9-no. · j d callaghan 25-800 2,595,548 2,630,542 vol. 9-no. 6 april-may 1964

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J D Callaghan 25-800 2,595,548 2,630,542 Vol. 9-No. 6 APRIL-MAY 1964 www.americanradiohistory.com

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Page 1: 9-No. · J D Callaghan 25-800 2,595,548 2,630,542 Vol. 9-No. 6 APRIL-MAY 1964

J D Callaghan 25-800

2,595,548 2,630,542

Vol. 9-No. 6 APRIL-MAY 1964

www.americanradiohistory.com

Page 2: 9-No. · J D Callaghan 25-800 2,595,548 2,630,542 Vol. 9-No. 6 APRIL-MAY 1964

RCA ENGINEER Staff

W. O. Hadlock Editor

E. R. Jennings Assistant Editor

Mrs. C. S. Marchionni . Editorial Secretary

J. L. Parvin Art Director

Engineering Editors C. A. Meyer, Mgr., Commercial Engineering

Technical Services, Electronic Components and Devices

T. T. Patterson, Mgr., Technical Publications, Electronic Data Processing Engineering

C. W. Sall, Technical Publications Administrator, RCA Laboratories

F. D. Whitmore, Technical Publications Administrator, Defense Electronic Products

Editorial Advisory Board E. I. Anderson, Mgr., Operations,

RCA Victor Home Instruments Division

A. D. Beard, Chief Engineer Electronic Data Processing

J. J. Brant, Director, Personnel

C. C. Foster, Mgr., RCA REVIEW

M. G. Gander, Mgr., Consumer Product Administration, RCA Service Co.

Dr. A. M. Glover, Division Vice President Technical Programs,

Electronic Components and Devices

C. A. Gunther, Division Vice President, Technical Programs, DEP and EDP

E. C. Hughes, Administrator, Technical Committee Liaison,

Electronic Components and Devices

E. O. Johnson, Mgr., Engineering, Technical Programs,

Electronic Components and Devices

W. C. Morrison, Chief Engineer, Broadcast and Communications Products Division

D. S. Rau, Vice President Engineering, RCA Communications. Inc.

H. E. Roys, Chief Engineer, RCA Victor Record Division

D. F. Schmit, Staff Vice President, Product Engineering

C. M. Sinnott, Director, Product Engineering Professional Development

V. E. Trouant, Chief Technical Administrator, Broadcast and

Communications Products Division

Dr. H. J. Wafters, Chief Defense Engineer, Defense Electronic Products

J. L. Wilson, Director, Engineering National Broadcasting Co., Inc.

OUR COVER

A few of the many RCA patents that reflect creative mechanical de-

sign effort, against a background photo of a satellite structure e

phasize the theme of this issue

mechanical engineering at RCA.

The patents shown are discussed in

more detail in the article on page 8. (Cover art direction, Jack Parvin. Background photo, Frank Zumbel,

Astro- Electronics Division. Potent drawings, RCA Domestic Patents.)

I i

i

1

Creative Mechanical Engineering and RCA Patents

It was indeed a happy thought that led the RCA ENGINEER to emphasize in this issue the subject of mechanical engineering, an area sometimes too little cele- brated in electronics companies - but nonetheless vital to the rapid, even spec- tacular, strides made by RCA technology in the past three decades.

The montage of patent sketches adorning the cover of this issue accords "cover girl" status to RCA patents for the first time! The fact that these patents relate to mechanical engineering is not accidental. They, as well as the papers pre- sented in the pages that follow, are representative of the work of our mechanical engineers, and each is intended as a tribute to their skill and ingenuity.

It has been said that a two -ton truck would be required to move an oscillo- scope from place to place were it not for the contributions of the mechanical engineer to "streamlining" that oscilloscope. Slight exaggeration, probably; but the fact remains that much of the compactness and portability, not to mention the reliability, physical attractiveness, and low cost of today's electronic equip- ment stem directly from the efforts of the mechanical engineer.

No less important are the patents generated by the work of the mechanical design engineer, as are those in all areas of interest to the Corporation. Patents are one of RCA's most valuable assets. From them flow many benefits to the Corporation and to industry at large: new products, scientific progress, profes- sional recognition, and financial return.

As with electronic developments, so with mechanical design: good inventions make good patents, and good patent prosecution at RCA as elsewhere demands close and sympathetic cooperation between the inventor and his patent attorney.

Here at RCA we can be assured that our patent staff will give careful con- sideration to inventions in all areas of interest to the Corporation, and that each member of the staff is dedicated to his task and stands ready and willing to cooperate in every way possible with RCA's inventors, to the end that the inter- ests of both the inventor and the Corporation are properly served and their mutual growth and success best fostered.

F. S. Misterly Staff Vice President

Patent Operations Research and Engineering

Radio Corporation of America

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The Engineer and the Corporation: Trademarks -Basic Principles and Concepts J. A. Wortmann 2

Value Engineering or Industrial Engineering? . A. S. Budnick 5

Some Representative Examples of RCA's Electromechanical Inventions .... 8

Special Specimen Stages for the Electron Microscope A. J. Cardile 10

VOL. 9, NO. 6 The Mechanical Engineer at RCA Laboratories . R. G. Olden 14

Dynamic Response of a APRIL -MAY 1964 Hydrostatic Bearing J C. Spracklin and G. M. Robinson 20

Linearity Errors in Instrument Couplings . R D. Sherwood 24

Effect of System Constraints on Mechanical Design of Spacecraft L Berko and W. Cable 28

Analytical Approaches to the Mechanical Design of Spacecraft ... .. R. Goldberg 32

Effect of Structural Fatigue on Mechanical Design o.

e. of Spacecraft J J. Frank

Design of a Vibration Table for Reliability Testing S D. Rubenz 35

38

Mechanical Field Maintenance of EDP Equipment ... .... E J. Croall 42

The 1964 David Sarnoff Outstanding Achievement Awards . 44

Air -Bearing Design for Improved Video Tape Recording F M. Johnson 46

Separable Multi- Contact Connectors for High -Speed

CONTENTS

Computer Circuits M. E. Ecker, H. R. Kaupp, and D. P. Schnorr 49

A Comparison Study of Electrical Connection Techniques .N. B. Shain and B. R. Schwartz 54

High -Precision Photomasks for the Production of Semiconductor Devices G L. Finne and H. V. Knauf 58

Electro- Optical Engineering at Burlington P E. Seeley 63

Passive Infrared Tracking Equipment J. H. Woodward 68

An S -Band Traveling -Wave, Maser with a 30% Tunable Bandwidth D. J. Miller and H. B. Yin 74

A Suggested Approach to Local -Noise Discrimination N I Korman 74

Upper Limit of Time Dispersion in Transmission Secondary - Electron Emission D. J. Blattner, H. C. Johnson, and Dr. F. Sterzer 75

C Mechanical Integration of Spacecraft -Problems and Procedures .... T. D. Tilton 75 z A New Concept in Packaging for the Space Environment M. Wadiaeff 76

Molding Technique for Elliptical Glass Substrates for Laser Pump Cavities T A. Haddad 77

Fabrication and Test of a CW Laser of CaF2:Dy2 +...B. R. Clay and T. A. Haddad 78

Patents Granted .... 79

Professional Activities -Dates and Deadlines 79

Pen and Podium -A Subject- Author Index to RCA Technical Papers 80

Engineering News and Highlights . 82

Index to RCA ENGINEER Volume 9 . 86

A TECHNICAL JOURNAL PUBLISHED BY RADIO CORPORATION OF AMERICA, PRODUCT ENGINEERING 2 -8, CAMDEN, N. J.

To disseminate to RCA engineers technical information of professional value. To publish in an appropriate manner

important technical developments at RCA, and the role of the engineer. To serve as a medium of interchange of technical

information between various groups at RCA. To create a community of engineering interest within the company by stressing

the interrelated nature of all technical contributions. To help publicize engineering achievements in a manner that will

promote the interests and reputation of RCA in the engineering field. To provide a convenient means by which the RCA

engineer may review his professional work before associates and engineering management. To announce outstanding and

unusual achievements of RCA engineers in a manner most likely to enhance their prestige and professional status.

An Index to RCA ENGINEER articles appears annually in the April -May Issue.

Copyright 1984 Radio Corporation of America

All Rights Reserved ° www.americanradiohistory.com

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"Who steals my purse steals trash; . . .

But he that filches from me my good name Robs me of that which not enriches him, And makes me poor indeed."

OTHELLO; ACT III, SCENE III, %V]I. SHAKESPEARE:

TRADEMARKS BASIC PRINCIPLES AND CONCEPTS

J. A. WORTMANN, Trademark Attorney Patent Operations

Research and Engineering New York City, N. Y.

RCA's TRADEMARKS and their instant recognition in the United States and foreign markets all over the world

are some of the most valuable assets of Radio Corporation of America. If all of our plants and properties were to be destroyed overnight, it seems certain that in making recon- struction funds available the lending institutions would accept these trademarks and the business good will they represent as satisfactory security.

Modern trademarks found their beginning in the identi- fication marks of craftsmen on Egyptian pyramid stones, on ancient pottery and on various items uncovered in Baby- lonian excavations.

The Constitution of the United States provides for trade- marks, copyrights and patents. By various laws in accord with constitutional authority the owner of each of these industrial properies is granted a monopoly.

Exclusive ^wnership of a trademark is not limited in time as long as the trademark is used in accord with applic- able law and maintains its status as an emblem of origin and quality. Owners may successively renew trademark registrations in the United States and abroad at statutory intervals. A trademark, therefore, differs from patents and copyrights, which give their owners an exclusive property right for a limited time only.

A strong legal trademark is one of the following or a combination of them:

1) Letters (RCA or NBC) .

2) Numerals. 3) Words.

2

4) Slogans (THE MOST TRUSTED NAME IN ELECTRONICS).

5) Designs. 6) Sounds and three -dimensional devices (the NBC

musical notes; a stuffed "His Master's Voice" dog, Nipper) .

ESTABLISHMENT OF TRADEMARK RIGHTS

Exclusive rights in a trademark are established in the United States. in Canada and the Philippine Islands by priority of use of the mark on or for particular goods or services.

In all other foreign countries, exclusive trademark rights are established by priority of registration of the mark. This legal concept of ownership by registration rather than priority of use obviously involves possible dangers. Amer- ican manufacturers have indeed at times had the unhappy experience of finding that their trademarks have already been registered in a foreign country by over -ambitious third parties. The manufacturers are then faced with the deci- sion of abandoning their trademark for that country or buy- ing the adverse registration at a generally inflated price.

It is, therefore, important that every trademark be well chosen. always properly used and promptly protected by an adequate registration program at home and abroad.

WEAK TRADEMARKS

In accord with the development of trademark law through the years, the following types of marks are at least initially weak and usually may not be registered until the trademark owner can convince the authorities that the weak mark has by volume and dollar value of use acquired so- called secondary meaning for distinctiveness:

1) A word, term, or device which describes or mis- describes the product or service for which it is used. "Creamiwhip" for butter, therefore, in law lacks dis- tinctiveness.

2) Geographical words or designations. 3) Words which primarily are merely surnames.

STRONG TRADEMARKS

A mark which is legally strong is not only less expensive to establish but may also be so maintained and protected. The trademark owner should never lose sight of the fact that even a strong trademark becomes a much sounder investment when it is used for a variety of goods and services. Moreover, the trademark owner should never for- get the unfortunate possibility that this trademark (power- ful and legally strong on date of adoption ) can become weak if other manufacturers after recognizing the strength of the mark in the initial owner's field adopt and use it in their own fields.

A strong trademark can become so diluted as a result of its use by third parties on other goods (unless under license by RCA ) that the original trademark owner may find himself in the unhappy position of not only having a weakened mark but also being unable with legal safety to expand use of the mark to new goods he markets.

Clearly, therefore, a strong trademark should immedi- ately be used for as many different products and services as possible. Because this procedure has always been used for the trademark RCA in letter or monogram style, our prin- cipal trademark and trading name are of outstanding value and renown. It is this standing of the RCA trademark which has caused various courts to recognize that uses of RCA by third parties in alleged unrelated fields were clearly in- fringements. Accordingly, use of RCA by third parties for such goods and services as rubber goods, rayon material, paint products, real estate, home improvement services and

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Fig. 1- Possible damage to the "Dog" trademark (top) was avoided by quickly stopping use of the three "registered 1904" variations shown below.

products such as screen and storm doors, cleaning com- pounds including detergents and many other like situations have been held to be illegal. Even use of RCA purportedly justified by alleged trading names like "Rubbish Collectors Association," "Rodeo Cowboys Association," (-'RCA ap- proved or RCA sponsored Rodeos" and red shirts bearing three light -colored letters) or Ricardo Cue Alvarez (RCA for strainers, sieves, etc.) are not impossible. Please don't smile, but just keep in mind that even these seeemingly ri- riculous uses could dilute one of the most famous trade- marks and should, therefore, be treated accordingly.

CORRECT USE OF TRADEMARKS

So that our trademarks will always most effectively carry out their function of selling the Company's expanding goods and services it is also essential that they always be used in their approved standard form and as an adjective to the specific goods or services. Initially, we must not use dif- ferent forms of a trademark, since the net result could be a ruling that by choice we have limited our rights to the several specific forms we have chosen and that third parties have the right to devise and use further variations of the trademark. A situation like that illustrated in Fig. 1 must never occur. Moreover, we must not allow one of our trade- marks to become a general dictionary synonym for the goods or services trademark identifies. Our electron tubes are Radiotron tubes and not "Radiotrons." At the same time, our phonographs are not "Victrolas," they are Victrola phonographs.

The possible linguistic dedication fate of an exclusive trademark is a situation which can never be ignored. Pres- ent ordinary words of the English language such as aspirin, cellophane, escalator and others were at one time exclusive trademark properties of great value to their respective owners. In some instances, the trademark owner himself has unwittingly and carelessly dedicated his silent sales- man property through incorrect usage. In other cases, there is the much more serious problem of the general pub- lic seizing upon the trademark as the generic product name regardless of its manufacturing origin. Efforts of owners of trademarks like Scòtch, Frigidaire and Vaseline to com- bat this public practice have been successful. During re- cent years owners of these three trademarks have success- fully met what some feared might be an impending death blow to their respective trademarks by the simple procedure of also using the trademark for goods other than the prod- uct for which the trademark seemed destined to become a dictionary term. As soon as trademark Frigidaire was extended from refrigerators to every home appliance in the product line, the owner's position unquestionably improved. The same results occurred with extended use of trademarks Scotch and Vaseline to every product in the line of the respective owners of these venerable marks.

TRADEMARKS OF PATENTED PRODUCTS

The United States Supreme Court has repeatedly ruled that the trademarks of a patented product will be lost upon expiration of the patent or patents if the trademark has been improperly used. Accordingly, consistent proper use of every trademark is important regardless of patents.

REGISTRATION PROCEDURE

To effect a valid United States registration of a trademark the application must cover a registrable mark, must state the date upon which the mark was first used in commerce

HIS MASTER'S VOICE"

TRADE MARK REGISTERED 1904

VICTOR TALKING MACHINE CO. OF CANADA LIMITED

TRADE MARK REGISTERED 1904

VICTOR TALKING MACHINE CO, OF CANADA LIMITED

3

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JOHN A. WORTMANN was born in the Far East and attended primary education in Germany. He received LLB and LLM degrees at St. John's University. Upon admission to the New York Bar he began his career as house trademark, copyright and Food and Drug law counsel of The

Borden Company. He joined RCA in 1951 to assume his present respon- sibilities. He is an active practitioner in the Patent Office and Court of Customs and Patent Appeals, is a member of the Association of the Bar

of the City of New York. and is on the lecturing staff of the Practicing Law Institute.

and must accurately describe the goods or service sought to be protected.

What is and what may not be a legally strong trademark has already been considered. Because a critical "priority" sitution can always develop in the prosecution of a trade- mark application (just as in patent prosecution) and be- cause an "interference" may develop involving a prior regis- tration or pending application, records of initial shipments and specimens of the first label, box or other enclosure for the product must be preserved. The Trademark Depart- ment prosecutes all applications and maintains all issued registrations.

In setting up adequate registrations for our trademarks in the many so- called non -use foreign countries, defensive

Fig. 2 -RCA monogram in Arabic lettering, which is regis- tered by us in the countries where that language is used.

4

registrations are often established in all possible related or future interest fields. Almost every country maintains a so- called classification of goods and the appropriate de- fensive program or programs are not only inexpensive, per se, but effectively close the door to possible dangerous and expensive litigation.

Another valuable defensive registration procedure com- prises the making of public record in other countries (India, Japan, etc.) of our trademarks in Arabic, Greek, Sanscrit and other distinct alphabets. The RCA monogram in Arabic lettering ( Fig. 2) , for instance, is registered for all our present, proposed and possible future goods in every country where that language is spoken. This pro- gram, at its inception, incidentally, was not an anticipatory defensive one, but rather a timely, aggressive move to assure that painstaking, successful litigation would keep the door permanently closed to possible further third party attempts to establish a nonexistent right of use of our trademark.

From a practical viewpoint, this trademark registration protection in foreign alphabets is therefore not only an anticipatory defensive move but may be necessary to counter a known "over- ambitious" third -party registration or like pending or proposed application.

The foregoing comments apply to those foreign coun- tries where use of the trademark may be a factor and also to the so called nonuser countries. While it is possible in most foreign countries to obtain registration without prior use of trademark, such use of the mark may become import- ant in disputes involving infringing or conflicting trade- marks.

This Department is charged with the responsibility for all domestic and foreign trademark matters of every kind.

TRADEMARKS AND RCA ENGINEERS

Whenever in the course of research and engineering a new product is born, it should be remembered that a commer- cially successful product must have two identifications: 1) its trademark and 2) its generic or descriptive name.

Unless a generic name for the product is decided upon and used for the product as soon as it is marketed, please keep in mind that our exclusive trademark for that product can become the descriptive name.

In your work, improper or infringing uses of our trade- marks may come to your attention. Even the seemingly minor situation should be promptly reported and neither size nor lack of industry status of misuser or infringer should influence your action. "Legal sleep," or so- called lathes, may begin even with the most minor or innocuous situation.

Just as we expect others to respect our trademarks there is, of course, a correlative obligation on our part. There- fore, if in the course of preparing one of your reports or technical papers you believe that a word may be the trade- mark of a third party, please check the situation with my office. If, in fact, the word is someone's trademark, then the trademark status should be confirmed by the author in his typewritten manuscript by using it in full caps (IBM) or initial caps and in quotes ( "Mylar ") .

CONCLUSION

It has, of course, been impossible to do anymore than briefly set forth the important legal highlights of these complicated RCA trademark assets. This paper is not in- tended to give legal advice for particular problems and does not replace advice in individual problems as they arise. We trust that this primer has been not only inter- esting, but also helpful in possible trademark matters you may encounter in your work.

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VALUE ENGINEERING OR INDUSTRIAL ENGINEERING?

A. 5. BUDNICK

Electronic Components and Devices, Somerville, N. J.

M ANY articles have been written about the techniques of value engi-

neering, but few have sought to analyze the subject objectively for a satisfactory answer to the question, "What is Value Engineering ?" A novice trying to be-

come acquainted with the subject may

easily be swamped by a deluge of illus- trations of successful programs, be awed

by the techniques, and yet not thor- oughly understand value engineering and its relationship to the associated field of industrial engineering. In taking an objective look at value engineering. it is advantageous to review accepted procedures and definitions, and then to separate and explore these facts to show how value engineering may be con- sidered as a form of industrial engi- neering.'

WHAT IS VALUE ENGINEERING?

1 ahie engineering may be defined as a

technique that yields value improvement by determination of the essential func- tion of an item and the accomplishment of this function at lowest cost without degradation in quality. To fully compre- hend the scope of this definition, it must

be realized that the term value is defined by management and may be altered as

time progresses. For example. the space age has had much influence on reliabil- ity in the electronics industry. Previ- ously, management placed high value on changes that improved line efficiencies and thereby reduced costs. As reliability has become more and more important, management has often considered ideas valuable that yield improved reliability, although these changes sometimes in- crease the manufacturing cost of the product. The construction of "white rooms" exemplifies this practice.

The activities of value -engineering groups may broadly be classified into two areas: those related to personnel problems and those associated with the techniques of value engineering. In- cluded in the area of personnel activities are efforts related to the integration of value engineering into an organization, education of persons in value techniques, and the establishment of the proper at-

mosphere for value investigations. Experience has indicated that an ade-

quate and thorough value investigation of an item supplies the answers to the following questions:

ALFRED S. BUDNICK received the BSME (Indus- trial Engineering option) from the University of Rhode Island in 1959 and the MS in Management Engineering from the Newark College of Engineer- ing in 1962. He joined RC* in 1959 as a produc- tion engineer in the Semiconductor and Materials Division at Somerville, N. J. Since then he has achieved a broad background in semiconductor - device manufacturing, having been assigned engi- neering responsibilities for device assembly: parts manufacturing; and cutting, apping, and polishing of silicon and germanium substrates. His device experience has included work on n -p -n and p -n -p germanium alloy and drift devices and thyristors. He is presently working on the engineering prob- lems of germanium and siliccn planar epitaxial de- vices. Mr. Budnick is a member of the American Society of Mechanical Engineers.

What is it? What does it do? What does it cost? Can anything else do the job? IT'hat does that cost?

These questions are often referred to as

"guideposts" for value- engineering stud- ies. To obtain the desired informa- tion, the value- engineering job plan is

employed.' The information phase of the job plan

initiates the start of a value study. The objective is to gather and review infor- mation relating to the product, its uses,

its history, and its requirements. Cost figures, blueprints, standards, design procedures. and production reports are studied until the first three questions above can be answered.

At this point, many techniques of idea generation can be employed. The goal is

to project a quantity of ideas that may be studied to determine whether "any- thing else can do the job." In most in- stances. unusual and revolutionary ideas are encouraged as a technique for ob- taining a fresh outlook.

Because most idea- generating tech- niques frown on the judgment of sug-

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gestions during creation, the numerous concepts presented are considered in the analysis portion of an investigation. Persons familiar with the product and its processing work with value- engineer- ing personnel to cull out the ideas that indicate the type of solution desired. Decisions to test new ideas may be in- fluenced by financial considerations as well as by time factors. An important function of value- engineering personnel is to keep the criticism objective and encourage acceptance of novel but prom- ising concepts.

After the promising ideas are selected, the actual testing commences. Value engineers then face a serious test. They must overcome the inherent resistance of human nature to change, so that the people responsible for the item will per- form and evaluate the results of tests without bias. It is not the function of value engineers to perform these tests, but it is their responsibility to obtain the desired data. These data are then reviewed by those charged with the re- sponsibilities for the product and by value engineering. When a decision has been reached, it is presented as a joint effort of all those who participated in the study.

ITS RELATION TO INDUSTRIAL ENGINEERING

The tasks performed in managing a modern industrial organization may be grouped into three general areas of pro- fessional activities,' as follows; 1) activ- ities basic to engineering and therefore requiring basic engineering skills in existence before scientific management was conceived, 2) functions requiring training in a particular area that is ap-

plicable to that function (e.g., account- ing) 3) activities concerned with the effectiveness of mechanical equipment and their relationship to the human element.

The scientific method of investigation includes the following steps:

Statement of the problem Organization of the facts Analysis Individual analysis Application of fundamentals and

principles Improvement and test of solutions

Through this method, it is possible to show that both industrial engineering and value engineering belong to the third category of business activities. Re- flection indicates that industrial engi- neering is the result obtained by com- bining the scientific method and the work efforts associated with the third category of activities.

A more complete definition of indus- trial engineering includes a relationship to the design, installation, and improve- ment of systems of men, materials, and equipment. The use of engineering and social- science skills to predict and evalu- ate systems are also employed.` Unfor- tunately, many people consider indus- trial engineering and motion and time study as synonymous. This concept may have developed because only a limited number of cost -reduction techniques were readily available during the early years of industrial engineering. The development of alternative materials has broadened the areas of investigation en- compassed by industrial- engineering studies and has led to the formation of value engineering, which presents indus-

TABLE I- Comparison of Job Plans

trial engineering with still another tool for effective cost reduction.

The first step in a comparison between the two fields may best be an examina- tion of their definitions. Value engineer- ing promotes the improvement of value by the development and systematic eval- uation of alternatives that will accom- plish the essential function of an item with lowest possible cost. Industrial engineering is concerned with the de- sign, improvement, and cost reduction of a system. To accomplish the desired goals of an industrial- engineering study, a determination of the essential function of a system is required. The next step is to investigate and evaluate a number of solutions. A period of systematic elimi- nation and testing then follows until the most advantageous solution is obtained.

It could be argued that the objectives of an industrial- engineering study are not the "improvement of value" concept associated with value engineering ; in fact, a study may truly be aimed at some other result. However, further observa- tion shows the intimate relationship between the activities. If management instructs the industrial- engineering ac- tivity to work toward value improvement, the steps employed clearly conform to those performed in a value- engineering study. This premise may be defended by reviewing the method of investigation employed by each field. The techniques used by value engineers have been pre- sented previously ; for comparison, the job plan used by the industrial engineer is as follows:5

Determination of the objectives Understanding the problem Suggestion of alternative solutions

Scientific Method

Industrial Engineering

Job Plan Motion and Time Study

Job Plan Value Engineering

Job Plan

Statement of the problem

Organization of the facts

Analysis

Individual Analysis

Application of fundamentals

and principles

Improvement and test of

solutions

Determine objectives

Understand the problem

Suggest alternatives

Select the proper alternatives

Execute ideas

State the objectives and the

work to be performed

Analyze activities and record

methods

Question each phase of

the job

Test new methods through

application

Evaluate and recommend

Gather information related

to the item under study

Analyze function to deter-

mine value

List possible alternatives

Consider and try the most

promising alternatives

Evaluate and recommend

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Selection of the proper alternatives Execution of the ideas

Initially all investigations employ the scientific method. This method is adapted to the objectives of each field, and a job plan is developed leading to the attainment of these objectives. The supposition is that value engineering is another refinement of available tech- niques, progressing from the broad scope of industrial engineering to the narrower scope of value improvement.

The first two steps of the scientific method require a determination of the problem and the gathering of all facts related to this problem. In industrial engineering, these two steps imply a need to determine the objectives of a study and to understand the system and its related parts. In value engineering, the objective of a study is clearly defined as value improvement. As a result, all that is required initially is information concerning the item.

The initial steps of the scientific method are narrowed in scope as each field adapts the plan to suit its desired goal. When the industrial engineer is requested to perform a value investiga- tion, he merely narrows the methods of industrial engineering to focus on the value concept. This situation is analog- ous to motion and time study, where the engineer adapts the methods of indus- trial engineering to develop a job plan for analyzing operations.' Motion and time study is recognized as a part of industrial engineering ; it follows that value engineering should also be ac- knowledged as a technique of industrial engineering. Table I shows a typical job plan for time and motion study, and con- trasts the scientific method with the job plans of industrial and value engi- neering.

The argument may be advanced that value engineering is primarily con- cerned with the use of alternative mate- rials and, therefore, differs from indus- trial engineering. However, the definition of industrial engineering does not ex- clude the use of alternative materials but, in fact, recognizes them as one effec- tive source of cost reduction. In addition, consider the accomplishments that have been attributed to value studies. Many changes that result in product redesign for more efficient manufacture are ac- cepted as effective use of value engineer- ing, although no material substitution is employed.'

Another comparison that indicates the relationship between the two fields is an examination of the mode of operation and the atmospheres under which they function. Both activities generally are

considered as service groups, and there are many areas that are common to both activities. One area mentioned previ- ously is the performance of tests and the required evaluations. Value engineers and industrial engineers should not per- form the required testing of new ideas lest they create morale problems and manifest the need for an extremely tech - people responsible for the product to evaluate new concepts. Neither value engineering nor industrial engineering has the direct authority to require the performance of test, and it is doubtful nical staff. Both activities rely on the that this authority could be effectively employed if available. Thus, a large amount of public relations and an under- standing of human relations is required. This argument also applies to the ac- complishments of value -engineering or industrial- engineering studies. The groups to which ideas are proposed must be "sold" on the recommendations be- cause they are not required to accept suggestions of these service groups. Al- though external pressures may result in acceptance of suggested ideas, con- tinuous application of pressure may cause resentment of these service groups to develop.

The third aspect of cooperation is the obtaining of new projects. Service groups are considered as consultants to other activities and, therefore, require the help of these activities in locating new and fruitful areas for investigation. Both the value -engineering and indus- trial- engineering groups must work to gain the confidence of other activities so that problem areas or high -cost areas can be located with a minimum loss in time. Still another problem is caused by the fact that performance of an investi- gation often forces value and industrial engineering to cut across organizational boundaries. The activities must develop the respect of all portions of an organ- ization to accomplish this goal and not create an excessive amount of animosity. Earning this respect allows value and industrial engineering to accomplish their objectives without the authority to demand cooperation.

Another interesting comparison is provided by relating the personal char- acteristics required of engineers per- forming in the value or industrial engi- neering activities. Education for a value engineer presently consists of practical experience and colirses given by quali- fied personnel. The amount of technical knowledge required is a point that is open to debate. One viewpoint suggests that a general knowledge of engineering and the product is most desirable for value work. Tendencies to view sugges-

tions with an open mind are more prev- alent than in the case of personnel thoroughly familiar with the product. Another view states that additional tech- nical information is advantageous in evaluating and choosing the most prom- ising ideas for further evaluation. Re- gardless of the amount of technical information there must also be a knowl- edge of accounting methods, an under- standing of manufacturing processes, and an ability to research and obtain additional information. Industrial en- gineering has already progressed to the stage where a degree is given in this field by many engineering schools. The courses cannot provide detailed product experience which can be ac- quired only by working in the industry, but the education presents a broad scope of engineering techniques, accounting and business practices, introduces per- sonnel to the engineering handbooks, and indicates where additional informa- tion may be located.

The personal characteristics required for effective performance have already been implied. To summarize, the value engineer should be mature and not easily discouraged; possess a creative imagi- nation, have a desire and ability to work with other employees, and be organized so that he needs only a minimum of supervision.' Industrial- engineering lit- erature phrases the requirements some- what differently, requiring an ability to

get along with people, self- confidence, initiative, and analytical ability.° As was true in the other comparisons attempted, no true deviation exists between the two fields in question.

BIBLIOGRAPHY

1. Budnick, Alfred S., Value Engineering In The Transistor Industry, Masters Thesis, Newark College of Engineering Library, Newark, New Jersey, 1962.

2. Eades, Bernard W., "Value Engineer- ing As a Factor in Product Design ", Electrical Manufacturing, Vol. 64, No. 5, November, 1959, pp. 176 -180.

3. Maynard, H. B., Industrial Engineer- ing Handbook, McGraw -Hill Book Company, Inc., New York, 1956, p. 7.

4. Industrial Engineering Organization and Practices, National Industrial Con- ference Board, Inc., New York, 1956.

5. Beatty, H., Principles of Industrial Management, Ronald Press Company, New York, 1951.

6. Barns, Ralph M., Motion and Time Study, John Wiley & Sons, Inc., New York, 1958.

7. Value Analysis, Ordnance Corps, Wash- ington, 1961, ORDP 40 -2

8. Miles, Lawrence D., Techniques of Value Analysis and Engineering, McGraw -Hill Book Company, New York, 1961.

9. Industrial Engineering Organization and Practices, National Industrial Con- ference Board, Inc.

7

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8

SOME REPRESENTATIVE

EXAMPLES OF RCA'S

ELECTROMECHANICAL

INVENTIONS

Since this issue of the RCA ENGINEER is in great part directed to mechanical and electromechanical aspects of RCA's operations, it seemed only fitting that the cover design should also reflect that activity. While many people think of RCA only in terms of electronic devices and equipment, a considerable portion of RCA technical activity involves mechanical development and design. Over the years, patents have been obtained on many commercially significant elec- tromechanical inventions by RCA engineers and scientists. A few representative examples appear inset on the front cover -actual figures taken from the issued patents of these inventions. The following comments on each of those patents emphasize how important mechanical and electromechanical inventions have been and still are to RCA. Also included is helpful procedural information on

how to file a patent disclosure.

PATENT NO. 3,004,185

One of the sketches may be recognized as relating to the rugged, reliable, and novel RCA Nuvistor. Patent 3,004,185 was issued to George M. Rose, Jr. on October 10, 1961. The patent and the claims contained therein are directed to the novel and commercially practical aspects of the tube.

In the Nuvistor, a ceramic base wafer is used as a platform for supporting the mount assembly that includes a plurality of coaxial tubular electrodes each supported by spaced superimposed flanges. Each flange is in turn supported adjacent its periphery by three support members at least one of which functions as a lead -in and extends through the ceramic base wafer. All of the parts are assembled in loose contacting relationship and are brazed together simultaneously to produce a strain -free assembly. The assem- bly is then positioned in a metal envelope and the ceramic base wafer is brazed vacuum tight at its periphery to the open end of the envelope. Such a mechanical construction lends itself to mass production and addi- tionally eliminates the more conventionally

Credit is due RCA Domestic Patents, Prince-

ton, N. J., for supplying both the writeup on these pages and in selecting the front cover material.

used glass and mica parts and the earlier spot-welding techniques.

The Nuvistor tube can withstand wide variations of temperature and shock without adversely affecting its characteristics. Its physical construction renders it suitable for operation at high frequencies ; it has been used rather extensively in television tuners. Because of its inherent rugged construction the Nuvistor has also been employed for military and industrial purposes.

PATENT NOS. 2,595,548 AND 2,630,542

Of the seven patent sketches shown, the one that will most readily be recognized by a majority of our readers is the figure depict- ing our current shadow -mask color -television picture tube. Associated with the drawing of the tube is an enlargement of a small portion of the mask and the spaced phos- phor -dot screen with its trio of red, green, and blue phosphor dots for each aperture in the shadow mask. Outstanding contribu- tions toward the development of the shadow - mask tube are represented in Patent 2,595,548 which issued to Alfred C.

Schroeder in May of 1952 and Patent 2,630,542 which issued to Dr. Alfred N. Goldsmith on March 3, 1953. The patent applications that resulted in these patents were filed in 1947.

In addition to the perforated shadow mask and the phosphor -dot screen, the tube in- cludes three closely -space electron guns for

projecting three converging beams of elec- trons through a common deflection field. The deflection field causes all three beams simultaneously to scan the screen of the pic- ture tube. Signals representing the red, green, and blue color content of the image to be reproduced are applied respectively to the control electrodes of the three electron guns thereby to control the intensity of the beams of electrons. As a result, a very wide gamut of brightness, color hues, and color saturations may be obtained. When all three electron guns are permitted to function sumultaneously a white image is produced.

The commercial success of the RCA color television picture tube certainly speaks for itself.

PATENT NO. 2,260,289

Record players and automatic record changers, for years a prime source of home entertainment, have been the target of rather extensive redesign from the stand- point of both cost and performance. One of the prominent inventions in this field is represented in Patent 2,260,289 that issued in October of 1941 to Raymond F. Brady and Paul Weathers. This patent resulted from a requirement that a record player be capable of two or more speeds as, for ex- ample, 78 and 331A rpm. This dual -speed feature was accomplished by providing two drive portions of different diameter on the end of the motor shaft. An idler roller was then provided to engage the inside surface of a flange around the periphery of the turn- table, and one or the other of the two drive portions on the motor shaft. This simple expedient utilized few parts yet permitted the turntable to be driven at two different rates by the same motor.

The speed change control also includes provisions for moving the idler wheel away from the motor shaft and turntable flange during intervals when the speed is being changed in order to preclude inteference of the idler wheel with the stepped motor shaft.

This particular mechanism is universally used in modern record players to permit selection of any one of the four popular rec- ord speeds, namely 78, 331/,q, 45 and 16.

PATENT NO. 2,796,986

One would not normally think of the mag- netic memory portion of an electronic data processing machine as involving mechanical or electromechanical inventions. The mag- netic memory is frequently composed of a very large number of tiny doughnut- shaped memory cores each of which constitutes a storage location for one "bit" of data proc- essing information. These tiny cores are hand wired into a memory and, needless to say, each core must have the proper elec- trical characteristics or else that core loca- tion is no longer available as a place to store information. It therefore becomes impera- tive that these cores be tested very thor- oughly prior to their being wired into memory plane for subsequent use in the electronic data processing machine. A ma- chine for testing the individual cores is rep- resented in Patent 2,796,986 which issued in June of 1950 to Dr. John A. Rajchman, R. Stuart- Williams, and Joseph L. Walentine.

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Briefly, under test the cores are aligned along a helical track with their axes vertical. The lead core is then picked up on a pin to measure its magnetic properties. Associated electronic circuits analyze the properties and provide an accept or reject signal. An accept signal operates a wiper arm causing the core to fall into an accept box. Similarly, reject signal causes the core to fall into a reject box. The pin is then brought around to pick up another core for test. A number of separate test pins can be used so that the operations of picking up the core, testing it, dropping it in either the accept or reject boxes can all occur at the same time.

The design principles of this early RCA automatic memory core tester have become standard for the industry. The cores are produced in multimillion quantities and each must be tested to insure acceptable magnetic properties before it is wired in a

memory plane to ultimately become a part of the magnetic memory of an electronic data processing machine.

PATENT NO. 2,080,837 Some inventions, like hairpins and bottle - caps, enjoy such widespread and universal acceptance that one often takes them for granted without reflecting on the fact that they represent an ingenious solution to what was once a vexing problem. RCA Pat- ent 2,080,837, which issued in May of 1937 to Terry M. Shrader represents a novel in- vention of this nature. This simple inven- tion, directed to the conventional octal tube base and the socket into which the tube is inserted, made it possible to insert a tube quickly and easily in a socket with the pins properly oriented. The invention repre- sented in this one patent has been used in connection with billions of radio tubes throughout the entire world for over a quar- ter of a century.

PATENT NO. 2,448,672 Many mechanical patents are directed to machines or devices used for the production of parts or components of other machines. To manufacture such components in great quantity at low cost requires the use of rather expensive and complicated machinery. Inventions that simplify these machines while simultaneously increasing their pro- ductivity are, of course, always in high demand since they usually yield a substan tial reduction in the cost of the component. An invention of this nature is represented in Patent 2,448,672 that issued in September of 1948 to Harry V. Knauf, Jr., on a ma- chine for winding coils used in the cathode ray deflection yoke of a television picture tube.

This machine revolutionized the winding of saddle type coils for television deflection yokes which, prior to this invention, were made by a complex machine capable of pro- ducing alternate reciprocating and oscillat- ing movements of a mandrel upon which the coil was wound. The Knauf machine is simple, fast, and efficient. Its mandrel ro- tates continuously at high speed and has ingeniously designed wire -deflecting vanes for directing the wire alternately in opposite directions along the rotation axis of the mandrel and into coil- forming slots.

The invention, although made prior to the commercial sale of home TV receivers, was so basic that it has been used in the manu- facture of deflection yokes for every RCA television receiver (color as well as black and white) from the RCA -630TS (circa 1946) to the present -day instruments. This invention has enabled RCA to manufacture yokes for its own use (and for sale to other television receiver manufacturers) which are conservatively estimated to number well in excess of 20 million. The invention was of such meritorious character that it has re- ceived virtually world -wide recognition.

PATENT NO. 2,773,120

The recording of signals representing speech and music on magnetic tape has been con- ventional for many years, but with the need for a convenient and economical means of recording video signals, research engineers and scientists were faced with the problem of placing a wide band or spectrum of sig- nals on a magnetic tape without subjecting the tape to objectionably high linear rates of speed. One solution to this problem is represented in Patent 2,773,120 which issued in December of 1956 to Earl E. Masterson. In this particular invention the magnetic tape in moving from the supply reel to the take -up reel is passed once around a man- drel. The mandrel is in fact constituted of two co- axially positioned cylinders with a small space between the opposed ends of the cylinders. Located in this space is a

disk or headwheel which carries one or more recording or playback heads. A motor is provided for rotating the headwheel at a fairly high rate of speed. The combined action of the tape motion and the rotary headwheel motion produces a "slant- track" type record on the magnetic tape. When the signal being recorded represents televi- sion images, the relationship of the head wheel to the signal is so chosen that the recording head crosses the edge of the tape during a signal blanking interval. Such an advancement in the art provides an inex- pensive method for recording television sig- nals and makes wideband multiple -channel instrumentation recording possible. Record- ing equipment using this principle has been sold by RCA and others in i . S. and abroad.

CONCLUSION

Solving problems of a mechanical nature can frequently be more perplexing than finding the solution to problems of an elec- tronics nature. The solution to such prob- lems, particularly if the solution results in a product that is cheaper to make and yet has improved performance, results in important inventions which may ultimately result in very valuable patent assets, so far as RCA is concerned.

If you have made any new contributions or improvements in our products, or if you have any new ideas that could be of value to the company from a patent standpoint, it is

highly recommended that you make a dis- closure of the facts to the RCA Patent Depart- ment. In this respect your attention is directed to the attached brief outline of "what to do" under these circumstances.

HOW TO FILE A

PATENT DISCLOSURE

It is anticipated that your work at RCA will result in the improvement of our products or processes.

WHEN YOU MAKE AN INVENTION: If you discover or develop something that is new, or works more efficiently or effec- tively, or is more economical to manufac- ture, or is better in some other respect than our present product ... then you may have made an invention.

WHAT TO DO ... First, be sure that all the pertinent

data are recorded in your note- book, signed, dated and properly witnessed.

Second, obtain Patent Disclosure Data Sheets (Forms 3009 and 3010) from your supervisor. If he doesn't have a supply of these forms, contact Administrative Services, Domestic Patents, at the RCA Laboratories, Princeton, New Jersey. Telephone WA 4 -2700, Ext. 2462.

Third, fill in the Patent Disclosure Data Sheet, fully describing your invention and providing adequate sketches, photographs, or circuit diagrams where appropriate.

Fourth, sign and date the Patent Dis- closure Data Sheet and have it signed and dated by a witness who understands your invention, prefer- ably someone who has also wit- nessed tests or notebook entries you may have made.

Fifth, nail your Patent Disclosure Data Sheets to:

Director, Domestic Patents Radio Corporation of America David Sarnoff Research Center Princeton, New Jersey

WHAT HAPPENS THEN ... l I You will be notified of the docket

number assigned to your disclosure (such as RCA 00,000) and of the patent attorney who will handle the disclosure.

2) The patent attorney will process your disclosure to determine whether a patent application should be filed.

3) You will be consulted and advised of the final decision.

4) If an application is filed in the U. S. Patent Office, you will be asked to sign certain formal papers in the presence of a Notary Public.

51 Shortly after a patent application has been filed in the United States Patent Office, you will receive an honorarium check.

9

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SPECIAL

SPECIMEN

STAGES

FOR THE

ELECTRON

MICROSCOPE Creative mechanical design pro- vides new specimen stages for the electron microscope that allow positioning, heating, cool- ing and chemical reaction of the specimen.

A. J. CARDILE Scientific Instruments Engineering

Broadcast and Communications Products Division

Camden, N. J.

CONDENSER LENS

LIQUID AIR OR NITROGEN TRAP (RING)

UNIVERSAL CHAMBER

STANDARD CHAMBER

OBJECTIVE LENS

LENS BARREL

INTERMEDIATE LENS

Fig. 1-EMU-3 microscope with universal chamber.

PROJECTOR LENS

Fig. 2-EMU-3 microscope with standard chamber.

ELECTRON MICROSCOPY is entering a new era ; the study of specimens

under various environmental conditions has now become a necessity for both the biologist and the metallurgist. Unfor- tunately, the inflexibility of the conven- tional electron microscope, with its heavy iron -magnetic circuits, delicate specimen stage and specimen changing mechanisms, has discouraged all but a few of the most determined users from modifying these instruments to provide a wider range of specimen conditions.

The ability to examine the specimen at widely different temperatures is neces- sary to study its temperature- dependent properties. Existing needs for applying physical stress, for viewing over a wide range of orientations, for the direct ex- amination of surfaces, for the prepara- tion of specimens directly in the micro - scbpe, or for the use of dry -box techniques have shown themselves in ingenious (but limited) design modifica- tions made to existing instruments. Now that resolving power is available beyond the needs or capabilities of most speci- mens, the emphasis in instrumentation is swinging to specimen control. It is this change of emphasis from instrument to specimen that characterizes a new era in microscopy.

REQUIREMENTS OF SPECIAL SPECIMEN STAGES

A complete description of special stages and their purposes would be too lengthy to include in this article. In brief they fall into the following categories: 1) mechanical stage for orienting speci- mens or stretching or twisting them; 2) thermal stages for heating specimens; 3) refrigerated stages for cooling speci- mens; and 4) reaction stages for carry- ing out chemical studies of the specimen. Each stage requires the specimen to be moved at least through two rectilinear degrees of freedom, and some through two additional degrees of rotational freedom.

Depending upon the degree of control required in the handling of the speci- men, a wide variety of special stage situations becomes desirable. Many of these conditions can be met by the gen- eralized designs of the instrument engi- neers, but it is also obvious that much special instrumentation will fall to the lot of the individual experimenter. For this reason, the modification of the specimen space to provide adequate room, easy access, and adequate pump- ing for specialized experimentation is an important step forward in overall instrument mechanical design.

The space cannot be obtained merely by increasing the separation of the con- denser and objective lenses, as this works an undesirable hardship upon the

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A. J. CARDILE studied Mechanical Engineering at Drexel Institute of Technology evening school. He joined RCA Victor, Inc. in 1935. Starting as a

messenger boy he worked in all phases of manu-

facturing; working leader, cabinet designer (cabi- net factory) plant engineering, special ass gn-

ment reporting fo Plant Manager, design drafts- man and then twenty -one years in Engineer'ng. As an Engineer he designed test equipment, Broad- cast monitoring equipment, Mobile equipment, motion picture equipment, Project Engineer for a

joint RCA- Interchemical Corporaton development project located at Buchanan, New York, He is

presently serving as a Project Engineer in the Scientific Instruments Group. He has six U.S.

patents.

illuminating system and actually limits its ultimate performance with respect to spot size and intensity. Moreover, the farther the space is from the specimen. the less useful it becomes. Actually, the essential part of the space is that imme- diately around the specimen, and this can be gained only by stage and cham- ber modifications involving flattening and radial expansion. Inseparable from the need for a space increase is the requirement for faster vacuum pumping to evacuate it.

THE SPECIMEN CHAMBER

On the E \I (' -3 series of electron micro- scopes, these space objectives are achieved by relatively minor modifica- tion of the basic mechanical design. although the nature of the changes re- quires a major replacement of column parts.

The barrel construction is maintained to supply rigidity, accurate mechanical alignment of optical elements, and mag- netic shielding. However, instead of ex- tending the columnar parts (Fig. 2) from the base of the projector coil to the base of the condenser, the assembly terminates (Fig. 1) at the base of a new specimen chamber which is screwed to the barrel and effectively becomes a part of it. The objective spool moves lat- erally for alignment in the barrel and is sealed off by O -rings at its top against the lower surface of the new chamber and at its bottom against the intermedi- ate lens.

The specimen chamber stage, which had been housed and driven from a chamber screwed to the objective spool, is now contained in the objective spool whose upper plate is extended upward to support the stage drive mechanism

and make the upper vacuum seal. Such a design is the same in principle as the standard design and assures obtaining the current high resolving power of 10 angstroms or better when the simple standard stage is used.

Vacuum pumping for the greatly in- creased volume of the chamber is accomplished through a 1 -inch vacuum line leading to a low point on the column manifold. Relatively complete vacuum isolation of the specimen region is ac- complished by using a 250 -micron beam aperture in the center of the condenser lens and a contrast aperture in the objective pole piece. These apertures have so low a pump speed that they are negligible factors compared to regular chamber pumpout or to the effective speed of the liquid air trap used with the chamber.

The chamber itself permits wide ac- cess (Fig. 3) through a large door for change of major stages, or through a small door in the large access door for specimen changes. Eight extra elec- trical feed- througlis are provided in the chamber walls for heaters, thermo- couples, and evaporators. The cooling reservoir for the cooling system is built into the chamber permanently so that no major manipulations are required to change to cold -stage operation (Fig. 4) ;

at the same time, the reservoir and cold baffle can act as a liquid air trap when used with other stage combinations. The walls of the chamber are of mag- netic iron to assure adequate shielding from stray magnetic fields, while their thickness provides mechanical strength against external vibrations. The new chamber has been named the Universal

Fig. 3- Universal chamber showing specimen heater in place in the stage, cold baffle behind stage, and electrical feed -through in chamber wall.

Fig. 4a -Heat exchanger, shown suspended above the reservoir. Specimen cap is seen pro- truding from the metallized ceramic cone which is the foundation upon which the rotor fin as- sembly is erected. The flanged top of the speci- men holder is seen in the reflected view as the one -inch apertured circle concentric with the top of the heat exchanger.

Fig. 4b -In the top view, the exchanger cap is

shown resting in place on top of the exchanger. The heater wires may be seen disappearing to the rear of the cold baffle on the reservoir. The reflected (bottom) view shows the specimen holder protruding from the blackened metal of the rotor fin assembly, the metallized ceramic cone support having been removed for display purposes.

Chamber to emphasize its wide applica- tion to specimen control devices.

EMU -3 COLD STAGE

The EMU -3 cold stage is designed spe- cifically for use with the Universal Chamber. As one of its functions, the reservoir in the chamber accepts a cylindrically- packaged heat exchanger which is the cold stage proper; the cold stage carries the specimen holder (Figs. 4 and 5).

Primarily, the method of heat ex- change is a radiative transfer between interlocking, but nontouching, metal fins. Of three heat -exchange possibili- ties (radiative, convective and conduc- tive), convection was eliminated be- cause of the vacuum requirement. Conductive heat exchange was finally ruled out from the standpoints of 1) mechanical instability resulting from the effects of thermal expansion of ma- terials constituting the conduction path- way, and 2) the necessity of effectively moving the reservoir with the specimen. Another factor was the need to isolate the specimen from any direct mechani-

11

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ISO

12

FILL TUBE SPECIMEN HOLDER (CI

HEATER

CAP -. / RESERVOIR RESERVOIR

HEAT EXCHANGER CAVITY

RADIATION SHIELD

STATOR FINS (A)

HEAT FLOW ARROWS

r._> //M///N/N%IN %/!////// '- /...7=1

i ,---_ ==-_----it ry,..r,r,JIM

O O O

COILS FOR WATER COOLING

OBJECTIVE SPOOL TOP

OBJECTIVE POLE PIECE

SPECIMEN-" SPECIMEN CAP

cal linkage to the reservoir, since bump- ing inevitably occurs as liquids boil away. The final heat exchanger scheme uses radiative transfer; heat flow is shown by the arrows on Fig. 5.

As shown in Fig. 5, circular fins A, hereafter called the fixed fins, are sta- tionary with respect to and in thermal contact with the reservoir. Interlocking fins B (the free fins) are thermally con- nected to the specimen holder C on the axis, then float free between fins A dur- ing microscopy. The assembly com- posed of fins B and the specimen holder C is supported by a thermally- insulating adaptor which rides in the movable microscope stage. Heat generated in the specimen is conducted away via fins B and radiated to fins A where it is con- ducted to the reservoir.

Radiation shields at reservoir tem- perature enclose the exchanger fins in an isothermal cavity; no fin of either set A or B sees the chamber walls which are, of course, at ambient microscope temperature. All heat radiated to the cold -stage package from its surround- ings is therefore intercepted either by a reservoir wall or a reservoir wall exten- sion. Conduction paths (walls -to -walls or walls -to -fins) are freed from appreci- able thermal blocks by close tolerance machining and by the use of mechani- cally tight, clean, and soft isometallic junctions.

Fig. 6 -EMU -3 cold stage- temperature of specimen vs. cooling time (liquid nitrogen refrigerant).

CUNE A RADIATIVI, N Ñ FLOATN01

EN ONLY

CURVE 0. CONDUCTIVE EST TRANSFER /FINS SNORTED/

10 20 so

TpßIEKNOTESI

so w Ito I90

ROTOR FINS (8)

CERAMIC CARRIER INSERT (THERMAL INSULATOR)

CARRIER AREA (CARRIER NOT SHOWN)

The free -fin assembly carries the specimen holder and rides with the car- rier or stage. Because the fins are com- pletely enclosed, only four possible sources of heat input to the specimen exist: 1) beam heating, 2) radiation from the ceiling of the chamber down through the beam passage, 3) radiation from the objective pole piece, and 4) conduction through the stage adaptor itself. Of the four, heat source (1) must be tolerated, but may be minimized by using small illumination spots and low beam currents. Heat source (2) becomes negligible by fitting an aper- tured metal cap with clearance over the specimen holder so that it rests on the top radiation shield of the exchanger. Heat source (3), which must also be tolerated, is reduced appreciably by using a highly polished radiation shield - liner for the surface of the objective pole piece facing the specimen, and by using coils for water cooling in the top plate of the objective spool; this is used when the operator desires to realize the maximum possible cooling. Heat source (4) may be disregarded as is explained in the following discussion.

Heat conduction from the push rods to the cold stage is reduced by sapphire linkages. Conduction to the cold stage from the objective spool or from the hold -down mechanism is only through the contact points of six ball bearings. The specimen adaptor, therefore, is for practical purposes of heat conduction, thermally insulated from the column. As added insurance, the adaptor that carries the free -fin system and that fits into the cold stage (Fig. 5) is made of ceramic. The ceramic is metallized and polished for two reasons: 1) to lessen heating due to radiation absorption from the top of the objective spool, and 2) to prevent electrical charging.

PERFORMANCE

Cooling curves for steady -state tempera- tures of the order of -170 °C are shown in Fig. 6; it will be noted from Curve A that the time for cooling with the free

Fig. 5 -EMU -3 cold stage.

fins floating is approximately 120 min- utes. To decrease this cooling time, a mechanical arrangement, controllable from the sides of the chamber, allows the fixed fins to be raised (shorted) into thermal contact with the free fins for precooling by conduction. This de- creases cool -down time by a factor of four. After precooling, the free fins are let free for microscopy. and subse- quently pure radiation exchange takes over and maintains the specimen at the temperature attained with precooling.

The curve for a steady -state tempera- ture of -170 °C with fins shorted is shown in Fig. 6 (Curve B) . Fig. 7 shows specimen drift in its own plane as a function of percent steady -state tem- perature reached. At steady- state, the drift is less than 1.7 angstroms /sec. Vertical drift along the column axis is so small as to cause no problem in change of focus over periods in excess of 6 minutes.

HOT STAGE

The EMU -3 hot stage is designed speci- fically for use with the Universal Cham- ber. The hot -stage package consists of two basic parts: 1) a machined adaptor of thermally insulated material which rests in the stage, and 2) the heater and specimen holder on the axis (see Fig. 8) .

Specimen temperature is raised by resistive heating; heat is transferred to the specimen by conduction. To localize the heat at the specimen and produce a heater current flow which does not gen- erate a magnetic field. the heater is shaped like a cone. The specimen rests at the apex of a double- conductive cone, shown schematically in Fig. 9. The con- tinuous conductive surface is a resist- ance film bonded to a ceramic substrate and the maximum heating current re- quired is but a fraction of an ampere. In this way, heat is applied maximally at the specimen and most efficient use made of electrical energy in attaining a

Fig. 7 -EMU -3 cold stage- specimen drift vs. % steady state temperature attained.

IDo N

10

40

sD

G 3 25

..zo

15

b 9

L.

25

In 15 20 25 SO 40 50 50 TO 009000 SNSTEADY STATE TEMPERATURE ATTAINED

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FILL TUBE

RESERVOIR (USABLE AS COLD TRAP WITH LIQUID NZ)

THERMOCOUPLE JUNCTION

CERAMIC HEATER

THERMOCOUPLE

ELECTRODE- HANDLE SHEATH]

RESISTANCE FILM MOLYBDENUM

RING

MACHINED LAVA LINER

RESERVOIR

0 0 0 COILS FOR WATER COOLING

OBJECTIVE SPOOL TOP

OBJETIVE POLE PIECE

POLE PIECE LINER (RADIATION SHIELD) -1

given temperature. Equally important, the concentric cones of oppositely di- rected currents give rise to a negligible net magnetic field. This assures that the heater field does not interfere with the optics of the column.

The hot stage is designed to give max- imum mechanical stability at any steady -state temperature. As shown in Fig. 8, the ceramic adaptor has a tap- ered fit into the stage of the Universal Chamber. This is the outermost of a series of concentric tapered fits about the column axis; this axis passes through the specimen. The specimen is. therefore, always on the center of a cylindrically symmetrical system. The mating of concentric tapered surfaces keynotes the mechanical design; be- cause of stress from the tapers, such mating assures that any tendency toward lateral motion at the specimen is con- verted into a tendency to axial motion. Because of the depth of focus of the electron microscope, axial motion of the order of microns at the specimen can be tolerated with little loss of resolution; whereas, lateral motion of the order of angstroms will limit resolution intoler- ably.

In addition to the outer taper, the machined adaptor has an inner taper into which fits a molybdenum ring; the ring, which serves as an electrical con- tact, has an inner taper also, and this surface is the support for the heater. Five carefully angled and concentric surfaces thus insure that the elements

E`E A *p BEDH

oN

.. '_ _-

, .......

PECiMEN

Fig. 9- Heater current development in the hot stage.

MOLYBDENUM CAP

SPECIMEN

- BALL

ANVIL

STAGE OR CARRIER

seat precisely. reproducibly, and stably into each other. The specimen is held, by a screw -on molybdenum cap, directly onto the heater and at the center of the system.

The heater is provided with a tantalum- sheathed platinum /platinum- rhodium thermocouple whose junction rests on the specimen periphery. Meas- urement connections may be made via feed -throughs built into the Universal Chamber wall.

THE HOT STAGE IN OPERATION

The conversion from normal microscopy to hot -stage microscopy consists only of inserting the lava adaptor into the hot stage and making electrical connections to the vacuum feed -throughs. The speci- men holder- heater is all that has to be inserted or withdrawn when specimens are changed.

Fig. 10 shows the parts of the hot stage package; the molybdenum cap, which retains the specimen, is shown lying near the apex of the conical heater -holder. The reflected view, look- ing down the cone. shows the holes for thermocouple insertion ; the adaptor is at the right.

Fig. H shows the heater in place in the adaptor ; electrical connections to the heater are made simply by fitting the heater into the molybdenum support ring in the adaptor. In the reflected view, the molybdenum specimen retaining cap is seen screwed into the heater. The adap- tor fits into the stage of the Universal Chamber, and the heater is extracted or inserted as specimens are changed, being handled as an ordinary specimen holder. The entire hot -stage package can be mounted in or demounted from the Universal Chamber in 1 minute.

CONCLUSIONS

A good commercial product is a corn - modity that satisfies human wants. How well it succeeds depends upon how well the engineering team can develop the embryo idea into a useful design. De- sign considerations, such as styling, hu- man engineering, and production must have a powerful influence in the develop-

Fig. 8 -RCA EMU -3 hot stage.

ment of the product design. However, one must remember that the customer is a basic, if passive, part of the design team. It is always necessary, but not always easy, to acquire the necessary feedback of ideas from the scientists throughout the world who use the elec- tron microscope. Yet customer accept- ance is an important function, for a product cannot exist without a customer.

Due consideration is then given to all aspects of design from which a model is built and tested to rigid standards to prove the design. Intensive use of this new tool soon brings to light incon- venient or undesirable features of its de- sign, as well as unnecessary or missing items. The electron microscope has been no exception to this pattern of design experience.

ACKNOWLEDGEMENTS

The project herein described from the viewpoint of mechanical engineering in- volved the efforts in varying degrees of all of the members of the Scientific In- struments Engineering Group. In par- ticular, Dr. John Coleman was primarily responsible for the advanced develop- ment of the hot and cold stages. G. F. Burger and J. J. Schuler contributed many valuable ideas in construction and test of the various models. The author was project engineer for the program.

BIBLIOGRAPHY

1. Dr. J. 11. Reisner, "The Electron Micro - scope-A Symbol of Modern Science," RCA ENGINEER, Vol. 6, No. 1, June -July 1960.

Fig. 10-The parts of the hot stage are seen in both direct and reflected views. To the left is the conical heater -holder and specimen retain- ing cap. To the right is the liner.

Fig. I1 -The heater is seen in place in the liner. The specimen retaining cap may be seen in place in the reflected view of the underside of the assembly.

4

13

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THE ROLE OF THE MECHANICAL

ENGINEER AT RCA LABORATORIES

In electronic research and development, the physicist, the chemist, the metallurgist, the ceramicist, and the engineer pool their talents to devise new theories and experiments that result in new techniques, materials, and devices. The work at RCA Laboratories is exceedingly varied, since the whole spectrum of electronics must be covered. The mechanical engineer, therefore, is

confronted with a variety of problems which may range from electron tubes to hydraulic pumps, from microscopically -small integrated circuits to large broadcast antennas. Almost everywhere there are cross links connecting mechanical engineering with the various phases of physics, chemistry, and solid -state electronics. This paper describes some R & D problems and their solutions by the mechanical engineering staff at RCA Laboratories.

R. G. OLDEN RCA Laboratories Princeton, N. J.

To COPE with mechanical problems. a small but highly competent staff

of mechanical engineers exists at the RCA Laboratories. Some of them are members of the various research groups while others form the nucleus of a cen- tral engineering group. While the for- mer are more or less specialized in their

field the latter apply their knowledge to

any and all problems presented to them. A look at some of the mechanical en- gineering problems, past and present, that have been encountered by this group will clarify the nature and scope of the work involved.

ltl'It' -- - Fig. 2- Electromechanical printer showing stacked printer bars.

MODERN MACHINING METHODS - ULTRASONIC MILLING AND

PHOTO- ETCHING

Up -to -date machining methods are avail- able and are used routinely. An example is the ultrasonic milling of a glass face plate for a thin -window cathode ray tube (Fig. 11. The slot and the tapered sides are ground in the conventional way. The rounded ends of the slot, how- ever, are milled on an ultrasonic mill- ing machine. This is a convenient al- ternative for grinding the ends with a pencil -type wheel.

Another of the modern machining methods, photo -etching, was employed to great advantage in the fabrication of light but strong printer bars. A medium - speed electromechanical printer (Fig. 2) developed by Maurice Artzt, employs a bank of seven such printer bars, side by side, to print alphanumeric data serially with facsimile technique. Each of the seven printer bars is activated individually by a magnet. Since each bar must be able to oscillate with a fre- quency of 1,050 cps. they had to he de- signed as light as possible, yet rigid enough to resist bending when full force is applied to print through several layers of carbon paper.

The printer bars are stacked with a minimum of clearance in order to ob-

Fig. 1- Ultrasonically milled slot in thin -window cathode- ray -tube header.

Fig. 3- Printer bar in three stages of develop- ment: a) openings for supporting lugs; b)

printer bar structure; c) completed bar.

L 6.

STUD HOLES TO BE SUPERIMPOSED ON MASTER

(0)

(b)

MOUNTING LUGS

4111.111MiNiDWAid\rXJEV\ P9 e\ektfteR.:Ai:\014C2\ -PRINTING EDGE

(C)

-STUD HOLES

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tain closely spaced clots on paper. Any burrs or bends in the bars are therefore intolerable. The material from which the bars were to be made was specified as 0.010- inch -thick tempered spring steel.

Photo -etching was chosen as the !lest method to fabricate these printer bars. The steps involved in this process are as follows: :1 master is made from a

sheet of special Mvlar. One side of the Mylar has a thin red film which can be cut with a knife and peeled away in those areas which arc to be removed by etching while the remaining red por- tions represent the final shape of the work piece.

In order to increase the accuracy. two masters were cut on a coordinatograph four times larger than the finished part. The openings for the supporting studs on one of these masters are shown in Fig. 3a. This master was superimposed on the other master of the bar proper. Fig. 3h, in seven different positions, cor- responding to the seven printer bars, and photographed twice in each position. The lattice structure which showed through the stud holes was inked out in the negatives.

After suitable photographic reduc- tion. the two negatives were then placed, one on each side, on the blank spring steel blades 0.013 inch thick, which had

EXPOSURE

METAL ETCH RESIST FILM

METAL DISSOLVED BY ACID

UNDERCUTTING EFFECT WHEN ETCHING FROM ONE SIDE OF THE METAL SHEET.

EXPOSURE (BOTH SIDES)

UNDERCUTT NG EFFECT WHEN ETCHING FROM BOTH SIDES OF THE METAL SHEET.

Fig. 4- Undercut due to one -sided and two - sided etching.

,3.25" DIA.

15.00" DIA.

i. --

66 i

.140 SLOT Fig. 5- Revolving cone

of foster scanner.

Fig. 6- Revolving cone during fabrication.

j5.'40+ GATE /INSULATOP

.001" -SCLROE 172UN

APPROX. 2000i

1

SEMICONDIICT(7t

L APPRO. .0007'

Fig. 7- Thin -film fronsisto-.

Fig. 3- Geometrical condition leadirg to the penumbral error.

SUBSTRATE

71 7- MASK

) -MASK 3ASE

h--d

BOAT'

Fig 4- Deviation in thickness of fie evaporated layer.

15

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16

MIRROR ADJUSTING SCREW

HEATER

SUBSTRATE HOLDER

-----.1111,1=gilMI IIIIP

HEAT INSULATING CAP

MIRROR

SUBSTRATE

QUARTZ ROD

MICROMETER SCREW WITH--"" `iiir

WLIIIF - n i L

DRUM

TURN INDICATOR

CALIBRATED

FRAME

SLIDE

BED A4 l INGS \ \l

K

UPPER AND LOWER MASK ADJUSTING SCREWS

SHUTTER

Fig. 10- Cross -section through the evaporation jig.

been coated with a metal- etch -resist film. After exposure to light on both sides the metal blanks were developed, so that the resist film remained only in the areas to be preserved. Since the metal strips carried resist images on both sides, etching took place on both sides, thus reducing the amount of undercut, as illustrated in Fig. 4.

The final operation consisted of grind- ing both sides to the desired thickness (0.010 ± 0.00025 inch ) , drilling holes in the mounting lugs, and grinding the printing edge flat and parallel to the center line through the holes in the mounting lugs. The completed printer bar is shown in Fig. 3c.

MECHANICAL DESIGN OF A

RADAR ANTENNA

Several years ago RCA Laboratories was awarded a contract to develop and dem- onstrate a high- definition airborne re- connaissance radar system capable of detecting objects as small as a passenger automobile on a highway at ranges up to 10,000 yards. This project was a re- search investigation and in no sense was it a hardware development of a military prototype. However, one flyable research model was built and flight tested in a large Navy patrol bomber that was used as a convenient flying laboratory. The entire radar system was designed and built at RCA Laboratories. In addition, the preliminary design and final speci- fications for a gyro -stabilized antenna mount and the specification for the radome for the antenna were also de- veloped there.

Many intriguing mechanical problems were solved during the design of this equipment. In addition to the usual prob- lems of packaging, pressurizing, weight reduction and vibration isolation, the design of the scanning antenna is of

particular interest to mechanical engi- neers. The scanning action is produced mechanically by a Foster scanner which employs a variable path length type of transmission system. (Many descrip- tions of Foster scanners are available in the literature.') The heart of the Foster scanner is a revolving split cone turning inside a stationary split cone. Fabrication of the revolving cone was especially interesting. It is truncated: 31/4 inches in diameter at the small end, 15 inches in diameter at the large end, and 66 inches long, split into two sepa- rate and equal halves by a slot 0.140 inch wide from end to end and passing through the center line of the cone. A shaft is attached at each end as shown in Fig. 5. Fig. 6 shows half of the re- volving cone about half way through the fabrication process. The flat section which extends through the middle is vis- ible, as well as the ribs that support the conical sheet. Because of electrical re- quirements, two longitudinal raised ribs, one on each side of the center slot were required. This, then, precluded turning the conical section on a lathe. Instead, the conical surface was gen- erated by revolving the cone on its own axis while it was supported on the bed of a large planer. The requirements for the cone assembly were that it revolve at 900 rpm and that the variation of the 0.140 -inch space between halves not exceed 0.003 inch. Because of the slender proportions of the cone, cen- trifugal force caused the 0.140 -inch space to open much more than 0.003 inch at 900 rpm. A method was de- veloped jointly with the electrical people whereby the halves are tied together mechanically, yet appear to be open electrically.

Another mechanical development re- quired by the scanning antenna was the

high -speed potentiometer and timing commutator that provided synchroniza- tion between the scanning antenna and the CRT display device. A minimum life of 200 hours at 1800 rpm was desired. This was far better than anything avail- able at the time. A successful design was developed using a molded plastic resistance element with a silver graphite brush for the potentiometer, and coin silver bars and glass -melamine spacers with silver graphite brushes for the com- mutator. The potentiometer- commutator assembly was driven at twice the speed of the Foster scanner rotor by means of a molded rubber timing belt which gave excellent jitter -free synchronization be- tween the scanner and indicator.

PRECISION EVAPORATION JIG

One of the newest and most promising semiconductor devices to come out of the Laboratories is the thin -film tran- sistor (TE'T).- It is a semiconductor de- vice based on the field effect phenomena. The advantages of the TFT over vacuum tubes and conventional transistors are the small size of the units with the pos- sibility of easy interconnections to other thin -film components.

While thin -film devices are well un- derstood and experiments correspond excellently with the theory, a great deal of engineering work is required to pro- duce units which work well. It is not too difficult to produce one TFT, but the de- sign of a row of several hundred inter- connected units within a small area with predictable electrical characteristics and reliability of performance presents real problems because the fabrication diffi- culties increase in at least a square func- tion as the density of units per square inch is increasing.

Basically the TFT consists of a narrow semiconducting channel between two electrodes, called the source and the drain. A thin dielectric film insulates the channel from a metallic gate elec- trode. All three films are deposited on a substrate by evaporation. The current flow between source and drain is regu- lated by biasing the gate electrode. Fig. 7

shows some typical dimensions of a TFT.

The substrate should be a ground and polished body, flat within ±0.0005 inch per inch, of insulating material such as glass, quartz, ceramics, etc. The normal procedure consists first of slicing and grinding and then finishing the plate with a polishing and lapping operation. The quality of the surface where the TFT is to be deposited is given in light fringes. One light fringe is approxi- mately a half wavelength of a light wave of 6,000 angstroms (A) :

7 X 3000 A = 21,000 A = 2 microns In the above equation, 7 is an arbi-

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e It -mu

Fig. 11- Close -up of mask

trarily chosen number. Since a lapping compound with an average particle size of 5 microns is considered a fine powder, the preparation of the substrate is an expensive operation.

The thermal expansion of the substrate should match that of the evaporated ma- terial. Since it is not possible to match the heat expansion of all the layers, their sequence should be taken into considera- tion in selecting the substrate material.

Other aspects to be considered are mechanical properties like hardness, tensile strength, and elasticity.

Electrical properties like dielectric strength and dielectric constant are im- portant as is the thermal conductivity for dissipation of the heat generated by the current flow.

One of the most important and most critical tools in making thin -film devices is the evaporation mask. Masks can be made mechanically by machining, but this process has only scant application because of the severe limitations im- posed by tool sizes and tolerances. A more advantageous method utilizes photo -etching similar to the fabrication of printer bars described earlier in this paper. While the tolerances achieved with this process (± 0.0001 inch) are sufficient, there are shortcomings, mainly due to the thickness of the mask. In order to minimize the undercutting effect of the photo- etching process the mask should be as thin as possible; but on the other hand, geometrical correct- ness of the evaporated structure can be achieved only if the mask is flat and free of deflection and therefore thick enough to be self supporting. The result of these contradictory requirements often is a compromise that is not always satisfac- tory.

These disadvantages are overcome by using masks that are fabricated by a combination of photo- etching and elee- troforming techniques. Such masks are made at the RCA Laboratories or by companies specializing in this field. They consist of a supporting structure,

slide carrying several masks.

which may be oxygen -free copper up to 0.030 inch thick, formed by photo - etching. On this support is deposited a layer of nickel, about 0.0005 to 0.001 inch thick that forms the mask proper.

The openings in the mask and mask support are produced separately by photo -etching. These etched openings are larger than called for by the speci- fication. The final size of the holes is achieved by careful and accurate electro- forming.

Openings of 0.0005 inch with an edge definition of 0.0001 inch are standard dimensional requirements.

One of several sources of faults in the fabrication of TF'T's is the penumbral error. This is the uncertainty in edge definition arising from the fact that the evaporation source is not a point but has a finite dimension. The geometrical con- ditions are shown in Fig. 8. The error is aggravated when several boats are ar- ranged on a turntable. Then the eccen- tricity has to be taken into account. From Fig. 8 it can be seen that the penumbral error is:

X = b ((I+ e),

where: a = the distance between mask and substrate, b = the distance of the

Fig. 13 -L. Mercy- Horvath checking mask align- ment in the shadowgraph.

SUPPORT FRAME FOR MASK

N SLIDE

HEAT r HEATED BOY INSULATOR

QUARTZ ROD

BALL BEARING

ts:

è'w

SUBSTRATE FRAME AND HOLDER

CAP

MASKS MICROMETER SCREW WITH CALIBRATED DRUM

Fig. 12- Details of the evaporation jig.

boat from the top of the mask, d = the width of the boat, and e = the eccen- tricity. Frequently encountered values are a = 0.003 inch, b = 10 inches (this distance may vary between 3 inches and 20 inches) d = 0.25 inch, and e = 0.050 inch. Under these conditions the penum- bral error X is approximately 0.0001 inch which is within the acceptable limits.

Another reason for faulty construction can be found in deviations in the thick- ness of the evaporated layer. If we could presume that the source material is lo- cated in the center of a sphere (or spherical section) on which a layer is to be deposited, then it is evident that its thickness would be uniform since the distance of every point on the sphere from the source is constant. In practice, however, the substrate is a flat plate and the distance of the source from different points on the substrate varies (Fig. 10) .

This constitutes one of the reasons for variations in the thickness of the evaporated layer.

If in Fig. 9, T5,t is the layer thick- ness at a distance x from the center line, then:

Th,= Th Í

f` 1 = /1/Y

Fig. 14 -H. P. Lambert mounting the jig for evaporation.

TURN INDICATOR

17

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18

Where:

f, =cos a= x,) ,,(Lambert's law)

r2 f_ = 7.2 + (Inverse square law)

Substituting: s ],[

Í=C (r2

+x2,z r°+x

1

1

1

Thr = T,, Lr

x'1 \ r-/

3,.

For T,,,, = 1,000 angstroms, r = 4 inches. x = 1 inch, T - 915 angstroms, which means a decrease in thickness by 8.5 %.

The requirements and specifications for the design of a new evaporation jig were very severe. First and foremost was the demand for precision : the error in straight -line registration of the masks and in repeatability should not exceed

0.0005 inch at constant temperature. Further, the jig should be constructed so that the substrate could be heated to a temperature of 400 °C without heat- ing the remainder of the jig excessively high. There should be a calibrated device to correct dimensional changes due to thermal expansion. The mask holder should be able to accommodate masks of different size, the existing stock as well as new ones. Electrical and temper- ature measurements should be possible during the evaporation process. And finally, the materials for all parts of the jig should be chosen so that the device could be subjected to an ultra -high vacuum.

Previously used techniques fulfilled one or the other of these requirements but the goal of heat and precision simultaneously was not attempted.

The jig proper comprises the bed, the drive, and the mask slide. The cross sectional view. Fig. 10. shows that the bed contains two V- grooves for the ball bearings on which the mask slide rolls. The latter is a many times normalized, ground and polished track which carries the masks. On top of the mask slide are two longitudinal quartz rods on which the substrate rests. The masks are aligned with adjusting screws so that their upper surface is not more than 0.0005 inch below the substrate. Fig. 11

is a close -up of the mask slide carrying

Fig. 15 -First model of wetting device for elec- trolytic facsimile recorder.

GLASS ROD HOLDER

[113

EOORDING SOLUTION

ROLLER -FUNNEL PAPER

-GLASS PLATE

a number of masks in two units. Fig. 12

is an exploded view showing some of the details.

The jig has already been used ex- tensively and has given excellent results. Its alignment and repeat accuracy are fully satisfactory. Although no full -range temperature measurements have been made it could be shown that the sub- strate could be heated to substantially higher temperatures than the rest of the machine. This is accomplished by clamp- ing a heater, shown in Fig. 12, over the substrate. A heat -insulating cap which encloses the substrate and the heater protects the surrounding parts.

The insulating cap contains a mirror and an opening in the side so that the masks can be optically aligned even with heater and cap in place. A micrometer screw with calibrated drum on one side of the bed and a turn indicator, cali- brated in tenths of thousandths of an inch, on the other side make it possible to compensate for thermal expansion. Provisions were made for electrical and thermal measurements during evapora- tion.

In this assignment, too, more than sound mechanical engineering knowl- edge was required. A thorough familiar- ity with evaporation techniques and a more than nodding acquaintance with semiconductors was necessary to build a successful device which satisfied such severe demands.

WETTING DEVICE FOR ELECTROLYTIC FACSIMILE RECORDER

Some time ago the author was confronted with a most interesting problem in elec- trolytic facsimile printing. In this process the recording paper has to be, at the moment of printing, saturated with the aqueous electrolyte in order to make it electrically conductive and sup- ply to it the color forming agent or agents. Conventionally the wetting of the paper had been done by drawing it through a trough. This method had the disadvantage that it necessitated clean- ing the container after each day's run, a disagreeable job since the recording solution was corrosive and also caused black spots on hands, clothing, etc. The chemist on the project, H. G. Greig, had found that the electrolyte could be for- mulated in two separate solutions, a diazonium compound and a coupler, and

Fig. 16- Double- acting metering pump.

that thereby the shelf life of each solu- tion was increased to several weeks. Once combined, however, the life of the solu- tion was limited to a few hours. The problem now was to eliminate the trough altogether, but to mix the two solutions intimately and apply the mixture to the paper in such a way that the latter would be thoroughly damp at the print- ing point. This innovation would elimi- nate the unpleasant job of cleaning the trough, and would make the recorder automatic. The problem was made some- what easier by the fact that only small amounts of liquid were necessary; 1.2 cm' of each solution per minute was sufficient to replace the liquid taken up by the recording paper.

After some experintentation we de- cided to use the capillary action of the aqueous solution for the purpose of wetting the paper. When directed at a wedge -shaped opening of the proper material, a drop of water will spread quickly along it. The speed with which the spreading takes place depends on the wetting characteristics of the mate- rials involved. Since wetting can be ex- pressed in terms of the contact angle the search was concentrated upon the latter. The angle of contact between a solid and a liquid may be defined as the angle which the tangent to the liquid at the interface forms with the surface of the solid, measured through the liquid. It is presumed to be zero for clean glass and pure water, indicating perfect wetting. However, for ordinary glass and water the values given in the literature vary greatly. It was therefore decided to conduct a series of experi- ments to determine the relative wettabil- ity of a number of commonly used metals and plastics. As was expected, the results showed that glass was the material to use.

The first arrangement is shown in Fig. 15. The paper is drawn under a U- shaped glass rod that rests on a glass plate, which is slightly inclined in the direction of the paper motion. The two recording solutions are fed, drop by drop into a funnel- shaped container above the center of the glass rod; they run down its steeply sloping side and fall on the glass rod. There the liquid finds the wedge -shaped space A and quickly spreads along it to both sides. Upon reaching the edge of the paper the fluid finds the capillary space B under- neath the paper and spreads along it until the two portions meet again under the paper. The latter is now surrounded by a thin meniscus of liquid, sufficient to wet the paper thoroughly if its level is maintained, and held in place by capil- lary action.

As was mentioned above, small but

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ROGER G. OLDEN was educated in Vienna,

Austria. He received his BS degree in 1921 and an

Engineering Diploma in Mechanical Engineering from the Technical University of Vienna in '928.

From 1929 to 1938 he was engaged as Engineer in

the Mechanical Engineering Department of the City of Vienna. In 1942, Mr. Olden joined the RCA

Laboratories, Princeton, N. J., where he has

devoted his talents to electrolytic facsimile and

electrophotography. During the last 10 years he

has made major contributions to Electrofax, the

thin -window tube, and high -speed printing. He has

12 U. S. Patents. In 1950, Mr. Olden received an

"RCA Laboratories Achievement Award" for his

contribution to basic improvements relating to

facsimile recorders. His paper on "Electronic Facsimile" appeared in the Encyclopedia Amer- icana for the year 1952. In addition, he has

published papers in the "RCA Review" in 1957

and 1961.

equal and metered amounts of each com- ponent of the recording solution had to be supplied and maintained. This re- quirement necessitated a small, double - acting metering pump which at the time was not commercially available. A way out of this dilemma was found by design- ing a novel peristaltic pump which satis- fied the specifications. The first bread- board model of this pump is shown in Fig. 16. It consisted of two pieces of small, soft rubber tubing over which was stretched a piece of thin, soft but strong fabric. A helical rotor depressed each tube through the fabric and as the rotor turned, the point of depression moved along the tube, thus pushing the liquid ahead and creating a vacuum in its wake, sucking up more liquid. Eventually the two rubber hoses were

DIAZONIUM SOLUTION - ----

RESISTOR

Fig. 17 -Final form of wetting device.

AIR BAG

MIXING TUBE

AIR BAG

:OUPL INS SOLUTION

MIXING --- CUP

GLASS ROD

-PAPER

SS ROC HOLDER

GLASS PLATE

arranged 180° apart inside a cylindrical housing with a single rotor to act on both.

The wetting of the recording paper as described above was convenient and sufficient but the mixing of the two corn - ponent solutions proved to be far from satisfactory. Streaks of different colors indicated that a much better mixing ac- tion had to be found. Consequently, the two solutions were combined in a com- mon glass tube, with the hope that this would effect sufficient mixing. It was soon found, however, that while the mix- ing was improved, it was still not good enough.

A solution to this problem was finally arrived at by reasoning along the fol- lowing line: if a drop of liquid is di- rected against the corner of a small. thin - walled cup with flat bottom of, say, 1/2

inch diameter, then the liquid spreads rapidly along this corner, obviously de- scribing a circular motion. Succeeding drops, however, quickly fill up the cup and the action is lost. Therefore, a hole was punched in the center of the bot- tom. Now the liquid was confined to the circular corner formed by the annular ring at the bottom and the side wall. and held there by surface tension. The cup was dimensioned to hold ten drops. The eleventh drop ran over the side, found the hole in the center which caused the surface tension to break down so that all eleven drops now fell on the glass rod where they quickly spread and sur- rounded the paper. With the surface tension broken, each succeeding drop of the combined liquid went through the cup after first moving around the circu- lar path. This proved to be an excellent mixing action and the discoloration and streaks disappeared.

Now the recorder was fully automatic. By turning on the pump a few seconds before the paper started to move. the

Fig. 18- Electrolytic facsimile recorder showing wetting device (arrow) and pump.

latter was dampened and ready for re- cording when it reached the printing point. Similarly, when the message was finished the pump was turned off first with the paper still moving. By the time the last printed line had moved out of the recorder the paper had taken up all the liquid above and below it on the wetting device. Thus, the operator was spared all the handling of the solutions.

Still the problem was not entirely solved. Every evening, when the re- corder was turned off, the paper was left clean and ready for the next run but on following mornings it was found that the paper was black and covered with dried solution. This was a puzzle, es- pecially since no leak in the lines could be detected. Eventually we discovered that the recording solution generated gas that pushed a plug of liquid out onto the paper. The remedy for this problem was simple and quickly found. In each feed line a small air bag was installed over which was put a low power re- sistor. The resistor was electrically coupled to the pump so that it warmed up immediately when the recorder was turned on. The heat generated by the resistor caused the air to expand and to escape in small bubbles through the mix- ing tube until a steady state was reached. When the recorder was turned off the cooling air contracted and sucked in some of the liquid. Gas de- veloped during the night now could leak out without forcing any liquid out of the lines. The wetting device in its final form is shown in Fig. 17 and in the photograph Fig. 18.

CONCLUSION

Many more samples of the mechanical engineering work at the RCA Labora- tories could be presented. It is hoped. however, that the few which have been described will acquaint the reader with the problems, the challenges, and the re- wards which are a part of the daily work at RCA Laboratories.

ACKNOWLEDGMENTS

For their contribution to this paper, the author is grateful to: M. A. Leedom of Engineering Services for his contribu- tion on printer bar fabrication; L. Meray- Horvath of the Electronic Re. search Laboratory for the description of the evaporation jig; and R. G. Shank - weiler, Manager, Engineering Services for his description of a high definition radar.

BIBLIOGRAPHY 1. H. Jasik, Antenna Engineering Handbook,

First Ed., McGraw -Hill (1961) , pp. 15 -27. 2. P. K. Weimer, "The TFT -A new Thin -

Film Transistor," Proc. IRE, June 1962. Also in RCA ENGINEER, Vol. 7 No. 6, April -May 1962.

19

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OUTER SEAL

} BULL GEAR

CAPILLARY INNER RING

r0

UPPER PAD

OIL SUPPLY

LOWER PAD OIL SUPPLY

CUTER PAD

UPPER SURFACE

LOWER SURFACE

SOIL SUPPLY

Fig. 1- Physical arrangement of the hydrostatic bearing.

DYNAMIC RESPONSE OF A

HYDROSTATIC BEARING

The excellent friction characteristics of hydrostatic bearings are of great interest to RCA antenna pedestal engineers. Two bearing prototypes were developed over the past years to study hydrostatic bearing characteristics to aid in the evolution of a comprehensive analytical approach to the bearing dynamics. The first RCA antenna pedestal to use a hydrostatic bearing was the AN /MPS -25; this bearing was designed to support a 20,000 -pound turn- table and a 20 -foot radar antenna. The work described in this paper considers a more recent hydrostatic bearing designed to support the 30 -foot antenna dish and the rotating structure of the AN/FPQ-6 Missile Precision Instrumentation Radar (MIPIR).

J. C. SPRACKLIN and G. M. ROBINSON, Ldr.

Missile and Surface Radar Division

DEP, Moorestown, New Jersey

Fig. 2- Schematic of the hydrostatic bearing.

RELIEF VALVE

CHECK VALVE

PU, VOMPLUME

VAR

ELECTRIC MOTOR

I

\ SUMP

PRESS. COMPENSATOR

ACCUMULATOR

FILTER, MICRONIC

FILTER , MAG

PRESSURE SWITCH

CAPILLARY BLOCK 6 TOTAL

CAPILLARY

TOP PAD

BOTTOM PAD

BEARING BLOCKS 2 SHOWN 6 REQUIRED

THE specifications of the antenna pedestal for the MIPIR tracking

radar were probably as exacting as any considered, heretofore.' For example, the pointing accuracy in a 40 -mph wind was to be 0.01 mils- RI`IS, the dynamic range of continuous tracking 100,000:1, and the structural natural frequency 10 cps.

As with any design, the choice of the hydrostatic bearing involved a compro- mise of many desired chartceristics. The low friction and long life of the bearing are obvious advantages; but, would it be compatible with the other antenna ped- estal parameters and, more importantly, is it practical?

PHYSICAL CHARACTERISTICS OF THE HYDROSTATIC BEARING

It is not the intent of this paper to de- scribe the mechanical design of this bearing in detail, but rather to consider its effect on the dynamic response of the antenna pedestal. However, the physical characteristics of the bearing described herein are significant, as the practical limitations of mechanical design do effect the dynamics of the pedestal.

The supporting structure of the hydro- static bearing is considerably more com- plex than the usual four -point, angular - contact bearings used on most radars. This is due in part to the large preload - ing forces required to achieve the neces- sary bearing rigidity, and partly to the incorporation of adjusting features of individual pads used to set the bearing clearances to the required values. The hydraulic oil- supply system for the bear- ing is more critical than the usual lubri- cating oil supply. The large volume of oil required for proper heat dissipation is more susceptible to the collection of dirt -and requires more exotic filtering systems. Since the loss of oil pressure while under power would precipitate a catastrophic failure of the bearing, ade- quate controls are mandatory to assure an adequate flow of oil until the rotating turntable can be stopped.

ARRANGEMENT OF BEARINGS AND OIL SUPPLY

Fig. 1 shows the arrangement of the bearing elements and Fig. 2 shows the hydraulic schematic of the bearing; the bearing consists of six pads mounted on the bearing support and an inner ring piloted on the turntable spiggot. The six pads are spaced equidistant between supports for the stationary bull gear. Each pad is supplied with an independ- ent, regulated oil flow to the top and bot- tom of the bearing surfaces. The flow controlling device, in this case a fixed capillary, is mounted outside the reser- voir for ease of access. The oil power supply consists of a fixed displacement pump with its associated relief valves,

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check valves and filters mounted in the base of the pedestal. A low- pressure switch disables the servo system in the event of a pressure failure. A hydraulic accumulator provides a reserve of oil to operate the bearing until the servo sys- tem can be stopped; in practice, the accumulator provides 30 seconds of bearing operation.

PRECISION BEARING CONTROL

To achieve the close control of the bear- ing surfaces necessary for proper bear- ing operation, each pad is provided an independent means of radial adjustment. Such adjustment can provide reasonable control over the bearing clearances with- out excessively tight diametrical toler- ances. The excellent grinding facilities available in this country today permit the surfaces to be held within 0.0007 inch of true location; thus, an average clearance between pad and ring of 0.0017 inch is permitted.

Hydraulic Impedance Control of the hydrostatic bearing is achieved by isolating each pad from the oil source, permitting each pad to act independently in reacting to applied loads. The first requirement is to define the hydraulic impedance of the bearing. The basic equation of the flow of oil through a slot is

slot width (slot thickness)' Flow = slot length X

12 X absolute viscosity X Pressure Drop

The pad impedance can be evaluated best by using an analog field plotter in which current is applied to an electrical model of the bearing simulated on con- ductive paper. An alternate to this method is to sum the flow paths from the oil supply grooves according to the above equation. Fig. 3 shows the geom- etry of the top and bottom pads.

Once the top- and -bottom -pad charac- teristics have been established, a plot of

GEORGE M. ROBINSON received his BSME in 1950

and his MS in 1952 from the Massachusetts Institute of Technology. He served two years as ordnance engineer at Watertown Arsenal and then supervised and performed research for six years in the fields of friction, wear, lubrication and bearings at the Laboratories of the Franklin Institute of Philadel- phia. In 1958, Mr. Robinson joined RCA Missile and Surface Radar Department where he has been lead- ing a group in the design and development of a

variety of electro- mechanical components relating to radar pedestals. From 1956 to 1961, Mr. Robinson was an Adjunct Professor of 'Mechanical Eng veer - ing at Drexel Institute of Technology and is a

Member of ASME and ASLE.

the pressure distribution for each pad can be made at each value of slot thick- ness or bearing height. These curves assume all other conditions of the flow equation remain constant; for nominal conditions, the viscosity and bearing geometry will not change. The flow, of course, would change as the impedance changed unless some means were used to control it.

Oil -Flow Control Methods

There are three means of controlling the flow of oil to each pad in the bearing; first, there are commercially available flow regulators that will provide a con- stant flow of oil. Such devices are expen- sive and very sensitive to dirt.

A second means, and by far the sim- plest, is to place (in the supply line to each pad) a capillary having an im- pedance magnitude large enough to iso- late each pad from the oil supply. Thus, an impedance change of an individual pad will not change the total impedance of the capillary complex; this method of control is very inefficient, since the hy- draulic power supply must be capable of delivering several times the pressure required to operate the bearing.

A third method is a modification of the capillary system in which a pressure - controlled capillary is installed in the supply line to each pad; this capillary is then moved to change impedance, de- pending upon the pressure requirements of the pad.

This third means has the greatest pos- sibility of control as the feedback can be adjusted to compensate for bearing load- ing by providing additional oil as it is required. However, such a compensated capillary has two limitations; it is ex- pensive and complex, and it is difficult to design the control device with enough response to be compatible with the dy-

JOHN C. SPRACKLIN received his Bachelor of

Science degree from the U. S. Coast Guard Acad- emy in 1952 and his MS in Mechanical Engineering from Drexel Institute of Technology in 1958. After serving as an Engineering Officer in the Coast

Guard, Mr. Spracklin joined RCA Missile and Sur-

face Radar Department in 1957. He has been re-

sponsible for the development of a variety of mechanical components and systems associated

with radar pedestals and was chiefly responsible

for the successful development of the hydrostatic

bearing currently in use on the AN /FPQ -6 radar

pedestal.

namic characteristics of the antenna pedestal.

The solution to each type of control is similar; in the final design a simple capillary was used. The flow- control de- vices were discarded due to their ex- pense and complexity and the compen- sated capillary was abandoned due to its cost and low dynamic response.

The bearing dynamic equations for the final design are shown in the Bearing Analysis. Also presented is a brief analy- sis of the compensating capillary to show its interesting characteristics. (Fig. 4 shows the schematic and nomenclature for the compensator.)

CONCLUSION

An analytical solution of this type is easily incorporated into the dynamics study of the radar system and specifi- cally to the MIPIR servo study, since the transfer functions become an integral part of the angle servo systems. The conical section is a compromise between the mechanical and dynamic considera- tions. While the conical bearing is not by nature as rigid as a bearing with or- thogonal surfaces, it does permit ease of alignment and simplicity of control. The alternate would be a three -surface bear- ing with separate top, bottom, and radial pads; these would become bulky, more difficult to machine and generally re- quire greater oil flow.

Test verification of the data presented for the simple capillary is generally good. No attempt has been made to in- corporate test results in the data pre- sented; no dynamic response has been taken other than normal servo frequency responses. Testing has indicated that in order to achieve the desired results, the bearing clearances had to be reduced from a nominal 0.002 inch to 0.0017 inch. This is believed to be due to varia- tions in individual pads and the ring due to normal tolerance accumulations. With this corrected clearance setting, good correlation was achieved with the static equilibrium equations. A rather large discrepancy existed in the flow require- ments of the bearing; however, a suit- able adjustment in capillary size permit- ted satisfactory operating conditions. At present, the first bearing has been in operation more than two years without difficulty.

BIBLIOGRAPHY

1. Fuller, D. D., Theory and Practice of Lubrication for Engineers, John Wiley &

Sons, 1956. 2. Loeb, A. M., "The Determination of the

Characteristics of Hydrostatic Bearings Through the Use of the Electric Analog Field Protter," ASLE Transactions, Vol. 1, No. 1, 19598.

3. J. W. Bornholdt and W. J. Rose, "Evolu- tion of the Highest- Precision Radar - The Story of MIPIR," RCA ENGINEER, Vol. 9, No. 5, Feb. -Mar. 1964.

Bearing Analysis, next page

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Hydrostatic Bearing, continued

SPRING

-- X- OIL SUPPLY ___ 0 0 0 0 0 0 0 0 J Ló 0 0 0 0 0 0 0 0 // 0 0 0 0 0 0 0 0 0

. ii uoio. C 0 0 0 0 0 0 0 0 /

SUPPLY TO BOTTOM

PAD

SUPPLY TO TOP PAD

LOAD PT -INNER RING

A- piston area, 1.00 inz.

M- piston mass, 3.89 x 10-5 lb- sect /in.

K.- compensator spring, 180 lb /in.

B -bulk modulus of oil, 5 x 105 Psi.

V -oil volume, 3 ins.

Y

J

Rs- leakage coefficient from piston chamber = Rs + Rc, 2.6 x 10- sins /lb -sec.

Rs- bearing pad resistance. Rc- capillary resistance.

Qr.s -flow from piston chamber top & bottom, ins /sec. Pr,e -top and bottom pad pres- sure, psi.

Fig. 4 -A compensating capillary.

BEARING ANALYSIS

Analysis of the Compensating Capillary The operation of the compensating capillary involves the move- ment of the bearing inner -ring; for example, downward, by reducing the impedance of the upper pad and increasing the impedance of the lower pads. This change directs a greater pres- sure in the lower pad and lessens the pressure in the upper pads, tending to develop forces equal to the applied load. To increase this effect, the compensator cylinders are moved to the right due to a larger pressure in the lower pad; such motion to the right has the effect of decreasing the impedance in the control capil- lary, permitting an even greater pressure in the lower pad. This action tends to amplify the inherent stability of the bearing and if done correctly will provide an extremely stable inner ring.

The unbalanced areas and nonlinear flow characteristics of the bearing prohibit a simple closed solution to the dynamics of this compensator. The simplest solution to this and other bearing equilibrium problems is to plot the motion and forces of the bearing to find steady -state positions for various loads. The values used in Fig. 4 were chosen in such a planner.

The response to a given applied force to the bearing can be solved using the equation of motion of the compensator for a given set of operating conditions, as follows (F = force on piston) :

x

Fp = ,l2 x + K,x + (PT - PB) A

Fig. 3- Bearing geometry for top and bottom pads.

TOP Po30.

22 amiss vas

-30

flow:

QT = PTRE + V ddtT B

QB = PBRE -1- V ddt B

QT dt A

QB +dx 4

dt "

Combining:

dx dtA= RE(PT- dt 2 t(Pr - PB)

Using Laplace notation:

2S x A = PT - PB (RE + S5'1B)

PT - PB 2S.4 1

X RE V S

Let V /REB = r1 seconds; then:

REB

A' r1S3M + MSx + KSr1S + KsX +

RE Sx

Fp - ris

OX 1 r1S + 1

K, I.Y/Sa+A1+r1+ Ax S+1 Ke K, K,ßE

An examination of the terms of the last equation will indicate that within the frequency region of interest (0 to 30 cps) only one term is pertinent and the equation will simplify to:

DX 1 1 1( 1 1 AF K, Ax

S +I 180 í2.1S +1 ) K,RE

Therefore, the response of the compensator is attenuated above 0.1 cps to the point where it is of little value. It is impractical to attempt to raise this response to a useful region of 10 cps due to the physical size of the components.

The Final Design: A Simple Capillary

With the elimination of the other means of control, a simple capillary with its inherent inefficiency proved to be the best means of control. The most practical means of analysis is to plot the various steady -state loading conditions for the bearing and determine the slope of the load line and develop a series of influence coefficients about an operating point. Fig. 7 shows the pressure- versus- film -thickness curves for a set of top and bottom pads. From these curves and the geometry of the bearing, the

Fig. 5- Transfer functions for primary modes.

CP

50 w, 505

500 MO 10 05 00

.i(].q .e>>'+l [a1hl']

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constants in the bearing matrix can be evaluated. Considering the normal spacial coordinates X, Y, Z, er, e e, the forces about the axes can be written as follows:

X` = F' (U) 9=.f(I)

x =.f (I) 9=f

(I) Ve Me F,

OF, aF, OF, aFr c3 F Fa and Me are the coplanar forces and moments x and o the EFr ox

dx + ay

dy + az

dz + c3y

dey + óer der linear and angular displacements. Assuming a pure inertial load or mass on the bearing, the general dynamic equations of the

(9F, aF antenna pedestal and bearing are as follows: EF,= ax dx v

dy 2 a a..

Fr = Ill dix + Aix - B18

EF,= aFdx +aF,ay.. 2 ax ay

.1Ís = 1 dt2e + B20 - A,.r am, EM, = aMx

dx + - dy ax aY Where: M = antenna pedestal mass, I = antenna pedestal

inertia about bearing axis, and A1, B1, A2, B2, are influence EM, am

dx + M5

dy coefficients of equations: dF, = A,dx + Bide, etc.

EM, = 0 turning axis of bearing Let: tlI B, Tr2 = I1

K1= Al T 92 13"

k s B2 For a simplified analysis, the response to coplanar forces will be

considered; in a symmetrical bearing, this will not detract from Using Laplace notation: the analysis. Therefore, the general equations reduce to:

Fr A, rr2 SZx + x - Kte

M0= 132= re2S2e +0 -K2r

EFr= dx +d+ar aF, 8F- ay az aeu For x /F, = f,, assume ;1I9 = O. Solving the two equations

simultaneously and simplifying: EF,=aárdx+ azdz+aedey

EM (3M,

dx + ó,Yly dz + aMy

de = áX áZ aey

x

F, rezS2+1

For a given set of operating conditions and a nominal film A,KIK. [1

- KIK2] [ 1 - KIK r,2r92 4+ T2

+ T e2

.S2 + 11 thickness of 0.002 inch, the partial derivatives are continuous L 2 1 - KIKZ JJ

and reasonably invariant.

aFr = -2.4 X 10 -7 dx + 1.36 X 109 at), aF, = 1.50 X 108 dz

aMe= 7.12X108dx- 7.00Xlo1eaoe

A determinent solution provides these equations of motion of the bearing; units are in inches, pounds, and inch -lbs. torque:

Similarly, for 9/Me = Fr = 0:

9

11

T,Z SZ + 1

Me C Jr rr2T0 Sa Trt + 702

J BKK_ 1KIK 1-KIK,+I-KIK_b2+1

For x/Me = f,, F, = 0: x K,

dx = -9.87 X 10-8 dF, - 1.92 X 10-9 dMv '1I0

B2 L

r rr2re2 S'

Tr2 + re' S' +11 dz = 6.67 X 10 9 dF, L1 - KIK2 1 - K,h_.

deb = -1.01 X 10-9 dF, - 3.38 X 1011 dMe

These equations describe the motion of the bearing under coplanar loading; obviously, loading in other planes can be resolved in a similar manner to provide a complete solution.

The bearing under consideration is a conical bearing which creates cross coupling of forces and the axes in which they cause motion. From the equations of motion, it is seen that motion in the x axis can be developed from a moment about the y axis. Such cross coupling complicates the dynamic solution of the bearing requiring four separate transfer functions to be devel- oped to describe the motion of the hearing:

-30

Fig. 6- Transfer functions for secondary modes.

H1111 I II

M8 s9

\

For 0 /F, = fn M0 = 0:

6 K,

AI [1-ICIICZIr 7,2762

S; +

rr2

1 - + Te2

- Sz +

11 JL1 K,K KIK

Figs. 5 and 6 show Bode plots of the response of the bearing to the primary and secondary modes of motion; these plots show the familiar two degrees of freedom of motion curves available in vibration texts.

COS

[(y}.$)'..: [(d.al'o]

Fig. 7 -Pad pressure distribution curves.

1.400

ouo

mo

,CI MU PRESSURE eo,Tom no PRES...

-NORMAL OPERA,. POINT

NOTE PAY THICKNESS,'

1 Oa .W2 .OeJ u0.

aoi+xxIaE.s 00

23

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24

Bellows Flexible Disc Oldham

LINEARITY ERRORS IN INSTRUMENT COUPLINGS

When H- is necessary to connect two rotating shafts, flexible couplings are used

to accommodate combinations of parallel and angular misalignment of the shaft centerlines without inducing excessive loads into bearings, housings, or the shafts themselves. In precision instrument applications, il- is also desirable to have the motion of the driven shaft exactly duplicate that of the driving shaft. This is

especially true in radar data -takeoff units where an instrument coupling must transmit the accurate angular motion of precision gearing to synchros, encoders, variable resistors, etc. The inability of an instrument coupling to provide perfect duplication of motion between its input and output ends, while essentially free of torsional loading, is defined as "coupling nonlinearity." This paper describes a

unique test fixture and procedure for determining such nonlinearity.

R. D. SHERWOOD

Missile and Surface Radar Division, DEP, Moorestown, N. J.

FIG. 1 shows the following three typi- cal instrument couplings- bellows,

flexible -disc, and oldham: The bellows coupling consists of two

hubs connected by a one -piece phosphor - bronze or beryllium- copper bellows. It accommodates shaft misalignment through flexure of its several convolu- tions.

Flexible -disc couplings are usually composed of three rigid members con- nected by beryllium- copper discs; discs are riveted alternately to the three solid parts of the coupling in a manner which

HOUSING

duplicates the configuration of a double universal, or Hooke's joint. The flexing action of the discs permits operation be- tween misaligned shafts.

The oldham coupling has two flanged hubs connected by a center sliding ele- ment. One face of the sliding element has a tongue projection which fits into a slot in the mating side of one flange; the other face has a slot which engages the tongue projection of the second flange, 90° from that of the first. In this manner, the center sliding element is provided with a set of x -y coordinates on

Fig. 2 -The mechanical arrangement of coupling test fixture.

COUPLING

VEE BLOCK

.,1 ...

/SLEEVE f

\ \ BUSHING BEARING

Fig. 1 -Three typical couplings: the bellows, the flexible -disc, and the oldham.

which to slide, relative to the two flanges which engage misaligned shafts.

Although these three couplings are not the only types of instrument cou- plings in existence, they are the most widely used. Most other types of cou- plings include in their design one or more of the basic configurations just described. With respect to size, instru- ment couplings usually do not exceed 2

inches in length and 1% inches in diam- eter. The shafts connected by these cou- plings are usually % inch or less in diameter.

NONLINEARITY TEST FIXTURE

To determine the amount of nonlinearity and other individual characteristics of instrument couplings, a rather unique test fixture has been designed (Fig. 2) ;

the mechanical portion of the test fixture consists of a one -piece cylindrical hous- ing having an opening at its center to accept the coupling to be tested. The two ends of the housing have accurately machined outside diameters which rest in a matched pair of vee- blocks. The housing is bored to accept two precision preloaded ball bearings in the left end; the other end contains a sleeve which can be rotated in two bronze bushings. The sleeve in turn also houses two preci- sion preloaded ball bearings; the ball bearings carry two hollow shafts having female tapers at their near ends. Sev- eral solid shafts of various diameters and lengths accommodate the various size couplings to be tested; each solid shaft has a matched male taper which can be inserted into the hollow shaft and seated at the taper by a threaded retaining rod.

The inside diameters of the two bush- ings and the mating outside diameters of the sleeve are machined off -center so that the sleeve will rotate within a double eccentric. This feature provides variable, parallel misalignment of the coupling shafts from 0 to 0.015 inch. A means of locking the sleeve to the main housing permits couplings to be tested at any desired amount of offset within this range. Provision for setting angular misalignment of shafts is not possible in this type of design nor adaptable to the means of measurement involved.

HOW NONLINEARITY IS MEASURED

In the normal mode of operation, a coupling connects two shafts mounted on bearings within a housing; the shaft rotates with respect to the stationary housing. This same relative motion can be developed by rotating the housing about the coupling and shafts while one

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of the two shafts is restrained from turn- ing. This is the principle upon which the test fixture operates in the measure- ment of coupling linearity errors. These errors are manifested as small variations in the angular relationship between the two shafts while the housing is rotated within the vee- blocks. To establish a zero or reference, a lever is clamped to the left -hand hollow shaft and allowed to rest on a vertical support; thus, free rotation of the shaft is prohibited while it remains free to accommodate radial movement due to machining tolerances throughout the assembly. Therefore. the left -hand shaft becomes the input or driving shaft while the other becomes the output or driven shaft.

Use of Auto -collimator

Measurement of the small angular varia- tions developed between the input and output shafts is accomplished through the use of an auto -collimator which is accurate to 2" of arc. Essentially, an auto -collimator is an optical telescope with an internal illuminator whereby a pair of target wires placed at the focal plane of the objective are projected as bundles of parallel light. When these bundles of parallel light are returned to the objective by reflection from an op- tically Hat mirror, they are automatically refocused in the plane of origin at unity magnification. Under these conditions. both the projected and returned images can be examined simultaneously with a built -in filar micrometer microscope, usually calibrated in seconds of arc. Any small angular variation in the posi- tion of the reflector, with respect to the optical axis of the auto -collimator, is viewed as a lateral change in the posi- tion of the returned image -regardless of the distance between the objective and the reflector. Therefore, when the field of view of the auto- collimator is necessarily split to view the two reflec- tors simultaneously (reflectors are at unequal distances from the objective). their angular variations can be read di- rectly by the auto -collimator using the filar micrometer.

This principle is applied to the test fixture by placing an optically flat mir- ror on each of the two hollow shafts shown in Fig. 3. By using a sharp -edged mirror to split the projected image and an adjustable mirror to reflect the split image to the output shaft mirror, the returned images from both the input and output mirrors are placed adjacent; thus the images can be viewed simul- taneously by the auto -collimator. This permits the angular variations of the two shafts to be observed with respect to each other, regardless of where they may

be located in space; further, the angular differences between shafts can be viewed at an infinite number of points during the rotation of the housing.

Several -Sided Polygons

In the past considerable effort has been expended in attempting to make these same measurements using several -sided optical polygons. A polygon was mounted on each of two shafts which engaged the coupling to be tested. One shaft would then be rotated in incre- ments so that two auto -collimators could view each succeeding face of the two polygons; the one on the driving shaft being the input polygon and the other the output polygon. The number of measurements possible during one com- plete revolution was automatically lim- ited to the number of faces on the two polygons- usually 16 or 17. The valid- ity of this type of test was also nearly always compromised by unavoidable an- gular accelerations and decellerations created through manual indexing of the input shaft. Because these accelerations acted upon the relatively high inertia of the polygons, the instrument couplings were subjected to varying amounts of torque. thereby reducing the accuracy of the linearity test.

The mechanical and optical arrange- ments shown in Figs. 2 and 3 eliminate. the drawbacks imposed through the use of optical polygons.

Nonlinearity Test of Flexible Coupling

Fig. 4 shows a test fixture set up to test the non -linearity of a flexible disc cou- pling. The entire assembly is set up on a granite table to eliminate even slight vibrations which would otherwise blur the returned images in the auto- colli- mator to the point where they could no longer be seen.

The test fixture can be operated in either one of two ways. By continually rotating the housing in one direction, the maximum positive difference and maximum negative difference between the input and output images can be picked off. After repeating the process in the opposite direction of rotation. the addition of the larger positive difference to the larger negative difference will determine the peak -to -peak nonlinearity of the coupling; this peak -to -peak value will of necessity include some amount of backlash, as will be seen later.

The housing can also be manually indexed a discreet number of degrees and stopped while the difference be- tween input and output images is hieing recorded. By doing this throughout 360° rotation (one revolution I in one direction and then repeating the same procedure through one revolution in the opposite direction. an actual plot of "linearity error versus angle -of- rotation" can be developed; such curves show the nonlinearity characteristics, the peak -to- peak value, and the backlash.

Fig. 3--The optical arrangement of the coupling test fixture.

INPUT /- MIRROR

MIApE SPLITTER

254e- 11

t,1

es

_t r (-tr

AUTO - COLLIMATOR

ADJUSTABLE

Fig. 4 -The coupling test fixture for nonlinearity checking.

1;411 1 .

MIRROR

25

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ANGLE OF ROTATION, DEGREES

/ _,.. / _. 90 180 270 \\ 360

I / 11

ERROR MIN -SEC.

40"

20"

20"

40"

1'20"

l' 40'

NON- LINEARITY PLUS BACKLASH / .015 MISALIGNMENT

OF SHAFTS

Fig. 5- Nonlinearity for a Flexible disc coupling.

90 180 _ ANGLE OF ROTATION

149 SEC PEAK -TO-PEAK

270 3 0 DEGREES

"Or z3a , 5 0,6?

3 MIN. 6 SEC.

PEAK-TO- PEAK

NON - LINEARITY PLUS BACKLASH

015 MISALIGNMENT OF SHAFTS

Fig. 6- Linearity -error curve for a bellows coupling.

A Typical Nonlinearity Curve

Fig. 5 is a non -linearity curve of a flexible -disc coupling plotted from data taken in the second method just de- scribed. At 0.015 -inch parallel -shaft misalignment, the coupling developed nearly 15" peak -to -peak nonlinearity. These curves are characteristic of flexi- ble- disc couplings; they are basically sine waves with random spikes and dis- continuities attributable to nonuniform flexing of the discs.

The solid curve of Fig. 5 represents the number of seconds of arc by which the output of the coupling led or lagged the input during rotation in one direc- tion; the Fig. 5 dotted curve represents

RICHARD D. SHERWOOD received his BSME from the University of Rochester in 1956 and has done graduate work at Villanova University. He joined RCA in 1956 and left shortly after for two years of active duty as an officer, U.S. Navy. In 1958, he

returned to RCA, completed the specialized train-

26

the saine condition for the opposite direction of rotation; thus, the vertical difference between the two curves at any given angle of rotation must represent lost motion or backlash.

Because the coupling's construction precludes any free angular play within the coupling itself, it is concluded that backlash is apparent as opposed to true backlash. This can he explained as fol- lows: during a full nonlinearity test for any given angle of rotation, the discs are flexed first in one direction and then in the other; if the discs are not perfectly elastic but retain some small amount of residual flexure, apparent backlash will be developed. Again. because of the

ing program, and accepted a permanent position in the Radar Antenna Pedestal Design and Develop- ment group. Since then, he has been responsible for the design of the MPS -25 pedestal lifting device, the drive and data gearing units of the FPS -16

Mod I radar pedestals, the data gear boxes of the MIPIR pedestals, and instrument servo gear boxes for the TRADEX Program. He assisted in the initial design of the BMEWS Data Corrector gear boxes and has worked on project LOLA (Lunar Orbital & Landing Approach Simulator). Mr. Sherwood has been active in the American Gear Manufacturer's Association, including membership on the ALMA Master Gear Committee.

nonuniform flexing action of the discs. apparent backlash varies from about 2" to 6" of arc for this coupling.

ACCURACY OF MEASUREMENTS

An indication of the accuracy of a test is available by checking the error value existing at 0° and 360° for one direction of rotation. Since these two angles are actually the same. the errors developed at these two points should be equal. In reality, they usually repeat within about 1 "; also, at 0° and 360° both the curves should not share the same value of error, but should be separated by apparent backlash. This separation is obtained by rotating the fixture housing from 0° to 360° and beyond through some large angle, and then reversing the direction of rotation to return to 360° and con- tinue back to 0 °.

At 0.015 -inch parallel misalignment of shafts. the bellows coupling develops a peak -to -peak nonlinearity plus back- lash of over 3' of arc (Fig. 6) . Because of the relatively uniform flexure of its convolutions. this coupling manifests an extremely smooth and nearly perfect sine wave as its linearity error. The two curves are separated by a very nearly constant 10" of apparent backlash, again attributable to mechanical hys- teresis.

Although the ball bearings support- ing the output shaft of the test fixture have a very low value of friction torque, they do develop some light drag on the output of the coupling. However, the torsional wind -up caused by bearing friction is only a small percentage of the total apparent or true backlash of any coupling. In any event, this condition of loading (under which a coupling is tested ) does not differ from the condi- tions under which it k operated in actual service.

An Extremely Linear Coupling

Although it is difficult to show on the plot of Fig. 7. the extent of nonlinearity for the oldham coupling is only 2" or 3" of arc. Because the coupling from which this data was taken was not preloaded, it developed 9' of true backlash. Pre - loading can be included in the design of an oldham coupling but backlash will not be reduced to zero. Depending upon spring strength. usually about 5" of ap- parent backlash will remain due to mechanical hysteresis of the spring load- ing mechanism. True backlash can also be reduced by insuring smaller clear- ances between a mating tongue and slot.

CHARACTERISTICS OF VARIOUS COUPLINGS

The relationship between peak -to -peak nonlinearity plus backlash versus the

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parallel -shaft misalignment for the three types of couplings in question is shown in Fig. 8. For the flexible -disc and bellows couplings. the amount of peak - to -peak error is directly proportional to the amount of shaft misalignment shown by the two sloping lines of Fig. 8.

The Flexible -Disc Coupling

At zero offset between shafts, the flexible -disc coupling retains about 3.5" of peak -to -peak error composed of a few sporadic spikes, some apparent back- lash, and only a trace of the basic sine wave. This remaining error is caused by the inability to align the two shafts of the test fixture absolutely.

The Bellows Coupling

At zero shaft misalignment, the bellows coupling also retains about 10" of error, again caused by imperfect shaft align- ment. Even if the shafts could be brought into perfect alignment, a small amount of torsional windup would re- main, because of the bearing friction in the output end of the test fixture.

Taking these remaining errors into account, the flexible -disc coupling devel- ops about 0.8" of arc peak -to -peak nonlinearity plus backlash per one - thousandth -inch parallel misalignment of shafts. The bellows coupling has a rate of about 111/3" of error per 0.001 -

inch offset.

The Oldham Coupling

The oldham coupling on the other hand maintains an essentially constant 9' of error for all values of shaft offset. The 2" or 3" of nonlinearity existing at 0.015 -inch misalignment disappears at zero offset leaving the true backlash as its total error. Backlash will remain constant and the coupling will remain linear regardless of the amount of mis- alignment between shafts if the sides of both the tongues and slots are perfectly straight and exactly parallel. As men- tioned before, preloading can reduce backlash to nearly zero throughout the range of misalignment.

PRECAUTIONS TO MINIMIZE NONLINEARITY

Several things can be done to minimize linearity errors in instrument couplings which rely upon flexure. Accurate con- trol of the thickness and structural homogeniety of flexing -element materi- als will permit the most uniform flexure and reduce nonlinearity. Accurate ma- chining and the greatest care in assem- bly will further improve operation. For example, in a flexible -disc coupling, if the rivets connecting the discs to the central spool and hubs of the coupling distort the discs and cause them to as-

sume a non -flat surface, the discs will be nonuniformly pre- stressed and will de- flect at irregular rates; thereby increas- ing the size and number of the "random spikes" characteristic in the nonlinearity curve of this coupling. The same prin- ciple holds true in the attachment of hubs to the convolutions in the bellows coupling.

Increasing the axial distance between the discs of a flexible -disc coupling will decrease the angle of flexure required for a given amount of parallel offset be- tween shafts, resulting in improved linearity. Clearance between shaft and bore becomes effective misalignment whenever the shaft is forced to one side of the bore by set screws or some similar means of attachment. Essentially, any- thing that reduces the effective misalign- ment of a bellows or flexible -disc coupling during operation, will improve linearity.

Although a preloaded Oldham cou- pling would seem to be the instrument coupling to use because of its extremely linear character, it too has disadvan- tages. Because it relies on sliding action to accommodate misalignment, wear can become a problem over a long period of

time. If lubrication is used to minimize wear, there is the need to replenish it. Any foreign matter entering in between two sliding surfaces immediately pro- duces angular error; also, a well - designed preloaded oldham coupling is very expensive.

CONCLUSION

Varying the thickness and number of discs in a flexible -disc coupling. chang- ing the thickness of material and num- ber of convolutions in the bellows coupling and improving basic design configurations of all couplings, and the testing of couplings under conditions of angular misalignment are all areas that need further investigation to determine their effects on linearity.

The couplings tested to obtain the data presented in this paper were stock off- the -shelf items and were not modified in any way to change their values of nonlinearity. Since this has not been a statistical study of linearity errors, the magnitudes of errors discussed should be considered as relative and not absolute; however, the individual trends and char- acteristics exhibited do hold true for each type of coupling described.

Fig. 7- Linearity -error curve for the oldham coupling.

5'

I

9' MIN

2' PEAK-TO-PEAK ANGLE OF

ROTATION DEGREES

ó 0 m z w

x

á m 8'

N V m w á h 4'

F3, 15"----

3.5"

Fig. 8- Peak -to -peak linearity -error vs. misalignment for the three types of couplings.

10'

2340,7

.--------- OLDHAM

.003 .006 .009 .012 SHAFT MISALIGNMENT INCHES

--- FLEXIBLE

015 DISC

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28

Fig. 1- Closeup of TIROS baseplate.

EFFECT OF SYSTEM CONSTRAINTS ON MECHANICAL DESIGN OF SPACECRAFT

Fig. 2 -The RAlsOiR Iry :ubsysten. Fig. 3 -The RELAY communications sate lite.

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Basic theories and design concepts of advanced spacecraft do not differ drastically from that of standard aircraft. However, the stringent environ- mental, launch, packaging, and subsystem mission parameters of present satellite design require a larger scope of knowledge and a more refined application of these basic engineering principles. Spacecraft design requires the efficient integration of the numerous components necessary to perform the specified mission requirements. One important aspect of over -all satellite design is the structure; just how this structure is designed, and effects of the system con- straints upon design are considered herein.

L. BERKO, Ldr. and W. CABLE, Ldr. Mechanical Analysis Mechanical Design

Astro Electronics Division, DEP, Princeton, N. J.

PRIMARY objectives in satellite design are to provide a spacecraft of mini-

mum weight and cost, with sufficient structural integrity and reliability to perform the intended mission. Such ob- jectives are achieved by considering three basic groups of interrelated fac- tors: 1) those relating to the specific mission, 2) those set by the launch ve- hicle, and 3) those set by environments in which the spacecraft must operate.

Additionally, structural design is fur- ther influenced by a number of more in- tangible requirements. Whether state - of- the -art or advanced philosophies are utilized is dependent upon the total time allowed for the design, development. and test phases of the system program. The time schedule also influences the degree and practicality of altering the basic structure to accommodate new develop- ments in component equipment. It is also quite evident that a more highly opti- mized design offers less system flexibil- ity in weight and volume changes.

Therefore, a longer time for redesign and development must be allowed for more complex design adjustments. Past experience indicates that system flexi- bility might well be categorized as a function of the structure -to- payload weight ratio. For example, a much higher degree of design flexibility can be re- alized for a satellite in the 0.15- to -0.20- ratio range, such as TIROS, than in range around 0.10 ratio of the RELAY space- craft. It is quite realistic to assume that structures with a 0.06 -to -0.10 -ratio range are practical, but can be attained only through extremely efficient integration of the subsystem components, including thermal -mass and thermal -gradient re- quirements and the system hardware.

MISSION REQUIREMENTS

The most important mission require- ments now being imposed on spacecraft are scientific instrumentation, communi- cations distance, solar distance, opera- tional life, mission type, geometric re- quirements of the earth -sun probe tar- get, and sterilization.

The weight and power requirements of the scientific instrumentation, as well as the amount of data it must obtain, are very significant factors in determining the size and physical shape of a satellite. The communication distance, solar dis- tance, and operational life determine the size and complexity of the communica- tions and power subsystems.

The mission type determines the need for and the complexity of the guidance and propulsion subsystems for mid- course and approach maneuvers and the like. For example, trajectory- correction subsystems are not required for space - probe missions, but are required for planetary fly -by and orbiter missions. Furthermore, the lighter and simpler communications subsystems required for space probes result in lighter associated subsystems. The planetary orbiter has the most difficult mission. and it requires a retro -propulsion unit that may com- prise 75% of the total spacecraft weight. The communications and guidance sub- systems are also appreciably heavier for the orbiter -type spacecraft.

Geometric requirements and steriliza- tion are of lesser importance than the foregoing mission requirements. hut nevertheless are definite design con- straints. The geometric relationships de- termine the placement, types of motion. and number of degrees of freedom of the spacecraft antenna, and possibly the placement of the platform supporting the probe instruments. Sterilization re- quirements must be considered for spacecraft that are to land on the moon or the planets. Sterilization of compo- nents at 275 °F is sometimes difficult to meet. Ethylene -oxide gas is used for sur- face sterilization following the heat proc- ess. Sterilization also requires difficult procedures during the launch phase.

LAUNCH VEHICLE CONSTRAINTS

The launch -vehicle constraints also dic- tate spacecraft weight, volume, and phys- ical shape, in addition to the thermal and vibrational environments and the pay - load-to- launch -vehicle interface.

In general, the weight of the space- craft is determined by the vehicle capa- bility, the definition of the mission, and other miscellaneous factors, including the availability of tracking facilities. Spacecraft volume and physical shape are determined primarily by launch -ve- hicle shroud considerations, subsystem volume and operational requirements, thermal performance, location of the center of gravity. inertia values, and stabilization requirements.

In an experimental satellite, specific requirements are frequently imposed that may establish the relative location of subsystem equipments. For example, these requirements may include a cer- tain location of cameras to present a clear line of vision, a noninterference pattern for antennas, precise location of sensors with respect to the spin or other reference axis, and so forth. The space- craft configuration must accommodate such requirements, and in highly inte- grated assemblies, they often become a dominant structural factor.

The structural and integration designs are dictated to a large extent by the thermal analysis; for example, packag- ing of equipment must be such that the subsystem operates within its most de- sirable temperature limits. Also, equip- ment that dissipates large amounts of heat might have to be located judiciously to serve as a heat source for other equip- ment. Local masses, finishes, and mate- rials are critical to the heat control of satellites. The effect of these must be considered in the thermal design, in addition to the effects of mechanical (ac- tive) heat -controlling devices. The struc- ture design must also take into consider- ation conductive and radiative paths considered necessary to the thermal per- formance. It is evident that for optimized designs in the 0.1- weight -ratio range, the thermal requirements must be critically analyzed to avoid canceling the weight advantages gained in the basic structural design, which again demonstrates the importance of efficiently integrating all elements of the payload during the de- sign or pre- hardware phase.

The physical shape of the spacecraft and the location of the subsystem com- ponents must be analyzed for problems relative to moments of inertia, stabiliza- tion, center of gravity and so on. It should be noted that a concept that satisfies such requirements may not nec- essarily meet all other mission or stress specifications, and trade -offs must be made to obtain an optimum solution. For example, heavy equipment is pref- erably located where it would minimize vibratory loading and possibly add ri- gidity to the assembly, but this place- ment may not be acceptable for reasons

29

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L. BERKO received a BSAE degree (cum laude) from the University of Notre Dame in 1942, and an

MSME degree from Newark College of Engineering in 1952. Mr. Berko worked for the Curtiss -Wright Aeroplane Division from 1942 to 1945, as a stress

analyst. From 1945 to 1956, Mr. Berko was assigned to the Wright Aeronautical Division of Curtiss -

Wright Corporation. For five of those years, he was

involved in both theoretical and experimental air- craft engine stress and vibration analyses. Also, he

supervised a group of analytical engineers. From 1956 to 1961, he was a design supervisor with Walker Kidde and Co., working on high -pressure air com- pressors, high -speed auxiliary power units, filament - wound pressure vessels, etc. Mr. Berko joined the Astro- Electronics Division of RCA in 1961. He has

participated in the structural design of the RANGER TV Subsystem. At the present, Mr. Berko is re- sponsible for the structural analyses of spacecraft, as Leader of the Mechanical Analysis group. Mr. Berko is a member of the Institute of the Aerospace Sciences.

of inertia or balance. Deployment mech- anisms must be analyzed for their attendant changes in inertia and their effects on satellite stabilization in orbit. Naturally, the placement of the various elements cannot be regarded purely from an ideal mechanical viewpoint. The electrical and total- mission require- ments also markedly affect these place- ments in order to control such phenom- ena as electrical crosstalk, feedback, and general interference, as well as problems of radioactivity. More spe- cifically, the location of TV cameras, ion engines, antennas, solar cells, and other devices might compromise the inertial characteristics in order to favor the op- erational requirements of such equip- ment. Inertia and stabilization require- ments may also dictate the shape of the payload: for example, if spin stability is required, the moment of inertia about the spin axis must exceed that about any other axis. This then might require a pancake- shaped spacecraft.

ENVIRONMENTAL CONSTRAINTS

The environmental constraints to be considered in the mechanical design of a satellite are those imposed by the spacecraft itself and those imposed by outer space. In the former category are the constraints associated with the launch, radiation from on -board nuclear reactors, and possibly ground opera- tions. The most important space envi- ronment to contend with is the vacuum, in which sublimation or decomposition of certain materials may occur. The dynamic loads that will be imposed by the launch vehicle must be considered in the design of the spacecraft. Buffet- ing, due to the rough burning and

30

W. CABLE received his BSME degree from the Stevens Institute of Technology in 1949. From 1951

to 1959, Mr. Cable was employed by the Eclipse -

Pioneer Division of the Bendix Aviation Corp. This

activity involved supervision of a group of graduate engineers and technicians; he was responsible for the design, qualification test and production of heat exchangers, over -speed controls, valves, ejec- tors and variable area nozzle controls. In 1959,

he was employed as a staff engineer at the Head- quarters Research Center of the American Brake

Shoe Corporation and later appointed Chief En-

gineer of the Kellogg Division. Mr. Cable joined RCA's Astro- Electronics Division in 1961, as Leader of Mechanical Design. He has been responsible for the structures and mechanical subsystems on the RELAY, RANGER, SERT and other classified proj- ects. He has also been responsible for the concept, configuration and program planning of mechanical design elements for several major satellite- system proposals.

'`noise" of the launch -vehicle engine during launch, is generally the most severe vibration environment: loads of 15 g longitudinal and 7 g lateral are com- mon, and shocks of 30 g can last for several milliseconds.

Environmental problems that will be experienced during satellite ground - handling operations must also be taken into account. Loads during the erection and assembly cycle depend to a great extent on the preciseness of human con- trol and may possibly reach 3 g verti- cally and 2 g horizontally. Severe shocks may be expected during transportation of the spacecraft; accelerations of 4 and 5 g over a wide frequency range may be encountered during truck transporta- tion. (These are the most severe that need be considered in the conventional methods of transportation.)

As for constraints imposed by the space environment on design, pressure and radiation are the determining fac- tors in the selection of materials to be utilized, while the solar constant deter- mines the type of thermal control re- quired to keep equipment temperatures within their proper operating ranges.

The physical properties of most engi- neering materials will not be affected if they are generally stable in the vacuum environment at normal operating tem- peratures. Aluminum alloys are the most common structural materials be- cause of their compatibility with the space environment and because of their strength, availability, weldability, and formability. Forged- and cast- magne- sium alloys are also used to advantage. The amount of sublimation of these at normal temperatures in a space environ- ment is too small to be structurally

significant. Common plating materials such as cadmium and zinc, as well as selenium, will sublime at temperatures likely to be encountered in a spacecraft environment, and the more volatile ele- ment in an alloy may be lost from the alloy if the temperature is high enough. No problems are encountered with brass containing 30 to 40% zinc, even up to several hundred degrees temperature, although for aluminum -base alloys, the critical temperature would be around 250 °F. Many organic materials degrade in space by breaking down into smaller, more volatile fragments. When these chemical changes result in a weight loss, significant changes may occur in mechan- ical, electrical and optical properties.

The friction characteristics of unlu- bricated metals in sliding contact pre- sent a problem. Like metals generally seize, and friction will increase even with the use of dissimilar metals in slid- ing contact. Since many oils and greases do not lubricate satisfactorily due to their breakdown in a vacuum environ- ment, a preferred approach for space application is to use a vacuum -tight seal around the moving parts to minimize ex- posure of the contact area and to main- tain positive pressure through the use of relatively high- vapor -pressure oils or greases on the order of 10-2mm -Hg. Magnetic drives are feasible for high- speed, low -load combinations; these will eliminate some of the friction problems of sliding surfaces. Solid lubricants gen- erally have a low vapor pressure, and they may suffer less from evaporation than low- vapor -pressure oils and greases. However, the evaporated mate- rial is not replaced, as in the case of fluid lubricants where reservoirs can be utilized. Graphite is useless in a vacuum. Molybdenum disulphide, silver, and various other platings are effective in selected applications. Due to critical performance specifications, the selection of materials is occasionally restricted to the non -magnetic variety to avoid pos- sible interference with electronic com- ponents or instruments. This could be a severe constraint, as it rules out the use of the very common 300 -series, cold - worked stainless steels. Of all the stainless steels, the 300 series would otherwise be used most commonly for nut -and -bolt applications. Generally speaking, an A -286 material is substi- tuted for the 300 series in such applica- tions because of its nonmagnetic quality.

STRUCTURAL CONCEPTS

Another phase of mechanical- design philosophy that is of major importance is the selection of the type of fabrication to be used for the structure. There are several distinct types of structural-

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fabrication techniques that have been used successfully in satellites These in- clude skeletal framing of tubes ; extru- sions with channels, angle, or I sections; stressed skins, or monocoque ; combina- tions (semi -monocoque) ; and cast, forged, or machined bases. Each tech- nique may be particularly advantageous for one area of application : for example, to optimize structural efficiency for weight or size or both, or to provide the necessary dynamic environments for subsystem components, or to favor inte- gration requirements. It should be noted that although aluminum has been used in the majority of our existing satellite structures, magnesium is being used in-

creasingly in current designs, generally in the form of machined or cast elements. Since magnesium presents distinct weight, machinability, and dynamic- damping advantages, in space- craft design its use produces very effi-

cient structures of low structure -to- payload weight ratio.

Present design experience involving total payload weights of 150 to 400 pounds has produced a number of struc- tures of combined construction, such as the TIROS and RANGER payloads de- picted in Figs. 1 and 2. The skeletal concept was used in the design of the RELAY communications satellite shown in Fig. 3, to provide a cruciform, or framed, structure. This structure incor- porates the inherent strengths of a num- ber of the subsystem components into the stability of the overall structure. The RELAY structure also provides for soft mounting of the honeycomb solar panels to allow attenuation under criti- cal dynamic -load conditions. The struc- ture of a space "capsule," SERT, utilizes the machined -baseplate configuration, fabricated from a magnesium forging. The machined -baseplate approach has also been advanced in proposed designs for lunar orbiter satellites. The ma- chined baseplate is distinguished from previous RCA designs in that riveted skeletal frames are combined with the machined elements.

An integrated structure, when not restricted by equipment assembly re- quirements, can be used very effectively to reduce critical payload weight. The black boxes are treated as structural elements and provide for accessibility, interchangeability, redundancy, and the like. If mission requirements should change, the affected black boxes could be replaced by structurally equivalent boxes, probably of less weight. Other selective means for satellite -weight re- duction include using the launch vehicle to perform a required function; for example, a despin system may not be required on the satellite if the

launch vehicle's final spin rate can fulfill satellite's requirement.

STRUCTURAL DESIGN CRITERIA

Once the physical configuration of the total payload has been established under the above considerations, the stress levels of the structure under launch con- ditions must then be analyzed. A further analysis is made to determine the amount of rigidity necessary to perform- ance of the system components aloft. Currently, the load levels in most satel- lites tend to be less critical for higher total weights ; this is true of both steady - state or thrust loads and vibration loads. Therefore, the design and analysis of smaller payloads and structures of low weight ratios are considered to be more critical in many aspects than those of a larger and heavier structure. In other words, a finite degree of redundancy or conservatism is more penalizing to a

smaller and lighter structure. This can be extremely important in discontinuities and concentration of stress.

At the present time, steady -state load levels are about 10 g with vibration in- puts simultaneously applied in combina- tions, such as 7 g -RMS, sinusoidal plus "white- noise" at densities of approxi- mately 0.05 g' per cps, over the range of 20 to 2,000 cps. Structural rigidity and alignment problems must also be con- sidered to avoid yielding of the basic structure during the launch period. Therefore, a thorough analysis of the combined rocket and spacecraft loads in conjunction with a complete investiga- tion of the natural frequencies of the structure and components are required for proper estimates of transmissibility. The relationship of natural frequencies to vibratory loads must be carefully evaluated to avoid critical coupling of these frequencies; each structural mem- ber must be analyzed to determine the peak load for each condition set, to verify that the stress will not be above yield or above some selected limit.

In addition to the above stress con- siderations, the structure must be ana- lyzed to ensure that failure due to shock and cumulative fatigue will not occur. The peak stress for each structural mem- ber under the load condition set must then be evaluated as a function of the number of cycles accumulated in the life expectancy of the payload, to assure that the combination of stress level and total cycles does not cause premature failure due to fatigue.

Present design philosophy considers that the life expectancy in total cycles of the satellite in space is set at two to three times its life expectancy under the en- vironmental conditions established for qualification testing.

Thermal stresses are also analyzed where they are deemed critical to the satellite's orbital mission ; however, these are generally minor compared to the over -all load conditions of launch. Thermal deflections can be considered more critical to a particular subsystem or component, such as in a telescope where these deflections are a function of its specific design rather than of the structural design.

MANUFACTURING, ASSEMBLY, AND TEST

In order to produce structures of high reliability and consistant performance, the manufacturing inspections and as- sembly operations must be conducted with an appropriate degree of precision and control. Obviously, structures that have been optimized with respect to volume, weight, safety factors, and fatigue must incorporate a high degree of process control.

The test and development phases of the structure and payload must also re- ceive critical consideration during the over -all design. Once again, alterations in development are more critical in the low- weight -ratio structures, with the nature of such alterations being a direct function of permissible schedule time and design latitude. Such alterations should be treated with the same regard as are those in the basic design, to avoid the introduction of latent problems rela- tive to weight, stress, stabilization, or dynamic loads.

CONCLUSION

In this paper, the authors have at- tempted to establish the relative impor- tance of most of the factors of normal structural creative design. The impor- tance of each factor in its own right, however, should not be minimized. As the state of the art advances in the satel- lite field, there will undoubtedly be demands for a higher degree of opti- mization and greater creativeness in generating more refined structural de- signs. The number of experiments or functions required of a particular satel- lite is constantly increasing, with parti- cular emphasis on the efficient integra- tion of these components relative to volume and weight. The trend towards more integral packaging on a module basis is also increasing, and it is ideally possible that the structure itself may replace the numerous covers, plates, brackets, etc., which are common to present -day methods of component and subsystem integration. It is reasonable to assume that many changes such as this will be introduced into design philosophy, in order that design keep pace with the increasing demands of space technology.

31

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In the mechanical design of spacecraft, theoretical analysis is used to: I) verify the ability to achieve the design objectives (usually in relation to the launch and space environments), and 2) optimize the verified design in relation to weight, volume, and strength. Specific analyses include methods for determining the layout of equipment on a spin -stabilized satellite, and a method for performing the stress analysis of a typical built -up sheet -metal structure, such as the base - plate of a TIROS satellite.

R. GOLDBERG

Mechanical Analysis Group, Astro- Electronics Division, DEP, Princeton, N.J.

APRIMARY purpose of mechanical analysis of a satellite structure is

to ensure that the satellite can satisfac- torily withstand exposure to environ- mental conditions which it is expected to encounter; some possible environ-

ANALYTICAL

APPROACHES

TO THE

STRUCTURAL

DESIGN OF

SPACECRAFT

a preliminary layout may be made to ascertain whether or not the satellite components can be located within the geometrical confines of the satellite and, if the satellite is to be spin stabilized, whether or not a balanced weight dis-

mental conditions are: 1) A constant thrust acceleration at

a level of 30 g. 2) Sinusoidal vibrations at levels of

10 -g peak at frequencies ranging from 20 to 2000 cps at a rate of 0.5 octave per minute.

3) Random noise in the frequency band from 20 to 2,000 cps at a spectral density of 0.1 g' /cps.

4) A shock load at a level of 40 g for a period of 13 msec.

5) A pressure of 14.7 psi such as for a pressurized container, and

6) Extreme high temperatures such as from a radio -active isotope heat generator.

PRELIMINARY ANALYSIS

A structural design should be analysed in the preliminary stages to insure feasi- bility of the design. Preliminary con- cepts from the design group should be reviewed to be sure there are no obvious reasons why the structure would not withstand exposure to any of the environ- mental conditions specified. At this time,

32

tribution can be achieved. The design should be flexible so that changes in weight, size, and location of the com- ponents of the satellite can be made. A mechanical analysis of a new design should be made early enough so that re- quired changes in the design may be suggested before the changes would re- quire costly and time consuming design effort.

Since there is usually more than one proposed design configuration, a pre- liminary analytical check of the various design possibilities will usually reveal the merits of each. For example, a weight comparison was made between support- ing solar cells by a honeycomb structure or by a built -up sheet -metal structure. An analysis indicated that the use of the honeycomb structure would save 10 pounds for a total weight of 60 pounds.

Once the general configuration has been chosen, a detailed stress analysis is performed to optimize the design with regard to weight. Minimum sizes for structural members are calculated as well as their margins of safety under the specified load conditions.

Since it is impossible to accurately de- termine the vibration responses of some of the more complicated structures, a mechanical test model is usually sub- jected to vibration surveys at an early stage in the design. This survey is per- formed to confirm the initial assumptions made. Modification in the design can be accomplished, if required, and the analy- sis is then updated. The results of these studies, in turn, provide a basis for anal- ysis of future designs. The TIROS base - plate was used successfully with a mini- mum of structural modification for seven different component configurations based on the application of the above tech- niques.

SPIN

WEIGHT

DISTRIBUTION CENTRIFUGAL

FORCES

NOTES

I E RESULTANT NO RESULTANT MOMENT

Fig. 2 -- Dynamic -balance conditions.

COMPONENT LOCATION

After a configuration for the satellite has been selected, the problem of locat- ing specific components and stress ana- lyzing the structure next comes into con- sideration. To help locate components on the structure a simple mockup may be made from a scale drawing of the mounting surface of the structure and from cardboard or paper cutouts of the component outlines cut to scale. The name, weight, and center of gravity of each item is noted on the cutout. Various arrangements of the components can then be made and checked easily. The mockup is also useful when the shapes of components are changed and when equipment is added or removed.

The mounting surfaces of some satel- lite structures are not simple, and inter- ference of components may be hard to visualize with only a two -dimensional model. Under these circumstances a three -dimensional mockup of the com- ponents and structure should be made. This three -dimensional mockup is used also to help determine the location of

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the components to insure proper weight distribution. Satisfactory placement of the components within the complicated structure of the RELAY satellite would have been extremely difficult without the three -dimensional mockup.

STATIC BALANCE

In order that no forces act to disturb the flight path of the satellite /launch -vehicle combination, the center of gravity of the satellite should coincide with the geo- metric thrust axis within very close tol- erances. This static -balance condition can be defined by:

IWx= O AND IWy =O (1)

Where W is the weight of each compo-

Tinos had to be balanced to within 4 ounce- inches) that the final balancing of the satellite is done experimentally on a balancing machine. Small weights are added until balance is obtained.

ATTITUDE STABILITY

A spinning satellite tends to rotate about an axis in the direction of the maximum mass moment of inertia. Therefore, if the orientation of a satellite is to be maintained (to keep the cameras pointed in the right direction as for the Tinos satellite or to maintain a directional an- tenna pointed in the proper direction as for the Relay satellite) the mass moment of inertia about the spin axis 1 must be greater than the maximum mass moment

WEIGHT

DISTRIBUTION CENTRIFUGAL RESULTANT

FORCES MOVEMENT

40,

Fig. 3- Dynamic -unbalance conditions.

nent of the satellite and x and y are the respective components of the position of each satellite component in the rectangu- lar coordinate system shown in Fig. 1.

The z axis of this system is the thrust axis of the satellite, and the origin of the system is at any convenient point.

DYNAMIC BALANCE

In order to achieve proper attitudes in orbit, many satellites are rotated about the thrust axis (with the last propulsion stage) . Therefore, in order to prevent wobble, the satellite must be dynamic- ally balanced about the thrust axis (in addition to static balance). This dy- namic- balance condition is defined by:

X.WxZ = O AND IWyz = O (2) Where z is measured from each unit to the center of gravity of the satellite. Il- lustrations of dynamic balance and un- balance conditions with the resultant forces and moment are presented in Figs. 2 and 3, respectively.

The specified requirements for static and dynamic balance are of such a low order of magniture (the 270 -pound

CB OF SATELLITE

axis and through the center of gravity of the satellite (LA) is obtained using the transfer relationship:

1= lzz -Wi' (6) Where: z is the distance from the refer- ence axis to the center of gravity of the satellite as shown in Fig. 4.

The mass moment of inertia of the satellite about an axis parallel to the y

axis and through the center of gravity of the satellite (I ) is found in a similar manner.

The maximum pitch mass moment of inertia 1 is found by expanding the fol- lowing determinant and solving for I.

- I), ( -Is) ( -IL) , (i - 1P)

/

./

4 /

1

Fig. 4- Parameters for the determination of

of inertia along a pitch axis through the satellite center of gravity in any other direction in a plane perpendicular to the spin axis.

To find the maximum pitch mass mo- ment of inertia / the mass moments of inertia about the x and y axis are first determined. For the component shown in Fig. 4:

Or: 01:= = Wr2 A/o., (3)

d /== = Wy' + Wz2 + Aloses (4) Where: A / is the mass movement of inertia of a component of the satellite about the reference axis and AI,, is the mass movement of inertia of the com- ponent about an axis parallel to the x axis and through the center of gravity of the component. The total mass movement of inertia of the satellite about the x axis (1) is the sum of the mass movements of inertia of the components:

_ (5) The mass movement of inertia of the satellite about an axis parallel to the x

Z

= 0 (7)

NOTE

DIMENSIONS IN INCHES

-4 0 625 y

0 2ßO

F040 0

Fig. 5 -Sheet metal angle.

The term Imo in the determinant is the product moment of inertia of compo- nents of the satellite about the reference x -y plane and is defined by:

Iz _ IWxy (8)

The RELAY satellite had a ratio of Ip to I, of 0.96. This ratio was very critical for the design. Therefore, constant analyti- cal checks of the mass moments of iner- tia were kept throughout the design stages and the original ratio was main- tained. The final mass moments of iner- tia were checked experimentally by the use of a bifilar pendulum with results to an accuracy of 0.1%.

STRUCTURAL STRESSES

After locating the components on the structure, a stress analysis should be performed. All loads should be . con- sidered. These may be from vibration, shock, and acceleration. Each of these dynamic loads can be replaced by an equivalent static load. For example, for sinusoidal vibration loads the natural frequency of vibration of the structure

33

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1= A, BUTT JOINT (AVOID) B. JOGGLED JOINT (PREFEREDI

Fig. 6- Methods of joining sheet metal structural parts.

/, in cps, may be found approximately from

2c Y II

Where: y,r is the maximum static deflec- tion and g is the gravitational constant.

The specified environmental input at this natural frequency is then multi- plied by an amplification factor Q, which is either known from experience with similar type structures or is estimated to obtain the maximum output load which occurs at the point of maximum deflec- tion. The loading at other places on the structure is estimated to be roughly pro- portional to the static deflection. The static load is then multiplied by the ap- propriate factors at each point on the structure. A similar type of treatment can be applied to loads caused by shock, random vibration, or acceleration.

Once the equivalent static loads are known they are applied to the structure and reacted at the point of support of the satellite (the interface with the last stage rocket). A main -loading -path structure to transfer the local loads to the point of support has to be designed. For example, the structures which pro- vide the main loading path in the Tulips and SERT satellites are composed of a series of radial ribs connected to a cen- tral hub which, in turn, are attached to the last stage rockets by separation rings. Appreciable weight can be saved if this structure is designed so that the most critical loading conditions are taken in the most direct path to the point of support with efficient use of materials. The most efficient way for the structure to be loaded is in tension with compres- sion, shear, bending, and torsion loads being less efficient in the stated order.

Light- weight structures (such as are used in the TIROS baseplate and the Re- lay and Ranger structures) are made of built -up sheet -metal construction. In these structures a thin web of sheet metal carries the shear loads and either a bent - up sheet -metal section or an extruded section carries the bending loads in di- rect compression or tension. In this type of construction the elements carrying tension loads can withstand loads up to the yield strength of the material with- out permanent damage. The exception to this is when the structure is under vibra- tion loads that can cause fatigue failure at lower allowable stresses. The ele- ments under compression and shear must be designed for stability. Lack of sta-

(9)

34

H

A. EXTRUDED

bility can be illustrated by taking a small sheet of paper and applying a compres- sion or sheer load to it and noting how it ripples or buckles under the load. When the edge of the paper parallel to the di- rection of the compression load is turned up, the paper is stabilized for the com- pression load. The lip . on a 2024 -T4 aluminum -alloy -sheet angle as shown in Fig. 5 increases the allowable stress on the angle from 20,000 to 45,750 psi.

Although sheet metal structures are light in weight, certain good design prac- tices are required to avoid failures due to local instability. Concentrated com- pression loads should not be applied to unsupported thin webs because the loads could cause buckling of the structure at the point of application. Vertical stiffen- ers on the webs react the loads and trans- fer them to the rest of the structure. When parts of a sheet metal structure are attached to each other, axial load - carrying members should be joined by joggling them or using gusset plates rather than by a straight butt joint so that a compressive load is not placed on the web. Examples of a simple butt joint and a joggled joint are shown in Fig. 6.

Mechanical analysis of the strength of a structure and good design practice al- ways go together hand -in -hand. This is illustrated in the proper design of fit-

tings as shown in Fig. 7.

The first consideration is the use of the proper material. For example, the yield strengths in tension of two aluminum al- loys are 36,000 psi for 6061 -T6 alloy and 51,000 psi for 2024 -T3 alloy. Aluminum alloy 6061 -T6 has good welding proper- ties. However, if no welds are required, the use of 2024 -T3 alloy instead of 6061 - T6 alloy give added strength with no additional weight.

The addition of an adequate fillet of radius R to a fitting, as shown in Fig. 7, avoids stress concentrations and in- creases the bending and fatigue stress allowables with a negligible increase in weight. For example, the bending fatigue stress allowable in the 6061 -T6 alumi- num alloy specimen for 106 reversals of load are 17,000 psi for a sharply notched specimen and 31,060 psi for a smooth specimen. Stress concentrations due to abrupt changes of section are to be avoided at all times.

The location of attachments is very im- portant. Eccentricities of loading should be avoided. For example, the bolts should be put as close to the load carrying mem- ber as possible. As the dimension d (Fig.

SUSSE-

B. SHEET METAL

Fig. 7- Proper fitting design.

7) increases, so does the local bending moment due to a tension load in the bolt. However, an adequate edge distance (di- mension e, Fig. 7) must be maintained especially in sheet metal design. For ex- ample, the bearing shear load allowable from a bolt for 2024 -T3 aluminum alloy is 71,000 psi for an edge- distance- to -di- ameter (e /d) ratio of 1.5 and 82,000 psi for a ratio of 2.0. Finally, this example also illustrates the preceding statement about an efficient way to take loads. For large loads on sheet metal fittings, the use of a gusset as shown in Fig. 7 enables the load to be reacted as a truss by axial loads. Increasing the gage of the mate- rial to react the load on the bend by bending stress would be highly ineffi- cient and may not be adequate.

The use of structural bolts properly torqued to prevent reversals of load and fatigue during vibration should also be specified where needed.

CONCLUSION

An engineer experienced in mechanical analysis should be consulted from the early stages of any structural design until its final concept so that costly and time -consuming design errors can be avoided and a more reliable structure result.

ROBERT GOLDBERG received an AB in Mathe- matics from Brooklyn College in 1941, and an MS in Aeronautical Engineering from New York Uni- versity in 1945. From 1943 to 1946, he worked for the Curtiss- Wright Aeronautical Corporation as a

vibration engineer performing flutter analysis stud- ies of the P -40 and C -47 airplanes. During 1946 and 1947, Mr. Goldberg worked for Republic Aviation as a stress engineer in vibration and flutter anal- ysis. At the Chase Aircraft Company from 1948 to 1957, he worked on stress, vibration and mathe- matical problems, the design of new aircraft struc- tures, and had general engineering responsibilities. Mr. Goldberg joined RCA in 1957, and worked in Camden as an engineer in the Project Coordina- tion group. He also set up test specifications for equipment and worked on the development of a

fire control system for the Avro -Arrow aircraft. At the Astro- Electronics Division, Mr. Goldberg per- forms dynamic and structural analysis on such proj- ects as TIROS, RELAY, SERT, and RANGER. He is a member of the AIAA.

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EFFECT OF

STRUCTURAL FATIGUE ON MECHANICAL

DESIGN OF SPACECRAFT

In the mechanical design of spacecraft, it is very important that the fatigue effects on the structure be thoroughly considered during the design process. This paper briefly discusses input loadings and responses (including construc- tion of an experience table), theoretical analysis of fatigue stresses, and then presents a practical satellite design problem to illustrate the design process followed.

tfe effects of structural fatigue on

I the design of machines have been

considered in a general way for many

years. However, new and specialized problems have been posed in the field

of modern transportation. For example. in the design of aircraft structures up to

the end of World War II, the problem

of structural fatigue was minor and

could, in general, be ignored. However,

with the advent of higher -speed aircraft, i.e., jets and later rockets, this problem

assumed considerable importance.

This high -speed aircraft fatigue was

induced primarily by wing flutter, by

conductive vibration due to the uneven

burning of rocket fuel, and by convective

vibration (acoustic noise) due to the

exhaust velocity of jet engines and

rockets. This problem is aggravated by the high, fluctuating stress involved.

The fatigue analysis problem is gen-

erally considered during the initial stages of a design, when the allowable

fatigue stress is to be determined. Another problem occurs when the life

expectancy for a structure of known or

assumed dynamic response is to be es-

tablished. Since the one analysis is the

inverse of the other, the problem will be

discussed in the terms of the first: the initial design. The following salient mechanical design features (some of

which are interdependent) are usually

considered when the allowable fatigue

stress is to be calculated:

J. J. FRANK

Astro- Electronics Division DEP, Princeton, N.J.

TABLE I - Definition of Symbols

D, specific damping energy, in- lb /in, Cd, n, material's damping constants,

where Cd = S, stress, psi

.v, total number of cycles to failure

n, actual number of cycles

K, allowable stress per s of acceleration

ai, Si, material's fatigue constants, where Si = SNI /ai

g, acceleration, in /sec, g ", acceleration response, in /sec,

g,, acceleration input, in /sec, w,,, natural frequency, cps

WI, final frequency of sweep, cps

wo, initial frequency of sweep, cps

Q, magnification at resonance

T,, duration of Gaussian noise acceleration, seconds

T,, duration of sinusoidal acceleration sweep, seconds

t, x, dimensionless parameters

1) loading history of structure

2) structural materials

3) design -style of configuration and

method of construction (and com-

patibility of estimated stress levels

with these)

4) natural frequency and damping of

the structure

5) number of degrees of freedom

6) stress concentration

7 ) required safety factors

8) ambient temperature of fatiguing

9) accumulation of fatigue stresses

from different types and directions

of loading.

INPUT LOADING AND RESPONSES

The loading history, i.e., the input ac-

celeration level (and, hence, stress level)

versus the number of fluctuations (or cycles) evaluated at discrete frequen- cies is basic to any analysis. These pro-

grammed input loads cause a definite pattern of response loads, the summation of whose effects determine the allowable fatigue stress for a given material.

The most elementary response pattern is one occurring at constant frequency with a constant amplitude reversal. This may fluctuate about a finite mean or

zero. A more complex pattern is due to

the response of a constant -amplitude reversal occurring during a logarithmic sinusoidal frequency sweep input. This is often specified in satellite testing to

simulate a portion of a rocket environ- ment.

Another useful response pattern is that caused by a Gaussian amplitude- distri- bution input over a broad bandwidth. This is useful to describe white noise ef-

fects. These loading patterns may have

been applied to the satellite in one of two

ways; i.e., by conduction through an in-

terface or by convection through the medium surrounding the structure.

FATIGUE STRESSES

Preliminary values of an allowable fa-

tigue stress may be approximated from previous experience to facilitate selec- tion of design -style and construction ma-

terials. A typical "experience table" for

satellites is shown in Table II.

35

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JOSEPH J. FRANK received a BSME from the Drexel Institute of Technology in 1950 and an MSME

In Table II the actual maximum stress value is the maximum attained for the given (typical) test program ; it

is not the operating value for the total number of test cycles required by the test specification. Also, the number of

direction column states the number of vi-

bration directions involved in arriving at the calculated fatigue stress; in some in-

stances it is one or two, in others it is

all three. When vibrations from two or

three different directions cause the same

type and direction of stress at a given

point in the structure, the effects must

be combined inasmuch as fatiguing is

cumulative; this is done by proportion-

ing the accelerative damage effects ac-

cording to the ratios of the dynamic

stresses caused by a 1 -g acceleration

response in each of the three directions.

from the University of Delaware in 1958. From 1950

to 1954 and from 1956 to 1957, Mr. Frank was em-

ployed by the Hercules Powder Company. Mr. Frank specialized in machine design for the explo-

sives and ordnance departments. As a machine

designer and then a project engineer, he was

responsible for the preparation of estimates, speci-

fications and orders for chemical plant equipment. From 1958 to 1961, Mr. Frank was employed by RCA

in Moorestown, New Jersey. He performed vibra- tion and stress analysis for MIPIR Radar Pedestal;

packaged SIL and BMEWS radar control panels,

packaged TRADEX noise, power and phase meas-

uring equipments. In 1961, Mr. Frank joined the

Astro- Electronics Division as a vibration and struc-

tures analyst. He is responsible for the fatigue, vibration, and stress analysis of structures. In addi- tion, he performs thermal analysis and is the liaison

between the metallurgical groups. Mr. Frank has

worked on RANGER, NIMBUS, SERT, and several

classified projects.

TRIAL WORKING STRESS

AND STRUCTURAL LOADING

From an experience table, a trial work-

ing stress can be selected to allow the preliminary design to proceed. From this trial working stress and knowledge of the S vs. N curves for several materials (at the ambient temperature involved during fatiguing) , the material selection can be

made. (S is the stress at failure, and N

is the corresponding number of cycles to cause this failure.) Also taken into consideration is the method of fabrica- tion (i.e. casting, welding, riveting or

machining) . In all these decisions, cost

and time enter as parameters. Fre- quently, two or more alternate design styles are roughed out before the cost and time elements are considered.

The structure's loading is determined not only by the input acceleration but

TABLE II - Experience Table

also by the damping. Damping is both a function of the material used and the method of fabrication. In general, riveted structures exhibit more damping than machined ones. The additional damping of a riveted structure is of the

Coulomb (or sliding) type, while the in-

herent measure of a material's damping characteristic is the specific damping energy at resonance; this is, of course, caused by hysteresis in the material. When additional damping is required, it is introduced by artificial means (e.g., fluid dashpots, coulomb sliders, and visco- elastic -rigid structures).

It has been found that the material's specific -damping energy D is a function of the stress level S of the material, and

can be expressed as D = CdS', where C,

and g are the material's damping con-

stants. A typical set of values is listed

in Table III.

It is important to be able to determine the natural frequencies of the system

in order to estimate the magnifications

and the number of fatigue cycles for

each mass. In this connection, being able to determine the number of degrees of freedom of the structure is necessary.

THEORETICAL ANALYSIS OF

STRESSES AND FATIGUE

To proceed with the analytical effort, the method of fabrication and the construc-

tion used will determine the general or

average degree of stress concentration that the structure will generally experi-

ence.

Structure Project Section

Satellite Dominant

Dimensions Struc- diam z ht turai (inches) Material

Satellite Weight

(lbs) Loading Direction

Behavior Under

Loading

Resonant Acceleration Input (p's)

Natural Sinusoidal Gaussian Freq.

(peak) (rms) (cps)

Resonant Amplifi- cation

Total Cycles

Required No. of by Test Actual Direc- Specifi- Max. lions of cation Stress Loading (x 104) (psi)

Cycles to Failure atzMax. Stress (x 104)

Max. A llowab le

Fatigue Stresa$ (psi)

X Main 24 x 18 Al 103 Long. Flat Plate - 25 200t 20t 1 29.6 25,600 1.5" 25,600tt,§

SERT Main Support Col.

30 x 24 9 x 7

Mg Al

320 Long. Lat.

Flat Plate Cantilever

10.7 2.1

11.82 11.82

100t 55t

5.82t 6.62t

1

1

2,973 2,914

25,400 14,650

4.0 35

30,500§§ 27,0001

Tinos Main 42 x 16 Al 270 Long. Flat Plate - 21 59) 10t 3 42.6 32,400 0.24 34,0001, Main 25 x 60 Al 370 Long. Cantilever 1.25 2.11 40$ 1011 1 23.7 31,800 0.26 31.8001,

RANGER Main 25 x 60 Al Lat. Flat Plate 2.45 6.0 80$ 1011 1 18.06 32,200 0.24 32,200§, Main 25 x 60 Al All Cantilever & 2.45 30 40 & 80$ 1011 3 41.8 31,800 0.26 31,8001,

Flat Plate

Y Main 33 x 166 Al 855 Lat. Cantilever 3.5 30 93$ l0¶ 1 16.7 22,300 3.0 22,3001,

X,Y- Classified projects

SERT structure is a machined forging; all others are riveted.

}Measured

Calculated

¶Assumed

¢For a mildly notched structure

§¢For smooth structure

* *For three complete sets of tests.

ttFor two complete sets of tests.

36

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From Ref. I TABLE Ill - Typical Damping Constants

Material Yield

Strength psi

Damping Average Constant, C Exponent, 'I

Rubber 2 x 10-2 2

Methyl -methacrylate 6x103 390 x 10-32 3

Bakelite, grade X 6x103 65 x 10-1"- 3

Plywood, brick 5x103 16 x 10-12 3

Magnesium -alloy M 9 x 103 1 x 10-12 3

SAE 1025 S'M'L'S Steel 64x103 0.05 x 10-12 3

Cast Iron 494 x 10-12 2.4 Titanium RC 130B 274 x 10-12 2.0

When the S -N curve is determined for the method of fabrication (e.g. mildly notched for riveted structures), any local deviations of higher stress concen- tration can be taken care of individually. When calculation of the fatigue stress is started, an important consideration is

the factor of safety desired. The crite- rion of failure favored is Miner's (Palm - gren's) Hypothesis', which states that failure occurs when Z (n /N) = 1, where n = the actual number of cycles at a dis-

crete stress level, and N = the total num-

ber of cycles at this stress level that just causes failure (taken from the S -N

curve). To be capable of having a "life -to-

failure" ratio of 2, the proportion is set as I(n /N) = (1/2), etc. The problem of determining the allowable fatigue strength for a probable life expectancy is then one of matching the programmed response stress to the S -N curve, such that Miner's Hypothesis holds.

Because the usual parameter of vibra- tion tests is the acceleration in g's, the author has found it convenient to work in this domain mathematically. Then, at any discrete point A, the stress S, is KA

times the response acceleration at point B (linear structures) or SA = KAgrs.

In addition, the S -N curve can be ana- lytically expressed in increments as N, _ (S, /S)ai, where S1 and a, are material constants for any given region, a to b,

such that S,<S<S5.

TABLE IV - Test Specifications

Input Accel- Frequency No. of Duration

Test erat ion, Range, Sweeps per Sweep, g cps sec.

Gaussian Noise 3 Outs) 15 to 1,500 1 180

Sinusoidal Sweep 2 (peak) 15 to 1,500 3 120

Usually, one region is sufficient to de-

fine the entire S -N curve. It can be shown

that for Gaussian noise and sinusoidal sweep, (the two usual conductive vibra- tion tests for satellites) the following ex-

pressions for fatigue life expectancy are true.

Gaussian noise:

En N

,,,,Ta (Ky faexp oa (-x2/2) dx N/2,T S,

x =o Where: a = (1/2vrtn QG,)' ,andx =g,la. Sinusoidal Sweep:

n N

z5

ln \S/ßo'(1-i')'--(Q) a/2 dz

z=z Where: z = w /m .

A PRACTICAL DESIGN PROBLEM

To illustrate a typical fatigue design problem, a satellite will be considered to be essentially a single- degree -of -free-

dom system, with a natural frequency of

40 cps in the direction of vibration. It is

desired to build into the satellite a

double life- expectancy capability, in

order to permit two complete sets of

tests. Preliminary designs indicate that a riveted structure of 2024 -T4 aluminum is feasible. The structure is columnar; and it is expected that the magnification at resonance will be 10. Assume that the test specification comprises the infor- mation of Table IV, separately, and that tests in orthogonal directions do not cause the same type of stress at discrete locations. The sinusoidal sweep shall be

performed at a rate proportional to fre- quency. Evaluating the necessary pa- rameters, the problem's solution is:

Gaussian Noise

G0=---= 1500 - 15 - 0.00606

o=(2X40X10X0.00606)1/2

= 1.948 g's

From the S -N curve for mildly notched 2024 -T4, we find a = 4.24 and Si = 106 psi. Evaluating the integral:

w ( ) F (a) = rx'. exp (-x2/2) dx = 4.60

Sinusoidal Sweep

Z, = 15/40 = 0.375 Z, = 1500/40 = 37.5

Evaluating the integral:

az.6 dz l(z,a.Q) ((1-z')-+ (z/10)2 }Z.la

0.375

= 1307.30 Combining the two fatigue effects (Gaus- sian I[n /N] + sinusoidal I[n /N] )

gives:

n 1

N - 2

( K 4.24 180 (1.948) ̀ .2'

= 40 105 (2sr) va

[4.60] + In (1500/15)4[1307.3]

Solving: K = 1278 psi /g

The maximum acceleration (in g's) is one of the following:

gr_,,a = Qg, = 10 X 2 = 20 (sinusoidal)

x =3a =3 X 1.948 = 5.844

(Gaussian)

Therefore, g,_,,,, is taken as 20 g. (In the second expression, damping in the structure and practical testing machines tend to limit this acceleration to a 3a value, even though theory indicates that maximum accelerations due to Gaussian noise are infinite.)

Allowable Fatigue Stress

From the above, the allowable fatigue stress = Kg,_,,,:,s = 1278 X 20 = 25,500 psi.

BIBLIOGRAPHY

1. J. Marin, Mechanical Behaviour of Ma- terials, pp. 289 -290.

2. M. A. Miner, "Cumulative Damage in Fatigue, J. Appl. Mechanics, 12, pp. 159 -164, 1945.

37

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38

SANDOR D. RUBENZ graduated with an AB degree from Columbia College in 1923 and received his

degree in ME from Columbia University in 1925.

He attended the Graduate School of George Washington University for work in theoretical physics and was elected to Sigma Pi Sigma in 1942.

Mr. Rubenz was Senior Design Engineer at the Vertol Aircraft Corporation, Senior Marine Engi- neer for U.S. Maritime Commission, Marine En-

gineer for Sun Shipbuilding Co., and Mechanical Engineer in the Aeronautical Engine Laboratory, Naval Aircraft Factory. Mr. Rubenz's work with RCA concerns the mechanical engineering and design of communications equipment. He is a

Registered Professional Engineer in Illinois and Pennsylvania.

DESIGN OF A VIBRATING TABLE FOR

RELIABILITY TESTING

This paper describes how RCA mechanical engineers designed and built a

"shaker table" which was to provide controlled vibration in a high- temperature chamber for the purpose of reliability tests on military communications equip- ment. The resultant equipment, completed in a very short time period and on a limited budget worked to specifications and is now in use as a permanent piece of capital equipment.

7

6

5

Yo 00 4

3

2

o o

S. D. RUBENZ

Communications Systems Division, DEP, Camden, N. J.

J

E .µ

IS /an 2

Fig. 1- Transmissibility curve of Eq. 3.

3

Fig. 2- Below: Shaker table and structure. Photo above Shaker inside Hotpak chamber.

PAN" CHAMBER

SPRINGS SHAFT SEAL

VIBRATING PLATFORM

ECCENTRIC DISCS

SUPPORT STRUCTURE

,NN\NN FLOOR

FLEXIBLE COUPLING

MOTOR

FoR military communications equip - ment, one of the important ways to

assess the degree of reliability that can be expected in actual service is for the contractor to subject it to tests that simu- late the conditions of field use. One such simulated environment involves mechanical shock and vibration, varying in frequency and intensity and in node of distribution in time and space. An- other involves temperature, and a third may include variations on atmospheric pressure (to simulate altitude I . Where equipment may be operated in more than one of these environments in the field, it is desirable to combine such tests - e.g., vibration while in a high- tempera- ture environment.

Such a temperature -vibration test is one function of the vibrating platform (or "shaker table ") discussed in this article, which the author and his group were asked to design and build in a minimum of time and on a small budget.

BASIC REQUIREMENTS

The reliability group provided the fol- lowing design -parameter specifications:

1) The platform had to operate inside a stand- ard Hotpak chamber with interior tempera- ture variable between -65 °C and 85 °C. Chamber dimensions are 53 inches wide x 30 inches deep x 30 inches high.

2) The table had to vibrate at constant fre- quencies between 25 and 60 cps, without in- during resonance at any particular frequency, except that it could pass through resonance while accelerating up to the operating fre- qucueç.

3) It. had to vibrate equipment weighing 300 potin I. including fixtures.

4) Maximum force on a test load was to be 2g (equivalent to twice the equipment weight).

5) Oscillating motion had to be sinusoidal or a

combination of harmonics. 6) The platform had to be spring -mounted to

eliminate or minimize lateral motion in the horizontal plane. and as far as possible, allow only vertical motion.

7) The entire machine had to he designed, fabri- cated, and installed on a strictly limited budget --and ready to operate only weeks from the start of design.

The last requirement obviously imposed severe restrictions on any notions of elegance and sophistication. It had to be built in the simplest and quickest way possible to do its job efficiently, with relative freedom from modifications to clear up bugs and operational failures after completion.

The simplest way to drive such a table is by mechanical reaction, in which eccentric weight or weights rotate on a shaft supported in bearings on which the platform is mounted. The ideal arrange- ment is two counter -rotating shafts, each with identical eccentric weights, phased so that the bearing reactions of one shaft will cancel out those of the second in every direction except the vertical. How- ever, this approach requires not only two shafts and their bearings and two sets of weights, but also an interconnect- ing gearing or belt drive to produce the phased counterrotation. To save money on this project, a simpler and less-

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costly approach was taken: Two equal eccentric masses on a single shaft. equally spaced on the shaft from the center of mass of the platform -with a set of flat cantilever springs used to eliminate the unwanted lateral motion that would otherwise occur with only a

single shaft. While lateral constraint could be provided by encasing the plat- form in a set of guides, such an approach was too costly - requiring precision shaft -guide fitting and elaborate struc- tural bracing, and creating lubrication problems.

GENERAL DESIGN CONSIDERATIONS

The requirement for vertical motion only imposed restrictions on the kind of spring mounting to be used. The usual type of vibration isolator was unsuitable, since it is a cylindrical device which be- haves like a helical coil spring, and is therefore highly susceptible to lateral motions of the platform induced by coupling effects in vibration.

It was decided to use springs with greater stiffness in the horizontal plane compared to the stiffness in the vertical direction, thus supplying a built -in restraint to lateral motion in the mount- ing itself. This is a characteristic of a beam or plate -type spring in which the lateral dimensions are large compared to thickness; it is also a characteristic of the torsion -bar spring if the axis of twist is properly oriented with respect to the direction of forces on the platform.

The flat, beam -type spring was se- lected instead of the torsion bar, on the basis of simplicity of mounting struc- ture, available space, and overall cost. The effective length of the beam -type spring and point of application of the load are both uncertain, depending upon (among other things) rigidity of clamp- ing arrangements. Consequently, the ex- perience of the designer enters into the analysis of the spring performance.

THE PROCESS OF DESIGN

In this design, the input force is propor- tional to w2, where w is the rotational frequency in radians /sec of the rotating weights. Every system capable of vibrat- ing has a so- called natural frequency, the frequency at which the system will vibrate freely when it is not under the influence of any imposed forcing vibra- tions, but has been subjected only to an initial impulse. An oscillating system may be considered to act as a linear spring, and then its natural frequency I. (in cps) is a function of the ratio of its stiffness to its mass; i.e., in the ab- sence of damping:

= (1)

Where: the mass M is found by using g in ft /sect, and K is the spring constant (or pounds of force per foot of deflection or any similar set of consistent units).

When the table is vibrated at fre- quency f, it will go through a periodic displacement about a midpoint; this dis- placement is dependent upon the square of the ratio of the forcing frequency to the natural frequency of the system. As the oscillation is assumed to be sinus- oidal, it is more convenient to deal in terms of circular frequency w, where w

= 257- f radians /second. Then the forced displacement is dependent upon (co/con )2.

The basic equation for a simple har- monic motion leads to:

x = 472-2 f x (21

Where: x is the maximum acceleration reached in the cycle and x is the max- imum displacement. Since the force ex- erted on the oscillating body at any given frequency is proportional to its maxi- mum displacement in the cycle, if we know the effect of a forced vibration upon the displacement we also know its effect on the forces exerted on the vibrating body.

In dealing with these forces, it is con- venient to make use of transmissibility - the ratio of magnitude of the force ex- erted on the body to that of the input force, which also is the ratio of the mag- nitudes of the respective amplitudes. If, then, y is the maximum amplitude caused by a forced vibration and a is the maximum amplitude of the input vibra- tion, then:

y (0/0)2 (3) a 1 - (w /w ) 2

Eq. 3 shows that as w approaches w,,, in value the ratio y /a increases rapidly; and, when w = w , this ratio becomes in- finitely large, in theory. In practice, some damping is always present and pre- vents infinitely large transmissibilities, but this factor can and often does be- come extremely large. This is the con- dition of resonance, and is obviously a dangerous one. The built -in damping of a mechanical reaction vibrator is made up almost entirely of bearing friction and windage friction opposing motion of the eccentric weights and the oscillating table. It is usually assumed to have a coefficient of 0.1.

With overall design of the vibrating platform established, the various detail parts were then investigated, starting with the mounting springs. The design of the springs depends upon whether we want hard or soft mounting, that is, a stiff spring with a very high natural frequency or a soft spring with a low natural frequency. The stiff spring

should in theory allow the table to reach operating frequencies without passing through resonance. The soft spring will require acceleration through resonance on the way to operating frequency. On the other hand, the stiff spring will tend to transmit the table forces through the support structure and into the founda- tion. To avoid passing these vibrating forces into the building floor, the founda- tion would need to be a very heavy "seismic mass suitably isolated from the floor. In practice, such seismic masses are made about ten times the total mass of the vibrating system. The soft spring tends to isolate the supporting structure and foundation from the oscil- lating forces on the platform, and is more desirable from this standpoint.

Another consideration favors the soft spring mounting. Fig. 1 shows a plot of transmissibility (y /a) versus w /w . Where w = w,,, transmissibility increases rapidly, approaching infinity. This plot neglects damping, the effect of which would be to decrease y /a to within finite limits; but it would still be very large depending upon the amount of damping. The value of w where this peak occurs would not be affected appreciably by damping, and the resonance would still occur at w = w,,, i.e., the critical fre- quency.

Fig. 1 shows that the region of stable isolation occurs where w /w > YE In fact, the transmissibility factor rapidly approaches unity as the ratio co/w in-

creases beyond v In other words, such a spring system would be com- pletely stable where its natural fre- quency was 1/2 or 1/3 the forcing fre- quency. On the other hand, in the region where co/w < 1, this stability is critical until a very low value of w /w is reached, approaching zero. Thus, in this region, a very stiff spring system would be needed, and the transmissibilities would ap- proach zero.

The operation of this type of "shaker depends upon the transfer of the energy of the eccentric weights to the table. From the principle of the equivalence of work and energy, it can be shown that if M = mass on the vibrating table (in- cluding that of the table itself) , X = its single amplitude of oscillation, m = the mass of one eccentric disk, and K is its radius of gyration, then:

mk = MX y /a

In the region where y /a is close to unity, we take it as equal to one for sim- plicity and then MX = mk.

Obviously, from the standpoint of min- imum loads on the shaft bearings and on the supporting structure, it is advan-

39

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tageous to use soft springs, preferably springs which would give w /o: = 3 or more, where the amplification is sub- stantially unity.

The next step in the design process, then, was to determine the excursion of the platform necessary to impose a 2 -g load on the equipment at the operating frequencies. For a linear oscillator at any given frequency, the g load is a function of the maximum amplitude.

Substituting in Eq. 2, for 1 g (x = 386 in /sec'), we find the maximum am- plitude of oscillation z, = 9/78/f2. In general, then, g = 0,1022 xOf2, since 1 g is equivalent to 386 in /sect. If D4 is the double amplitude of vibration, then g = 0.0511 D, f. Then, for a 2 -g load and f = 60 cps, we find x = 0.0054 inch and D.,= 0.0109 inch. At f = 25 cps, we find x= 0.0313 inch and D., = 0.0626 inch. These, then, are the limits between which the platform oscillates.

The table itself is 1 -inch plywood, (40 x 26 inches) covered on top with a 1/8- inch -thick aluminum plate. Plywood was chosen for several reasons: 1) to pro- vide a reasonably rigid flat platform without going to a heavy steel or alumi- num plate; 2) to allow for quick and

easy mounting of equipment and fixtures by use of simple straps and bolting thus avoiding elaborate holddown arrange- ments and hole patterns needed with a metal plate; and 3) fabrication costs. The rigidity of the plywood table was greatly increased by suitable ribbing and cross -bracing on the bottom surface using steel angles, channels and flat kirs as needed. Channels were provided as attaching members for the pillow block ball bearings supporting the ro- tating weight shaft. Fig. 2 shows a sim- plified section through the structure. The vibrating platform with reinforcement and components weighs 50 pounds.

If the heaviest equipment to be mounted is 300 pounds, the total weight to be shaken is 350 pounds, or 88 pounds per spring. The maximum loading con- dition occurs when this total weight is vibrated at 25 cps for 2 -g load. In this case, MX = 350 X 0.0313 = 10.96 lb -in. This immediately gives us the maximum mk condition for the eccentric masses.

For any frequency greater than 25 cps or weight less than 350 pounds, this factor will obviously be reduced. In these calculations actual weights are used in- stead of mass because the acceleration

due to gravity occurs on both sides of the equation relating MX to mk.

If the springs are sufficiently soft, that is, with a natural frequency low enough so that they work in the region of co/0) = 3, Fig. 1 shows that mk need be no larger than 10.96 lb -in. The amplifica- tion factor is never less than one on the "soft" side of resonance. However, if stiff springs are used so that they are working on the "hard" side of resonance where w /w < 1, then mk will have to be larger than 10.96 lb -in. As already noted this will result in greatly increased loading on the shaft bearings and structure.

In deciding to use flat cantilever springs designed for soft mounting, the natural frequency of the springs had to be less than f/f and preferably less than f, /3 to avoid resonance effects. Thus, for 60 cps, the desired spring needed to have a natural frequency of about 20 cps. At 25 -cps operation, this spring would be critically close to resonance. Using the criteria of f/3 results in too soft a spring. The desired natural fre- quency is then taken as 18 cps.

Design considerations indicated that the cantilever springs should have a free length of 4 inches from point of support

APPENDIX: DESIGNING THE SPRINGS

AND DRIVE SYSTEM

The natural frequency f, of any spring with a single degree of freedom is:

1 g f, - S

cps (5) 2r

The deflection 5 of a statically- loaded cantilever beam (i.e., in this case the flat spring) is:

ó = W13 /3E1 (6)

Where: W is the total load on each spring, pounds; 1 is the length of spring, inches; and E is Young's modulus = 30 X 1O psi for steel. Also, I, the section moment of inertia, is:

I = 1/12 (bhG) (7)

Where: b = the width and h = thickness of the rectangular section through the spring (inches).

Substituting Eq. 6 in Eq. 5, and taking 1 = 4 inches and W = 88 pounds, then for fT = 20 cps we find the required I = 0.00256 in.' (Actually, in a thin spring where h < <b, Eq. 6 should he multiplied by (1 - 0), where y is Poisson's ratio. Since e is usually around 0.3, actual deflections may be 10% less than the above approach indi- cates.) Physical considerations suggested springs 3 ìnches wide.

Initial utilization of the table was for equipment weighing about 50 pounds; adding 90 pounds for fixtures plus table gives W = 35 pounds per spring. For this loading at f = 20 cps, we need I = 0.00102 in.' With b = 3 inches and trying

Fig. 3- Spring capabilities.

.1566

MIN. WE

SPRINGS

Nlx Yli .IiN 8MIN03

25 CPS

30 CPS

1

.17* SPRINGS

.166 SPRINGS

.176 i PLAIN GS

.156 SPRINGE 40 CPS

.1?11 SPRINGS

.156 SPRINGS SO CPS

I

ITS SPRINGS GO CPS

.136 SPRI NOS

O 20 40 SO SO 100 IGO 160 16O 180 200 220 240 260 280 600

TOTAL WEIGHT OF EQUIPMENT ON SHAKER TABLE, POUNDS

h = 0.156 inch, the actual I = 0.00096 in.' For this I, and W = 35 pounds, we find the actual natural frequency from Eq. 5 and 6 as f, = 19.4 cps, which is acceptable for the aforementioned 50 -pound equipment to be tested at 60 cps.

The next step is to check stresses in the springs. The oscillating spring is subjected to two super- imposed stress components: from static load, and from dynamic loading.

For the static components at W = 35 pounds, and / = 0.00096, we substitute in Eq. 6 and find ó = 0.026 inch. The static stress os is:

3E (h /2)S os - - 11,400 psi (8)

12

The dynamic -stress component is found by using Eq. 5, to calculate a ± 5, taking f' as the operating frequency of 60 cps. From Eq. 8, the fluctuating dynamic stress an = ±2390 psi. Therefore, the stress in the springs ranges between 9,000 and 13,179 psi (ITS ± on), a fluctuating stress that is, of course, fatigue loading.

For the maximum equipment loading of 300 pounds, we use W = 88 pounds per spring, and try h = 0.250- inch -thick springs. Following the above calculation steps gives for 60-cps operation a fluctuating stress of 14,500 to 19,290 psi.

Note that for the same material frequency f, at various equipment weights, the static deflection ó is constant; in this case about 0.024 to 0.026 inch -which follows from Eq. 5. But for a constant deflection, the thinner the beam the lower the maxi- mum stress because the distance from the neutral axis to the extreme fiber decreases. Therefore, it is advisable to use the thinnest spring consistent

Fig. 4- Eccentric discs.

with the f, and the maximum stress desired. O course, the value of I must be maintained, and if the thickness is reduced. the width must be in- creased considerably (since b is inversely propor- tional to h5). Obviously, this approach has practical limitations because h increases rapidly and the beam will no longer act according to theory.

For the initial operating requirements of this table, the springs chosen were:

1) Light Loads; 0.156 inch thick by 3 inches wide. 2) Heavy Loads; 0.188 inch thick by 3 inches

wide. For the second spring at 300 pounds of equipment, f, = 16 cps. This spring is adequate for the heavier loads but at lighter loads may result in resonance effects at 25-cps operation.

Materials procurement dictated that the actual spring (2) he 0.176 X 3 inches. Then, I = 0.00136 int, and at 88 pounds per spring, fc = 14.7 cps (which is acceptable for all ranges of frequencies, 25 to 60 cps, at 300 pounds). Then, ó = 0.046 inch, and os = 25.800 psi. At 25 cps, the ampli- tude of vibration is ±0.03 inch. Then, on = ±16,800 psi, so that the fluctuating stress in the

spring is 9,000 to 42,600 psi. At 60 cps, the on = ± 2,800 psi, and the fluctuating stress is 23,800 to 28,600 psi.

Using 0.156 -inch springs with 300 -pound equip- ment load, ó = 0.063 inch, and as = 27,600 psi.

The stresses developed in the spring by the fore- going loads, while high for fatigue loading, are not unduly high for properly heat -treated spring steel such as SAE1070, specified for this design. Never- theless, for practical reasons in a piece of capital equipment such as this, the maximum static stress

Fig. 5- Phasing between eccentrics (0.156 and 0.176 inch thick springs only).

a1

40 60 SG Np 120 Ib 160 ISO

DEGREES PRASE NGLE BETWEEN ECCENTRIC 0.6

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to center of load application. Although in actual construction there may be con- siderable overhang from the point of load to the free end of the spring, for pur- poses of analysis, the center of load is taken as the free end (a convenient and allowable simplification, especially since precise built -in conditions are not known at this stage of design).

Detailed analysis of the springs and drive system are presented in the accom- panying Appendix.

The final step in the design is to plan a way of anchoring the vibrating table to a foundation so that the shaking forces are not transmitted to the floor.

Some help has been obtained by using soft springs but these are of little help when passing through resonance. The principle of the "seismic mass" can be used here. The supporting structure is securely bolted to a heavy foundation of sufficient mass to result in very small movement of the foundation. The foun- dation itself is isolated from the floor, the isolating material absorbing the mo- tion of the foundation. The motor stand must be completely isolated from the vi-

bration table foundation so that no vibrations are induced into the motor

through this means. However, the shaft carrying the eccentric discs will oscillate with the table and thus will impose its cyclic motion on the motor shaft. To minimize this, a flexible coupling is placed between the motor and the drive shaft. The coupling, of course, must be able to absorb the maximum transla- tional misalignment due to normal oscil- lation of the table, in this case ± 0.031 in. No coupling can take care of the ex- cessive translations which occur during resonance and the only things that can be done are to pass through resonance as quickly as possible, and to load the springs so that resonance occurs at as low a frequency as possible.

OPERATIONAL EXPERIENCE

The machine was used in regular opera- tion on a variety of equipments at the New Castle, Delaware, Engineering Fa- cility since it was first assembled in the spring of 1963. It has now been trans- ferred to the Environmental Engineer- ing Laboratory in Camden.

Barring fatigue failure of the springs, the vibrator should last indefinitely. The bearings which are oversized for the load should have an almost infinite life

with proper care. With careful selection of springs to suit the weight- frequency combinations, fatigue failure of the springs should be no problem.

Commercially, a shaker to meet the specific requirements of this job could not be bought as an off -the -shelf item but would have to be designed and built as a custom item, especially as it had to fit inside the Hotpak chamber. The ma- chine described herein was designed and fabricated for a total in the neighbor- hood of the cost of a purchased item of standard design for which the support structure would need considerable modi- fication in order to fit into the Hotpak chamber. It has to be remembered that the need to meet a schedule was a strong factor in deciding to build the machine here.

BIBLIOGRAPHY

1. Den Hortog: Mechanical Vibrations, 4th Edition, McGraw -Hill Book Co., 1956.

2. Timoshenko: Vibration Problems in En- gineering, 3rd Edition, D. Van Nostrand and Co., 1955.

3. Freberg and Kemler: Elements of Me- chanical Vibrations, 2nd Edition, John Wiley and Sons, 1949.

will he arbitrarily limited to 16,000 psi. The maxi- mum allowable static deflection will he á = (16,000/11,400) X 0.026 = 0.036 inch, and the maximum load will be 35 X (0.036/0.026) = 49 pounds, say 50 pounds per spring.

Thus, for the four springs, the maximum load for the 0.156 -inch springs will he 200 pounds total, or 150 pounds of equipment phis fixtures. Using these criteria of maximum stress and critical frequency (to be such that f/f. = v/2as a minimum) a chart of spring capabilities can he drawn up specifying the load and frequency ranges in which the 0.156 - inch and 0.176 -inch springs can be used. Such a chart is shown in Fig. 3. Thus. according to Fig. 3. for equipment weights greater than 150 pounds. the 0. 176 -inch springs should be used, except that at 25-cps operation, the load on these springs should not be less than 220 pounds. (Loads below this are likely to lead to resonance in the table.) For the 0.156 -inch spring the minimum equipment weights to be used to avoid resonance are: a/ 25 cps. 130 pounds; at :10 cps, 70 pounds; and al 40 cps, 15 pounds. At 50 and 60 cps, equipment weights down to zero should he capable of vibrating on these springs without resonance.

It will be noted that with the machine as de- scribed with the two sets of springs, there is a gap in the weight range for recommended operation of 25 cps. The maximum recommended equipment, weight for the 0.156 -inch spring is still 150 pounds, but the minimum recommended for the (1.176 -inch spring is 220 pounds. Neither spring is considered suitable for the range of weights between. For this gap a new spring will have to be designed.

The oscillations of the table are induced by a pair of eccentric discs which set up bearing re- actions in the shaft bearings due to centrifugal force of the displaced weights. As we intend to work in the region where xo /a° is close to unity, we assume it equal to I for simplicity so that. as we saw in the foregoing, MX = mk. The design of the forcing system has to be made flexible enough so that the effect of a number of simplifications adopted in design will be absorbed by suitable adjustments. This has been done by splitting each eccentric disc into two equal parts which can be symmetrically phased with respect to each other. Thus, when the c.g.'s of the two discs are in line, we have the maximum effect of the eccentric masses. When the two c.g.'s are 180° apart, the effect is zero. In between the effective mass is obtained as the resultant of a vector diagram.

At 60 cps and 350 pounds total weight to be shaken, we found the total excursion for 2 g to be 0.0109 inch, double amplitude. In this case. MX = 1/2 X 0.011 X 350 = 1.75 lb -in.

At 25 cps and 350 pounds, the total excursion for 2 g is 0.0626 inch. Then MX = 1/2 X 0.063

X 350 = 11.0 lb -in. As we have taken the amplifi- cation factor to be unity. the maximum mk needed in the eccentric weights is 11.0 1b -in or 5.50 lb-in per each of the two sets. As we have divided each set into two separate but equal discs, each one needs 5.5/2 = 2.75 1b -in.

The design chosen for the eccentric disc is that of a semicircular sector on a suitable hub. From considerations of design and bearing loads, the bearings chosen were pillow -block ball bearings of 14 -inch bore, the series called by SKF, "SY- 104 ". 'l'he design of the disc is shown in Fig. 4. The hub bore is 1.25 inches. 'l'he O.D. of the hub is 2 inches. The outside radius of the sector is 3.50 inches. The length of the hub is made 1.0 inch to allow for set screws. The width of the sector, a, is to be determined from the mk value needed.

By the method of elementary mechanics we find the polar moment of inertia of a circular sector to be:

Mr2 Jp = - Ib -in sect

2

Where: r is the outside radius and M is the mass of the sector. This is the Jp of any circular sector regardless of its included angle so that it holds for a semicircular sector as well as for the full circular cylinder. By definition. Jp = Mk', so that k2 = Jp /M = r2 /2. Whence, the radius of gyration of the sector = k = r /1/2.

As the hub is symmetrical about the axis of rotation, its effect is neglected and we need to deal only with the semicircular disc. Each of the phasing discs has been designed to a value of mk - 3.0 lb -in, which allows for a certain margin of error in meeting the force requirements of the table. Such a margin is advisable because, as already noted, the design analysis is highly simplified- especially in relation to the behavior of the springs. (A more refined analysis was not in the writer's opinion justified on the grounds of cost and time, and a number of assumptions would still have had to be made.)

For an outside radius r = 3.50 inches, k = 3.5/ = 2.48 inches. At Wk = 3.0 lb -in, W =

:3/2.48 = 1.21 lb. Knowing the weight of the disc, it remains to

find the thickness a,' and this comes out to be 0.298 inch. From production considerations, a was made 0.406 inch. The resulting weight of the sector is 1.92 pounds. With all four discs lined up in please for maximum input to the table, the input energy is 1.92 X 2.48 X 4 X 2 = 38 lb -in. This is far more than it is expected will be needed to impose a 2g load on the 300 -pound equipment at 25 cps, so that the discs will always be operated at some relative phasing angle.

As an example, suppose we set the two discs a each bearing 90° apart. Then, per set, Wk = 2 X 1.92 X 2.48 = 10 lh -in. By the parallelogram of forces, the resultant Wk effecting input to the table is 10 X -./2 = 14.14 lb -in. For the two sets, then total Wk on the table is 28 lb -in.

Similar calculations can be made for other angular displacements and a chart drawn up as Fig. 5, giving angular phasing relations against resultant Wk acting on the platform. Of course, the set of discs at each of the two bearings must line up correctly with the set at the other bearing, so that the resultants of both are exactly in phase. Otherwise, an unwanted rocking action will be induced in the table.

There remains the problem of powering the table. An oscillating spring system, once it has been accelerated to operating frequency is self - powered to a large extent. The work which has been put into deflecting the springs by the table is fed back to the table by the springs on the return cycle. Of course, there are losses: friction in the bearings, windage and hysteresis damping in the springs. These can be quite small. The only other load on the driving system will be the inertia torque reactions to acceleration of the vibrating mass.

The motor chosen to drive the table is a DC variable speed motor from 1,500 to 3,600 rpm (equivalent to 25 cps to 60 cps). In this range of speed, its output torque is constant and as it is rated at I4 hp at 3,600 rpm, the torque is (5,250 X A) /3600 = 8.8 in-lb, at output shaft. Torque of acceleration involves only the acceleration of the eccentric masses. For each of these discs, Jp = (1.0304 slug -in., For four discs, Jp = 0.122 slug -in., At 3600 rpm, ea = 27r X 60 = 378 radians /sec. Then, the energy required to reach 3600 rpm = E = = 8,750 rn -lb.

A h -hp motor with an output shaft % inch in diameter will develop 55 in -lb of work per revolu- tion. To reach 8,750 in -lb of energy will take 159 revolutions of the motor. In view of the almost negligible friction and windage torques, accelera- tion should be limited only by the rotating inertia reaction. But even if the motor reached 3,600 rpm in the minimum possible time, it would still take 159/60 = 2.65 seconds to do so. Thus in coming up to 3,600 rpm, average acceleration would be 378/2.65 = 142 radians /sec,. The torque required for this acceleration would be T = Jpa = 0.122 X 142 = 17 in-lb. This is about twice the torque available at the motor, so that it would not he able to accelerate the machine at this rate. This does not mean that the motor is underpowered or inadequate, but that acceleration will take twice as long as calculated, or about 5 seconds. Actually, the motor is brought up to operating speed in discrete steps by the rheostat control so that fully adequate torque is always available.

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MECHANICAL FIELD MAINTENANCE OF RCA EDP product line, the list of speci-

EDP EQUIPMENT

Modern electronic data processing installations must operate at peak efficiency and with minimum down -time for servicing if the best return on the large dollar investment in them is to be realized. An important activity of the RCA Service Company is the maintenance of many installed RCA computer systems, an

activity performed in the field by Computer Service Representatives. To sup-

port their work is an important responsibility of the EDP Service Engineering group of the RCA Service Company, where electrical and mechanical engi- neers perform important analyses of service problems. This paper discusses ap- proaches used to some of the mechanical maintenance problems encountered.

HERE are a number of mechanical I aspects of an electronic data proc- essing installation that affect its main- tenance and, thus, ultimately affect its efficiency of operation.

Field needs are indicated in many ways, such as engineering data requests, service hints, suggestions, memos, phone calls, formal meetings, and part -usage data. Such information from many sources must all be carefully analyzed to determine if any given problem or suggestion for improvement is or could be common to all computer installations. Questionnaires are frequently used to ob- tain data on the extent or severity of a given problem. Solutions to one -of -a -kind problems are given to field service per- sonnel by phone or letter, while solu- tions common to all sites are relayed by the more formal Service Letter.

Some titles of recent Service Letters will illustrate the broad scope of the in- formation supplied to the field: "Air Conditioning," "Removing Excessive Gear Train Play by Shimming," and "Fan Bearing Replacement for the RCA 501 System."

SERVICE TOOL EVALUATION

To do a repair or maintenance job effi-

ciently, proper tools are imperative. This is especially true on computer equip- ment, since repair and maintenance time is at a premium. Tools required for maintaining EDP equipment can be classed as "commercial" or "special." Commercially available tools (screw- drivers, wrenches, etc.) usually present no problems. However, care must be taken to prevent the possibility of dupli- cating similar tools that may be specified by different equipment vendors. This is possible since equipment manufacturers usually specify the necessary mainte- nance tools and RCA EDP systems utilize equipment made by many manufac- turers. Manufacturer- recommended spe- cial tools such as gages, jigs, fixtures etc.

42

E. J. CROALL, JR.

EDP Service Engineering RCA Service Co.

Cherry Hill, N. J.

must first be analyzed to determine if they are absolutely necessary to main- tain the equipment. The design of a special tool must be checked to insure that it will aid rather than hinder the service man, that the specified tolerances are justified, and that the cost is reason- able. Special tools must also be ac- curately inspected before they are re- leased to the field.

Similarly, it is important that the service representative have available to him the best in operating supplies, such as lubricants, along with clearly outlined procedures on how to use them. For example, as equipments are added to the

EDWARD CROALL received the BSME from Drexel Institute of Technology in 1955. He was employed at the Burrough's Research Laboratories as an

Assistant Development Engineer working on new

ledger and check transports, where he spent exten- sive time in the design and development of high speed magnetic and electrostatic inkers. In 1960,

he joined the Beloit Eastern Corporation where he

was responsible for the design of new paper han- dling equipment and the redesign of obsolete equipment for useful service. In 1961 he joined the RCA Service Company, EDPS Engineering activity, where he has been responsible for all phases of mechanical service engineering from developing new test and alignment procedures to evaluating the feasibility of repairing a defective assembly,

lied lubricants multiplies, and in many cases four or five lubricant products from different manufacturers may be listed, even though all do essentially the same job -a maintenance problem that results from the fact that RCA EDP equipment may utilize components made by several manufacturers. In one case, a lubricant list that had grown to some 25 different types was cut to just 5 by consultation with the manufacturers -thus materially easing the supplies problem and the written procedures. This is very signifi- cant when it is realized that lubri- cating greases have a short shelf life because they are nonhomogeneous and will separate in time. Thus, quantities of grease stocked at a computer site must be such that it is used up before shelf life is exceeded. Similarly, ware- house stocks must be controlled.

In selecting cleaning agents, not just their cleaning ability must be consid- ered, but also potential deleterious ef- fects on machine parts, detrimental health effects, etc.

PARTS EVALUATION

The equipment in a typical field instal- lation is composed of hundreds of thou- sands of component parts. Some of the parts llave a long life expectancy while others have a relatively short life ex- pectancy. Every installation must there- fore stock a sufficient supply of parts to meet everyday needs. This requires making a recommended site spares list for every piece of RCA EDP equipment. The two big problems in making such a list is what and how many. If too many items are stocked at an installation it will tie up too much capital in inventory, but if too few are stocked it could result in excessive downtime and subsequent loss of computer rental fees. For new equipments that are introduced to the field, the lists are based on past experi- ence and educated guesses. All lists are then updated quarterly based on actual parts usage to insure that sufficient quan- tities of the required parts are stocked.

There are many assemblies and sub- assemblies utilized in the various equip- ments that malfunction as parts wear or break. The majority of these assemblies may be repaired, but who will perform the repair, is it economically feasible, and are the replacement parts available? Some assemblies may be repaired in the field using procedures developed by EDPS Engineering, since special tools are not required and the assembly re- alignment is not critical.

Switchlight assemblies used in the 301 and 501 equipments are good examples of field -repairable assemblies. Malfunc- tioning microswitches cause a majority

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of switchlight failures. Switch replace- ment was thought impractical because the assembly was riveted, and a popular misconception is that riveting involves very special skills and is used to gain precise parts alignment. Actually, rivets are used for production economies. (Pre- cision would have called for pins. shoul- der screws, keys, etc.) In this case, using a #2 -56 panhead screw, nut. and lock washer made it possible to replace a

defective microswitch in the field. Ap- plying Loctite -D to the nut prevents vibration loosening.

Assemblies which are economically repairable hut require remachining and then readjustment using special tools are sent to a depot where they are farmed out for repair. Once an assembly has been repaired, it is required to meet a set of test specifications developed by EDPS Engineering before it is shipped back to the field.

There are also many components used throughout the various equipments which fail rather rapidly. Constant evaluation. life tests, and experiments are being performed in an effort to find better more reliable parts or a method to prolong life of presently used parts.

A good example of increased parts reliability is replacement of the 328 lamp used to excite photocells in the 381 tape station with a GE381 lamp. Their prices are about the same, yet the 381 has a life of 45,000 hours, compared to 350 hours for the 328 lamp.

An evaluation is presently being con- ducted into the use of shims in the 573 printer clutch -brake to obtain the de- sired running gap. End play in the armature shaft cannot be tolerated; therefore, the center portion of the armature must be in contact with the flanged oilite bushings of the clutch and brake. Experiments have proven that the surface of the flanged oilite bushing wears at a much faster rate than the brake material on the armature. To maintain the desired gaps between the friction surfaces of the clutch. brake and armature, shims must he added on the armature shaft. The shim material must be capable of resisting wear as there will always be relative motion between the center portion of the armature and one of the two oilite bushings.

Life tests to determine the inter- relationship of horizontal versus vertical mounting, speed, and shielded vs sealed bearings have been in operation since early 1963. The results of these tests are helpful in setting up preventive mainte- nance programs such as the fan bearing replacement program for the RCA 501.

Many experiments are conducted to

determine if hints and suggestions sub- mitted by field personnel are work- able. An experiment conducted recently proved that by modifying the shape of a leaf spring on a pressure pad assem- bly. its life could be extended by a factor of 100. Also, by making the spring field replaceable, the replacement cost would be reduced from $10.00 to $0.50 and the time required for instal- lation reduced from 30 minutes to 10 minutes.

SOLVING PARTS FAILURES

Inspection of parts which have prema- turely failed coupled with exact knowl- edge of their machine function helps determine the cause of the failure and suggests what remedial measures must be taken to prolong part life. Premature failure of the 581 tape station pressure roller assemblies will be used to illus- trate this point.

Hundreds of malfunctioning pressure roller assemblies were inspected to de- termine what type of failures were oc- curring; 52% of the failures were due to the separation of the rubber tire from the aluminum hub. This problem was caused by attempting to mold rubber onto an aluminum hub which had a 32 or better microfinish. Due to the smooth surface on the hub, the rubber tire could work loose during normal operation. This condition was overcome by speci- fying that the hub surface should be sandblasted or fine knurled prior to in- stallation of the rubber tire.

Also, 29% of the failures were caused by bad bearings. Bearing failure was caused by damage upon initial installa- tion and tape oxide and fretting corro- sion dust which had worked past the shields into the hearings. Bearing dam- age at initial installation was minimized by providing field personnel with the proper installation procedure and instal- lation tools. The oxide dust from the tape could not be eliminated but it could be minimized by periodic cleaning and lubrication. Dust caused by fretting cor- rosion is caused when two mating sur- faces creep or oscillate relative to one another at a high rate of frequency. This type of motion did exist between the pressure roller shaft and the inside di- ameter of the bearing, because shaft tolerances were chosen to insure that there would always be a clearance fit. Relative motion between the two parts was eliminated by adding a very small drop of Loctite grade E to the shaft where it enters the bearing. Of the failures, 9% were caused by elongated shaft holes in the fork. The holes were elongated by the repetitive actuation of the pressure roller assembly against the

capstan roller. Loctite grade D was ap- plied to the shaft to prevent movement of the shaft within the fork. The appli- cation of Loctite also stops lateral shaft movement thereby preventing the shaft from damaging the pressure roller housing.

Many fans used to circulate air through 301 and 501 equipments fail because of bad motor bearings. If the fan could be removed before the motor windings overheat and subse- quently burn, the bad bearings could be replaced. At the present time, the first indication of a bad fan is usually smoke or the odor of burnt enamel. When a motor is allowed to overheat to this extent, the windings are usually de- stroyed. EDPS Engineering is presently engaged in a program to find an eco- nomically feasible method to warn the operator that a fan is not performing properly long before it burns out. One method which was evaluated was fusing. This method was found to be impracti- cal because the difference between full load current (0.75 amp) and the locked rotor current (0.85 amp) was too small. A 0.75 -amp instrument fuse will pass 0.85 amp for two or more hours before it will blow. A fan motor winding will be completely burnt in this period of time. Another method which was evalu- ated was reduced air flow detection util- izing air flow switches. Air flow switches may be effectively used in laminar air flow not in turbulent air flow. The de- livered air from the subject fans ap- proaches laminar flow, but, there is not enough clearance available above the fans to mount the switch. Air motion on the intake side of the fan is very turbulent, therefore, the switch would not operate reliably. A third method is presently under investigation. This method employs a temperature sensi- tive switch fastened directly to the motor. It was proven by experimentation that the average motor case temperature of 85 °F when running at full load is increased to 120 °F in a 5 minute period when the rotor is locked. When an in- expensive reliable temperature sensitive switch is found, this method of fan motor and rack protection will be employed.

CONCLUSION

These problems and many others of a similar nature will continue to make the work of this mechanical engineer in the EDPS Engineering activity challenging though hectic. The wide array of prob- lems encountered in a service organiza- tion require the full use of one's re- sources and promise many demanding but interesting experiences.

43

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Cwawfí

The 1964 Individual Awards for

Seieuce

Dr. Alfred H. Sommer

T 77-77

Jack Breckman

... About the Awards RCA's highest technical honors, the four annual David Sarnoff Outstanding Achievement Awards, have been announced by Dr. George H. Brown, Vice President, Research and Engineering. The 1964 Awards will be conferred on two individuals and two science and engineering teams for major contributions to the fields of color television, space technology, integrated circuitry, and electron tubes. David Sarnoff, RCA Board Chairman, and Dr. Elmer W. Engstrom, RCA President, will present the awards which consist of a gold medal, a bronze replica citation, and a cash prize for each.

The Awards for individual accomplishment in

science and in engineering were established in 1956 to commemorate the fiftieth anniversary in

radio, television, and electronics of David Sarnoff, RCA Board Chairman. The two awards for team performance were initiated in 1961. All engineer- ing activities of RCA divisions and subsidiary companies are eligible for the Engineering Awards; the Chief Engineers in each location present nom- inations annually. Members of both the RCA

engineering and research staffs are eligible for the Science Awards. Final selections are made by a com- mittee of RCA executives, of which the Vice Presi- dent,Research and Engineering,servesasChairman.

44

4111P 4111.

DR. ALFRED H. SOMMER, RCA Laboratories, Princeton, N. J., recipient of the 1964 David Sarnoff Outstanding Achievement Award in Science . . . `for meritorious con- tributions in the field of electron- emission phenomena leading to new emitter materials for electron tubes. '

DR. SOMMER, winner of the Individual Award in Science, has gained world -wide recognition in the field of photo - emission for his contributions not only to the practical development of photocathodes, but also to the theoretical semiconductor physics of these emitters. He has been on the technical staff of the RCA Laboratories since 1953 and is probably unique in being the only scientist to have discovered three entirely different photocathodes, mate- rials that produce electric current when exposed to visible light. Two of his cathodes widely used in RCA light - sensitive products are the S10, a bismuth- silver -cesium photocathode, and the S20, a multialkali photocathode. The S10 is used in all commercial image orthicons, and the S20, the most sensitive photoemitter known, is used in special photomultipliers, image intensifiers, and super- sensitive camera tubes. Dr. Sommer's work has led to a great increase in our theoretical and practical understand- ing of photoemission. His more recent work on solar -blind, ultraviolet- sensitive cathodes for space applications has also been of significance. In 1963 he developed a new cathode which is of considerable value in nuclear detection devices (scintillation counters). It is a potassium- cesium -anti- monide semiconductor with high sensitivity to blue light and low thermionic emission.

MR. JACK BRECKMAN, Systems Engineering Evaluation and Research (SEER), Defense Engineering, RCA Defense Electronic Products, Moorestown, N. J., recipient of the 1964 David Sarnoff Outstanding Achievement Award in Engineering . . . `for far -reaching contributions to space technology by means of the Breckman Projection and the comprehensive simulation of the earth -space environment."

MR. BRECKMAN, recipient of the individual engineering award, has demonstrated unusual competence and creativ- ity in conceiving and developing original approaches to critical data analysis problems in space technology. Shortly after joining the Radio Corporation of America in 1954, he designed in detail all the logical circuitry for the central control equipment, and supervised its construction, for the BIZMAC computer installation at the Army Ordnance depot in Detroit. More recently, he has formu- lated and written the entire mathematics for the PAGE computer programs which can handle performance analysis of any ground -station network working in space surveil- lance, and for the complementary EAST program, which can generate moment -by- moment details of all passes of a possibly long -lived satellite over a network of 100 observ- ing stations. Perhaps Mr. Breckman's most important achievement, however, is the Breckman Projection (also called B- Chart), which does for space and satellite prob- lems what the Mercator Projection did for earth charting and ship navigation centuries ago. Just as the Mercator renders a ship's course as a straight line, so the Breckman Projection makes it possible to render a satellite track in a straight line. For the first time, it puts into the hands of the field operator a tool which makes manageable all the com- plex relations of celestial mechanics and earth geography.

The 1964 'T

Freder

DR. BENJAMIN ABELES. DR. GEAI

MESSRS. JOSEPH A. BRIGGS, FREDERI STEVEN R. HOFSTEIN, and THOMAS C

the Electronic Research Laboratory, and WALLMARK, of the Research Services L Laboratories, Princeton, New Jersey, reciff David Sarnoff Outstanding Team Award "for team performance in making outstand to silicon -based integrated electronics."

Mrs. Phyllis B. Branin Avst

A. M. Morrell Theodc

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uYrtaaad:,lg AdveipM{ AwwLt

earn Awards for

- ic P. Heiman

GE D. CODY.

C P. HEIMAN, rSTANLEY, of

OR. J. TORKEL tboratory, RCA enta of the 1964 in Science . .

'ng contributions

tab, re A. Saulnier

e

4 Joseph A. Briggs

r

r l Steven R. Hofstein

t:dW spits

Dr. J. Torkel Wallmark

MRS. PHYLLIS B. BRANIN, and MESSRS. AUSTIN E. HARDY, A. M. MORRELL, THEODORE A. SAULNIER, TERRY M. SHRADER, and MORRIS R. WEINGARTEN, Television Picture Tube Division, RCA Electronics Com- ponents and Devices, Lancaster, Pennsylvania, recipients of the 1964 David Sarnoff Outstanding Team Award in Engineering . . . "for team performance in making many important contributions to the development of the shadow -mask design and screen application techniques which made possible the commercial success of the RCA color picture tube."

1

Terry M. Shradei

ve-'1 ̀aa'1 '1'

Morris R. Weingarten

.tce.enju^9 MESSRS. BRIGGS, HEIMAN, HOFSTEIN and STANLEY, and DR. WALLMARK, winners of the Team Award in Science, are members of a group which originated and established the concept of integrated logic nets as a major innovation in silicon -based integrated electronics. This concept has become a reality through the development of the MOS or metal -oxide semiconductor transistor, also an achievement by members of this group. In early 1961, this group undertook to fabricate "junetionless" silicon tran- sistors by exploiting an effect that had been observed in diode structures -a nonlinear capacitance attributed to conductivity modulation in silicon. The same effect, they reasoned, should make possible an \IOS transistor. Late in 1961 the first successful array of %IOS transistors was made. Basic studies conducted by members of this group re- vealed much about the role of surface states in BIOS devices and the electrical properties Of silicon dioxide, leading to experimental MOS transistors with much greater speed, improved stability, and simpler production tech- niques. A concurrent program leading to several inter- connection and insulation techniques was also carried out. with consultation on memory and logic applicat - within RCA Laboratories and on apparatus design with systems groups in DEP and EDP. Although the long -term impact of integrated logic nets may prove to be greatest for data processing equipment, their present success is contributing significantly to RCA's stature in the field of military microelectronics.

MRS. BRANIN, and MESSRS. HARDY, MORRELL, SAUL- NIER, SHRADER, and WEINGARTEN, winners of the Team Award in Engineering, have individually and collec- tively contributed numerous technical innovations to the evolution of color television tube manufacturing and to the development of the highly successful RCA shadow -mask picture tube. One of their noteworthy accomplishments has been an unique method for reconstituting the phosphor slurry necessary to the development of a practical process for applying an all- sulfide screen. Wide public acceptance of color TV is due in major part to performance features provided by this all -sulfide screen. This group also devel- oped a highly successful filming method for color picture tubes and an automatic color screening machine, both of which proved to be important in reducing costs as well as eliminating hazards to operators and overcoming critical control problems. Another vital contribution made by members of this group was a method for accurate removal and replacement of the shadow- mask -frame assembly, a major difficulty in mass -producing high- volume, high - quality, low-cost color tubes. Through these. and other innovations too numerous to mention, this group has not only contributed significantly to RCA's present leadership in color television, but has also provided a basis for con- tinuation of this leadership.

45

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The introduction of the air -bearing

panel for use with RCA TV tape re-

corders was a major step in improving

the performance of this equipment.

Advantages made possible by floating

the motor shaft on a film of air are

freedom from vibration, uniformity of

rotational velocity, and greatly ex-

tended bearing life.

TONE WHEEL THRUST BEARING

RADIAL BEARING

EXIT AIR

mAI smoI nIImivi Wi lil

~,ihii

[11

THRUST BEARING

RADIAL BEARING HEADWHEEL

MAGNETIC HEAD

t N RIP astir 777A o

./. Metbk"

COMPRESSED AIR

FILTER

CONNECTOR

SLIP RING

AIR - BEARING DESIGN FOR IMPROVED

VIDEO TAPE RECORDING

F. M. JOHNSON

Audio, Projector, Magnetic Head, and Scientific Equipment Engineering

Broadcast and Communications Products Division

Camden, N. J.

Fig. 2 -The completed air- bearing headwheel motor assembly as it ap- pears ready for installation in the RCA video tape recorder deck.

Fig. 1 -Cross section of the air -bearing headwheel motor as- sembly; simplified me- chanical design and construction provides a stable and sturdy unit that lends itself to the high precision required.

J

PPLIED RESEARCH, DEP, Camden, built the first air -bearing video

panel for broadcasting and demon- strated its performance possibilities. The job of designing an economically pro- ducible, commercially reliable unit was then performed by Broadcast Engineer- ing. The first three units were designed as "add -ons" to existing motor housings; to do this, one air bearing was fitted to each ball- bearing seat and a special shaft with headwheel was installed.

Subsequent production units were built without this conversion feature for

46

simplicity and economy (Figs. 1 and 2) In the new production model, the hous- ing was bored to hold the motor stator, and an air bearing was shrink -fitted into each end; air ducting was formed by grooves and drilled holes. The shaft was fitted with the motor rotor, headwheel, and tonewheel to complete a sturdy. simplified assembly.

A PRECISE MECHANICAL DESIGN

The rotating shaft is the key part of the air -bearing assembly. It is made of ni- tride- hardened nitraloy steel for gall re-

sistance and stability of dimension ; its hardness is Rockwell 15N -90 and it is finished to a micro -lour surface, similar to the hardness and smoothness of a razor blade, two journal surfaces and the two pilot diameters (for tonewheel and for headwheel centering) are concentric within 0.00005 inch; the diameter toler- ance of the journals is 0.0001 inch. Even the shoulder dimensions at each end of the shaft must be precise; such dimen- sions locate the tonewheel and head - wheel so that thrust journal surfaces are formed square to the radial journal sur-

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TABLE I- Glossary of Terms

bearing: the part in which a shaft rotates and is supported. journal: the shaft surface that is supported by the bearing. air bearing: a bearing and its jour- nal which uses air as a lubricant in lieu of oil, commonly used. hydrodynamic bearing: a bearing designed to float its journal on a film of lubricant (gas or other fluid) by the motion of the journal itself; no other pressure source is present. hydrostatic bearing: a bearing de- signed to float its journal on a film of lubricant whether the journal is still or moving; a pump or pressure source for the lubricant (gas or other fluid) is required. whirl: an instability characterized by rotation of the axis of the shaft as it rotates; usually occurs at some fraction of the journal speed (half - speed whirl, etc.). Lightly -loaded and large- clearance bearings are more prone to this. pad bearing: the bearing may be broken into sectors, each having its pressure supply and exhaust grooves or each may be pivoted to act indi- vidually, as in a Kingsbury thrust bearing; the journal need not be completely surrounded with a mul- tiplicity of pads. pool bearing: a hydrostatic bearing having a recess about each inlet orifice; the area and depth of each pool is suited to the job. Character- istically, a higher load, higher cost and less stable design. headwheel: a disc with holding sur- faces to which the magnetic heads are attached for the transverse recording of signals on magnetic tape. tonewheel: a disc of soft permeable material having a notch in its rim; it operates with the magnetic head to produce a signal (once each revolu- tion) for servo or timing purposes. gall: a transfer of metal from one surface to another as the two surfaces rub together. Galling is characterized by a roughening of the surface, pow- dering of the metal, and in tight- fitting bearings by a cessation of rotation.

"1

L J

faces; tolerances are held within 0.0001 inch -Tin (total indicated reading, dial indicator) at the outer wheel diameter.

When these tolerances are met and the stator bearings are within specifica- tions, the shaft may be operated safely after a complete pressured -air failure from 14,400 rpm to standstill; such oper- ation may be repeated many times with- out serious galling and the air bearing still remains capable of excellent broad- cast performance when air pressure is returned. However, constant rubbing to- gether of the shaft and bearings during

air failures results in galling; this proved to be the first obstacle to relia- bility that the air -bearing design had to overcome.

The housing, motor, two radial bear- ings with thrust surfaces, and the re- quired air ducts comprise an assembly of many parts; the combination must be nearly as precise in dimension as the shaft itself. The necessity for such pre- cision arises from the use of an air -film thickness of 0.0007 inch. For such an un- usually thin air film to act properly, bearing surfaces must be round and co-

axially in alignment with one another; alignment tolerances are held within 0.0001 inch.

THE AIR -BEARING ASSEMBLY

Both radial -bearing shells are of nitrided steel; at each bearing shell midlength, six 0.015 -inch diameter orifices are drilled radially and spaced equally about the diameter. Each radial- bearing shell is force -fitted to an aluminum mount, grooved to form appropriate air ducting. Air under pressure is fed to the six radial orifices by way of an annular duct, connecting ducts, and a connector nip- ple to mate with the air -supply connector on the tape transport. This connector is located as near as possible to a panel clamping screw to reduce the panel de- formation which might arise from air pressure and from the force of the con- nector shut -off valve actuating spring. An air filter catches any particles greater than 10 microns in size which might get into the ducts during shipment or hand- ling.

AIR -BEARING FLOTATION

The air -bearing assembly requires an airflow of 0.5 cfm at a pressure of 40 psi. Air enters each radial bearing through the six throttling orifices so that the shaft is held equidistant from each ori- fice by the pressure of the air. If the shaft is pushed toward one side, the bearing clearance is reduced ; to correct this, the exit (flow) of air from the bear- ing in this area is then automatically reduced, resulting in an increase of the air pressure in this bearing area. Mean- while, on the opposite side of the shaft, the reverse situation has occurred; an increased clearance and a greater exit of air produces a low- pressure area. This pressure differential creates a force op- posing the shaft movement whether the shaft is stationary or rotating.

The thrust bearings are lubricated by the exhaust air from one -half of each of the radial bearings; originally, mechani-

F. M. JOHNSON received his BSME degree from Pennsylvania State College in 1938. He was em- ployed until 1948 by the Universal Came-a Corpora- tion in the design of cameras, projectors and lens - building machines for binocular optic.. From 1948

to 1950, Mr. Johnson did engineering design of automotive replacement switches at the Ideal Cor- poration, Brooklyn, N.Y. At the International Re-

sistance Corporation he was engaged it the design of deposited carbon resistors, and machines and tools for metal -film resistor production until 1957.

During that year he joined RCA in the Airborne Fire Control section from which he transferred late in

1957 to the Magnetic Head Engineering group. Here he participated in the design a -d develop- ment of the headwheel panel for the ry tape re- corder and is presently assisting in the production engineering phase of the same unit.

47

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cal design incorporated separate ducts and orifices centered about the thrust bearings; but, tests indicated that equal performance was obtained without these orifices. An additional load requirement of the thrust bearing results from the long "coast- down" time (after the head - wheel is turned off) which is much too long for studio timing; the tonewheel serves as a very convenient braking sur- face; operators simply stop the shaft by finger pressure. When the thrust bearing cannot support this finger pressure, a metal -to -metal contact occurs and galling of the thrust bearings results eventually.

ECONOMY AND STABILITY

As designed and constructed, this pre- cision motor is economical when com- pared with a commercial grinding spin- dle of equal precision; such a spindle would cost about $750. Cost of the air - bearing panel is substantially less and provides a precise rotating mount for the magnetic heads; speed of rotation is 14,400 rpm. The 2- inch -wide magnetic tape moves in a direction parallel to the rotation axis of the headwheel; the tape is held widthwise in an arc that makes precise contact with the rotating heads. Each head traverses parallel -pitched paths, sequentially from edge -to -edge of the tape. This arrangement allows high head -to -tape speed while maintaining low tape speed and good tape handling. Any variations in the velocity of the heads cause signal errors, just as tape - speed variations do in the conventional tape recorders. Thus, headwheel bearing vibrations convert to high- frequency sig- nal flutter; bearing drag variations be- come low- frequency signal flutter.

The absence of such vibrations in the air -bearing panel can be attributed di- rectly to air flotation; there is no metal - to -metal contact. The bearing air -film and the motor's magnetic field are the only connecting media between the hous- ing and the shaft. However, the motor's magnetic field alternates with the driv- ing voltage and causes the motor rotor to vibrate as it rotates; the effect of this vibration on the tape heads may be re- duced by lessening bearing drag, reduc- ing the strength of field required, and by selecting a "safe" electrical frequency.

It is possible for the bearing air -film to become turbulent and cause a "whirl" (half -speed gyration of the shaft as it rotates) ; this is uncommon below 50,000 rpm and may be controlled in design. Another effect which may be transmitted to the tape heads, is the motion of the shaft due to dynamic unbalance; this is corrected by balance weights comprised

48

of four radially -threaded set screws ar- ranged in quadrature on both the head - wheel and the tonewheel. Using sensi- tive balance indicators as a guide, these screws are adjusted to provide a near - perfect balance; since there is no dis- tributing vibration from the bearing, this is done easily and precisely.

LONG BEARING LIFE

Long bearing life also results from this air film ; with no metal contact, there is no wearing surface. So long as clean, dry air is supplied, the bearing will con- tinue to operate, as new. An interrup- tion in bearing life may be caused by dirt accumulation on the bearing sur- faces; however, dirt may be washed away easily by an injection of cleaning fluid into the air ducts. Rusting of the shaft and orifices by the water in the air supply may be expected when high -hu- midity air is compressed. The rust prob- lem presented a serious obstacle to long bearing life; oily rust inhibitors were found to coagulate dust particles small enough to pass the fine filters; eventu- ally, such an accumulation of mud would jam the shaft. This condition, of course, could be corrected easily by a cleaning fluid wash as mentioned above; but, the oil protection against rust would be also washed away. Vapor Phase In- hibitor was tried, but it evaporated while the units were in the warehouse. Finally, it was observed that rusting became a problem only at the highest humidity condition; thus, the air from the com- pressor was stabilized in a tank to allow supersaturated moisture to separate and collect in the tank. The saturated air then enters a regulator where it is al- lowed to expand to five pounds less pres- sure. Such an isothermal expansion pro- vides air having a relative humidity of approximately 93% -and dry enough to avoid rusting of the bearing parts and of the motor laminations. A mysterious jamming of the shafts occurred when the saturated air regulator was adjusted for less pressure drop. After jamming occurred due to coagulated dirt parti- cles, the panel would be removed and set aside where the water would evapo- rate; when tried again, the panel would work well until water and dust again would jam the shaft.

UNIFORM SPEED

Uniformity of rotational velocity is another important feature of the air bearing. There is nothing present to give velocity variations other than air turbu- lence. This may be illustrated by apply- ing air to a panel with the slip -ring

brushes removed and the motor de- gaussed to remove static magnetic fields; turn the shaft slowly and it contin- ues to turn for many minutes. The air bearing has demonstrated its superiority in use with Pixlock operation (an ad- vanced servo system synchronizes the output picture signal from the head - wheel with the local sync generator by comparing horizontal sync pulses). Con- sistent lock -in and greater stability in operation are advantages of this air -bear- ing panel and can be readily displayed with this equipment.

HYDROSTATIC AND HYDRODYNAMIC AIR BEARINGS

The type of air bearing just described may be classified as hydrostatic; the shaft floats while the bearing is at rest. and the beating must be supplied with compressed air. The other major type of air bearing is the hydrodynamic, which floats the shaft only when it is rotating fast enough to wipe a film of air into the bearing by its own motion. Variations are made by using these combinations: 1) a hydrodynamic bearing with a pres- sured air supply or a fluid (alcohol, etc.) applied during start and stop only; 2) a small -pad hydrostatic bearing mounted adjacent to the hydrodynamic bearing for start use, or for continuous use. when the attitude of the bearing is constant; and 3) ball bearings mounted on each side of a hydrodynamic bearing pair allowing it to acquire speed until the ball bearings are lifted from their outer seats ; in this case, the bearings freewheel until the shaft slows down.

All such design variations require the higher precision of the hydrodynamic bearing, which has one -third of the clearance provided by the more desir- able hydrostatic design -and require at least twice the area to support the same load. By far the most reliable and least expensive bearing to design and build, because of the wider tolerances per- mitted, the hydrostatic self- compensated type is used in the air -bearing head wheel panel.

BIBLIOGRAPHY

1. H. R. Warren, "Advanced Magnetic - Recording Techniques and Equipment," RCA ENGINEER, Vol. 9, No. 5, Feb.-Mar. 1964.

2. B. F. Melchionni, "Magnetic Head De- velopment and Design," RCA ENGINEER, Vol. 9, No. 5, Feb. -Mar. 1964.

3. A. H. Lind, "TV Tape Recording -A Review of Techniques and Equipment," RCA ENGINEER, Vol. 9, No. 5, Feb. -Mar. 1964.

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SEPARABLE MULTI -CONTACT

CONNECTORS FOR HIGH -SPEED

COMPUTER CIRCUITS

Periodically, in the normal improvement of any technology, particular problems arise which require solutions utilizing novel and at times not completely orthodox techniques. Such a problem instigated the development described by this paper -a development which ultimately produced a separable multi- contact connector suitable for use with miniature coaxial cable in ultra- high -speed computer circuits.

M. E. ECKER, H. R. KAUPP, and D. P. SCHNORR

Computer Advanced Development* Electronic Data Processing

Camden 2, New Jersey

RECOGNIZING the need for an exten- sion of the computer state- of -the-

art to include high -speed digital equip- ment, the Government began a program several years ago to develop nanosecond computer techniques and circuitry. RCA was one of the companies selected to participate in this activity. The project goal was 3 to 4 logic levels per nano- second (nsec ) , 10 nsec per memory read -regenerate cycle, and a shift rate of about 6 to 8 bits per memory cycle. At these speeds problems occur in pack- aging density, crosstalk, and wiring de- lays. At the expected rate of propaga- tion, an interconnecting transmission line, 11 /2 inches in length corresponds to a delay of one logic level. The crosstalk tendency in high -speed computers neces- sitates the use of a well shielded trans- mission media. The problem, therefore. resolves itself into one of techniques aimed towards dense packaging- and the tise of coaxial cable as well as associated connectors.

*Since this paper was written. the authors have transferred to Defense Electronic Products. The Computer Advanced Development group is now part of DEP Applied Research, Camden.

Fig. 1 -Logic test unit.

DISCUSSION

Signal transmission, at gigacycle com- puting rates, introduces a number of new problems in packaging; in addition, the extremely low voltages and delay minimization demanded for proper oper- ation of the tunnel -diode computer cir- cuits led to careful consideration of the following design criteria:

1) Use of transmission line is neces- sary; line lengths must be kept as short as possible because of propa- gation delay.

2 Since point -to -point cabling is de- sirable to minimize delays, it is imperative that coaxial cable be used for this application. This is the best connection method permit- ting wiring crossover without the danger of crosstalk at high fre- quencies.

3) Serious discontinuities in the transmission system will cause re- flections which can have an unde- sirable affect on the operation of the circuits.

4) In a feasibility study machine, the basic logic gate circuit should be a

WAFER AND WAFER HOLDER ASSEMBLY

/LOW IMPEDANCE POWER SUPPLY LINES

ICDNTACTSI

CONTACTS - CONTACT STRIP IWAFERCIRCUITI IOROONO PI. ANSI

CARLE ICOAXIALI

Fig. 2- Exploded view of wafer connector.

plug -in, since circuit components must be readily available for test- ing and /or replacement.

51 Due to noise sensitivity of the high- speed circuits, filtered low imped- ance power supply distribution lines are required.

6) Any connection method used should be open enough to provide ample room for air passage be- tween the circuits; dissipation of heat is essential to proper opera- tion of this equipment.

After examination of many alternatives, a test unit was constructed. This struc- ture, as illustrated in Fig. 1, contains 34 logic gates disposed in three columns, with the logic gate wafers spaced 0.350 inch apart. The basic wafer is 0.7 inch by L5 inches, and is composed of a 0.040- inch -thick brass ground plane, with a 0.030- inch -thick glass -filled teflon circuit board. The circuit board is notched along both sides to accept power supply filtering elements, consist- ing of silvered segments of barium titanate. The signal input connection tabs are located along the bottom edge

Fig. 3 -Test setup for observing pulse response of coaxial connectors.

BIAS o

2 ET OF

75 0. COAT

TEKTRONIX TYPE III PULSE

GEN

RG -58 COAX

CABLE

VARIABLE TURRET 4TTEN- UATOR

RG -let "T" 'TYPE COAXIAL

CONNECTOR CONTAINING,

TUNNEL DIODE

3 FT OF PG -B 50 0 COAX

GR TYPE

COAX CONN

3 FT OF RG -8 50 CI

CABLE

t rEKTRONIx TO SYSTEM TOPE 6E1

UNDER TEST SAMPLING SCOPE

49

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of the wafer. The wafer and wafer holder assembly fits between two I beams which, in addition to providing structural support, also serve as guides for the low- impedance power supply lines feeding the individual wafers. The low- impedance power supply lines were silvered strips of barium titanate 0.010 inch thick by 0.300 inch wide by 5.5 inches long. Miniature solid -jacketed coaxial cable was used extensively in making interwafer connections and a wide range of this type of transmission line was developed for the project; i.e., cables having an outside diameter of 0.039 inch and characteristic impedance of 4.5 to 100 ohms. The cables are con- nected to the wafers by soldering -the outer jacket was soldered to the wafer ground plane and the center conductor was soldered to appropriate pads on the wafer.

CONNECTOR DEVELOPMENT

Initial designs of the connector consid- ered primarily a means of connecting to the signal tabs of the wafer, with the power connection as a secondary issue. The connector was originally visualized as a combination of individual contact pins, shielded from each other by a metal partition which would be part of the cor- responding ground contacts. These ground contacts were to be connected together to make a common intercon- nected grounding shield. Due to the ex- pedient nature of the project, it was de- cided to use the basic edge -board connector idea, with modifications to adapt such a device for use with coaxial cable together with a ground plane wafer.

The method of power distribution down the I beams presented some prob- lems to the connector designer. The lines were constructed of silvered barium ti- tanate strips which are very fragile; therefore, any connection scheme forcing connecting tabs onto wafer power tabs must use limited pressure. This pressure should be such that it will not crack the barium titanate, yet be sufficient to estab- lish good electrical contact. The pres- ence of hairline cracks in the 0.010- inch-thick barium titanate power lines could present the possibility of silver migration from both silvered surfaces and could result in a shorted line.

In order to prove out the design, the connector concept had to be modified to accept a wafer which was being used in a systems feasibility study machine. Since the 1 beam and wafer design was already finalized and oriented toward soldered connections, the connector phi- losophy had to be changed considerably. Fig. 2 shows an exploded view of the connection system for this type of wafer.

50

With the slight modifications made, the base portion of the connector assembly was adapted to the subsystem frame structure. Power distribution was ac- complished by means of a beam contain- ing a number of small spring -loaded plungers, as shown on Fig. 2. The beam is mounted to the I beams so as to permit its displacement toward the circuit face of the wafer. A wedging pin is inserted between the grooved edge of the beam and the rear face of an adjacent wafer. The spring- loaded plungers are oriented in the beams so that they press the tabs of the low -impedance power supply against the pads on the wafer with suf- ficient force to insure good electrical contact.

MISMATCH- SIGNAL REFLECTIONS

Independent of mechanical design con- siderations and reliability, it is import- ant to know how a connector behaves as a circuit element. An impedance mis- match in a transmission line system will cause part of a signal incident to the electrical discontinuity (which, in this case, is the connector) to be reflected back toward the source.

The test arrangement used to measure the connector reflections is shown in Fig. 3. Since the connector is used in con- junction with circuits having risetimes on the order of 0.2 nsec, it is desirable that the risetime of the pulse used to test the connector response be at least as fast. Two problems limit the accuracy of these measurements. First, the fastest pulses presently available are generated by tunnel diodes; but, since tunnel di- odes are used in the logic system itself, the test system cannot use much fastet pulses. Secondly, it is necessary to use miniature coaxial cable to separate and make distinguishable reflections in the system under test. Because the loss of these cables is on the order of 1 db per foot at 1 Gc, long cables will signifi- cantly distort the fast risetime pulses.

The heart of the test system is a very fast tunnel -diode pulser. The tunnel di- ode has no leads, and is held against the unbroken center conductor of an RG -188 coaxial T connector. The tunnel diode, which has a peak current of 50 mamp and a capacity of 5.7 pf, is used in a bistable mode and is biased close to the peak. The diode is triggered by an ex- ternal pulse generator. Resetting of the diode is aided by the negative reflection caused by the termination of the 75 -ohm coax in 3 ohms, as shown in Fig. 3. Thus, by locally generating the fast pulse, it is feasible to use a relatively slow pulse - generator and the long lengths of coax delay cables associated with the timing of sampling oscilloscopes. The risetime of the pulse generator, as seen on the

oscilloscope using vertical amplifiers of 0.35 and 0.1 nsec, is 0.4 and 0.17 nsec, respectively.

Coaxial cable is used to terminate the wafer side of the connector, since it virtually eliminates stray parameters from the setup. To make this connection, a hole is drilled through the wafer at a signal tab. The coaxial cable center con- ductor is then passed through the hole and soldered onto the tab. The cable's outer conductor is soldered to the ground plane of the wafer. To observe the con- nector reflections, a 1 -foot length of co- axial cable was used as a termination and another identical length was used on the conventional end of the connector. Thus, the discontinuity in the coaxial line is in the connector and its associated wafer tab. The wafer tab must be con- sidered as part of the connector charac- teristic.

The extent of the discontinuity pre- sented to the pulse by the connector is implicit in the reflection ratio. The re- flection ratio here is defined as the ratio of the maximum voltage amplitude of the pulse reflected from the connector

Fig. 4- Plug -in connector circuit model and computer waveforms. a) equivalent circuit; b) incident and transmitted voltage waveforms for Ro = 25 ohms, L - 5.5 nh, C - 1.8 pf; c) comparison of computer and experimental re- flected waveforms for R0 - 25 ohms, L = 5.5 nh, C = 1.8 pf.

N,

L/2

a

A8

02

o,

800

e¢ ,<

0.8 OA !0 1055 OM

b

11111111UMMI .-,_CVxvffEO IIIIMMAIMNIM1111

NEWAIIIMINION11111 111M11111111111iffi\S

0< TaY< 1x31

C

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30

O-O ó--o 103090Y. 1N0103N3 903334E I+ISE 349E IH51

Fig. 5- Reflection ratio of plug -in comnnector as a function of incident voltage risetime with 25 -ohm cable terminations.

to the steady state voltage level of the pulse incident to the connector. A nega- tive sign in the reflection ratio indicates that the reflected and the incident pulses are of opposite polarity.

The incident voltage signal is observed on the scope as the voltage reflected from an open -circuited connector. Table I in- dicates some experimental voltage reflec- tion ratios of the connector as used with coaxial cable having different character- istic impedances. For comparison pur- poses, the reflection ratio of an RG -188, 50 -ohm coaxial cable -to -cable connector was observed to be 2.8 %.

EQUIVALENT CIRCUIT

From a qualitative standpoint, it is con- venient to think of the connector as a

short piece of lossless transmission line. Consequently, since it is short, the con- nector can be adequately represented by a constant -K filter section,' as illustrated in Fig. 4a. Under matched conditions, the characteristic or image impedance and delay of this equivalent circuit are, approximately:

R, = C

T =..f I

LC

Where: R,, is the characteristic imped- ance of the cable, and R, is the image impedance of the connector. Referring to Fig. 4a,

eR = er - Roi,

er = iR TABLE 1- Reflection Ratio of Miniature

Plug -in Wafer Connector for Various Characteristic Impedance Cables

Type o,

Cable

Characteristic Impedance,

ohms

Voltage Reflection Ratio, %

Solid Copper Jacket 6.5 23.2

(20 -mil O.D.) Solid Copper Jacket 25 9.1

(35 -mil 0.D.) Solid Copper Jacket 54 1.8

(20 -mil 0.D.) Microdot 75 -2.7

The terms e,, er, and eR are respectively, the incident, transmitted, and reflected voltages of the connector. The incident, as well as reflected waveforms for a cable characteristic impedance of 25 ohms, were observed on the oscilloscope and are shown in Fig. 4b. The reflected waveform was then computed, with the aid of an RCA 301 computer, using the observed incident voltage in numerical form. Values for R, and T as indicated by experimental results were used. Compu- tation runs were made, adjusting R, and T, until the computed and experimental waveforms coincided, as shown in Fig. 4c. The parameters used to compute the waveforms in Fig. 4 yielded a matched image impedance of 55 ohms, and a de- lay of 0.1 nsec. This checks closely with the measured delay of 0.11 nsec observed with the 54 -ohm terminated connector. Also, the computed and measured con- nector delay both equal 0.13 nsec for the connector terminated in 25 ohms.

A plot of reflection ratio versus inci- dent voltage risetime for the connector terminated in 25 ohms is shown in Fig. 5. This curve was obtained using the 0.1- nsec oscilloscope unit. For risetimes greater than 20 times the connector de- lay, the reflection ratio is less than 5 %. However, for signals with risetimes on the order of 0.2 nsec, the reflection ratio is close to 25 %. When the connector is used in conjunction with a circuit wafer. the connector reflection might be insig- nificant in comparison to the reflection caused by the nonlinear impedance of the switching circuit. However, if the connector is used to interconnect cables. a reflection of 25% could be significant.

It should be noted that the reflections shown in Fig. 5 were caused by a dis- continuity less than 0.25 inch long. Mak- ing the ground path 1 inch longer than the signal path -even when using a 1.5- inch -wide copper bus -caused the reflec- tions to more than double in amplitude.

CROSSTALK

Perhaps more important than signal re- flections caused by the connector is the connector crosstalk problem; i.e., the signal induced in a cable, through its connector, by the signal passing through an adjacent connector. The setup used to observe the crosstalk between two ad- jacent connectors is shown schematically in Fig. 6a. This setup replaces the GR type T connector in the test system of Fig. 3. The voltage incident to point 1 of Fig. 6a, observed using the 0.35 -nsec oscilloscope plug -in unit, is shown in Fig. 6b. The corresponding transmitted and cross -pulse waveforms, as defined in Fig. 6a, are shown in Fig. 7.

By referring to Fig. 7, it can be seen that the backward cross -pulse has the

same polarity as the incident pulse while the forward cross -pulse is of opposite polarity. The difference between the in- cident and transmitted waveforms is primarily due to skin effect losses in the two feet of coaxial cable. It is not caused by the connector, as verified by the corn - putation of the transmitted waveform il- lustrated in Fig. 4b. The cross -pulse ratio here is defined as the ratio of the steady state incident voltage level to the maxi- mum value of the cross -pulse signals. Fig. 8 shows plots of this ratio versus the risetime for solid -jacketed coaxial cables having characteristic impedances of 25, 54, and 75 ohms. The data used to plot these curves were obtained using the 0.1 -nsec oscilloscope plug -in unit, hence the curves are accurate down to 0.4 -nsec input risetime. Below 0.4 nsec, the curves are optimistic because the narrow pulses are attenuated by the scope and the incident voltage level is not. When the cables were soldered di- rectly to the wafers, the cross -pulses were approximately 15 db further down. Cross -pulses induced into one connector further removed are about 12 db further down than the adjacent cross -pulse.

CONTACT RESISTANCE

The pulse evaluation previously dis- cussed indicates the response of the con- nector as a dynamic circuit element. However, it is also important to under- stand how the connectors will behave in typical circuit use, as well as what vari- ations exist between individual connec- tors. The oc contact resistance, there- fore, was used to index the dependability of the connector.

In the test setup used, the contact re- sistance of two connectors at a time was measured. The resistance measured is the contact point at the junction of the signal spring and the wafer pad. Contact resistance was measured as a function of current and was found to be quite uni- form. It averaged about 4 milliohms for

Fig. 6-a) Method of observing cross -pulses (1, cident pulse; 2, transmitted pulse; 3, back cross -pulse; 4, forward cross -pulse) b) Output of tunnel -diode pulser.

a

911-1501.1

3

b

ó

ó 50Rho.

2

4

ONE FOOT LENGTHS OF 2511 COAX

MEM111101111=11111

MEMu r_

51

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52

wi!'!n

0.2 NS/DIV

...!wMM+: ' I u2 NS/Div

Fig. 7- Response of coaxial connector measuring setup to incident pulse (Z. = 25 ohms). a) trans- mitted pulse; b) cross -pulses at adjacent connector: upper trace, back cross pulse, ratio - 37; lower trace, forward cross -pulse, ratio = 35.

current over 5 mamp. The contact re- sistance was also observed as a function of the number of times a wafer is in- serted into the connector bank. As ex- pected, the contact resistance decreased with the number of insertions.

CONTINUOUS PERFORMANCE TESTS

Other tests were run to check contact re- sistance as a function of time. This was done to determine the effect of dirt or oxide film on the contact resistance. As in the insertion test. the current was maintained at 5 mamp, and the wafer tabs were milled flat. Wafers 0.080 inch thick were used. Of the connectors tested, half were continuously supplied with current, while the other half were supplied with current only during the resistance measurement.

Measurements continued on 32 con- nections for a period of 19 days. Each day the contact resistance had substanti- ally increased. but, after applying pres- sure to the wafer, the resistance was decreased to about 10 milliohms. It is be- lieved that the increase in resistance was caused by some imperceptible move-

MARIO E. ECKER received the BSME from Indiana Institute of Technology in 1956. He joined RCA in

that year -and actively engaged in the design of 16mm motion picture projection equipment. He was responsible for the introduction of several new and improved projector equipments supplementing the product line and eventually became project engineer. He was assigned to the Airborne Sys-

tems Group where he provided design support on

airborne equipment as well as ground support equipment. Since January of 1961, Mr. Ecker has

been a member of the Computer Advanced Devel- opment Group conducting studies of packaging and interconnecting techniques for high -speed logic circuits with stage delays of tenths of a nanosecond.

HERBERT R. KAUPP was born on September 26,

1932 in Bristol, Pennsylvania. He received the BSEE from the Pennsylvania State University in 1959.

He then joined the RCA Electronic Data Processing Division in Camden, New Jersey and, under the auspices of the RCA Graduate Study Program, re-

ceived the MSEE from the University of Pennsyl- vania in 1961. Since joining RCA, he has done research on nanosecond circuit and interconnection techniques for digital computers. Some of this work is documented in a paper he co- authored which appears in the January, 1961, issue of the

M. E. Ecker

ment of the wafer in its connector due to handling of the connector supporting frame, or by slight vibrations caused by moving the frame on the lab bench. This motion or vibration could have permitted dust particles to work down between the contact surfaces or a shifting of the wafer might have resulted in the dis- placement of the contact onto an oxide film surface.

Next, test data were taken for wafers rigidly held in their connectors so that no movement of the signal spring on the wafer tab could occur. The procedure was identical to that of the previous test except that 64 connections, instead of 32. were used. This test was run over a period of one month. The contact re- sistance values stayed between 3 and 5

milliohms during this period. Finally, a test was run that simulated

actual subsystem conditions. A fan, forc- ing air in the direction of the connector. was used to cool the wafers. A total of 64 connections were tested. The other test conditions were as noted above.

At the end of the two -month test, all 64 connectors exhibited a contact re-

Proceedings of the IRE. At present, he is concerned with the development of tunnel diode -transistor hybrid circuits for nanosecond computers. Mr. Kaupp is a member of Tau Beta Pi, Eta Kappa Nu, and Sigma Tau.

DONALD P. SCHNORR graduated from Purdue University with a BSME in 1952. Employed upon graduation by Westinghouse Electric Corporation, he completed a study course at the Westinghouse Mechanical Design School, operated in conjunction with the University of Pittsburgh. After two years with the Westinghouse Steam Division in Philadel- phia, he entered the Armed Forces and served from 1954 to 1956 in the United States Army Signal Corps. In 1956 he joined the Burroughs Corpora - at the Paoli, Pennsylvania Research Laboratories where he engaged in packaging of military com-

puters and mechanical design of servo mechanism

systems. Joining RCA in 1960, Mr. Schnorr has

been involved in development of computer pe-

ripheral equipment, and also design and develop- ment of packaging techniques for high -speed com-

puter systems. Presently, he is with the Design Standards activity of DEP Central Engineering. He

is a member of the American Society of Mechani-

cal Engineers.

H. R. Kaupp D. P. Schnorr

sistance of 3 to 5 milliohms despite the fact that the connector bases were com- pletely fouled with dirt from the cooling system.

Therefore, among the conclusions of the above tests are:

1) In this low- voltage application, it makes no difference whether the connectors are continuously sup- plied with current.

2) Circuit wafers should be tightly secured in the connector so that mechanical disturbances cannot cause the signal spring to move onto an oxide film that opens the circuit. If this is not practical. a

contact protestant, such as "Cram- olin," should be used.

3) In order to maintain flat wafer tabs of uniform thickness and omit oxide deposits. it was decided to put gold plating on future printed copper wafer tabs.

MODIFICATIONS OF ORIGINAL DESIGN

The development of improved logic cir- cuits and a new power distribution con- cept necessitated further refinements in the original connection scheme. The new connectors were developed for a 40 -gate subsystem, having logic circuits with re- duced delays and power dissipation, increased repetition rate, increased fan -in and fan -out, and considerably smaller electrical components. These new logic circuits made it possible to utilize the 0.7- by -1.5 -inch wafer size pre- viously used but required additional signal connections on the base connec- tor; i.e., 12 instead of 8. Thus, closer spacing of connectors was required us- ing contact centers of 0.100 inch instead of 0.150 in.

The new connector design incor- porated:

1) A shorter electrical path. 2) A spring contact configuration de-

signed to permit heat treatment. 3) Higher contact forces. 4) A 12- contact -pair connector per

logic wafer unit. 5) A 20 -db reduction in crosstalk due

to better shielding. 6) Effective characteristic impedance

of 40 ohms. 7) Overall reduction in physical size,

thereby improving packaging den- sity capability.

Figs. 9a and 9b illustrate the front and rear surfaces of the basic circuit wafer. The circuit wafer is comprised of three basic parts properly registered and bonded together. The first part car- ries the actual circuit; this is a 0.005 - inch -thick cementable teflon substrate clad with 1 ounce of copper for printed wiring. This circuit element is bonded to the second part, which is a 0.015 -inch-

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60

55

50

; 40

35

30

25

a

' .r ' 59ß

RZSII

999

T/ I /

l /1 t

i - T - .9 FORWARD

9...- BACKWARD

CROSS

CROSS

PULSE - PULSE

NOTE.

--

CONNECTOR MATCREU CROSS MAXIMUM TO TRANSMITTED

TERMINATION RESISTANCE TO COAXIAL CABLE

PULSE RATIO: RATIO OF CROSS PULSE VOLTAGE

SIGNAL LEVEL

- -

2 3 9

10 -90% INCIDENT VOLTAGE RISE TIME INS1

Fig. 8- Cross -pulse ratios of plug -in coax - wafer connector versus incident voltage rise - time for 25 -, 54 -, and 85 -ohm coax.

thick gold -plated brass ground plane, which also serves as a rigid support plate. The third part is composed of barium titanate, 0.010 inch thick, which is soldered onto the brass ground plane. This barium titanate element is com- pletely silvered on one side and on the other side is silvered by a screened pat- tern as indicated in Fig. 9b. These sil- vered areas serve as filtering capacitors that absorbs transient switching signals, thereby reducing power supply noise. The circuit element is smaller than the ground plane to allow lands on both edges of the circuit side to be exposed

b

40U au

PLANE. TEO

a

PRINTED CIRCUIT 910E

NOTE LIGHT AREAS ON FILTER CAPACITOR SURFACE DENOTES SILVERED SURFACE

Fig. 9- Details of wafer for test subsystem; a) printed circuit side; b) filter capacitor side.

for ground plane connection. Because of the increased high -

frequency filtering capability on the rear of the wafer, it was possible to relax requirements; i.e., the power distribu- tion lines need only be comprised of double copper -clad teflon. These new considerations are illustrated in Fig. 10. The power -carrying / beam was fabri- cated from four sections of an acrylic thermoplastic material designed to have suitable apertures and channels to con- tain horizontal power distribution lines with attached contact springs when stacked together. The lower segment had

Fig. 10- Sectional view of subsystem frame assembly.

a steel reinforcing member running its full length for structural support.

The lower section also contained re- movable inserts to permit the removal of several of the 1 beam power distribution individual base connector members after assembly and wiring operations had been performed. Repairability of the / beam was made possible by holding the entire assembly together with clips at each end and a leaf- spring across the top of the beam which was locked by the clips. Fig. 11 is a close -up view of a portion of the 40 -gate subsystem show- ing the connector -wafer relationship. This subsystem was designed to accom- modate 48 logic gates and measures 7.25 x 3.25 x 0.9 inches. It has been operated for over 1,000 hours without a contact failure. An oxide film problem occurred with the silvered surfaces of the filter capacitors on the back of the logic wafers. This problem will be solved in future wafer construction by glazing the contact surface with gold.

CONCLUSION

The feasibility of interconnecting high- speed circuits by means of a flat -spring connector with "coax- like" behavior was proven. The development and subse- quent testing of at least two different connector types gave encouraging re- sults, and at the present time, these con- nectors are in actual operation in the 40 -gate subsystem mentioned.

ACKNOWLEDGMENT

The authors wish to express their ap- preciation to D. R. Crosby and S. T. Jolly for their guidance during this development.

BIBLIOGRAPHY

1. Millman and Taub, Pulse and Digital Circuits, pp. 291-293.

2. M. Cooperman, "300 -Mc Tunnel Diode Logic Circuits," RCA ENGINEER, Vol. 9, No. 2, Aug. -Sept. 1963; and earlier ref- erences cited therein.

Fig. 11- Feasibility subsystem.

53

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A COMPARISON STUDY OF ELECTRICAL CONNECTION

TECHNIQUES

Electrical interconnections are an integral part of every electronic equipment. Yet, much confusion exists relative to their reliability and performance capa- bilities. This paper covers some of the important factors affecting the reliability of solder, welded, wrapped, crimped, screw -down and slip -fit (separable) methods

of electrical connections. Individual contact forms are defined and common application problems discussed; specific interconnection forms are evaluated on a comparative basis in accordance with reliability, maintainability, produci- bility, ability to make engineering changes for prototype equipment, and cost objectives.

N. B. SHAIN and B. R. SCHWARTZ, Ldr.

Central Engineering

DEP, Camden, N.J.

ELECTRICAL interconnections are an in- tegral part of most all electronic

equipment ; however, little specific reli- ability information is available. This is true for solder, welded or wrapped joints, mechanical terminations, and multi -pin connectors. This paper focuses attention on factors affecting the reli- ability of the various methods of making electrical interconnections.

GENERAL RELIABILITY CONSIDERATIONS

In discussing the subject from the re- liability viewpoint, the following three basic considerations are important:

1) Electrical interconnections are the largest among the so- called "high population" parts groups. There- fore, by sheer force of numbers, they are potentially the greatest contributor to equipment unreli- ability.

2) The selection of optimum inter- connection techniques is highly de- pendent upon design trade offs, involving packaging, production capabilities, cost objectives and maintenance philosophies.

3 ) The costs associated with provid- ing interconnections represent one - third to one -half of total equip- ment cost.

As an example, the number of intercon- nection requirements for a large military digital communication system were:

54

mechanical dip solder joints 2,300,000

hand solder joints 125,000 wire wrap connections 1,750,000 crimp terminations 175,000 crimp -on, snap -in

pin and socket contacts 150,000 This total of 4,500,000 connections is

responsible for approximately 35% of the allocated failure rate in the reliability model calculations. The interconnection selection process was based on the end - product reliability considerations pri- marily; but, attention was also given to maintainability, ability to test, produci- bility, and "value" criteria.

BACKGROUND

An understanding of the interconnection problem is gained by reviewing past ex- periences in constructing electronic equipment. Prior to World War II, the separable connector was rarely used in the design and fabrication of electronic subassemblies. Chassis were soldered us- ing hand -wiring techniques and screw - type or soldered terminal boards were the prime methods for connecting subas- semblies. The power input plug was the only removable connector device re- quired.

World War II created a new environ- ment where emphasis was placed on ease of maintenance for quick replace- ment of equipment in the field. Modules

r y

Fig. 1 -Six interconnection methods.

a) pin and socket connector

b) solder joint

c) wire wrap joint

d) welded joint

e) crimp connection

f) screw -type terminal board

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TABLE I- Comparison of Six Types of Interconnections

1) CRIMP TERMINATIONS (As used in taper pins, terminals and crimp type, snap -in contacts in multi -pin connectors). (a) Assets: 1. Good process reproducibility due to the devel- opment of a fully repeatable single -cycle tool which limits the human factors to the predress of the wire and terminal. Hand squeeze tools are available for field or factory use; semi- automatic tools are available for production only. 2. A well -developed tool history with data to sub- stantiate the connection performance. 3. The electrical connection is made through direct contact with base metal caused by surface distor- tion at the material's combined interface. 4. A tight joint provides good shelf -life character- istics as well as environmental protection. 5. Crimping allows stranded wire to be used for high shock and vibration applications. (b) Liabilities: 1. Mechanical disturbance of the wire affects its ability to withstand tension and flexing abuse. 2. The degree of effective joint tightness is un- known after crimping. Sufficient disturbances to plated surfaces within the crimp barrel may ex- pose base metal to contamination. (This problem is predominately one of appearance rather than technical.) 3. The requirement for special tools in the field provides lesser repair flexibility. 4. Reuse of crimp junctions impractical, if not impossible. 5. The layout of crimp - fabricated assemblies must permit considerable clearance to facilitate the manipulation of the crimp tool. Easy access to the area to be crimped is necessary so that other ad- jacent terminations and insulated runs of wire are not scored or destroyed. 8. Note that the type of tool motion in the crimp- ing operation requires considerably moro service loop than the wire wrap tool.

2) SOLDER TERMINATIONS (e) Assets: 1. Considerable data and history in the applica- tion of the technique (50 years). 2. Use of a generally available tool known and used by a wide variety of service personnel. 3. A well - protected junction area, free of expo- sure type contamination. (This process basically tin -lead plates the electrical junction area.) 4. A rigid junction is provided by the addition of a third material, the tin -lead solder. Solder pro- vides a bridging between the two conductors being joined together. 5. A high degree of automation of assembly is pos- sible in printed circuit boards which lend them- selves to dip soldering. (b) Liabilities: 1. Poor electrical joint inspection capabilities. 2. Human variables exista with each operation in- volved (pre- cleaning, fluxing, soldering, post - cleaning). 3. Variable contamination conditions due to the shifting of work from one bench to another; this reflects not only human differences but also vari- ables of solder and soldering iron tips. 4. Corrosion of junctions and surrounding material possible due to the use of fluxing and preeleaning solutions. 5. Poor mechanical environmental protection for wire termination at the sharp transition from the flexible state into a high -mass cross- section where the wire enters into the connection. This mass may contribute to flexing damage. Further, solder is inherently weak in withstanding ordinary mechan- ical stresses resulting from handling. 8. The application of heat causes damage to the wires being terminated as well as to adjacent parts and materials. 7. The use of materials which liquefy during proc- (lssing allows droplets of solder to be separated and dropped within the work cavity area, thus endangering other parts or operating personnel. 8. In critical high -heat applications, solder soften- ing can occur due to insufficient system cooling. Solder is prone to this condition because of its use of low- melting- temperature materials.

3) SCREW TERMINALS () Assets: 1. The operator must be visually aware of junction condition while making the connection. There is a considerable amount of visual and manual agility associated with this operation which forces the inspection of the termination and its detailed parts. 2. Screw terminals offer optimum field service capabilities due to the general availability of screw drivers. 3. Screw terminals permit instant reuse of the parts involved without the loas of lead length. If the screw is captivated at the end of travel, even the danger of a lost screw is minimized. Circuit modi- fications and in -line circuit revisions can be made immediately due to the extreme flexibility of screw -type terminations.

4. Screw terminals may be staked in an infinite number of positions compared to other multiple - junction techniques. 5. Considerable data and varied experience were accumulated during World War II manufacturing era on this type of termination, all of which re- flected the excellent reliability of this technique's performance. 8. Mechanical (impact) screw drivers are available for limited semi- automatic factory applications. (b) Liabilities: 1. The lock position of the screw is under the sole control of the operator of the screw driver and his opinion of sufficient torque. 2. If an additional component is added such as a lock washer to prevent installation back -off, there is always a possibility of sacrificing contact pres- sure; lock- washer interference often gives a false sense of security of the contact function. Also, high- torque security pressure normally results in plating degradation which is a function of contact friction and the surface irregularities of the lock washer. This condition exposes base metal to cor- rosion both on the shelf and in the field. Without careful material selection, this condition can result in a noisy junction because of dissimilar metals problems. Appearance difficulties occur due to the same reason. 3. Most screw terminals are applied to areas which have been terminated with ring, fork, or spade - type terminals. Inasmuch as these terminals must be crimped and /or soldered to the wire prior to final screw termination, the number of termina- tions is increased over that associated with solder or wire wrap configurations. 4. The use of ring or closed -type terminals requires the screw to be removable rather than captivated. This requirement can result in the screw and its associated hardware being dropped within equip- ment areas where future circuit malfunction could occur. 5. The operator is performing tedious operations in trying to start the threaded screw in the termi- nal. This procedure, coupled with time -load pres- sures, can cause cross -threaded terminations and future circuit difficulties to occur. 8. In order to have a reliable termination, there is a limit to the effective screw size and head tip configuration. This factor, coupled to the minimum terminal creepage path condition, forces the space requirement to be higher than that associated with crimped connections and /or wire wrap terminal configurations, thereby creating a density problem.

4) WIRE WRAPPING TECHNIQUE (a) Assets: 1. Very limited inputs due to human factors, espe- cially if the automated wire wrap concept is used. 2. Spending and time -rate planning is highly con- trollable due to the full use of semi -automatic and fully automatic tools. 3. No unauthorized material is added to the junc- tion area for cleaning or adherence purposes. 4. The resulting gas -tight junction provides long shelf life and field operational characteristics. 5. Electrical contacts are made without interim plating of the interface. Base material makes direct contact due to the elongation and corner- piercing characteristics of this type of joint. The finished product is professional in appearance with a uni- form configuration highly standardized by the installation tool process. 8. Field maintenance has fewer human factors be- cause tools fully control the operation. Further, the finished junction is capable of being soldered if the requirement occurs. 7. The speed and reproducibility of automated wire wrap reduces manual factory production op- erations to an absolute minimum. Self- mainte- nance is still possible since the terminals them- selves are capable of rewrap. (This is the only connection process which offers any degree of factory automation for back -plane and internal drawer wiring.) 8. The number and quality of safety factors associated with the technique compensates for a high degree of unknowns in the process. 9. Correctly done, wire wrap will meet all ground, shipboard, and airborne equipment requirements for shock and vibration. 10. Wire wrap possesses tremendous operator ap- peal; the hand -type wire -wrap gun is preferred over a similar soldering iron or crimp tool. 11. A wire -wrap layout has the capability of mak- ing three or more connections on a single terminal. (b) Liabilities: 1. This technique requires the use of solid wire which, in itself, has environmental limitations. 2. In very- high -frequency applications the maze and configuration of the connection must be taken into consideration. This is primarily a problem where distributed capacitance and inductance be- come design obstacles. Tests indicate that the problem area occurs above 100 megacycles. 3. Constant monitoring of tool performance is necessary to maintain connection reliability.

4. The present technique for testing a good wire - wrap joint is the unwrap and pull test, which establishes the minimum and maximum limita- tions for a good connection. These destructive tests obviously must be performed on a test connection basis and can not be applied on a live connection. 5. Termination reuseability is limited; the wire end can not be reused : the terminal can be re- wrapped up to 25 times. 5) SEPARABLE CONNECTORS (a) A

1. Removable -type connectors facilitate the assem- bly of individual components or subassemblies into electrical and electronic equipment and enable fast maintenance replacement of faulty units. 2. Connectors offer basic ease of interchangeability of sub - assemblies within equipment. 3. The use of a connector provides the basis for testing of complete units (debugging) or trouble- shooting in order to locate failed parts. 4. Within a unitized frame, a multi -pin connector assembly can demonstrate its versatility by servic- ing a variety of requirements, such as power re- quirements, and signal circuits which utilize con- ventional pin and socket or coaxial -type terminations. Further, a connector assembly can he adapted to meet specific environmental require- ments for high temperature, pressurization, etc., applications. (b) Liabilities: 1. A high susceptibility to mechanical damage either through faulty handling, design misapplica- tion or through associated mechanical tolerance and alignment problems. 2. The use of the various rear -contact termina- tions provides a major source for trouble in multi - pin connectors; for example, when using solder, the problem of heat dissipation produces contact shorting and dielectric degradation; this is often a major consideration in multi- contact devices when more than 30 connections must be made in close proximity. In using crimp -on, snap -in type contacts other failure modes have been noted; the problems involve contact retention (back pin push -out), pin bending, and excessive float, creat- ing registration problema. These conditions are in- dicated by intermittent or open circuit results. 3. The mechanical tolerance problem is a major consideration in the application of high- contact- density multi -pin connectors. Past experience indi- cates mating problems associated with pin bend- ing, surface galling, or catastrophic failure to the retaining dielectric or retention member. 4. Other conditions directly associated with the operating configuration and the selection of the basic materials, processes, and surface finishes have contributed to the general picture of unreliability. To name a few, inadequate spring contact design, marginal limited entry (contact probe) provisions, high mechanical surface finishes, excessive individ- ual contact float (alignment) characteristics, in- compatible base material selections, and finish plating and processing problems.

6) WELDED (a) Assets: 1. The joining of two metals through a fusion process produces an intermolecular exchange be- tween these metals which is electrically stable and mechanically strong. 2. The resultant junction area is free from expo- sure type contamination, allowing for long life performance. 3. The joint is small and is relatively lightweight, thus allowing for a greater degree of miniaturiza- tion. 4. The connection is not affected by heat below the melting temperature of the parent metals. 5. The nature of the assembly tools limits the human -induced variables in making this connec- tion. 8. Although the resultant connection is stronger than the parent metals, the connection is usually coated or encapsulated for support and will there- fore meet all ground shipboard or aerospace en- vironmental requirements. (b) Liabilities: 1. Constant monitoring of production tools mate- rials and personnel is necessary to insure produc- tion reliability. 2. Check of connection is dependent on visual examination of finished product. A destructive pull test of sample connections establishes the acceptability of the production process. 3. Where encapsulation is used, it limits mainte- nance and engineering change capabilities. 4. Lack of field tools make repair an impossibility and often requires a "throw away" maintenance philosophy. 5. Multiple tool configurations (shape and /or material of electrodes, electrode pressure, current rate and time duration) are required for different material combinations. 8. Material control prior to processing requires special pre- cleaning, storage and handling, which reflect in increased connection costs.

55

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and subassemblies were designed for ease of replacement and interchangea- bility. The number of fixed connections increased and the need for separable connectors and connection devices created a field failure problem.

After World War II, developments in electronics were rapid and considerable. New computers, high -resolution radars and sophisticated communications equipments are but a few of the improve- ments in the field. These products have continually grown more complex and sophisticated. Today, the following trends are manifested:

1) The demand for miniaturization and greater efficiency contrasts with the demand for an increased number of the electronic functions required. Therefore, component part population and the number of required interconnections is grow- ing.

2) The accent on end -product relia- bility is high, creating the need for circuit or part redundancies (mul- tiplying interconnections require- ments) .

3) The accent on maintainability creates other problems, since the type of connections required to

NORMAN B. SHAIN received Hs BA degree in

General Science from Pennsylvania State Univ. in

1948 and has done graduate work for an MS in

Mechanical Engineering at Southern Methodist University (1954 -55). He was a design engineer at Chance -Vought Aircraft, Dallas, Texas, until 1956.

He joined the technical staff of the Burroughs Corporation Research Center in 1956 as a Develop- ment Engineer. His major duties included com- ponent evaluation, reliability, system and failure analysis and the initiation of Non -Destructive Test Techniques related to the ATLAS Program. In 1960

he joined RCA as a consultant on Electrical Con- nection Techniques. He was responsible for the selection of electrical interconnection means used in the RCA portion of the MINUTEMAN equipment. His work included the implementation of the solder - less wrap technique as a high reliability production technique into RCA plants in Camden, New Jersey

and Cambridge, Ohio. Mr. Shain is a member of ASTM -B -4 Committee on Electrical Connections, SAE -A2C Committee on Electrical Connectors, EIA P7.5 Committee on Solderless Wrap Connections and the IEEE Professional Group on Production Engineering and Practices.

56

meet the goals of easy maintenance often compromise equipment re- liability goals.

4) Prototype delivery requires that engineering changes must be made without compromising reliability and cost objectives.

5) Automation restricts interconnec- tion and equipment maintaina- bility. In general, the fixed or static connection offers less main- tainability; yet, it is more econom- ical and is more easily adapted to some degree of factory automa- tion. On the other hand, the more easily maintainable connection costs more (3 to 10 times) and does not lend itself to automation.

CONNECTION SELECTION CRITERIA

Design review experience has provided the following criteria for optimum selec- tion:

1) The connection technique must prevent either complete or partial disconnection when exposed to normal electrical and mechanical use.

2) The basic design features (includ- ing raw materials, manufacturing. and handling techniques) must

B. R. SCHWARTZ graduated from the College of the City of New York in June 1949 with a BEE

degree; he received the MSEE from the Newark College of Engineering in June 1953. Mr. Schwartz has had over ten years experience as a resistive component specialist in the design, manufacture, test and evaluation aspects; he joined RCA in 1955

as Senior Resistive Components Engineer, with re-

sponsibilities for application and evaluation of linear and nonlinear resistive elements. In 1961 he

was made Engineering Group Leader, Electro- mechanical Devices. He has been active in the MINUTEMAN, DYNA -SOAR, NIMBUS, RANGER and other high -reliability programs, especially in

the development and implementation of technical plans on relays and connectors. He is a member of the RCA -DEP Value Improvement Council and Chairman of the Value Measurements and Standards Committee. He is a member of IEEE and was

Chairman, Philadelphia Chapter of the Professional

Group on Component Parts, 1959 to 1961. Mr. Schwartz has published papers in his specialty areas and has presided over a number of tech- nical seminars.

guarantee long operational life and limited environmental or time - imposed degradation.

3) The basic design concept must withstand limited design misappli- cation without catastrophic impli- cations. However, the connection technique should never be expected to substitute for the inadequacies imposed by either poor packaging concepts or disregard of proven standard design practices.

4) Junctions within a termination must be capable of inspection as part of the installation process.

5) Repeatability of the technique used to make the connection dic- tates that human influence should be minimized.

COMPARATIVE ANALYSIS

The various connection techniques used in the design of high -reliability equip- ment are of special interest to design engineers. Major characteristics of con- nection techniques may be classified as belonging to one of the following meth- ods: 1) crimp, 2) soldered, 3) screw - type, 4) wire -wrapped, 5) separable - types, and 6) welded.

The desirability of the various inter- connection methods listed above depends on the problems to be solved within the electronic equipment package. The ma- jor considerations are the number of interconnections, types of wire (size, stranded or solid type ) the equipment maintenance philosophy. the test philos- ophy dictated by the system design, and the equipment electrical, mechanical and environmental requirements.

The current use of certain of these techniques is limited to preferred (stand- ard) wire types, such as the use of wire wrap with solid wire and the use of crimp terminals with stranded wire.

The major points of comparison, as- sets and liabilities, between the six dif- ferent methods of interconnection tech- niques are summarized separately from the general discussion in this paper (in Table I) to aid the readers in making evaluations.

INTERCONNECTIONS AND RELIABILITY

In much electronic equipment, the ma- jor reliability problem results from a compounding of human inadequacies, since all types of connections are em- ployed in close proximity between the major contact points. In short, the fewer connections required between two points, the greater is the degree of reliability and the lesser is the need for new or dif- ferent connection techniques.

Methods of Connection The cheapest approach to reliability is through the use of continuous conductive

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wiring routed between as many points as possible. By removing all connectors from an electronic equipment, many of the variables which contribute a major portion to the system failure rate can be eliminated. However, when breaks in conductors are necessary, then the next best approach is to use terminal -board devices (screws, wire wrap, or similar terminations) . Major opposition to this approach may result because terminal boards are not considered modern and sophisticated, but the long field history of the terminal board provides a better source of data than that derived from short -term life tests.

The demand for maintainability of subassemblies in electronic equipment has created a need for a rapid means for either module or cable replacement. The solution provided by multiservice, quick - disconnect connectors offers a serious compromise to reliability in that the con- nector is often expected to serve other than its basic function. For example, rack -and -panel connectors are often ex- pected to act as aligning and guiding de- vices in the assembly of drawers into equipment racks. Circular -type metal - shell connectors have been used as counter balances and hand holders in some equipment. Thus, it is evident why connectors create reliability and main- tenance problems.

Effects of Various Connection Methods

Central Engineering investigated the theoretical effect of using various elec- trical connection methods on the mean time before failure (MTBF) of a series of synthesized equipments. The reliability data in Table II indicates the results of this study.

Five systems of various sizes were used for model study purposes. A 100 - to 200 -hour MTBF closely represents that of a large size military or commercial

computer. The 500 -hour MTBF approxi- mates the performance of an airborne fire control system. The 1,000 -hour MTBF

is similar to that expected of ground communications equipment, while the 10,000 -hour MTBF is the goal of satellite type equipment. The typical component count involved in these systems is one component to four connections.

Reliability versus Type and Size of System

In the more complex component systems, Table II shows the nearly comparable performance obtainable with welding, wire wrap, or dip soldering. Even a re- duction in the number of interconnec- tions within the system provides little variation between these techniques.

However, large size computers require extensive maintenance procedures; therefore, much of the numerical advan- tages of the permanent connection must be comprised to obtain to the desired level of on -sight maintenance (connec- tors) .

For smaller vehicular equipments where maintenance is usually conducted within a depot, the advantages associ- ated with the fixed connections are even more apparent. However, the effect of a reduction in the number of intercon- nections within an equipment now be- comes a significant factor. The con- trolled nature of maintenance in a depot should permit equipment designers to consider minimization of the use of sepa- rable connectors; these may be replaced by a more dependable joint, without ex- periencing additional equipment down- time.

The reliability table also indicates that in long -life satellite equipment, the number and type of connections used within the equipment can exhibit a heavy impact of its ultimate perform- ance. Numerically, it is evident that the conventional electrical connector will

impede the design objectives of this type equipment and offer no consolation in the area of replaceability because no maintenance is presently feasible.

SUMMARY

The selection and implementation of the various means of making electrical con- nections should be considered early in the system design phases, rather than as an afterthought. To do so, provides divi- dends in increased producibility, main- tenance and logistic planning, lower unit installation costs, and a more accurate reliability planning position.

The connection- population- versus -re- liability data of Table II separates the problems of reliability and maintaina- bility; careful review will show the ex- tent of their incompatibility. When both characteristics are sought, it is evident that the system designer must be pre- pared to trade -off either one of the two objectives. There is no universal solu- tion to the multifaced problems in elec- trical interconnections; each equipment requires a design review to select dis- tinctive criteria.

ACKNOWLEDGEMENT

Specific appreciation is expressed to Robert H. Berger for his help and sug- gestions during the preparation of this paper.

BIBLIOGRAPHY

1. RCA -DEP Defense Standard Volume 14, Parts Reliability Factors.

2. RCA Service Company. The Prediction and Measurement of Air Force Ground Electronic Equipment Reliability, RADC Technical Note TN -58 -307 ASTIA No. AD- 148977, August 1958.

3. R. L. McLaughlin and D. Voegtlen, "Ground Electronic Equipment Support Cost vs Reliability and Maintainability," Fifth National Symposium on Reliability and Quality Control January 1959.

4. R. H. Berger, (RCA) Private Communi- cation, December 1959, January 1960.

TABLE II- Effect of Connection Population on System Reliability (MTBF)

Type of

Connections

Approx. Failure Rate*

MTBF, 100 -hr system MTBF, 200 -hr system MTBF, 500 -hr system MTBF, 1000 -hr system MTBF, 10,000 -hr system

1,000,000 conn.

500.000 conn.

100,000 cone.

1,000,000

conn. 500,000 conn.

100,000

coon. 500,000 conn.

100,000 conn.

50,000

corn. 500,000 Conn.

100,000

coon. 50,000

conn. 100,000

conn. 50,000

coon. 25,000

coon.

Weld 0.00002 98.0 99.0 99.8 192.3 196.1 199.2 476.2 495.0 497.5 909.1 980.4 990.1 8333.3 8909.1 9523.8

Wire -Wrap 0.00004 96.1 98.0 99.6 185.2 192.3 198.4 454.4 490.2 495.0 833.3 961.5 980.4 7142.8 8333.3 8901.9

Dip Solder #1 0.0001 90.9 95.2 99.0 166.7 181.8 196.1 400.0 476.2 487.8 666.7 909.1 952.4 5000.0 6666.7 8000.0

Dip Solder #2 0.00015 86.9 93.0 98.5 153.8 174.0 194.2 363.3 465.1 481.9 571.4 889.8 925.9 4000.0 5719.3 7272.7

Connector #1 0.0005 66.7 80.0 95.2 100.0 133.3 181.8 222.2 400.0 444.4 285.7 668.7 800.0 1666.7 2857.1 4944.4

Connector #2 0.001 50.0 66.7 91.0 68.7 100.0 166.7 142.9 333.3 400.0 168.7 500.0 666.7 909.1 1666.7 2857.1

Connector #3 0.003 25.0 40.0 78.9 28.6 50.0 125.0 58.5 200.0 285.7 62.5 250.0 400.0 322.6 625.0 1764.7

Hand Solder #1 0.01 9.0 16.7 50.0 9.5 18.2 66.7 9.8 83.3 142.9 9.9 90.9 166.7 99.0 196.1 846.2

Hand Solder #2 0.05 2.0 3.9 16.7 2.0 3.9 15.4 2.0 19.2 37.0 2.0 19.6 38.5 19.9 39.8 79.4

*The listed Failure Rates are unverified in many cases and represent approximation used by some reliability specialists for assessment purpose during preliminary model studies.

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HIGH -PRECISION PHOTOMASKS FOR THE PRODUCTION OF

SEMICONDUCTOR DEVICES The development of new and improved high -precision production techniques has been an important catalyst to the dramatic progress in the technology of semiconductor devices -progress directly proportional to the ability of the industry to attain and precisely control very small dimensions (Fig. I). The adap- tation of the photoresist techniques to the production of semiconductor devices has played an important role in the extension of dimensional -control capabili- ties. Recent developments in the production of photomasks now permit highly complex geometric patterns to be exposed onto a photoresist- coated semi- conductor wafer to a dimensional accuracy that as recently as a year ago was not considered either practical or possible. As a result, the photomask has become an increasingly important tool in the production of semiconductor devices. This paper discusses the historical development of the photoresist process, describes the meticulous care in the production of photomasks that is

required to attain the high degree of dimensional accuracy now possible in

semiconductor devices, and briefly explains the application of the photoresist process in the production of these devices.

G. L. FINNE, Ldr. and H. V. KNAUF, Mgr. Photomask Laboratory Equipment Development Engineering

Electronic Components and Devices Somerville, N.J.

xE basis for the use of a photosensi- tive resist dates back 2,000 years.

Historical evidence indicates that this process was first employed by the ancient Egyptians who produced a material made from natural asphalt which was sensitive to ultraviolet light. The art de- veloped by the Egyptians was lost for many centuries but was rediscovered by Niepce in France early in the 19th cen- tury. Niepce used the photosensitive-as - phalt technique in a manner similar to present -day practice in the graphic -arts field. However, he kept his process sec-

ret and it again became lost to civiliza- tion upon his death in 1833.

Later in the 19th century, subsequent research again disclosed the Niepce tech- nique, and Currier and Ives made ad- vances in the process which enabled them to produce photoetched printing plates made of natural stone. Their process was subsequently extended to include the photoetching of metals, such as zinc. copper and iron. The photoetching tech- nique was further developed and refined, later in the 19th century, by Max Levy of Philadelphia, who invented the half-

Fig. 1- Improvement in the stability and performance capabilities that has resulted from the increased control over dimensional accuracy achieved in recent years.

58

100

10

- LINEAR AMPLIFIER FREQUENCY RESPONSE----..

CRITICAL ELECTRODE DIMENSIONS

I i I I

54 55 56 57 58 59 60 61 62 63 64 YEAR

tone process in which optical principles were used for the first time.

ADAPTING THE PHOTOENGRAVER'S ART TO ELECTRONICS

Continuous evolutionary development over the years has refined the photoen- graving process in the graphic -arts field to its present high standard of quality.

After World War II, the electronics in- dustry began to adapt the photoengravers art to the production of electronic corn - ponents and devices. Among others, these applications included the etching of printed- circuit boards, the shadow -mask and tricolor -phosphor -dot exposure of color- kinescope screens, and the chemi- cal micro -milling of components. More recently, the process was adapted to the production of semiconductor, integrated - circuit, and other related types of de- vices. However, it became readily appar- ent that significant improvements in the state -of- the -art techniques for the pro- duction of photomasks would be re- quired to realize fully the potential of the rapidly advancing semiconductor technology.

In early 1962, the Photomask Labora- tory of the RCA Semiconductor Plant in Somerville, N. J. was established to meet the demands of the growing sophistica- tions in semiconductor products. Prior to that time, all photomasks had been obtained from outside the company; however, the restrictions imposed on the production of semiconductor devices by the limitations of these masks indicated that an in -plant photomask development and production facility would be desir- able. Consequently, during 1961, a com- prehensive investigation was conducted to determine the facilities, equipment, and technical skills for a laboratory that would be capable of developing the new and improved photomask production

Fig. 2- Typical 2- inch- square glass photomask with 36 patterns for a

relatively large device. Masks containing over 10,000 patterns for a

very small device have been similarly produced.

10

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processes and techniques required to keep pace with the ever -increasing re- quirements of the semiconductor indus- try.

The operation of the Photomask Lab- oratory was begun on a relatively small scale. Initially, the work was limited to the layout and checking of simple pre- cision templates; only after satisfactory results with these templates could be consistently obtained were more complex mask geometries attempted. Each step in the over -all production process was carefully scrutinized by all personnel in- volved, and each new development ap- proach was thoroughly analyzed and tested.

The growth in both the technical skills and the production capability of the Photomask Laboratory was exceedingly rapid. By the end of the first year of its operation, masks having highly complex geometries could be produced to a di- mensional accuracy that previously had been considered impossible.

In the production of photomasks, the preparation of two -inch- square glass plates coated with a high -resolution emulsion and processed to very exacting standards has been reduced to a routine operation. Fig. 2 shows a photograph of a typical plate of this type. In special cases, masks have been produced, within a one- inch -square area, which appear completely free of foreign particles when viewed through a microscope at a magni- fication of 1000 and in which dimen- sional deviations are held to tolerances that approach the lower limit of physi- cal measurement by visual means. In regular high -volume production, the re- quirements of the masks, however, are somewhat less stringent. Under such con- ditions, the masks may be permitted a few microscopic imperfections, and a tolerance limit of 0.000050 inch on di- mensional deviations is considered ade- quate. Masks of this type can be pro- duced on a more or less routine basis,

G. L. FINNE received the BS in Industrial Educa- tion from Trenton State College in 1941 and the EE

and ME degrees from Rutgers University in 1952

and 1953, respectively. After graduating from Tren- ton State College, he served in the U.S. Navy, and then from 1946 to 1952, was engaged in engineering and design work for consulting firms. From 1952 to 1957, he was engaged by Air Reduction, Incorpo- rated as a manufacturing engineer. He joined the RCA Electron Tube Division in 1957, and then trans- ferred to the Equipment Development Activity of the Semiconductor and Materials Division, where he designed transistor fabricating equipment, spe- cializing in cold welding, thermo- compression bonding, and photoresist processing equipment. In 1962, he was promoted to Engineering Leader in

charge of the Photomask Lab. He is a registered professional engineer and a member of the NSPE, ASME, and the Plainfield Engineers Club. He is a

former member of the Executive Board of ASME.

ESTABLISH COMPUTE

DETERMINE

LAY PREPARE STRIP CLEAN,SILK-

REDUCTION MASK COORDINATES

(RECTANGULAR OPTICAL

OUT MASK PATTERN CUTTING

GELATIN COATING SCREEN,

QUALITY INSPECTION

OR REQUIREMENTS

TOOLS

-CONTROL

RATIOS

POLAR)

AND CUT BASEPLATE AND INSPECT

Fig. the

3 -Basic operations production of precision

Ì-

involved in photomasks. ORIGINAL

DESIGN

ANALYSIS AND

COMPUTATION

LAYOUT AND CUTTING OF

ARTWORK

MAKE PRECISION RETICLE

CHEMICAL PROCESSING

MOUNT AND ALIGN RETICLE

MAKE MASTER MASK

QUALITY - CONTROL

INSPECTION

I

4A7<ECt",i.TAC11 -PRINT _ __ J

REF R:OUCTiONS l

a b

4411111111.11= Fig- 4- Heig -Streit Coordinatograph used to enab'e precision layout and cutting of photomask patterns: a) Setup for plotting rectangular coordinates; b) Setup for plotting polar coordinates.

HARRY V. KNAUF started his career in February of 1926 as a radio test man with the Victor Talking Machine Company (taken over by RCA in 1930).

Since 1930 he has acquired broad experience in all phases of manufacturing, process engineering, and tool and equipment development, He holds a

number of patents and has patents pending. From 1926 to 1948, he held supervisory positions in Manu- facturing, Process Engineering and Manufacturing Development. In 1953, he was promoted to Man- ager of Equipment Development Engineering at

G. L. Finne

Harrison for the entire Tube Division. In November 1953, he was made Administrator, Equipment De-

velopment Engineering, Chief Engineer's Staff. In

1958, he was assigned to provide mechanical guid-

ance on a special task force committee which

resulted in the development of the Nuvistor Tube.

Since 1961, he has held his present position as

Manager, Equipment Development Engineering at

Somerville for the Semiconductor Activities of Electronic Components and Devices.

H. V. Knauf

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Fig. 5- Photomask cutting tip and holder. (Magnification about 10X.)

depending on the complexity of the geo- metric configuration and the size of the individual pattern. In general, regard- less of the number of step- and -repeat op- erations that are to be performed, the simpler the geometry of the device and the smaller the pattern, the easier it is to maintain dimensional accuracy and to keep the mask free of imperfections.

PHOTOMASK PRODUCTION TECHNIQUES

The production of a photomask master is

carried out in three basic stages: The first stage consists of preparing the art pattern to very precise, accurately con- trolled dimensions. This art pattern is then processed through a first -reduction step to produce a precision reticle. In the final stage, the step -and -repeat processes and final reduction required to obtain the final master are performed. The various production and processing steps must be performed to very exacting standards to assure that the quality and accuracy de- manded of the final product will be achieved. Each step in the over -all oper- ation is carefully and critically analyzed to ascertain that the master mask will be dimensionally accurate and free of surface imperfections within tolerance limitations. Fig. 3 shows a flow chart of

Fig. 6-D. W. Mann Reticle Camera used for making the precision reticle.

the basic operations, from engineering conception of the semiconductor device through the final quality -control check.

Art Pattern -Analysis and Layout

The foundation of the photomask proc- ess is the artwork. During this stage, the reduction factors that will determine the final reduction accuracy are established and the detailed mathematical computa- tions that will translate the geometry of

a device into the required mask pattern are performed. This pattern is then laid out on a suitable baseplate, and the pat- tern is cut to form a stencil -like mask.

In the preparation of the artwork, it is

necessary to first convert the pattern geometry, for a specific semiconductor device, to a mathematical language that is readily adapted to a rectilinear and polar- coordinate system. As the first step, the engineering drawings must be care- fully analyzed in relation to mask re- quirements and subsequent operations. The tabulated mathematical computa- tions are directly applied to the design layout and precise cutting of the art- work. The theoretical limits of accuracy within the practical limitations imposed by the Heig- Streit Coordinatograph, shown in Fig. 4, are determined by ana- lyzing each design to arrive at an opti- mum multiplier to provide a final photo - mask to the required specifications.

Base Material

A number of materials that will form a suitable base for the artwork are avail- able from several sources. The charac- teristics of these materials vary some- what, however, because of the different approaches used by the various manu- facturers. Although a satisfactory art pattern can he produced on each of these materials, their characteristics had to be evaluated in terms of the requirements of subsequent operations in the production of the photomasks. This evaluation re-

Fig. 7 -D. W. Mann Photorepeater used for the step- and -repeat operations required for the production of the master phofomask.

sulted in the selection of Ulano Ruby Lith, Type M3, as the optimum base ma- terial. This gelatin- coated material can be used to form a very thin baseplate that will be dimensionally stable within tolerable limits. The surface character- istics of the Ruby Lith are such that pre- cision cutting and stripping of the gela- tin is a straightforward mechanical operation.

Cutting Operation

The cutting of the art pattern is per- formed on a precision "drawing board" (Coordinatograph) that enables a total tolerance of 0.001 inch to be maintained between any two points within the four - foot- square work area. A special cutting tool and holder, shown in Fig. 5, had to be developed to provide the high dimen- sional accuracy required for this opera- tion because no commercially available devices would provide the precision cut- ting demanded. The angle and position of the cutting edge was determined ex- perimentally using various basic mate- rials, such as diamond, sapphire, tung- sten carbide, and various grades of steel. For cutting the gelatin patterns, tips made of ordinary high- carbon steel readily available in drill blanks were found to be satisfactory. For cutting other materials, such as plastic or metal, diamond or sapphire tips must be used.

The accuracy of the cutting tool was dramatically illustrated by placing a

Ruby Lith plate on the Coordinatograph and cutting a 0.001 -inch square in the 0.001- inch -thick gelatin coating. Only one -billionth cubic inch of material was removed in this operation. A medium power microscope, precision tools, and a high degree of skill are required for this degree of precision. A high level of skill in cutting artwork was necessary to as-

sure minimum distortion in subsequent optical reduction. The artwork should be cut as small as practical so that the

Fig. 8- Master reticle aligner used to assure that the optical center of the mask pattern will be coincident with that of the step -and -repeat process.

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Fig. 9- Contact printer and special vacuum frame used for making reproductions of the master photomasks.

smallest optical cone can be used in the reduction processes.

Although the cutting of photomask artwork can now be accomplished with exceptional accuracy, a look into the fu-

ture indicates that the speed of the proc- ess must be significantly increased to keep pace with the growing volume of semiconductor requirements. With the present manual techniques, as much as two weeks may be required, in some cases, to complete the cutting of com- plex mask patterns. The sheer volume of new devices indicates that the cutting art should be reduced to an automated science. In the future, it is anticipated that programmed, computer -controlled automatic machines will be used to re- duce the cost and to increase the speed of the process.

Formation of the Precision Reticle

The first reduction, or precision reticle as it is termed in the mask industry, is produced photographically on a preci- sion reduction camera. The equipment used for this purpose in the RCA Photo - mask Laboratory at Somerville is the D. W. Mann Reticle Camera shown in Fig. 6. This camera is fitted with a fixed - aperture Kodak microfile Ektar lens and will provide variable reduction ratios of 10 to 20. The use of micrometer focusing and a shock -mounted bed enables repeat- able precision reduction within the limits of physical measurement. An Aristo cold grid light source, which has a very nar- row band output, provides the back light- ing for the artwork.

In the production of the precision reticle, either Kodak high -resolution plates or Ortho type 3 plates are used. The choice depends on the size of the pattern -For small patterns, the high - resolution plates are preferred; for large patterns, the Ortho plates are used. The

Fig. l0- Drying system for the photomasks.

chemical processing of either of these plates again is a function of the par- ticular geometry. The relationship of the opaque to clear areas and the size of the largest and smallest geometric configu- rations are the determining factors. The greater the ratio of opaque to clear areas. the less active the developing chemicals should be.

Production of the Master Photomask

The final step in producing a master photomask is the step- and -repeat proc- ess. A D. W. Mann Photorepeater is used for this operation. This equipment, shown in Fig. 7, will precisely position a high -resolution photographic plate in

the focal plane of a special projection type of reduction camera. This camera uses microscope objectives. First, the precision reticle must be mounted and properly aligned in a metal frame so that the optical center of the pattern is coinci- dent with that of the step- and -repeat process. This alignment is accomplished on a master reticle aligner, shown in Fig. 8, supplied as part of the Photorepeater.

During the step- and -repeat process, the reduced -pattern image is projected and exposed at preset intervals. These center -to- center intervals are automati- cally controlled by an encoder and power supply, which pulses a high- voltage ca- pacitor discharge in a precise relation to the carriage position. The carriage is traversed with a high- precision lead screw which is dial calibrated in 0.000050 -inch increments. The lead screw is compensated to within 0.000005 inch. With this precision instrument, opera- tion within the rated accuracy of the de- vice itself is routine. However, some semiconductor devices, currently in de- sign, require dimensional and repeatable center -to- center accuracy to a tolerance of only 0.000010 inch. This stretches the

Fig. 11 -Stereomicroscope used to detect sur- face imperfection in the photomasks.

state -of -the -art beyond its present capa- bilities; however, a 0.000020 -inch toler- ance is practical on certain geometries and in the smaller- pattern range. As with the precision reticle, chemical process- ing of the master photomask is deter- mined by the pattern geometry. In some cases, however, where extremely fine de- finition is necessary, special processes must be used.

Reproductions

For many devices, the requirements are such that a high volume with less strin- gent tolerances may be accepted. In such cases, reproductions can be made by con- tact- printing a negative master. This con- tact- printing is accomplished in a special vacuum frame, shown in Fig. 9, and with a controlled- frequency light source.

Fig. 12- High -power microscope used to ob- serve edge definition in the photor -asks,

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Fig. 13 -D. W. Mann Comparator used for dimensional analyses of the photomasks.

Cleaning

In the processing of high -resolution photographic plates, extreme care is necessary to insure absolute cleanliness. The presence of residual and external foreign matter as small as 1/3 micron on a critical area will cause an imperfection in the final product and may render the device useless. Therefore, before each plate is processed, it is put through a

static -generator field to deionize adher- ing particles. The plates are then vac- uum- brushed for mechanical removal of the particles. These precautions provide a reasonable assurance that foreign mat- ter on the surface of the masks will be held to a minimum. Other cleaning pro- cedures are being evaluated.

PHOTOMASK

POLISHED SEMICONDUCTOR

WAFER

ALIGN AND

EXPOSE

Post -process cleaning requires meticu- lous handling care. The washing system is composed of a water still, storage tank, millipore filter, two chemical ex-

change columns for removing impurities, a constant circulation pump, a washing tank, and an ultrasonic generator. Addi- tives are used in the system to further enhance the cleaning procedure. A plate, properly processed in this system, will have no visible particles of residual for- eign matter.

To further insure the cleanliness of photomasks, a specially designed drying system (Fig. 10) is used that never al-

lows a mask to be exposed to room at- mosphere. The equipment consists of an outer cabinet which is pressurized with filtered air that is heated slightly above ambient temperature. Inside this con- trolled atmosphere. an inner chamber, used as the actual drying area. is flooded with dry nitrogen which has been filtered through a millipore filter. The dry masks are packed in individual clean plastic envelopes before they are removed from the drying system.

Quality -Control Techniques

To insure engineering acceptance, a

tight visual and dimensional evaluation is made on a random sample from each

QUALITY CONTROL

INSPECTION

OVEN DIFFUSION OF ETCHED WAFER AT ACCURATELY CONTROLLED TEMERATURES

APPLY PHOTO- SENSITIVE COAT

ING TO WAFER

BAKE WAFER TO STABILIZE

COATING

QUALITY CONTROL

INSPECTION

ADDITIONAL PATTERNS (IF REQUIRED)

Fig. 14- Application of the photoresist process in the production of a semiconductor device.

62

ELECTRICAL TESTS 4-OF ETCHED WAFER

lot of photomasks that are processed. Visual inspection is performed on a stereomicroscope (Fig. 11) at 30 power using transmitted light. Edge definition is observed using a 1000 -power micro- scope (Fig. 121 using monochromatic light. Dimensional analysis is made on a D. W. Mann Comparator, calibrated in 0.000050 -inch increments, and equipped with a high -power microscope (Fig. 13) .

APPLICATION OF THE PHOTORESIST PROCESS

As mentioned previously, the adaptation of the photoresist process to the produc- tion of semiconductor devices has resulted in a production method that pro- vides a dimensional accuracy that ap- proaches the limit of physical measure- ment by visual means. The basis for this precision, of course, is the dimensional control that zan now be imposed in the production of photomasks. Fig. 14 shows a flow chart of how a mask might be employed in the photoresist process for the production of semiconductor devices.

In the first step, a polished semicon- ductor wafer is coated with photosensi- tive material; a centrifugal type of coat- ing machine (whirler) is used to apply this coating. The wafer is then placed in an oven and baked at an accurately con- trolled temperature for a short period to stabilize the coating. After the baking step is completed, the coated wafer and the precision photomask are carefully aligned in a vacuum frame so that their optical centers coincide ; an ultraviolet light is used to expose the mask pattern onto the photoresist coating of the wafer. Next, the wafer pattern is developed ac- cording to a carefully prescribed sched- ule. The wafer is then subjected to a microscopic examination to insure its freedom from surface imperfections and irregularities in the pattern.

The preceding steps establish the geo- metric pattern that is etched into the wafer. The etching of the wafer is fol- lowed by a short period of accurately controlled high- temperature processing. At this point, another quality -control in- spection of the wafer is made. When more than one pattern is to be etched into the wafer, it is again coated with photoresist after the quality -control check is completed, and the sequence of operations is repeated. As many as seven different etching cycles, which corre- sponds to a quadruple diffusion, may be performed on a single wafer. Upon com- pletion of the final quality inspection, the wafer is subjected to a series of electrical tests. If it passes these tests, it is diced into individual pellets which are then processed into the completed final semiconductor package.

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ELECTRO -OPTICAL

ENGINEERING

AT BURLINGTON

MANAGER OPERATIONS- BURL.

D . ARNOLD

CHIEF ENGINEER AEROSPACE SYSTEMS

DIVISION - BURL.

H.J. WO LL

Fig. 1-Electro-optical engi- neering organization.

OPTICAL OTHER SURVEILLANCE FUNCTIONS

PROJECT AND PROJECTS

F F. MARTIN

OTHER ENG. SECTIONS & FUNCTIONS

ELECTRO-OPTI CAL ENGINEERING

P E. SEELEY

HUMAN FACTORS E/O SYSTEMS

W. R. BUSH W.E. NICHOLSON

E/O &. LASER SURVEILLANCE & EQU IPM ENTS CONTROL EQUIPMENTS

J. H. WOODWARD H.H. KNUBBE

Reviewed here are the organization, facilities, and some of the technical activi- ties of the Electro- optical Engineering group at the DEP Aerospace Systems Division in Burlington, Mass. The programs carried out there by this group include laser techniques and applications; radiometers; military television, including low -light -level TV, space surveillance, trackers, and infrared cameras; and cell scanners and trackers.

P. E. SEELEY, Mgr. Electro- Optical Engineering

Aerospace Systems Division, DEP, Burlington, Mass.

THE MAJOR part of RCA "s defense enginering activities in the electru-

optical technical area is conducted at Burlington, Mass. This arrangement re- sulted from the decisions to transfer in- frared projects in 1958 and certain types of military TV projects in 1962 to Massa- chusetts from other RCA locations; moreover, new business activities were generated by the Burlington Engineer- ing Department in electro- optical sur- veillance, laser systems, and techniques.

Changes in the structure of the En- gineering Department at Burlington in June 1963 required an enlarged activity devoted to electro- optical work ; thus, the personnel engaged in the new in- frared, optical, and laser programs were re- assigned from the existing Advanced Systems and Techniques and Surveil- lance Products Sections and joined to-

gether into one section. The organiza- tional arrangement of this new Electro- optical Section and its relationship to the other functions of the Engineering Department are shown in Fig. 1.

Briefly, the section is organized to conduct the current developmental and techniques programs most effectively, as well as to afford the pursuit of new busi- ness proposals and opportunities. Per- sonnel assignments are generally flexible to maximize skill utilization and to bal- ance the work force on a variety of pro- grams. Many such programs undergo level -of -effort changes from time to time. and noticeable. if not substantial. tech- nical changes.

ENGINEERING PERSONNEL

As with many RCA engineering func- tions, electronic circuit and mechanical

design play a large part in the electro- optics activity. About half of the pro- fessional personnel can be so classified, although a majority have specialized, practical experience with optical and television or related equipments for a number of years before their present assignments.

The remainder of electro- optics per- sonnel have had training and experience in mathematics and physics. the latter being particularly important in infrared and laser work. Personnel trained in these fields and experienced in optics design, to cite one example of essential work specialization, are strong assets to the electro- optics activities. Experi- mental psychologists. a subgroup within electro- optics are involved in the impor- tant support areas of man- machine inter- faces, and personnel subsystem training and optimization.

EMPHASIS ON LASER WORK

The laser technical area, because of its rapid growth, has occasionally utilized personnel in industry with little experi- ence in optics and physics. This was somewhat a repeat of the situation found in the mid- 1950's in the infrared equip - velopment and growth at that time.'

With the recent advances in laser de- vices as amplifiers and radar devices,

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P. E. SEELEY graduated from MIT in 1949, S.B. in

Physics. He did graduate work in Electrical Engi- neering at Northeastern University, 1956 -59; and studied management training in 1962 at Harvard Graduate School of Business Administration. Fol- lowing service ass.gnments in airborne communica- tions, Mr. Seeley was engaged in field engineering on shipboard radars and geophysical electronic equipment from 1949 fo 1950 and was employed at the Dynamic Analysis and Control Laboratory, MIT until 1953. He was with Westinghouse Electric Corp. in 1954 -1955 as project engineer concerned with design and development of the radar seeker system and CCM techniques for the BOMARC missile. Mr. Seeley joined RCA in 1955 at the Waltham Air- borne Systems Laboratory where he was ¡nvolved in

design and development of an advanced puke- doppler radar 'eceiver system. Subsequently, he

supervised HF and radiometric measurements, ad- vanced infrared, laser, and microwave equipment engineering development. In 1963 he was ap- pointed Manager of the Electro- Optical Engineer- ing Section. Mr. Seeley holds several patents for electronic circuits and control devices; he is a

Senior Member of IEEE, and a member of the Optical Society of America as well as the Armed Forces Communication and Electronic Association,

LIQUID N2 VACUUM CRYOSTAT a I R DETECTOR

PRIMARY MIRROR (INSIDE)

OPTICAL AXIS

electronics engineers skilled in radar or microwave design are being engaged in advanced developmental work. Thus the interaction between physics and electri- cal engineering personnel continues on new technical grounds. Fortunately, any rivalries that do exist have little direct bearing on working relationships, but they do produce effects in the profes- sional journals and symposia. The Electro- Optical Group, at the present level of activity, consists of 55 engineer- ing and scientific personnel.

CLASSIFICATION OF WORK

The method used to classify the work in the Electro- Optical Group is by equip- ment characteristics. These are prin- cipally TV or image -tube devices, cell scanners and trackers, and lasers.

This work division is a more practical method of specialization than other ap- proaches such as the spectrum division (i.e., an infrared group, a visible -spec- trum group, or ultra violet group, etc.) .

For a major program such as the opti- cal surveillance subsystem, it is best to have the majority of personnel assigned to one group under a single manager; this results in greater technical con- tinuity and efficiency and also provides a more effective engineering and admin-

Fig. 2 -Sea- surface radiometer,

VACUUM HOSES

ELECTRONIC PRE- AMPLIFIER

N UTAT ING SECONDARY MIRROR (INSIDE)

SIGHTING AXIS

64

RADIOMETRY a HOUSING OPTICAL AXIS

ENTRANCE WINDOW

45 °MIRROR (INSIDE)

istrative exchange with the project group, as indicated by the dotted line, Fig. 1.

The electro- optics engineering force has experience or is currently working on the following equipment types: 1) radiometers, 2) image tube or TV, 3) cell scanners and trackers, and 4) op- tically pumped lasers.

RADIOMETERS

Radiometers detect and record power emitted from distant sources. Usually, total power or temperature can be measured, once the system is calibrated and when the radiating body does not change its emissivity during the meas- urement. In military applications, the power modulation frequencies and per- cent of modulation are frequently of in- terest ; for examples, changes in missile combustion rates may be observed by a radiometer pointed through the atmos- phere at a missile exhaust; or, fluctua- tions in emissivity caused by tumbling can be measured when a tumbling, re- entering nose cone is viewed.

The radiometers designed and built at Burlington have ranged from a large 12 -inch primary mirror, infrared -cell type instrument for anti- submarine -war- fare research in the measurement of sea surface temperature gradients as small as 0.005° (Fig. 2) to small ultraviolet rocket -borne radiometers for upper atmosphere probes.'

One radiometer provided 5 channels through the ultraviolet, visible, and in- frared regions of the spectrum using a single set of reflective optics. By far the biggest radiometer program and one of the first major Electro- Optics projects for Burlington was the design and out- fitting of a mobile instrumentation van for use at the Atlantic Missile Range on an ARPA- sponsored investigation. Five dual -purpose- total -power or modula- tion frequency- recording - radiometers in both the near and far infrared regions were designed using a Dahl Kirkham optical configuration; the radiometers were installed with other equipment, some of which is shown on a tracking pedestal atop a trailer track type van (see Fig. 3). Each radiometer is designed to receive data in a selected, narrow -band portion of the spectrum. Many months of data -taking on missile launches were obtained to add significant information to the ballistic missile de- fense scientific community. Most recent radiometry work has been in the ultra- violet spectral area directed toward the application of hydrogen -oxygen fire de- tection and alarm to afford crew protec- tion on -board liquid hydrogen fuel spacecraft.

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MICROWAVE RADIOMETER

THREE IR RADIOMETERS

AUTOMATIC OPTICAL TRACKER

THREE IR RADIOMETERS

MICROWAVE RADIOMETER

MANUAL SIGHT AND TRACKER

Fig. 3- Field- radiometer van.

TELEVISION

The military TV camera and equipment area consists of airborne viewing aids, low light level, space surveillance, trackers, and infrared television types.

Airborne Viewing Aids

One of the first airborne TV applications was a closed circuit system to enable the human to have fields of view not available to him in his specified, and often restricted physical location. This problem dates from the "Spirit of St. Louis" flying days, if not earlier; in fact, Charles Lindbergh in flying across the Atlantic could not see in the forward direction except via an optical periscope.

Television airborne viewing aids de- signed by ASD Burlington engineers and the Engineering department in Camden have been used in the B -52 and A3J aircraft. Equipment for the A3J is currently being manufactured at the Camden plant. The technical and design problems are mainly ruggedization to withstand the airborne vibrational en- vironments and lightweight component selection and packaging.

Although not airborne in usage, but aerospace in nature and scope, are the closed- circuit TV, and visual display sys- tems for flight simulation and human operator training. The areas of training and simulation are a growing business field, due in part to the many complexi- ties and expenses incurred in actual flight. Burlington has participated in some of these programs for the Air Force and the Navy, and recently con-

ducted visual and function studies for the Lunar Excursion Module (LEM) .

Low Light Level TV

Low light level TV work at Burlington has centered about image orthicon and image- intensifier orthicon equipments for "seeing -in- the -dark" systems appli- cations. For the most part, this techni- cal area is an outgrowth of airborne viewing aids.

With presently available equipments' and studio -type lens, 400 -line resolution pictures can be obtained at scene illum- inations approaching 10 -7 foot -candle. This is somewhat darker than country- side outdoor conditions on a moonless night with a heavy cloud -cover blocking celestial light.

Applications of these equipments are under consideration for numerous air- craft, particularly for patrol aircraft in which the pilot's ability to recognize objects on the ground is essential or important to the mission. Such new equipments can extend these missions into a wide range of nighttime condi- tions. As with the daytime operations, the mission must be compatible with hu- man observer capabilities. This latter constraint involves human engineering laboratory studies and flight tests to fully assess performance and to reach effective configurations. The possibilities for mis- sile control by a remotely located hu- man operator who watches the TV picture relayed from the missile nose are now made considerably more attractive ; the image- intensifier orthicon is used to re-

move technically- imposed restrictions of daylight operation only.

Current endeavors at Burlington are directed toward further refinement of the orthicon equipments for aerospace appli- cations; new work is being performed to solve the problems associated with applying equivalent or higher perform- ance, simpler, and more ruggedized pick -up tubes to these applications.

Space Surveillance Space surveillance equipments meet the need for passively searching many square degrees of an optical field of view for aerospace targets such as satellites or missiles. The TV design problems are extensive because of low light level tar- get conditions, background problems, and the high -resolution requirements. A wealth of new technical -applications knowledge has been generated at ASD Burlington concerning the use of orthi- cons outside of their known commercial functions to solve these problems.

Space surveillance equipments also present complex design tasks in the op- tics design, the fiber -optics coupling from the image plane to the orthicon faceplate, and in video signal processing and integration and storage problems. Such design requirements include, for example, the enhancement of the target signal while eliminating or minimizing effects of fixed star -field backgrounds; this is an area of complex electro- optical system design and fabrication, as op- posed to the field of specialized TV cam- eras alone. Burlington personnel closely coordinate their application require- ments with the RCA conversion tube specialists at Lancaster; further infor- mation on this subject is contained in the articles by C. Park' and M. Cantella .

TV Trackers Television trackers have been developed to track a single target by processing of the video information. Thus, optical trackers can be mechanized for missile or aerospace use to generate up -down, left -right steering information, without the use of moving parts. In many cases, mechanization of spatial discrimination is enabled because a complete field -of- view, video -image format is available. Another performance feature is that the center of the target outline can be tracked when the target is close enough to fill a sizeable portion of the field of view; the more normal spot- tracking can be performed when the target is quite small in terms of the field of view. A TV

camera is necessary in some aerospace systems for picture relay or viewing; thus, the automatic optical- tracking fea- ture comes as a simple video processing, supplemental package.

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Current work on an Army- sponsored program has involved experimental stud- ies of missile semi -active homing. An image -tube receiver is used in conjunc- tion with a laser target illuminator.

IR Cameras

Development of the lead sulphide infra- red pick -up tube was conducted at the RCA Laboratories some years ago for the U.S. Army.' Since that time, work has continued on more sensitive infrared pick -up tubes and some have been opti- mized for various regions of the spec- trum. The use of these tubes in infrared cameras began shortly after. One of the first design problems encountered in the infrared camera area was lack of a suit- able and economic approach to the lens or imaging optical system. In most appli- cations the problem has been solved by designing optical configurations which use all reflective elements. Some prog- ress has been made on infrared refrac- tive optics using primarily arsenic tri- sulfide and germanium mainly; to date, several cameras have been built and de- livered to various military and govern- ment agencies. The uses are largely for experimental data -taking to obtain more information about the infrared charac- teristics of various aerospace targets. In addition, a program is being performed for the Air Force to determine the capa- bilities of infrared pick -up tubes as primary sensors in ground -mapping sys- tems; this work has involved the appli- cation of new technology in infrared fiber optics' (Fig. 4).

CELL SCANNERS AND TRACKERS

Most of the Burlington scanning cell equipment experience has been with in- frared detectors, although some work has been conducted in the ultraviolet and the visible bands. This technical area underwent an explosive growth dur- ing the 1950's. Because of successful infrared tracker application in the SIDE- WINDER, GAR -2, and other heat -seeking missiles, and through advances in infra- red detector sensitivities in the long wavelength regions to implement high - performance ground- mapping scanners, it has been a high volume and dollar sales product for the three or four sup- pliers in the field. RCA upon entering the field concentrated its attention on the development of scanning cell equip- ments for search and warning devices. This application placed new demands on infrared cell speeds of response, detec- tion range or sensitivity, and background discrimination through signal process- ing. As with a search radar, a reliable system with high detection probability and low false -alarm rates was required'

66

LASERS

The first laser built at ASD Burlington used a crude laser cavity made of alu- minum foil and produced stimulated emission of a ruby crystal by energiza- lion with a helical flash tube. Since that early cavity designs, about 50 laser cavi- ties and equipments of an advanced nature have been produced and tested. Fig. 5 shows an early type of cw -laser equipment produced at Burlington for RCA Laboratories. Contract -sponsored work has enabled many advances in the area of optically -pumped, inorganic - crystal -laser applications to scientific problems and techniques, as well as to the practical one of a lightweight range- finder for the U.S. Army and the study work on semi -active missile guidance.

The techniques and know -how in the laser fieldp-1 most pursued and perfected have been as follows:

1) high rate Q- control with spinning reflectors to delay laser action until the higher- energy atomic states in laser material are highly over- populated by optical pumping from the flash tube; then, the nec- essary optical reflection and regen- eration paths necessary for laser action are suddenly permitted which produces a single, short. high -power pulse output ";

2) methods of elliptical and cylindri- cal cavity construction and coating handled in -house to best under- stand and optimize performance;

3) studies of optical properties of crystals as they effect the desired laser properties;

4 ) low- temperature performance in- vestigations to best achieve the con- figurations that will operate in field equipments under a wide range of temperature variations;

5) methods of crystal and flash tube cooling for achieving reliable, high -power operation for extended periods of time;

6) generation of optical harmonics "'; 7) laser power amplifier techniques;

and 8) special techniques in the area of

experimental physics, as well as electrical engineering for the power supply and signal- process- ing electronics areas.

9) laser receiver techniques for accu- rate, light -weight range finders.

SPECIAL FACILITIES

To perform electro- optical engineering work effectively, many special and note- worthy facilities have been installed at Burlington. Five dark rooms plus a long dark tunnel are available for infrared,

Fig. 4- Raster -to -line converter and film re- corder for infrared- vidicon experimental air- borne equipment.

Fig. 5- Closeup of a liquid -nitrogen -cooled, crystal laser; it is operated at about '/4 -watt and pumped by an incandescent tungsten lamp.

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low- light -level, and photometric meas- urements. Seven optical benches (two of 15 -foot length) , a high- quality gas laser, two Perkin -Elmer spectrometers (one a dual- beam), an infrared -optical target simulator, and numerous photo- metric and collimating equipments have been installed. The experimental physics laboratory contains: equipment for han- dling, forming, cutting and grinding glass and crystals; heat treating ovens; vacuum equipment for metal film deposi- tion and low- temperature experiments and other similar equipments (Fig. 6). Through close liaison and working rela- tionships with DEP Applied Research and the RCA Laboratories it has been possible to produce laboratory equip- ment and experimental device models at Burlington for use at those locations. Thus, the special facilities and the skills of the personnel are used frequently in supporting roles on many activities out- side of Burlington rather than existing in duplication.

TECHNOLOGICAL CHANGES

AND THE FUTURE TRENDS

There have been many technological changes in the past two years, particu- larly the impact of the laser and its fast - moving developments which affect future trends.

Table I gives summary information on how recent advances in fiber optics, video (image) data signal processing, and orthicon noncommercial engineer- ing technology are enabling space sur- veillance systems to come into being ;4.6

until two years ago, such systems were impractical and unapproachable.

The laser area is an excellent exam- ple of electro- optics fast -changing tech- nology; in terms of R &D contracts, this field in three years has moved from obscurity to a $20 million or greater annual effort. Fig. 7 shows the technical changes of one interesting parameter, that of peak power. The microwave

approximate peak power achieved as the state -of -the -art progressed year -by -year is shown with the laser's capability; although the microwave device is far superior on an average power basis based on present art, the curves for this parameter show much the same interest- ing shapes. The microwave generating device shows the mature product curve characteristic ; the laser device is barely past infancy.

Laser applications do not come auto- matically and certainly not in an imme- diate profusion. It appears, as in the case of practically all inventions, such as the steam engine, the rocket motor, or even TV. that a time lag follows the concept, the early demonstration models, and the first limited applications, before broader and more useful applications can be achieved. Thus, the device or machine must overcome economic and efficiency problems, technological or physical obstacles such as size, heat, noise, etc.) before it can compete suc- cessfully with existing and competitive approaches and find its proper place in the market.

Early applications of lasers include rangefinder equipments, satellite trackers, and wideband communication exploratory devices. Later, reconnais- sance systems, radiation weapons, dop- pler navigators, missile guidance sys- tems, and many other applications will utilize lasers. The Electro- Optical field is on the threshold of a new era made possible by the advent of the first pre- cise and controllable light generators.

The Burlington Electro- Optics func- tion will be an active part of this tech- nological revolution, not only in the expected areas of impact by the laser devices but throughout the realm of op- tics and passive device design.

BIBLIOGRAPHY

1. The September 1959 issue of Proc. /RE contained the following statement as a comment in an article by J. N. Howard:

TABLE I- Electro- Optical Problems and Solutions

General Problem. Problem En: i,, pier Solution

1. Search a large, instanta- neous field of view and achieve a high angular resolution

2. Low illumination

3. High background levels or other adverse condi- tions for point target de- tection

4. Low contrast

10° x 25° field of view and 15 seconds of angular resolution

Scene illumination 10-' ft- candles or less, star magni- tude 10 or greater (i.e. dimmer)

Uniform background equiva- lent to .star magnitude 18 per square .second of arc and star fields throughout the field of view

(a result of problems 2 and 3 above hut the advances in device technology enable handling separately)

Use 10 image tubes in parallel (each tube covers 5° x 5 °) with fiber optics bundles to transfer a contiguous image from the curved optical image plane to the individual image tubes. Note: Fiber optics face plate tubes are required. a) Use special design fast optics (f -1.5 or less.) b) Use image orthicon or intensifier orthicon pick -up tube.

a) Video frame -to -frame subtraction (opti- cal MTI to detect moving targets). b) Spatial electronic discrimination to detect point source targets.

a) Separate read -erase modes and automatic brightness control in the orthicons.

200

50

10 MICROWAVE

DEVICES LASERS

1943 1950 1933 1960 1963

Fig. 7- Development curves of peak power for losers and microwave devices.

"The military applications of infrared had brought into the field a vast influx of military man, engineers, business- men, salesmen, and politicians who have acquired the jargon of infrared without always understanding the phys- ics of it, resulting in a considerable amount of practicing medicine without a license."

2. J. H. Woodward, "Passive Infrared Tracking Equipment," RCA ENGINEER, this issue.

3. R. J. Gildea, "Lightweight Low Light Level TV," RCA ENGINEER (E & R !Vote) to be published.

4. C. B. Park, "Aerospace Detection and Tracking," ASD- Burlington, paper to be published.

5. M. J. Cantella, R. Kee, and V. J. Stakum, "Electro- Optical Signal Proc- essing," ASD -Burlington, paper to be published.

6. G. A. Morton and S. V. Forgue, Proc. IRE, Vol. 47, No. 9, Sept. 1959.

7. L. Arlan and N. Aron, "Infrared Fiber Optics,' ASD -Burlington, paper to be published.

8. B. R. Clay and T. A. Haddad, "Fabrica- tion and Test of a CW Laser of CaF2: DyS +," RCA ENGINEER,(E & R Note) this issue.

9. T. Nolan, "High -Power Laser Trans- mitter," RCA ENGINEER, (E & R Note) to be published.

10. H. J. Okoomian, "Generation of Optical Harmonics," ASD -Burlington, paper to be published.

11. E. Kornstein, "Lasers for Ranging Ap- plications," RCA ENGINEER, Vol. 8, No. 5, Feb. -Mar. 1963.

Fig. 6- Experimental physics laboratory.

6 !

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J. H. WOODWARD received an AB degree in

Engineering Sciences from Dartmouth College Thayer School of Engineering in 1941_ After grad- uate study at Harvard, he joined the General Electric Co. in 1942. With General Communication Company from 1947 to 1959, he directed develop- ment and was program manager for a number of

military contracts for ECM, magnetic recording, IFF operational and test equipment, and radar and

microwave components. He was charge of the development Laboratory until 1952 when he became Chief Engineer. His association with RCA began in 1959 as Manager, Design Operations Integration in Burlington. He became Manager, Infrared Design

and Development In 1961 and is currently Manager, Aerospace Surveillance Equipment Engineering in

the Electro- Optical Engineering Section at Burling- ton and acting manager of the Laser Distance Measuring Ecuipment program. He is a Senior Member of the IEEE.

PASSIVE INFRARED TRACKING EQUIPMENT

Most applications of infrared equipment in the past have been limited directl;

or indirectly oy the available detectors. Continuing progress in the develop

ment of detectors and of thermoelectric and closed -cycle liquid refrigeratior

systems will extend the application and capability of infrared trackers and scan

ners. Additional development of electronically scanned imaging detectors fo

the infrared will further enhance the art. Background radiation poses difficul

discrimination problems for infrared equipment yielding poor false alarm rate.

for some equipment. Application of sophisticated signal processing technique!

developed at ASD Burlington and proven through extensive flight testing car

improve the reliability and capability of future infrared trackers and seekers

68

J. H. WOODWARD, Mgr. Aerospace Surueillance Equipment Engineering

Electro- Optical Engineering Section

Aerospace Systems Division, DEP, Burlington, Mass.

10

10

10

10 'O 1 1

Fig. 1- Typical response of infrared detectors.

A-PbS 25° C

B -PbSe 80° K

C-InSb 80°K D-GeAu 80°K E -InAs 25°C

2 4 6 8 10

WAVELENGTH - MICRONS

12 14

THE PROBLEMS of search, detection, acquisition, tracking, identifying or

measuring objects in aerospace have been increasingly emphasized in recent years. Considerable effort has been ex- pended on systems which are in them- selves passive. For signal sources, such systems depend upon the direct radia- tion from the object of interest, or upon reflection of radiation from a natural source such as the sun.

The spectral region of passive detec- tion operation ranges from a fraction of a micron to several tens of microns. In the shorter- wavelength region. the radia- tion source is at a high effective color temperature, typically sunlight or an engine igniting flash. Intermediate - wavelength systems may detect radiation from hot objects, such as engine mani- folds, exhaust stacks, tailpipes, and plumes. Longer -wavelength equipments are used to detect radiation or differ- ences in radiation from objects at tem- peratures near 300 °K, and must gen- erally sense very small differences in temperature or emissivity.

SYSTEMS APPLICATIONS

Passive systems have been developed for reconnaissance and surveillance, for acquisition and tracking, for warning and detection, for guidance and control and for monitoring and measurement. A multitude of variables is presented to

the systems engineer in designing for these applications, but the choice may fortunately be narrowed by the specific application. Wide -field scanning may be required for reconnaissance and for search and detection. Image forming may be required for surveillance, but not for search. A narrow field of view may be adequate for a tracker if there is no ini- tial acquisition problem, or both a wide acquisition and a narrow -track field may be needed. The optical aperture may be a compromise involving system sensitiv- ity, field of view, spectral region, angular resolution, off -axis aberrations and in- stallation constraints. Operation in the most desirable spectral region may re- quire cryogenics which are logistically insupportable, or at best difficult.

The tradeoff study for each system application considers such factors as the nature of the target or scene of interest, its characteristic radiation, emissivity, reflectivity, range and trajectory. The nature of background radiation, large objects or point sources to be detected, single or multiple targets to be proc- essed, real -time or recorded data re- quired, must all be evaluated. On occasion no clearly defined choice of alternatives results from the study. In

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this event, previous experience with op- erational hardware of various types will indicate a preferred approach.

IMAGING SYSTEMS

A surveillance system usually requires imaging of the area of interest, accom- panied by either real -time presentation of the image, or recording on film or tape. The use of electronically scanned detectors for surveillance has been gen- erally restricted to the visible spectral region (0.4 to 0.7 micron by the limita- tions of presently available, sensitive photoemissive and photoconductive sur- faces.

Imaging systems operating in the in- frared region have been constrained to rely for detection upon photoconductive or photovoltaic cells. with the field of view scanned mechanically by rotating optical elements. Limitations of data rate in these systems are established by the size and velocity of the scanned optics, the response speed (time con- stant ) of the cells and the allowable limit of complexity imposed by use of a matrix or linear array of cells. Each cell element of an array requires its own amplification and display or recording transducer channel. Thus, a multiple element system is complex and cumber- some to implement. Electronically scanned infrared imaging detectors have been under development in recent years and may eventually be used to supplant the mechanically scanned systems. Of particular significance in this connection is the iricon, developed by RCA Elec- tronic Components and Devices in their laboratories in Princeton.

DETECTION AND TRACKING

Tracking of objects by their gray -body radiation at elevated temperatures, or by the radiation bands of their combus- tion products can be accomplished in the near or intermediate infrared. The wavelength of maximum radiation from a black -body as given by the Wien dis- placement law is: X,,, = 2891/T, where T is the absolute temperature of the black -body in degrees Kelvin, and X,,, is the wavelength of maximum radiation in microns. (25% of the total radiation will occur at wavelengths shorter than the maximum, and 75% at longer wave- lengths.) For black body temperatures between 2,000 and 600 °K, the wave- length of peak emission will fall between 1.4 and 4.8 microns. Gray -body radia- tion from most types of aerospace vehi- cle engines will thus peak in these spectral regions.

Typical engine combustion products are carbon dioxide and steam. Radia- tion from these hot gases will predomi-

nate in the bands in which the cooled gases exhibit absorption spectra. Most prominent bands are the 2.8 micron region of both CO2 and H2O and the 4.3- micron CO2 band. As a consequence of increased pressure occurring in the flame, the radiation bands tend to be broader than the corresponding atmos- pheric absorption bands. A gasoline flame, as from a blowtorch, exhibits this band radiation, with several times more energy near 4.3 microns than in the 2.8- micron region.

The range of a tracking system de- pends. in addition to the system charac- teristics per se, upon the target radia- tion density in the spectral region chosen (watts per steradian per micron) and the attenuation of the intervening medium. Within the atmosphere, atten- uation results primarily from absorption by water vapor and carbon dioxide. Windows, regions of relatively lower absorption between attenuation hands, occur between 2M and 2.6 microns, 3.1 to 4.2 microns, 4 -5 to 5.5 microns, and 8 to 13 microns. These are qualitative rather than quantitative windows, which broaden or narrow as a function of alti- tude, barometric pressure, and concen- tration of water vapor and carbon diox- ide in the atmosphere. Mie scattering also contributes to a lesser degree to atmospheric attenuation but is usually negligible as compared to water vapor absorption in the lower atmosphere.

Under the assumption of a uniform. homogeneous propagating medium, the irradiance received at a tracker as a result of target radiation can be ex- pressed by:

[exp (-aR)] H = J R2

Where: H x = spectral irradiance at tracker, watts /micron /cm2; Jx = spec- tral radiant intensity of target, watts/ ster /micron; a = atmospheric attenua- tion coefficient; and R = range to target, cm. The signal received by the detecting cell is then:

W = Ht, A,K, Aa

A,K, exp ( -aR ) R"

Where: W = power incident on call, watts; A, = effective aperture of tracker optics, cm2; K, - transmittance of total receiver optical system; and AX = tracker bandwidth, microns. The tracker sensitivity is then a function of the de- tectivity of the cell in the passband of interest, and of the post- detection band- width.

INFRARED DETECTORS

Factors which dictate the detector cell to be used in an infrared tracker are the choice of spectral region, the speed of response required, the gain, field of view and maximum allowable size of the opti- cal system, the method of error signal generation, the nature of the propagat- ing medium and of the background radiation, and the degree to which cool- ing and temperature stabilization can be utilized.

Two figures of merit are in general use for infrared detectors. These are the detectivity (D*) and the noise equiva- lent power (NEP) . The term D* is a thoroughly circumscribed definition which attempts to encompass most of the significant factors relating to cell performance, requiring several sub-

PLANE SECONDARY MIRROR

PARABOLIC PRIMARY MIRROR

INCIDENT RADIATION 4 ELEMENT

DETECTOR ARRAY

IR FILTER

a OPTICAL SCHEMATIC FOLDED

PARABOLIC TELESCOPE

A OUT B OUT

COMMON CONNECTION

b 4 ELEMENT DETECTOR

ARRAY CONFIGURATION

SHARPLY DEFINED FOCUS

z <

DEFOCUSED SPOT

ANGLE FROM BORESIGHT AZIMUTH OR ELEVATION

t EFFECT OF DEFOCUSING ON TRANSFER FUNCTION

Fig. 2- Monopulse optical tracker configura- tions: a) optical schematic of folded parabolic telescope, b) 4- element detector array and c)

effect of defocusing on transfer function.

69

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Fig. 3- Infrared plume tracker optical head.

scripts to define its frame of reference; NEP is the value of radiant power inci- dent on the cell required to yield an output signal voltage equal to the cell noise voltage. Normally NEP is defined for a particular output signal frequency and bandwidth, and is measured by a chopped signal incident on the cell. The NEP may be measured at several wave- lengths, or against a blackbody source, typically at 500 °K. The dimensions of D* are centimeters per watt ; it is the reciprocal of the NEP multiplied by the square root of the cell area in centi- meters, and by the square root of the output circuit bandwidth in cycles per second. Subscripts indicate either the blackbody source temperature in de- grees Kelvin or the source wavelength in microns, and the center frequency of the output passband (the chopper fre- quency). Typical values of D* for com- monly used detectors vary from 100 to 10" cm /watt.

The detectors most widely applied in the near infrared region utilize thin films of the photoconductive lead salts,

Fig. 4 -Two typical rotating spot tracker con- figurations.

DRIVE MOTOR

ROTATING TILTED

SECONDARY MIRROR

PARABOLIC PRIMARY MIRROR

RETICLE

1"h-DETECTOR

RECOLLECTOR LENS

REFLECTING TELESCOPE ROTATING SPOT TRACKER

OBJECTIVE ROTATING LENS OPTICAL WEDGE RETICLE

(1,11 .--DETECTOR

RECOLLECTOR DRIVE MOTOR

REFRACTIVE ROTATING SPOT TRACKER

70

particularly lead sulfide. Uncooled lead sulfide cells peak in response at about 2.4 microns, with significant response down to 1 micron, but fall off rapidly at 3 microns. Uncooled lead selenide peaks near 3.5 microns, with useful response at 1 and 5 microns. At liquid- nitrogen temperature (78 °K ) the spectral re- sponse of lead selenide and lead tellu- ride are similar, peaking at nearly 5

microns. Cooling of the lead salt cells increases

detectivity by an order of magnitude or more, but also greatly increases both time constant and resistance. Time constants of cooled lead sulfide cells are of the order of several milliseconds, with typical impedances in tens of megohms.

The rapid development of indium antimonide (InSb) single -crystal photo- conductive junction cells in recent years has produced detectors which, in most respects, exceed the lead -salt films. Cells of InSb are stable after exposure to extremes of temperature, have short response times, and detectivity ap- proaching the background limited con- dition. Low cell impedance requires careful preamplifier design to minimize noise figure, but facilitates taking ad- vantage of the fractional microsecond cell time constant. Optimum operation occurs at liquid- nitrogen temperature, with peak detectivity at 5.5 microns. Cells can be fabricated in almost any required size and aspect ratio, are read- ily mounted in dewars, and are stable and reproducible in characteristics. In most respects indium antimonide is the best available detector for the 3 -to -6-

micron region. The severe problem of liquid nitrogen cooling ( for a field equipment is a limitation of all high sensitivity detectors operating in this spectral region.

Indium arsenide cells permit opera- tion in the 2 -to -4- micron region with more modest cooling requirements. Maximum detectivity can be achieved at temperatures attainable with Peltier coolers, -80 to - 100 °C. Cells are stable and reproducible. Short time constants, high detectivity, and response peaking near 3.3 microns offer decided advantages over cooled or uncooled lead sulfide. The low cell impedance requires preamplifier optimization for noise fig- ure and mitigates against operation at ambient temperatures.

Operation with high detectivity at longer wavelengths is accomplished with doped germanium or germanium -silicon alloy detectors. Minimum cooling re- quirement is pumped -over liquid nitro- gen, with liquid neon or liquid helium temperatures desirable. The logistics and maintenance problems imposed by

cryogenics have largely limited use of cooled long -wavelength detectors to in- stallations where laboratory type condi- tions can be achieved.

Bolometers are applicable to tempera- ture sensing systems for which speed of response is unimportant. Low detector impedance is best accommodated in sys- tems in which the incident radiation can be modulated by chopping at a low audio rate. Narrow -bandwidth audio amplifi- cation following the detector yields op- timum signal -to -noise ratio; detectivity characteristics of representative cells are shown in Fig. 1.

OPTICAL CONFIGURATION

Infrared equipments are generally broadband devices. necessitating the use of broadband optical elements and mate- rials. To minimize chromatic aberra- tion, first -surfaced, reflective optical ele- ments are frequently selected. Irdomes or windows needed in most systems are chosen for high transmission in the spec- tral region of interest. Refraction intro- duced by these elements is minimized by design, and compensated for in the fig- uring of the reflective telescope. Quartz, sapphire, silicon and germanium, as well as a number of proprietary mate- rials, are used in the near infrared for refractive elements and windows. Mate- rials transmissive at the longer wave- lengths (10 to 40 microns) tend to have less desirable mechanical and physical properties, are difficult to fabricate, may not withstand operational environmental conditions and may be toxic.

Telescopes for tracking systems are normally required to image point sources located within a few degrees of the optical axis. Either the detector or a modulating reticle is located at the image plane. Folded parabolic or Cas- segranian telescopes have the virtue of placing the image plane behind the opti- cal elements, so that cell leads, pre- amplifiers or dewars may be conven- iently located without aperture blockage. In the near infrared, refractive optics are used for tracking systems; their per- formance can be optimized for a narrow field surrounding the optical axis.

Search and detection systems may re- quire an instantaneous field of view which is fairly wide, in azimuth, eleva- tion, or both. depending upon the scan- ning method used. A system which scans only in azimuth and depends upon a linear cell array for elevation coverage must maintain good imaging over the total elevation field. Spherical aberra- tions, coma, flare and defocusing must be minimized. Limitations imposed by materials and system bandwidth seri-

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ously compromise performance of inter- mediate infrared (4 to 6 microns) sys- tems of this type. Somewhat better characteristics can be achieved in the near infrared.

BACKGROUND DISCRIMINATION

Infrared systems must function in an environment of radiation from natural or man -made sources other than the target. The sun may be excluded by shuttering or rejected logically by signal processing as a function of its extreme intensity or apparent angular width, but solar illumination of clouds and spurious solar reflections within an optical system pose severe problems. Spectral filtering can be implemented to maximize the ratio of target -to- background signal, by making the cut -on occur at as long a wavelength as possible without signifi- cantly attenuating the detectable target signal. Below about 3 microns, cloud reflection of sunlight is the predominant natural background. Above 4 microns, cloud radiation becomes significant. If the predominant radiation of the target of interest falls within a narrow spectral band, filtering and the choice of a de- tector to accept only the target radiation band generally provide optimum spec- tral discrimination.

Spatial filtering in tracking systems is generally limited to shaping of the reticle pattern so that little modulation takes place for an extended area source, or linear source, such as an illuminated cloud edge, or the horizon. In an imag- ing or raster scanning system, spatial discrimination can be implemented by the processing of the detected signals. Pulse -width discrimination is effective in a system with a small instantaneous field of view and a fast response detector. Line -to -line and frame -to -frame storage and comparison are effective in dealing with linear background sources. These techniques and more sophisticated ex- tensions of them have been applied suc- cessfully to both electronically scanned and mechanically scanned equipments developed at Burlington.

If the source to be tracked has a unique modulation "signature" the sig- nature may be demodulated and used as a means of discriminating between true target and background.

THERMAL LIMITS

Long wavelength systems are subject to limitations imposed by self radiation. Insofar as possible, the detector must be isolated from radiation of objects warmer than the detector itself, includ- ing supporting structures. Aperture and field stops, reticles or chopper blades, should, if possible, be cooled to near

OPAQUE TRANS- PARENT

TWO- BLADED RETICLE SIX- BLADED SPIRAL RETICLE EIGHT- BLADED RETICLE

Fig. 5 -Types of reticle patterns for rotating spot trackers: a) two- bladed reticle, b) s x- bladed spiral reticle and c) eight -bladed reticle.

cell temperatures so that their radiation will not obscure the received signal or even saturate the detector.

ENVIRONMENTAL STRESS

The design of mechanically scanned infrared trackers and search equipments to resist thermal and mechanical stress is an exacting task because of the nature of the materials used and the dimen- sional stabilities required. Glasses, sap- phire, and quartz have relatively low thermal conductivity, resulting in uneven stresses when heating or cooling. Ele- ments of these materials may be mounted by clamping, with resilient gaskets or spring members to prevent chipping and to allow for differential expansion between the element and the supporting metal. Invar, Nyspan and other ferrous alloys with expansion co- efficients approximately matching those of the optical materials must be used when the optics are bonded directly to

the metal. Adhesives, usually epoxy- or rubber -based, must be carefully con- trolled to minimize local stresses on the optics. Focal distances between optical elements and detectors may have to be maintained within a few thousands of an inch over a range of temperature of 150 °C. The requirements for matching thermal coefficients, extreme stability and precision are usually coupled with severe size and weight restrictions, necessitating sophisticated and elegant design.

Vibrational stresses can result in seri- ous microphonics, because most infrared detectors are somewhat microphonic, and amplifiers must handle microvolt signal levels. Stiff design, to raise the structural resonant frequencies as high as possible, and local or overall isola- tion mounting may be required. Rela- tive motion between the detector and the optics can result in modulation of the received signal at the frequency of the

Fig. 6 -Error signal developed in on -axis and off -axis targets.

ROTATION OF ON -AXIS IMAGE

o:

u T

ó - ~ O a 2w w 0 To

nfl ON -AXIS TARGET

ROTATION OF IMAGE OFF -AXIS IN AZIMUTH

OFF - AXIS TARGET

TIME -+ 3o- 4n

ANGULAR ROTATION OF SPOT

f=

a-

0 ¢ O f w H o

T -1

4n o

To

n

ANGULAR

2e 3n

TIME - ROTATION OF SPOT

71

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DUAL FIELD SPIRAL CAR DIOD "PULSEWIDTH" "FM" RETICLE RETICLE

induced vibration. This cannot be tol- erated. Optical systems which rotate relative to a fixed detector are particu- larly susceptible to this difficulty. Although designs of this type may be necessary with liquid cryogenic detector cooling, little short of complete vibra- tion isolation will permit their operation in a vibration environment.

Drive mechanisms for scanning optics must be designed to accommodate wide temperature variations without signifi- cant change in gear tooth clearances. Gears must be of fine pitch, but with wide tooth faces for low unit stress. Choice of bearing type and fit must be such as to minimize radial and end play under all combinations of vibration and temperature.

Flight testing of Burlington -designed equipment has demonstrated that it is possible to design and fabricate units which will perform their intended func- tion under conditions as severe as -60 °C temperature and vibration to 10 g at 600 cps and to 6 g at 2,000 cps.

TRACKING EQUIPMENT

Tracking of targets with infrared passive systems can be simply accomplished with a degree of accuracy not achievable with radar, by virtue of much shorter wavelengths and resultant narrower beamwidths. Error signals are gener- ated in a variety of ways, by monopulse cell configuration, nutating spot or ro- tating reticle, to produce amplitude, fre- quency, pulse width, or pulse time mod- ulation varying as a function of target position. Fig. 2 illustrates a monopulse configuration in which a folded reflective telescope images the target on a four - cell detector array. If A, B, C, and D represent the signal outputs from cells A, B, C, and D, respectively, the error signals can be written by inspection, as follows.

Elevation channel:

(A + B) - (C +D) A +B +C +D

Azimuth channel: (A + C) - (B +D)

e" A+B +C +D

Fig. 2 illustrates the effect on the track- ing -error transfer curve produced by

72

DUAL FIELD STRAIGHT BLADE "FM" RETICLE

Fig. 7 -Three rotating reticle patterns: a) dual -field spiral FM, b) cardioid "pulse -

width," and c) dual - field, straight blade FM reticle.

varying the focus of the target image. A sharply defined image will yield the steep transfer curve which reaches sat- uration for relatively small bore -sight error. The second type of transfer curve occurs for a spot so defocused that an appreciable portion of the received en- ergy impinges on each of the cells ex- cept when angular positional error is large.

A tracker of this type was developed by ASD Burlington for the DEP Missile and Surface Radar Division ( Moores- town) as an adjunct to the AN /FPS -16 radar to allow lift -off tracking of mis- siles in the presence of radar ground clutter. The unit, which consists of the folded optical system, germanium win- dow- spectral filter, quad -cell detector, solar shutter and preamplifiers is shown in Fig. 3. This tracker head is mounted on the axis of the FPS -16 antenna ahead of the feedhorns. A particular feature of this system which contributes to its successful operation is its use of the modulation inherent in the target plume to provide a signal for tracking. Selec- tion of proper limits for the audio pass - band for the signal provides discrimina- tion against background caused by artificial light sources. The use of the AC signal component eliminates the ne- cessity for DC balance of the detectors, chopping of the signal either pre- or post- detection, or the use of Dc ampli- fiers. The tracker error signal is demod- ulated and processed to operate the radar servo system thus driving the an- tenna to maintain boresight so that switchover from infrared to radar mode can be accomplished after ground tar- gets have left the radar field of view.

Conical scanning is also used to de- velop tracking error signals. Typically it is accomplished by rotating a wedge or tilted secondary mirror so that the target image traverses a circular path in the focal plane. Positional modulation of the target signal is produced by a reticle which consists of an opaque pat- tern on a transparent substrate, nor- mally located at the image plane. A re- collector lens or light pipe may be used between the reticle and detector to per- mit the use of a small area cell. Fig. 4 displays diagrammatically a rotating

spot optical configuration. Several reti- cle patterns are shown in Fig. 5. The type of error signal developed by the most rudimentary of these patterns ap- pears in Fig. 6. Error information is of the p -e type, with e given by signal phase relative to a time reference synchronized to the rotating element and p by the ratio of maximum to minimum pulse duration. Many -bladed reticles perform in a manner analogous to the two -bladed one, but yield higher modulation fre- quencies for a given rotational speed.

Another type of scanning is accom- plished by rotating a reticle located at the focal plane of a fixed optical system. The FM reticle shown in Fig. 7a pro- duces modulation having increasing fre- quency deviation, both positive and negative, from a mean modulation fre- quency as target deviation from bore - sight increases. A measure of spatial discrimination against linear targets (e.g., the horizon) can be provided by curving the blades of the reticle in a spiral pattern.

Error sampling rate for either the ro- tating spot or the rotating reticle con- figuration is identical to the rotational speed of the spot or reticle, although the modulation frequency may be much higher, depending upon the number of reticle blades.

An equipment combining both of these types of scanning, developed for tracking a missile having a flare source. is shown in Fig. 8. This unit has two separate telescopes and detectors, with a

Fig. 8- Infrared command unit tracker head.

Fig. 9- Miniature radiometer.

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single motor driving the scanning mech- anism for both. A rotating spot scan is used with a relatively long- focal -length reflective telescope to provide a tight inner -field tracking loop. A rotating reticle at the focal plane of a wide field, refractive triplet develops the acquisi- tion field error signal. Detectors are un- cooled lead sulfide.

RADIOMETRY

Thermal detectors of the bolometer type offer flat response out to 40 or 50 mi- crons and may be applied to remote temperature or radiation measurement. A miniature radiometer for balloon or missile -borne operation developed at ASD- Burlington, is shown in Figs. 9, 10. and 11. Measurement is made by alter- nately exposing the flake bolometer de- tector to the radiation to be measured and to a source of constant temperature and emissivity, by a rotating chopper. The chopper blade, bolometer. and pre- amplifier are maintained at a tempera- ture of 75 °C by means of a precision temperature controller and copper heat sink. The Ac signal from the bolometer is amplified by a stable -gain amplifier. synchronously detected at the output to provide a Dc analog of the incident radi- ation. Synchronous detection is accom- plished by a mechanical commutator on the same shaft as the radiation chopper.

The optical window of this equipment is of thallium bromide iodide. (KRS -5), which transmits throughout the region of 0.5 to 40 microns. The unit is de- signed to have a conical field of view without collecting optics of 55 °. Optical gain and field narrowing can be achieved by the addition of an external telescope.

HORIZON AND PLANET SENSORS

Many missile and satellite missions re- quire vehicle positioning with respect to the earth's horizon or the centroid of a planetary object. Infrared detection of the contrast at the horizon between plan- etary radiation and that of space pro- vides effective horizon detection. Scan- ning may be accomplished by vehicle spin and angular horizon or interhorizon distance determined from synchronized time references. Wide field optics may be used with a monopulse type of cell array for detection and position sensing. The unit may be servoed to track the centroid of the planet. or positional in- formation fed to navigation or guidance equipment. Communications from space vehicles to earth require pointing of the directional antennas toward the earth. An infrared tracker provides a simple and reliable means of maintaining proper antenna orientation in the ab- sence of RF signals. For this application,

data rates need not be high and signal contrast is excellent. making bolometers very suitable detectors.

CONCLUSIONS

Most applications of infrared equipment in the past have been limited directly or indirectly by the available detectors. Continuing progress in the development of detectors and of thermoelectric and closed -cycle liquid refrigeration systems will extend the application and capabil- ity of infrared trackers and scanners. Additional development of electron- ically scanned imaging detectors for the infrared will further enhance the art.

Background radiation poses difficult discrimination problems for infrared equipment yielding poor false alarm rates for some equipment. Application of sophisticated signal processing tech- niques developed at ASD Burlington and proven through extensive flight testing can improve the reliability and capabil-

ity of future infrared trackers and seekers.

ACKNOWLEDGEMENTS

Many individuals have been responsible for the development of infrared cell equipment at Burlington. Particular contributions have been made by L. Alston, W. Barratt. E. Corey, D. French. R. Guyer. J. Lefebvre. G. Sievers, H. Slade and J. Stakun. E. Kornstein and C. Park have provided support in the re- view and generation of optical concepts and designs. T. Haddad has fabricated and coated a variety of optical elements for experimental efforts. The tracking augmentation for the FPS -16 was made possible by the enthusiastic cooperation of R. Paglee and R. Harralson of M &SR.

BIBLIOGRAPHY

The September 1959 "Infrared Issue" of the Proceedings of the IRE provides a wealth of basic information concerning the infrared art.

Fig. 10- Miniature radiometer of Fig. 9 -base electron cs.

Fig. 11- Miniature radiometer of Fig. 9- thermally controlled sensor head, aisassenbled.

73

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Engineering NOTES and Research

BRIEF TECHNICAL PAPERS OF CURRENT INTEREST

An S -Band Traveling -Wave Maser

With a 30% Tunable Bandwidth

D. J. MILLER, Applied Research, DEP, Camden, and H. B. YIN, Missile and Surface Radar, DEP, Moorestown, N. J.

Chromium -doped rutile and a meander -line slow -wave structure have been combined into a traveling -wave maser having a 3 -db tunable bandwidth of 30% at s -band. This method is limited only by the tunable bandwidth of the slow -wave structure and the noise temperature of the maser.

Meander lines exhibit very wide passband characteristics. The region of high slowing is in the order of several hundred megacycles at s -hand. However, the meander line propagates frequencies above and below this high slowing region with very low loss. The two curves in Fig. 1 show typical measured slowing factors of an unloaded meander line with a finger length of 0.600 inch, a finger width of 0.040 inch, and an air gap of 0.020 inch and 0.040 inch, respectively. The slowing factor is increased and the bandwidth is decreased by reducing the air gap. Since rutile has a very high relative dielectric constant (100 to 250), the slowing factor is considerably increased by the dielectric loading.

The dielectric loading and the meander -line finger length de- termine the center frequency of the passband. The solid line in Fig. 2 is a typical measured gain- versus -frequency curve for a meander -line traveling -wave maser over the frequency range from 2 to 3 Ge. The length of the rutile crystal used was 2.5 inches, with the rutile itself being on one side of the meander line and the ferrite on the other side. Maser tunability was accomplished by varying the pump signal and the dc magnetic field for the cor- responding signal frequency. The 3 -db tunable bandwidth was about 270 Mc and the center frequency could be shifted by varying either the finger length or the dielectric loading, or both. However,

Fig. 1- Typical loaded meander

35

30

25

20

15

10

5

0

slowing of an un- line.

a ..600 AIR GAP ..020

COPPER WIDTH .040

/ ..600 AIR AIR GAP =.040

COPPER WIDTH ...040

55

50

45

ó 40

z 35

.30 25

Fp LI 15

w 10

5

Fig. 2- Comparison of gain for stagger tuning and stagger tuning same length of active material.

MEANDER LINE WIDTH =.575' 030" COPPER 030' AIR GAP (RUTILE DIMENSIONS AS SHOWN) CRYSTAL THICKNESS =.080"

COPPER WIDTH =.040" AIR GAP :.020" BATH TEMP. I.8°K

,' i

no for

4501 I 350"

¡1.2-1. 1.0 2.0 3.0 4.0 5.0 6.0

FREQUENCY (GC)

B -.6 -4 -.2 Fa +2 FREQUENCY (Gcl

«4 «,6 «.8

74

1- 1 575" 45'

1f

171 ra mnn .35"

ea LI E n- I~1.2" -I

1.3'

(al

lb)

Fig. 3- Various stagger tuning techniques.

the width of the active material had to be comparable to the finger length I approximately 80% of the finger length) in order to main- tain a good filling factor (i.e., RF energy coupled to the rutile). For a fixed finger length, wider rutile resulted in a lower center frequency. Similarly, a longer finger length lowered the center frequency if the width of the rutile remained fixed.

Since the insertion losses are very low above and below the region of high slowing, it is possible to stagger -tune two maser amplifiers to increase the operational tunable bandwidth. The stagger -tuning is done by varying either the dielectric loading or the finger length, or both, as mentioned above. The dashed line in Fig. 2 shows the results of stagger- tuning a meander -line maser by varying the dielectric loading; i.e., one section of the meander line is loaded with a slightly wider rutile bar. The total length of the active maser is only 2.5 inches, with the wide section of the rutile 1.2 inches long and the narrow section 1.3 inches long, as illustrated in Figure 3a. The tunable bandwidth obtained is 800 Mc, showing the feasibility of multiple crystal loading incorporated into a single structure. Notice, however, that this would not be feasible if the passband of the slow -wave circuit was inherently narrow.

Fig. 3b illustrates a different version of loading that will result in a similar effect. In this case the finger length is the varying parameter. Similar experiments are being conducted to investigate this technique.

Acknowledgement: Lewis C. Morris, John P. Lauriello and Edgar Denlinger assisted in performing the experiments.

I. H. B. Yin, L. C. Morris, D. J. Miller, "An S -Band Traveling -Wave Maser," Proc. IEEE, .Tan. 1963, p. 225.

A Suggested Approach to Local -Noise Discrimination

N. I. KoRMAN, Director, Technical Pro- grams, (DEP & EDP), Princeton, N. J.

From the very earliest days of radio communications, it has been recognized that the most important sources of noise for all wave- lengths greater than several meters have been external to the receiver itself. Much effort and ingenuity has been devoted over the years to minimize this noise.

It came as some surprise to this writer therefore to find that apparently little, if any, thought had been given to the utilization of the well -known property of radiated energy that the electric and magnetic field vectors have a fixed ratio and are in time phase with each other.

Radio signals and noise from distant sources are radiated sig- nals and possess this property. However, local noise, such as is particularly troublesome on mobile equipment which cannot always locate itself in noise -free areas, should not in general possess this property. It therefore could be discriminated against with a receiver in which the electric and magnetic components of the wave are independently picked up, amplified, and then detected together in a multiplier circuit. Such a receiver would have the property of being relatively insensitive to noise components in which the electric and magnetic vectors are not in the proper ratio and are not in time phase with each other.

Fig. 1 shows how this might be accomplished: The key com- ponent is the detector which is variously known as a phase detec-

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ANTENNA SENSITIVE TO DETEC ELECTRIC FIELD ONLY

AMPLIMER -- EOUENCT [ ERIFP

OSCILLATOR

EAMPLIFIER - ANTENNA

IC SENSITIVE TO

MAGNET EELD qnV

Fig. 1 -Suggested receiver system.

RED

AUTOMATIC GAM

CONTROL VOLTAGE

FR-- inER

OuTPUT

me. A SE R E

R

REO

nowA E

NSEMOUT

oSCILLATOR 96sMC)

31 ICROmIVE Pw0i0TUSE

935

t' MI

NNREL OIOOE

30 MC MARL IMER

ATTrNU.TDR 4 Siel e

JET EC TO

tor, or balanced modulator. It has the property of providing a detected output which is the product of the two inputs. Such a receiver would be considerably more expensive than one not con- taining this particular feature. The increase in performance would depend to a large measure on the characteristics of local noise encountered in specific applications. Since there is prob- ably little data available as to the actual characteristics of various local noise sources, the increase in performance of such a receiver would have to be tested in real situations to determine whether the extra cost involved were justified.

Upper Limit of Time Dispersion in Transmission Secondary -Electron Emission

D. J. BLATTNER, H. C. JOHNSON, and F. STERZER,

Electronic Components and Devices, Princeton, N. J.

The time dispersion in emission of secondary electrons from con- ventional reflection -type secondary emitters is known' to be less than 7 X 10' second. This Note describes a measurement of the upper limit of time dispersion from transmission- secondary- electron -multi- plier (TSEM) films;2 i.e., in multipliers where the primary electrons are incident on one side of a film, and the secondary electrons are drawn from the opposite side. A knowledge of this dispersion time is important for the understanding of the secondary- emission process, and also in the design of multiplier tubes for studying high -speed phenomena' such as mixing of laser beams or laser modes, detection of light modulated at microwave frequencies, and high -resolution coincidence measurements with nuclear scintillation counters.

The TSEM dynode studied (Fig. 1) consisted of a sandwich of three films: a porous supporting substrate of AL.,O:, which is 500 angstroms thick, a conducting film of aluminum 150 angstroms thick, and a film of the emitting material, KCI, 500 angstroms thick.

The time dispersion in such films can be measured by amplifying an amplitude- modulated (bunched) electron beam in the film, and determining the degree of debunching, if any, that occurs. The debunching becomes appreciable if the time dispersion approaches the period of the modulation frequency.

A convenient vehicle for measuring debunching is a helixtype microwave phototube.' Such a phototube can operate with modula- tion periods of fractions of a nanosecond, and its power output at a given frequency is proportional to the square of the depth of modulation of the electron beam at this frequency. Debunching of the electron beam results, therefore, in a lower power output. This drop in power output can be accurately measured, and can be correlated with the amount of debunching and, therefore, with the time dispersion in the film.

The experiments described compared the power outputs of a conventional microwave phototube and a microwave phototube equipped with a TSEM dynode. Care was taken to make the two tubes as similar as possible except for the inclusion of the TSEM dynode in the gun of one tube. To produce the bunched electron beam, the photocathodes of the tubes were illuminated by a He -Ne gas laser operating at 6,328 angstroms. This laser was adjusted to operate in purely longitudinal modes. As is well known,' these longitudinal modes mix in a photocathode and produce a modulated electron

Fig. 1- Microwave phototube with transmission secondary electron multiplication (TSEM) dynode.

Fig. 2- Experimental arrange- ment for studying time disper- sion of secondary electron emis- sion in thin dielectric films.

beam with modulation frequencies that are approximately integral multiples of the frequency spacing between adjacent modes.

In the TSEM tube shown in Fig. 1, the modulated primary electron beam was first amplified by the TSEM dynode, and was then focused by means of an axial magnetic field through a traveling -wave -tube helix. The bunched beam excited an RF traveling wave on the helix that was taken off at the output coupler. The mode spacing of the laser used was approximately 94 Mc, and the tube voltages were optimized for maximum power output at the tenth difference fre- quency (- 935 Mc) . The output of the tube was amplified in a traveling -wave tube, heterodyned down to 30 Mc, amplified in an IF

amplifier, fed into a crystal detector, and displayed on an output meter as shown in Fig. 2.

In the experiment, great care was taken to insure that all meas- urements were made under the following conditions:

1) The same collector current in both tubes. (The light incident on the TSEM tube was attenuated with a neutral density filter to compensate for the TSEM gain.)

2) Current interception on the helix less than 15%. 3) Constant laser excitation. 4) The distance of the output coupler from the electron gun

the same in both tubes. The experiments revealed no differences in the power outputs of the two tubes. The accuracy of the experiment was such that any deterioration in power output of the TSEM tube exceeding 2 db would llave been detected. If it is assumed that the time dispersion of secondary emission is Gaussian, it can be shown that 2 -db deteriora- tion of power output from a TSEM tube corresponds to time disper- sion with a half -width of about 2 X 10-'° second. Thus 2 X 10- ' second represents an upper limit for the time dispersion in transmission secondary- electron emission from thin KC1 films.

Acknowledgements: The authors are grateful to Dr. J. E. Ruedy for fabricating the photocathodes and the TSEM dynode and for supervising the construction of the microwave phototubes, and to Dr. G. A. Morton for many valuable discussions.

The work described was sponsored by U. S. Army Electronics Research and Development Laboratories, Fort Monmouth, New Jersey, under contract DA 36- 039 -SC- 90846.

1. M. H. Greenblatt, RCA Review, 16, 52 (1955). 2. J. D. McGee, Ed., Photo -Electronic Image Devices (Vol. 16 of Advances

in Electronics and Electron Physics), Academic Press, New York, 1982, pg. 127.

3. D. J. Blattner, et al, Paper presented at 1963 Electron Device Research Conf., Univ. of Utah, June 1963.

4. B. J. McMurtry, Trans. IEEE, Vol. PTGED -10, pg. 219 (1963). 5. W. R. Bennett, Jr., Appl. Optics Suppl. on Optical Masers, pg. 24 (1962).

Mechanical Integration of Spacecraf t- Problems and Procedures

T. D. TILTON, Astro- Electronics Division, DEP, Princeton, N. J.

Spacecraft mechanical integration begins when the hardware con- cept is firmed and continues through the fabrication, shipping, and prelaunch phases. The effort, thus, is primarily divided between design optimization at the fabrication site, and ensuring operational capability at the launch site. The mechanical inte- gration function begins by listing the specific components of each subsystem -since during the early stages of a project, these are considered (and referenced) in groups of components (the power-

75

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supply subsystem, etc.). Since many parameters limit the mechan- ical design and arrangement of a payload, a matrix is developed, listing separately each component involved and the limiting factors for each unit (Table 1).

When the development of this "bible" is complete, the first layout of a component arrangement is possible. At this point, a clear definition is needed of payload requirements such as the center -of- gravity position, dynamic and static balance limits; and inertia ratio. When the arrangement layout is first completed, these parameters are calculated, and then such rearrangement as might be necessary to get each parameter within its limit is made. A wiring harness is then fabricated; and simultaneously the com- ponent arrangement is accurately laid out on a Mylar sheet, to be used as a template. The baseplate is then drilled from the tem- plate (usually to a pilot -size hole) and the initial fitting of boxes to the mounting surfaces of the structure begins.

It is at this point that the mechanical conflicts are inevitably discovered; the causes traced; and changes to the arrangement and the pertinent drawing are introduced so that a compatible arrangement of components is established.

After completion of the initial component assembly and harness installation, the electrical debugging operation is performed. Upon satisfactory electrical checkout, final mechanical assembly is com- pleted and the spacecraft is put into flight configuration for environmental testing. Important to this preparation is the bal- ancing done in one of two machines: the horizontal unit (fabri- cated at AED, Fig. 1) or the vertical unit (built to AED speci- fications). After determining the unbalance, it is eliminated either by adding lead or brass weights, mechanically fastened in place, or by casting weights in place, using a Cerrobase alloy (a low - melting point alloy, used to avoid overheating of temperature - sensitive components). The present capability at AED is a 1,500 -pound spacecraft, rotation speeds up to 500 rpm, and a sensitivity of balance of 0.001 inch center -of- gravity offset statically and tan' 0.0001 angular deviation dynamically between the geo- metric and principal inertia axis.

Moment -of- inertia and center -of- gravity control and determina- tion is performed on a bifilar system (Fig. 2) consisting of two 30 -foot wires suspended from load cells for force equalization, and supporting a universal bar to which any spacecraft or object may be attached. The period of oscillation is measured by feeding a signal from a collimated light source which is reflected by a mirror, mounted on the bar at the point of revolution, into an electronic counter. Measurements taken of the equalized load on the universal bar provide the location of the center -of- gravity, and the moment of inertia is determined using the general formula I = (wr't') 14172/, where I is the moment of inertia, w is the total suspended weight, r is half the distance between suspension wires, t is the period of oscillation, and l is the length of the suspension wires. Accuracy within 0.2% is obtained by this method.

Setups for many special tests have been constructed by the Mechanical Integration group. One such test is the determination of the angular relationship between various sensors on a TIROS

spacecraft. Other tests of this nature have been the despin rate determination of TIROS and other spacecraft, the transmission capability of RELAY at sustained high spinrates, and the camera angle and field of view determinations on RANGER.

Handling procedures are worked out and auxiliary equipment is designed and fabricated for all handling and assembly, from start of assembly, through all testing, to delivery of the spacecraft

Fig. 1- Horizontal balancing ma- chine with a TIROS in place.

ti

1,1:414,.# 4 e

Fig. 2- Bilfilar system.

76

TABLE I- TYPICAL MATRIX OF SPACECRAFT COMPONENTS

Physical Characteristics Environmental Requirements

Component

pounds Weight

Dimensions Ix to x h

inches

Location of Center

of Gravity* (inches)

Electrical Position Condition

Thermal Condition

Sensitivity to to nt Vita.

camera No. 1§

camera electronics

battery pack

6.31

3.18

13 x 4 x 5

7x3x5

-0.5

2.3

Axialt

n.r.

grounded

isolated

n.r.

n.r.

high

n.a.

high

n.a.

No. 1

battery pack 13.71 6x4x4 3.0 n.r. grounded grounded n.a.

No. 2

tape recordera

tape control assembly

tape rec. pwr. supply

13.71

9.85

3.43

4.72

6 x 4 x 4

13 (dia) x 6

6x3x6

7 x 4 x 6

3.0

1.7

3.0

2.9

n.r.

Axialt

n.r.

n.r.

grounded

isolated

n.r.

n.r.

grounded

n.r.

n.r.

grounded

n.a. n.a.

mod. high

n.a. n.a.

n.a. n.a.

Referenced to mounting plane (Optic axis parallel to spacecraft spin axis $ Axis of rotation parallel to spacecraft spin axis § Optical axis alignment tolerance: ±2 minutes angular deviation ¶ Container pressurized n.r.: no restriction n.a.: not applicable Mod: moderate

at the launch site. This phase of mechanical integration is one of the most demanding requirements imposed. This is because the surfaces of many presently- designed spacecraft are part of the thermal -control system, and many have unprotected sensors or solar -cells at the surface. Various types of protective shields are developed and applied, but additional protection in the form of constant vigilance in every move made in the vicinity of a space- craft also is necessary.

Problems relating to the interface between the final stage of the launching vehicle and the spacecraft are worked out in con- junction with the vehicle launch team and vehicle builders. After delivery at the launch site, the spacecraft is given a final mechan- ical check. Antennas and spin rockets are installed. The payload is then given a final electrical check, and is delivered to the vehicle team for assembly with the final stage rocket. This and subsequent operations up to installation on the previously placed booster stages of the vehicle is monitored by Mechanical Integra- tion personnel. The final contact is made as the nose -cone fairing is installed, just prior to actual firing and liftoff.

Acknowledgement: The assistance of H. Van Elkan in the preparation of portions of this Note dealing with dynamics is gratefully acknowledged.

A New Concept in Packaging for the Space Environment

M. WADIAEFF, Astro- Electronics Division, DEP, Princeton, N. J.

Space, weight and power limitations in satellites generally dic- tate the use of miniaturized components and the AED Electro- Mechanical group is using, or experimenting with, minimods, micromods, welded- cordwood modules, and integrated and molecu- lar circuits. At times, however, conventional components may be specified, or a short lead time may be scheduled, or RF radiation shielding problems may be encountered, thus requiring a different approach.

New Concept: Recently faced with the above problems, a novel concept was followed in package construction: the use of molded fiberglass instead of sheet metal. Molded fiberglass is light, inex- pensive to manufacture, has excellent dielectric properties, and has excellent shock and vibration damping qualities; it is used exten- sively in tough applications such as rocket motor casings, and in everyday electronic use in printed- circuit boards. In addition, it is a good base for metal plating, and the tooling required to make containers from it can be made economically of wood. Therefore, in small runs molded -fiberglass containers can be made cheaply, accurately, and quickly.

One problem is gaining acceptance of it for space applications. Also, when large quantities are required, molded fiberglass con- tainers cannot compete with sheet metal containers made with the proper tooling.

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Two packages using molded fiberglass were designed at AED: a command receiver for the RELAY satellite and a power control unit for the RANGER satellite.

RELAY Command Receiver: On the command receiver, which was to be redesigned electrically and improved, the new package was to replace the old one, at the same location, without inter- fering with other packages. The original command -receiver case was 0.040- inch-thick sheet aluminum, in which two back -to -back receivers were separated by a copper -coated fiberglass board. Each receiver had a separate ground plane, electrically isolated from the case, but RF- connected to the case through capacitors.

In operation, it was found that: 1) the radiation leakages into the command receiver, or from the receiver to other functional boxes, were objectionable; 2) it would be advisable to add a number of RF filters; and 3) it would be more convenient to stack the receivers on top of each other (rather than back to back) to simplify the cabling.

While a molded- fiberglass case would reduce fabrication time required by the more complex new configuration, the prime advantage was that selective copper plating would insure that the two different grounds required were available with complete separation of the inside ground from the outside ground. An additional bonus would be the ability to select the power- supply polarity to be grounded.

The new command -receiver case was made of two shells, identi- cal except for mounting flanges. The receiver mounted on the RELAY structure has flanges that extend on two sides and in the back (side opposite connectors) to pick up the mounting hard- ware, as in the earlier command receiver. The cover of the first receiver is made slightly heavier with two partial flanges (because of the interference with other packages) on the sides and one flange in the back. The other receiver with matching flanges is mounted on the cover of the first receiver. A lighter cover closes the second receiver shell.

Grounding planes were established by selectively plating shells and covers with copper (0.002 ± 0.001 inch) and flash gold; with an unplated glass epoxy area separating the two plated sections. The RF radiation was eliminated by making wrap- around covers and by using Metex shielding in grooves around the edge of the container (Fig. 1) which is squeezed tight by the covers. The stand -offs, made of copper -gold plated glass epoxy, ground the printed circuit hoard with its components to the inside ground, but not to the outside or vehicle ground.

RANGER Power Control Unit: Another application of molded fiberglass packages was the RANGER power control unit (Fig. 21. In this unit, lead time was also short, space extremely small, and components big and different (two GE tantalytic capacitors with dimensions of 1.312 by 0.75 by 1.275 inches, a minimum of five Potter and Brumfield relays, two Silicon Controlled Rectifiers, two 15 -pin Cannon connectors, a number of diodes, several quarter - watt resistors, and a cable harness).

To save space, the new package eliminates all mechanical clamping devices and relies entirely on an egg -crate fiberglass shell to position the components. The shell is 3.25 by 3.45 by 2 inches, and weighs 18 ounces. For this construction, the molds are simple with wide tolerances, utilizing wood blocks or other inexpensive material. The "egg- crating" was simply done with standard fiberglass boards (G10 /G11) by cutting them to size, cementing them in the molded shell with epoxy, and curing the whole unit.

Fig. 1 -RELAY command receiver container with receiver in place.

Fig. 2- RANGER power control unit, interior view.

4144)

Environmental Tests: Both these shells were subjected to all the environmental tests specified for RELAY and RANGER and qualified without noticeable damage of any sort. These tests included severe random vibrations and thermal- vacuum environ- ments.

Trade -oft Analysis: The following table compares some of the properties of glass fiber and aluminum.

specific gravity tensile strength Ilengthwise), psi shear strengt h, psi c,nnpressivc strength. )Si rocff.of. thertu. expansion, cuii tru PL

insnlati,m resistance easu. of faLrication molding and casting

(with inexpensive tooling) d:unping

G1ci, s Fiber (GIO /Gil)

.Aluminum (6061 -T6)

1.82 2.7 35,000 45,000 19.000 30,000 60.000 0.7 x 10-5 excellent good

excellent excellent

conductor good

ifñeult

In summary, glass fiber packaging for space applications has a number of excellent properties, and is light and strong with good damping properties. It can be readily and inexpensively molded in complicated sections that would be difficult to emulate in aluminum. Finally, it presents a simple, fast, and inexpensive way of providing flight -quality packages for equipment with a

short lead time.

Molding Technique for Elliptical Glass Substrates for Laser Pump Cavities

T. A. HADDAD, Aerospace Systems Division, DEP, Burlington, Mass.

In order to take advantage of the high reflectivity obtainable with vacuum evaporated metal deposits on glass, glass substrates were molded to right elliptical cylinder contours required for high efficiency laser pump cavities. A concave mold having an elliptical contour to form half the required elliptical cylinder was machined front stainless steel. Pyrex glass tubing with a nominal size equal to or slightly larger than the minor diameter was cut to length and then cut longitudinally leaving a section larger than the required final size. The glass section was positioned in the mold s that the longitudinal edges were above the mold on both sides (Fig. 1).

Fig. 1- Elliptical forming process for mirror inserts.

Fig. 2 -Trig method for cal- Fig. 3 -Laser pump assembly show - culating foci spacing angle. ing imaging of crystal in flash lamp.

b/2

F 72 0 77

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The assembly was then heated to 1,240 °F in an electric oven and held at this temperature for at least 4 hours permitting the glass to sag into the mold. The power was turned off and the assembly allowed to cool slowly to approximately 200 to 300 °F. The glass was then scribed with a tungsten scriber along the edge of the mold thus referencing the glass elliptical portion of the molded piece. Since the stainless steel mold has a higher coefficient of expansion than pyrex glass, upon cooling it tends to hold the glass under compression. The glass is easily released from the mold by using the excess glass "ears" for finger grips; and by slight compression using one hand, the glass is easily removed. The glass is then cut along the scribed lines and coated to form one half the required ellipse.

The generation of the elliptical cavity and mold is based on the analytical geometric premise that "An ellipse is the focus of a point such that the sum of its distance from two fixed points is constant." The two fixed points are the foci of the ellipse and the constant sum is the major diameter.

The mold is machined in a milling machine using a boring bar set at an angle to the axis of the proposed cavity such that the required foci spacing will be obtained. In order to arrive at this required angle, the foci separation and either the major or minor axis must be decided upon. Having chosen two of the parameters, the third can be calculated by trigonometry (Fig. 2).

In Fig. 2, a/2 and b/2 are the major and minor semiaxes and c

is the separation of the foci. The angle O is the angle to which the cutter bar should be set to generate the elliptical form having the prescribed parameters. For example, to generate an elliptical cavity having a foci separation of 0.5 inch and a minor semiaxis of 1 inch, tan O = (c /2) (6/2) = 0.25/1 or O = 14° 29' and a/2 = 1.035 inches. The cutter of the boring bar is then set to extend 1.035 inches and milling head is set at an angle of 14° 29'. The mold block is then fed through horizontally.

The dimensions of the mold are the outside dimensions of the glass substrate; the inside major and minor axes of the glass shell will be smaller by twice the thickness of the glass tubing and must be kept in mind when the design is made. A repre- sentative cavity showing the surprising good imaging properties is shown in Fig. 3.

Fabrication and Test of a

CW Laser of CaF2:Dy2 -

B. R. CLAY AND T. A. IIADDAD, Aerospace Systems Division, DEP, Burlington, Mass.

RCA Laboratories has developed a new laser material which is unique in that: 1) its line width is extremely narrow (too narrow to be measured by standard spectographic instruments, known to be less than 0.01 angstrom) ; 2) it will go CW with moderate pumping; 3) its pump bands are quite broad and extend more or less throughout the visible spectrum; and 4) the output radia- tion amplitude and frequency may be changed by the application of relatively weak axial magnetic fields (Zeeman splitting). This material is divalent dysprosium in calcium flouride. Its output wavelength is in the infrared at 2.3588 microns. The broad pump- ing spectrum makes sources such as sunlight' or tungsten fila- ment lamps` quite suitable.

This Note describes design, fabrication, and experimental results of a laser using this new material. An apparatus was designed and constructed for obtaining continuous laser action from CaF2: Dye+ excited with a tungsten lamp. The pump optics consisted of an elliptical cylinder substrate with an evaporated coating in which liquid nitrogen was circulated and the exhaust was reflexed into the pump interior for additional cooling. A continuous out- put was achieved with an input of approximately 500 watts.

The problems peculiar to CaF2:Dy'+ lasers are as follows: 1) The crystal must operate at or below the boiling point of

liquid N2 (77 °K at 1 atmosphere). The thermal conductivity of CaF2 does not permit cooling by way of the holder so the crystal must be immersed. The cryogenic immersion unit must not obstruct either the pump light or the output radiation.

78

2) The coolant should not be allowed to boil in either the pump or the output paths since the bubbles would cause attenu- ation and scattering.

The problems were solved by mounting the crystal as shown in Fig. 1. Supercooled liquid nitrogen is circulated at a flow rate just high enough to prevent boiling in the optical paths. Boiling starts after heat has been absorbed from the crystal. The flowing liquid, which has now become superheated, encounters a suddenly expanded cross -section. The resulting pressure drop induces boil- ing and the bubbles owing to the position of this section are out of the optical paths.

The crystal containment vessel is an especially constructed Dewar with vacuum insulated output windows in the bottom. Those areas of the Dewar that are not in the optical paths are silvered.

This structure is located at one focal axis of an elliptical cyl- inder; the other focal axis contains an incandescent lamp Fig. 2). The cylindrical walls are of pyrex and coated with a

multilayer dielectric stack which reflects the pump bands but transmits infrared so that the unwanted heat from the lamp escapes from the system. There have been difficulties in obtain- ing a durable dielectric stack. The severe thermal gradients tend to encourage flaking of the coating. This problem, however, appears to be one of refinement and is not thought to be a funda- mental limitation. Evaporated aluminum coatings have been used with success but the rate of coolant expenditure is higher than with the dielectric layer. Fig. 3 shows the schematic and Fig. 4 the final structural configuration of a unit built for the govern- ment in which the boiling exhaust (mostly gas phase) from the Dewar is used to cool the interior volume of the pump. A pro- gram is underway at ASD Burlington to study magnetic modula- tion of a CaF,:Dy-+ in a similar structure.

The lamp used was the 115 2 -volt Sylvania sun -gun lamp. It uses a tungsten filament in an iodine atmosphere and is con- tained in a Quartz envelope. It is rated at 1,000 watts, and has a color temperature of 3,400 °K at its rated voltage.

Continuous laser action was observed with an input of 72 volts to the lamp when the coolant was liquid N. Lower thresholds were observed with lower temperature coolants. The crystal was confocal, had silvered ends, was 3/16 inch diameter and 1 inch long.

I. Z. J. Kiss. H. R. Lewis, R. C. Duncan, "A Sun Pumped Optical Maser," Journal Applied Physics, Vol. 2. No. 5, March 1963; also it RCA ENGINEER, (E &R Notes) Vol. 8, No. 5, Feb. -Mar. 1963.

2. Z. J. Kiss, "Survey of Spectra of Divalent Rare Earth Ions in Cubic Crystals," Journal Chemical Physics, Jan. 1964.

ODEN ENPANSION Or FLOW CROSS- SECTION REGION OF BOILING

REGION

NO >F ®LOW coOLAN> YELOc,rr

Fig. 1- Method for coating laser.

OWL

0 Fig. 2 -CW laser schematic.

Fig. 3- Apparatus for CW laser. Fig. 4 -Final unit configuration.

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Patents Granted

%TO A ENGINEERS

As REPORTED BY RCA DOMESTIC PATENTS, PRINCETON

DEFENSE ELECTRONIC PRODUCTS

3,117,231 -Optical Tracking System, Jan. 7, 1964; H. E. Haynes, Assigned to U.S. Government) 3,121,010- Electrostatic Printing, Feb. 11, 1964; S. W. Johnson and J. P. Lauriello 3,123,677 - Magnetic Recording System, March 3, 1964; C. Lauxen, M. L. Levene, and D. L. Nettleton

3,125,674 -Full Binary Adder Including Neg- ative Resistance Diode, Mar. 17, 1964; B. Rabinovici and C. A. Renton 3,126,447- Television Black Level Setting, Mar. 24, 1964; S. L. Bendel) 3,126,498 -Thermoelectric Cooling of Vidi- cons, Mar. 24, 1964; S. L. Bendel) 3,127,525 -Cascaded Tunnel Diodes with Means to Apply Advance and Reset Pulses to Different Terminals, Mar. 31, 1964; B. Rabino- vtci

ELECTRON COMPONENTS AND DEVICES

3,120,054 -Method of Making Tungsten Coils Class, Feb. 4, 1964; J. B. Fitzpatrick 3,121,182 -- Cathode Ray Tube, Getter, and Method of Gettoring, Feb. 11, 1964; W. L. C. Hui and J. A. Files 3,122,464 -Method of Fabricating Semicon- ductor Devices, Feb. 25, 1964; J. Krynock 3,123,957- Apparatus for Processing a Plu- rality of Articles or Materials, Mar. 10, 1964; W. J. Helwig and C. M. Rose, Jr.

3,124,169- Apparatus for Winding Helical Wire Grids for Electron Tubes, Mar. 10, 1964; O. H. Schade, Sr. 3,124,232- Electron Tube Apparatus, Mar. 10, 1964; N. Humen 3,124,269 -Apparatus for Freeing Elements in a Chute, Mar. 10, 1964; A. Tobler

RCA LABORATORIES 3,120,653 -Memory Systems, Feb. 4, 1964; J. C. Miller and A. W. Lo 3,121,009- Preparation of Etched Plates, Feb. 11, 1964; E. C. Giaimo, Jr. 3,121,176 -Shift Register Including Bistable Circuit for Static Storage and Tunnel Diode Monosfable Circuit for Delay, Feb. 11, 1964; J. R. Burns, J. J. Amodei 3,123,667 -Color Kinescope Display System, Mar. 3, 1964; L. B. Johnston 3,124,456 -Electrostatic Printing, Mar. 10, 1964; T. H. Moore 3,124,482- Apparatus for Developing Elec- trostatic Image, Mar. 10, 1964; R. G. Olden 3,124,484 -Electrostatic Printing Apparatus, Mar. 10, 1964; K. J. Magnusson

ELECTRONIC DATA PROCESSING

3,122,649- Tunnel Diode Flip -Flop with Tun- nel Rectifier Cross -Coupling, Feb. 25, 1964; D. E. Roop 3,123,181 - Braking Mechanism for Tape Feeding Apparatus, Mar. 3, 1964; S. Bavbick and S. M. Shelley

RCA VICTOR CO., LTD.

3,122,647 -Pulse Length Discriminator Utiliz- ing Two Gating Circuits, Feb. 25, 1964; S. T. Huey

HOME INSTRUMENTS DIVISION

3,124,266 - Casing for Portable Electrical Apparatus, Mar. 10, 1964; G. W. Morgan

BROADCAST AND COMMUNICATIONS DIV.

3,125,691 -Pulse Stretcher Employing Alter- nately Actuated Timing System Monosfable Circuits Feeding Combining Circuit to Effect Stretching, Mar. 17, 1964; W. Astheimer 3,126,446 -Means for Optical Focusing, Mar. 24, 1964; F. C. Blanche

Meetings May 19 -21, 1964: INTL. SYMP. ON MICRO- WAVE THEORY AND TECHNIQUES, PTG -MTT; Intl Inn, Kennedy Airport, N.Y. Prog. Info.: Dr. L. Swern, Sperry Gyroscope Co., 3 T 105, Great Neck, N.Y.

May 25 -29, 1964: AUTOMATIC CONTROL AND PROGRAMMING IN MECHANICAL PRODUC- TION, IEEE, ISA, ASME, AIAA, ALCE; Brussels, Belgium. Prag. Info.: W. E. Miller, General Electric Co., One River Rd., Schenectady 5, N.Y.

June 2-4, 1964: NATL. TELEMETERING CONE., IEEE -AIAA -ASA; Biltmore Hotel, Los Angeles, Calif. Prog. Info.: W. S. Pope, North American Aviation, Downey, Calif.

June 2 -4, 1964: INTL. SYMP. ON GLOBAL COMMS. (GLOBECOM VI), PTG -CS, EC, et al; Univ. of Penn. and Sheraton Hotel, Philadelphia, Pa. Prog. Info.: R. Guenther, RCA Comm. Systems Div., Bldg. 1 -3 -1, Cam- den, N. J.

June 8 -10, 1964: SYMP. ON QUASIOPTICS,

PIB-IEEE ; Statler- Hilton, N. Y., N. Y. Prog. In /o.: Prof. L. Felsen, PLB, 55 Johnson St., Brooklyn 1, N. Y.

June 9 -11, 1964: 6TH ANN. SYMP. ON

ELECTROMAGNETIC COMPATIBILITY, PTG - EMC; Los Angeles, Calif. Prog. Info.: J. A. Eckert, Dept. 3441/32, Northrop and Norair, 3901 W. Broadway, Hawthorne, Calif.

June 11 -12, 1964: 8TH ANN. PRODUCT ENG. AND PRODUCTION CONE., PTG -PEP; Pratt Institute, Brooklyn, N. Y. Prog. In/o.: R. R. Butcher, 24-02 42nd St., Douglaston, N. Y.

June 15 -16, 1964: CHICAGO SPRING CONF. ON BROADCAST AND TV RECEIVERS, PTG - BTR; O'Hare Inn, Des Plaines, Ill. Prog. Info.: J. H. Landeck, Admiral Corp., 3800 W. Cortland, Chicago 47, Dl.

June 16, 1964: Am AND SURFACE NAVIG. BY

ARTIFICIAL SATELLITES, ION, PTG -ANE; Barbizon -Plaza, N. Y. Prog. Info.: IEEE Headquarters, Box A, Lenox Hill Station, New York 21, N. Y.

June 23 -25, 1964: CONF. ON PRECISION ELECTROMAGNETIC MEASUREMENTS, IEEE; Boulder, Colo. Prog. Info.: C. F. Hempstead, Bell Tel. Labs., Murray Hills, N. J.

June 23 -25, 1964: 6TH NATL. SYMP. ON

ELECTROMAGNETIC COMPATIBILITY (For- merly RFI), PTGEC -IEEE, (Los Angeles District) ; Los Angeles, Calif. Prog. Info.: J. A. Eckert, Tech. Prog. Chairman, Dept. 3441/32, Northrop -Norair, 3901 W. Broad. way, Hawthorne, Calif.

June 23 -25, 1964: SAN DIEGO SYMP. FOR

BIOMEDICAL ENG., IEEE; Ocean House, San Diego, Calif. Prog. Info.: D. L. Franklin, Scripps Clinic and Res. Found., La Jolla, Calif.

June 24 -26, 1964: JOINT AUTOMATIC CON- TROL Cora., IEEE, ASME, AIChE, ISA; Stanford Univ., Stanford, Calif. Prog. Info.: L. Zadeh, Univ. of Calif., Berkeley, Calif.

DATES and DEADLINES PROFESSIONAL MEETINGS AND CALLS FOR PAPERS

June 29 -July 2, 1964: FIRST ANN. MTG. AND TECH. DISPLAY OF THE AMERICAN INSTI- TUTE OF AERONAUTICS AND ASTRONAUTICS; Sheraton Park Hotel, Washington, D.C. Prog. Info.: F. A. Cleveland, II, Prog. Chair- man, AIAA, 2 E. 64th St., N.Y., N.Y.

July 6 -10, 1964: INTL. CONE. ON MAGNETIC RECORDING, Reglan 8, IEE, BIRE; London, England. Prog. Info.: IEE, Savoy Place, London, W.C. 2, England.

August 25 -28, 1964: 1964 WFSCon SHow AND IEEE SUMMER GEOL. MTG., Region 6, WEMA, All PTG's; Los Angeles, Calif. Prog. Info.: WESCON, 3600 Wilshire Blvd., Los Angeles, Calif.

Sept. 7 -11, 1964: INTL. CONF. ON MICRO- WAVES, CIRCUIT THEORY AND INF. THEORY, IECE of Japan, et al; Akasaka Prince Hotel, Tokyo, Japan. Prog. Info.: Dr. K. Morita, % IECE of Japan, 2-8 Fujimicho Chiyoda -Ku, Tokyo, Japan.

Sept. 14 -16, 1964: 8TH ANN. CONVENTION ON MILITARY ELECTRONICS (MIL -E -CON I, PTG -MIL; Washington -Hilton Hotel, Wash- ington, D.C. Prog. Icc /o.: G. C. Ruehl, Shoreham Hotel, Conn. Ave. and Calvert St., N.W., Wash. 8, D.C.

Sept. 17 -18, 1964: 12TH ANN. Esc. MAN. AGEMENT CoNF., IEEE -ASME -et al; Pick - Carter Hotel, Cleveland, Ohio. Prog. Info.: Dr. J. Savy, General Electric Co., Nela Park, Cleveland, Ohio.

Sept. 22 -24, 1964: PTG. ON ANTENNAS AND

PROPAGATION SYMP., PTG -AP; Kennedy Airport, L.I., N.Y. Prog. Info.: Dr. H. Jasik, Jasik Labs., 100 Shames Dr., Westbury, N.Y.

Sept. 23 -24, 1964: 13TH ANN. INDUSTRIAL ELECTRONICS SYMP., IEEE, PTG.IECI; Phila., Pa. Prog. Info.: IEEE Headquarters, Box A, Lenox Hill Station, N.Y. 21, N.Y.

Sept 23 -25, 1964: FIRST INTL. Concaess ON INSTRUMENTATION IN AEROSPACE SIMUL. FACILITIES, PTG -AS, AGARD ; Paris, France. Prog. Info.: P. L. Clemens, ARO Inc., Arnold Air Force Sta., Tenn., 37389.

Sept. 25 -26, 1964: 3RD CANADIAN SYMP. ON COMMUNICATIONS, IEEE; Montreal, Canada. Prog. Info.: A. B. Oxley, Canadair Ltd., Box 6087, Montreal, P.Q., Canada.

Calls for Papers August 30 -Sept. 5, 1964: SENSITIVITY ANALYSIS OF NONLINEAR SYSTEMS, IEEE, AIAA, ISA, ASME, AICE; Dubrovnik, Yu- goslavia. For Deadline Info.: J. E. Gibson, EE Dept., Purdue Univ., Lafayette, Ind.

Sept. 1964: COMPONENT PARAMETERS AND

CHARACTERISTICS, IEEE, AIAA, ISA, ASME, ALCE, IMEKO; Stockholm, Sweden. For Deadline Info.: Prof. H. R. Weed, EE Dept. Ohio State Univ., Columbus 10, Ohio, or Prof. J. Lowen Shearer, Rm. 213, ME Bldg., Penn State Univ., University Park, Pa.

Sept. 1964: DIGITAL PROCESS CONTROL, IEEE, AIAA, ISA, ASME, AICE, IFIP; Stockholm, Sweden. For Deadline Info.: W. E. Miller and Dr. T. J. Williams, Mon- santo Chemical Co., 800 N. Lindbergh Blvd., St. Louis 66, Missouri.

Sept. 22 -23, 1964: FIRST NATL. CONF. ON

AUTOMOTIVE ELECTRICAL AND ELECTRONICS ENGINEERING; McGregor Memorial Center of Wayne State Univ., Detroit, Mich. Dead- line: 500 -1,000 wd. abstract, 7/15/64. TO: E. A. Hanysz, Chairman of Papers Commit- tee, Genl. Motors Res. Labs., G.M. Tech. Center, Warren, Mich.

Oct. 1964: SYMP. ON OPTICAL INFORMA- TION PeocsssINc, PTG -EC, Boston Section, ONR; Boston, Mass. For Deadline Info.: A. Vanderburgh, MIT Lincoln lab., B -115, Lexington, Mass.

Oct. 5 -7, 1964: 10TH ANN. COMMS. SYMP., PTG -CS; Utica, N. Y. Deadline: Abstracts, approx. 6/17/64, manuscripts, approx. 9/1/64. To: IEEE Headquarters, Box A, Lenox Hill Station, N. Y. 21, N. Y.

Oct. 6 -9, 1964: ANN. IEEE SYMP. ON SPACE ELECTRONICS, PTG -SET; Dunes Hotel, Las Vegas, Nev. For Deadline Info.: Dr. O. L. Tiffany, The Bendix Corp., Ann Arbor, Mich.

Oct. 19 -21: NATL. ELECTRONICS CONE., IEEE, et al; McCormick Place, Chicago, Ill. Deadline: Abstracts, approx. 5/15/64; manuscripts, 8/1/64. TO: Natl. Elec. Conf., 228 N. LaSalle St., Chicago, Ill.

Oct. 21 -23, 1964: EAST COAST CONE. ON

AEROSPACE AND NAVIG. ELECTRONICS ECCANE), PTG -ANE, Baltimore Section;

Baltimore, Md. Deadline: Abstracts, ap- prox. 6/4/64. TO: IEEE Headquarters, Box A, Lenox Hill Station, N.Y., N.Y.

Be sure deadlines are met -consult your Technical Publications Administrator or your Editorial Representative for the lead time necessary to obtain RCA approvals (and government approvals, if applicable). Remember, abstracts and manuscripts must be so approved BEFORE sending them to the meeting committee.

Oct. 27 -29, 1964: FALL JOINT COMPUTER CONF., AFIPS (IEEE -ACM) ; Civic Center, Brooks Hall, San Francisco, Calif. Deadline: Abstracts, approx. 5/1/64. To: Mrs. P. Huggins, PO Box 55, Malibu, Calif.

Oct. 28 -30, 1964: SYMP. ON SPACE AND LAB. AND 11TH ANNIVERSARY PTGNs MTG., PTG -NS; Phila., Pa. For Deadline Info.: L. Costrell, NBS, U. S. Dept. of Commerce, Wash. 25, D. C.

Oct. 28 -30, 1964: SOC. FOR EXPERIMENTAL STRESS ANALYSIS ANN. MTG. AND EXPOS(. TION; Hotel Manager, Cleveland, Ohio. For Deadline Info.: SESA, 21 Bridge Square, Westport, Connecticut.

Oct. 29 -30, 1964: ELECTnoN DEVICES MTG., PTG -ED; Sheraton -Park, Washington, D. C. Deadline: Abstracts, approx. 8/1/64. To: IEEE Headquarters, Box A, Lenox Hill Sta- tion, N. Y., N. Y.

Nov. 4.6, 1964: NEREM (NORTHEAST Rts. AND Eno. MTG.) IEEE; Boston, Mass. Deadline: Abstract and Summary, 6/30/64. TO: IEEE Boston Office, 313 Washington St., Newton 58, Mass.

Nov. 9 -11, 1964: RADIO FALL MTG., IEEE- EIA ; Hotel Syracuse, Syracuse, N.Y. For Deadline Info.: V. M. Graham, EIA, Eng. Dept., 11 W. 42nd St., N.Y., N.Y.

Nov. 16 -18, 1964: 17TH ANN. CONF. ON

ENG. IN MEDICINE AND BIOLOGY, IEEE - ISA, PTG -BME; Cleveland- Sheraton Hotel, Cleveland, Ohio. Deadline: Abstracts, ap- prox. 5/1/64. TO: Dr. Peter Frommer, Cincinnati Genl. Hosp., Cincinnati 29, Ohio.

Nov. 16 -19, 1964: 10TH CONF. ON MAG- NETISM AND MAGNETIC MATES., IEEE -PTG- MTT, AIP; Paddison Hotel, Minneapolis, Minn. Deadline: Abstracts, approx. 8/19/64. TO: IEEE Headquarters, Box A, Lenox Hill Station, N.Y., N.Y.

Dec. 3 -4, 1964: 15TH ANN. VEHICULAR COMM. SYMP., PTG -VC; Cleveland- Shera- ton, Cleveland, Ohio. Deadline: Abstracts, approx. 8/15/64. TO: R. E. Bloor, Ohio Bell Tel. Co., 700 Prospect Ave., Cleve- land, Ohio.

(late 1964): SYSTEMS ENG. FOR CONTROL SYSTEM DESIGN, Tokyo, Japan, IEEE, AIAA, ISA, ASME, AICE; For Deadline Info.: Prof. Henry M. Paynter, ME Dept., Mass. Inst. of Tech., Cambridge 39, Mass. and H. Chestnut, Genl. Electric Co., One River Rd., Schenectady 5, N.Y.

(late 1964): AUTOMATIC CONTROL IN THE PEACEFUL Uses OF SPACE, IEEE, AIAA, ISA, ASME, ALCE; Oslo, Norway. For Deadline Info.: Dr. J. A. Aseltine, Aero- space Corp., PO Box 95085, Los Angeles 45, Calif.

Jan. 12 -14, 1965: 11TH NATL. SYMP. ON

RELIABILITY AND QUALITY CONTROL; Hotel Fountainbleau, Miami Beach, Fla. Dead- line: Abstracts, 5/1/64, manuscripts, 7/14/64. TO: H. E. Reese, Burroughs Corp., Military Systems Div., Box 305, Paoli, Pa.

79

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^i

A SUBJECT- AUTHOR INDEX TO RECENT RCA PAPERS

Both published papers and verbal presentations are indexed. To obtain a published

paper, borrow the journal from your library -or write or call the author for a reprint.

For information on verbal presentations, write or call the author. This index is pre-

pared from listings provided bimonthly by divisional Technical Publications Admin-

istrators and Editorial Representatives -who should oe contacted concerning errors

or omissions (see inside back cover). Comments or suggestions on this index should

be directed to E. R. Jennings. Asst. Editor, RCA ENGINEER. 2 -8, Camden, PC.3396.

Editor's Note: This new Pen and Podium index supersedes the Pert and Podium for- mat used prior to the Feb.-Dar. 1964 issue that listed papers only by divisional source. At the end of 1964, a "Cumulative Index to 1964 RCA Papers ", prepared by integrating the indexes that will appear in each 1964 issue, will be available as an RCA ENGINEER reprint.

SUBJECT INDEX

Titles of papers are permuted where necessary to bring significant keyword lsi to the left for easier scanning. Authors' division appears parenthetically after his name.

AMPLIFICATION

Triodes, Solid State, An Analysis of the Gain - Bandwidth Limitations of Rose (Labs, Pr.) RCA Review, Dec. 1963

ANTENNAS

Co- Phased Wave Antennas, Some Properties of a Group of -B. E. Keiser (Labs, Pr.) Proceedings of the IEEE, Jan. 1963

BIOMEDICAL ELECTRONICS

New Frontiers in Medical Electronics: Elec- tronic Aids for Medical Diagnosis V. K. Zworykin (Labs, Pr.) PAMA, Inc. 39th Anniv. Congress, Feb. 19, 1964

CIRCUIT INTERCONNECTIONS; PACKAGING

Electroplated Gold and Copper Contacts to Cadmium Sulfide -A. M. Goodman (Labs, Pr.) Sur /ace Science, Jan. 1964

Packaging from New Materials -H. W. Hittie (Record Div., Indpls.) Indpls. Chap. ter, Soc. of Packaging and Handling Enges., Jan. 28, 1964

COMMUNICATIONS, DIGITAL Cede Division Multiplex System -Dr. A. B. Glenn (DEP -MSR, Moores.) Nat'l. Military Electronics Cony., Los Angeles, Calif., Feb. 5.7, 1964

COMMUNICATIONS SYSTEMS; THEORY

Microwave System Path Planning --D. G. Hymas (BCD, Cam.) IEEE PTG on Comm. Systems, Phila, Sect., Feb. 18, 1964

Satellite Communication Systems, Philosophy for High -Survivability -Dr. A. B. Glenn (DEP -MSR, Moores.) Nat'l. Military Elec- tronics Cony., Feb. 5 -7, 1964, Los Angeles, Calif.

80

COMMUNICATIONS, EQUIPMENT COMPONENTS

Demodulation of Low -Level Broad -Band Op- tical Signals with Semiconductors. Part tI. Analysis of the Photoconductive Detector - H. S. Sommers, Jr., W. B. Teutsch I labs, Pr.) Conf. Solid State Circuits, Phila., Pa., Feb. 19 -21, 1964

Millimeter Wave Detectors and Mixers, Tun- nel Diodes as -P. E. Chase. K. K. N. Chang (Labs, Pr.) IEEE Trans., Nov. 1963

Phase -Locked Loop Using a NDN- Linear Filter and a Sawtooth Phase Comparator, Improv- ing the Performance of a- R. R. Brooks (BCD. Cam.) Moore School of Elec. Engr., Univ, of Pa., .IIS Thesis, Feb. 1964

Power Sources, UHF and VHF J. Hilibrand (ECD, Som.r Solid-State Circuits Confer. ence, Phila., Pa., Feb. 20, 1964

Transmitter -Two Watt, 7 Megacycle, Tran- sistor CW 11. C. Lawrence (DEP -AED, Pr.) "73 ", Feb. 1964

COMPUTER APPLICATIONS

Management Information Systems, Application of -H. R. Headley (DEP -MSR, Moores.) PERT Course, Penn State Ogontz Center, 8 -wk. course, Feb. 1964

PANGLOSS Computer Program, Scope and Application of the -E. Crane DEP -CSD, N. Y.) Naval Electronic Lab., San Diego, Calif., Mar. 1964

COMPUTER CIRCUITRY; DEVICES

Integrated Cryoeleclric Computer Devices, 1 actmm Techniques for Fabricating -C. W. Leek (Labs, Pr.) 1963 Trans. the Tenth Nat'l. Vacuum Symp., Amer. Vacuum Soc., 1963

Shift Register, Magnetic Microcore Tunnel Rectifier -G. R. Briggs (Labs, Pr.) 1964 Inter. Solid State Circuits Conf., Phila., Pa., Feb. 19 -21, 1964

Threshold Gate Realinebility, Bounds on- R. O. Winder (l.abs, Pr.) IEEE Trans. on Electr. Computers, OcL 1963

COMPUTER LOGIC; THEORY

Advancements, RCA's Memory and Logic - G. J. Waas ( EDP, Camden) Solid State De- sign ,llagazine, Jan. 1964

Simultaneous Multiple Responses, Proposals for Ordered Sequential Detection of -II. Weinstein. (Labs, Pr.) IEEE Trans. on Elect. Computers, Oct. 1963

Tributary Switching Networks, General Syn- thesis of J. Sklansky (Labs, Pr.) IEEE Trans. on Elect,. Computers, Oct. 1963

COMPUTER STORAGE

Advancements, RCA's Memory and Logic - W'aas (EUP, Cam.) Solid State Design, Jan. 1964

Laminated Ferrite Memory-R. Shahhender, K. Li, C. Wentworth, S. Hotchkiss, J. A. Rajchman (Labs, Pr.) RCA Review, Dec. 1963

CRYOGENICS

Integrated Cryoeleclric Computer Devices, Vacuum Techniques for Fabricating -C. W. Leck (Labs, Pr.) 1963 Trans. the Tenth Nat'l Vacuum Symp., Amer. Vacuum Soc., 1963

ELECTROLUMINESCENCE

Napthacene Vapor, Fluorescence of -R. Wil- liams (Labs, Pr.) Jour. of Chem. Phys., Oct. 1963

ELECTROMAGNETIC THEORY; PHENOMENA

Classical Electrodynamics, Possible Modifica- tion of- R. C. Stabler IDEP -MSR, Moores.) Physics Letters, Feb. I, issue

Helicon -Phonon Interaction in Metals -J. J. Quinn, S. Rodriguez (Labs, Pr.) Phys. Re- view Ltrs., Dec. 1963

Quantum Oscillations in the Absorption of Helicon Waves in Solids -J. J. Quinn (Labs, Pr.) Phys. Letters, Dec. 1963

Transmission Secondary -Electron Emission, Up- per Limit of Time Dispersion in -D. J. Blatt- ner, F. Sterner, Il. C. Johnson I ECD, Labs, Pr.) Applied Phys. Letters, Feb. 1, 1964

ELECTROMAGNETISM

Critical Currents in Nb3Sn, Field and Angular Dependence of G. Callen, G. Carly, J. Mc- Evoy. Jr. (Labs, Pr.) The Phys. Review. Oct. 1963

Galvanomagnetic Effects in Bi, Effect of the Self- Magnetic Field on the S. Tosima, R, Hirota (Labs, Tokyo) Tropical Conf. on Senti-Metals, Amer. Phys. Soc., N. Y. C., Jan. 21, 1964

Magnetic Effects in Methane -C, H. Anderson ( Labs. Pr.) Columbia Univ., Jan. 10, 1964

Magnetic Moment of a Solid -State Plasma- A. R. Moore, J. O. Kessler (Labs, Pr.) The Phys. Review, Not. 15, 1963

Magnetization of NbsSn Films in Transverse Fields, Macroscopic Size Effects on the- J. J. Hanak (Labs, Pr.) Phys. Metallurgy of Superconductors, N. Y., N. Y., Feb. 18, 1964

Plasma Density Waves in n -InSb in Transverse Magnetic Fields, Observation of \l. Toda (Labs, Tokyo) Japanese lour. of App(. Phys., Dec. 1963

Quantum Oscillations, Giant, in the Attenua- tion of Transverse Acoustic Waves Propagat- ing Parallel to a Magnetic Field in Metals -

D. N. Langrnberg, J. J. Quinn, S. Rodriguez (Labs, Pr.l N. Y. Mtg. of the Amer. Phys. Soc., Jan. 22 -25, 1964

ELECTRO- OPTICS

Aperture -to- Medium Coupling Loss, Further Discussion of II. Staras, C. A. Parry ( Labs, Pr.) Proceedings of the IEEE, Jan. 1963

Properties and Preparation of Electra -Optic Materials with Special Reference to Cuprous Chloride -P. N. Yocum (Labs, Pr.) Metro- politan Regional Mtg. of Amer. Soc., N. Y., Jan. 27, 1963

ENERGY CONVERSION

Cathode Materials, Organ ic - G. S. Louer (ECD, Som.) Ammonia Battery Symp., Univ. of Calif., Corona, Calif., Jan. 29, 1964

Energy Conversion -G. S. Lazier (ECD, Som.) Electromechanical Soc. Sect. Mtg., Midland, Michigan, Feb. 10, 1964

Thermionic Energy Converter- W. B. Hall IECO, Lane.) Franklin and Marshall Col- lege, Lane., Pa., Feb. 14, 1964

Thermoelectric Air Conditioning System, A Nine -Ton -M. S. Crouthamcl, J. F. Panas, B. Shelpuk IDEP -.App. Res., Cam.) Amer. Soc. of Heating, Refrigeration, and Air Conditioning Engrs., New Orleans, La., Jan. 29, 1964

Thermoelectric Air Conditioner, Performance Estimation of a -J. R. Anderson, P. E. Wright IDEP -App. Res., Cam.) Amer. Soc. of Heating, Refrigeration, and Air Condi- tioning Enges., New Orleans, La., Jan 29, 1964

Thermoelectric Properties of Ge -Si Alloys in the Temperature Range 300 *F- 1200eK- B. Abeles, J. P. Dismukes, L. Ekstrom (Labs, Pr.) APS Mtg., N. Y., Jan. 22, 1964

INSTRUMENTATION; LAB EQUIPMENT

Modernizing the Heath VF -1 -H. C. Lawrence (DEP -AED, Pr.) "73 ", Oct. 1962

Quantitative Methods for Estimating and Im- proving Performance with the Electron Micro - scope-J. H. Reisner (BCD, Cam.) Scien- tific Instrument News, Vol. 9, No. 1, Jan. 1964

LASERS

Gaseous (HE -Nel Cascade Laser -H. J. Ger - ritsen, P. V. Goedertier (Labs, Pr.) Appl. Phys. Ltrs., Jan. 1964; Mtg. of .Amer. Phys. Soc., N. Y., Jan, 22 -25, 1964

Uniaxial Stress on GaAs Lasers, The Effect of -R. Braunstein, D. Meyerlmfer (Labs, Pr.) Amer. Phys. Soc. Mtg., N. Y., Jan. 22 -25, 1964

MANAGEMENT; BUSINESS

Management Information Systems, Applica- tion of - H. R. Headley (DEP -MSR, Moores.) PERT Course, Penn State -Ogontz Center, 8 -wk. course, Feb. 1964

Technological Loop in South Jersey -H. W. Phillips (DEP -MSR, Moores.) lions Club, Moores., Nov. 13, 1963, and Kiwanis Club, Jan. 30, 1964

OPTICS

Photographic Image Quality and Resolving Power, An Evaluation of -O. H. Schade, Sr.

ECD, Hr.) Journal of the SMPTE, Feb. 196.1

PLASMA

Cyclotron Resonance in Metals, Why No Plasma Effects In7 -B. Rosenblum (Labs, Pr.) Amer. Phys. Soc., N. Y. C., Jan. 22 -25, 1964

Magnetic Moment of a Solid -State Plasma - A. R. Moore, J. O. Kessler (Labs, Pr.) The Phys. Review, Nov. 15, 1963

Plasma Density Waves in n -InSb in Transverse Magnetic Fields, Observation of -M. Toda (Labs, Tokyo) Japanese Jour. of Appl. Phys., Dec. 1963

RADIATION DETECTION

Photomultiplier Developments at RCA, Recent -R. M. Matheson I ECD, Lass.) Scintilla. lion and Semiconductor Counter Symp., Wash., Feb. 26 -28, 1964

RECORDING, AUDIO DISK

Eledrodeposits, Factors Which Influence the Structure of --A. M. Max (Record Div., Indpls.l \lid- Hudson Branch, AES, Pough- keepsie, N. Y., Nov. 22, 1963 and Amer. Electroplaters Soc., Chicago, Ill., Jan. 25, 1964

RELIABILITY; QUALITY CONTROL

Reliability Theory, Selected Topics in -W. J. O'Leary (DEP -MSR, Moores.) Course on Operations Research, The Engineers Club of Phila., Feb. 26, 1964

SOLID -STATE DEVICES; CIRCUITRY

Demodulation of Low -Level Broad -Band Op- tical Signals with Semiconductors. Part II. Anaylsis of the Photoconductive Detector --H. S. Sommers, Jr., W. B. Teutsch .Labs, Pr.) Conf. Solid State Circuits, Phila., Pa., Feb. 19-21, 1964

Epitaxial Growth from the Liquid Stale and Its Application to the Fabrication of Tunnel and Laser Diodes -H. Nelson (Labs, Pr.) RCA Review, Dec. 1963

Power Sources, UHF and VHF -J. Hilibrand (ECD, Sent.) Solid -State Circuits Conf., Phila., Pa., Feb. 20, 1964

Transistor, The Insulated -Gate Thin -Film as a Circuit Element -H. Borkan (Labs, Pr.) Seminar on Integrated Circuits, Stevens Inst., Hoboken, N. J., Jan. 15, 1964

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Transistor, The Field -Effect, A Review -J. T. Wallmark ILabs, Pr.l R(:.4 Review. Dec. 1963

Transistors, Coplanar -Electrode Insulated -Gate Thin -Film P. K. Weimer. F. \. Shallcross, H. Borken ILabs, Pr.) RCA Review. Der. 1963

Transistors, Evaluation of Cadmium Selenide Films for Use in Thin -Film F. \. Shallrross

I Labs. Pr.) 11(..4 Review- Dec. 1963

Transistors, Transfer Characteristics of Field - Effect W.:\. Rosenberg !Labs. l'r., RLA Review. Der. 1963

Triodes, Solid -State, An Analysis of the Gain - Bandwidth Limitations of : \. Ross .I.abs. Pr.I R(:.4 Renew. Drr. 1963

Tunnel Diodes as Millimeter Wave Defectors and Miners -P. E. Chase. K. K. N. Chang

I Labs. l'r.I IEEE Trans.. \os. 1963

Tunnel Rectifier Shift Register, Magnetic Micro - ron l:. R. Briggs (Labs, Pr.) 1964 Inter. Solid State Circuits Conf., Phila., Pa., Feb. 19.21. 1964

Tunnel Transistor, The J. T. Wallntcirk, II. H. l r. L. \ arettoni I Labs. Pr.) !EEF. Trans. Electron Devices, Nov. 1963

SOLID -STATE MATERIALS

Charge Transport in Copper Phfhalo,yonine Single Crystals (:. 11. Ilrilntrier, S. E. Har- rison ILabs, l'r.) The Phys. Review, Dec. 1963

Contacts to Cadmium Sulfide, Electroplated Gold and Copper A. M. Goodman I Labs. Pr.) Su/Par, .Seirnrr, Jan. 1961

Critical Currents in Nb3Sn, Field and Angular Dependence of C. (sullen. (:. Cod), J. Mc. F.voy. Jr. ILobe. Pr.) The Phys. Review. Oct. 1963

Cyclotron Resonance in Metals, Why no Plasma Effects in -R. Rosenblum 11.abs. Pr. :\ 'or. Phys. Sot., N. Y. (:.. Jan. 22 -25, 1961

Elastic Constants, Low Temperature, of Indium Arsenide D. Grrlirh (Labs, Pr./ %inrr. Phys. Soc. Mtg., Chicago, 111., Feb. 7. 1961

Electro -Optic Materials with Special Reference to Cuprous Chloride, Properties and Prepara- tion of -P. N. Yoram 11.a1),, Pr.) Metro- politan Regional Mug. of Amer. Chem. Soc.. N. Y., Jan. 27, 1963

Epitaxial Deposition of Silicon and Germanium Layers by Chloride Reduction E. F. I:au, R. R. (:zonn I Labs, Pr.) RCA Review. Pr.

Epitaxial Growth of GaAs Using Water Vapor - G. E. Gottlieb, J. F. Carboy (Labs, Pr.I RCA Review. Dec. 1963

Epitaxial Layers, Germanium, The Growth of by th. Pyrolysis of Germane E. A. Roth. Il. Gossenberger, J. A. Amick (Labs, Pr.) RCA Review, Dec. 1963

Etching of Germanium Sub G Hydrogen Chloride J. A. Amick, E. A. Roth, H. Gossenberger (Labs, Pr.) RCA Review. Dec. 1963

Galvanamagnetic Effects in Bi, Effect of the Self- Magnetic Field on the S. Tnsima, R. Ilimta Labs, Tokyo) Tropical Conf. on Semi -Metals, Amer. Phys. Soc., N.Y.C., Jan. 21, 1964

Gas Phase Equilibria in the System GaAs - 1s-D. Richman I labs, Pr.) RCA Review, Dec. 1963

Growth of Single -Crystal Gallium Arsenide Layers on Germanium and Metallic Substrates --A. A. Amick I Labs, l'r.) RCA Review. Der. 1963

Helcon -Phonon Interaction in Metals - -J. J. Quinn, S. Rodriguez I Labs, Pr.) Phys. Re- view Lies., Dec. 1963

Linear Stark Effect of 4f-4f Transition in BaC1F:Smr -Z. J. Kiss, H. A. Wraklient (1-abs, Pr.) Amer. Phys. Soc. Mtg., N. Y., Jan. 22.25. 1964

Microwave Surface Impedance of Supercon- ductors of the Second Kind G. G. Fischer, M. Cardona, R. Rosenblum !Labs, Pr.) Amer. Phys. Soc., N. Y. C., Jan. 22.25. 1964

Napth Vapor, Flaure f R. Wil- liams I Labs, Pr.) Jour, of Chem Phys., Oct. 1963

Niobium -Tin Phase Diogrom -R. E. Engstrom ILabs, Pr.) Sci. Thesis, AIME Mtg., N. Y. C., Feb. 1964

Optical Spectra of Exchange Coupled Mn+ +ION Fairs in ZnS:MnS D. S. Mc- Clure ILabs, Pr. i Jour. of Chem. Physirs, Dec. 1963

Organic Semiconductors, Transport Properties of I.. Friedman I Labs. l'r. I N. Y. Nita. of the Amer. Phys. Soc.. Jan. 22.25, 196f

Paramagnetic Resonance of Trivalent Manga- nese io Rutile ITiO3I 11. J. Gerrilsen, E. B. Sabisky 1Labs. Pr.) The Mos. Review. Nov. 1964

Ph ductivity of Divalent Rare Earth Doped Calcium Fluoride Z. J. Kiss. C. H. .\ndrr -on II-abs, Pr. Amer . Ploys. Sew. Alta.. N. Y., Jan. 22.25, 1964

Plasma, Magnetic Moment of a Solid -State A. R. Moore, J. O. Kessler (Labs, Pr.) The l'hvs. Review. Nos. 15. 1963

Precipitation of Li in Ge, Electric- Field -En- hanced J. Blanc, \I. S. Abrahams I labs, Pr.) 4 ppl. Ph ysirs, Dec. 1963

Quantum Oscillations, Giant, in the Anenua- tion of Transverse Acoustic Waves Propagat- ing Parallel to a Magnetic Field in Metals D. N. langenberg, J. J. Quinn, S. Rodriguez

Labs, Pr.I N. Y. Mtg. of the Amer. Phys. Sere., Jan. 22 -25, 1964

Quantum Oscillations in the Absorption of Helicon Waves in Solids J. J. Quinn I lab -. Pr.) ¡'his. Letters, I).'. 1963

Semiconducting 111 -V Compounds, The Prepara- tion and Properties of D. Richman I labs, Pr.I Conn. Valley Univ. Chem. Seminar. Univ. of Mass., Feb. 20, 1964

Spectra of the Divalent Rare -Earth Ions in Cubic Crystals, Survey of the D. S. McClure, Z. Kiss ILabs, Pr.I Journal of Chem. Phys., Dec. 1963

Thermal Conductivity of III -V Compounds at Nigh Tempe I. Kuriman, E. Steig. meier (Labs, l'r.I The Phys. Review, Oct. 1963

Thermoelectric Properties of Ge -Si Alloys in the Temperature Range 300'F- 1200'K -13. Abeles, J. P. Dismukes, I.. Ekstrom ¡Labs, Pr.) APS Mtg.. N. Y.. Jan. 22, 1964

Transport of Gallium Arsenide by a Clow- Spaced Technique -P. H. Robinson I labs, Pr.I R(:.4 Review, Dec 1963

Uniaxial Stress on GaAs Lasers, The Effect of -R. Braunstein, D. Mryrrhofer I Labs. l'r. Amer. Phys. Sew. Mtg., N. Y.. Jan. 22 -25, 1964

SOLID -STATE MICROELECTRONICS

Integrated Cryoelectric Computer Device, Vacuum Techniques for Fabricating l:. W. Leck I Labs. l'r.I 196.3 Trans. the Tenth Nail. Vacuum Symp., Amer. Vacuum Soc., 1963

SOLID -STATE THIN FILMS

Cadmium Selenide Films for Use in Thin -Film Transition, Evaluation of F. Y. Shallrross I Labs, Pr.l RCA Review, Dec 1963

Magnetization of NbsSn Films in Tro nsverse Fields, Macroscopic Size Effects on the J. J. Ilanak !Labs, Pr.) Phys. Metallurgy of Superconductors, N. Y., N. Y., Feb. 18, 1964

NbsSn Films in Tra nsverse Fields, Magnetiza- tion of J. J. Hanak IILobs, Pr.) Phys. Metallurgy of Superconductors, N. Y., Feb. 18, 1964

R.rystollization of Cadmium Sulfide Films R. R. Addiss, Jr. I Labs, l'r.l Trans. of the Tenth Nail. I nrunm Strop., 1963

Scanner, An Integrated Thin -Film P. K. Wei. mer. H. Borkan, L. Moray- Horvath, F. V. Shallrross I labs, Pr.) 1964 Imern I. Solid State Circuits Conf., Phila., Pa., Feb. 19 -20, 1964

Transistor, The Insulated -Gate Thin -Film, as a Circuit Element -II. Borkan i Lahn, Pr. Semi. nar on Integrated Circuits. Stevens Inst., Hoboken. N. J., Jan. 15, 1964

Transistors, Coplanar -Electrode Insulated -Gote Thin -Film I Labs, Pr.) RCA Review, Dec. 1963

SPACE SYSTEMS

Satellite Communication Systems, Philosophy for High Survivability Dr. A. B. Glenn (DElt.S1SR, Moores.) Nat'l Military Elec- tronics Conn., Los Angeles, Calif.. Feb. 5.7. 1964

SUPERCONDUCTIVITY

Mic a

Surfas Impedance of Supercon- ductors of the Second Kind G. Fischer, Si. Cardona, B. Rosenblum ¡Labs, Pr.) Amer. Phys. Soc., N.Y.G, Jan. 22.25, 1964

Position -Dependent Super -Conductivity- -R. H. l'armrnirr I labs, Pr. I Ph, Review, Dec. 1963

TELEVISION COMPONENTS

Image Evaluation and Television, Modern O. 11. Schade, Sr. I ECD, llr.) Applied Op. tirs. Jan. 1964

S< r, An Integrated Thin -Film P. K. Wei- mer, H. Borkan, I.. Meravllonath, F. Y. Shalbross (Labs, Pr.) 1964 Intern'I. Solid Stale Circuits C,onf., Phila., Pa., Feb. 19.20, 1964

Synchronizing Generator for Television Studio Usa, Design of o Transistorized \. J. Banks (BCD, Cam.) Moore School of Elec. Engr., Univ. of Pa., Master's Thesis, Feb. 1964

TUBE DESIGN; APPLICATION

El Tubes Contribute to Electronic Ad- vancer J. M. Forman. I ECD. Lane. i Lam raster ,Sunday .Yews, Fri,. 23, 1964

Photomultiplier Developments at RCA, R

-R. M. Matheson ECD, Lane.) Scintil I./lion and Semiconductor Counter Syntp Washington, D.C., Feb. 26-28, 1964

VACUUM TECHNOLOGY

Integrated Cryadectri< Computer Devices, Vac- uum Techniques for Fabricating G. W. Leck I Labs, Pr.) 196.3 Trans. the Tenth Nat'l. Vacuum S, nip., 1963

AUTHOR INDEX

Subject listed opposite each author's name indicates where complete citation to his paper may be found in the subject index. When an author has more than one paper, his nome is repeated for each.

RCA VICTOR RECORD DIV.

Mini., H. W. circuit interconnections; packaging

Max, A. M. recording, audio disk

BROADCAST AND COMMUNICATIONS PRODUCTS DIV.

Banks, A. J. television components Brooks, R. R. communications, equipment

components Homan, D. G. communications systems;

t'ivory Ralsner, J. N. instrumentation; lab equipment

ELECTRONIC DATA PROCESSING

Woos, G. J. computer logic; theory

ELECTRONIC COMPONENTS AND DEVICES

Blattner, D. J. electromagnetic theory; phenomena

Forman, J. M. tube design; application Hall, W. B. energy conversion Hilibrand, J. communications, equipment

components Johnson, H. C. electromagnetic theory;

phenomena Lacier, G. S. energy conversion Lacier, G. S. energy conversion Matheson, R. M. radiation detection Schad., O. N., Sr. television components Schad.. O. H., Sr. optics Sterner, F. electromagnetic theoory t

ph. nomrna

DEP COMMUNICATIONS SYSTEMS DIV.

Crane, E. rompurer applications

DEP APPLIED RESEARCH

Anderson, J. R. enrrg) conversion Crouthamel, M. S. energy conversion Panes, J. F. energy conversion Shelpuk, B. energy conversion Wright, P. E. energy conversion

DEP ASTRO- ELECTRONICS DIV.

Lawrence, H. C. communications, equipment components

Lawrence, H. C. instrumentation; lab equipment

DEP MISSILE AND SURFACE RADAR DIV.

Glenn, A. B. Dr. communications, digital Glenn, A. B. Dr. communications systems;

theory

Headley, H. R. computer applications O'Leary, W. J. reliability; quality control Phillips, H. W. management; business Stables, R. C. electromagnetic theory;

phenomena

RCA LABORATORIES

Abeles, B. energy conversion Abrahams, M. S. solidslate materials Addiss, R. R. Jr. solid -state thin films Amick, J. A. solid -state materials Amick, J. A. solid.state materials Amick, J. A. solid -slate materials Anderson, C. H. solid -state materials Anderson C. H. electromagnetism Blanc, J. solid -state materials Borkan, H. solid -state thin films S orban, H. solid -state devices; circuitry Besenberg, W. A. solid -stale devices Braunstein, R. lasers Briggs, G. R. computer circuitry; devices Cardona, M. solid -state material.. Cave, E. F. solid -slate materials Chang, K. K. N. communications, equipment

components Chase, P. E. communications, equipment

components Cody, G. electromagnetism Corboy, J. F. solid -stale materials Cullen, G. instrumentation; lab equipment Czorny, B. R., solid -state materials Dismubes, J. F. energy conversion Ekstrom, L. energy conversion Engstrom, R. E. solid -state materials Fischer, G. solid -slate materials Friedman, L. solid -stale materials Gulick, D. solid -state materials Goodson, H. J. solid -state materials Gritsen, H. J. lasers Goedortier, F. V. lasers Goodman, A. M. circuit interconnections;

packaging Gossenberger, N, solid -state materials Gossenberger, H. solid -state materials Gottlieb, G. E. solid -state materials Honak, J. J. electromagnetism Harrison, S. E. solid -stale materials Heilmeier, G. H. solid -state materials Hirota, R. electromagnetism Horvath, L. M. solid -state thin films Hotchkiss, S. computer storage K eiser, B. E. antennas Kessler, J. O. plasma Kiss, Z. J. solid -slate materials Kiss, Z. J. solid.state materials Kiss, Z. J. solid -state materials Kudman, I. solid -slate materials Langnnberg, D. N. electromagnetism Lodi, G. W. computer circuitry; devices Li, K. computer storage McClure, D. S. solid.state materials McClure, D. S. solid -state materials McEvoy, J. Jr. electromagnetism Meyerhofer, D. lasers Moon, A. R. plasma Nelson, N. solid -state devices P armenter, R. H. superconductivity Parry, C. A. electro- optics Quinn, J. J. electromagnetism Quinn, J. J. electromagnetic theory;

phenomena Quinn, J. J. electromagnetic theory;

phenomena Rajchman, J. A. computer storage Richman, D. solid -state materials Richman, D. solid -slaty materials Robinson, P. H. solid -state materials Rodrigues, S. electromagnetic theory;

phenomena Rodrigues, S. electromagnetism Rose, A. amplification R blum, B. plasma Rosenblum, B. solid -state materials Roth, E. A. solid -slate materials Roth, E. A. solid.state materials Sabisky, E. B. solid -state materials Shahbender, R. computer storage Shallcross, F. V. solid -stale thin film Shallcross, F. V. solid -slate devices; circuitry SYlansky, J. computer logic; theory Sommers, H. S. Jr. communications,

equipment components Staras, H. electrooptics Steigmeier, E. solid -slate materials T..tsch, W. B. communications, equipment

components Todo, M. plasma Tolima, S. electromagnetism Ur, H. H. solid -state devices; circuitry Varettoni, L. solid -state devices; circuitry Wallmark, J. T. solid -state devices; circuitry W allmark, J. T. solid -state devices; circuitry Weakliem, H. A. solid -state materials Weimer, P. K. solid -state thin films Weinstein, H. computer logic; theory Wentworth, C. computer storage Williams, R. electroluminescence Winder, R. O. computer logic ; theory Yocum, P. N. electro- optics Zworykin, V. K. biomedical electronics

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Engineering NEWS and HIGHLIGHTS

20 ENGINEERS HONORED WITH 1963 EC &D ACHIEVEMENT AWARDS

RCA Electronic Components and Devices has awarded its 1963 Engineering Achieve- ment Awards to 20 engineers. Thirteen of the recipients are from ECD's Harrison and Somerville Plants:

A. Dingwall, Special Electronic Compo- nents Division -for technical excellence in the development and practical application of greatly improved silicon -germanium thermoelectric couples.

M. Fromer, Industrial Tube and Semi- conductor Division -for ingenuity in the development of a practical tuning system for magnetrons.

N. C. Turner, Industrial Tube and Semi- conductor Division -for major contributions to the design of silicon transistors.

Team awards were presented to: E. S. Belohoubek, M. R. Freeling, T. J. Kelly, R. G. McAvoy, and G. Novak, of the Indus- trial Tube and Semiconductor Division -for their pioneering development of a highly reliable traveling wave tube amplifier for the Relay communications satellite.

M. S. Fisher, H. M. Kleinman, J. 011en- dorf, M. A. Polinski, and C. F. Wheatley, of the Commercial Receiving Tube and Semi- conductor Division in Somerville -for their pioneering contributions to the design and

RECEIVED YOUR ANNUAL REPORT ... ?

RCA engineers and scientists who have not received a copy of the 1963 RCA An- nual Report can obtain one by sending their office and home addresses to TREND, Bldg. 2 -8, Camden, N.J.

SENDROW EARNS DPMA DATA PROCESSING CERTIFICATION

Marvin Sendrow, an engineer in the DEP Communications Systems Division, Camden, recently was awarded a Certificate in Data Processing by the Data Processing Manu- facturers Association (DPMA). This cer- tificate is granted as a mark of professional competence only after a careful review of the applicant's background, training, and experience in data processing and the suc- cessful completion of a wide- ranging exam.

The objects of the DPMA Certification Program are to: 1) Establish high standards for data processing personnel by emphasiz- ing a broad educational framework and practical knowledge in the field; 2) Develop a method for recognizing professional com- petence in data processing; 3) Lay a foun- dation for further growth of the data proc- essing field.

REGISTERED ENGINEERS J. W. Hensley, ECD, PE- 10912, Ind. R. K. Konrad, ECD, PE- 11023, Ind. A. C. Porath, ECD, PE- 11031, Ind. G. M. Ridgeway, ECD, PE- 10962, Ind. K. D. Scearce, ECD, PE- 10967, Ind. R. K. Schneider, ECD, PE- 28908, Ohio F. L. Ulrich, ECD, PE -9026, N.J. H. Blust, ECD, PE- 13226, N.J. L. A. Shotliff, License Operations, PE- 40390,

N.Y. J. A. Dodd, Jr., DEP -Central Eng., PE-

12988, N.J. G. L. Tate, DEP -MSR, PE- 13267, N.J.

82

application of transistors to audio amplifiers for phonographs and home receivers.

At the EC &D Cincinnati, Ohio Plant, an individual award went to:

F. W. Bove, for his numerous cost- saving innovations in the manufacture of receiving tubes at the Cincinnati Plant.

Three engineers at the EC &D Lancaster Plant received awards:

F. Van Hekken, Television Picture Tube Division -for valuable contributions to the use of computer techniques in the design and fabrication of wide angle color tubes.

J. F. Heagy, Industrial Tube and Semi- conductor Division -for important cost -sav- ing innovations in the production of camera tubes.

J. C. Moor, Industrial Tube and Semi- conductor Division -for significant contribu- tions to image tube manufacturing tech- niques.

At the Television Picture Tube Division in Marion, Ohio, two engineers were hon- ored:

A. C. Porath and B. B. LeMay -for out- standing engineering achievement in estab- lishing screening capability for color TV pictures tubes at the Marion Plant.

RCA PLANS RECORD $70 MILLION CAPITAL SPENDING IN 1964

FOR ALL DIVISIONS AND SERVICES

RCA capital expenditures for 1964 are ex- pected to reach an all -time high of $70 mil- lion, 16 percent greater than the previous year's investments.

Dr. Elmer W. Engstrom, RCA Presi- dent, has revealed that the 1963 capital in- vestment figure for the company was $60 million, compared with $56 million for 1962. The planned investments in 1964 relate to plant and equipment in every division and service of RCA. Dr. Engstrom underscored the importance of research and engineering: RCA spent more than $130 million to de- velop, introduce and promote color television, which now contributes more than half of the profits from our entire home instruments business. RCA has spent an equal amount to become established in electronic data processing, which before the end of 1964, should cross into a profit position and main- tain profit growth thereafter. While an early need for another such heavy investment in a single type of product or service is not now foreseen, if the need should arise 'and if the profit potential should be as attractive as in these two cases, the required effort will be made.

14 RCA MEN AWARDED DAVID SARNOFF FELLOWSHIPS

David Sarnoff Fellowships for graduate study a Doctorate in Electrical Engineering, Poly - in the 1964 -65 academic year have been technic Institute of Brooklyn. awarded to fourteen employees. The Fellow- John J. Moscony, Electronic Components ships, established in honor of the Chairman and Devices, Lancaster, Pa- toward a Doc - of the Board of RCA, range in value to as torate in Chemistry, University of Pennsyl- high as $6500 each. Although appointments vania. are for one academic year, each Fellow is eligible for reappointment. The David Sar- noff Fellows are selected on the basis of academic aptitude and promise of profes- sional achievement.

The new David Sarnoff Fellows are: John R. Manning, DEP Aerospace Sys-

tems Division, Burlington, Mass.- toward a Doctorate in Mechanical Engineering, MIT.

Joseph P. McEvoy, DEP Applied Re- search, Camden -toward a Doctorate in Metallurgy, Imperial College, London, Eng- land.

John T. O'Neil, RCA Labortories, Prince- ton, N. J.- toward a Doctorate in Electrical Engineering, University of Pennsylvania.

Peyton Z. Peebles, DEP Missile and Sur- face Radar Division, Moorestown, N. J.- toward a Doctorate in Electrical Enginering, University of Pennsylvania.

Alfred H. Teger, RCA Laboratories, Princeton, N. J.- toward a Doctorate in Electrical Engineering, University of Penn- sylvania.

James K. Drysdale, RCA Victor Co., Ltd., Montreal- toward a Master's degree in Busi- ness Administration, McGill University.

Robert G. Cram, NBC, Chicago -toward a Master of Arts in Journalism.

Two David Sarnoff Fellows were reap- pointed to only a first term of a third year during which time they expect to complete their Doctorate study programs. They are:

Jacob Klapper, DEP Communications Systems Division, New York, N. Y.- toward

Five Fellows were reappointed for a sec- ond year:

Alexander A. Avanessians, RCA Com- munications, Inc., New York, N. Y.- toward a Doctorate in Electrical Engineering, Co- lumbia University.

Henry Kressel, Electronic Components and Devices, Somerville, N. J.- toward a Doctorate in Metallurgy, University of Penn- sylvania.

Martin L. Levene, DEP Communications Systems Division, Camden -toward a Doc- torate in Mechanical Engineering, Univer- sity of Pennsylvania.

Robert A. Howell, DEP Communications Systems Division, Camden- toward a Doc- torate in Business Administration, Harvard.

John J. Serratore, Electronic Data Proc- essing, Cherry Hill- toward a Master's De- gree in Business Administration, University of Pennsylvania.

L. H. GOOD RECEIVES HONORARY DEGREE

Lowell H. Good, of the Special Projects Group, RCA Laboratories, Princeton, N. J., was one of four scientists to receive an honorary Doctor of Laws degree from In- diana Central College, Indianapolis, at the dedication of the College's new Lilly Science Hall. Mr. Good received a BA in 1931 and a BS in 1932 from Indiana Central, and a MA in Physics from Indiana University in 1932.

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RCA LABS PRESENT 1963 ACHIEVEMENT AWARDS The RCA Laboratories have named the fol- lowing as recipients of the 17th annual RCA Laboratories Achievement Awards. These 1963 awards are in recognition of outstand- ing contributions by members of the RCA Laboratories.

K. L. Cheng, for ingenuity in devising nu- merous superior procedures for chemical analyses of electronically active materials.

Glenn W. Cullen, for research leading to techniques for the deposition of thin films of a hard superconductor on special ceramic substrates.

Albrecht G. Fischer, for resourcefulness in experimental and interpretive studies of electroluminescent materials and phenom- ena.

Alvin M. Goodman, for experimental measurements on the properties of metal- semiconductor contacts.

Bernard Hershenov, for research leading to the development of an electron gun for a linear crossed field amplifier.

Walter H. Jamison, for ingenuity in de- vising a system for the detection of speech.

George Kasyk, for the exploration of sev- eral ingenious and novel concepts in me- chanical record changers.

Donald E. Nelson, for the development of high -power tunnel diode oscillators and high -

power varactor harmonic generators. John J. Quinn, for significant advances in

the theoretical treatment of electrons in metals and in a degenerate electron gas.

Minoru Toda, for the origination and ap- plication of a novel microwave technique for the observation of plasmas in semiconduc- tors.

James P. Wittke, for theoretical and ex- perimental studies of the response of an

THREE RCA RESEARCH PROJECTS WIN AWARDS

Three RCA technical developments- a thin - film superconductive memory, a beam -plasma tube, and a gallium arsenide optical diode- - were among the 100 most significant new products of 1963, according to Industrial Re- search magazine.

The 100 developments chosen, out of 10,000 reviewed, were awarded plaques in recog- nition of their merit. The products were selected on the basis of importance, unique- ness, and usefulness to the researcher and included new or newly improved materials, processes, and techniques, as well as instru- ments and equipment.

The thin -film superconductive memory singled out for merit was developed at RCA Laboratories by a research team working under the direction of Leslie L. Burns, of the Computer Research Laboratory.

The experimental (beam- plasma) electron tube selected as an important new develop- ment in Industrial Research will make ac- cessible infrared radar channels well above the ceiling for today's microwave systems. The new tube was developed at RCA Lab- oratories by Dr. George A. Swartz and Louis S. Napoli, of the Microwave Research Lab- oratory, working under the direction of Dr. Maurice Glicksman.

The third RCA development honored by Industrial Research, the gallium arsenide optical diode, was developed by Electronic Components and Devices in Somerville, N. J., based upon earlier work done at RCA Laboratories by Dr. Rubin Braunstein and Dr. Jacques Pankove.

emissive medium to short pulses of electro- magnetic radiation.

Howard R. Beelitz, Joseph Guarracini, and Morton H. Lewin, for team perform- ance in the development of concepts and techniques leading to electronically address- able punched card memories.

Rubin Braunstein and Jacques I. Pan - kove, for studies of recombination radiation in semiconductors leading to the use of injec- tion diodes as light sources and lasers.

Leslie L. Burns, David A. Christiansen, Robert A. Gange, Eugene M. Nagle, and Frank S. Wendt, for team performance in advancing the technology and theoretical understanding of superconductive memories.

Alvin S. Clorfeine, George W. Leck, and Judea Pearl, for research leading to the de- velopment of a superconducting frequency multiplier and mixer.

Jonathan I. Gittleman and Bruce Rosen- blum, for team performance in experimental determinations of certain basic effects in superconductors.

Stuart E. Hotchkiss, Rabah Shahbender, C. Wentworth, and Kam Li, for team per- formance in research on integrated ferrite laminate structures for high -speed and low - cost computer memories.

William D. Houghton, Seymour Naroff, and Robert F. Sanford, for team perform- ance in conceiving and developing a tele- vision facsimile message system.

Simon Larach, Ross E. Shrader, and P. Niel Yocom, for team performance in re- search leading to new luminescent materials containing ions of transition elements.

William H. McCarrol and Alfred H. Som- mer, for the development and analysis of a

new cesium -potasium photocathode.

DEP SPONSORS MICROELECTRONICS SYMPOSIUM

Over 20 RCA engineers recently met in a one -day Symposium to interchange ideas and discuss our present status and future plans concerning microelectronics packaging. The engineer speakers at this symposium repre- sented various divisions within RCA both in defense and commercial areas. The meet- ing was attended by engineering manage- ment and selected engineering manufactur- ing personnel.

Additional information concerning papers given at the Symposium may be obtained from R. H. Aires, DEP Microelectronics En- gineering in Somerville.

The objective of the symposium: "to estab- lish a clear understanding of our present status in the development of an inhouse com- petence in packaging techniques for inte- grated circuits and advanced solid state cir- cuits ?' Discussions included the following:

1) Information on all active engineering efforts in any phase of microelectronics packaging design.

2) An opportunity for each group so engaged to openly discuss their problems and needs.

3) Participation in a technical "self- analysis" to solicit the critical comments of other com- petent personnel who may have been pre- viously confronted with either the saine or similar technical problems.

4) A clear understanding of either unique or generally applicable techniques or methods requiring further development, especially those common to several packaging concepts.

5) The establishment. at least on a conceptual basis, of the potential requirements for either current or future investment in capital facili- ties, including manufacturing and support activities.

NEW MICROELECTRONIC ACTIVITIES Last October, RCA took positive steps to improve its capability in diffused silicon integrated circuits. As a result, two organi- zations -one in DEP and one in ECD -are now working closely together at Somerville, N. J., on a program designed to make opti- mum use of both the technical talents and the capital facilities of RCA in achieving this goal.

The new DEP activity, Defense Micro- electronics, consists of outstanding circuit design engineers individually selected from DEP operating activities. Managed by Ra- mon H. Aires, this group reports directly to the DEP Chief Defense Engineer, Dr. Harry J. Watters, and is responsible for formulat- ing the specific circuit designs to be fabri- cated by RCA in the initial phase of this long term program. The circuit designs are worked out cooperatively with equipment and circuit design engineers from the DEP divisions. The main objective is to insure that the circuits are tailored to meet existing or forthcoming requirements of DEP cus- tomers. The DEP group is also doing applied research on active and passive thin film devices, as well as hybrid thin film -silicon circuits.

In addition, Defense Microelectronics pro- vides technical support to DEP activities in the evaluation of requests for proposals and in the preparation of proposals involving these advanced technologies. Moreover, Defense Microelectronics provides, both through formal technical courses and ad hoc seminars and discussions, training to inter- ested RCA personnel.

The manager of ECD Special Electronics Components Division's Integrated Circuit Engineering activity, Robert D. Lohman, and the manager of the Division's Integrated Circuit Manufacturing organization, Ray A. Wissolik, report to Lloyd R. Day, Division General Manager. The primary responsibil- ity of these activities is the development of diffusion processes and the fabrication tech- nology required to produce the monolithic silicon integrated circuits.

Now under way at Somerville is an exten- sive program to install new facilities and in- crease the capacity of existing facilities for engineering and development. work in inte- grated circuits. Also under way is a program to provide a production capability for the manufacture in quantity of the integrated circuits required to meet the goals of DEP business plans. (Requests for additional information concerning Defense Microelec- tronics services, integrated circuits applica- tions data, specific assistance and /or train- ing should be directed to DEP Defense Microelectronics, Somerville, N. J. The August- September RCA ENGINEER will fea- ture papers on RCA microelectronics efforts.)

A list of the symposium subjects and par- ticipating speakers, is given below:

Computers S. P. Patrakis (ARD -B). J. A. Brustman (AR), B. Walker (AR), J. J. O'Don- nell (EDP)

Tactical Systems -E. Eigner, E. Lichtenberg (AARS -7). H. Lumb (('-I11

Spare Control Systems- -P. J. Truscello (AED) Digital Communications- R. J. Araskewitz, R.

C. Leunis (CSD) Tarnrat Hadar S. Malasky (N1 &.S.1t

Fabrication Techniques -S. F. Burtis (Corp. Staff); D. P. Schnorr (CE)

Design Automation R. H. Bergman (AR), W. W. O'Neill (EDP)

Other Packaging Programs J. L. Vossen (DNIE (CSD), M. Kidd (ASD -B), Dr. N. Crooks, D. Mackey, G. Rezek (CSD)

Panel Members: R. J. Araskewitz, M. Kidd, B. Metonick, E. A. Szukulaski, H. Eigner, S. Malasky, C. Dunalef

83

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PROFESSIONAL STAFF ANNOUNCEMENTS ACTIVITIES

RCA Service Co., Patrick AFB, Fla., RCA - MTP: A seminar outlining many aspects of value engineering, with emphasis on how they can be applied to operations on the At- lantic Missile Range, was held January 31 by the Missile Test Project for its manage- ment personnel. Authorities on value engi- neering and improvement who conducted the program were: John Bryant, Value Improve- ment Administrator, RCA Aerospace Sys- tems Division; Robert Trick, Value Engi- neer, Air Force Systems Command Contract Management Office; Carlos Fallon, Director, Value Analysis, RCA Corporate Staff; Mor- gan Roderick, Chief Value Engineer, U. S. Bureau of Ships; and Ervin Leshner, Ad- ministrator, Defense Value Improvement, RCA Defense Electronics Products. In addi- tion there were several guests from Pan American World Airways, Inc., and the Air Force. -W. Strayer

DEP Central Engineering: J. R. Hendrick- son has been appointed Radiological Health Officer for DEP. Mr. Hendrickson succeeds H. R. Dyson.

DEP Missile and Surface Radar, Mrstn.: W. J. Welsh has been elected to serve a three -year term on the National Administra- tion Committee of the Professional Techni- cal Group on Product Engineering and Pro- duction of the Institute of Electronic &

Electrical Engineers. He is also Membership Chairman of the Philadelphia Chapter of this Professional Group and the IEEE rep- resentative at Moorestown. Ralph Taynton was appointed co- chairman of a recently formed Steering Committee on Military Specifications by the Institute of Printed Circuits (IPC). The IPC is a national as- sociation consisting of the major design, fabrication, and user companies in the printed wiring industry, and will serve to coordinate and direct the coordination of Military Specifications and their revisions relating to printed wiring -T. G. Greene

RCA Victor Co., Ltd., Montreal: Dr. J. R. Whitehead, Director of Research, has been appointed a Member of the Physical and Chemical Sciences Exhibit Committee and Chairman of the Communications Ex- hibit Committee for the official 1967 Worlds' Fair in Montreal, "EXPO 67." He has also been elected to the Board of Directors of the Canadian Research Management Associ- ation, with the membership portfolio.

-H. J. Russell

Home Instruments Division, Indianapolis: G. E. Kelly has been appointed Member of the IEEE Receiver Committee. C. W. Hoyt was appointed to the Indianapolis Executive Committee of the IEEE responsible for edu- cational activities of the local section.

-K. A. Chittick

ECD, Lancaster, Pa.: Hubert H. Witten- berg was appointed Chairman of the IEEE Electron Tube Committee. He was also ap- pointed to Membership on the IEEE Elec- tronics Committee. -G. G. Thomas

G. E. Jannery and R. G. Neuhauser at- tended the Society of Motion Picture and Television Engineers Seminar held January 8 and 9 in New York City. Dr. Ralph W. Engstrom, Mgr., Advanced Development Conversion Tube Operations, lectured on "Highlights of Conversion Tube Develop- ment Programs" at the RCA -Princeton Col- loquium on Feb. 10, 1964. -R. L. Kauffman

84

Research and Engineering, Princeton : F. S. Misterly, Staff Vice President, Patent Op- erations announces his organization as fol- lows: P. G. Cooper, Director, Foreign Patents; O. V. Mitchell, Director, Domestic Patents, and J. A. Wortmann, Manager, Trade -Marks.

Research and Engineering, Camden: J. W. Wentworth is appointed Manager, Cur- rent Concepts in Science and Engineering Program. Mr. Wentworth will report to C. M. Sinnett, Director, Product Engineering Professional Development. Mr. A. Bezgin has been appointed Administrator, Course Development and will report to J. W. Wentworth.

ECD- Commercial Receiving Tube and Semiconductor Division: W. H. Painter, Di- vision Vice President and General Manager announces his organization as follows: F.

R. Buchanan, Manager, Financial Planning and Controls; J. T. Cimorelli, Manager, Cryoelectric Devices Laboratory; N. H. Green, Manager, Commercial Receiving Tube and Semiconductor Operations Dept.; G. J. Janoff, Manager, Marketing Dept., and K. M. McLaughlin, Manager, Memory Prod- ucts Operations Department.

ECD -Commercial Receiving Tube and Semiconductor Division: R. M. Cohen, Man- ager, Engineering, announces his organiza- tion as follows: J. W. Englund, Manager, Semiconductor Consumer Applications ; H. V. Kettering, Manager, Semiconductor De- sign; R. R. Painter, Manager, Semicon- ductor Computer Applications; L. R. Shard - low, Manager, Semiconductor Development Services; and W. H. Warren, Manager, Re- ceiving Tube Engineering.

W. H. Warren, Manager, Receiving Tube Engineering announces his organization as: M. Bondy, Manager, Receiving Tube De- sign; W. E. Babcock, Manager, Receiving Tube Applications; J. J. Carrona, Man- ager, Chemical and Physical Laboratory; P. L. Farina, Manager, Engineering Adminis- tration; E. C. Hughes, Jr., Administrator, Technical Committee Liaison; W. E.

Lynar, Manager, Quality Control; R. N. Peterson, Manager, Advanced Product De- velopment; and G. Wolfe, Manager, Engi- neering Methods and Standards.

ECD -Industrial Tube and Semiconductor Division: C. C. Simeral, Jr., Manager, Mi- crowave Tube Operations Department, an- nounces his organization as follows: J. W. Cafry, Manager, Microwave Accounting; W. G. Hartzell, Manager, Microwave Prod- uct Operations ; H. K. Jenny, Manager, Microwave Engineering; J. F. Kucera, Manager, Microwave Quality Assurance; and A. F. Pheasant, Manager, Microwave Materials.

DEP Communications Systems Div.: S. M. Zollers gave a talk on "C Stellarator for Plasma Fusion" before the Joe Berg Society at Haddonfield High School on Mar. 4, 1964. Twenty -one students attended the lecture and asked many perceptive questions. The Haddonfield High School Science Seminar is a group of gifted students who meet after school hours to hear lectures on science and technology. The Joe Berg Society takes its name from the sponsor and founder of the society. -C. W. Fields

. . . PROMOTIONS . . .

to Engineering Leader & Manager .ts reported by your Personnel Activity during the past two month... Location and new supervisor appear in parenthesis.

Communications Systems Div. -DEP J. F. Biewener: from Mgr., Eng. to Mgr.,

i'IIJg. Programs ( Plant Mgr., Cambridge)

Astro- Electronics Division -DEP K. Robinson: from Mbr. Tech. Adv. Staff to

Mgr. Space Observation Systems (A. J. Vaughan, Chief Engr.) Hightstown

L. J. Rosenberg: from Engr. to Ldr., Publi- cation Engineers (I. M. Seideman, Mgr. Reports & Proposals) Hightstown

Aerospace Systems Div.-DEP L. Andrade: from Ldr., Tech. Staff to Mgr.,

Radar Eng. (N. Laschever) Burlington H. L. Fischer: from Sr. Proj. Mbr. Tech. Staff

to Ldr., Technical Staff (P. M. Toscano) Burlington

E. P. Wendkos: from Ldr., Dev. & Des. Eng. Staff to Mgr., Specifications & Stds. (F. Thiel) Van Nuys

Electronic Components and Devices W. B. Hall: from Sr. Engr. Prod. Dev. to

Eng. Ldr. Prod. Dev. (Mgr., Thermionic Converter Eng.) Lancaster

R. E. Reed: from Sr. Engr., Prod. Dev. to Eng. Ldr., Prod. Den. (Mgr., Super Power Tube Design & Dev., Lancaster

F. Hunter: from Eng. to Eng. Ldr. (H. Ket- tering) Commercial Prode Design, Somer- ville

J. F. Vance: from Engr. to Eng. Ldr. Aero- space Prod. Assurance & Rel. (M. Geller) Somerville

Broadcast and Communications Products Div. R. N. Hurst: from Engr., Des. & Dev. to

Ldr., Design & Dev. Engrs., Studio &

Scientific Instr. Eng. (A. H. Lind) Cam- den

A. E. Jackson: from Engr. Des. & Dev. to Ldr., Des. & Dev. Engrs., Studio & Sci- entific Instr. Eng. (A. H. Lind) Camden

Electronic Data Processing S. Cooper: from Engr. to Ldr., Des. & Dev.

Engrs., .Stds., Power Supply & Packaging Eng. (J. O'Donnell) Camden

RCA Service Company M. H. Stearns: from Engr., Facilities to Ldr.,

Engineers -BMEWS Facility and Support (K. R. Lewis) Cherry Hill

DEP -Communications Systems Division: S. W. Cochran, Division Vice President and General Manager, announced the appoint- ment of James E. Sloan as Manager, Data Communications Programs, Communica- tions Systems Division. In his new position, Mr. Sloan will have responsibility for RCA's random access "fieldata" computer, AuTODIN program, and other defense data communications systems.

Data Systems Center, Bethesda, Md.: A. L. Malcarney, Group Executive Vice Presi- dent has assigned the responsibility for the Data Systems Center, as follows: G. A. Peters, Manager, Data Systems Center, who will report administratively to W. G. Bain, Vice President, Defense Electronic Products, C. A. Gunther, Division Vice President, Technical Programs, DEP and EDP, will be responsible for functional control of the op- erations of the center.

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F. Harris C. F. Frost D. J. Buch

NEW ED REPS: HARRIS, RCA INTERNATIONAL; FROST, RCA COMMUNICATIONS; BUCH, ASD- BURLINGTON

New RCA ENGINEER Editorial Representa- tives recently appointed are: Frederico Harris, who will represent RCA Interna- tional, Inc., engineering activities. His offices are in Clark, N.J., and he replaces L. S. Beeny. In addition, Mr. Harris will serve as Technical Publications Administrator for RCA International.

Cecil F. Frost has been named as Editorial Representative for RCA Communications, Inc. in New York City. Mr. Frost, who will serve as Technical Publications Adminis- trator for RCA Communications, replaces Wayne Jackson, who has retired (see story). Within Defense Electronic Products, Donald J. Bush has been named to succeed Bob Glendon as an Editorial Representa- tive at Aerospace Systems Division, Bur- lington, Mass. Mr. Buch will serve on F. D. Whitmore's DEP Editorial Board.

Frederico Harris received his MSEE in in 1939 from the University of LaPlata, Argentina. From 1939 -49, he worked in Buenos Aires for CSEA, an I.T. & T. sub- sidiary company. He started as a design en-

WAYNE JACKSON, RCA ENGINEER AND ED REP, RETIRES AFTER

36 YEARS

Wayne C. Jackson, retired on March 1, 1964, after almost 36 years of service with RCA Communications, Inc., in New York City. Mr. Jackson was most recently Man- ager of Engineering Services, Techni- cal Publications Administrator, and RCA ENGINEER Editorial Representative for RCA Communications, Inc. Mr. Jackson received his BScEE from Oregon State College in 1924. Between 1924 and 1928 he was asso- ciated with the Southern Pacific Railroad Company in block signal installation, Pacific Gas and Electric Company, in valuation en- gineering, and Frank Richer Company in geophysical exploration of areas for oil pro- duction possibilities. In 1928 he joined RCA Communications, Inc., being asso- ciated with station operations and engineer- ing activities both in the United States and abroad.

CORRECTION: In the last issue, (Feb. -Mar. 1984, Vol. 9, No. 5) please note the following correction in the paper by B. A. Cola, and J. M. Iritis, "A High -Speed Precision Instrumentation Tape Recorder." In the text, references to Figs. 3 through 15 are incorrect.. Change as follows:

Printed text reference:

Figs. 3, 4, 5

Figs. 6, 7, 8, 9, 10, 11, 12, 13, 14, 15

Should be respectively:

Tables I, II, 111

Figs. 3, 4, 5, 6, 7, 8, 9, 10, II, 12 (i.e., text ref- erence to Fig. 6 actually refers to the illustration captioned as Fig. 3, and Fig. 7 to Fig. 4, etc.)

gineer and in 1948 became Chief Engineer, Broadcast Transmission, Sound and Video. From 1949 -56, he did consulting work for various broadcast networks in Argentina, Uruguay and Chile. He joined RCA Inter- national in 1956. During 1956 -60, he was in Cuba assigned to the RCA project for a nationwide microwave telecommunications system in that country. In June 1963, he was promoted to Manager, Engineering, Broad- cast and TV Department of International Marketing Operation. In December 1963, he assumed his present position of Manager, Engineering, Broadcast and Communica- tions, I.M.O. He is a Senior member of IEEE. During 1952 =53, he was vice chairman of the Buenos Aires section of the IRE. From 1945 -48, he was part -time assistant professor to the Radio Communications courses for graduated engineers held at the University of Buenos Aires.

Cecil F. Frost graduated from the Univer- sity of California at Berkeley with a BSEE and joined RCA as a transmitting station technician at Bolinas, California in 1929. He was in charge of construction of a corn - bined transmitting and receiving station near Seattle, Washington in 1934 and re- mained as Engineer -in- Charge when the do- mestic radio telegraph circuit with San Francisco was opened in 1935. He has held a variety of engineering, administrative, and managerial positions since that date and after several years as Engineer -in- Charge of the International Receiving Station at Riverhead, Long Island, was transferred in 1947 to the RCA Communications head- quarters offices in New York City where he is presently Manager, Technical Training and Engineering Services, and Staff As- sistant, reporting to the Vice President and Chief Engineer.

Donald J. Buch studied Electrical Engi- neering at Iowa State College in 1941 -43. He then entered the Navy, serving until 1946 as an instructor in various technical training courses. From then until 1954, he was associated in design and sales capacities with his family's manufacturing business, which included electronic organs, inter- coms, hearing aids, and PA systems, thereby accruing considerable experience in audio engineering. In 1954, he joined the Collins Radio Co. as a technical writer, ad- vancing first to Head of the Editorial De- partment, and then to Assistant Manager of the Publications Dept. He joined RCA in 1961 as Manager of Engineering Publica- tions and Motion Picture Production for the DEP Aerospace Communications and Con- trols Division in Camden. In 1962, he moved to ACCD- Burlington as Manager of the Documentation and Logistics Dept. He presently holds that position for the Aero- space Systems Division, Burlington. He is active in STWP, IEEE, and EIA, and has prepared articles for both the EIA and the DOD. He is now representative to AIA Service Publications Committee.

NEW TPA's ANNOUNCED

New Technical Publications Administrators (TPA) recently announced include Cecil Frost, RCA Communications, Inc., New York City; and Frederico Harris, RCA Interna- tional, Clark, N.J. Mr. Frost replaces Wayne Jackson, now retired and Mr. Harris re- places L. S. Beeny.

In Defense Electronic Products, F. D. Whitmore's responsibilities as TPA have been expanded to include both technical papers and RCA Technical Reports (TR's) and Engineering Memoranda (EM's). As- sisting Mr. Whitmore in DEP's papers and reports activities are:

J. Carter- -Data System Center, Bethesda, Md. E. Williams -ASD, Burlington, Mass. S. Hersh -ASD, Van Nuys, Calif. C. W. Fields -CSD, Camden, N.J. T. Greene (papers) and H. J. Schrader (TR's,

EM's)-MSR, Moorestown, N.J. M. Pietz- App.Res., Camden, N.J. and DEP

Microelectronics Eng., Somerville, N.J. J. Lamb (papers) and O. A. Ceroml (TR's,

EM's)- Central Eng., Camden, N.J. I. Seideman (papers) and J. Phillips (TR's,

EM's) -AED, Princeton, N.J.

TPA's (marked with an asterisk on the in- side back cover) administer approvals of technical papers; these same men also administer the approvals and distribution of TR's and EM's. (Staff coordination of papers and TR -EM activities continues to be provided for RCA by W. O. Hadlock, TPA, and E. R. Jennings, Ass't TPA, Prod- uct Engineering 2-8, Camden, N.J.)

RCA ENGINEERS ARE ACTIVE IN IEEE -PTGEWS SEMINAR

RCA representatives from several engineer- ing and research groups were active partici- pants in a recent seminar conducted by the IEEE Professional Technical Group on Engi- neering Writing and Speech. At the seminar on Feb. 24 -25, devoted to the subject "Writ- ing Improvement Programs for Engineers" C. A. Meyer Technical Publications Admin- istrator and Mgr., Commercial Engineering Technical Service, ECD, Harrison, of Elec- tron Components & Devices in Harrison, served as Chairman. W. J. Underwood, Engineering Personnel, MSR, Moorestown was moderator of Session No. 1 devoted to the "Specific Needs of Engineers for Writing Improvement." On this same panel, George Kiessling, Administrator of Product Engi- neering Professional Development, RCA Staff, was one of the panelists. C. W. Sall, Technical Publications Administrator, RCA Labs., Princeton was the moderator for a panel devoted to "Content of Writing Im- provement Courses for Engineers." On another panel devoted to administration of writing improvement courses, Eleanor Mc- Elwee, Publications Engineer at ECD Har- rison, served as moderator. W. C. Praeger of the Technical Staff, Communications Sys- tems Div. Cambridge, Ohio, was one of the panelists on a panel devoted to "Evaluation and Prognosis." Subject of Mr. Praeger's speech was "A New Approach to an Old Problem."

Dr. J. H. Hillier, Vice President, RCA Laboratories, was the banquet speaker for the seminar.

Mr. Meyer, the Seminar Chairman, gave a paper at the International IEEE Conven- tion held recently in N. Y. on the results of the entire seminar.

A Proceedings of the Seminar is to be published, and articles summarizing it will also appear in the IEEE Trans. on EWS.

85

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INDEX TO RCA ENGINEER VOLUME 9

This subject and author index covers Vol. 9, No. I (June -July 1963 through and

including the present issue, Vol. 9, No. 6 (April -May 1964). In the Subject Index,

"E & R Note" indicates that the item was published as an "Engineering and

Research Note." All technical and nontechnical articles published in Volume 9

are indexed herein (news items are not indexed). The format and indexing terms

used are the same as in the RCA ENGINEER Pen and Podium Indexes, which

cover RCA papers presented and published elsewhere.

SUBJECT INDEX

Titles of papers are permuted where necessary to bring significant keyword (s) to the left for easier scanning. Authors' division appears parenthetically after his name.

AMPLIFICATION

Paramp, New Ultra- Low -Noise -1.5 db at 3

Gc -P. Koskos, D. Mamayek, W. Ramsey, C. L. Cuccia (ECD, L. A.) ; RCA ENG, 9.1,

June -July 1963, p52

Parametric Amplifier Pump, 30 Gc Multiplier as an Ultrastable -R. J. Kampf, R. S. For- man, O. J. lianas, D. H. Knapschaefer (DEP -CSD, Cam.) ; E &R Note, RCA Ertl), 94, Dec. Jan. 1964, p73

Traveling -Wave Amplifier, A Solid State -R. W. Smith (Labs, Pr.) E &R Note, RCA ENGR, 9 -1, June -July 1963, p56

ANTENNAS

Interferometer Horn Antenna -A. J. Bogush, Jr. (DEP -MSR, Mrstn.); RCA ENGR, 9 -3,

Oct.-Nov. 1963, p70

Shipboard Environment, Design of Precision Antenna Systems for-H. A. Magnus (DEP - MSR, Mrstn.) ; RCA ENCR, 9 -1, June -July 1963, p44

CHECKOUT, MAINTENANCE

EDP Equipment, Mechanical Field Maintenance of -E. J. Croall (Svc. Co., C. H.) ; RCA ENCe, 9 -6, Apr-May 1964, p42

CIRCUIT INTERCONNECTIONS; PACKAGING

Connectors, Separable Multi -Contact, for High -

Speed Computer Circuits -M. E. Ecker, H. R.

ENG. Kaupp,

6, Apr. Mayr1Dp49am.l ; RCA

Connection Techniques, A Comparison Study of Electrical -N. B. Shain, B. R. Schwartz (DEP -CE, Cam.) ; RCA Enca, 9-6, Apr. - May 1964, p54

Five -Layer Diode Guards Electronic Equipment at Cable Termination - H. R. Montague (DEP -CSD, Cant.); E &R Note, RCA ENCR,

9 -3, Oct: Nov. 1963, p74

Packaging for the Space Environment, A New Concept in -M. Wadiaeff (DEP -AED, Pr.) ;

E &R Note, RCA Enca, 9-6, Apr: May 1964, p76

Printed -Wiring Masters Improve Quality and Lead Time, New Facilities for -R. Taynton (DEP -MSR, Mrstn.); E &R Note, RCA Ence, 9-5, Feb.-Mar. 1964, p77

Weldplete -A Miniature Circuit Construction -J. A, Strom (DEP -ASD, Burl.) ; RCA ENGe, 9 -1, June -July 1963, p50

COMMUNICATIONS, DIGITAL

Data- Communications Computer System, De-

sign of a-W. A. Levy, A. E. DiMond (EDP, Cam.) ; RCA ENCR, 9 -4, Dec.-Jan. 1964, p20

Digital -Data Transmission System Tests, MIN - UTEMAN-A. Cortizas, J. H. Wolff (DEP - CSD, N. Y.) ; RCA Etica, 9 -2, Aug. -Sept. 1963, p52

Telegraph Office for RCA Communications, A

New Central -E. M. Gaetano, J. M. Walsh (RCA Comm., N. Y.) ; RCA Encre, 9 -1,

June -July 1963, p47

COMMUNICATIONS SYSTEMS; THEORY

Command and Control of ICBM's, Systems

Considerations for -C. G. Arnold (DEP - CSD, N. Y.) ; RCA Erica, 9-4, Dec.-Jan. 1964, p16

86

Communications Systems Engineering (Engi- neer and the Corporation: Systems Engineer- ing -Three Viewpoints: III -Dr. R. Guenther DEP -CSD, Cam.) RCA ENCR, 94, Dec:

Jan. 1964, p4

Networks, Computer Monitoring and Control of Communication --D. I. Caplan (DEP -CSD, Cam.) ; RCA Erma, 9 -2, Aug.-Sept. 1963, p44

Satellites for Communications, The Potentials of High -Power -A. C. Gay, J. S. Greenberg (DEP.AMS, Pr.) ; RCA ENGR, 9 -4, Dec-Jan. 1964, p46

Satellite Systems: 1965 -1975, Overseas Com- mercial Communications - S. Dubin, J. S.

Greenberg, M. Handelsman I DEP-A MS, Pr.) ; RCA ENGR, 94, Dec.-Jan. 1964, p50

COMMUNICATIONS, VOICE SYSTEMS

Local -Noise Discrimination, A Suggested Ap- proach to -N, I. Korman (Tech. Prog., Pr.) :

E &R Note, RCA ENCR, 9 -6, Apr. -May, 1964, p74

Telephone Channel Noise Measurements --F. M. Brock (BCD, Cam.) ; RCA ENGR, 9 -5,

Feb. -Mar. 1964, p64

COMPUTER APPLICATIONS

Communication Networks, Computer Monitor- ing and Control of - D. I. Caplan ( DEP - CSD, Cam.) ; RCA ENGR, 9 -2, Aug.Sept. 1963, p44

Electron Gun, Computer Analysis of a High - Resolution -Joan Lurie (DEP -AED, Pr.) ;

E &R Note, RCA ENG, 94, Dec. -Jan. 1964, p73

Modern Management for R&D Programs: A

Cose Study- TRADE% The Engineer and the

Corporation) - R. A. Newell (DEP -MSR, Mrstn.) ; RCA ENGR, 9 -3, Oct: Nov. 1963, p2

Ouality- Central Test-Data System Uses the

RCA 501 -J. R. Gates (ECD, Hr.); RCA Erica, 9-2, Aug. -Sept. 1963, p25

RCA 601 -301 at RCA Laboratories, The New - Dr. J. J. Kurshan (Labs, Pr.) ; RCA Encre, 9.4, Dec. -Jan. 1964, p60

System Studies, Applications of Computers to -M. S. Corrington (DEP -AppRes, Cam.) ;

RCA ENGR, 9-2, Aug. -Sept. 1963, p32

COMPUTER CIRCUITRY; DEVICES

Compare Circuit, A High Speed -II. Wein- stein ( Labs, Pr.) ; E &R Note, RCA ENGR,

9.2, Aug. -Sept. 1963, p58

Connectors, Separable Multi -Contact, for High -Speed Computer Circuits -M. E. Ecker, H. R. Kaupp, D. P. Schnorr I EDP, Cam.) ;

RCA ENGR, 9b, Apr.-May 1964, p49

Digital Circuits, A Unique Family of High - Speed-W. C. Mavity, C. D. Brudos (DEP - ASD, Van Nuys) ; RCA ENGR, 9-2, Aug. - Sept. 1963, p48

Tunnel -Diode Logic Circuits, 300 -Mc - M. Cooperman (EDP, Cam.); RCA Eve, 9 -2,

Aug. -Sept. 1963, p16

COMPUTER INPUT -OUTPUT

Character Recognition, The Logic of Universal - -Dr. 1. I I. Subleue I Labs, Pr. ) ; RCA Erica,

9-2, Aug. -Sept. 1963, p12

EDGE -Electronic Data Gathering Equipment -R. E. Montijo (EDP, Cam.) ; RCA ENca, 9-2, Aug.-Sept. 1963, p28

SCANDOT - High -Speed Impact -Printing P R. M. Carrell, E. D. Simshauser (DEP -CSD, Cam.) ; RCA ENGR, 9.1, June -

July 1963, p17

COMPUTER LOGIC; THEORY

Character Recognition, The Logic of Universal -Dr. I. H. Sublette (Labs, Pr.) ; RCA ENGR, 9 -2, Aug. -Sept. 1963, p12

RENSEC: Logical Design for a Residue -Number System Digital Computer-E. C. Day, R. A. Baugh IDEP -MSR, Mrstn.); RCA ENCR, 9 -2, Aug.-Sept. 1963, p40

COMPUTER PROGRAMMING

Information Systems, Programming -Dr. B. H. Sams tDSC, Bethesda) ; RCA ENCR, 9 -2, Aug .-Sept. 1963, p36

Programming Skill Center, ACCD -H. J. Platt (DEP -ASD, Burl.) ; RCA ENCR, 9 -2, Aug. - Sept. 1963, p34

COMPUTER STORAGE

Cryoelectric Memory with Cavity Sensing, A Large- Capacity -L. L. Burns, D. A. Chris- tiansen, R. A. Gange (Labs, Pr.) ; E &R Aote, RCA ENGR, 94, Dec. -Jan. 1964, p74

Magnetic Tape for High -Speed Applications --Dr. H. Bauer (Labs, Pr.) : RCA ENGe, 9 -5, Feb. -Mar. 1964, p31

COMPUTER SYSTEMS

Computer Technology Prognosis; 1970 and Beyond- -Dr. Y. Chu ( DSC, Bethesda) ;

RCA Etica, 9 -3, Oct. -Nov. 1963, p56

Data -Communications Computer System, De- sign of a -W. A. Levy, A. E. DiMond (EDP, Cam.) ; RCA ENCR, 9 -4, Dec. -Jan. 1964, p20

RCA 3301 (The New) An Advanced, User - Oriented Family of Medium- Priced Computer Systems- T. A. Franks ( EDP, Cam.) ; RCA ENGR, 9 -2, Aug. -Sept. 1963, p20

Systems Engineering in EDP (Engineer and the Corporation: Systems Engineering - Three Viewpoints: III/ -R. E. Montijo, Jr. (EDP, Cam.) ; RCA ENGR, 9.4, Dec. -Jan. 1964, pl0

CONTROL; TIMING

Range Counter, A High -Resolution - L. C. Drew I DEP -ASD, Burl.) ; RCA ENGR, 9 -4, Dec. -Jan. 1964, pSS

CRYOGENICS

Cryoelectric Memory with Cavity Sensing, A Large- Capacity -L. L. Burns, D. A. Chris- tiansen, R. A. Gange (Labs, Pr.) ; E &R .Note, RCA ENGR, 9 -4, Dec. -Jan. 1964, p74

Ryotron; A New Cryogenic Device -R. A. Gange (Labs, Pr.) ; E &R Note, RCA Erice, 9 -4, Dec. -Jan. 1964, p74

DOCUMENTATION; WRITING

Technical Papers Interest Survey -C. W. Fields I DEP -CSD, Cam.) ; E &R Note, RCA ENGR, 9 -2, Aug.-Sept, 1963, p56

ELECTROMAGNETIC THEORY; PHENOMENA

Cerenkov Radiation from Grazing Electron Beams, Optical Analogy for -J. M. Brum- baugh I DEP- AppRes, Cam.) ; E &R Note, RCA Erica, 9 -5, Feb. -Mar. 1964, p78

Microwave Physics Studies at the RCA Victor Montreal Reseanh Laboratories-Dr. M, P. Bachynski (RCA Ltd., Montreal) ; RCA Etica, 9.1, June -July 1963, p10

Plasma -Microwave Interactions -Dr. J. Voll- mer I DEP -AppRes, Cam.) ; RCA ENGR, 94, Dec, -Jan. 1964, p64

Solar Wind and the Earth's Magnetic Field, Laboratory Simulation of the Interaction Be- tween the - -Dr. F. J. F. Osborne, Dr. I. P. Shkarofsky, J. V. Gore (RCA Ltd., Mon. treat) ; RCA ENGR, 9 -5, Feb: Mar. 1464, p60

Time Dispersion in Transmission Secondary- Electron Emission, Upper Limit of -D. J. Blattner, H. C. Johnson, F. Stelzer (ECD, Pr.) ; E &R Note, RCA ENGR, 9 -6, Apr: May 1964, p75

ELECTROMAGNETISM

Superconducting Magnets-N. S. Freedman (ECD, Pr.) ; RCA ENCR, 9 -3, Oct.-Nov. 1963, p44

ELECTRO -OPTICS

Electro- Optical Engineering of Burlington -P. E. Seeley (DEP -ASD, Burl.) ; RCA Enca, 9-6, Apr. .May 1964, p63

Optical Tunnel -A Versatile Electra- Optical Tool -L. J. Krolak, D. J. Parker (DEP - AppRes, Cam.) ; RCA ENGR, 9 -1, June -July 1963, p40

Passive Infrared Tracking Equipment -J. H. Woodward I DEP -ASD, Burl.) ; RCA ENCR, 9-6, Apr: May 1964, p68

ENERGY CONVERSION

Batteries, Magnesium Reserve - Dr. G. S.

Lazier )ECD, Som.) ; RCA Dice, 9 -3, Oct.. Nov. 1963, p33

Direct Energy C rsion, A Management viewpoint -L, R. Day (ECD, Hr.) ; RCA ENGR, 9 -3, Oct-Nov. 1963, p9

Direct Energy Conversion, RCA's Role In- D. W. Chace (ECD, Hr.) : RCA ENGR, 9 -3, Oct: Nov. 1963, p10

Magnetohydrodynamic Power Generation; Status and Prospects -Dr. F. H. Fischbeck

I DEP -AMS, Pr.) ; RCA ENGR, 9 -3, Oct: Nov. 1963, p40

Solar Cells 1963, A Status Report-P. Rappa- port I Labs, Pr.) ; RCA ENGR, 9 -3, Oct: Nov. 1963, p36

Thermionic Energy Converter-F. G. Block (ECD, Lane.), Dr- K. G. Hernqvist (Labs, Pr.) ; RCA ENCR, 9-3, Oct: Nov. 1963, p48

Thermoelectric Generators, Fossil -Fuel -W. F. Lawrence, Dr. A. G. F. Dingwall ( ECD, Hr.) ; RCA ENCR, 9 -3, Oct: Nov. 1963, p16

Thermoelectric Refrigeration, Heating, Tem- perature Control, and Distillation - P. E. Wright (DEP -AppRes, Cam.); RCA ENGR, 9.3, Oct- -Nov. 1963, p28

Thermoelectric Refrigerator for the MICROPAC Core Memory, Design and Analog of a -G. Rezek (DEP -CSD, Cam.) ; RCA ENCR, 9-3, Oct: Nov. 1963, p24

Thermeelectrics for Power; A Look at Product Engineering Potentials -R. L. Klem (ECD, Hr.) ; RCA ENea, 9 -3, Oct. -Nov. 1963, p14

Thermoelectrics for Space -L. J. Caprarola, W. J. Helwig I ECD, Hr.) ; RCA ENGR, 9 -3. Oct: Nov. 1963, p21

INFORMATION PROCESSING; RETRIEVAL

Information Systems, Programming -Dr. B. H. Sams I DEP -DSC, Bethesda) ; RCA ENGR, 9-2, Aug.-Sept. 1963, p36

Text P ing, Automatic -W. D. Climenson (DEP -DSC, Bethesda); RCA Etice, 9 -2, Aug.-Sept. 1963, p7

INSTRUMENTATION; LAB EQUIPMENT

Electron Microscope, Special Specimen Stages for the -A. J. Cardile (BCD, Cam.) ; RCA ENGR, 9-6, Apr. -May 1964, p10

Infrared Detectors, Some Recent Developments in High -Sensitivity, Cooled-Filter--Dr. H. Pul- len (RCA Ltd., Montreal) ; RCA Erica, 9 -3, Oct-Nov. 1963, p53

Noise Generators for Receiver Testing, Two Simple Pocket-Size Solid- State -B. A. Trevor I DEP -CSD, Tucson) ; E &R Note, RCA ENGR, 9 -5, Feb. -Mar. 1964, p78

Space Surveillance Studies, Tools and Tech- niques for -J. Breckman, A. Franz, S. G. Miller (DEP -SEER, Mrstn.) ; RCA ENGR, 9 -4, Dec. -Jan. 1964. p41

Tape Equipment for Instrumentation Recording, Advanced -F. D. Kell, J. D. Rittenhouse

I DEP-AppRes, Cam.) ; RCA ENco, 9 -5, Feb. -Mar. 1964, p40

Tape Recorder, A High -Speed Precision Instru- mentation-B. A. Cola, J. M. Uritis (DEP - MSR, Mrstn.) ; RCA ENGR, 9 -5, Feb. -Mar. 1964, p34

Thermocouple Attachment with Convenience and Accuracy- G. D. Gordon, R. C. Turner, (DEP -AED, Pr.) ; E &R Note, RCA ENCR, 9 -1, June -July 1963, p57

INTERFERENCE; NOISE

Distortion Analysis, Generalized -R. Noto ( DEP -CSD, Cam.) ; E &R Note, RCA ENGR,

9 -2, Aug.-Sept. 1963, p57

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Local -Noise Discrimination, A Suggested Ap- proach to -N. I. Korman (Tech. Prog., Cam.); E &R Note, RCA ENCR, 9.6, Apr.. May 1964, p74

Telephone Channel Noise Measurements --F. M. Brock (BCD, Cam.) ; RCA ENCe, 9-5. Feb. -Mar. 1964, p64

LASERS

CW Laser of CeF=:Dyz`, Fabrication and Test

of e- B. R. Clay, T. A. Haddad (DEP -ASD, Burl.) ; E &R Note, RCA ENCR, 9-6, Apr.- May 1964, p78

Elliptical Glass Substrates for Laser Pump

Cavities, Molding Techniques for --T. A. Had- dad (DEP -ASD, Burl.); E &R Note, RCA ENCR, 9 -6, Apr. -May 1964, p77

GaAs Laser, Preliminary Experience with the -Dr. J. I. Pankove, J. E. Berkeylteiser, F. Z. Hawrylo, H. Nelson (Labs, Pr.); RCA ENGR, 9-4, Dec. -Jan. 1964, p68

MANAGEMENT; BUSINESS

Computer R&D at RCA --A. K. Weber (EDP, Cherry Hill) ; RCA ENCR, 9 -2, Aug. -Sept. 1963 (Inside Cover Message)

Creative Mechanical Engineering and RCA

Patents -F. S. Misterly (Labs., Pr.) ; RCA ENCR, 9 -6, Apr. -May 1964 (Inside Cover Message)

David Sarnoff Outstanding Achievement Awards, The 1964 -(Editorial Staff) ; RCA ENCR, 9 -6, Apr: May 1964, p44

Decision -E. A. Lapera (Corn. Eng., Pr.) :

RCA ENCR, 9 -3, Oct.-Nov. 1963, p8

Direct Energy Conversion -W, W. Watts (Corp. Staff, N. Y.); RCA Erica, 9 -3, Oct. -

Nov. 1963 (Inside Cover Message)

Direct Energy Conversion - A Management Viewpoint- - L. R. Day (ECD, Hr.) ; RCA ENCR, 9 -3, Oct: Nov. 1963, p9

Eighth Anniversary-Dr. G. H. Brown (R&E. Pr.) ; RCA ENCR, 9 -1, June -July 1963 (In- side Cover Message)

IEEE Fellows, Four RCA Man Named (Edi- torial Staff) ; RCA ENCe, 9 -4, Der. -Jan. 1964, p15

History of RCA: Part Ill -The Years 1958 -1962 (The Engineer and the Corporation) -- Dr. E.

W. Engstrom (Corp. Staff, N. Y.) ; RCA ENCR, 9 -1, June -Judy 1963, p2

Laboratories RCA, Inc. -RCA Research in

Japan -Dr. M. C. Steele ( Labs, Pr.) ; RCA ENGR, 9 -1, June -Judy 1963, p8

Legal Restraints on the Exportation of Tech- nical Data (Engineer and the Corporationl- C. E. Yates ( Labs, Pr.) ; RCA ENGR, 9.5, Feb..Mar. 1964, p2

Magnetic Recording--H. E. Rays (Record, Indpls.) ; RCA ENCR, 9 -5, Feb. -Mar. 1964 (Inside Cover Message)

Managing Creative Engineers-G. L. Dim - mirk (DEP-CSD, Cam.) ; RCA ENGR, 9 -1, June -July 1963, p7

Modern Management for R&D Programs: A

Case Study -TRADEX (Engineer and the Cor- poration/ - - R. A. Newell (DEP -MSR, Mrstn.) ; RCA ENGR, 9 -3, Oct. -Nov. 1963, p2

Patents, RCA and You (Engineer and the

Corporation)-0. V. Mitchell (Labs, Pr.) ;

RCA ENCR, 9 -2, Aug. -Sept. 1963, p2

Patents, Some Representative Examples of RCA's Electromechanical-(R &E, Pr.) ; RCA ENCR, 9-6, Apr: May 1964, p8

RCA Institutes -I. Engelson, J. Brody ( RCA Institutes, N. Y.) ; RCA ENCR, 9 -1, June - July 1963, p36

RCA Missile Test Project -G. D. Clark (Svc *.

Co., PAFB, Fla.) ; RCA ENce, 9 -4, De,

Jan. 1964, p58

RCA's Role in Direct Energy Conversion- -D. W. Chace (ECD, Hr.) ; RCA ENGR, 9 -3, Oct: Nov. 1963, p10

SEER -Systems Engineering, Evaluation, and Research -D. Shore (DEP -SEER, Mrstn.) RCA Erma, 94, Dec.-Jan. 1964, p40

Space -and Systems Engineering -B. Kreu- ter (DEP -AED, Pr.) ; RCA ENCR, 9 -4, Dec. Jan. 1964 (Inside Cover Message)

Systems Engineering at RCA, The Role of (En- gineer and the Corporation: Systems Engi- neering -Three Viewpoints: I I -N. I. Kor- man (DEP-ANIS, Pr.); RCA ENCR, 9 -4, Dec.-Jan. 1964, p2

Trademarks; Basic Principles and Concepts (Engineer and the Corporation)-J. A. Wort - mann (R &E, N. Y.) ; RCA ENCR, 9 -6, Apr. - May 1964, p2

Value Engineering or Industrial Engineering? -A. S. Budnick (ECD, Hr.); RCA ENGR, 9 -6, Apr.-May 1964, p5

MASERS

5 -Band Traveling -Wave Maser with e 30 k Tunable Bandwidth - D. J. Miller (DEP - Applir -. Cam.) H. B. Yin )DEP -MSR, Mrstn. ; E &R Note, RCA ENCR, 96, Apr. - May 1964, p74

MECHANICAL COMPONENTS

Air -Bearing Design for Improved Video Tape Recording --F. M. Johnson (BCD, Cam.) ;

RCA ENCR, 9 -6, Apr.-May 1964, p46

Electron Microscope, Special Specimen Stages for the- -A. J. Cardile f BCD, Cam.) ; RCA ENGR, 9 -6, Apr: May 1964, p10

Hydrostatic Bearing, Dynamic Response of e

-J. C. Spracklin, G. M. Robinson (DEP - MSR, Mrstn.) ; RCA EACH, 9 -6, Apr: May 1964, p20

Mechanical Engineer at RCA Laboratories, The -R. C. Olden (Labs, Pr.) ; RCA ENCR,

9.6, Apr. -May 1964, p14

Spacecraft, Analytical Approaches to the Me- chanical Design of- R. Goldberg ! DEP -AED. Pr.) ; RCA ENGR, 9 -6, Apr. -May 1964, p32

Structural Fatigue, Effect of, on Mechanical Design of Spacecraft J. J. Frank (DEP - AED, Pr.) ; RCA ENGR, 9 -6, Apr: May 1964, p35

System Constraints, Effect of, on Mechanical Design of Spacecraft -l.. Berko, W. Cable (DEP -AED, Pr.) ; RCA ENCR, 9 -6. Apr. - May 1964, p28

Vibration Table for Reliability Testing, Design of a-S. D. Rubenz ( DEP -CSD, Cam.) ;

RCA ENCR, 9 -6, Apr. -May 1964, p38

PLASMA

Electric Propulsion, Review of -Dr. T. T. Rebout, S. Fairweather IDEP -AED, Pr.); RCA ENCR, 9 -4, Dec: Jan. 1964, p32

Plasma -Microwave Interactions - -Dr. J. Voll- mer (DEP- AppRes, Cam.) ; RCA ENGR, 9-4, Dec. -Jan. 1964, p64

Plasma Ouenching by Electronegative Gas Seeding-G. G. Cloutier, A. I. Carswell (RCA Ltd., Montreal) ; E &R Note, RCA ENGR, 9 -1, June -July 1963, p58

Solar Wind and the Earth's Magnetic Field, Laboratory Simulation of the Interaction Be- tween the - Dr. F. J. F. Osborne, Dr. I. P. Shkarofsky, J. V. Gore (RCA Ltd., Mon- treal) ; RCA ENGR, 9 -5, Feb: Mar. 1964, p60

Magnetohydrodynamic Power Generation; Status and Prospects -Dr. F. H. Fischbeck ( DEP -AMS, Pr.) ; RCA ENGR, 9 -3, Ort. -Nov. 1963, p40

RADAR

Antenna, Interferometer Hom -

- -A. J. Bngush, Jr. (DEI' -MSR, Mrstn.) ; RCA Dice, 9 -3,

Oct. -Nov. 1963, p70

Antenna Systems for Shipboard Environment, Design of Precision -H. A. Magnus iDEP- MSR, Mrsin.); RCA Erma, 9.1, June -July 1963, p44

Hydrostatic Bearing, Dynamic Response of 1. C. Spracklin, G. M. Robinson (DEP.

NISR, \Hstn.); RCA ENCR, 9-6, Apr. May 1964, p20

Tape Recorder, A High -Speed Precision Instru- mentation- -B. A. Cola, J. M. Uritis (DEP. MSR, Mrstn.) ; RCA ENCR, 9.5, Feb: Mar. 1964, p34

MIPIR, The Story of; Evolution of the Highest - Precision Radar- W. J. Rose, J. W. Bornholdt (DEI' -MSR, Mrstn.) ; RCA Erica, 9 -5, Feb. - Mar. 1964, p72

Radar Geodetic Measurements with e Passive Satellite - A. Reich I DEP -MSR, Mrstn.) RCA ENCR, 9 -3, Oct. -Nov. 1963, p67

Radar Observation of the Clear Atmosphere Between 10,000 and 30,000 Feet- -R. J. Wagner, L. C. Conant, Jr. )DEP -MSR, Mrstn.) ; E &R Note, RCA ENCR, 9.2, Aug: Sept. 1963, p56

Range Instrumentation, Some Trends in Ad- vanced-Dr. L. E. Mertens (Svc. Co. -PAFB, Fla.) ; RCA ENCR, 9 -5, Feb: Mar. 1964, p68

RADIATION DETECTION

Infrared Detectors, Some Recent Developments in High -Sensitivity, Cooled- Filler - Dr. H. Pullen ( RCA Ltd., Montreal) ; RCA ENCR, 9 -3, Oct. -Nov. 1963, p53

Infrared Tracking Equipment, Passive -J. H. Woodward (DEP -ASD, Burl.) ; RCA ENCR, 9 -6, Apr.-May 1964, p68

RADIATION EFFECTS

Proton and Neutron Irradiation Effects in Semiconductor Devices, A Comparison of -D. A. Gandolfo (DEP -Applies, Cam.) ; E &R Note, RCA ENCR, 9 -1, June -July 1963, p57

Radioisotopes in the Semiconductor Field at RCA, Use of -W. Kern ( ECD, Som.) ; RCA ENco, 9.3, Oct. \::v. 1963, p62

RADIO BROADCASTING, ENTERTAINMENT

Radio Central at NBC, A New -0. S. Paga - nuzzi ( NBC, N. Y.) ; RCA ENCR, 9 -1, June -

July 1963, p33

RECORDING COMPONENTS; MATERIALS

Electrostatic Recording Camera Sensitivity, On a Scheme to Increase -I. M. Krittman I DEP. AED. Pr.) ; E &R Note, RCA Erica, 9 -5,

Feb: Mar. 1964, p77

Engineering Tape Products and Systems; A Company Wide Program --H. Kihn (Labs, Pr.) ; RCA Dice, 9 -5, Feb.-Mar. 1964, p5

Head -Tape Relationship in Digital -Data Mag- netic Recording Systems -Dr. J. G. Wood- ward I Labs, Pr. I ; RCA ENCR, 9-5, Feb: Mar. 1964, p26

Magnetic Head Development and Design -B. F. Melrhionni I BCD, Cam.) ; RCA ENCR, 9.5, Feb.-Mar. 1964, p22

Magnetic -Recording Techniques and Equip- ment, Advanced- -H. R. Warren (DEP -CSD, Cant.) ; RCA ENCR, 9-5, Feb. -Mar. 1964, p9

Magnetic Tape for High -Speed Applications - Dr. H. Bauer (Labs, Pr.) ; RCA ENCR,

9 -5. Feb. -Mar. 1964, p31

Magnetic Tape Testing -R. D. Browning, G. P. Humfeld (Record, Indpls.) ; RCA ENCR, 9.5, Feb. -Mar. 1964, p45

RECORDING, DIGITAL

Engineering Tape Products and Systems; A Company Wide Program - H. Kihn (Labs, Pr.) ; RCA ENce, 9 -5, Feb: Mar. 1964, p5

GEMINI Spacecraft, High- Packing- Density Dig- ital Recorder for the -A. S. Katz (DEP -CSD, Cam.) ; RCA ENCR, 9 -5, Feb. -Mar. 1964, pI9

Instrumentation Recording, Advanced Tape Equipment for -F. D. Kell, J. D. Rittenhouse I DEP- AppRes, Cam.) ; RCA ENCR, 9 -5, Feb. -Mar. 1964, p40

Instrumentation Tape Recorder, A High -Speed Precision - -B. A. Cola, J. M. Uritis (DEP - MSR, Mrstn.) ; RCA ENCR, 9.5, Feb: Mar. 1964, p34

RECORDING, VIDEO

Air -Bearing Design for Improved Video Tape Recording F. N1. Johnson (BCD, Cam.) ;

RCA ENGH, 9.6, Apr. -May 1964, p46

Automatic Timing Correction for Modern Color Television Tape Recorders-A. C. Luther ( BCD, Cam.) ; RCA ENCR, 9.5, Feb.-Mar. 1964, p52

Engineering Tope Products and Systems; A Company Wide Program -H. Kihn (Labs, Pr.) ; RCA ENCR, 9 -5, Feb. -:Mar. 1964, p5

Satellite Tape Recorders after TIROS I, The Design of -T. T. Wu, A. D. Burt, S. P. Clur- man IDEP -AED, Pr.); RCA ENCR, 9 -5, Feb.-Mar. 1964, p14

TV Tape Recording; A Review of Techniques and Equipment -A. H. Lind (BCD, Cam.) ;

RCA ENCR, 9 -5, Feb. -Mar. 1964, p48

Video Tape Reproducer, A Compact -W. D. Houghton, S. Naroff, R. F. Sanford (Labs, Pr.) ; RCA ENco, 9 -5, Feb.-Mar. 1964, p56

RELIABILITY; QUALITY CONTROL

Quality- Control Test -Data System Uses the RCA 501 -J. R. Gates (ECD, Hr.) ; RCA ENCR, 9 -2, Aug.-Sept. 1963, p25

SOLID -STATE DEVICES; CIRCUITRY

Digital Circuits, A Unique Family of High - Speed-W. C. Mavity, C. D. Brudos (DEP. ASD, Van Nuys) ; RCA ENGR, 9 -2, Aug: Sept. 1963, p48

Micromodule Ejection Tool, A Novel -G. Rezek, F. Cavalier, C. Coates (DEP -CSD, Cam.) ; E &R Note, RCA ENGR, 9.1, June -

July 1963, p56

Photomasks, High- Precision, for the Produc- tion of Semiconductor Devices -G. L. Finne, H. V. Knauf (ECD, Som,) ; RCA ENCR, 9 -6, Apr. -May 1964, pS8

Proton and Neutron Irradiation Effects in Semi- conductor Devices, A Comparison of - D. A. Gandolfo (DEP -AppRes, Cam.); E &R Note, RCA ENCR, 9 -1, June -July 1963, p57

Ryotron; A New Cryogenic Device -R. A. Gange (Labs, Pr.) ; E &R Note, RCA ENCR, 94, Dec.-Jan. 1964, p74

Solar Cells 1963; A Status Report -P. Rap- paport (Labs, Pr.) ; RCA ENCE, 9 -3, Oct: Nov. 1963, 936

Transistor, A New Silicon VHF Planar Power - F. L. Katnack, W. D. Williams (ECD, Som.); E &R Note, RCA ENCR, 9 -4, Dec. - Jan. 1964, p75

Transistor, New High -Frequency Silicon Power -Z. F. Chang, S. Silverstein )ECD, Som.) ;

E &R Note, RCA ENGR, 9 -1, June -July 1963, p55

Traveling -Wave Amplifier, A Solid- State- R. W. Smith (Labs, Pr.); E &R Note, RCA ENCR, 9 -1, June -July 1963, p56

Tunnel Diodes, Development of a New Package for--W. H. Liederbach (ECD, Som.) ; E &R Note, RCA ENCR, 9 -3, Oct. -Nov. 1963, p73

Tunnel -Diode Logic Circuits, 300 -Mc -M. Cooperman (EDP, Cam.); RCA ENCR, 9.2, Aug. -Sept. 1963, p16

SOLID -STATE MATERIALS

Conductivity Type of Compound Semiconduc- tors, A Method of Determining the -Dr. F. H. Nicoll (Labs, Pr.); E &R Note, RCA ENCR, 9 -1, June -July 1963, p55

Liquid Crystals, Domain Structure in -Dr. R. Williams (Labs, Pr.) ; E &R Note, RCA ENCR, 9 -3, Oct.-Nov. 1963, p74

Radioisotopes in the Semiconductor Field at RCA, Uses of -W. Kern, (ECD, Som.) ; RCA ENCR, 9 -3, Oct. -Nov. 1963, p62

SPACE COMPONENTS

Electric Propulsion, Review of--Dr. T. T. S. Fairweather (DEP -AED, Pr.);

RCA ENCR, 94, Dec. -Jan. 1964, p32

GEMINI Spacecraft, High- Packing -Density Digital Recorder for the-A. S. Katz IDEP - CSD, Cam.) ; RCA EMI, 9 -5, Feb. -Mar. 1964, pI9

NIMBUS -An Advanced Meteorological Safel- lite -R. T. Callais, A. I. Aronson, J. E. Keigler, W. J. Poch, P. H. Werenfels, S. H. Winkler (DEP.AED, Pr.) ; RCA ENCR, 9 -1, June -July 1963, p28

Packaging for the Space Environment, A New Concept in -M. Wadiaeff (DEP -AED, Pr.) ;

E &R Note, RCA ENCR, 9.6, Apr.-May 1964, p76

87

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Satellite Tape Recorders After TIROS I, The

Design of --T. T. Wu, A. D. Burt, S. P. Clue. man (DEP -AED, Pr.) ; RCA ENGR, 9.5, Feb.-Mar. 1964, p14

Solar Calls 1963; A Status Report- -P. Rap- paport (Labs, Pr.); RCA ENCa, 9 -3, Oct: Nov. 1963, p36

Thermoelectrics for Space --L. J. Caprarola, W. J. Helwig (ECD, Hr.) ; RCA Exca, 9 -3, Oct. -Nov. 1963, p21

Thermoelectric Refrigeration, Heating, Tem- perature Control, and Distillation -P. E. Wright IDEP -AppRes, Cam.); RCA ENGR, 9.3, Oct. -Nov. 1963, p28

SPACE GROUND STATIONS

Space Surveillance Studies; Tools and Tech- niques for -J. Breckman, A. Franz, S. G. Miller (DEP -SEER, Mrstn.) ; RCA ENGR, 9 -4, Dec. -Jan. 1964, p41

Radar Geodetic Measurements with a Passive Satellite -A. Reich (DEP -MSR, Metto.); RCA ENGR, 9 -3, Oct. -Nov. 1963, p67

SPACE VEHICLES; SATELLITES

Mechanical Design of Spacecraft, Analytical Approaches to the-R. Goldberg ( DEP -AED, Pr.) ; RCA ENGR, 9-6, Apr. -May 1964, p32

Mechanical Design of Spacecraft, Effect of Structural Fatigue on -J. J. Frank (DEP -

AED, Pr.) ; RCA ENGR, 9-6, Apr. -May 1964, p35

Mechanical Design of Spacecraft, Effect of Systems Constraints on -L. Berko, W. Cable (DEP -AED, Pr.) ; RCA ENGR, 9-6, Apr. -May 1964, p28

Mechanical Integration of Spacecraft; Prob- lems and Procedures -T. D. Tilton (DEP - AED, Pr.) ; E &R Note, RCA ENGE, 9 -6, Apr.-May 1964, p75

RELAY Satellite, The Dynamical Design of the -C. C. Osgood (DEP -AED, Pr.); RCA ENGR, 94, Dec. -Jan. 1964, p27

SPACE SYSTEMS

Communications Satellite Systems: 1965 -1975, Overseas Commercial -S. Gubin, J. S. Green- berg, M. Handelsman (DEP -AMS, Pr.) :

RCA ENGR, 94, Dec.-Jan. 1964, p50

Communications, The Potentials of High -Power Satellites for -A. C. Gay, J. S. Greenberg (DEP -AMS, Pr.) ; RCA ENGR, 94, Dec.- Jan. 1964, p46

Manned Space Command and Control Center, Justification for a -Dr. N. I. Korman (DEP AMS, Pr.) ; RCA Erma, 9 -1, June -July 1963, p24

Space Technology; Recent Achievements and Soma Current Projects -V. D. Landon (DEP - A ED, Pr. i ; RCA ENGR, 9 -1, June -July 1963, p20

SUPERCONDUCTIVITY

Magnets, Superconducting -N. S. Freedman ( ECD, Pr.) ; RCA ENGR, 9 -3, Oct: Nov. 1963, P44

TELEVISION BROADCASTING

Automatic Timing Correction for Modern Color Television Tape Recorders-A. C. Luther (BCD, Cam.) ; RCA ENGR, 9 -5, Feb.-Mar. 1964, p52

TV Tape Recording; A Review of Techniques and Equipment -A. H. Lind (BCD, Cam.) ;

RCA ENGE, 9 -5, Feb. -Mar. 1964, p48

TESTING

Capacitance Measurements, Improved Three - Terminal, Using a Transformer -Ratio Bridge - R. E. Higgs (DEP -CSD, Cambridge) ; E &R Note, RCA ENGR, 9 -5, Feb. -Mar. 1964, p79

Digital -Data Transmission System Tests, MIN - UTEMAN-A. Cortizas, J. H. Wolff I DEP- CSD, N. Y.) ; RCA ENGR, 9 -2, Aug. -Sept. 1963, p52

Electron Gun, Computer Analysis of a High - Resolution -Joan Lurie (DEP -AED, Pr.) ;

E &R Note, RCA Ewan, 9 -4, Dec.-Jan. 1964, p73

Instrument Couplings, Linearity Errors In--R. D. Sherwood (DEP -MSR, Mratn.); RCA ENCR, 9 -6, Apr: May 1964, p24

88

Magnetic Tape Testing -R. D. Browning, C. P. Humfeld (Record, Indpls.) ; RCA ENGR, 9 -5, Feb. -Mar. 1964, p45

Noise Generators for Receiver Testing, Two Simple Pocket -Size Solid -State - B. A. Trevor (DEP -CSD, Tucson) ; E &R Note, RCA ENGR, 9 -5, Feb. -Mar. 1964, p78

Radioisotopes in the Semiconductor Field at RCA, Use of W. Kern I ECD, Sots.) , RCA ENGR, 9-3, Oct. -Nov. 1963, p62

Stereo FM Simulator for Servicing FM Stereo Products -S. Wlasuk (Svc. Co., Cherry Hill) ; RCA ENGE, 9 -1. June -July 1963, p38

Vibration Table for Reliability Testing, Design of a -S. D. Rubenz (DEP -CSD, Cam.) ;

RCA ENCE, 9 -6, Apr. -May 1964, p38

VSWR of Broadband Waveguide Series-7 Junction - R. M. Kurzrok (DEP -CSD, N. Y.) ; E &R Note, RCA ENGR, 9.3, Oct. -Nov. 1963, p74

AUTHOR INDEX

Subject listed opposite each author's name indicates where complete citation to his paper may be found in the subject index. Where an author has more than one paper, his name is repeated for each.

RCA STAFF

Engstrom, Dr. E. W. management ; business Watts, W. W. management; business Yates, C. E. management; business

RESEARCH AND ENGINEERING (STAFF)

Brown, Dr. G. H. management; business Kihn, H. recording, digital Laport, E. A. management ; business Misterly, F. S. management ; business Mitchell, O. V. management; business Wortmann, J. A. management ; business

DATA SYSTEMS CENTER

Chu, Dr. Y. computer systems Climenson, W. D. information processing lams, Dr. B. H. computer programming

ELECTRONIC DATA PROCESSING

Cooperman, M. computer circuitry; devices DiMond, A. E. communications; digital Eckar, M. E. circuit interconnections;

packaging Franks, T. A. computer systems Kaupp, H. R. circuit interconnections;

packaging Levy, W. A. communications; digital Montijo, R. E. Jr. computer systems Montijo, R. E. Jr. computer input -output Schnorr, D. P. circuit interconnections;

packaging Weber, A. K. management ; business

ELECTRONIC COMPONENTS AND DEVICES

Blattner, D. J, electromagnetic theory ; phenomena

Block, F. G. energy conversion Budnick, A. S. management; business Caprarola, L. J. energy conversion Chace, D. W. energy conversion Chang, Z. F. solid -state devices; circuitry Coscia, C. L. amplification Day, L. R. energy conversion Dingwall, Dr. A. G. F. energy conversion Finne, G. L. solid -state devices; circuitry Freedman, N. S. electromagnetism Gates, J. R. computer applications Helwig, W. J. energy conversion Johnson, H. C. electromagnetic theory;

phenomena Katnack, F, L. solid -state devices; circuitry Kern, W. solid -state materials Klem, R. L. energy conversion Knauf, H. V. solid -state devices; circuitry Koskos, P. amplification Lawrence, W. F. energy conversion Liederbach, W. H. solid -state devices;

circuitry lo: r, Dr. G. S. energy conversion Mamayek, D. amplification Rnmsey, W. amplification Silverstein, S. solid -state devices; circuitry Stirrer, F. electromagnetic theory;

phenomena Williams, W. D. solid -state devices; circuitry

NATIONAL BROADCASTING CO., INC.

Paganuzzi, O. S. radio broadcasting, entertainment

RCA COMMUNICATIONS, INC.

Gaetano, E. M. communications, digital Walsh, J. M. communications, digital

RCA VICTOR CO., LTD.

Bachynski, Dr. M. P. electromagnetic theory; phenomena

Carswell, A. I. plasma Cloutier, G. G. plasma Gore, J. V. electromagnetic theory;

phenomena Osborne, Dr. F. J. F. electromagnetic theory;

phenomena Pollan, Dr. H. instrumentation; lab

equipment Shkarofsy, Dr. I. P. electromagnetic theory;

phenomena

RCA INSTITUTES, INC.

Brody, J. management; business Engelson, I. management; business

RCA VICTOR RECORD DIV.

Browning, R. D. recording, audio tape Humfeld, G. P. recording, audio tape Roys, H. E. management ; business

RCA SERVICE CO.

Clark, G. D. management; business Croon, E. J. checkout ; maintenance Mertens, Dr. L. E. range instrumentation Wlasuk, S. testing

BROADCAST AND COMMUNICATIONS PRODUCTS DIV.

Brock, F. M. communications, voice systems Cardile, A. J. instrumentation; lab

equipment Johnson, F. M. mechanical components Lind, A. H. recording, video Luther, A. C. recording, video Melchionni, B. F. recording, digital

RCA LABORATORIES

Baur, Dr. H. computer storage Berkeyheiser, J. E. lasers Burns, L. L. computer storage Christiansen, D. A. computer storage Gange, R. A. cryogenics Gange, R. A. computer storage Hawrylo, F. Z. lasers Herngvist, Dr. K. G. energy conversion Houghton, W. D. recording, video Kurshan, Dr. J. computer applications Naroff, S. recording, video Nelson, H. lasers Nicoll, Dr. F. H. solid -stale materials Olden, R. G. mechanical components Pankove, .1. I. lasers Rappaport, P. energy conversion Sanford, R. F. recording, video Smith, R. W. amplification Steele, Dr. M. C. management ; business Sublotto, Dr. I. H. computer input-output Weinstein, H. computer circuitry; devices Williams, Dr. R. solid -state materials Woodward, Dr. J. G. recording; digital

DEP COMMUNICATIONS SYSTEMS DIV.

Arnold, C. G. communications systems Caplan, D. I. communications systems Carrell, R. M. computer input- output Cavalier, F. solid -state devices; circuitry Coates, C. solid -state devices; circuitry Cortizas, A. communications, digital Dimmick, G. L. management; business Fields, C. W. documentation; writing Forman, R. S. amplification Guenther, Dr. R. communications systems Hanes, O. J. amplification Higgs, R. E. testing Kampf, R. J. amplification Katz, A. S. recording; digital Knapschaefer, D. H. amplification Kurzrok, R. M. testing Montague, H. R. circuit interconnections;

packaging Noto, R. interference; noise Rezak, G. solid -state devices; circuitry Rezek, G. energy conversion Ruben:, S. D. mechanical components Simshauser, E. D. computer programming Trevor, B. A. testing Warren, H. R. recording components;

materials Wolff, J. H. communications; digital

DEP MISSILE AND SURFACE RADAR DIV.

Baugh, R. A. computer logic; theory Bogush, A. J. Jr. antennas Bornholdt, J. W. radar Cola, B. A. instrumentation; lab equipment Conant, L. C. Jr. radar Day, E. C. computer logic; theory Magnus, H. A. antennas Newell, R. A. computer applications Reich, A. radar Robinson, G. M. mechanical components Rose, W. J. radar Sherwood, R. D. testing Spracklin, J. C. mechanical components Taynton, R. circuit interconnections;

packaging Uritis, J. M. instrumentation; lab equipment Wagner, R. J. radar Yin, H. B. masers

DEP ADVANCED MILITARY SYSTEMS

Fischbach, Dr. F. H. energy conversion Gay, A. C. communications systems; theory Greenberg, J. S. communications systems;

theory Greenberg, J. S. communications systems;

theory Gubin, S. communications systems; theory Handelsman, M. communications systems;

theory Korman, I. management; business Korman, I. space systems Korman, I. communications, voice systems

DEP APPLIED RESEARCH

Brumbaugh, J. M. electromagnetic theory; phenomena

Carrington, M. S. computer applications Gandolfo, D. A. radiation effects Kell, F. D. recording; digital Krolak, L. J. electro- optics Miller, D. J. masers Parker, D. J. electro- optics Rittenhouse, J. D. recording; digital Vollmer, Dr. J. electromagnetic theory;

phenomena Wright, P. E. energy conversion

DEP CENTRAL ENGINEERING

Schwartz, B. R. circuit interconnections; packaging

Shain, N. B. circuit interconnections; packaging

DEP ASTRO- ELECTRONICS DIV.

Aronson, A. I. space components Berke, L. mechanical components Burt, A. D. recording, video Cable, W. mechanical components Collais, R. T. space components Clurman, S. P. recording, video Fairweather, S. space components Frank, J. J. mechanical components Goldberg, R. mechanical components Gordon, G. D. instrumentation; lab

equipment Keigter, J. E. space components K , B, management; business Krittman, I. M. recording, video Landon, V. D. space systems Lurie, Joan computer applications Osgood, C. C. space vehicles; satellites Poch, W. J. space components Reboot, Dr. T. T. space vehicles; satellites Tilton, T. D. mechanical components Turner, R. C. instrumentation; lab equipment Wodiaeff, M. circuit interconnections;

packaging Werenfels, P. H. space components Winkler, S. H. space components Wu, T. T. recording, video

DEP SYSTEMS ENGINEERING, EVALUATION, AND RESEARCH

Breckman, J. instrumentation; lab equipment Franz, A. instrumentation; lab equipment Miller, S. G. instrumentation; lab equipment Shore, D. management ; business

DEP AEROSPACE SYSTEMS DIV.

Brudos, C. D. computer circuitry; devices Clay, B. R. lasers Drew, L. C. control; timing Haddad, T. A. lasers Haddad, T. A. lasers Marley, W. C. computer circuitry; devices Platt, H. J. computer programming Seeley, P. E. electro- optics Strom, J. A. circuit interconnections;

packaging Woodward, J. H. electro- optics

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Editorial Representatives The Editorial Representative in your group is the one you should contact in

scheduling technical papers and announcements of your professional activities.

DEFENSE ELECTRONIC PRODUCTS

F. D. WHITMORE* Chairman, Editorial Board, Camden, N. J.

Editorial Representatives

Aerospace Systems Division

D. B. DOBSON Systems Support Eng., Burlington, Mass.

D. Bucx Technical Administration, Burlington, Mass.

S. HERSH Data Systems Eng., Van Nuys, Calif.

Astro- Electronics Division

I. SEIDEMAN Engineering, Princeton, N. J.

Missile & Surface Radar Division

I. N. BROWN Systems Engineering, Moorestown, N. J.

T. G. GREENE Engineering Dept., Moorestown, N. J.

Communications Systems Division

C. W. FIELDS Engineering, Camden, N. J.

J. F. GIBBINGS Systems Labs., Tucson, Ariz.

G. LIEBERMAN Systems Engineering, Camden, N. J.

W. C. PRAEGER Engineering, Cambridge, Ohio

M. P. ROSENTHAL Systems Labs., New York, N. Y.

Defense Engineering

J. J. LAMB Central Engineering, Camden, N. J.

I. N. BROWN SEER, Moorestown, N. J.

M. G. Prom Applied Research, Camden, N. J.

Technical Programs, DEP and EDP

H. J. CARTER Data Systems Center, Bethesda, Md.

BROADCAST AND COMMUNICATIONS PRODUCTS DIVISION

D. R. PRATT* Chairman, Editorial Board, Camden, N. J.

Editorial Representatives

N. C. CoLBY Mobile Communications Engineering, Meadow Lands, Pa.

H. E. GIHRING Brdcst. Transmitter & Antenna Eng., Gibbsboro, N. J.

C. E. Hn-nz Closed Circuit TV & Film Recording Dept., Burbank, Calif.

D. G. HYMAS Microwave Engineering, Camden, N. J.

R. N. HURST Studio, Recording, & Scientific Equip. Engineering, Camden, N. J.

INDUSTRIAL PRODUCTS

N. AMBERG Industrial & Automation Products Engineering, Plymouth, Mich.

ELECTRONIC DATA PROCESSING

T. T. PATTERSON* EDP Engineering, Camden, N. J.

R. R. HEMP Palm Beach Engineering, West Palm Beach, Fla.

B. SINGER Data Communications Engineering, Camden, N. J.

RCA LABORATORIES

C. W. SALL° Research, Princeton, N. J.

a Technical Publication Administrators

ELECTRONIC COMPONENTS AND DEVICES

C. A. MEYER° Chairman, Editorial Board, Harrison, N. J.

Editorial Representatives Commercial Receiving Tube & Semiconductor Division H. J. CARTER Semiconductor Operations, Somerville, N. J. P. L. FARINA Receiving Tube Operations, Harrison, N. J. J. KOFF Receiving Tube Operations, Woodbridge, N. J.

G. R. KORNFELD Memory Products Dept., Needham and Natick, Mass.

R. J. MASON Receiving Tube Operations, Cincinnati, Ohio J. D. YOUNG Semiconductor Operations, Findlay, Ohio

Television Picture Tube Division J. D. ASHWORTH Television Picture Tube Operations,

Lancaster, Pa. J. H. LIPSCOMSE Television Picture Tube Operations,

Marion, Ind.

industrial Tube & Semiconductor Division H. J. CARTER Semiconductor Operations, Somerville, N. J. R. L. KAUFFMAN Conversion Tube Operations, Lancaster, Pa. M. N. SLATER Semiconductor and Conversion Tube

Operations, Mountaintop, Pa. G. G. THOMAS Power Tube Operations and Operations Svcs.,

Lancaster, Pa.

H. J. Wol.gsTEIN Microwave Tube Operations, Harrison, N. J. and Los Angeles, Calif.

Special Electronic Components Division P. L. FARINA Direct Energy Conversion Dept., Harrison, N. J.

J. DIMAuao Microelectronics Dept., Somerville, N. J.

RCA VICTOR HOME INSTRUMENTS

K. A. CHITTICK° Chairman, Editorial Board, Indianapolis

Editorial Representatives J. J. ARMSTRONG Resident Eng., Bloomington, Ind. D. J. CARLSON Advanced Devel., Indianapolis, Ind. R. C. GRAHAM Radio "Victrola" Product Eng.,

Indianapolis, Ind. P. G. MCCABE TV Product Eng., Indianapolis, Ind. J. OsMAN Electromech. Product Eng., Indianapolis, Ind. L. R. WOLTER TV Product Eng., Indianapolis, Ind.

RCA SERVICE COMPANY M. G. GANDER° Cherry Hill, N. J. A. L. CmusTEN EDP Svc. Dept., Cherry Hill, N. J. W. W. Coos Consumer Products Svc. Dept.,

Cherry Hill, N. J.

E. STANK() Tech. Products Svc. Dept., Cherry Hill, N. J. M. W. TILDEN Govt. Svc. Dept., Cherry Hill, N. J.

RCA COMMUNICATIONS, INC.

C. F. FROST* RCA Communications, Inc. New York, N. Y.

RCA VICTOR RECORD DIVISION

M. L. WxrrEHURST Record Eng., Indianapolis, Ind.

NATIONAL BROADCASTING COMPANY, INC. W. A. HOWARD* Staff Eng., New York, N. Y.

RCA INTERNATIONAL DIVISION F. HARRIS* Clark, N. J.

RCA VICTOR COMPANY, LTD.

I I. J. RUSSELL* Research & Eng., Montreal, Canada

for their major operating unit.

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NGINEER

A TECHNICAL JOURNAL PUBLISHED BY PRODUCT ENGINEERING.

"BY AND FOR THE RCA ENGINEER"

RADIO CORPORATION OF AMERICA

Form 3P4670 Trodemork(s) Registered Marcols) Regstrodals) Printed in U.S.A.

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