brokers
Northwood Financial Services cc
Nozipho Evidence Gumede t/a Nozipho Brokers
Nsima Business Enterprise CC t/a Nsima Healthcare Consulting
l\ltathu Consulting CC
Ntokozo Collin Sibisi t/a Ntokozo C Sibisi Brokers
35506 6 March 2011
22906 I 6 March 2011
7987 6 March 2011
22345 6 March 2011
41146 6 March 2011
39650 6 March 2011
15962 6 March 2011
38820 6 March 2011
32474 6 March 2011
I
13296
:
6 March 2011
39026 6 March 2011
39609 6 March 2011
40555 6 March 2011
39579 6 March 2011
No. 34372 67
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b){iii) of the FA IS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and
• 19(2}(b)0ii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS
•Act Contravention of sections 17{4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS !
Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
68 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Ntombenkosi Bangeni t/a 16629 6 March 2011 Bangeni Brokers
Ntombesizwe Blossom Xanga 22109 6 March 2011 t/a Xanga Brokers
Ntombifuthi Sithokozile 21305 5 March 2011 Phiwokuhle Masondo t/a Futhi Financial Services
Nulane Trading (Pty) Ltd t/a 30386 6 March 2011 FMS Insurance Brokers
I'Jwali Insurance Brokers CC 11001 6 March 2011
I ~----- ---
-23569 -----~"-"
Nwaxitikixana Phineas Khosa 6 March 2011 t/a Phineas Brokers
Oageng Trading Enterprise CC 3136
I 6 March 2011
t/a Oageng Funerals
Olebile Martin Lucky Lorathu 11295 6 March 2011
· Olivier Risk Consultants CC 39170 i 6 March 2011
Omnilife CC 38517 6 March 2011
ax Business Trust ~ ······---~--
40537 6 March 2011
ORO & Times Risk And 13868 6 March 2011 Investment Services CC
Origin Eight Financial Services 33803 6 March 2011 (Pty) Ltd
i
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
1 Contravention of section • 15A of the FSB Act, and i sections 17(4) and
19(2) (b) (iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
- '·~ ~------~------~---·--.. ,.
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FA IS Act Contravention of section 19(2) (b) (iii) of the FA IS
.Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19 2 b iii of the FAIS ()()() Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAtS Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAtS
•Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 69
1 Orthogonal Investments (Pty) . Ltd
Oryx Brokers CC
1 Out There Brokers CC
I 1 Outreach Marketing Consultants I CC t/a Outreach Brokering Consultants
Owen Henry Smith t/a Owen Smith And Associates
Pankhurst & Associates CC
i
Papinini Samuel Maja
39384
12218
22993
i
39455
5157
38690
28778
Patrick Dondolo t/a Patrick 37194 Financial Provider
Patrick Donovan George Venter 31844 t/a Kenan Investments
Patrick Mtolo (Pty) Ltd -·-- I 29214
i
i
I
I !
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)Oii) of the FAIS
. Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and
: sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of secti~ 15A of the FSB Act, and . sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and
•
1 19(2){b)(iii) ofthe FAIS
Patrick Vulindlela Maju t/a Tax 39398 I 6 March 201-1-+=--=~:.::.c~nt:..__ra-ve-n-ti-on of section And Investments Solutions l 15A of the FSB Act
·. Paul Mare Uys t/aPr Brokers ' 17979- ---5 March-2011 Contravention of section . 15A of the FSB Act, and , . sections 17(4) and
I Paul Matthew Jordaan t/a i Crystal Healthcare Consultants cc
1
Paxinos Motor Link CC
12755 I
19(2)(b)(iii) ofthe FAIS . Act
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
39111 6 March 2011 Contravention of section 15A of the FSB Act, and i
section 17(4) of the FAIS I'
/Act --------~--------------~
70 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
PCG Business Trust 10371 I 6 March 2011 Contravention of section I
15A of the FSB Act, and
I
sections 17(4) and
I
19(2)(b)(iii) of the FAIS I Act
PEG Risk Protection (Pty) Ltd I 8690 6 March 2011 Contravention of section 15A of the FSB Act, and
I
section 19(2)(b)(iii) of the 1
FAISAct
Penelope Lungile Msabala t/a 38486 I
6 March 2011 Contravention of section Msabalafinancial Services 15A of the FSB Act, and
section 17(4) of the FAIS Act
I Pension Fund Services (Pty) Ltd 13228 6 March 2011 Contravention of section i
15A of the FSB Act, and sections 17(4) and
i
19(2)(b)(iii) of the FAIS Act
1 Personal Wealth Management 3658 6 March 2011 Contravention of section . cc 15A of the FSB Act, and
sections 17(4) and
i 19(2)(b)(iii) of the FAIS
I Act
i Persoonlikke Finansiele 5196 I 6 March 2011 Contravention of Portefeulje's Bk
i sections 17(4) and
I 19(2)(b)(iii) of the FAIS Act
Peter Stefan Ginsberg t/a Peter 8232 6 March 2011 Contravention of section Ginsberg Financial Services 15A of the FSB Act
Petrus Jacobus Lodewikus 29232 6 March 2011 Contravention of section Viljoen t/a Piet Viljoen 15A of the FSB Act Makelaars Petrus Johannes Pieters 17129 5 March 2011
···-:---Contravention of section · 15A of the FSB Act, and
• sections 17(4) and 19(2) (b) (iii) of the FA IS Act
PFM Medical Scheme 20745 5 March 2011 • Contravention of section Marketing (Pty) Ltd 1 15A of the FSB Act
• Pheneas Bhekisisa Majola 17815 5 March 2011 Contravention of . sections 17(4) and . 19(2)(b)(iii) of the F AIS 1 Act
Phestine Magoai CC 21616 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
1 Act Phika Insurance Brokers (Pty) 39213 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and
section 17(4) of the FAIS 1 Act
Phiko Thomas Sithole t/a 7029 6 March 2011 Contravention of section Simunye Brokerage 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 71
i Philisiwe Octavia Ndlovu 10192 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Phillip Mahome 41367 6 March 2011 Contravention of section 15A of the FSB Act
• Phillipus Paulus Uys t/a MDU 27273 6 March 2011 Contravention of section Brokers 15A of the FSB Act, and
I
sections 17(4) and 19(2)(b)(iii) ofthe FAIS Act
1 Phindile Nkomozake 34698 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act
Phola Marketing Services CC 20994 5 March 2011 Contravention of section 15A of the FSB Act
Pieter Andreas Van Der Merwe 11423 6 March 2011 Contravention of section t/a Merwede Makelaars 15A of the FSB Act, and
sections 17(4) and 19(2) (b) (iii) of the F AIS Act
Pieter Gysbertus Bekker t/a 39273 6 March 2011 Contravention of section Bekker Financial Planners 15A of the FSB Act, and
section 17(4) of the FAIS Act
Pieter Johannes Kotze t/a P J 6920 6 March 2011 · Contravention of section Kotze Brokers 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Pieter Snyman t/a Suider Strand 11590 6 March 2011 Contravention of section Makelaars 15A of the FSB Act
Pisteuo Confessions CC t/a 7414 6 March 2011 · Contravention of section Deltafin
I
15A of the FSB Act, and section 19(2)(b)(iii) ofthe
I FAISAct
Platinum Mile Investments 583 36126 ! 6 March 2011 Contravention of section i
CC t/a Truck & Tractor 15A of the FSB Act Specialists
Porstev Investments CC t/a 25760 6 March 2011 Contravention of section • MK Motors 15A of the FSB Act, and
. section 17(4) of the FAIS •Act
Portia Queen Sechele t/a KPQ 36658 6 March 2011 Contravention of section Moruo 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act rPL Healthcare CC 37876 6 March 2011 Contravention of section 15A of the FSB Act
72 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Prassana Trading CC
Premier Attraction 1144 CC tta Premier Risk Management Consultants
Premier Insurance Consultants cc
Prestige Makelaars
! Prime Fund Managers (Pty)Ltd
Proactive Ufestyle Management cc Procty Advisory Services CC
Profrisk CC
Prolife Administrators CC
PST Brokers And Properties CC
• Pulane Emily Mnisi
1 Q~ulate (Pty) Limited tla M1anzo Asset Management
. QSAM Financial Services (Pty) Ltd
Quadro Motors BK
Quantum Financial Consulting cc
I 39290
I
36530
I 7524
6312
16365
1050
1 3233
13796
41608
38509
12670
29712
661
22487
40672
I
!
I
I
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
6 March 2011 Contravention of section 19(2) (b) (iii) of the FA IS Act
6 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act
6 March 2011 Contravention of section I 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and
i 19(2)(b)(iii) of the FAIS Act
6 March 2011 I Contravention of section 15A of the FSB Act
6 March 2011 Contravention of section 15A of the FSB Act
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
6 March 2011 Contravention of section 15A of the FSB Act
--···
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS
• Act
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS !
Act
6 March 2011 · Contravention of section • 15A of the FSB Act
6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and
1 19(2)(b)(iii) of the FAIS Act
6 March 2011 Contravention of section 1 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 73
~ Quyn Financial Services (Ply) 30481 6 March 2011 Contravention of section Ltd 15A of the FSB Act
• Rachelle Visagie tja B & R 21774 6 March 2011 Contravention of section i Brokers 15A of the FSB Act, and
sections 17(4) and
!
19(2)(b)(iii) of the FAIS Act
kgaowe Shadrack 15482 6 March 2011 Contravention of section nnakgotla 15A of the FSB Act
...
! Rapicorp 17 4 (Pty) Ltd , t/a Contravention of section 40527 6 March 2011 Bikesure Uma
i 15A of the FSB Act
Ratshilumela Jonas Malovhele 12474 6 March 2011 Contravention of section tja First International Insurance 19(2)(b)(iii) of the FAIS Brokers Act
Record Breakers CC 41853 6 March 2011 Contravention of section 15A of the FSB Act
Red Sky Administrators (Pty) 28464 6 March 2011 Contravention of Ltd sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Regiments Fund Managers 22302 6 March 2011 Contravention of section (Pty) Ltd
I 15A of the FSB Act i
Reitz Mckenzie Global Financial 24448 6 March 2011 Contravention of section Services (Pty) Ltd 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Rene Hester Kruger t/a 41649 6 March 2011 · Contravention of section Platinum Health And Wealth 15A of the FSB Act Financial Services
i
I Reyhana Mohamed Simjee 19758 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS
.Act ! RFS Makelaarsdienste 41091 6 March 2011 Contravention of section Waterberg BK t/a Corporate • 15A of the FSB Act
I Corner
i Rhoda Semaar t/a R&R 37703 6 March 2011 Contravention of section Semaar 15A of the FSB Act, and
section 17(4) of the FAIS Act
Rhulani Financial Services CC 38447 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS
. Act
! Riant Investment 118 CC Va 19265 5 March 2011 Contravention of section Rothman Delta
i
19(2)(b)(iii) of the FAIS i Act
Rich Blue Consultancy CC 41287
I 6 March 2011 Contravention of section
15A of the FSB Act I
74 No. 34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Richard Makhaphela 6456 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b){iii) of the FAIS Act
Rigo Leite t/a Roderigo Leandro 7390 6 March 2011 ! Contravention of section Leite 15A of the FSB Act, and
sections 17(4) and
1
19(2)(b)(iii) of the FAIS Act
Rio Ridge 1035 CC t/a Vukani 15655 6 March 2011 I Contravention of section Consulting • 15A of the FSB Act, and
sections 17(4) and 19(2)(b){iii) of the FAIS Act
River End Trading 632 CC t/a 35083 6 March 2011 Contravention of section Platinum Horizon Broker 15A of the FSB Act Consultants
i I RNS Telemarketing Services 38192 I 6 March 2011 Contravention of section
icc 15A of the FSB Act, and section 17(4) of the FAIS Act
Robert Bowden King Semple-
I 15678 6 March 2011 ! Contravention of section
! Fisher 15A of the FSB Act, and sections 17(4) and 19(2){b)(iii) of the FAIS
i Act · Robert James Balmain Mouton 22685 6 March 2011 Contravention of section tla Robfran Insurance Brokers 15A of the FSB Act, and
section 19(2)(b)(iii) of the FAISAct ~-····
bert Samuels tja Uncle 13704 6 March 2011 Contravention of section . Sam's Funeral And Coffin 15A of the FSB Act, and • Services sections 17(4) and
19(2)(b){iii) of the FAIS Act
f-=-··- ·-~-·····~---···· ---t·· ! Contravention of section Robin Mathew Greenan t/a 35484 6 March 2011
Greenan Brokers 115A of the FSB Act, and . section 17(4) of the FAIS Act
Robin Pegler 8039 I 6 March 2011 Contravention of section
i 17(4) of the FAIS Act
I Rocher's Financial And 42288 6 March 2011 Contravention of section Marketing Services CC t/a 15A of the FSB Act Rocher's Financial Advisory Services
. Rock Capital Management (pty) 34754 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and
• section 17(4) of the FAIS
I 1 Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 75
Roger Eaton t/a Roger Eaton 7461 I 6 March 2011 1 Contravention of section I Financial & Bookkeeping 15A of the- FSB Act, and
Services section 17(4) of the FAIS Act
Rolleston Hall Rnancial 13265 6 March 2011 Contravention of section Services CC 15A of the FSB Act, and
section 19(2)(b)(ii0 of the FAISAct
Ronel Viljoen Brokers CC 41222 6 March 2011 • Contravention of section i
' 15A of the FSB Act
' Rongai Financial Services CC 35008 I 6 March 2011 Contravention of section t/a Rongai Company 15A of the FS B Act, and
~Rosendallnsurance Brokers CC
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
14581 6 March 2011 , Contravention of section I
15A of the FSB Act, and section 19(2)(b)(ii0 of the FAISAct
Rossouw Brokers 7156 6 March 2011 Contravention of section
1
15A of the FSB Act, and · sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Roy Harrypersadh 12501 6 March 2011 Contravention of section 15A of the FSB Act
1 Rudi Schoeman t/a Rudi 8954 6 March 2011 Contravention of section Schoeman Makelaars 15A of the FSB Act, and
section 19(2) (b) (iiQ of the FAISAct
Rudolph Snyman 15154 6 March 2011 Contravention of section 17{4) of the FAIS Act
S L Brokers CC 4476 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct
Sabi Makelaars CC t/a Sibie 40710 6 March 2011 Contravention of section Makelaars CC 15A of the FSB Act
Sajini Contractors CC 41141 6 March 2011 Contravention of section I
15A of the FSB Act
Salim Bayat t/a Professional 31355 I 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and
sections 17{4) and 19(2)(b) (iii) of the FAIS Act
Sams Insurance Brokers CC 19435 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and
I 19(2)(b)(iii) of the FAIS Act
Sanana George Moshesha t/a 20362 5 March 2011 Contravention of section Batubatsi Investment Brokers 15A of the FSB Act
··--···
76 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Sanda Business Enterprise CC 14390 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b){ii0 of the FAISAct
Santa Carolina Beleggings BK 17346 5 March 2011 Contravention of section t/a Chadre Brokers 19(2)(b)(iii} of the FAIS
Act Satisfaction Guaranteed 3915 6 March 2011 Contravention of section Insurance Brokers CC 15A of the FSB Act
SATS Financial Services (Pty) 40603 6 March 2011 Contravention of section Ltd t/a South African Transport 15A of the FSB Act, and Solution Financial Services section 17(4) of the FAIS
Act
Savem Brokers CC 1309 6 March 2011 Contravention of section 19(2)(b)(iii) ofthe FAIS Act
Savoy Investment Management 14650 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and
section 17 ( 4) of the FAIS Act
Sawaklall Makardoij t/a Mack & 12384 6 Marc11 ~v 1 1 Contravention of section Associates 17(4) of the FAIS Act
Scenic Route Trading 499 CC 37119 6 March 2011 Contravention of section t/a Legal Insurance 15A of the FSB Act Management (Eastern Cape)
Schalk Willem Nel t/a Schalk 1963 6 March 2011 Contravention of section Nel Makelaars 17(4) of the FAIS Act
Schalk Willem Rossouw t/a 11947 6 March 2011 Contravention of section Schalk W Rossouw Makelaars 15A of the FSB Act
SCI Financial CC t/a Southern 34694 6 March 2011 Contravention of section Cross International 19(2)(b)(iii) of the FAIS
Act Sean Scott-Crossley t/a CSF 9537 6 March 2011 Contravention of section Financial Services 15A of the FSB Act
Sechaba Securities CC t/a 37285 6 March 2011 Contravention of section Sechaba Brokers 15A of the FSB Act, and
section 17(4) of the FAIS Act
Sedia Abram Lekgoathi t/a 16137 6 March 2011 Contravention of Sedia Insurance Brokers sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Sefako David Moraka t/a David 19273 5 March 2011 Contravention of section Moraka Brokers 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Sekwati Peter Mahlatji 22749 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act ..
STAATSKOERANT, 15 JUNIE 2011 No. 34372 77
I Selby Shepherd Sandia Malusi 18702 I 5 March 2011 • Contravention of section t/a Triple S Brokers 15A of the FSB Act, and
sections 17{4) and 19{2){b){iii) of the FAIS Act
Selwyn Cedric Maggott 23343 6 March 2011 Contravention of sections 17(4) and 19(2)(b) (iii) of the FAIS Act
Sentrisure (Pty) Ltd 39856 6 March 2011 Contravention of section 15A of the FSB Act
Sesfikile Capital (Pty) Ltd 39946 6 March 2011 Contravention of section 15A of the FSB Act
Shaddy Fezile Mbuyiselo 9804 6 March 2011 Contravention of Soyamba t/a Future Finance sections 17(4) and Insurance Brokers 19{2)(b)(iii) of the FAIS
Act Shad rack Simangaliso Mbonani 41079
I 6 March 2011 Contravention of section
t/a Mbonani Brokers 15A of the FSB Act
Shaheed Gierdien t/a S G 14905 6 March 2011 Contravention of section Insurance Brokers 15A of the FSB Act, and
section 19{2)(b)(iii) of the FAISAct
Shananai Consultancy CC 39310 6 March 2011 Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS Act
Shari Barrie Badenhorst t/a 6504 6 March 2011 Contravention of section Badenhorst Brokers I Makelaars , 15A of the FSB Act, and
sections 17(4) and
I 19{2)(b)(iii) of the FAIS Act
Sherotha Financial Services CC 35542 6 March 2011 Contravention of section 15A of the FSB Act
-··-·~ ·-··-·· Shimba Financial Consulting 41551 6 March 2011 Contravention of section (Pty) Ltd 15A of the FSB Act
Shine The Way 735 CC 25631 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17{4) and 19(2)(b)(iii) of the FAIS Act
Shiva Shiva Trading CC 38595 6 March 2011 Contravention of section I 15A of the FSB Act
·- ·-··--Sibangani Phillip Zuma 23669 6 March 2011 Contravention of section •
• 15A of the FSB Act, and sections 17{4) and 19(2)(b)(iii) of the F AIS Act
Sibongile Prisca Mzimela 28105 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act
78 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Silverline Direct CC 42331 6 March 2011 Contravention of section 15A of the FSB Act
Simon Christoffel Coetzee 16927 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and
•
19(2) (b) (iii) of the FAIS Act
Simon Mahlasela Koba t/a 21352 5 March 2011 Contravention of section I SMK Insurance Brokers 15A of the FSB Act
Simon Mal page t/a Simon 10073 6 March 2011 Contravention of section I Malpage Financial Planning 15A of the FSB Act
Simon Setsoe tta Basebetsi 18389 5 March 2011 Contravention of Benefit Consultants sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Simphiwe Golden Fields 30174 6 March 2011 Contravention of section Rnancial Services CC 15A of the FSB Act, and
sections 17 (4) and 19(2)(b)(iii) of the FAIS Act
Sindiswa Manyamalala 24100 6 March 2011 Contravention of section 15A of the FSB Act
Siphiwo Selwyn Nonyongo t/a 35136 6 March 2011 Contravention of section Nonyongo Financial Services 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Sipho Hensfort Mthembu 18742 5 March 2011 Contravention of section 19(2) (b) (iii) of the FAIS Act
Sirius Used Vehicle Company 37106 6 March 2011 Contravention of section (Pty) Ltd tta Cardinals Motor 15A of the FSB Act Corporation
Siwela Funeral Services CC 40432 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Sixcor Brokers CC 37282 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct
Siyakha Steel CC t/a 37624 6 March 2011 Contravention of section Proffessional Financial 15A of the FSB Act, and Solutions sections 17(4) and
: 19(2)(b)(iii) of the FAIS Act
Siyaya Finance Brokers (Pty) 22587
I 6 March 2011 Contravention of section
Ltd 15A of the FSB Act, and
1.
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
STAATSKOERANT, 15 JUNIE 2011
Sizakele Prudence Nokukhanya Dlamini t/a Siza Financial Solutions
Sizani Antonia lehapa t/a
' lehapa Insurance Brokers
Skippy Investments CC
Skyrite Administrations CC
Skyworx Financial Services CC
SMG Auto (Pietermaritzburg) (Pty) ltd
Solomon VXVIII Investments , (Pty) ltd
Solutrade 21 CC t/a Fritz Consulting
Southern Union Insurance Brokers (Pty) Ud t/a Southern
, Union Insurance Brokers
Southern Ambition 1565 CC
Speedtrack Trading 3019 CC t/a Reagen Pillay Financial
Stanford Investments CC t/a Akson Wheels
~Star Agency CC
Star Pride Business Development Services CC t/a Star Pride Insurance Brokers
31564 6 March 2011
28489 6 March 2011
13813 6 March 2011
20838 5 March 2011
38920 6 March 2011
6983 6 March 2011
35582 6 Marcti 2011
19900 5 March 2011
3414 6 March 2011
37484 6 March 2011
41944 6 March 2011
19325 5 March 2011
18545 5 March 2011
41179 6 March 2011
No.34372 79
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)0ii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act, and
, section 17(4) of the FAIS ·Act
Contravention of section i
15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 19(2)(b)(iii) of the FAISAct
Contravention of sections 17(4) and 19(2) (b) (iii) of the FAIS
• Act Contravention of section 15A of the FSB Act
80 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Stater Trading And Project CC 41165 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Stephan Prinsloo 19790 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4)·and 19(2)(b)(iii) ofthe FAIS Act
• Stephanie Du Plessis 20718 5 March 2011 Contravention of section 15A of the FSB Act
Stephanus Jordaan 14434 6 March 2011 Contravention of section 15A of the FSB Act
I Steven Musa Dlakude tja NPS 41135 6 March 2011 Contravention of section • Brokerage 15A of the FSB Act
I Stian De Witt t/a Sable 38837 6 March 2011 Contravention of section Financial Services 15A of the FSB Act, and
section 17(4) of the FAIS Act
Strike Gold Investments CC t/a 20153 5 March 2011 Contravention of section Save-U Auto Sales 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Strinivasa Jaggiah Naidoo t/a 25438 6 March 2011 Contravention of section Strini Naidoo & Associates 15A of the FSB Act
Success Road, Rail, Sea & Air 14402 6 March 2011 Contravention of section Brokers (Pty) Limited 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Sureright Administrators CC 10607 6 March 2011 Contravention of section 15A of the FSB Act
Susarah Johanna Olivier 14107 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the F AIS
I • Act
Swiftdeals 14 CC ~ 13605 6 March 2011 Contravention of section Mathee Versekerin 15A of the FSB Act
Swiss Re Life And Health Africa 36311 6 March 2011 Contravention of section Limited 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Tabisa Sapula t/a TS Broker 37666 6 March 2011 Contravention of section Services 15A of the FSB Act
Taccsure Brokers CC 12181 6 March 2011 • Contravention of section 1 19(2)(b)(iii) of the FAIS Act
Tanagra Nombulelo Ntetha t/a 28479 6 March 2011 Contravention of section Tanagra Brokers 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 81
Tati Investments (Pty) Ltd 39373
Taxpros CC 18978
TB Brokers CC t/a Theo 8149 Blignaut Brokers i
Tebello Michael Tsolo t/a Sisco 16803 Insurance Brokers
!
Teboho Nelly Nketoane 21516
Tele BuzzCC 33331
i
T embinkosi Elvis Majola t/a TE 25004 Financial Service Broker
~embinkosi Terence Mketo t/a 26901 . Zizamele Insurance Brokers
Tendai Nyadombo 26918
Terrance Pilane Phyto 21349
Tespam Trading CC t/a MV 36874 Tapula Brokers
• Thabiso Ramanamane t/a 30599 • Excelsior Broker Marketing
• Thabo Mathews Maungwa t/a 6389 Thabo Maungwa Ins.
Thabo Sydwell Moremoholo I 9206
Thanduxolo Theophillus Sotapu 20418
i
i I
6 March 2011 · Contravention of section 1 5A of the FSB Act
5 March 2011 Contravention of section 15A of the FSB Act
6 March 2011
6 March 2011
5 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
5 March 2011
6 March 2011
6 March 2011
6 March 2011
6 March 2011
5 March 2011
Contravention of section 15A of the FSB Act
Contravention of section 1. 5A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19{2) (b) (iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act
Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(m) of the FAIS Act Contravention of section I
15A of the FSB Act, and section 19(2){b)(iiQ of the FAISAct
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I
82 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
The Business Zone 44 CC t/a 20854 5 March 2011 Contravention of Magentheren Rajoo Naidoo sections 17(4) and
19(2)(b)(iii) of the FAIS Act
The Ex-Stream Insurance 37479 6 March 2011 Contravention of section 1 Consultants CC 19(2)(b)(iii} of tlie FAIS
Act 1 The Frikkie Le Roux Business 2238 6 March 2011 Contravention of section Trust 19(2)(b)(iii) of the FAIS
. Act · The National Empowerment 10912 6 March 2011 Contravention of section Fund Trust 15A of the FSB Act, and
sections 17(4) and
1 19(2)(b)(iii) of the FAIS Act
The Overcomer Financial 40336 6 March 2011 Contravention of section 1 Services CC 15A of the FSB Act, and
section 17(4) of the FAIS Act
Thelela Amos Mokwana t/a 18588 5 March 2011 Contravention of section • Dynamic Investment Brokers 15A of the FSB Act, and
sections 17(4) and
I
19(2)(b)(iii) of the FAIS Act
1 Thelma Tembakazi Nodlabi 41977 6 March 2011 Contravention of section
15A of the FSB Act
Themba Donatus Chiliza t/a 40969 6 March 2011 Contravention of section TDC Brokers 15A of the FSB Act, and
1 section 17(4) of the FAIS Act
! Thembalethu Financial !!
1682 6 March 2011 Contravention of section
1
Solutions (Pty) Ltd 17(4) of the FAIS Act
Theuns Pretorius 11832 i
6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) ofthe FAIS Act
Thomas Kenneth Henry t/a Sun 40022 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and
section 17(4) of the FAIS !
Act
Thornbush Financial Services 38406 6 March 2011 Contravention of section cc 17(4) of the FAIS Act
Thulani Frances Khumalo 39676 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
~····
Tiespro 177 (Pty) Ltd 41369 6 March 2011 Contravention of section 15A of the FSB Act
· Tim Brokers (Pty) Ltd 16901 5 March 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act
STAATSKOERANT, 15 JUNIE 2011 No. 34372 83
' Time Horizon Life Marketing I 32689 6 March 2011 Contravention of section I :
Services (pty) Ltd 15A of the FSB Act, and sections 17{4) and 19{2)(b)(iii) of the FAIS Act
Tinanet Trading CC 38928 6 March 2011 Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS Act
T JS Brokerage CC 36158 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iii) of the FAISAct
TLCAdminCC 40137 6 March 2011 Contravention of section 15A of the FSB Act
Tlholo- Victory Funerals CC 38546 6 March 2011 Contravention of section
I 15A of the FSB Act
[~ Brokern CC 39538 6 March 2011 Contravention of section
15A of the FSB Act, and section 17(4) of the FAIS Act
-~··-~~~~-· '""' -----~-~--~·
TNI Consulting (pty) Ud 37833 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Topeng Solutions 22 CC Va 39640 6 March 2011 Contravention of section Jeremiah 33 :3 15A of the FSB Act
I T archway Investments (pty) Ltd 400::01) a 1\Jiarch 2011 Contravention of section . Va Invest Online : 15A of the FSB Act
Tradeshack 57 CC Va Lukanda 40444 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and
section 17(4) of the FAIS Act
Traluz Insurance Brokers CC 37567 6 March 2011 Contravention of section 15A of the FSB Act
Trilinear Capital (Pty) Ltd 634 6 March 2011 Contravention of section 1. 19{2)(b)(iii) of the FAIS
Act Trump Financial Advisors CC 29719 6 March 2011 Contravention of section
15A of the FSB Act
· Trusted Financial Planners CC 37562 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2) (b) (iii) of the FAISAct
Tshepang Consultants CC 9568 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17 (4) and 19{2)(b)(iii) of the FAIS
L........._ ...... Act
84 No. 34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Tshikani Daniel Khosa I 40892 I
6 March 2011 Contravention of section 15A of the FSB Act
Ugqoko Trading CC t,la Ugqoko 31134 6 March 2011 Contravention of section Financial Brokers 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Uku-Khanya Product And 25831 6 March 2011 Contravention of section Distribution Centre (Pty) Ud 15A of the FSB Act, and
sections 17(4) and • 19(2)(b)(iii) of the FAIS Act
•
Ulwazi Consultants CC t,la 38229 6 March 2011 Contravention of section I • Ulwazi Financial Services 15A of the FSB Act, and
section 17(4) of the FAIS
I Act
I
Vanessa Van Eijk 41254 6 March 2011 Contravention of section •
15A of the FSB Act
Vehicle Emporium CC 15841 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Vernon Cloete Broker Services 4507 6 March 2011 Contravention of section I (Pty) Ud 15A of the FSB Act, and
sections 17(4) and
I I
19(2)(b)(iii) of the FAIS Act
Vhaghana Funeral Directors CC 38631 6 March 2011 Contravention of section • t,la Vhaghana Funeral Services 15A of the FSB Act, and I
section 17(4) of the FAIS • Act
• Vhaila Brokers CC 25920 I
6 March 2011 Contravention of I
sections 17(4) and • 19(2)(b)(iii) of the FAIS Act
Vhuthelani Marketing Services 38480 6 March 2011 J Contravention of section CC t,la VM Services 15A of the FSB Act, and
. section 17(4) of the FAIS j Act
Vincent Mason Nair t,la Vincent 21646 6 March 2011 I Contravention of And Associates sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Vishal lshwarlall Gurcharan t,la 34112 6 March 2011 Contravention of section Team Cars 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
1 Vista Assurance Brokers CC 11624 6 March 2011 Contravention of section 15A of the FSB Act, and
• sections 17(4) and
I I
. 1 (b)(iii) of the FAIS Act
STAATSKOERANT, 15 JUNIE 2011 No.34372 85
Viwe Mtamalala 36769 6 March 2011 Contravention of section i
15A of the FSB Act
Vukani Mangwane Trading CC 37895 6 March 2011 Contravention of section t/a Mangwane Financial Brokers 15A of the FSB Act
. Vuvuzela Financial Services CC 37386 6 March 2011 Contravention of section 1 15A of the FSB Act, and ! section 19(2)(b)(iiQ of the FAISAct
Vuyani Maxwell Zuzani 20022 5 March 2011 Contravention of section i Investments CC 15A of the FSB Act
Wakalah Financial Services CC 41029 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Warbot Brokers CC 36244 1. 6 March2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the F AIS Act
Warranty Solutions (Pty) Ltd 18998 5 March 2011 Contravention of section 15A of the FSB Act
Wayne Benjamin Stevens t/a 24246 6 March 2011 Contravention of section Shoreline Financial Services 15A of the FSB Act, and
sections 17(4) and 19(2)(b )(iii) of the F AIS Act
Wealthvest CC t/a Wealthvest 39890 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and
section 17(4) of the FAIS
-r Act
·-Webram Fifteen (Pty) Ltd t/a 8960 6 March 2011 Contravention of section Mallac Hearle Financial : 15A of the FSB Act, and Services section 19(2)(b)(iiQ of the
FAISAct -----~·--------
Welcome Anderson 23011 6 March 2011 Contravention of section 15A of the FSB Act
· Wellman Financial Services CC 21070 5 March 2011 Contravention of section 15A of the FSB Act
Wendy Mortimer Investments CC 2378 22 March 2011 Contravention of section 17(1) of the FAIS Act
! Wenwin Agency CC 10752 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and
! 19(2)(b)(iii) of the FAIS Act
Wesley Kruger t/a Wesk 38805 6 March 2011 Contravention of section ! Financial Planners 15A of the FSB Act
Wilhelmina Johanna Dorothea 18318 5 March 2011 Contravention of section Swanepoel t/a Sowsure 15A of the FSB Act
86 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011
Willem Hendrik Esterhuizen t/a 4030 6 March 2011 Contravention of section BFC 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
~-·····-
Willem Johannes Del port t/a 5978 6 March 2011 Contravention of Delphisure Worcester sections 17(4) and
19(2)(b)(iii) of the FAIS Act
Willem Lodewikus Nel t/a 9915 6 March 2011 Contravention of section Wikus Nel Broker 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
William Lucky Morake t/a 38871 6 March 2011 Contravention of section Forluck Insurance Brokers 17(4) of the FAIS Act
Wingate Pearse Insurance 18987 5 March 2011 Contravention of section Brokers CC 15A of the FSB Act, and
sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Wiseman Sthembiso Mnyandu 29281 6 March 2011 Contravention of section t/a Somtsewu Brokers 15A of the FSB Act, and
section 17(4) of the FAIS Act
Wisesure Financial Consulting 7342 6 March 2011 Contravention of section
1
cc 19(2) (b) (iii) of the FA IS Act
1
Xcellent Financial Services CC 36825 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Xolani Richard Hlengwa t/a 17857 5 March 2011 Contravention of section Global Life Solutions 17(4) of the FAIS Act
Xolile Witness Siyo t/a 14383 6 March 2011 Contravention of Healthwise sections 17{4) and
19(2) (b) (iii) of the FAIS Act
Xoliswa Memani 24093 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
Yen Administrators CC 36655 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
~ YPM Financial Solutions CC 40842 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act
199511 Yunizam Motors CC t/a Aksons rch 2011 Contravention of section Wheels 15A of the FSB Act
STAATSKOERANT, 15 JUNIE 2011 No. 34372 87
Zameka Nqeketho Va Zams 37619 I 6 March 2011 Contravention of section Enterprise 15A of the FSB Act, and
sections 17(4) and
I 19(2)(b)(iii) of the FAIS
! Act Zamikhaya Zindlu Va Zama 40747 6 March 2011 Contravention of section
1 Zindlu Financial Services
I
15A of the FSB Act, and i section 17(4) of the FAIS I Act I
Zamokwakhe Collin Xoseka Va 35689
I
6 March 2011 Contravention of section lndaba Investments 15A of the FSB Act, and
sections 17(4) and : 19(2) (b) (iii) of the FA IS
Act Zanele Eudorah Gabela Va 28902 6 March 2011 Contravention of section Uon And The Cub 15A of the FSB Act Zeloti Trading CC Va Unique M 28817 6 March 2011 Contravention of Brokers sections 17(4) and
I 19(2)(b)(iii) of the FAIS I Act
Zen Insurance Brokers CC 3864 6 March 2011 Contravention of
I sections 17(4) and 19(2)(b)(iii) of the FAIS Act
Zilungiselele-Trading Arid 34648 6 March 2011 Contravention of section Projects CC 15A of the FSB Act Zola Mangani Va Mangani I 40854 6 March 2011 Contravention of section
I Financial Advisors I 15A of the FSB Act, and I section 17(4) of the FAIS
Act Zothani Arnolda Mkhize 22178 6 March 2011 Contravention of section
15A of the FSB Act, and sections 17(4) and 19(2)(b )(iii) of the F AIS
I Act ...
The terms attached to the suspension:
(a) The licensees are prohibited from concluding any new business. (b) The licensees must inform aU affected clients and product suppliers concerned that their
licences have been suspended, and the Registrar must be copied with such correspondence. (c) The licensees must, in consultation with clients and product suppliers concerned, take
reasonable steps to ensure that any outstanding business is transferred to another licensed financial services provider in the interest of clients, and must advise the Registrar accordingly.
(d) The suspension of the licences will endure for a period of three months after the effective date, whereafter the Registrar will lift the suspension if satisfied that the licensees comply with the requirements of the Act or withdraw the licences if not so satisfied.
This Notice is called the Notice on Suspension of Authorisation, No 4 of 2011.
G EANDERSON Deputy Registrar of Financial Services Providers