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A Perfect Fit for Enterprising Financial Professionals

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Page 1: A Perfect Fit for Enterprising Financial Professionals€¦ · comprehensive Five-Step Educational Program Plan through our broker-dealer that includes an annual National Conference

A Perfect Fit for Enterprising Financial Professionals

Page 2: A Perfect Fit for Enterprising Financial Professionals€¦ · comprehensive Five-Step Educational Program Plan through our broker-dealer that includes an annual National Conference

At Elite Financial Network (EFN), we value the opportunity to independently own and operate our businesswhile servicing our clients with honesty, integrity and professionalism.

But being independent is not about going it alone, either. No matter how many hours you put in every week,there is no way you can do everything yourself. Regardless of what stage you’re at in your career, we offera personalized approach for each of our producers to help us understand the goals and aspirations thatyou’ve articulated for your business, so that we can help you reach them faster. Then, if you like, we’ll helpyou set new ones.

Join Elite Financial Network and Experience:

Competitive Payout & Financial Incentives: We offer among the highest in the industry to eachassociate.

Education & Training: In addition to our own personalized training programs, we offer a comprehensive Five-Step Educational Program Plan through our broker-dealer that includes an annual National Conference and, for qualifiers, the Masters Top Producer Program, regionally-held Reconstruction Workshops, a quarterly on-site training program for your Administrative Professionals, and a yearly meeting focused primarily on practice management and investment advisory initiatives.

Support: Leverage resources from working with a solid broker-dealer and a large and welcoming independent OSJ Office. Regular updates and enhancements to a web-based platform, as well as the introduction of innovative products and services, allow Elite Financial Representatives to increase efficiency and save time to focus on client retention and acquisition.

Network: Elite provides access to attorneys, CPAs, property and casualty insurance services, human resources support, marketing assistance, and a customizable practice management plat-form. A supportive, dedicated team of practice management experts is also available to provide assessment services, business, estate, and succession planning tools, review of standard operating procedures, and a myriad of additional resources to Elite Financial Representatives.

Flexibility: Whether you need to be housed or are simply tired of trying to navigate the financial services industry in a vacuum, we offer a variety of business models and intelligent solutions to meet your needs and help you succeed every step of the way.

At Elite, Being Independent Doesn’t Mean Being Alone

Page 3: A Perfect Fit for Enterprising Financial Professionals€¦ · comprehensive Five-Step Educational Program Plan through our broker-dealer that includes an annual National Conference

Partners in Your Professional Future

At Elite Financial Network, it’s important that our broker-dealer shares the core values that make us who weare. That’s why we’re affiliated with National Planning Corporation® (NPC®; NPC of AmericaSM in Floridaand New York), a broker-dealer dedicated to providing cutting-edge technology, service and support.

NPC provides Elite Financial Representative with innovative tools and resources, including:

Proprietary Technology: Innovative tools like the Electronic Order Entry (EOE) application, eSignature technology, and Advisor Solutions investment advisory platform have helped NPC become an industry leader in technology.

Website “Command Center”: NPC’s website provides access to a suite of comprehensive web-based resources including easy-to-use product research tools; business processing procedures;customizable Representative Portal and Commissions Center; and training opportunities on the firm’s proprietary applications, technology tools, and third-party vendors.

Secure Transactions: Elite Financial Representatives can count on prompt and accurate execution and clearing of all brokerage transactions through Pershing LLC++, one of the industry’s largest and most respected clearing firms.

Product Research and Diversity: Elite Financial Representatives have access to a wide-range of investment products, tools and resources from many of the most well-positioned and well-capitalized companies the financial services industry has to offer.

Investment Advisory Program: Investment Adviser Representatives affiliated with NPC have access to a managed investment program providing highly customizable portfolio model building and management functionality, as well as sophisticated reporting technology.

Founded in 1998, NPC is a Santa-Monica based full-service, independent broker-dealer. NPC is part ofNational Planning Holdings (NPH), the nation’s eighth-largest independent broker-dealer network.

* Securities licensed associates of Elite Financial Group, Inc. are Registered Representatives offering securities and investment advisory services through NATIONAL PLANNING CORP. (NPC), NPC of America in FL & NY, Member FINRA/SIPC. Registered Representatives of NPC may transact securities business in a particular state only if first registered, excluded or exempted from Broker-Dealer, agent or Investment Advisor representative requirements. In addition, follow-up conversations or meetings with individuals in a particular state that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made absent compliance with state Broker-Dealer, agent or Investment Advisor representative registration requirements, or an applicable exemption or exclusion.

Page 4: A Perfect Fit for Enterprising Financial Professionals€¦ · comprehensive Five-Step Educational Program Plan through our broker-dealer that includes an annual National Conference

Dan CairoPresident & CEOElite Financial Network, Inc.

For Dan Cairo, helping people attain their personal andprofessional financial goals is his passion. As Presidentand founder of The Elite Financial Network, Inc. (EFN),Dan utilizes a comprehensive approach to financialconsulting in that a complete plan involves understand-ing all aspects of clients’ lives. Dan strives to helpclients make well-informed decisions about theirfinances in an effort to avoid major financial setbacks,simplify their financial lives, and achieve confidence intheir investments.

With over 23 years of experience in the financial serv-ices industry, Dan is an experienced adviser in the areaof financial consulting and wealth management. As theRegistered Principal for EFN, Dan has assembled a

select team of financial services professionals tasked with providing comprehensive planning that examinestaxes, cash flow, insurance, estate planning, retirement planning, and investments.

“We not only assist our individual and corporate clients, but serve as an information center in assisting ourstatewide network of investment consultants in helping them help their clients reach their financial goals,”he said.

Dan lives in Huntington Beach, California with his wife Cindy and their children, Austin, Adam, and Karina.

For more information on the Elite Financial Network or to schedule a confidential conversation, please con-tact us at (714) 750-3090 ext. 144 or via email at [email protected]. The Elite FinancialNetwork is also available online at www.elitefinancialnetwork.com.

REV 09/09

Meet The President – Elite Financial Network, Inc.

* Elite Financial Group, Inc. and NPC (Member FINRA/SIPC) are separate and unrelated companies.