990 pf990s.foundationcenter.org/990pf_pdf_archive/582/... · 2017. 6. 21. · form 990-pf (2013)...

990 PFReturn of Private Foundation OM B No 1545-0052

Form I or Section 4947(a)(1) Trust Treated as Private Foundationi©1 3► Do not enter Social Security numbers on this form as it may be made public.

Department of the TreasuryInternal Revenue Service ► Information about Form 990-PF and its separate instructions is at www.irs. ov/form990 f. •For calendar year 2013 or tax year beginning 7/1/2013 . and ending 6/30/2014Name of foundation

NEERA& DEEPAK RAJ FAMILY FOUNDATION INC

A Employer identification number

Number and street (or P 0 box number if mail is not delivered to street address ) om/suRo ite 58 2424859190 BROOKS BEND B Telephone number (see instructions)

City or town State ZIP code

PRINCETON NJ 08540Foreign country name Foreign province/state/county Foreign postal code C If exemption application is pending , check here ► q

G Check all that apply q Initial return q Initial return of a former public charityq Final return q Amended returnq Address change q Name change

D 1. Foreign organizations , check here ► q

2. Foreign organizations meeting the 85% test,check here and attach computation ► q

H Check type of organization Section 501(c)(3) exempt private foundationq Section 4947(a)(1) nonexempt charitable trust q Other taxable private foundation

E If private foundation status was terminated undersection 507(b)(1)(A), check here ► q

I Fair market value of all assets atend of year (from Part ll, col (c),line 16) ► $ 2,321,085

J Accounting method q Cash q Accrual

q Other (specify) -------------------------(Part 1, column (d) must be on cash basis)

F If the foundation is in a 60-month terminationunder section 507(b)( 1)(B), check here ► q

Analysis of Revenue and Expenses (The total ofamounts in columns (b) , (c) , and (d) may not necessanlyequal the amounts in column (a) (see instructions))

(a) Revenue andexpenses per

books

( b ) Net investment()income

(c ) Adjusted netincome

(d) Disbursementsfor charitablepurposes

(cash basis only)

1 Contributions, gifts, grants, etc , received (attach schedule)

2 Check if the foundation is not required to attach Sch B3 Interest on savings and temporary cash investments4 Dividends and interest from securities 90,233 90,2335a Gross rentsb Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10 35,632b Gross sales price for all assets on line 6a 359,628 ^

^j 7 Capital gain net income (from Part IV, line 2) 35,6328 Net short-term capital gain ^9 Income modifications

10a Gross sales less returns and allowancesb Less Cost of goods soldc Gross profit or (loss) (attach schedule)

11 Other income (attach schedule)12 Total . Add lines 1 through 11 125,865 125,865 013 Compensation of officers, directors, trustees, etc 34,650 17,325 17,32514 Other employee salaries and wages

y 15 Pension plans, employee benefitsc 16a Legal fees (attach schedule) 2,430 2,430W b Accounting fees (attach schedule) ^- _

c Other professional fees (attach schedule)17 Interest

y 18 Taxes (attach schedule) (see instructions) 1,818 Aict 'n r, ^r sn'c_ 19 Depreciation (attach schedule) and depletionE 20 Occupancy< 21 Travel, conferences, and meetings

22 Printing and publicationsm 23 Other expenses (attach schedule) 10,436

24 Total operating and administrative expenses.Add lines 13 through 23 49,334 19,755 0 17,325

w°

25 Contributions, gifts, grants paid 150,745 150,745'O 26 Total expenses and disbursements . Add lines 24 and 25 200,079 19,755 0 168,070

27 Subtract line 26 from line 12a Excess of revenue over expenses and disbursements -74,214b Net investment income (if negative, enter -0-) 106,110 1c Adjusted net income (if negative, enter -0-) 0 . 1

CIFC

For Paperwork Reduction Act Notice, see instructions . Form 990-PF (2013)HTA

\\9

Form 990-PF ( 2013 ) NEERA& DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859 Paoe 2

Attached schedules and amounts in the description column Beginning of year End of yearBalance Sheets should be for end-of-year amounts only (See instructions) ( a) Book Value ( b) Book Value (c) Fair Market Value

1 Cash-non-interest-bearing

2 Savings and temporary cash investments 238,793 107,281 107,2813 Accounts receivable ►

Less allowance for doubtful accounts ►------------------------

4 Pledges receivable ►Less allowance for doubtful accounts ►

------------------------5 Grants receivable

6 Receivables due from officers, directors, trustees, and otherdisqualified persons (attach schedule) (see instructions)

7 Other notes and loans receivable (attach schedule) ► ------------------Less allowance for doubtful accounts ► -----------------------------

8 Inventories for sale or usey 9 Prepaid expenses and deferred charges

Q 10a Investments-U S and state government obligations (attach schedule)

b Investments-corporate stock (attach schedule) 794,332 757,960 1,426,673

c Investments-corporate bonds (attach schedule)

11 Investments-land, buildings, and equipment basis ►Less accumulated depreciation (attach schedule) ► ---------------- ------

12 Investments-mortgage loans

13 Investments-other (attach schedule) 921,138 1,012,052 680,893

14 Land, buildings, and equipment basis ► - ------------------------------Less accumulated depreciation (attach schedule) ►

------------------

-

15 Other assets (describe ► See Attached Statement )-------------------------------------

380,572 386,810 106,238

16 Total assets (to be completed by all filers-see theinstructions Also, see page 1, item I) 2,334,835 2,264,103 2,321,085

17 Accounts payable and accrued expenses

N 18 Grants payable19 Deferred revenue20 Loans from officers, directors, trustees, and other disqualified persons

m 21 Mortgages and other notes payable (attach schedule)

J 22 Other liabilities (describe ►-----------------------------------

23 Total liabilities (add lines 17 through 22) 0 0

ea

Foundations that follow SFAS 117, check here 1 qand complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted25 Temporarily restricted

co26 Permanently restricted

LL16-0

Foundations that do not follow SFAS 117 , check here ►and complete lines 27 through 31.

27 Capital stock, trust principal, or current funds

28 Paid -in or capital surplus, or land, bldg , and equipment fund

u) 29 Retained earnings , accumulated income, endowment, or other funds 2,334,835 2,264,103

a 30 Total net assets or fund balances (see instructions) 2,334,835 2,264,103Z 31 Total liabilities and net assets/fund balances (see

instructions) 2,334,835 2,264,103 ,

Analysis of Changes in Net Assets or Fund Balances1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with

end-of-year figure reported on prior year's return) 1 2,334,835

2 Enter amount from Part I, line 27a 2 -74,214

3 Other increases not included in line 2 (itemize) ► BOOK TO TAX ADJUSTMENT--------------------------------- - 3 3,482

-------------------4 Add lines 1, 2, and 3 4 2,264,103

-5 Decreases not included in line 2 (itemize ) ► ----------------------------------------------- 5-- -6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 2 , 264 , 103

Form 990-PF (2013)

Form 990-PF (2013) NEERA & DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate,2-story brick warehouse , or common stock, 200 shs MLC Co)

(b) How acquiredP-PurchaseD-Donation

(c) Date acquired(mo, day, yr)

( d) Date sold(mo , day, yr)

1a See Attached Statement

b See Attached Statement

c See Attached Statement

d See Attached Statement

e See Attached Statement

(e) Gross sales puce ( f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 0b 0

C 0d 0e 0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col ( h) gain minus

(i) F M V as of 12/31/690) Adjusted basisas of 12/31/69

(k) Excess of col (i)over col 0), if any

col (k), but not less than -0-) or

Losses (from col (h))

a 0

b 0

C 0

d 0

e 0

Capital gain net income or (net capital loss)If gain,, also enter in Part I, line 7

If (loss), enter -0- in Part I, line 7 2 35,632

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in 1

Part I, line 8 J

}

3 4,845

Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes 0 NoIf "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see the instructions before making any entries

(a)Base period years

Calendar year (or tax y ear beg innin g in )

b

Adjusted qualifying distributions

c

Net value of non charitable- use assets

(d)Distribution ratio

( col ( b ) divided by col (c))

2012 110,675 2,760,767 0 040088

2011 160,898 2,760,792 00582802010 138,923 2,790,365 00497872009 129,510 2,513,577 00515242008 0 000000

2 Total of line 1, column (d) 2 0199679

3 Average distribution ratio for the 5-year base period-divide the total on line 2number of years the foundation has been in existence if less than 5 years

by 5, or by the

3 0 049920

4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5 4 2,347,638

5 Multiply line 4 by line 3 5 117,194

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 1,061

7 Add lines 5 and 6 7 118,255

8 Enter qualifying distributions from Part XII, line 4 8 168,070

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b , and complete that part using a 1% tax rate See the

Part VI Instructions

Form 990-PF (2013)

Form 990-PF (2013) NEERA& DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859

Excise Tax Based on Investment Income (Section 4940(a ) , 4940( b ) , 4940 (e ) , or 4948-see instructions

la Exempt operating foundations described in section 4940(d)(2), check here ► q and enter "N/A" on line 1Date of ruling or determination letter --------------- (attach copy of letter if necessary-see instructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,061

chere ► and enter 1% of Part I, line 27bAll other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of

2

Part I, line 12, col (b)

Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 03 Add lines 1 and 2 3 1,0614 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4

5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- 5 1,0616

a

Credits/Payments

2013 estimated tax payments and 2012 overpayment credited to 2013 6ab Exempt foreign organizations-tax withheld at source 6bc Tax paid with application for extension of time to file (Form 8868) 6cd Backup withholding erroneously withheld 6d

7 Total credits and payments Add lines 6a through 6d 7 0

8 Enter any penalty for underpayment of estimated tax Check here q if Form 2220 is attached 8 59 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 1,066

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 011 Enter the amount of line 10 to be Credited to 2014 estimated tax ► Refunded ► 11 0

Statements Regardin g Activities1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it Yes No

participate or intervene in any political campaign? 1a Xb Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see

Instructions for the definition)' lb XIf the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materialspublished or distributed by the foundation in connection with the activities

c Did the foundation file Form 1120-POL for this year? 1cd

e

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year(1) On the foundation ► $ (2) On foundation managersEnter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposedon foundation managers ► $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X

3

If "Yes, " attach a detailed description of the activities

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articlesof incorporation, or bylaws, or other similar instruments' If "Yes, " attach a conformed copy of the changes 3 X

4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a Xb If "Yes," has it filed a tax return on Form 990-T for this year? 4b N/A

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? 5 X

6

If "Yes, " attach the statement required by General Instruction TAre the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions thatconflict with the state law remain in the governing instruments 6

7 Did the foundation have at least $5,000 in assets at any time during the year's If "Yes,"complete Part Il, col (c), and PartXV 7 X8a

b

Enter the states to which the foundation reports or with which it is registered (see instructions) ►NJ----------------------------------------------------------------------------------------------------------------------If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General(or designate) of each state as required by General Instruction G9 If "No," attach explanation 8b

_

X9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(1)(3)

or 49420)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)' If"Yes, " complete Part XI V 9 X

10 Did any persons become substantial contributors during the tax year? If "Yes,"attach a schedule listing theirnames and addresses 10 X

Form 990-PF (2013)


MENM Statements Regardin g Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within themeaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) 11 X

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualifiedperson had advisory privileges' If "Yes," attach statement (see instructions) 12

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X

Website address ►------------------------------------------------------------------------------------------------------------------

14 The books are in care of ► NEERA RAJ Telephone no ► (609) 497.9051Located at ► 190 BROOKS BEND PRINCETON NJ ZIP+4 ► 08540

--------------------------------------------------------------------------------- ---------------------------15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041-Check here ► q

and enter the amount of tax-exempt interest received or accrued during the year ► 1516 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority Yes No

over a bank, securities, or other financial account in a foreign country's 16 X

See the instructions for exceptions and filing requirements for Form TD F 90-22 1 If "Yes," enter the name ofthe foreign country ►

Statements Regardin g Activities for Which Form 4720 May Be Req uiredFile Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No

1a During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? q Yes No(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a

disqualified person? q Yes No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? q Yes No(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? q Yes q No(5) Transfer any income or assets to a disqualified person (or make any of either available for

the benefit or use of a disqualified person)' q Yes No

(6) Agree to pay money or property to a government official? ( Exception . Check "No" if thefoundation agreed to make a grant to or to employ the official for a period aftertermination of government service, if terminating within 90 days) q Yes No

b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described inRegulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions)'Organizations relying on a current notice regarding disaster assistance check here ► q

c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts, thatwere not corrected before the first day of the tax year beginning in 2013?

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a privateoperating foundation defined in section 49420)(3) or 49420)(5))

a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and6e, Part XIII) for tax year(s) beginning before 2013' Yes q No

If "Yes," list the years ► 20 , 20b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? ( If applying section 4942(a)(2) toall years listed , answer "No" and attach statement-see instructions )

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a , list the years here► 20 20 20 20

---- ----- -----3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise

at any time during the year? q Yes No

b If "Yes ," did it have excess business holdings in 2013 as a result of ( 1) any purchase by the foundation or

disqualified persons after May 26 , 1969 , ( 2) the lapse of the 5-year period (or longer period approved by the

Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest , or (3) the lapse

of the 10-, 15-, or 20-year first phase holding period '? (Use Schedule C, Form 4720, to determine if thefoundation had excess business holdings In 2013)

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize itscharitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

lb I N/A

Ilc I I X

2b

3b N/A

4a X

4b X

Form 990-PF (2013)

Form 990-PF ( 2013 ) NEERA& DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859

Statements Regarding Activities for Which Form 4720 May Be Req uired (continued)5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945(e))? q Yes No

(2) Influence the outcome of any specific public election ( see section 4955), or to carry on,directly or indirectly , any voter registration drive? q Yes No

(3) Provide a grant to an individual for travel, study , or other similar purposes' q Yes No

(4) Provide a grant to an organization other than a charitable, etc, organization described insection 509 (a)(1), (2), or (3), or section 4940(d)(2)? (see instructions) q Yes No

(5) Provide for any purpose other than religious, charitable, scientific, literary , or educationalpurposes , or for the prevention of cruelty to children or animals? q Yes No

b If any answer is "Yes" to 5a(1 )-( 5), did any of the transactions fail to qualify under the exceptions described inRegulations section 53 4945 or in a current notice regarding disaster assistance (see instructions ) ? 5b N/A

Organizations relying on a current notice regarding disaster assistance check here ► qc If the answer is "Yes" to question 5a (4), does the foundation claim exemption from the tax

because it maintained expenditure responsibility for the grant? q Yes No

If "Yes, " attach the statement required by Regulations section 53 4945-5(d)

6a Did the foundation , during the year, receive any funds , directly or indirectly, to pay premiumson a personal benefit contract? q Yes No

b Did the foundation , during the year, pay premiums , directly or indirectly , on a personal benefit contract? 6bIf "Yes " to 6b, file Form 8870

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? q Yes q No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? 7b

KUT&TIM Information About Officers, Directors, Trustees, Foundation Managers , Highly Paid Employees,and Contractors

1 List all officers. directors. trustees. foundation managers and their comoensation (see instructions).(b) Title, and average (c) Compensation (d) Contributions to (e) Expense account,

(a) Name and address hours per week ( if not paid , employee benefit plansother allowances

devoted to position enter -0- ) and deferred compensation

-N-EE-RA RAJ -----------------------------------------------------

PRESIDENT

190 BROOKS BEND PRINCETON, NJ 08540 15 00

_DEEPAK RAJ---------------------------------------------------------- VICE PRESIDENT

190 BROOKS BEND PRINCETON, NJ 08540 15 00POOJA RAJ

- ---------------------------------------------------------DIRECTOR

190 BROOKS BEND PRINCETON, NJ 08540 15 00 34,650VIKAS RAJ-----------------------------------------------------------

DIRECTOR

190 BROOKS BEND PRINCETON, NJ 08540 15 002 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none, enter

"NONE."

(a) Name and address of each employee paid more than $50 , 000(b) Title , and average

hours per weekdevoted to position

( c) Compensation

(d) Contributions toemployee benefitplans and deferred

compensation

(e) Expense account,other allowances

NONE- ----------------------------------------------------------------

------------------------------------------------------------------

------------------------------------------------------------------

------------------------------------------------------------------

------------------------------------------------------------------t

Total number of other employees paid over $50,000 ►Form 990-PF (2013)

Form 990-PF (2013) NEERA & DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859 Information About Officers , Directors , Trustees, Foundation Managers, Highly Paid Employees,and Contractors (continued)

3 Five hi g hest-paid independent contractors for professional services see instructions ) . If none , enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE- ------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------

--------------------------------------------------------------------------------------

Total number of others receiving over $50,000 for professional services

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of

organizations and other beneficiaries served, conferences convened, research papers produced, etcExpenses

1 N/A-----------------------------------------------------------------------------------------------------------------------

-----------------------------------------------------------------------------------------------------------------------

2----------------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------------

3---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

4----------------------------------------------------------------------------------------------------------------------

-----------------------------------------------------------------------------------------------------------------------

• T.7/d :M Summary of Program -Related Investments (see instructions)Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount

----------------------------------------------------------------------------------------------------------------------

-----------------------------------------------------------------------------------------------------------------------

2----------------------------------------------------------------------------------------------------------------------

----------------------------------------------------------------------------------------------------------------------

All other program-related investments See instructions

3---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

Total . Add lines 1 throu g h 3 ► 0

Form 990-PF (2013)


Minimum Investment Return (All domestic foundations must complete this part Foreign foundations,see instructions

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,purposes

a Average monthly fair market value of securities 1a 1,644,667b Average of monthly cash balances lb 122,417c Fair market value of all other assets (see instructions) 1c 616,305d Total (add lines 1a, b, and c) 1d 2,383,389e Reduction claimed for blockage or other factors reported on lines 1 a and

1c (attach detailed explanation) le2 Acquisition indebtedness applicable to line 1 assets 23 Subtract line 2 from line 1d 3 2,383,3894 Cash deemed held for charitable activities Enter 1 Y2 % of line 3 (for greater amount, see

instructions) 4 35,7515 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 2,347,6386 Minimum investment return . Enter 5% of line 5 6 117,382

Distributable Amount (see instructions) (Section 4942)(3) and 0)(5) private operatingfoundations and certain foreign organizations check here ► Ej and do not complete this part )

1 Minimum investment return from Part X, line 6 1 117,3822a Tax on investment income for 2013 from Part VI, line 5 2a 1,061b Income tax for 2013 (This does not include the tax from Part VI) 2b

c Add lines 2a and 2b 2c 1,0613 Distributable amount before adjustments Subtract line 2c from line 1 3 116,3214 Recoveries of amounts treated as qualifying distributions 45 Add lines 3 and 4 5 116,3216 Deduction from distributable amount (see instructions) 67 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1 7 116,321

WITM. Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc, purposesa Expenses, contributions, gifts, etc-total from Part I, column (d), line 26 1a 168,070b Program-related investments-total from Part IX-B 1b

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc,purposes 2

3 Amounts set aside for specific charitable projects that satisfy thea Suitability test (prior IRS approval required) 3ab Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions . Add lines 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 168,0705 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income

Enter 1% of Part I, line 27b (see instructions) 5 1,0616 Adjusted qualifying distributions . Subtract line 5 from line 4 6 167,009

Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundati onqualifies for the section 4940(e) reduction of tax in those years

Form 990-PF (2013)


• 11 Undistributed Income (cep instrurtinncl

1 Distributable amount for 2013 from Part XI,line 7

2 Undistributed income, if any, as of the end of 2013a Enter amount for 2012 onlyb Total for prior years 20 09 , 20 10 , 20 11

3 Excess distributions carryover, if any, to 2013a From 2008

b From 2009c From 2010

d From 2011

e From 2012

f Total of lines 3a through e4 Qualifying distributions for 2013 from Part XII,

line 4 ► $ 168,070a Applied to 2012, but not more than line 2ab Applied to undistributed income of prior years

(Election required-see instructions)

c Treated as distributions out of corpus (Electionrequired-see instructions)

d Applied to 2013 distributable amounte Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2013(If an amount appears in column (d), the sameamount must be shown in column (a) )

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5b Prior years' undistributed income Subtract

line 4b from line 2b

c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed

d Subtract line 6c from line 6b Taxableamount-see instructions

e Undistributed income for 2012 Subtract line4a from line 2a Taxable amount-seeinstructions

f Undistributed income for 2013 Subtract lines4d and 5 from line 1 This amount must bedistributed in 2014

7 Amounts treated as distributions out of corpusto satisfy requirements imposed by section170(b)(1)(F) or 4942(g)(3) (see instructions)

8 Excess distributions carryover from 2008 notapplied on line 5 or line 7 (see instructions)

9 Excess distributions carryover to 2014.Subtract lines 7 and 8 from line 6a

10 Analysis of line 9

a Excess from 2009

b Excess from 2010

c Excess from 2011

d Excess from 2012

e Excess from 2013

(a) (b) (c) (d)Corpus Years pnor to 2012 2012 2013

116,321

118,473

330, 041

0

0

1

330.041

118,473

0

724

Form 990-PF (2013)


Private Operatinci Foundations (see instructions and Part VII-A, Question 9) N/A1a If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2013, enter the date of the ruling ►b Check box to indicate whether the foundation is a private operating foundation described in section q 4942 3 ) or q 49420)( 5)

2a Enter the lesser of the adjusted net Tax year Prior 3 years ( e) Totalincome from Part I or the minimuminvestment return from Part X for

(a) 2013 (b) 2012 (c) 2011 (d) 2010

each year listed 0b 85% of line 2a 0

c Qualifying distributions from Part XII,line 4 for each year listed

d Amounts included in line 2c not used directlyfor active conduct of exempt activities

e Qualifying distributions made directlyfor active conduct of exempt activitiesSubtract line 2d from line 2c

3 Complete 3a, b, or c for thealternative test relied upon

a "Assets" alternative test-enter(1) Value of all assets(2) Value of assets qualifying under

section 49420)(3)(8)(1)b "Endowment" alternative test-enter 2/3

of minimum investment return shown inPart X, line 6 for each year listed

c "Support" alternative test-enter(1) Total support other than gross

investment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)

(2) Support from general publicand 5 or more exemptorganizations as provided insection 49420)(3)(B)(ni)

(3) Largest amount of support froman exempt organization

0

0

0

0

04 Gross investment income 0

Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at

any time durina the year-see instructions.)I Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

RAJ DEEPAK RAJb List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship , etc., Programs:

Check here ► if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizationsunder other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include

c Any submission deadlines

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors

Form 990-PF (2013)


IN!M Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment

RecipientIf recipient is an individual,

Foundationshow any relationship to

status ofPurpose of grant or

Amount

Name and address (home or business)any foundation manager

or substantial contributorrecipient

contribution

a Paid during the yearBROOKLYN HOUSING LOW INCOME HOUSING 1,000415 ALBEMARLE ROADBROOKLYN, NY 11218NEW YORK JUNIOR TENNIS ADVANCEMENT OF SPORTS 17,25058-12 Queens Blvd #1New York, NY 11377PRINCETON HEALTHCARE SYSTEM committed to providing exceptiona 60,000One Plainsboro Road clinical care

PLainsboro, NJ 08536NETWORK FOR GOOD Network for Good's nonprofit 25,000140 Connecticut Avenue NW, Suite 700 donor-advised fund uses the

WASHINGTON, DC 20036 Internet and mobile technology to

SOUTH ASIAN YOUTH ACTION create opportunities for South 2,35054-05 Seabury St Asian youth to realize their fullest

Elmhurst, NY 11373 potentia

ASIA SOCIETY Asia Society is the leading 20,000725 Park Avenue educational organization dedicate

New York, NY 10021 to promoting mutual understandin g-4 4-

DKMS Americas Work every day to delete blood 10,000100 Broadway cancer by inspiring as many

New York, NY 10005 people as possible to register as

Sri Shankara Cancer Foundation ri Shankara CancerFoundation is 5,000a not-for-profit organization whosecore focus is on cure and

Pratham USA Our missionistoimprove the 1,00055 Exchange Place, 4th Floor quality of education in India

New York, NY 10005Save a child heart ave A Child's Heart (SACH) is one 1,00010050 Chapel Rd, Suite 18 of the largest undertakings in the

Potomac, MD 20854 world, providing urgently needed

American Himalyan Foundation The American Himalayan 5,500

909 Montgomery Street Foundation dedicated to helping

San Francisco, CA 94133 the people and the ecology of the

Total See Attached Statement 3a 150,745b Approved for future payment

Total 0- 3bl 0Form 990-PF (2013)


Analysis of Income-Producin Activities

Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514(e)

Related or exempt(a) (b) (C) (d ) function income

Business code Amount Exclusion code Amount (See instructions )1 Program service revenue

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments3 Interest on savings and temporary cash investments

4 Dividends and interest from securities

5 Net rental income or (loss) from real estate

a Debt-financed propertyb Not debt-financed property

6 Net rental income or (loss) from personal property

7 Other investment income

8 Gain or (loss) from sales of assets other than inventory

9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory

11 Other revenue a

b

c

d

e

90,233

3

12 Subtotal Add columns (b), (d), and (e) 0 0 125,865

13 Total. Add line 12, columns (b), (d), and (e) 13 125,865

See worksheet in line 13 instructions to verify calculations )

Relationshi p of Activities to the Accomplishment of Exempt PurposesLine No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to theV accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See instructions )

Form 990-PF (2013)

Form 990-PF (2013) NEERA & DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859 Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt OrganizationsDid the organization directly or indirectly engage in any of the following with any other organization described Yes Noin section 501(c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to politicalorganizations?

a Transfers from the reporting foundation to a noncharltable exempt organization of(1) Cash 1a 1 X(2) Other assets la ( 2)1 X

b Other transactions(1) Sales of assets to a noncharltable exempt organization 1b( l ) X(2) Purchases of assets from a nonchantable exempt organization 1b(2 ) X(3) Rental of facilities, equipment, or other assets 1b(3 ) X(4) Reimbursement arrangements 1b4 X(5) Loans or loan guarantees 1b(5 ) X

(6) Performance of services or membership or fundraising solicitations 1 b (6 ) Xc Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c Xd If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market

value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair marketvalue in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

(a) Line no I (b) Amount involved I (c) Name of noncharitable exempt organization I (d) Description of transfers, transactions, and sharing arrangements

Under penalties of perjury, I declare that I have examined this return, including accompanying

Sign correct, and co to Declaration of preparer (o than payer) is based on all informatio

HereSignature of office or trustee Date

PrintfType preparer's name Preparer's signature

PaidParam It Sing h Paramjit Sin

r1 apoi Cl I Firm's name ► Meerl Peen Tax & Accounting ServicesUse Onlvl

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizationsdescribed in section 501(c) of the Code (other than section 501 (c)(3)) or in section 527'? q Yes q No

NEERA & DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859 Page 1 of 1

Continuation of Part XV, Line 3a (990-PF) - Grants and Contributions Paid During the YearRecipient(s) paid during the year

NameCovenant HouseStreet461 Ei g hth Avenue,City State J Zip Code Foreign CountryNew York NY 10001Relationship Foundation Status

Purpose of grant/contribution AmountCovenant House is dedicated to serving all God's children with absolute respect and unconditional love 500

NameCHADStreet4601 Presidents Drive, Suite 300CityLanham T State

MDZip Code20706

Foreign Country

Relationship Foundation Status

Purpose of grant/contributionIs a national non-p rofit, tax-exem pt ( Section 501 (c) (3 ) or anization p rovidin g education, advocacy and su

Amount250

NameOthersStreet

City State Zip Code Foreign Country


Purpose of grant/contributionVARIOUS WELFARE CAUSES

Amount1,895

Name

Street



Purpose of grant/contribution Amount

Name

Street



Purpose of grantlcontribution Amount

Name

Street



Purpose of grant/contribution Amount

NEERA & DEEPAK RAJ FAMILY FOUNDATION INC 58-2424859

Part I, Line 6 (990•PF) • Gain/Loss from Sale of Assets Other Than InventoryTotals

Amount

GrossSales

Cost, OtherBasis and Expenses

Net Gainor Loss

Long Term CG Distributions Capital Gains/Losses 359,628 323,996 35,632

Shod Term CG Distributions Other sales 0 0 0

Check "X"to includein Part IV escri p tion USIP # urchaser

Check "X' if

Purchaseris a

Business

ateAcq uired

cquisitionMethod

ateSold

ross SalesPrice

ost orOther Basis

aluationMethod

Expense

of Sale and

Cost of

Improve-

ments e p reciation d justmentset Gainor Loss

1 X 300 MCDONALDS CORP 41212009 P 10/21/2013 28 , 242 17,013 1 11229

2 X 400 MCDONALDS CORP 61212009 P 10/21/2013 37 , 655 24 , 335 13 , 320

3 X PENTAIR LTD 3/28/2012 P 101912013 15 , 137 9 906 5.231

4 X 1000 ENERGY TRANSFER PR 4/16/2009 P 10/9/2013 50 , 741 37,264 13.477

5 X 1000 IS HARES IBOXX 61112012 P 12/26/2013 114 , 201 116 , 981 -2 , 780

6 X 5000 HERCULES TECH GRO 9/24/2013 P 2/28/2014 78,044 75 , 925 2119

7 X 500 ATLAS ENERGY LP 9/24/2013 P 211912014 20 774 25 , 211 1 -4 ,437

8 X 500 ATLAS PIPELINE 9/24/2013 P 211912014 14,834 17 361 -2 527

© 2013 CCH Small Firm Services All rights reserved


Part I , Line 11 (990-PF ) - Other Income0 0 0

Revenueand Expenses Net Investment Adjusted

Descri ption per Books Income Net Income1 Loss from Partnership 02 Sec 1230 Gain 0

Part I, Line 16a (990 -PF) - Legal Fees2.430 2.430 0 0

DisbursementsRevenue and for CharitableExpenses per Net Investment Adjusted Net Purposes

Descri ption Books Income Income (Cash Basis Only)1 Wllentz, Goldman & Sp itzer 2,430, 2,430

Part I, Line 16b (990-PF) -Accounting Fees0 0 0 0

DisbursementsRevenue and for CharitableExpenses per Net Investment Adjusted Net Purposes

Descri ption Books Income Income (Cash Basis Only)1 DAVID WEISS CPA

Part I. Line 18 (990-PF) - Taxes1,818

Descri ption

Revenueand Expenses

per BooksNet Investment

IncomeAdjusted

Net Income

Disbursementsfor CharitablePurposes

1 Real estate tax not included in line 202 Tax on investment income 1,818

3 Income tax

Part I, Line 23 (990 -PF) - Other Expenses10.436 0 0 0

Revenue and DisbursementsExpenses Net Investment Adjusted Net for Charitable

Descri ption per Books Income Income Purposes1 Loss from Partnershi p 10,436

0 2013 CCH Small Firm Services All rights reserved

NEERA & DEEPAK RAJ FAMILY FOUNDATION INC

Part II, Line 10b (990-PF ) - Investments - Corporate Stock794 q32 757.960 1.278.013 1.426.673

Descri ption

Num Shares/Face Value

Book ValueBeg . of Year

Book ValueEnd of Year

FMVBeg . of Year

FMVEnd of Year

1 350 PHILLIPS 66 SHS 350

2 1000 QUALCOMM INC 1,000

3 1000 TYCO INTL LTD 1,000 27,806 27,806 32,950 45,600

4 1100 DOMINION RES INC NEW VA 1,100 33,253 33,253 62,502 78,672

5 400ALTRIAGROUP 200 1,936 1,936 6,998 8,388

6 800 ALTRIA GROUP 800

7 1404 DUKE ENERGY 467 18,321 18,321 31,523 34,647

8 1000 DUKE ENERGY 334 16,790 16,790 22,545 24,779

9 1000 NORTHEAST UTILITIES 1,000 18,980 18,980 42,020 47,270

10 100 NORTHEAST UTILITIES 100 1,890 1,890 4,202 4,727

11 300 ALTRIA GROUP 300 5,105 5,105 10,497 12,582

12 300 PHILLIP MORRIS 300 11,631 11,631 25,986 25,293

13 239 PENTAIR 239 9,906 13,788

14 100 PHILLIP MORRIS 100

15 500 PHILLIP MORRIS 500 18,820 18,820 43,310 42,155

16 400 MCDONALDS CORP 400 24,335 39,600

17 800 MCDONALDS CORP 300 17,013 29,700

18 300 JOHNSON & JOHNSON 300 16,954 16,954 25,758 31,386

19 1500 JOHNSON & JOHNSON 1,500 87,921 87,921 128,790 156,930

20 800 COCA COLA 800 19,928 19,928 32,088 33,888

21 800 COCA COLA 800 18,238 18,238 32,088 33,888

22 1300 EXELON CORPORATION 1,300

23 1500 MICROSOFT CORP 1,500 44,270 44,270 51,818 62,550

24 1500 VERIZON COMM 1,500 41,919 41,919 75,510 73,395

25 400 UNITED TECHS CORP 400 21,399 21,399 37,176 46,180

26 1000 UNITED TECHS CORP 400 18,443 18,443 37,176 46,180

27 1000 MICROSOFT CORP 1,000 32,764 32,764 34,545 41,700

28 600 CANADIAN NATURAL RESOURCES 600

29 500 ABBOTT LABS 500 10,839 10,839 17,440 20,450

30 800 ABBOTT LABS 800 16,384 16,384 27,904 32,720

31 1500 ALTRIA GROUP 1,500 25,400 25,400 52,485 62,910

32 1000 SHARES OF BERKSHIRE HATHWAY 1,000 81,789 81,789 111,920 126,560

33 900 SHARES OF ADP 900 51,073 51,073 61,974 71,352

34 500 NEXTERA ENERGY INC 500 15,413 15,413 40,740 51,240



37 800 ABBVIE INC 800 17,767 17,767 33,072 45,152

38 700 CONOCO PHILLIPS 700 37,795 37,795 42,350 60,011

39 500 VIE INC 500 11,754 11,754 20,670 28,220

40 400 ABBOTT LABS 400 14,882 16,360

58-24?4859



Part II, Line 13 (990-PF ) - Investments - Other921,138 1,012,052 680,893

Asset Descri ptionBasis ofValuation

Book ValueBeg. of Year


FMVEnd of Year

I FRIEDBERG MILSTEIN AT COST 283,296 283,296 1,0002 3000 BLACKROCK CORE BOND TR AT COST 33,515 33,515 41,8803 2000 BLACKROCK ENHANCED DIVIDEND AT COST4 1250 BLACKROCK STRATEGIC AT COST5 2,200 BLACKROCK HIGH YIELD AT COST 15,416 15,391 27,7516 1,250 EATON VANCE TAX DIV AT COST 15,769 15,769 25,8757 1,500 EATON VANCE ENAHNCED INCOME AT COST8 1000 ISHARES IBOXX AT COST 116,9819 1,400 ISHARES BARCLAYS AT COST10 560 MLP & STRATEGIC EQUITY AT COST11 1000 PCO HLDGS INC AT COST 24,810 23,76012 1,000 VANGUARD INFORMATION AT COST13 1,700 VANGUARD EMERGING MKTS AT COST14 1,500 ENERGY TRANSFERS PARTNERS L AT COST 55,895 18,632 28,98515 700 ENERGY TRANSFERS PARTNERS LP AT COST 28,258 28,258 40,57916 1,000 KIND ER MORGAN ENERGY PARTNE AT COST 39,345 39,345 82,21017 600 KINDER MORGAN ENERGY PARTNER AT COST 28,795 28,795 49,32618 700 BP PLC SPONSORED ADR AT COST19 WISDOMTREE EMERGING AT COST 62,140 62,140 57,04820 1000 SHARES IBOXX HIGH YIELD AT COST21 24 PIMCO TOTAL AT COST22 ISHARES 11 OX HIGH YIELD

iAT COST 59,228 59,228 61,880

23 ACP POWER AT COST 87,500 163,750 95,09324 INTERNATIONAL FARMLAND AT COST 95,000 222,500 129,06425 200 KINDER MORGAN ENERGY PARTNER AT COST 16,623 16,442

58-2424859



Part II, Line 15 (990-PF ) - Other Assets380.572 386.810 106.238

Asset Descri ptionBook ValueBeg of Year


FMV Endof Year

I DUE FROM MERRILL LYNCH 280,572 280,572 02 INVESTMENT IN SMC HOLDINGS 100,000 106,238 106,2383

58-2424859



Part IV (990•PF) • Capital Gains and Losses for Tax on Investment IncomeAmount

Long Term CG Distributions 0Short Tenn CG Distributions 0 359.628 0 0 323.996 35.632 0 0 0 35.632

Descri ption of Pro pe rty Sold CUSIP dHow

AcquiredDate

Acq uiredDateSold

GrossSales Price

Deprec i ationAllowed Adj ustment

Cost or OtherBasis Plus

Ex pense of Sale Gain or LossF M V as of12131169

Adjusted Basisas of

12131169Excess of FMVOver Adj Basis

Gains Minus Excessof FMV Over Adjusted

Basis or Losses1 300 MCDONALDS CORP P 41212009 1012112013 28,242 11,013 11,229 0 0 0 11,2292 400 MCDONALDS CORP P 61212009 1012112013 37,655 24,335 13,320 0 0 0 13,3203 PENTAIR LTD P 312812012 101912013 15,137 9,906 5,231 0 0 0 5,2314 1000 ENERGY TRANSFER PRTNS LP P 411612009 101912013 50,741 37,264 13,477 0 0 0 13,4775 1 0001SHARES IBOXX P 61112012 1212612013 114,201 116,981 -2,780 0 0 0 -2,7806 5000 HERCULES TECH GROWH CAP P 912412013 212812014 78,044 75,925 2,119 0 0 0 2,1197 500 ATLAS ENERGY LP P 912412013 2/1912014 20,774 25,211 -4,437 0 0 0 4,4378 500ATLAS PIPELINE P 9/24/2013 211912014 14,834 17,361 -2,527 0 0 0 -2,527



Part VIII, Line I (990-PF) - Compensation of Officers, Directors , Trustees and Foundation Managers34.650 0 01

Check "X" Avg Hrs Expa9se

Name If Business Street Ci ty State Zi p Code Forei g n Country Title Per Week Compensation Benefits Account

NEERA RAJ 190 BROOKS BEND PRINCETON NJ 08540 PRESIDENT 15 00

1DEEPAK RAJ 190 BROOKS BEND PRINCETON NJ 08540 VICE 15 00

PRESIDENT

2

POOJA RAJ 190 BROOKS BEND PRINCETON NJ 08540 DIRECTOR 15 00 34,650

3VIKAS RAJ 190 BROOKS BEND PRINCETON NJ 08540 DIRECTOR 15 00

4


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