8. gastroretentive granules (grgs) 8.1. preparation of...
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Gastroretentive granules
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8. Gastroretentive granules (GRGs)
8.1. Preparation of GRGs
Wet granulation technique was used to prepare the gastroretentive granules (GRGs) of
rifampicin. The composition of the granules is given in the Table 8.1. Rifampicin and all
other ingredients were passed through sieve no. 40 to break the lumps before mixing them.
The blends for the granules were prepared by mixing the required quantities of drug, HPMC
K100M, HPMC K4M, POLYOX WSR 301, sodium bicarbonate and superTab11SD for 10
min in double cone blender (Kalweka-VDM-4, Karnavathi Engineering Ltd., Gujarat,
India). Talc and magnesium stearate were added step by step to the above blend and further
mixed for 5 min. The resultant blends were mixed using water with or without binder
(polyvinyl pyrrolidone) which was used as the granulating liquid thoroughly using mortor
and pestle to form a wet coherent mass. This mass was then sieved through sieve no. 12 to
produce wet granules. These wet granules were then dried in tray dryer at 50 oC till constant
weight. Then these dried granules were again sieved to break the agglomerates formed
during the drying process into individual granules (Lachman et al., 2009).
Table 8.1. Composition of GRGs of rifampicin
Ingredients Quantities
Rifampicin 600 mg
HPMC K100M 30-60 mg
HPMC K4M 30-60 mg
POLYOX WSR 301 30-60 mg
Sodium Bicarbonate 80-120 mg
Polyvinyl pyrrolidone 0-5% w/v in granulating liquid
Talc 10 mg
Magnesium stearate 10 mg
SuperTab 11SD 30 mg
8.2. Evaluation of the GRGs
8.2.1 Friability
Granules were randomly selected weighing equal to or more than 6.5 g and placed in the
drum of Roche friability test apparatus. The drum was adjusted to rotate at 25 rpm for 4
min. The granules were removed, de-dusted and accurately weighed. The percentage weight
loss was calculated. The loss of weight should not be more than 1% (IP 2007).
8.2.2. Micromeritic properties
The prepared granules were characterized for angle of repose, Carr’s index and Hausner’s
ratio to confirm the flow properties
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8.2.2.1. Angle of repose
Angle of repose of the granules was determined by fixed funnel method (Lieberman et al.,
1990). The accurately weighed granules were taken in a funnel and were allowed to flow
through the funnel freely to form a heap. The height of the funnel was adjusted in such a
way that the tip of the funnel just touches the apex of the heap of the granules. Then the
procedure was repeated and the height and diameter of the granule cone was measured and
the angle of repose (θ) was calculated using the following formula.
θ= tan-1
(h/r)
Where, θ is angle of repose, h is the height in cm and r is the radius in cm.
8.2.2.2. Bulk density
Known quantity of granules was transferred through a funnel into a 100 ml graduated
cylinder. The volume was then read directly from the cylinder and used to calculate the bulk
density according to the formula mentioned below (Lieberman et al., 1990).
Db= M/Vb
Where, Db is the bulk density, M is the mass of granules and Vb is the bulk volume
8.2.2.3. Tapped density
Known quantity of granules was transferred through a funnel into a 100ml tarred graduated
cylinder. The cylinder was then placed on tap density tester (USP II, ETD-2010, Electrolab,
Mumbai, India) and tapped to attain a constant volume. Then the tapped density was
calculated using the given equation (Lieberman et al., 1990).
Dt= (M/Vt)
Where Dt is the tapped density, M is the mass of granules and Vt is the tapped volume
8.2.2.4. Carr’s index and Hausner’s ratio
The bulk and tapped densities were used to find out the Carr’s index and Hausner’s ratio by
the following equations (Wells and Aulton, 2007).
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8.2.3. Buoyancy
Granules weight equivalent to each formulation was placed in a glass beaker, containing
200 ml of simulated gastric fluid, kept for stirring at 50 rpm using a magnetic stirrer and
maintained at 37±0.5 °C. The floating lag time, the time required for granules to float from
the time of granule introduction and floating time, the time during which granules remain
buoyant in the medium were observed visually and values were noted.
8.2.4. Granule size
Granule size analysis was carried out by vernier caliper. About 20 pellets were randomly
picked up thrice and their size was measured (Sangeetha et al., 2010). Average size was
reported based on this determination.
8.2.5. Usable yield
Usable yield were determined by sieving technique. Sieving is a simple method that is used
for determining the particle size distribution of powder/granules/pellets/beads. It is often the
preferred method of choice for formulators, since it is a straightforward analysis that can be
done during the formulation development process. Sieving is a simple 'go or no go' test,
where in the granule sample is passed over a perforated screen such that the smaller
particles pass through while the larger ones will be retained on the sieve. Thus the granules
get divided into two fractions; one above and the other below a specified size which
corresponds with the size of the sieve opening. The duration for which the sieving is carried
out is of importance, as prolonged sieving will generate some fines due to the attrition of the
coarser particles between each other and against the sieve (Lieberman et al., 1990).
Sieves were cleaned and arranged in the electronic sieve shaker in the descending order
[e.g., sieve no.10, 20, 30, 40......pan] of the sieve opening. Beneath the last sieve pan was
placed. 10 g of the granules were placed on the top sieve and system was closed with a lid.
Then the timer was set for 10 min and the electronic sieve shaker was switched on at a
constant vibratory power of 5. After the run, the sieves were taken out and the weight of the
pellets retained on sieves was collected and weighed. Usable yield was the percentage
weight of pellets passed from the sieve no. 12 and retained on sieve no. 20.
8.2.6. Scanning electron microscopy (SEM)
The surface morphology of granules was studied using scanning electron microscope (Zeiss,
EVO 18, Carl Zeiss SMT Ltd, UK). SEM uses a focussed electron probe to extract
structural and chemical information point-by-point from a region of interest in the sample.
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The samples were mounted on double sided adhesive tape that has been secured on copper
stubs and then analysed. The accelerating voltage applied was 15 kV.
8.2.7. Assay
100 mg weight of granules was taken from each batch and was crushed using a motor and
pestle. It was then transferred into a 100 ml volumetric flask. To this, 50 ml of pH 1.2 HCl
buffer was added and mixed thoroughly. The solution was made up to the 100 ml mark with
pH 1.2 HCl buffer. Then it is filtered, sonicated and suitable dilutions were done with pH
HCl 1.2 buffer. The drug content was estimated by recording absorbance at 335 nm by
using a UV-Visible spectrophotometer. Rifampicin granules should contain not less than
90.0 per cent and not more than 110.0 per cent of the stated amount of rifampicin (IP 2007).
8.2.8. Release at 6 h
Release of the rifampicin at 6 h was considered because from literature it was quite evident
that in in vivo conditions the maximum gastroretention that was attained was 5 h. So the
study was conducted to release the drug in the formulations within 6 h. The dissolution
study was performed using a USP type II (paddle type) dissolution apparatus (TCT- 06P,
Electrolab, Mumbai, India) at 37 ± 0.5 oC and a paddle speed of 50 rpm. The dissolution
testing of optimized formulation was carried out in 900 ml of simulated gastric fluid. At 6 h,
1 ml of sample was withdrawn replacing with fresh medium and the release of rifampicin
analysed at 335 nm using UV- visible spectrophotometer.
8.3. Optimization
8.3.1. Quality target product profile (QTPP) and Critical quality attributes (CQA)
The quality target product profile is a prospective summary of the quality characteristics of
a drug product that ideally will be achieved to ensure the desired quality taking into account
safety and efficacy of the drug product (Table 8.2).
Table 8.2. QTPP for GRGs of rifampicin
QTPP elements Targets
Dosage form Granules
Dosage design Gastroretentive extended release
Route of administration Oral
Dosage strength 600 mg
Dissolution Extended release of drug up to 6 h in gastric conditions
Floating time Up to 6 h in gastric conditions
Usable yield Minimum of 85%
Granule size Target of 1000 µm
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A critical quality attribute (CQA) is “a physical, chemical, biological or microbiological
property or characteristic that should be within an appropriate limit, range or distribution to
ensure the desired product quality (Table 8.3).
Table 8.3. Critical quality attributes of GRGs of rifampicin
CQA Target
Dissolution Target of 100% in 6 h
Floating time Target of 6 h
Usable yield Target of above 85%
Granule size Target of 1000 µm
8.3.2. Risk analysis: Fishbone/Ishikawa representation
An initial risk analysis was performed after identifying QTPPs and CQAs and represented
by fishbone/ishikawa diagram (Fig. 8.1). During the initial studies, it is imperative to
scrutinize the possible product and process variables of the system under study to know
their influence on the quality of the product. The screening study was performed based on
literature and initial experimental trial batches. In the present study, it was observed that the
responses i.e. floating time, release at 6 h were mainly affected by concentrations of the
polymers HPMC K100M, HPMC K4M, POLYOX WSR 301 and the gas generating agent
sodium bicarbonate. Apart from these other responses like granule size and usable yield
were also studied. Usable yield and granule size were mainly affected by the binder
concentration. These variables were identified as critical factors which are to be monitored
for quality product. Based on preliminary experiment, the extreme levels of each factor
were set for experimental design.
Fig. 8.1. Risk and root cause identification: Ishikawa (Fishbone) diagram
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8.3.3. Experimental design
Two level full factorial design is a randomized design which provides information on direct
effects and interaction effects has been widely used for formulation optimization in dosage
forms. It requires a minimum number of experiments to be performed that are necessary to
establish a mathematical model in the experimental design which allows us to determine the
optimum level of experimental factors required for required responses. This design requires
2 levels of each factor. In the present study five independent variables i.e. HPMC K100M,
HPMC K4M, POLYOX WSR 301, sodium bicarbonate and binder concentrations were
studied at two different levels with various constraints as shown in Table 8.4.
Table 8.4. Experimental levels and constraints
Independent variables Levels
-1 +1
X1: HPMC K100M 30 60
X2: HPMC K4M 30 60
X3: POLYOX WSR 301 30 60
X4: Sodium bicarbonate 80 120
X5: Binder concentration 0 5
Dependent variables Constraints
Y1: Release at 6 h Target of 100%
Y2: Floating time Target of 6 h
Y3: Usable yield Target of above 85%
Y4: Granule size Target of 1000 µm
According to the factorial design generated by Design Expert software (v.9.0.3.1, Stat-Ease
Inc., MN), a total of 32 experiments were constructed and performed. The design summary
is shown in Table 8.5 and the values of independent variables in the various experimental
runs are shown in Table 8.6.
Table 8.5. Design summary for the GRGs
File
Version 9.0.3.1 Design Type 2 Level Factorial Runs 32
Factor Name Units Type Subtype Minimum Maximum Mean Std. Dev.
X1 HPMC K100M mg Numeric Continuous 30 60 45 15.24002
X2 HPMC K4M mg Numeric Continuous 30 60 45 15.24002
X3 POLYOX WSR 301 mg Numeric Continuous 30 60 45 15.24002
X4 Sodium bicarbonate mg Numeric Continuous 80 120 100 20.32002
X5 Binder Conc. % Numeric Continuous 0 5 2.5 2.540003
Response Name Units Analysis Model
Y1 Release at 6 h percentage Factorial Main effects
Y2 Floating time hours Factorial Main effects
Y3 Usable yield percentage Factorial Main effects
Y4 Granule size microns Factorial Main effects
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Table 8.6.Presentation of real values of independent variables in the experimental runs
Batch
no. Run
Factor 1 Factor 2 Factor 3 Factor 4 Factor 5
X1:HPMC
K100M
X2:HPMC
K4M
X3:POLYOX
WSR 301
X4:Sodium
bicarbonate X5:Binder Conc.
mg mg mg mg percentage
G1 1 30 30 60 120 5
G2 2 30 60 60 80 5
G3 3 60 30 60 120 0
G4 4 30 60 30 120 5
G5 5 60 30 60 80 0
G6 6 60 60 30 120 5
G7 7 30 60 30 80 5
G8 8 60 60 60 120 0
G9 9 60 60 60 80 0
G10 10 30 60 60 80 0
G11 11 30 30 30 80 0
G12 12 60 60 30 80 0
G13 13 60 30 60 120 5
G14 14 30 30 60 120 0
G15 15 30 30 30 120 5
G16 16 60 30 30 120 0
G17 17 60 60 60 120 5
G18 18 60 30 30 80 0
G19 19 30 30 30 120 0
G20 20 30 30 60 80 0
G21 21 60 30 60 80 5
G22 22 60 30 30 120 5
G23 23 30 30 60 80 5
G24 24 60 60 60 80 5
G25 25 60 30 30 80 5
G26 26 30 60 60 120 5
G27 27 30 60 30 120 0
G28 28 30 60 60 120 0
G29 29 30 60 30 80 0
G30 30 30 30 30 80 5
G31 31 60 60 30 120 0
G32 32 60 60 30 80 5
A numerical optimization technique by design expert software was used to generate
formulations with the desired responses, in which a minimum and maximum level must be
provided for each parameter.
The goals are combined into an overall desirability function. The solutions that meet the
required criteria were reported and ranked based on their desirability values with the highest
desirability solution as the first solution.
8.3.4. Drug-excipient compatibility studies of optimized formulation
8.3.4.1. Fourier Transform Infrared Spectroscopy (FTIR)
Infrared spectroscopy was performed using a Shimadzu FTIR 8300 Spectrophotometer and
the spectrum was recorded in the region of 4000 to 400 cm-1
. In this study, FTIR spectrum
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for the final formulation was obtained. The procedure consisted of dispersing a sample in
Potassium bromide (1:1 ratio) and compressing into discs by applying a pressure of 5 tons
for 5 min in a hydraulic press. The pellet was placed in the light path and the spectrum was
recorded from 4000 to 400 cm-1
.
8.3.4.2. Differential Scanning Calorimetry (DSC)
DSC was performed using DSC-60, Shimadzu, Japan. The instrument comprised of the
calorimeter (DSC 60), flow controller (FCL 60), Thermal analyzer (TA 60) and operating
software TA-60 from Shimadzu Corporation, Japan.
The sample were placed in a sealed aluminium pan, before heating under nitrogen flow (30
ml/min) at a scanning rate of 5 °C/min from 30 °C to 300 °C. Reference was empty
aluminium pan. The heat flow as a function of temperature was recorded for the final
formulation (Lachman et al., 2009).
8.3.5. Validation of optimized formulation
The optimized solution was selected based on the values for the responses meeting all the
constraints and requirements. Satisfying these parameters, the first solution was chosen as
the optimized formulation with the highest desirability.
The obtained optimum formulation was evaluated for all the evaluation parameters. To
validate the elected experimental design, the values of the responses were compared with
the predicted values and the relative error (%) was calculated using the following equation:
% relative error = [(predicted value – experiment value) / predicted value] × 100
8.4. Results and discussion
8.4.1. Evaluation of GRGs
8.4.1.1. Friability
All the formulations have showed friability values well below the limits of <1.0 % which
indicate that these granules have the required strength to bear the wear and tear during the
transport.
8.4.1.2. Micromeritic properties
8.4.1.2.1. Angle of repose
All the formulations have angle of repose values in the range of 25o to 30
o which indicate
that these formulations have good flow properties.
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8.4.1.2.2. Carr’s index and Hausner’s ratio
All the formulations have Carr’s index and Hausner’s ratio values in the range of 11 to 15%
and 1.12 to 1.18 indicating that these granules have good flow properties.
8.4.1.3. Assay
All the formulations have the drug content values in the range of 95 to 105 %. None of them
were either less than 90 % or greater than 110 %.
8.4.1.4. Scanning Electron Microscopy (SEM)
The optimized formulation was subjected to SEM studies and the resulting images are
shown below in Fig 8.2 and 8.3. From these studies it is evident that the granule surface is
relatively rough and not as uniform as that of pellet surface.
Fig. 8.2. SEM image of the optimized formulation at 112X magnification
Fig. 8.3. SEM images of the optimized formulation at 500X magnification
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8.4.2. Statistical analysis of experimental data
Responses obtained from the evaluation study of all the 32 formulations were fed into the
design expert software v.9.0.3.1 for the design of experiments (DoE) using two level full
factorial design and the results and constraints are given in the Tables 8.7 and 8.8. The
results of the experimental design indicated that this system was highly affected by the
amount of the polymers HPMC K100M, HPMC K4M, POLYOX WSR 301 and the gas
generating agent sodium bicarbonate and the concentration of binder polyvinyl pyrrolidone
in the granulating liquid.
Table 8.7. Presentation of measured responses of experimental runs in factorial design
Batch no.
Response Y1 Response Y2 Response Y3 Response Y4
Release at 6 h Floating time Usable yield Granule size
percentage hours percentage Microns
G1 99.4 5.7 82.6 1128
G2 99.5 5.8 81.2 1141
G3 72.6 7.2 86.7 871
G4 99.2 5.6 82.8 1115
G5 73.6 7.1 87.1 880
G6 75.8 7 80.1 1169
G7 99.3 5.5 83.4 1093
G8 62.3 8.4 87.2 891
G9 64.8 7.6 87.5 878
G10 97.5 5.6 87.1 896
G11 100.3 4 90.4 946
G12 76.8 6.6 87.6 889
G13 74.7 7 80.5 1157
G14 99.3 5.5 89.4 914
G15 100.1 4.6 83.5 1097
G16 82.6 6.4 87.4 879
G17 61.9 8.6 79.8 1175
G18 88.6 5.4 90.2 921
G19 100.3 4.4 89.8 906
G20 99.7 5.1 87.9 885
G21 73.1 6.4 81.1 1160
G22 86.7 6.3 83.2 1116
G23 99.6 5.3 84.5 1086
G24 64.9 7.8 80.7 1171
G25 89.2 6.2 83.9 1142
G26 95.9 6.4 83.5 1136
G27 99.7 5.2 89.1 917
G28 96.4 5.9 88.6 905
G29 100.1 4.9 90.1 931
G30 100.4 4.2 85.2 1118
G31 76.3 6.8 87.2 901
G32 78.1 6.2 82.2 1148
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Table 8.8. Summary of the constraints
Name Goal Lower Limit Upper Limit
X1: HPMC K100M (mg) is in range 30 60
X2: HPMC K4M (mg) is in range 30 60
X3: POLYOX WSR 301 (mg) is in range 30 60
X4: Sodium bicarbonate (mg) is in range 80 120
X5: Binder conc. (%) is in range 0 5
Y1: Release at 6 h (%) is target = 100 95 100.4
Y2: Floating time (h) is target = 6 5.5 6.5
Y3: Usable yield (%) is target = 90.4 85 90.4
Y4: Granule size (µm) is target = 1000 900 1100
8.4.2.1. Fraction of design space (FDS)
Fraction of design space plot shows how much of the model prediction variance lies above
(or below) a given value. It summarizes the prediction variance, showing the fractional
design space for all the factors taken together. It displays the area or volume of the design
space having a mean standard error less than or equal to a specified value. It is a great tool
to compare design. Look for lower (less error) and flatter (more uniform) profiles as shown
in the Fig. 8.4.
Fig. 8.4. FDS/Fraction design space graph: GRGs
Design-Expert® Software
Min Std Error Mean: 0.177Avg Std Error Mean: 0.288Max Std Error Mean: 0.433Cuboidalradius = 1Points = 50000t(0.05/2,26) = 2.05553
0.00 0.20 0.40 0.60 0.80 1.00
0.000
0.200
0.400
0.600
0.800
1.000
FDS Graph
Fraction of Design Space
Std
Erro
r M
ea
n
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8.4.2.2. ANOVA of the whole model and that of the model significant terms
A polynomial equation with different number of coefficients to estimate was produced for
the account of the measured responses as a function of the process variables. The
mathematical model was expressed in equation1 as follows
Yi =A0 + A1X1 + A2X2 + A3X3 + A4X4 + A5X5
Where Y is the measured response, A0 is an intercept and A1-A5 are the regression
coefficients and X1 to X5 are the main effects i.e. X1- HPMC K100M, X2- HPMC K4M,
X3- POLYOX WSR 301, X4- sodium bicarbonate and X5- concentration of binder.
This equation in terms of coded factors can be used to make predictions about the response
for given levels of each factor. By default, the high levels of the factors are coded as +1 and
the low levels of the factors are coded as -1. The coded equation is useful for identifying the
relative impact of the factors by comparing the factor coefficients. The model equation with
the coded factors was generated to fit the data and reflected the influence of process
parameters on different responses Y1 (drug release at 6 h), Y2 (floating time), Y3 (usable
yield) and Y4 (granule size) are represented by the following equations as follows……
Y1 = +87.15 -12.02X1 -2.87X2 -3.70X3 -0.70X4 +0.22X5
Y2 = +6.08 + 0.85X1 + 0.41X2 + 0.50X3 + 0.23X4 + 0.078X5
Y3 = +85.36 – 0.83X1 – 0.48X2 – 0.65X3 – 0.27X4 – 2.97X5
Y4 = +1017.56 + 4.19X1 + 4.69X2 – 0.44X3 – 0.25X4 + 116.94X5
The sign and value of the quantitative effect represent tendency and magnitude of the term’s
influence on the response respectively. A positive value in the regression equation exhibits
an effect that favours the optimization due to synergistic effect, while a negative value
indicates an inverse relationship or antagonistic effect between the factor and the response.
In order to evaluate the significance of the suggested models on the responses and their
quantitative effects, analysis of variance (ANOVA) was carried out. At a 95% confidence
level, a model was considered significant if the p value < 0.05 (Tables 8.9, 8.10, 8.11 and
8.12).
In this case X1, X2 and X3 are significant model terms for Y1; X1, X2, X3 and X4 are
significant model terms for Y2; X1, X2, X3 and X5 are significant model terms for Y3; X5
is significant model term for Y4.
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Table 8.9. ANOVA for factorial model for release at 6 h
Source Sum of
Squares df
Mean
Square
F
Value
p-value
Prob > F
Model 5341.96 5 1068.39 60.74 < 0.0001 significant
A-HPMC K100M 4624.82 1 4624.82 262.95 < 0.0001
B-HPMC K4M 262.78 1 262.78 14.94 0.0007
C-POLYOX 437.34 1 437.34 24.87 < 0.0001
D-NaHCO3 15.54 1 15.54 0.88 0.3559
E-Binder Conc. 1.49 1 1.49 0.085 0.7735
Residual 457.30 26 17.59
Cor Total 5799.26 31
Table 8.10. ANOVA for factorial model for floating time
Source Sum of
Squares df
Mean
Square
F
Value
p-value
Prob > F
Model 38.61 5 7.72 99.99 < 0.0001 significant
A-HPMC K100M 23.29 1 23.29 301.55 < 0.0001
B-HPMC K4M 5.36 1 5.36 69.43 < 0.0001
C-POLYOX 8.10 1 8.10 104.88 < 0.0001
D-NaHCO3 1.67 1 1.67 21.56 < 0.0001
E-Binder Conc. 0.20 1 0.20 2.53 0.1239
Residual 2.01 26 0.077
Cor Total 40.62 31
Table 8.11. ANOVA for factorial model for usable yield
Source Sum of
Squares df
Mean
Square
F
Value
p-value
Prob > F
Model 327.97 5 65.59 83.10 < 0.0001 significant
A-HPMC K100M 22.28 1 22.28 28.22 < 0.0001
B-HPMC K4M 7.32 1 7.32 9.27 0.0053
C-POLYOX 13.39 1 13.39 16.96 0.0003
D-NaHCO3 2.37 1 2.37 3.00 0.0953
E-Binder Conc. 282.63 1 282.63 358.05 < 0.0001
Residual 20.52 26 0.79
Cor Total 348.50 31
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Table 8.12. ANOVA for factorial model for granule size
Source Sum of
Squares df
Mean
Square
F
Value
p-value
Prob > F
Model 4.389E+005 5 87770.50 130.29 < 0.0001 significant
A-HPMC K100M 561.13 1 561.13 0.83 0.3698
B-HPMC K4M 703.13 1 703.13 1.04 0.3164
C-POLYOX 6.13 1 6.13 9.092E-003 0.9248
D-NaHCO3 2.00 1 2.00 2.969E-003 0.9570
E-Binder Conc. 4.376E+005 1 4.376E+005 649.55 < 0.0001
Residual 17515.38 26 673.67
Cor Total 4.564E+005 31
8.4.2.4. Response surface and contour plot
Response surface plot was constructed in three dimensional model graphs for optimization
of gastroretentive granules with desired responses. The three dimensional response surface
and corresponding contour plots for the effect of amount of polymers HPMC K100M,
HPMC K4M and POLYOX WSR 301 on drug release at 6 h and floating time are shown in
the Fig. 8.5, 8.6, 8.7 and 8.8.
a)
Design-Expert® SoftwareFactor Coding: ActualRelease at 6hr (percentage)
100.4
61.9
X1 = A: HPMC K100MX2 = B: HPMC K4M
Actual FactorsC: POLYOX = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30
36
42
48
54
6030
36
42
48
54
60
60
70
80
90
100
110
Re
lea
se
at
6h
r (
pe
rc
en
tag
e)
A: HPMC K100M (mg) B: HPMC K4M (mg)
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b)
Fig. 8.5. Influence of the independent variables HPMC K100M and HPMC K4M on
release at 6 h a) 3D surface graph and b) Contour graph
a)
Design-Expert® SoftwareFactor Coding: ActualRelease at 6hr (percentage)
100.4
61.9
X1 = A: HPMC K100MX2 = B: HPMC K4M
Actual FactorsC: POLYOX = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30 36 42 48 54 60
30
36
42
48
54
60Release at 6hr (percentage)
A: HPMC K100M (mg)
B:
HP
MC
K4
M (
mg
)
8090
100
Design-Expert® SoftwareFactor Coding: ActualRelease at 6hr (percentage)
100.4
61.9
X1 = C: POLYOXX2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30
36
42
48
54
60
30 36
42 48
54 60
60
70
80
90
100
110
Re
lea
se
a
t 6
hr (p
erc
en
tag
e)
C: POLYOX (mg)
A: HPMC K100M (mg)
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b)
Fig. 8.6. Influence of the independent variables HPMC K100M and POLYOX WSR
301 on release at 6 h a) 3D surface graph and b) Contour graph
a)
Design-Expert® SoftwareFactor Coding: ActualRelease at 6hr (percentage)
100.4
61.9
X1 = C: POLYOXX2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30 36 42 48 54 60
30
36
42
48
54
60Release at 6hr (percentage)
C: POLYOX (mg)
A:
HP
MC
K1
00
M (
mg
)
80
90
100
Design-Expert® SoftwareFactor Coding: ActualFloating time (hours)
8.6
4
X1 = B: HPMC K4MX2 = A: HPMC K100M
Actual FactorsC: POLYOX = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30
36
42
48
54
60
30
36
42
48
54
60
4
5
6
7
8
9
Flo
atin
g tim
e (h
ou
rs
)
B: HPMC K4M (mg)
A: HPMC K100M (mg)
Gastroretentive granules
100
b)
Fig. 8.7. Influence of the independent variables HPMC K100M and HPMC K4M on
floating time a) 3D surface graph and b) Contour graph
a)
Design-Expert® SoftwareFactor Coding: ActualFloating time (hours)
8.6
4
X1 = B: HPMC K4MX2 = A: HPMC K100M
Actual FactorsC: POLYOX = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30 36 42 48 54 60
30
36
42
48
54
60Floating time (hours)
B: HPMC K4M (mg)
A:
HP
MC
K1
00
M (
mg
)
5
5.5
6
6.5
7
Design-Expert® SoftwareFactor Coding: ActualFloating time (hours)
8.6
4
X1 = C: POLYOXX2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30
36
42
48
54
60
30
36
42
48
54
60
4
5
6
7
8
9
Flo
ati
ng
tim
e (
ho
urs
)
C: POLYOX (mg)
A: HPMC K100M (mg)
Gastroretentive granules
101
b)
Fig. 8.8. Influence of the independent variables HPMC K100M and POLYOX WSR
301 on floating time a) 3D surface graph and b) Contour graph
The three dimensional response surface and corresponding contour plots for the effect of
amount of polymer HPMC K100M and binder polyvinyl pyrrolidone concentration on
usable yield and granule size are shown below in Fig. 8.9 and 8.10.
a)
Design-Expert® SoftwareFactor Coding: ActualFloating time (hours)
8.6
4
X1 = C: POLYOXX2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45D: NaHCO3 = 100E: Binder Conc. = 2.5
30 36 42 48 54 60
30
36
42
48
54
60Floating time (hours)
C: POLYOX (mg)
A:
HP
MC
K1
00
M (
mg
)
5
5.5
6
6.5
7
Design-Expert® SoftwareFactor Coding: ActualUsable yield (percentage)
90.4
79.8
X1 = E: Binder Conc.X2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45C: POLYOX = 45D: NaHCO3 = 100
30
36
42
48
54
60
0
1
2
3
4
5
78
80
82
84
86
88
90
92
Us
ab
le y
ield
(p
erc
en
tag
e)
E: Binder Conc. (percentage)
A: HPMC K100M (mg)
Gastroretentive granules
102
b)
Fig. 8.9. Influence of the independent variables HPMC K100M and binder
concentration usable yield a) 3D surface graph and b) Contour graph
a)
Design-Expert® SoftwareFactor Coding: ActualUsable yield (percentage)
90.4
79.8
X1 = E: Binder Conc.X2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45C: POLYOX = 45D: NaHCO3 = 100
0 1 2 3 4 5
30
36
42
48
54
60Usable yield (percentage)
E: Binder Conc. (percentage)
A:
HP
MC
K1
00
M (
mg
)
82
8486
88
Design-Expert® SoftwareFactor Coding: ActualGranule size (microns)
1175
871
X1 = E: Binder Conc.X2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45C: POLYOX = 45D: NaHCO3 = 100
30
36
42
48
54
60
0
1
2
3
4
5
800
900
1000
1100
1200
Gra
nu
le s
ize
(m
icro
ns
)
E: Binder Conc. (percentage)A: HPMC K100M (mg)
Gastroretentive granules
103
b)
Fig. 8.10. Influence of the independent variables HPMC K100M and binder
concentration on granule size a) 3D surface graph and b) Contour graph
8.4.2.5. Solutions
The goal of optimization is to determine the necessary process input values to obtain a
desired output. After generating the polynomial equations relating the dependent and
independent variables, optimization process was undertaken with desirable characteristics to
probe the optimal solution which depends on the prescribed criteria of a target of 100%
drug release at 6 h (95 – 100.4%), floating time of 6 h (5.5 – 6.5 h), pellet size with a target
of 1000 µm (900 – 1100 µm) and usable yield above 85% (85-90.4%). The list of solutions
was sorted with the highest desirability first. Solutions that meet the criteria are reported in
the Table 8.13. Desirability for optimization of GRGs of rifampicin is shown in Fig. 8.11.
Table 8.13. Solutions suggested by design expert that meet the criteria for GRGs
Number HPMC
K100M
HPMC
K4M POLYOX NaHCO3
Binder
Conc.
Release
at 6hr
(%)
Floating
time
(hours)
Usable
yield
(%)
Granule
size (µm) Desirability
1 30.000 59.999 39.256 120.000 1.797 96.962 5.654 86.528 985.079 0.410
2 30.000 59.344 39.418 119.975 1.872 97.054 5.644 86.453 988.376 0.410
3 30.000 60.000 38.692 120.000 1.729 97.094 5.633 86.632 981.951 0.409
4 30.000 58.000 40.674 120.000 1.845 96.998 5.649 86.472 986.694 0.408
5 30.000 57.884 40.641 120.000 1.921 97.035 5.647 86.388 990.191 0.408
6 30.000 56.965 41.477 120.000 1.832 96.997 5.647 86.487 985.711 0.407
7 30.000 59.037 39.431 120.000 2.123 97.130 5.644 86.163 1000.046 0.406
8 30.000 56.741 41.855 120.000 1.909 96.953 5.656 86.386 989.240 0.406
9 30.000 56.401 41.865 119.960 1.868 97.014 5.645 86.445 987.236 0.406
10 30.000 59.863 39.063 120.000 1.498 97.009 5.635 86.895 971.075 0.405
Design-Expert® SoftwareFactor Coding: ActualGranule size (microns)
1175
871
X1 = E: Binder Conc.X2 = A: HPMC K100M
Actual FactorsB: HPMC K4M = 45C: POLYOX = 45D: NaHCO3 = 100
0 1 2 3 4 5
30
36
42
48
54
60Granule size (microns)
E: Binder Conc. (percentage)
A:
HP
MC
K1
00
M (
mg
)
950 1000 1050 1100
Gastroretentive granules
104
a)
b)
Fig. 8.11. Desirability for optimization of GRGs a) 3D surface graph b) Contour graph
Design-Expert® SoftwareFactor Coding: ActualDesirability
1
0
X1 = A: HPMC K100MX2 = B: HPMC K4M
Actual FactorsC: POLYOX = 39.2557D: NaHCO3 = 120E: Binder Conc. = 1.79661
30
37.5
45
52.5
60
30
37.5
45
52.5
60
0
0.2
0.4
0.6
0.8
1
De
sira
bil
ity
A: HPMC K100M (mg)B: HPMC K4M (mg)
0.409980.40998
Design-Expert® SoftwareFactor Coding: ActualDesirability
1
0
X1 = A: HPMC K100MX2 = B: HPMC K4M
Actual FactorsC: POLYOX = 39.2557D: NaHCO3 = 120E: Binder Conc. = 1.79661
30 37.5 45 52.5 60
30
37.5
45
52.5
60
Desirability
A: HPMC K100M (mg)
B:
HP
MC
K4
M (
mg
)
0
0.1
0.2
0.3
Prediction 0.40998
Gastroretentive granules
105
8.4.2.6. Drug-excipient compatibility studies of optimized formulation
From the DSC thermogram (Fig. 8.12) and FTIR spectrum (Fig. 8.13), it is clearly visible
that there is no interaction between the drug and excipients in the optimized formulation.
100.00 200.00 300.00
Temp [C]
-10.00
-5.00
0.00
mW
DSC
66.49 x100COnset
75.24 x100CEndset
71.71 x100CPeak
-7.11 x100J/g
-8.49 x100mcal
Heat
188.04 x100COnset
203.30 x100CEndset
196.04 x100CPeak
-7.76 x100J/g
-9.27 x100mcal
Heat
R10
Fig. 8.12. DSC thermogram of optimized GRGs
Fig. 8.13. FTIR spectrum of optimized GRGs
50075010001250150017502000225025002750300032503500375040001/cm
15
30
45
60
75
90
105
%T
34
40
.16
29
32
.86
17
23
.45
16
46
.30
15
61
.43
14
38
.94
13
78
.18
12
47
.02
11
56
.36
10
92
.71
10
55
.10
97
1.1
9
89
5.0
0
80
6.2
7
76
8.6
6 69
1.5
0
63
6.5
3
R10 (Optimized formulation Granules)
Gastroretentive granules
106
8.4.2.7. Validation of optimized formulation of GRGs
The results were found to be close to the predicted values, which confirm the practicability
of the model. The comparison is shown in the Table 8.14.
Table 8.14. Comparison of the predicted and observed responses for the statistically
optimized granule formulation
Release at
6 h (%)
Floating time
(h)
Usable
yield (%)
Granule
size (µm) Desirability
Predicted 96.962 5.654 86.528 985.079 0.410
Observed 97.31 5.6 86.26 962 -
Relative
error (%) -0.35 +0.95 +0.30 +2.34 -