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Pediatric Critical Care 874 www.ccmjournal.org March 2013 • Volume 41 • Number 3 Objectives: To characterize the landscape of process of care and safety outcomes for tracheal intubation across pediatric intensive care units Background: Procedural process of care and safety outcomes of tracheal intubation across pediatric intensive care units has not been described. We hypothesize that the novel National Emergency Airway Registry for Children registry is a fea- sible tool to capture tracheal intubation process of care and outcomes. Design: Prospective, descriptive. Setting: Fifteen academic PICUs in North America. Patients: Critically ill children requiring tracheal intubation in PICUs. Interventions: Tracheal intubation quality improvement data were prospectively collected for all initial tracheal intubation in 15 PICUs from July 2010 to December 2011 using the National Emergency Airway Registry for Children tool with explicit site-specific compli- ance plans and operational definitions including adverse tracheal intubation associated events. Measurement and Main Results: One thousand seven hundred fifteen tracheal intubation encounters were reported (averaging 1/3.4 days, or 1/86 bed days). Ninety-eight percent of primary tracheal intubation were successful; 86% were successful with less than or equal to two attempts. First attempt was by pediatric residents in 23%, pediatric critical care fellows in 41%, and critical care attending physicians in 13%: first attempt success rate was 62%, first provider success rate was 79%. The first method was oral intubation in 1,659 (98%) and nasal in 55 (2%). Direct laryngoscopy was used in 96%. Ninety percent of tracheal intubation were with cuffed tracheal tubes. Adverse tracheal intubation associated events were reported in 20% of intubations (n = 372), with severe tracheal intubation associated events in 6% (n = 115). Esophageal intubation with immediate recognition was the most common tracheal intubation associated events (n = 167, 9%). History of difficult airway, diagnostic category, unstable hemodynamics, and resident provider as first airway provider were associated with occurrence of tracheal intubation associated events. Severe tracheal intubation associated events were associated with diagnostic category and pre-existing unstable hemodynamics. Elective tracheal intubation status was associated with fewer severe tracheal intubation associated events. Conclusions: National Emergency Airway Registry for Children was feasible to characterize PICU tracheal intubation procedural process of care and safety outcomes. Self-reported adverse tra- cheal intubation associated events occurred frequently and were associated with patient, provider, and practice characteristics. (Crit Care Med 2013; 41:874–885) Key Words: airway management; child; endotracheal intubation; PICU; tracheal intubation; training A National Emergency Airway Registry for Children: Landscape of Tracheal Intubation in 15 PICUs* Akira Nishisaki, MD, MSCE 1,2 ; David A. Turner, MD 3 ; Calvin A. Brown III, MD 4 ; Ron M. Walls, MD 4 ; Vinay M. Nadkarni, MD, MS 1,2 ; for the National Emergency Airway Registry for Children (NEAR4KIDS) and Pediatric Acute Lung Injury and Sepsis Investigators (PALISI) Network *See also p. 932. 1 Department of Anesthesiology and Critical Care Medicine, The Chil- dren’s Hospital of Philadelphia, PA. 2 Center for Simulation, Advanced Education and Innovation, The Chil- dren’s Hospital of Philadelphia, PA. 3 Department of Pediatrics, Division of Pediatric Critical Care Medicine, Duke Children’s Hospital, Duke University Medical Center, Durham, NC. 4 Department of Emergency Medicine, Brigham and Women’s Hospital, Harvard University School of Medicine, Boston, MA. Supported, in part, by AHRQ R03HS021583-01, Endowed Chair, Criti- cal Care Medicine, The Children’s Hospital of Philadelphia, and Laerdal Foundation Acute Care Medicine. Copyright © 2013 by the Society of Critical Care Medicine and Lippincott Williams & Wilkins DOI: 10.1097/CCM.0b013e3182746736 Dr. Brown is teaching faculty for the Difficult Airway Course: Emer- gency. Dr. Walls provided expert testimony to Black, Lowe and Graham LLC and received royalties from the Cricothyrotomy Kit (manufactured book- Cook Critical Care, partner in Airway Management Center LLC). The remaining authors have not disclosed any potential conflicts of interest. For information regarding this article, E-mail: Nishisaki@email. chop.edu

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Page 1: A National Emergency Airway Registry for Critical Care ... · book- Cook Critical Care, partner in Airway Management Center LLC). The remaining authors have not disclosed any potential

Pediatric Critical Care

874 www.ccmjournal.org March2013•Volume41•Number3

Objectives:TocharacterizethelandscapeofprocessofcareandsafetyoutcomesfortrachealintubationacrosspediatricintensivecareunitsBackground:Proceduralprocessofcareandsafetyoutcomes oftrachealintubationacrosspediatricintensivecareunitshasnot been described.We hypothesize that the novel NationalEmergency Airway Registry for Children registry is a fea-sible tool to capture tracheal intubation process of care andoutcomes.Design:Prospective,descriptive.Setting:FifteenacademicPICUsinNorthAmerica.Patients: Critically ill children requiring tracheal intubation inPICUs.Interventions:Trachealintubationqualityimprovementdatawereprospectivelycollectedforallinitialtrachealintubationin15PICUsfromJuly2010toDecember2011usingtheNationalEmergencyAirwayRegistryforChildrentoolwithexplicitsite-specificcompli-anceplansandoperationaldefinitionsincludingadversetrachealintubationassociatedevents.Measurement and Main Results:One thousandsevenhundredfifteen tracheal intubationencounterswere reported (averaging1/3.4days,or1/86beddays).Ninety-eightpercentofprimarytracheal intubationweresuccessful;86%weresuccessfulwithlessthanorequaltotwoattempts.Firstattemptwasbypediatricresidents in 23%, pediatric critical care fellows in 41%, and

criticalcareattendingphysicians in13%:firstattemptsuccessrate was 62%, first provider success rate was 79%. The firstmethodwasoralintubationin1,659(98%)andnasalin55(2%).Directlaryngoscopywasusedin96%.Ninetypercentoftrachealintubation were with cuffed tracheal tubes. Adverse trachealintubationassociatedeventswerereportedin20%ofintubations(n=372),withseveretrachealintubationassociatedeventsin6% (n = 115). Esophageal intubation with immediate recognitionwas the most common tracheal intubation associated events(n = 167, 9%). History of difficult airway, diagnostic category,unstable hemodynamics, and resident provider as first airwayproviderwereassociatedwithoccurrenceoftrachealintubationassociatedevents.Severetrachealintubationassociatedeventswere associated with diagnostic category and pre-existingunstablehemodynamics.Electivetrachealintubationstatuswasassociated with fewer severe tracheal intubation associatedevents.Conclusions: National Emergency Airway Registry for ChildrenwasfeasibletocharacterizePICUtrachealintubationproceduralprocessofcareandsafetyoutcomes.Self-reportedadversetra-chealintubationassociatedeventsoccurredfrequentlyandwereassociated with patient, provider, and practice characteristics.(Crit Care Med2013;41:874–885)Key Words: airwaymanagement; child; endotracheal intubation;PICU;trachealintubation;training

A National Emergency Airway Registry for Children: Landscape of Tracheal Intubation in 15 PICUs*

Akira Nishisaki, MD, MSCE1,2; David A. Turner, MD3; Calvin A. Brown III, MD4;

Ron M. Walls, MD4; Vinay M. Nadkarni, MD, MS1,2; for the National Emergency Airway Registry for

Children (NEAR4KIDS) and Pediatric Acute Lung Injury and Sepsis Investigators (PALISI) Network

*See also p. 932.1 Department of Anesthesiology and Critical Care Medicine, The Chil-dren’sHospitalofPhiladelphia,PA.

2Center forSimulation, AdvancedEducation and Innovation, TheChil-dren’sHospitalofPhiladelphia,PA.

3DepartmentofPediatrics,DivisionofPediatricCriticalCareMedicine,DukeChildren’sHospital,DukeUniversityMedicalCenter,Durham,NC.

4DepartmentofEmergencyMedicine,BrighamandWomen’sHospital,HarvardUniversitySchoolofMedicine,Boston,MA.

Supported,inpart,byAHRQR03HS021583-01,EndowedChair,Criti-calCareMedicine,TheChildren’sHospitalofPhiladelphia,andLaerdalFoundationAcuteCareMedicine.

Critical Care Medicine

0090-3493

10.1097/CCM.0b013e3182746736

41

3

00

00

2012

Copyright©2013bytheSocietyofCriticalCareMedicineandLippincottWilliams&Wilkins

DOI: 10.1097/CCM.0b013e3182746736

Uma

Clinical Investigation

Dr. Brown is teaching faculty for the Difficult Airway Course: Emer-gency.Dr.WallsprovidedexperttestimonytoBlack,LoweandGrahamLLCandreceivedroyaltiesfromtheCricothyrotomyKit(manufacturedbook-CookCriticalCare,partnerinAirwayManagementCenterLLC).The remaining authors have not disclosed any potential conflicts ofinterest.

For information regarding this article, E-mail: Nishisaki@email. chop.edu

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Emergent tracheal intubation is a life-saving procedure performed for a wide range of indications with well-recognized associated risks in critically ill children and

adults (1–14). However, the landscape of safety and process of care for this procedure in diverse PICUs has not been reported. Single-center data from a large tertiary PICU demonstrated that adverse tracheal intubation associated events (TIAEs) are common, occurring in approximately 20% of tracheal intubation attempts, with 3% of these complications charac-terized as severe (15). A similar incidence of TIAEs has been reported in pediatric patients undergoing tracheal intubation prior to referral to a tertiary PICU (16). Another single-center retrospective study demonstrated tracheal intubation proce-dural complications in over 40% of urgent PICU intubation attempts (9). As demonstrated in these single-center inves-tigations, it is likely that substantial variation exists across PICUs in both the safety and process of tracheal intubation. There are a number of possible factors that may contribute to the variation associated with tracheal intubation across centers, but three potentially major direct driving factors include patient condition, provider competence and practice/planning (15).

To characterize the process and safety of the tracheal intu-bation procedures across a diverse spectrum of PICUs in North America, the Pediatric Acute Lung Injury and Sepsis Investigators (PALISI) Network adopted and modified the National Emergency Airway Registry (NEAR) tools (17–21), creating the NEAR4KIDS, national airway registry for children. This registry was piloted in a large tertiary-care referral center and then implemented across 15 PICUs in North America as a multicenter quality improvement initiative (15). This proj-ect was initiated to better characterize the current landscape of self-reported tracheal intubation process of care and out-comes in the PICUs and identify areas for potential process improvement.

METHODS

SettingsThis study was conducted across 15 academic PICUs in North America. Sites were recruited through the PALISI Network (Appendix 1).

DesignThe NEAR4KIDS was developed by members of the PALISI Network in conjunction with the NEAR investigators. A data collection form was developed and piloted in a tertiary-care pediatric ICU and refined for the NEAR4KIDS investigators. Institutional Review Board (IRB) approval was obtained at each participating site. Fifteen centers volunteered to partici-pate and maintain high compliance with this quality improve-ment initiative.

Following each center’s IRB approval, each site project leader developed a site-specific compliance plan to ensure greater than 95% tracheal intubation encounter capture rate and the highest accuracy of the data. Two compliance officers

reviewed and approved the compliance plan for each site based on the available local resources. Data collection was then initi-ated for each tracheal intubation that occurred in the PICU at each center.

Definitions and Outcome MeasuresUndesired events were a priori defined as TIAEs with two categories: severe TIAEs and nonsevere TIAEs (15, 22). Severe TIAEs include cardiac arrest, esophageal intubation with delayed recognition, emesis with witnessed aspiration, hypotension requiring intervention (fluid and/or pressors), laryngospasm, malignant hyperthermia, pneumothorax/pneu-momediastinum, or direct airway injury.

Nonsevere TIAEs include mainstem bronchial intubation, esophageal intubation with immediate recognition, emesis without aspiration, hypertension requiring therapy, epi-staxis, dental or lip trauma, medication error, arrhythmia, and pain and/or agitation requiring additional medication and causing delay in intubation. Mainstem bronchial intu-bation was considered only when it was confirmed on chest radiograph or recognized after the clinical team secured the tracheal tube.

Three airway-management events Encounter, Course, and Attempt were explicitly defined to describe the event accurately and precisely (15).

Encounter is defined as one episode of completed advanced airway-management intervention, including tracheal intuba-tion. ‘Course’ is defined as one method or approach to secure an airway (e.g., oral, nasal, or by bronchoscope) and one set of medications including premedication and induction. ‘Attempt’ is defined as a single advanced airway maneuver (e.g., begin-ning with the insertion of the device such as laryngoscope/laryngeal mask into patient’s mouth or nose, and ending when the device is removed).

Multiple attempts may be made within an intubation course. More than one course and multiple attempts can be associated with one encounter. For example, an unsuccessful course of nasal intubation involving three attempts, followed by a successful intubation on the second attempt of a course of rapid sequence intubation (oral) could all occur with one encounter.

Successful airway management was defined as placement of an endotracheal tube in the trachea confirmed by primary (e.g., chest rise, auscultation) and secondary (end-tidal carbon dioxide) methods of confirmation or a laryngeal mask airway in an appropriate supraglottic position with adequate seal.

Process of care variances were defined as more than two attempts per course or desaturation to less than 80% during the course where the saturation was equal or greater than 95% after pre-oxygenation and without pre-existing cyanotic heart disease. Note that desaturation less than 80% alone was not counted as a TIAE.

Statistical MethodsStatistical analysis was performed using STATA 10.0 (Stata corp. College station, TX). Summary statistics were described

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with mean and SD for parametric variables and median with interquartile range for nonparametric variables. For categorical variables with dichotomous outcome, the contingency table method was used with chi-square test or Fisher’s exact test, as appropriate. Wilcoxon rank-sum test was used for comparison of nonparametric variables. Logistic regression was performed for a dichotomous outcome to evaluate the association with exposure variables while adjusting for covariates. A p value < 0.05 was considered significant for all hypotheses to avoid being too conservative and missing important exploratory findings (23–25).

RESULTSA total of 1,715 encounters with 1,821 courses were reported during the study period between July 2010 and December 2011. The incidence of the airway management was 1/3.44 days on average, or 1/85.6 bed days. Majority (98%) of the endotra-cheal intubations were primary oral (Fig. 1).

Patient CharacteristicsTable 1 describes the patient characteristics. The median age of the patients was 1 yr, with 45% of patients having a respira-tory diagnosis, and 34% requiring intubation due to respira-tory failure. Eleven percent of the patients had a history of a difficult airway.

Outcomes of Endotracheal IntubationAbout 98% of the courses were successful. The first airway pro-vider was successful in 62% of his/her first attempt but ulti-mately successful in 79% of the courses (Table 2). About 14% of the courses required three or more attempts for successful airway placement.

Tracheal Intubation Associated EventsAmong 1,821 courses, 372 courses were associated with at least one TIAE (average 20.4%, ranging from 0% to 41% of courses per PICU, Table 3). Severe TIAEs were reported in 115 courses

(average 6.3%, 0%–20% of courses per PICU). Esophageal intubation with immediate recognition was the most com-monly reported TIAE (n = 167, 9.2%).

Process VariancesDesaturation less than 80% was reported in 232 initial courses (13.5%). Desaturation was associated with an occurrence of TIAEs (odds ratio: 3.2, 95% confidence interval: 2.3–4.3, p < 0.001) and with an occurrence of severe TIAEs (odds ratio: 2.0: 95% confidence interval: 1.2–3.2, p = 0.004). More than two attempts per course was also associated with an occurrence of TIAEs (odds ratio: 4.8, 95% confidence interval: 3.5–6.4, p < 0.001) and with an occurrence of severe TIAEs (odds ratio: 1.9, 95% confidence interval: 1.1–3.0, p = 0.008).

TAbLE 1. Patient Characteristics (n = 1,715)

Demographics

Age (yr)a Median 1 (interquartile range: 0–7) Mean 4.3 ± 5.8

Weight (kg) Median 10.4 (interquartile range: 5.1–23) Mean 18.2 ± 19.4

Gender (male)b 58.9%

History of difficult airway 10.6%

Diagnostic categoryc

Respiratory (upper) 161 (10.4%)

Respiratory (lower) 511 (33.1%)

Cardiac (surgical) 141 (9.1%)

Cardiac (medical) 82 (5.3%)

Sepsis/shock 151 (9.8%)

Neurological 280 (18.1%)

Trauma 42 (2.7%)

Other 176 (11.4%)

Indication for tracheal intubationd

Oxygenation failure 589 (34.3%)

Ventilation failure 583 (34.0%)

Therapeutic hyperventilation 35 (2.9%)

Neuromuscular weakness 67 (3.9%)

Impaired airway reflex 128 (7.5%)

Elective procedure 271 (15.8%)

Upper airway obstruction 181 (10.6%)

Pulmonary toilet 76 (4.4%)

Unstable hemodynamics 225 (13.1%)aAgewasmissinginsixencounters.bGenderwasmissinginsevenencounters.cDiagnosticcategoryismissingin171encounters.dMorethanoneindicationcouldbeselectedforasingleintubation.

Figure 1. Method of primary tracheal intubation.

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Approach to Establish Stable AirwayFigure 2 describes the approach to establish stable airways. The majority (>90%) of the initial airway management was achieved with the combination of sedation and paralysis (neu-romuscular blockade). A vagolytic (anticholinergic) medica-tion to prevent vagal response during laryngoscopy or tracheal intubation was utilized in approximately one-third of all encounters (46% in infants < 1 yr old, 28% in children from 1 to 17 yr old). Fentanyl, midazolam, and ketamine were most often used as induction medications, whereas etomidate was rarely used (1.5% of all initial courses). Succinylcholine was used in less than 1% of endotracheal intubations. Direct laryn-goscopy was used in more than 95% of the initial courses, and cuffed tracheal tubes were used in 90% of the initial courses.

Provider and Successful Airway ManagementTable 4 displays the discipline and training level of the initial airway-management provider and the successful airway pro-viders. Pediatric residents were engaged as an airway-manage-ment provider in 23% of the initial courses while they were the successful airway providers in 12%.

Non-physician frontline clinicians (nurse practitioners and respiratory therapists) were engaged as primary airway providers in 9% of all initial courses.

Exploratory Analysis to Identify Factors Associated With TIAEsPatient, practice and provider factors were evaluated for their association with TIAEs (Table 5). Patient history of difficult airway, diagnostic category at the time of airway management, unstable hemodynamics as an indication for airway manage-ment, use of vagolytics and pediatric resident (vs. pediatric criti-cal care fellows) as an initial airway provider were associated with occurrence of any TIAEs. Diagnostic category, oxygenation or ventilation failure, and unstable hemodynamics as an indica-tion for airway management are associated with the occurrence of severe TIAEs. Initial airway management by a non-physician frontline clinician was associated with fewer occurrences of any TIAEs. Elective procedure as an indication for airway manage-ment is associated with fewer occurrences of severe TIAEs.

DISCUSSIONThis is the first multicenter report to describe the current TI practice in PICUs in North America. A novel operational definition and self-reporting system were successfully implemented with high compliance across 15 PICUs as a multicenter NEAR4KIDS quality improvement registry. We documented that the primary airway management in pediatric ICUs was usually performed with orotracheal intubation and with administration of both sedatives and paralytics. More than 95% of the initial courses resulted in success, but 20% were associated with TIAEs and approximately 6% were associated with severe TIAEs. Patient, practice, and provider

TAbLE 2. Primary Course Outcomes

Total

Course success 1682 (98.1%)

First attempt success 1066 (62.2%)

First provider success 1361 (79.4%)

Number of attempts Median 1 (interquartile range 1–2)

Course with ≥3 attempts 257 (14.1%)

Analysisincludes1,715firstcourses.

TAbLE 3. Incidence of Tracheal Intubation Associated Events

Severe TIAEs Nonsevere TIAEs

Any severe TIAEs 115 (6.3%) Any nonsevere TIAEs 284 (15.6%)

Cardiac arrest (died) 8 (0.4%) Mainstem bronchial intubation 54 (3.0%)

Cardiac arrest (survived) 24 (1.3%) Esophageal intubation immediate recognition 167 (9.2%)

Esophageal intubation delayed recognition 6 (0.3%) Emesis without aspiration 14 (0.8%)

Emesis with aspiration 15 (0.8%) Hypertension requiring medication 4 (0.2%)

Hypotension requiring intervention 61 (3.4%) Epistaxis 10 (0.6%)

Laryngospasm 4 (0.2%) Dental/lip trauma 31 (1.7%)

Malignant hyperthermia 0 (0%) Medication error 2 (0.1%)

PneumothoraxPneumomediastinum 4 (0.2%) Dysrhythmiaa 28 (1.5%)

Pain/agitation delaying procedure 9 (0.5%)

TIAE=trachealintubationassociatedevents.Analysisincludesatotalof1,821courses.AnyTIAEswerereportedin372courses(20.4%).PleasenotethatsomecourseshadmorethanoneTIAE,orbothsevereandnonsevereTIAEs.aDysrhythmiaincludessymptomaticbradycardia.

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1562

55

0 200 400 600 800 1000 1200 1400 1600 1800

Sedation only55 (3.2%)

Awake/no medication**41 (2.4%)

Paralysis only*2 (0.1%)

Sedation +Paralysis

Nasal55 (3.2%)

Oral1660 (96.8%)

(91.1%)

A

B

C

Figure 2. A, Method for primary courses. *Paralysis only includes the patients who were already receiving sedatives before the airway management course was initiated. **Awake/no medication includes the patients who were receiving resuscitation or those who were already receiving sedatives before the airway management course was initiated. b, Medication for primary courses (n = 1,715). C, Device for the first course and the successful courses. *Indirect laryngoscope includes unguided video laryngoscope such as Glidescope or guided device such as Airtraq. **ETT = endotracheal tube.

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TAbLE 4. Provider for the First Course

Training Level DisciplineFirst Airway

Provider (n = 1,715)Successful Airway

Providera (n = 1681)

Resident

Pediatrics 396 (23.1%) 210 (12.4%)

Anesthesiology 29 (1.7%) 35 (2.1%)

Emergency Medicine 74 (4.3%) 55 (3.3%)

FellowPediatric Critical Care 709 (41.3%) 757 (45.0%)

Anesthesiology 10 (0.6%) 20 (1.2%)

AttendingPediatric Critical Care 214 (12.5%) 339 (20.2%)

Anesthesiology 23 (1.3%) 31 (1.8%)

Ear, nose, and throatb Ear, nose, and throat 21 (1.2%) 23 (1.4%)

Non-physician frontline clinician

Nurse Practitioner 125 (7.3%) 108 (6.4%)

Respiratory Therapist 34 (2.0%) 35 (2.1%)

Otherc 80 (4.7%) 68 (4.1%)aSuccessfulproviderisdefinedasthelastairwayproviderinthefirstcourseendedwithsuccess.bEar,nose,andthroatincludesall-levelproviders(resident/fellow/attending).cOtherincludesthepediatricemergencymedicinefellows,otherpediatricfellows,andnonpediatriccriticalcaremedicineattendings.

factors associated with occurrences of any TIAEs and severe TIAEs were also identified.

The safety profile of tracheal intubation in the PICU is dif-ferent from that in the operating room (OR) or in the emer-gency department (11, 26). For instance, even those encounters with the elective procedure as an indication, the prevalence of TIAEs approaches 6%, whereas pediatric TI in the OR for elec-tive cases seems to be extremely safe. This substantial difference in risk clearly reflects the variation in the patient, practice, and provider factors between the OR and the PICU. The surprising finding of cardiac arrest in more than 1% of all courses in the pediatric ICUs are also a reflection of the severity of illness in this population of patients necessitating TI.

Our findings are consistent with the report from a single-center study using the same operational definitions (15). Nishisaki et al reported the incidence of TIAEs in 19% of all encounters, as well as the incidence of severe TIAEs (3%) from a tertiary-care academic children’s hospital. That single-center study also reported esophageal intubation with immediate recognition as the most common TIAE, occurring in 9% of all courses, and consistent with the currently described multi-center report.

However, the complication rate in this investigation was lower than described by Carroll et al (9). In their single-center retrospective study from a free-standing children’s hospital PICU, the prevalence of complications was 41%. They included 137 urgent and emergent non-OR intubations over 2 yr. Emergent intubations occurred more often during off-hours (5 PM–8 AM). The most common complications were desatura-tion defined as less than 90% (29%), hypotension (16%), and bradycardia (7%). In their multivariate analysis, three or more attempts of intubation, emergency intubation, and off-hour intubation are associated with complications. Interestingly,

those complications were not associated with prolonged ICU stay or duration of mechanical ventilation.

There are several important differences between the study by Carroll and the current investigation. First, we prospectively captured all intubations that occurred in the PICUs during the study period using a clearly documented site-specific compli-ance plan. This procedure minimized any reporting biases and enhanced accuracy of the data. In addition, capturing all TIs, including the 15% that were performed electively, may have lowered the incidence of adverse events in our report. Second, the definition of adverse events was different in the two studies. Importantly, our definition of TIAEs does not include oxygen desaturation as a TIAE. The lower adverse event rate (19%) in the current study may be a reflection of a difference in the defi-nition of adverse events. Interestingly, 14% of courses in our cohort were associated with substantial desaturation (<80%) despite an initial saturation after oxygenation of more than 94%. Using Carroll’s definition (desaturation less than 90%), 20% of the TIs in our series would have been associated with this complication. Third, our current report includes all TIs from 15 PICUs across North America. There was a significant difference in the prevalence of TIAEs (range 0%–41% for TIAEs, 0%–20% for severe TIAEs) across the units in our data as each PICU has different patient, practice, and provider pro-files. Further studies need to evaluate this site-level variability to identify site-specific characteristics associated with fewer TIAEs.

We also identified specific patient, practice, and provider factors associated with the occurrence of TIAEs and severe TIAEs. This information is crucial when we develop a bundled quality improvement intervention to decrease TIAEs. We plan to use these factors as potential targets for interventions. One critical point is that the factors associated with TIAEs are not

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TAbLE 5. Patient, Provider, and Practice Characteristics Associated With TIAEs

Category Characteristics With TIAEs (n = 372) Without TIAEs (n = 1,449) p With Severe TIAEs (n = 115) Without Severe TIAEs (n = 1,706) p

Patienta Age (yr) 1 (IQR: 0–7) 1 (IQR: 0–7) 0.17 1 (IQR: 0–7) 1 (IQR: 0–7) 0.79

Weight (kg) 10.8 (IQR: 5.3–22) 10.0 (IQR: 4.9–22.5) 0.20 10.0 (IQR: 5.9–19.4) 10.4 (IQR: 5.2–22.2) 0.84

Gender (male) 57.9% 58.7% 0.78 52.2% 59.0% 0.16

History of difficult airway 14.8% 11.0% 0.04 16.5% 11.4% 0.10

Diagnostic categoryb

Respiratory (upper)

Respiratory (lower)

Cardiac (surgical)

Cardiac (medical)

Sepsis/shock

Neurological

Trauma

Other

10.3%

34.6%

10.0%

5.6%

12.3%

13.5%

0.6%

13.2%

10.6%

34.0%

8.6%

5.2%

8.8%

19.1%

3.1%

10.5%

0.015

10.9%

34.6%

10.0%

7.3%

15.5%

5.5%

0.0%

16.4%

10.5%

34.1%

8.8%

5.1%

9.1%

18.9%

2.8%

10.7%

0.003

Oxygenation failure 39.3% 34.4% 0.08 51.3% 34.4% <0.001

Ventilation failure 37.9% 33.5% 0.11 47.8% 33.5% 0.002

Therapeutic hyperventilation 3.0% 3.0% 0.99 5.2% 2.8% 0.14

Neuromuscular weakness 4.3% 4.0% 0.80 4.4% 4.0% 0.87

Impaired airway reflex 6.7% 7.7% 0.51 7.0% 7.6% 0.81

Elective procedure 14.3% 15.9% 0.44 6.1% 16.2% 0.004

Upper airway obstruction 10.2% 11.1% 0.62 10.4% 11.0% 0.86

Pulmonary toilet 5.7% 3.9% 0.13 5.2% 4.2% 0.59

Unstable hemodynamics 16.9% 11.9% 0.01 33.0% 11.6% <0.001

Practicec Method

Oral

Nasal

96.5%

3.5%

96.9%

3.1%

0.77

95.5%

4.5%

96.9%

3.1%

0.42

Device

Laryngoscope

Other

96.5%

3.5%

95.8%

4.2%

0.51

96.4%

3.6%

95.9%

4.1%

0.79

Use of vagolytics 42.9% 33.0% 0.001 39.6% 34.7% 0.29

Fentanyl 62.3% 63.4% 0.70 63.1% 63.2% 0.99

Midazolam 58.8% 55.9% 0.34 53.2% 56.7% 0.46

Ketamine 21.6% 23.1% 0.56 27.9% 22.4% 0.18

Propofol 7.5% 12.7% 0.007 6.3% 12.0% 0.07

Etomidate 0.9% 1.7% 0.27 0.0% 1.6% 0.18

Thiopental 0.3% 0.4% 0.70 0.9% 0.4% 0.40

Nondepolarizing paralytics

89.3% 88.4% 0.62 84.7% 88.8% 0.18

Succinylcholine 0.6% 0.8% 0.66 1.8% 0.7% 0.19

(Continued)

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TAbLE 5. Patient, Provider, and Practice Characteristics Associated With TIAEs

Category Characteristics With TIAEs (n = 372) Without TIAEs (n = 1,449) p With Severe TIAEs (n = 115) Without Severe TIAEs (n = 1,706) p

Patienta Age (yr) 1 (IQR: 0–7) 1 (IQR: 0–7) 0.17 1 (IQR: 0–7) 1 (IQR: 0–7) 0.79

Weight (kg) 10.8 (IQR: 5.3–22) 10.0 (IQR: 4.9–22.5) 0.20 10.0 (IQR: 5.9–19.4) 10.4 (IQR: 5.2–22.2) 0.84

Gender (male) 57.9% 58.7% 0.78 52.2% 59.0% 0.16

History of difficult airway 14.8% 11.0% 0.04 16.5% 11.4% 0.10

Diagnostic categoryb

Respiratory (upper)

Respiratory (lower)

Cardiac (surgical)

Cardiac (medical)

Sepsis/shock

Neurological

Trauma

Other

10.3%

34.6%

10.0%

5.6%

12.3%

13.5%

0.6%

13.2%

10.6%

34.0%

8.6%

5.2%

8.8%

19.1%

3.1%

10.5%

0.015

10.9%

34.6%

10.0%

7.3%

15.5%

5.5%

0.0%

16.4%

10.5%

34.1%

8.8%

5.1%

9.1%

18.9%

2.8%

10.7%

0.003

Oxygenation failure 39.3% 34.4% 0.08 51.3% 34.4% <0.001

Ventilation failure 37.9% 33.5% 0.11 47.8% 33.5% 0.002

Therapeutic hyperventilation 3.0% 3.0% 0.99 5.2% 2.8% 0.14

Neuromuscular weakness 4.3% 4.0% 0.80 4.4% 4.0% 0.87

Impaired airway reflex 6.7% 7.7% 0.51 7.0% 7.6% 0.81

Elective procedure 14.3% 15.9% 0.44 6.1% 16.2% 0.004

Upper airway obstruction 10.2% 11.1% 0.62 10.4% 11.0% 0.86

Pulmonary toilet 5.7% 3.9% 0.13 5.2% 4.2% 0.59

Unstable hemodynamics 16.9% 11.9% 0.01 33.0% 11.6% <0.001

Practicec Method

Oral

Nasal

96.5%

3.5%

96.9%

3.1%

0.77

95.5%

4.5%

96.9%

3.1%

0.42

Device

Laryngoscope

Other

96.5%

3.5%

95.8%

4.2%

0.51

96.4%

3.6%

95.9%

4.1%

0.79

Use of vagolytics 42.9% 33.0% 0.001 39.6% 34.7% 0.29

Fentanyl 62.3% 63.4% 0.70 63.1% 63.2% 0.99

Midazolam 58.8% 55.9% 0.34 53.2% 56.7% 0.46

Ketamine 21.6% 23.1% 0.56 27.9% 22.4% 0.18

Propofol 7.5% 12.7% 0.007 6.3% 12.0% 0.07

Etomidate 0.9% 1.7% 0.27 0.0% 1.6% 0.18

Thiopental 0.3% 0.4% 0.70 0.9% 0.4% 0.40

Nondepolarizing paralytics

89.3% 88.4% 0.62 84.7% 88.8% 0.18

Succinylcholine 0.6% 0.8% 0.66 1.8% 0.7% 0.19

(Continued)

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TAbLE 5. (Continued) Patient, Provider, and Practice Characteristics Associated With TIAEs

Category Characteristics With TIAEs (n = 372) Without TIAEs ( = 1,449) p With Severe TIAEs (n = 115) Without Severe TIAEs (n = 1,706) p

Providerd Training level

Resident

Fellow

34.9%

33.7%

20.1%

43.3%

<0.001

25.2%

33.3%

22.9%

41.9%

0.21

Physician extender (NP, RRT) 6.3% 10.0% 0.035 7.2% 9.4% 0.44

TIAE=trachealintubationassociatedevents;NP=nursepractitioners,RRT=respiratorytherapists.aAnalysisincludeseachcourseoftheencounter.bn=1,622(datamissingin199).cAnalysisincludesthefirstcourseofeachencounter.dAnalysisincludestheairwaymanagementbypediatricresidentandpediatriccriticalcarefellows.

independent, resulting in the potential for confounding. For instance, it is a common practice to have practitioners with higher level of training perform the tracheal intubation when the patient is unstable or has a history of difficult airway. This can potentially increase the incidence of TIAEs among experi-enced practitioners. Another example is the use of vagolytics (anticholinergics). A significant association of vagolytic use with an occurrence of TIAEs seems to reflect the current practice to use vagolytics in more unstable patients to prevent bradycardia. Although clinical expertise can be applied to understanding the potential contributing factors, future analyses should address those nonindependent variables with confounding effects.

An important consideration in analysis of these data is the preventability of TIAEs. Some TIAEs such as esophageal intubation or process variance (multiple attempts) are likely associated with technical skills of the primary airway provider. Other TIAEs, such as cardiac arrest (with or without return of spontaneous circulation) are most likely related to unstable patient condition rather than the technical skill of the provid-ers. TIAEs such as these may not be preventable, but in some instances, the occurrence of TIAEs may be reduced by improv-ing the technical skills of the providers, patient interventions and resuscitation prior to airway management (27), or altera-tion of medication selection to minimize the hemodynamic effects of intubation.

Despite the strengths and interesting findings, our study results should be interpreted with caution. The data are self-reported. Although each participating center follows their compliance plan to assure complete capture and an accurate data report, we cannot rule out the possibility of reporting bias. Our report does not contain the mid-term and long-term effect of tracheal intubation associated events on patient outcomes such as duration of mechanical ventilation or ICU stay. We are in the process of collecting those data. Our data set does not contain detailed clinical description of each case with severe TIAEs. Therefore, judging the preventability of those TIAEs is difficult from multicenter perspective. Instead, it should be further discussed as a quality improvement activ-ity at each PICU using their local NEAR4KIDS data.

Additionally, the NEAR4KIDS data do not represent all PICUs in North America. Instead, this investigation reports

the experience in academic PICUs. It is important to note that the majority of PICUs in the United States are small (≤ 8 beds), nonacademic PICUs although there has been a recent trend toward larger ICUs (28).

In summary, tracheal intubation in PICU occurs every 3.4 days and our NEAR4KIDS multicenter registry was feasible to document procedural process of care and safety outcomes associated with these airway interventions. The vast major-ity of the tracheal intubations are successful. Adverse TIAEs occurred frequently, in 20% of all courses, with severe TIAEs being less common. Process of care variances such as desat-uration less than 80% or multiple attempts (three or more attempts) were associated with occurrence of TIAEs. Multiple patient, provider, and practice factors were identified as associ-ated with the occurrence of TIAEs and represent potential tar-gets for quality improvement interventions that are currently under development.

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TAbLE 5. (Continued) Patient, Provider, and Practice Characteristics Associated With TIAEs

Category Characteristics With TIAEs (n = 372) Without TIAEs ( = 1,449) p With Severe TIAEs (n = 115) Without Severe TIAEs (n = 1,706) p

Providerd Training level

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34.9%

33.7%

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<0.001

25.2%

33.3%

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41.9%

0.21

Physician extender (NP, RRT) 6.3% 10.0% 0.035 7.2% 9.4% 0.44

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15.Nishisaki A, Ferry S,ColbornS, et al; National Emergency AirwayRegistry (NEAR); National Emergency Airway Registry for kids(NEAR4KIDS) Investigators:Characterizationof tracheal intubationprocessofcareandsafetyoutcomesinatertiarypediatricintensivecareunit.Pediatr Crit Care Med2012;13:e5–10

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APPENDIx 1. NEAR4KIDS Participating Sites

Site Name Starting Date Ending Date DaysNumber of PICU beds

Arkansas Children’s Hospital 12/3/2010 12/31/2011 393 26

Emory University Hospital 7/1/2010 12/31/2011 548 30

Children’s Hospital of Central California 9/7/2011 12/31/2011 115 34

Dartmouth-Hitchcock Medical Center 10/1/2010 12/31/2011 456 10

Duke Children’s Hospital 7/1/2010 12/31/2011 548 16

Hasbro Children’s Hospital 9/27/2011 12/31/2011 95 16

Maria Fareri Children’s Hospital 12/1/2010 12/31/2011 395 18

Miami Children’s Hospital 4/25/2011 10/05/2011 163 28

Nationwide Children’s Hospital 9/1/2010 12/31/2011 486 35

Penn State Hershey Children’s Hospital 12/13/2010 12/31/2011 383 12

Sainte-Justine University Hospital Center 1/17/2011 9/25/2011 251 30

The Children’s Hospital of Philadelphia 7/1/2010 12/31/2011 548 55

Kosair Children’s Hospital University of Louisville 7/1/2010 12/31/2011 548 26

University of Virginia Children’s Hospital 9/13/2010 12/31/2011 474 14

Yale New Haven Children’s Hospital 8/17/2010 12/31/2011 501 19

Datedisplayedasmonth/day/year.

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NEAR4KIDS LNVESTIgATORS LIST

Ronald Sanders, MD [email protected] Department of Pediatrics, Section of Critical Care, Arkansas Children’s Hospital

Pradip Kamat, MD, MBA

[email protected] Department of Pediatrics, Emory University School of Medicine, Children’s Hospital of Atlanta

Ana Lia Graciano, MD [email protected] Pediatric Critical Care Medicine, Children’s Hospital Central California

Jackie Rubottom, RCP JRubottom@CHILDREN SCENTRALCAL.ORG

Respiratory Care Services, Children’s Hospital Central California

Matthew S. Braga, MD [email protected] Department of Pediatrics, Dartmouth-Hitchcock Medical Center

J. Dean Jarvis, RN, MBA [email protected] Department of Pediatrics, Dartmouth-Hitchcock Medical Center

David A. Turner, MD [email protected] Department of Pediatrics, Division of Pediatric Critical Care, Duke Children’s Hospital

Ira M. Cheifetz, MD, FCCM

[email protected] Department of Pediatrics, Division of Pediatric Critical Care, Duke Children’s Hospital

Kyle J. Rehder, MD [email protected] Department of Pediatrics, Division of Pediatric Critical Care, Duke Children’s Hospital

Craig Tucker, BS, RRT-NPS, AE-C

[email protected] Respiratory Care Department, Rhode Island/Hasbro Children’s Hospital

Keiko Tarquinio, MD [email protected] Critical Care Medicine, Rhode Island/Hasbro Children’s Hospital

Simon Li, MD [email protected] Critical Care Medicine, Maria Fareri Children’s Hospital

Carey Goltzman, MD [email protected] Critical Care Medicine, Maria Fareri Children’s Hospital

Keith Meyer, MD [email protected] Critical Care Medicine, Miami Children’s Hospital NEAR4KIDS Author List

Anthony Lee, MD [email protected]

Critical Care Medicine, Nationwide Children’s Hospital, Ohio State University

Robert Tamburro, MD [email protected] Division of Critical Care Medicine, Penn State Children’s Hospital

Debra Spear, RN [email protected] Division of Critical Care Medicine, Penn State Children’s Hospital

Matthew Basiaga, DO [email protected] Department of Pediatrics, Penn State Children’s Hospital

Guillaume Emeriaud, MD [email protected] Sainte-Justine University Hospital Center, Montreal

Jessica Leffelman [email protected] Center for Simulation, The Children’s Hospital of Philadelphia

Michael Apkon, MD, PhD

[email protected] Department of Anesthesiology and Critical Care Medicine, The Children’s Hospital of Philadelphia

Vinay Nadkarni, MD, MS

[email protected] Department of Anesthesiology and Critical Care Medicine, The Children’s Hospital of Philadelphia

Akira Nishisaki, MD, MSCE

[email protected] Department of Anesthesiology and Critical Care Medicine, The Children’s Hospital of Philadelphia

Janice E. Sullivan, MD [email protected] Department of Pediatrics, Division of Pediatric Critical Care, University of Louisville, Kosair Children’s Hospital

Vicki L. Montgomery, MD

[email protected] Department of Pediatrics, Division of Pediatric Critical Care, University of Louisville, Kosair Children’s Hospital

Laura Lee, MD [email protected] Department of Pediatrics, University of Virginia Children’s Hospital

John S. Giuliano Jr, MD [email protected] Critical Care Medicine, Department of Pediatrics, Yale New Haven Children’s Hospital

Ann E. Thompson, MD [email protected] Critical Care Medicine and Pediatrics, Pittsburgh Children’s Hospital

Katherine Biagas, MD [email protected] Division of Pediatric Critical Care Medicine, New York Presbyterian Hospital

Ron M. Walls, MD [email protected] Department of Emergency Medicine, Brigham and Women’s Hospital

Calvin A. Brown III, MD [email protected] Department of Emergency Medicine, Brigham and Women’s Hospital