a phase i pharmacologic study of ercc2 mutations correlate with necitumumab (imc … · 1140 |...
TRANSCRIPT
1140 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
RESEARCH ARTICLE
A Phase I Pharmacologic Study of Necitumumab (IMC-11F8), a Fully Human IgG1 Monoclonal AntibodyAndreas G. Bader1, David Brown1, and Matthew Winkler1,2
ABSTRACT The Mammary Prevention 3 (MAP.3) placebo-controlled randomized trial in 4,560
high-risk postmenopausal women showed a 65% reduction in invasive breast can-
cer with the use of exemestane at 35 months of median follow-up. Few differences in adverse events
were observed between the arms, suggesting a promising risk:benefi t balance with exemestane for
use in chemoprevention. Yet, the MAP.3 design and implementation raise concerns about limited data
maturity and not prospectively including key bone-related and other toxicities as study endpoints.
Exemestane for prevention is juxtaposed against selective estrogen receptor modulators and the other
aromatase inhibitors. Additional issues for prevention, including the infl uence of obesity, alternative
dosing, and biomarker use in phase III trials, are addressed.
SIGNIFICANCE: The recently completed MAP.3 trial of exemestane for breast cancer prevention offers
a potential new standard for pharmaceutical risk reduction in high-risk postmenopausal women. In
addition to describing key fi ndings from the publication of MAP.3 and related trials, our review under-
takes a detailed analysis of the strengths and weaknesses of MAP.3 as well as the implications for
future prevention research. Cancer Discov; 2(X); XXX–XXX. ©2012 AACR.
ABSTRACT Cisplatin-based chemotherapy is the standard of care for patients with muscle-inva-
sive urothelial carcinoma. Pathologic downstaging to pT0/pTis after neoadjuvant
cisplatin-based chemotherapy is associated with improved survival, although molecular determinants
of cisplatin response are incompletely understood. We performed whole-exome sequencing on pre-
treatment tumor and germline DNA from 50 patients with muscle-invasive urothelial carcinoma who
received neoadjuvant cisplatin-based chemotherapy followed by cystectomy (25 pT0/pTis “respond-
ers,” 25 pT2+ “nonresponders”) to identify somatic mutations that occurred preferentially in respond-
ers. ERCC2 , a nucleotide excision repair gene, was the only signifi cantly mutated gene enriched in the
cisplatin responders compared with nonresponders ( q < 0.01). Expression of representative ERCC2
mutants in an ERCC2 -defi cient cell line failed to rescue cisplatin and UV sensitivity compared with
wild-type ERCC2. The lack of normal ERCC2 function may contribute to cisplatin sensitivity in urothe-
lial cancer, and somatic ERCC2 mutation status may inform cisplatin-containing regimen usage in
muscle-invasive urothelial carcinoma.
SIGNIFICANCE: Somatic ERCC2 mutations correlate with complete response to cisplatin-based chemo-
sensitivity in muscle-invasive urothelial carcinoma, and clinically identifi ed mutations lead to cisplatin
sensitivity in vitro . Nucleotide excision repair pathway defects may drive exceptional response to
conventional chemotherapy. Cancer Discov; 4(10); 1140–53. ©2014 AACR.
See related commentary by Turchi et al., p. 1118.
RESEARCH ARTICLE
Somatic ERCC2 Mutations Correlate with Cisplatin Sensitivity in Muscle-Invasive Urothelial Carcinoma Eliezer M. Van Allen 1,2 , Kent W. Mouw 3,4 , Philip Kim 5 , Gopa Iyer 6,7 , Nikhil Wagle 1,2 , Hikmat Al-Ahmadie 6,8 , Cong Zhu 2 , Irina Ostrovnaya 9 , Gregory V. Kryukov 2 , Kevin W. O’Connor 3 , John Sfakianos 5 , Ilana Garcia-Grossman 7 , Jaegil Kim 2 , Elizabeth A. Guancial 10 , Richard Bambury 7 , Samira Bahl 2 , Namrata Gupta 2 , Deborah Farlow 2 , Angela Qu 1 , Sabina Signoretti 11 , Justine A. Barletta 11 , Victor Reuter 6,8 , Jesse Boehm 2 , Michael Lawrence 2 , Gad Getz 2,12 , Philip Kantoff 1 , Bernard H. Bochner 5,6 , Toni K. Choueiri 1 , Dean F. Bajorin 6,7 , David B. Solit 6,7,13 , Stacey Gabriel 1 , Alan D’Andrea 3,4 , Levi A. Garraway 1,2 ,and Jonathan E. Rosenberg 6,7
1 Department of Medical Oncology, Dana-Farber Cancer Institute, Har-vard Medical School, Boston, Massachusetts. 2 Broad Institute of MIT and Harvard, Cambridge, Massachusetts. 3 Department of Radiation Oncology, Dana-Farber Cancer Institute, Harvard Medical School, Boston, Massa-chusetts. 4 Harvard Radiation Oncology Program, Boston, Massachusetts. 5 Urology Service, Department of Surgery, Memorial Sloan Kettering Can-cer Center, New York, New York. 6 Weill Cornell Medical College, Cornell University, New York, New York. 7 Genitourinary Oncology Service, Depart-ment of Medicine, Memorial Sloan Kettering Cancer Center, New York, New York. 8 Department of Pathology, Memorial Sloan Kettering Cancer Center, New York, New York. 9 Department of Epidemiology and Biostatistics, Memorial Sloan Kettering Cancer Center, New York, New York. 10 Division of Hematology/Oncology, Department of Medicine, University of Roches-ter Medical Center School of Medicine and Dentistry, Rochester, New York. 11 Department of Pathology, Brigham and Women’s Hospital, Harvard Medical School, Boston, Massachusetts. 12 Massachusetts General Hospi-tal Cancer Center and Department of Pathology, Boston, Massachusetts.
13 Human Oncology and Pathogenesis Program, Memorial Sloan Kettering Cancer Center, New York, New York.
Note: Supplementary data for this article are available at Cancer Discovery Online (http://cancerdiscovery.aacrjournals.org/).
E.M. Van Allen and K.W. Mouw contributed equally to this article.
L.A. Garraway and J.E. Rosenberg contributed equally to this article.
Corresponding Authors: Jonathan E. Rosenberg, Genitourinary Oncology Service, Memorial Sloan Kettering Cancer Center, 1275 York Avenue, New York, NY 10065. Phone: 646-422-4461; Fax: 646-227-2417; E-mail: [email protected] ; and Levi A. Garraway, Department of Medical Oncology, Dana-Farber Cancer Institute, 450 Brookline Avenue, D1542, Boston, MA 02115. Phone: 617-632-6689; Fax: 617-582-7880; E-mail: [email protected]
doi: 10.1158/2159-8290.CD-14-0623
©2014 American Association for Cancer Research.
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1141
INTRODUCTION
Platinum-based chemotherapy has been the standard of
care for patients with muscle-invasive and metastatic urothe-
lial carcinoma for more than 20 years ( 1–3 ), and neoadjuvant
cisplatin-based chemotherapy leads to a 14% to 25% relative
risk reduction for death from muscle-invasive urothelial car-
cinoma (cT2-T4aN0M0; refs. 3–5 ). Pathologic downstaging
to complete response (pT0) or carcinoma in situ (pTis) at
cystectomy occurs in 26% to 38% of patients treated with
neoadjuvant chemotherapy compared with 12.3% to 15%
for patients undergoing cystectomy alone ( 3, 4 , 6 ), and the
5-year survival for pT0/pTis patients is 85% after neoadju-
vant chemotherapy ( 3 ) compared with 43% for patients with
persistent muscle-invasive disease (≥pT2; ref. 7 ). Therefore,
the benefi t of neoadjuvant chemotherapy seems to be most
dramatic in patients who are found to have pathologic com-
plete responses at the time of surgical resection. However, the
inability to predict which patients will derive clinical benefi t
has limited the use of this toxic approach in the urologic
community ( 8–10 ).
Cisplatin causes accumulation of DNA cross-links, which
interfere with DNA replication and gene transcription, and
eventually promotes cell death. Repair of cisplatin-induced
DNA damage occurs primarily through DNA repair pathways
such as nucleotide excision repair (NER; ref. 11 ) and homolo-
gous recombination (which includes BRCA1 and BRCA2 ;
ref. 12 ). The NER pathway involves multiple genes, includ-
ing ERCC1–5 , CDK7 , DDB1–2 , XPA , and XPC ( 13 ). Germline
alterations in NER genes result in multiple recessive inherited
disorders, including xeroderma pigmentosum (XP; ref. 13 ).
Because of a defi ciency in NER, patients with XP have sig-
nifi cantly increased risk of developing skin cancers and other
malignancies ( 14 ).
Germline or expression-based changes in several NER
genes have been suggested to modulate clinical response to
cisplatin-based chemotherapy ( 15, 16 ). However, prospec-
tive studies have not confi rmed these observations ( 17, 18 ).
ERCC2 (an NER helicase) loss-of-function correlates with cis-
platin sensitivity in preclinical models ( 19 ), whereas ERCC2
overexpression leads to cisplatin resistance ( 20 ). These data
suggest that tumors with loss of NER function may exhibit
increased cisplatin sensitivity, and recent data have identi-
fi ed somatic ERCC2 mutations in 7% to 12% of urothelial
carcinomas ( 21, 22 ). We hypothesized that somatic muta-
tions in the NER pathway may correlate with response
to cisplatin-based neoadjuvant chemotherapy in patients
with urothelial carcinoma. To test this, and more gener-
ally to defi ne genomic correlates of chemotherapy response,
we performed whole-exome sequencing (WES) of urothelial
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1142 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
carcinoma tumors from patients with extreme responses to
neoadjuvant cisplatin-based combination chemotherapy.
RESULTS Somatic Genetic Alterations in Muscle-Invasive Urothelial Carcinoma
We sequenced pretreatment tumor and germline DNA
from 50 patients treated with neoadjuvant cisplatin-based
chemotherapy for muscle-invasive urothelial carcinoma; 25
“responders” had no residual invasive disease (pT0/pTis)
on pathologic examination following cystectomy, and 25
“nonresponders” had residual muscle-invasive (≥pT2) disease
( Fig. 1A ; Methods). Although multiple chemotherapeutic reg-
imens were used, the only common agent among all patients
was cisplatin ( Table 1 and Supplementary Table S1). No sig-
nifi cant differences in clinical characteristics were identifi ed
between responders and nonresponders at baseline ( P > 0.05;
Mann–Whitney test).
The mean target coverage from WES was 121× for tumors
and 130× for paired germline samples (Supplementary
Table S1). The median mutation rate was 9.7 mutations per
megabase (mutations/Mb) for responders and 4.4 mutations/
Mb for nonresponders ( P = 0.0003; Mann–Whitney test; Fig. 1B ;
Supplementary Fig. S1A and S1B; Supplementary Table S1),
raising the possibility of reduced DNA repair fi delity among
cisplatin responders. All observed somatic mutations and short
insertion/deletions are reported in Supplementary Table S2.
A statistical assessment ( 23 ) of the base mutations and
short insertion/deletions across both responders and
Figure 1. Study design, mutation rates, and aggregate signifi cant somatic mutations. A, patients with muscle-invasive urothelial carcinoma cancer were split into cases and controls based on their pathologic response to cisplatin-based neoadjuvant chemotherapy. TURBT, transurethral resection of bladder tumor. Nine cases could not complete sequencing due to technical reasons (failed sequencing or elevated contamination). B, data are arranged so that each column represents a tumor and each row represents a gene. The center panel is divided into responders (left and black) and nonresponders (right and yellow). The mutation rates of responders are elevated compared with nonresponders (top). The alteration landscape (center) of the aggregate cohort ( n = 50 patients) demonstrates a set of statistically signifi cant genes that are altered in urothelial carcinoma ( TP53 , RB1 , KDM6A , and A RID1A ). The negative log of the q values for the signifi cance level of mutated genes is shown (for all genes with q < 0.1) on the right. ERCC2 mutation status is also shown below the other genes, although ERCC2 was not signifi cantly mutated across the combined cohort. Additional data about allelic fraction ranges for each case (bottom), mutation rates (top), and mutational frequency (left) are also summarized.
Syn.
Nonsyn.
30
# M
uta
tions/
Mb
2520151050
56% TP53
RB1
KDM6A
ARID1A
ERCC2 0
0204060
Alle
licfr
act
ion (
%)
80100
1 2–log10(q-value)
3 4
24%
24%
26%
18%
30 20 10# Cases
with mutations
MS
KC
C–0296
MS
KC
C–0500
MS
KC
C–0100
MS
KC
C–0389
MS
KC
C–0411
MS
KC
C–0741
DF
CI–
32
MS
KC
C–0677
DF
CI–
35
MS
KC
C–0343
DF
CI–
04
MS
KC
C–0446
MS
KC
C–0425
DF
Cl–
05
MS
KC
C–0464
DF
CI–
26
MS
KC
C–0821
MS
KC
C–0231
DF
CI–
07
MS
KC
C–0620
MS
KC
C–0547
DF
CI–
29
DF
CI–
37
DF
CI–
06
MS
KC
C–0445
DF
CI–
33
MS
KC
C–0255
DF
Cl–
34
DF
Cl–
21
DF
Cl–
31
DF
Cl–
38
MS
KC
C–0745
MS
KC
C–0101
MS
KC
C–0007
MS
KC
C–0567
MS
KC
C–0651
MS
KC
C–0730
MS
KC
C–0373
MS
KC
C–0301
MS
KC
C–0754
MS
KC
C–0439
MS
KC
C–0279
MS
KC
C–0760
MS
KC
C–0820
MS
KC
C–0331
MS
KC
C–0243
MS
KC
C–0234
MS
KC
C–0450
DF
CI–
43
DF
CI–
09
0
Responder Nonresponder
Missense Frame shiftIn-frame indelOther nonsyn.
Splice siteNonsense
A
B
TURBT:Muscle-invasiveurothelialcarcinoma
Whole-exomeSequencing
(n = 59)
Technicalfailure (n = 9)
Nominategenomic correlates
ResponderspT0/pTis(n = 25)
Nonresponders≥pT2
(n = 25)
Surgery and pathologicevaluation
Neoadjuvantcisplatin-basedchemotherapy
GermlineDNA
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1143
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
Table 1. Patient characteristics
Total ( N = 50) Responders ( n = 25) Nonresponders ( n = 25)
Age at TUR, y 62.5 ± 8.9 61 ± 10.1 64 ± 7.3 P > 0.05
Female sex, n (%) 13 (26) 6 (24) 7 (28)
Ethnicity, n (%)
�Hispanic/Latino 1 (2) 0 (0) 1 (4)
� Non-Hispanic/
non-Latino
48 (96) 24 (96) 24 (96)
�Unknown 1 (2) 1 (4) 0 (0)
Race, n (%)
�Caucasian 49 (98) 25 (100) 24 (96)
�African American 1 (2) 0 (0) 1 (4)
Smoking status, n (%)
�Never 13 (26) 8 (32) 5 (20)
�Former 26 (52) 13 (52) 13 (52)
�Current 11 (22) 4 (16) 7 (28)
Clinical staging, n (%)
�T2 37 (74) 19 (76) 18 (72)
�T3 10 (20) 5 (20) 5 (20)
�T4 3 (6) 1 (4) 2 (8)
�N0 40 (80) 18 (72) 22 (88)
�Node positive 10 (20) 7 (28) 3 (12)
TUR histology, n (%)
�TCC 32 (64) 19 (76) 13 (52)
�Mixed TCC 18 (36) 6 (24) 12 (48)
Neoadjuvant chemotherapy regimen, n (%)
�GC 31 (62) 14 (56) 17 (68)
�ddMVAC 16 (32) 9 (36) 7 (28)
�GC-sunitinib 2 (4) 2 (8) 0 (0)
�ddGC 1 (2) 0 (0) 1 (4)
Median interval
from chemotherapy
to cystectomy
(days ± SD)
47 ± 29.9 46 ± 26.0 47 ± 33.8 P > 0.05
Median length of
follow-up (days ±
SD) a
351 ± 363.2 372.5 ± 416.2 329.5 ± 287.1 P > 0.05
Patients with
recurrence, n (%)
13 (26) 2 (8) 11 (44)
NOTE: Clinical characteristics of the total patient cohort, as well as data stratifi ed by responder or nonresponder status. Plus–minus values are medians ± SD. Abbreviations: ddGC, dose-dense gemcitabine and cisplatin; ddMVAC, dose-dense methotrexate, vinblastine, doxorubicin, and cisplatin; GC, gemcitabine and cisplatin; TUR, transuretheral resection. a For only patients alive at the time of this study. P < 0.05 is considered signifi cant (Mann–Whitney test).
nonresponders nominated four signifi cantly altered genes
previously implicated in urothelial carcinoma ( 21, 22 , 24 ):
TP53 , RB1 , KDM6A , and ARID1A ( Fig. 1B and Supplemen-
tary Tables S3 and S4). In addition, nine nonsynonymous
somatic mutations were observed in ERCC2 ( Fig. 1B ; Sup-
plementary Fig. S2; Supplementary Table S2). Although
ERCC2 did not reach cohort-wide statistical signifi cance, its
known role in DNA repair and report of being recurrently
mutated in bladder cancer ( 21, 22 ) raised the possibility that
ERCC2 mutations might associate with cisplatin response.
Somatic ERCC2 Mutations in Cisplatin-Based Chemotherapy Responders
We performed an enrichment analysis to identify genes that
were selectively mutated in the responders compared with
nonresponders (Supplementary Methods). Among 3,277 genes
with at least one possibly damaging somatic alteration (Sup-
plementary Methods), ERCC2 was the only gene signifi cantly
enriched in the responder cohort ( Fig. 2A and Supplementary
Tables S5 and S6). Indeed, all ERCC2 nonsynonymous somatic
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1144 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
mutations occurred in the cisplatin-sensitive tumors ( P < 0.001;
Fisher exact test). ERCC2 remained signifi cantly enriched in
responders following false discovery analysis performed on
genes in which the mutation frequency afforded adequate
power ( q = 0.007; Benjamini–Hochberg; Fig. 2B ). Moreover, the
enrichment for ERCC2 mutations in the responder group was
signifi cant when adjusted for differences in the overall muta-
tion rate between responders and nonresponders ( P = 0.04;
binomial test). Toward this end, the median background muta-
tion rate for ERCC2 -mutant tumors (15.5 mutations/Mb) was
signifi cantly elevated compared with ERCC2 wild-type (WT)
tumors (5.1 mutations/Mb; P = 0.01; Mann–Whitney test; Sup-
plementary Fig. S1B), consistent with a possible DNA-repair
defect and prior reports ( 22 ). The somatic ERCC2 mutation frequency in the responder
cohort was also compared with two unselected bladder
Figure 2. Three tests examining selective enrichment of ERCC2 mutations in cisplatin-responder tumors. A, plot of MutSigCV gene-level signifi cance [−log 10 (MutSigCV P value)] and responder enrichment signifi cance [−log 10 (Fisher exact test P value)]. The size of the point is proportional to the number of responder patients who harbor alterations in the gene. Genes with a responder enrichment P value of <0.01 are shown in red; others are in gray, and the dashed line denotes a P value of 0.01. Only ERCC2 reaches statistical signifi cance in the responder cohort ( P < 0.001; Fisher exact test). B, among genes with suffi cient number of alterations for cohort comparisons ( n = 9), only ERCC2 somatic mutations occur exclusively in the cisplatin responders, which is signifi cant when accounting for the elevated mutation rate in responders compared with nonresponders ( * , P < 0.05). Compared with the unselected TCGA and Guo et al. urothelial carcinoma cohorts, C shows that ERCC2 somatic mutations are signifi cantly enriched in the responder cohort ( * , P < 0.01).
A
B C
ERCC2
Responder
Alterations
Max.
Min.
RB1TP53
KDM6A
ARID1A
Responder
sig
nific
ance
[–lo
g10
(P
-valu
e)]
MutSigCV significance
[–log10
(P-value)]
Responders (pT0/Tis)
ERCC2
NF1
PIK3CA
ERBB4
RB1
FAT4
ARID1A
KDM6A
TP53
*
*
RespondersUnselected
Nonresponders (pT2+)
Number of patients
Patients
with s
om
atic E
RC
C2
muta
tions (
%)
pT0/Tis
(n = 25)
TCGA
(n = 130)
Guo et al.
(n = 99)Number of patients
01
23
4
0 5 10 15
10 5 0 0 5 10
15
01
02
03
04
0
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1145
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
cancer populations: 130 cases from The Cancer Genome Atlas
(TCGA; ref. 21 ) and 99 cases from a Chinese patient cohort
(ref. 22 ; Fig. 2C ). When compared with these unselected popu-
lations, ERCC2 mutations were signifi cantly enriched in the
cisplatin responder cohort (36% of cases; P < 0.001; binomial
test; Fig. 2C ). ERCC2 mutation status does not seem to be
prognostic, as it had no impact on overall survival in the TCGA
cohort ( P = 0.77; log-rank; Supplementary Fig. S3). To deter-
mine the relative abundance of somatic ERCC2 mutations in
other tumor types, TCGA data from 19 tumor types ( n = 4,429)
were queried ( 25 ). Somatic ERCC2 mutations were observed at
low frequencies (<4%) in 11 other tumor types ( Fig. 3A and B ).
All identifi ed somatic ERCC2 mutations occurred at highly
conserved amino acid positions within or immediately adja-
cent to the helicase domains ( Fig. 3A and C and Supple-
mentary Fig. S4). Similarly, germline ERCC2 mutations in
Figure 3. ERCC2 mutation mapping and distribution across tumor types. A, a stick plot of ERCC2 showing the locations of somatic mutations in the responders compared with ERCC2 mutations observed in two separate unselected bladder cancer exome cohorts. The ERCC2 mutations cluster within or near conserved helicase motifs. B, the somatic ERCC2 mutation frequency in multiple tumor types from TCGA. SCC, squamous cell carcinoma. C, structure of an archaebacterial ERCC2 (PDB code, 3CRV) with mutations identifi ed in the responder cohort mapped to their equivalent position. These locations are shown in the context of canonical germline ERCC2 mutations responsible for XP, XP/Cockayne syndrome (CS), and trichothiodystrophy (TTD).
TCGA patients with alterations in ERCC2 (%)0
Bladder
Gastric
Prostate
Colorectal
Lung
adenocarcinoma
Cutaneous
melanoma
Head and neck
SCC
Low-grade
glioma
Cervical
Ovarian
Renal
Breast
2 4 6 8 10 12 14
E606 V242
N238
P463
Y24
Responders XP
TTDXP/CS
D609
G665
B C
Conserved
helicase motif Missense (responders)
Missense (Guo et al.)
Missense (TCGA)
D609G
D609EY24C
N238S
1 I
Y72C S209C R286W
S246Y
N238S
E86QM42V
Y14C
S44L
P463S
T484A/M
G607A H659Y G675S Q758E
IA II III IV V V 760
V242F P463L E606G G665A
A
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1146 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
patients with XP (complementation group D) and XP with
combined Cockayne syndrome (XP/CS), two disorders char-
acterized by NER function, clustered within helicase domains
( Fig. 3C ). Conversely, mutations causing trichothiodystro-
phy, a disease resulting from the alteration of ERCC2’s role in
transcription, were distributed throughout the protein ( 26 ).
ERCC2 Mutations Confer Increased Cisplatin Sensitivity In Vitro
These observations raised the possibility that the identi-
fi ed mutations disrupt ERCC2 function and interfere with
NER. To test this hypothesis, the fi rst fi ve of the identifi ed
ERCC2 mutants were stably expressed in an immortalized
ERCC2 -defi cient cell line derived from an XP patient, and
the cisplatin sensitivity profi le of each cell line was measured
(Supplementary Methods; Fig. 4A ). Expression of WT ERCC2
rescued cisplatin sensitivity of the ERCC2 -defi cient cell line,
whereas none of the ERCC2 mutants rescued cisplatin sensi-
tivity ( Fig. 4B ). The IC 50 for the ERCC2 -WT–complemented
cell line was signifi cantly higher than that for the ERCC2-
defi cient parent cell line ( P < 0.0001; ANOVA), whereas the
IC 50 for each ERCC2 -mutant–complemented cell line was not
signifi cantly different from the parent ERCC2 -defi cient par-
ent cell line ( Fig. 4C ). Similarly, the IC 50 for the ERCC2-WT
Figure 4. ERCC2 mutants fail to rescue cisplatin sensitivity of ERCC2 -defi cient cells. A, immunoblot of ERCC2 expression in cell lines created by transfection of the ERCC2-defi cient parent cell line (GM08207; Coriell Institute), with pLX304 (Addgene) encoding GFP (negative control), WT ERCC2, or a mutant ERCC2. The negative control ERCC2 -defi cient cell line (lane 1) expresses endogenous levels of inactive ERCC2 from the parent cell genome, whereas WT (lane 2) and mutant (lanes 3–7) ERCC2 cell lines show increased levels of ERCC2 expressed from the transfected gene. β-Actin is shown as a loading control. B, cisplatin sensitivity profi les of cell lines expressing WT or mutant ERCC2. Expression of WT ERCC2 in an ERCC2 -defi cient background rescues cisplatin sensitivity, whereas expression of the ERCC2 mutants fails to rescue cisplatin sensitivity. An IC 50 was calculated from the survival data for each cell line, and these values are shown in C. The difference in IC 50 between the parent ( ERCC2 -defi cient) cell line and the cell line expressing WT ERCC2 was statistically signifi cant, as was the difference between the WT ERCC2 cell line and each of the mutant ERCC2 cell lines ( P < 0.0001; ANOVA). The difference between the ERCC2 -defi cient cell line and each of the mutant cell lines was not statistically signifi cant.
A
B
C
1 2 3 4 5 6 7 1. ERCC2 –/– mock
ERCC2 –/– mock
ERCC2 –/– WT
ERCC2 –/– V242F
ERCC2 –/– P463L
ERCC2 –/– E606G
ERCC2 –/– D609G
ERCC2 –/– G665A
2. ERCC2 –/– WT
3. ERCC2 –/– V242F
4. ERCC2 –/– P463L
5. ERCC2 –/– E606G
6. ERCC2 –/– D609G
7. ERCC2 –/– G665A
1
0.1
0.01
0 1 2 3 4Cisplatin concentration (μmol/L)
P = NS
800
600
400
IC50
(n
mo
l/L
cis
pla
tin
)
200
0
ERCC2–/
– moc
k
ERCC2–/
– WT
ERCC2–/
– V242F
ERCC2–/
– P463L
ERCC2–/
– E606G
ERCC2–/
– D60
9G
ERCC2–/
– G66
5A
P < 0.0001
Re
lative
ce
ll via
bili
ty
ERCC2
β-Actin
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1147
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
cell line was signifi cantly higher than that for the ERCC2 -
defi cient and mutant cell lines ( P < 0.0001; ANOVA).
The NER pathway repairs DNA lesions other than cis-
platin adducts, so we also tested the effect of the identifi ed
ERCC2 mutations on NER-mediated repair of UV-induced
DNA damage. WT and mutant ERCC2 –complemented cell
lines were exposed to increasing doses of UV irradiation, and
clonogenic survival was measured ( Fig. 5A–C ). Whereas the
ERCC2 -WT–complemented cell line rescued UV sensitivity,
the UV sensitivities of the ERCC2 -mutant–complemented cell
lines were not signifi cantly different from that of the ERCC2 -
defi cient parent cell line. Taken together, these experiments
Figure 5. ERCC2 mutants fail to rescue UV sensitivity of ERCC2 -defi cient cells. A, a representative colony formation assay for the ERCC2 -defi cient cell line (top) as well as the ERCC2 -defi cient line transfected with WT ERCC2 (middle), or one of the ERCC2 mutants (D609G, bottom) following increased doses of UV irradiation. B, clonogenic survival data for negative control, WT ERCC2, and mutant ERCC2. WT ERCC2 rescues UV sensitivity of the ERCC2 -defi cient cell line, whereas the mutant ERCC2s fail to rescue UV sensitivity. C, UV IC 50 values for cell lines. The difference between the ERCC2 -defi cient cell line and the WT ERCC2 cell line was signifi cant ( P < 0.0001; ANOVA), whereas the difference between the ERCC2 -defi cient cell line and each of the ERCC2 -mutant cell lines was not statistically signifi cant (NS).
A
B
C
UV dose (J/m2)
ERCC2–/– mock
0 2 4 6 8
ERCC2–/– WT
ERCC2–/– D609G
1
0.1
0.01
0.001
0
ERCC2–/
– moc
k
ERCC2–/
– WT
ERCC2–/
– V24
2F
ERCC2–/
– P46
3L
ERCC2–/
– E60
6G
ERCC2–/
– D60
9G
ERCC2–/
– G66
5A
2
4
6
P < 0.0001
P = NS
0 2 4 6 8
Surv
ival ra
tio
UV dose (J/m2)
ERCC2–/– mock
ERCC2–/– WT
ERCC2–/– V242F
ERCC2–/– P463L
ERCC2–/– E606G
ERCC2–/– D609G
ERCC2–/– G665A
IC5
0 (
J/m
2)
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1148 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
suggest that the observed ERCC2 mutations result in loss of
normal NER capacity.
Because the overall mutation rate was higher in ERCC2 -
mutated tumors, we hypothesized that ERCC2 mutations
may be broadly contributing to genomic instability. Thus,
we measured rates of chromosomal aberrations in WT and
mutant ERCC2 –complemented cell lines before and after cis-
platin treatment. In the absence of cisplatin, background
rates of chromosomal aberrations were slightly lower in the
ERCC2 -WT–complemented cell line than in the ERCC2 - defi cient
or ERCC2 -mutant–complemented cell lines, but this differ-
ence was not statistically signifi cant ( Fig. 6A–D ). However,
following cisplatin exposure, signifi cantly fewer chromosomal
aberrations were observed in the ERCC2 -WT–complemented
cell line than in the ERCC2 -defi cient parent cell line ( P = 0.03;
ANOVA), whereas expression of the ERCC2 mutants resulted
in no rescue of chromosomal stability ( P > 0.5; Fig. 6D ). These
data suggest that the responder-associated ERCC2 mutations
may contribute to overall genomic instability in these tumors.
Other DNA Repair Gene Alterations Finally, we sought to determine whether other DNA repair
genes might undergo recurrent mutations in cisplatin-
sensitive tumors. No significantly recurrent mutations
were observed in other NER or homologous repair genes
in responders compared with nonresponders. However, in
two responder tumors that did not have ERCC2 mutations,
somatic nonsense (truncating) mutations were detected in
the homologous recombination DNA repair genes BRCA1
and BRCA2 (Supplementary Table S2). There were no non-
synonymous BRCA1 or BRCA2 mutations in the nonrespond-
ers (Supplementary Table S2). These results are consistent
with the known sensitivity of BRCA1/2 -mutant tumors (e.g.,
BRCA1/2 -mutant breast or ovarian cancers) to platinum-
containing regimens ( 27 ). Whereas somatic ERCC2 muta-
tions were the only DNA repair gene mutations enriched in
the responders, singleton missense mutations of uncertain
signifi cance were observed in DNA damage response genes
in both responders and nonresponders, and are of unknown
functional relevance.
DISCUSSION In bladder cancer, the clinical benefi t of neoadjuvant chem-
otherapy is most apparent when pathologic downstaging
to pT0 or pTis is achieved at surgical resection following
Figure 6. ERCC2 mutants fail to rescue genomic instability following cisplatin exposure. Representative mitotic spreads from an ERCC2 -defi cient cell line (A), and the same ERCC2 -defi cient cell line transfected with WT ERCC2 (B), or one of the ERCC2 mutants (V242F; C) following cisplatin exposure. D, chromosomal aberration data from ERCC2 -defi cient, WT ERCC2, and mutant ERCC2 cell lines. Rates of chromosomal aberrations following cisplatin exposure were signifi cantly lower in the WT ERCC2 cell line than in the ERCC2 -defi cient line or the cell lines expressing mutant ERCC2 ( P = 0.03; ANOVA).
ERCC2 –/– mock
P = NS
P = 0.03
ERCC2 –/– mock
ERCC2 –/– WT
ERCC2 –/– V242F
ERCC2 –/– P463L
ERCC2 –/– E606G
ERCC2 –/– D609G
ERCC2 –/– G665A
3
2
Aberr
ations p
er
cell
1
0
Untreated + Cisplatin
ERCC2 –/– WTA
D
B ERCC2 –/– V242FC
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1149
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
cisplatin-based chemotherapy. However, the lack of a predic-
tive biomarker for clinical benefi t from neoadjuvant cispla-
tin-based chemotherapy has limited the use of this approach
in the clinical community due to toxicity concerns. Using
an extreme phenotype analysis, we have identifi ed an asso-
ciation between somatic ERCC2 mutations and pathologic
complete response to neoadjuvant cisplatin-based chemo-
therapy in muscle-invasive urothelial carcinoma. Although
ERCC2 mutations occur in approximately 12% of unselected
cases, 36% of cisplatin-based chemotherapy responders in our
cohort harbored somatic ERCC2 nonsynonymous mutations.
Moreover, all ERCC2 -mutant tumors responded to neoadju-
vant chemotherapy.
The NER pathway is a highly conserved DNA repair system
that identifi es and repairs bulky DNA adducts arising from
genotoxic agents such as cisplatin. The NER helicase ERCC2
unwinds duplex DNA near the damage site through the coor-
dinated action of two conserved helicase domains. All ERCC2
mutations identifi ed in this study occurred at conserved
positions within or adjacent to these helicase domains, and
the identifi ed mutants all failed to complement cisplatin or
UV sensitivity of an ERCC2 -defi cient cell line. Together, these
data suggest that the mutations result in loss of normal
ERCC2 function, leading to increased tumor cell sensitivity
to DNA-damaging agents such as cisplatin.
Interestingly, in seven (78%) of the ERCC2 -mutant cases,
the ERCC2 mutation allelic fraction was <0.5 (Supplemen-
tary Table S2), suggesting that WT ERCC2 remains present
at one allele. Therefore, the cisplatin sensitivity phenotype
may result from a haploinsuffi cient or dominant-negative
effect of a heterozygous ERCC2 mutation, rather than as
a result of biallelic inactivating mutations (as in the tradi-
tional “two-hit” tumor suppressor model). The driving force
for heterozygous mutation of ERCC2 is unknown; however,
the prevalence of ERCC2 mutations in this study and other
cohorts (such as the TCGA) suggests that loss of nor-
mal ERCC2 function may provide a selective advantage for
tumors. Partial loss of DNA repair fi delity could aid tumor
growth by decreasing repair-associated delays in cell-cycle
progression. In addition, decreased NER capacity may result
in higher rates of error-prone repair or large-scale genomic
changes that further drive tumor growth.
Despite providing a potential growth advantage, muta-
tion of one ERCC2 allele may render tumor cells susceptible
to a DNA-damaging agent such as cisplatin if inadequate
levels of WT ERCC2 are present to support NER (i.e., haplo-
insuffi ciency). Alternatively, the mutated version of ERCC2
may bind, but not effi ciently repair, damaged DNA, thereby
preventing repair by an alternative DNA-repair pathway
and leading to a dominant-negative phenotype, as has been
described for mutants of the yeast ERCC2 homolog Rad3
( 28 ). Further studies are necessary to explore the effects of
ERCC2 loss on tumor growth, and the mechanism by which
the identifi ed ERCC2 mutations confer changes in tumor
NER capacity.
One possible explanation for the fi ndings observed in this
study is that somatic ERCC2 mutation is associated with
good prognosis or smaller tumors . However, this is not sup-
ported by the survival data from the TCGA bladder cancer
cohort, which excluded patients who received neoadjuvant
chemotherapy. No difference in overall survival was observed
on the basis of somatic ERCC2 mutation status (Supplemen-
tary Fig. S3). In the extreme response cohort reported here,
patients were generally noted to have obvious disease left
behind after initial transurethral resection based on opera-
tive reports and imaging, making the fi ndings unlikely to be
related to complete transurethral resection.
Although these data should not yet be used to justify
avoiding cisplatin-based treatment in ERCC2 WT patients,
our fi ndings raise the possibility that somatic ERCC2 muta-
tion status may provide a genetic means to select patients
most likely to benefi t from cisplatin-based chemotherapy,
while directing other patients toward alternative therapeu-
tic approaches. Of note, our study focused specifi cally on
somatic mutations that are exclusively in the tumor, and
not germline single-nucleotide polymorphisms in ERCC2 or
other genes. Thus, this approach is distinct from genome-
wide association studies that have examined germline ERCC1
or ERCC2 polymorphisms and their mixed impact on cispla-
tin sensitivity ( 29 ). Broadly, these fi ndings will require inde-
pendent clinical validation in prospective trials to establish
the clinical predictive power of somatic ERCC2 mutation
status for cisplatin response.
It is possible that some nonresponding urothelial tumors
will harbor somatic ERCC2 mutations in larger cohorts; if
observed, examination of the post–chemotherapy-resistant
tumor would be critical to understanding whether tumor
heterogeneity played a role in resistance. The patients ana-
lyzed in this extreme phenotype analysis were treated with
combination cisplatin-based chemotherapy regimens con-
taining non-cisplatin agents; however, cisplatin was the only
agent common to all regimens. Because half of patients with
bladder cancer are not candidates for cisplatin-based chemo-
therapy due to preexisting comorbidities, less toxic carbo-
platin-based neoadjuvant therapies may warrant study for
non–cisplatin-eligible patients with ERCC2 -mutant tumors.
To date, exceptional response genomic studies have
informed genomic mechanisms of response to targeted
therapies, such as response to everolimus in multiple dis-
ease contexts ( 30, 31 ). However, published studies have been
limited to individual case reports due to the rarity of such
events with targeted therapies. This study represents a new
approach for studying extraordinary responses to commonly
used cytotoxic chemotherapies using a case–control design,
which may be applied to other therapeutic settings in which a
signifi cant minority of patients achieve exceptional response
(e.g., neoadjuvant chemotherapies in other clinical settings).
Toward that end, a majority of responder cases in our cohort
had no recurrent genomic determinant of cisplatin response.
It is possible that alterations in DNA repair genes not readily
detectable with WES (e.g., epigenetic, expression-based) may
mediate cisplatin sensitivity in these cases.
In conclusion, this work provides new insights into the
relationship between somatic genetic alterations and clini-
cal response to cisplatin-based chemotherapy in urothelial
carcinoma. If further validated, these results may inform
therapeutic decision-making, novel therapeutic development,
and clinical trial designs for urothelial carcinoma and possi-
bly other ERCC2 -mutated tumors. Finally, these results show
that somatic genomic alterations may reveal the mechanistic
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1150 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
underpinnings of antitumor response to conventional cyto-
toxic chemotherapy.
METHODS Patients and Samples
Patients with muscle-invasive or locally advanced urothelial car-
cinoma, extreme responses to chemotherapy (defi ned as no residual
invasive carcinoma at cystectomy or presence of persistent muscle-
invasive or extravesical disease at cystectomy), and available pre-
chemotherapy tumor tissue who were enrolled on Institutional
Review Board (IRB)–approved tissue acquisition and DNA-sequencing
protocols were identifi ed (Dana-Farber protocols 02-021 and 11-334;
Memorial Sloan Kettering Cancer Center protocols 89-076 and
09-025). All patients provided written informed consent for genomic
testing used for this study. Specimens were evaluated by genitouri-
nary pathologists (J.A. Barletta/S. Signoretti—DFCI cohort, and
H. Al-Ahmadie—MSKCC cohort) to identify tumor-bearing areas for
DNA extraction. The minimum percentage of neoplastic cellularity
for regions of tumor tissue was 60%. Study specimens of frozen or
formalin-fi xed, paraffi n-embedded (FFPE) tissue sections were identi-
fi ed at the Dana-Farber Cancer Institute (DFCI) and Memorial Sloan
Kettering Cancer Center (MSKCC). Germline DNA was extracted
from either peripheral blood mononuclear cells or histologically nor-
mal nonurothelial tissue. Information about the source of germline
DNA is available in Supplementary Table S1.
WES and Statistical Analysis DNA extraction and exome sequencing Slides were cut from FFPE
or frozen tissue blocks and examined by a board-certifi ed patholo-
gist to select high-density cancer foci and ensure high purity of
cancer DNA. Biopsy cores were taken from the corresponding tis-
sue block for DNA extraction. DNA was extracted using Qiagen’s
QIAamp DNA FFPE Tissue Kit Quantitation Reagent (Invitrogen).
DNA was stored at −20°C. Whole exome–capture libraries were
constructed from 100 ng of DNA from tumor and normal tissue
after sample shearing, end repair, and phosphorylation and ligation
to barcoded sequencing adaptors. Ligated DNA was size-selected
for lengths between 200 and 350 bp and subjected to exonic hybrid
capture using SureSelect v2 Exome bait (Agilent Technologies). The
sample was multiplexed and sequenced using Illumina HiSeq tech-
nology for a mean target exome coverage of 121× for the tumors
and 130× for germline samples. Four cases did not complete the
exome-sequencing process due to sequencing process failure. All
BAM fi les generated for this study will be deposited in the database
of Genotypes and Phenotypes (dbGaP; phs000771.v1.p1) .
Sequence data processing Exome sequence data processing and
analysis were performed using pipelines at the Broad Institute. A
BAM fi le aligned to the hg19 human genome build was produced
using Illumina sequencing reads for the tumor and normal sample
and the Picard pipeline. BAM fi les were uploaded into the Firehose
infrastructure ( 32 ), which managed intermediate analysis fi les exe-
cuted by analysis pipelines. All BAM fi les will be uploaded to dbGaP
(phs000771.v1.p1).
Sequencing quality control Sequencing data were incorporated
into quality-control modules in Firehose to compare the tumor and
normal genotypes and ensure concordance between samples. Cross-
contamination between samples from other individuals sequenced in
the same fl ow cell was monitored with the ContEst algorithm ( 33 ).
Samples with >4% contamination were excluded ( n = 4).
Alteration identifi cation and annotation The MuTect algorithm
( 34 ) was applied to identify somatic single-nucleotide variants in
targeted exons. Indelocator was applied to identify small inser-
tions or deletions ( 35 ). Gene-level coverage was determined with the
Depth OfCoverage in the Genome Analysis Tool Kit ( 36 ). Alterations
were annotated using Oncotator ( 37 ). Power calculations for cover-
age were determined using the MuTect coverage fi le, which requires a
minimum of 14× coverage in the tumor. Samples with median allelic
fractions less than 0.05 and insuffi cient DNA for orthogonal valida-
tion with Fluidigm Access Array were excluded ( n = 1).
Alteration signifi cance MutSigCV ( 23 ) was applied to the aggregate
cohort of 50 cases to determine statistically altered genes in the cohort.
Alterations from all nominated signifi cant genes from MutSigCV were
manually reviewed in the Integrated Genomics Viewer (IGV; refs. 38,
39 ). Alterations that were invalid based on IGV review (as a result of
misalignment artifacts viewable in IGV) were subsequently excluded
from the fi nal results, which resulted in the exclusion of TGFBR1 and
DEPDC4 from the fi nal result (Supplementary Table S3).
Selective gene enrichment analysis All somatic mutations and
short insertion/deletions were aggregated for the cohort and split
between responders and nonresponders. Alterations with cover-
age at the tumor site of ≥30× and an allelic fraction of ≥0.1 were
considered for further analyses. Missense, nonsense, and splice-site
mutations, along with short insertion/deletions, were then assigned
a damaging score (range, 0–1) following previously reported methods
( 40 ). Missense mutations were scored using the Polyphen2 score ( 41 )
for the amino acid substitution. Missense mutations without avail-
able Polyphen2 scores (due to mapping errors or dinucleotide status)
were listed as “unavailable” in Supplementary Table S5 and excluded.
Nonsense mutations, splice-site mutations, and short insertion/
deletions were assigned a damaging score of 1. Damaging scores are
listed in Supplementary Table S5. Alterations with a damaging score
of ≥0.5 were then tabulated for occurrence in responders and nonre-
sponders. An altered gene would be counted only once per patient.
The Fisher exact test was performed to compare between cohorts to
derive a P value for each gene. Because a minimum of six alterations
were required to observe a P value of ≤0.01, only genes with ≥6 altera-
tions in the cohort (thereby representing >10% of the cohort and of
highest potential clinical signifi cance) were considered for multiple
hypothesis testing. These results are summarized in Supplemen-
tary Table S6 and Fig. 2A . The ERCC2 mutation frequency in the
responders was compared with the unselected TCGA (21) and Guo
and colleagues ( 22 ) cohorts with a binomial test. Results from this
analysis are made available in Fig. 2C . Comparison of ERCC2 muta-
tion distribution between responders and nonresponders adjusted
for elevated mutation rate in the responders was performed with
the binomial test conditional on observing nine mutations and
using the estimated ratio of mutation rates between responders and
nonresponders as the expected frequency of ERCC2 mutations in
responders under the null hypothesis [e.g., for ERCC2 , binomial test
( x = 9; n = 9; P = Mutation_Rate Responders /Mutation_Rate Nonresponders ;
alternative = “greater”)].
All statistical calculations were performed using the R statistical
package.
Mutation Validation Orthogonal validation of selected mutations and short insertion/
deletions (those presented in this article, including ERCC2 ) was
performed using the Fluidigm Access Array. Of 50 cases, 35 had suf-
fi cient DNA to generate suffi cient read depth for analysis. A total
of 85 candidate targets were submitted to Fluidigm for single-plex
PCR primer assay design. This resulted in the design of 65 assays
covering all 85 targets. Assay amplicons ranged from 163 to 199 bp
in size, with an average of 183 bp. All available samples were run on
the Access Array system (Fluidigm) using three 48.48 Access Array
IFC chips following the manufacturer’s recommendations using the
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1151
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
“4-Primer Amplicon Tagging protocol” for Access Array (Fluidigm;
P/N 100-3770, Rev. C1), with the exception that Access Array IFC
chips were loaded and harvested using a Bravo Automated Liquid
Handling Platform (Agilent Technologies), following the manufac-
turer’s recommendations. Resulting amplicons containing sample-
specifi c barcodes and Illumina adapter sequencers were pooled and
sequenced on a MiSeq sequencer (Illumina) with two runs of 150
base paired-end reads (V2 sequencing chemistry), using custom
Fluidigm sequencing primers following the manufacturer’s recom-
mendations (Fluidigm). All sites were manually reviewed in IGV to
determine the presence or absence of nonreference reads. Details
about validation results for ERCC2 and additional variants are given
in Supplementary Table S2. Variants in which there was inadequate
sample for validation or insuffi cient sequencing reads in the valida-
tion data to interpret manually in IGV were listed as “unavailable.”
Cloning and Cell Lines A site-directed PCR mutagenesis/BP (attB-attP) recombination
method ( 42 ) was used to generate WT and mutant ERCC2 open
reading frames (ORF). For each mutant, PCR products were gener-
ated such that fragments overlap at the region of the desired muta-
tion. The fragments were then introduced into the pDONR vector
through the BP reaction. The BP reaction mixture was transformed
into Escherichia coli and recombined to generate a pENTR vector. The
pENTR vector was then used to perform the LR (attL-attR) reaction to
create an expression plasmid.
The expression plasmids harboring WT ERCC2, GFP (negative
control), or mutant ERCC2 constructs were expanded in E. coli
TOP10 cells (Invitrogen) and purifi ed using an anion exchange kit
(Qiagen). Lentiviruses were propagated in 293T cells by cotransfec-
tion of the expression plasmid with plasmids encoding viral packag-
ing and envelope proteins. Unless otherwise noted, all human cell
lines were cultured in DMEM (Invitrogen) supplemented with 10%
FBS (Sigma) and 1% L -glutamine and grown at 37°C and 5% CO 2 .
The 293T cell supernatants containing virus were collected after 48
hours, fi ltered twice (0.45-μm syringe fi lter; Millipore), then added
directly to growing cultures of an SV40-transformed pseudodiploid
ERCC2 -defi cient fi broblast cell line derived from an XP patient of
genetic complementation group D (GM08207; Coriell Institute).
The cell line is a compound heterozygote harboring ERCC2 R683W and
ERCC2 -DEL 36_61 mutations. Polybrene (Sigma) was added to a
fi nal concentration of 8 μg/mL to increase the effi ciency of infection.
Stable integrates were selected by incubation for 5 days in media
containing 10 μg/mL blastocidin. Physical and biologic containment
procedures for recombinant DNA followed institutional protocols
in accordance with the NIH guidelines for research involving recom-
binant DNA molecules. The cell line was obtained in March 2013
from Corriell Cell Repositories (Camden, NJ) and authenticated by
microsatellite genotyping.
Cisplatin Sensitivity Assays Cells were transferred to 96-well plates at a density of 500 cells
per well. Six hours later, cisplatin (Sigma) was serially diluted in
media and added to the wells. After 96 hours, CellTiterGlo reagent
(Promega) was added to the wells, and the plates were scanned using
a luminescence microplate reader (BioTek). Survival at each cisplatin
concentration was plotted as a percentage of the survival in cisplatin-
free media. Each data point on the graph represents the average of
three independent measurements, and the error bars represent the
standard deviation. IC 50 concentrations were calculated using a four-
parameter sigmoidal model, and plots were generated using Prism
(GraphPad). A one-way ANOVA test was used to compare the IC 50
of the negative control cell line with the IC 50 of the WT and mutant
ERCC2 cell lines, and to compare the IC 50 of the WT line with the IC 50
of the negative control and mutant cell lines.
UV Clonogenic Survival Assays Cells were seeded in 6-well plates (Nunc) at a density of 1,500 cells
per well. The following day, the cells were washed once with PBS and
then exposed to increasing UV doses using a UV-B irradiator (Strata-
gene). Medium was replaced, and the cells were allowed to grow for
9 days. On day 10, cells were fi xed using a 1:5 acetic acid:methanol
solution for 20 minutes at room temperature. Cells were then stained
for 45 minutes using 1% crystal violet in methanol solution. Plates
were rinsed vigorously with water, allowed to dry, and colonies were
then manually counted. The number of colonies present at each
UV dose was plotted as a ratio of the number of colonies present
in mock-irradiated wells. Each data point represents the average of
three independent measurements, and the error bars represent the
standard deviation.
Chromosomal Breakage Analysis Approximately 1 × 10 6 cells were seeded per 10-cm dish. After
24 hours, 400 nmol/L of cisplatin was added, and cells were allowed
to grow for an additional 48 hours. Cells were exposed to colcemid
for 2 hours, harvested using 0.075 mol/L KCl, and fi xed in 3:1
methanol:acetic acid. Slides were stained with Wright’s stain, and
25 to 50 metaphases were analyzed for chromosomal aberrations
(chromosome or chromatid breaks, rings, translocations, deletions,
fragments/double minute chromosomes, tri- or quadraradials, di- or
tricentrics, and premature chromatid separation).
Immunoblots Frozen cell pellets were thawed and resuspended in RIPA buffer
[50 mmol/L TRIS (pH 7.3), 150 mmol/L NaCl, 1 mmol/L EDTA, 1%
Triton X-100, 0.5% Na-deoxycholate, and 0.1% SDS] supplemented
with complete protease inhibitor (Roche), NaVO 4 , and NaF. The cell
suspensions were centrifuged, and total protein concentration of the
supernatant was determined by colorimetry (Bio-Rad). Samples were
boiled with loading buffer (Bio-Rad) and electrophoresed in a 3% to
8% gradient TRIS-acetate gel (Life Technologies). Resolved proteins
were transferred to a polyvinylidene difl uoride (PVDF) membrane
(Millipore) at 90 V for 2 hours at 4°C. The membrane was blocked
for 1 hour in blocking solution (5% milk in TRIS-buffered saline-T)
and incubated with primary antibody in blocking solution at 4°C
overnight (mouse ERCC2, Abcam; rabbit β-actin, Cell Signaling
Technology). The following day, the membrane was rinsed and incu-
bated for 1 hour with peroxidase-conjugated secondary antibody in
blocking solution (anti-mouse and anti-rabbit; Cell Signaling Tech-
nology) and rinsed. Enhanced chemiluminescent substrate solution
(PerkinElmer) was added and signal was detected by fi lm exposure
(GE Healthcare).
Disclosure of Potential Confl icts of Interest E.M. Van Allen has ownership interest in a patent (pending). N.
Wagle has ownership interest in and is a consultant/advisory board
member for Foundation Medicine. D.F. Bajorin is a consultant/advi-
sory board member for Bristol-Myers Squibb. L.A. Garraway reports
receiving a commercial research grant from Novartis, has ownership
interest in Foundation Medicine, and is a consultant/advisory board
member for Novartis, Foundation Medicine, and Boehringer Ingel-
heim. J.E. Rosenberg has ownership interest in a patent (pending).
No potential confl icts of interest were disclosed by the other authors.
Authors’ Contributions Conception and design: E.M. Van Allen, K.W. Mouw, P. Kim,
G. Iyer, N. Wagle, R. Bambury, D. Farlow, P. Kantoff, T.K. Choueiri,
L.A. Garraway, J.E. Rosenberg
Development of methodology: E.M. Van Allen, G. Iyer, M. Lawrence,
B.H. Bochner, A. D’Andrea, J.E. Rosenberg
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
1152 | CANCER DISCOVERY�OCTOBER 2014 www.aacrjournals.org
Van Allen et al.RESEARCH ARTICLE
Acquisition of data (provided animals, acquired and managed
patients, provided facilities, etc.): E.M. Van Allen, K.W. Mouw,
P. Kim, G. Iyer, N. Wagle, H. Al-Ahmadie, C. Zhu, K.W. O’Connor,
J. Sfakianos, I. Garcia-Grossman, S. Bahl, N. Gupta, D. Farlow,
A. Qu, J.A. Barletta,J. Boehm, B.H. Bochner, T.K. Choueiri, D.B. Solit,
S. Gabriel, L.A. Garraway, J.E. Rosenberg
Analysis and interpretation of data (e.g., statistical analysis,
biostatistics, computational analysis): E.M. Van Allen, K.W. Mouw,
P. Kim, G. Iyer, H. Al-Ahmadie, I. Ostrovnaya, G.V. Kryukov, J. Kim,
R. Bambury, S. Bahl, N. Gupta, S. Signoretti, M. Lawrence, G. Getz,
T.K. Choueiri, D.F. Bajorin, A. D’Andrea, L.A. Garraway, J.E. Rosenberg
Writing, review, and/or revision of the manuscript: E.M. Van Allen,
K.W. Mouw, P. Kim, G. Iyer, H. Al-Ahmadie, C. Zhu, I. Ostrovnaya,
I. Garcia-Grossman, E.A. Guancial, R. Bambury, D. Farlow, A. Qu,
V. Reuter, P. Kantoff, B.H. Bochner, T.K. Choueiri, D.F. Bajorin,
D.B. Solit, L.A. Garraway, J.E. Rosenberg
Administrative, technical, or material support (i.e., reporting or
organizing data, constructing databases): E.M. Van Allen, P. Kim,
J. Sfakianos, I. Garcia-Grossman, R. Bambury, S. Bahl, D. Farlow,
A. Qu, T.K. Choueiri, J.E. Rosenberg
Study supervision: E.M. Van Allen, N. Gupta, D. Farlow, T.K. Choueiri,
A. D’Andrea, J.E. Rosenberg
Other (project management): N. Gupta
Acknowledgments The authors thank the patients for contributing tissue for research.
In addition, the authors thank Dr. Kenna Shaw, Dr. Jean C. Zenklusen,
and The Cancer Genome Atlas for allowing pertinent ERCC2 results
to be incorporated into their analyses. The authors also thank
Dr. Joaquim Bellmunt for thoughtful feedback and clinical review of
cases, the Broad Genomics Platform for sequencing and validation
activities, and Lisa Moreau for help with chromosomal studies.
Grant Support This study was supported by the Dana-Farber Leadership Council (to
E.M. Van Allen), the American Cancer Society (to E.M. Van Allen), the
Conquer Cancer Foundation (to E.M. Van Allen and K.W. Mouw), the
NIH/National Human Genome Research Institute (U54HG003067, to
L.A. Garraway and S. Gabriel), Cycle for Survival (to G. Iyer, I. Ostrov-
naya, and B.H. Bochner), the Geoffrey Beene Cancer Research Center
(to J.E. Rosenberg, D.B. Solit, H. Al-Ahmadie, and I. Ostrovnaya),
and the Starr Cancer Consortium (to J.E. Rosenberg, E.M. Van Allen,
G. Iyer, L.A. Garraway, I. Ostrovnaya, and H. Al-Ahmadie).
The costs of publication of this article were defrayed in part by
the payment of page charges. This article must therefore be hereby
marked advertisement in accordance with 18 U.S.C. Section 1734
solely to indicate this fact.
Received June 13, 2014; revised July 24, 2014; accepted July 28,
2014; published OnlineFirst August 5, 2014.
REFERENCES 1. von der Maase H , Sengelov L , Roberts JT , Ricci S , Dogliotti L , Oliver
T , et al. Long-term survival results of a randomized trial comparing
gemcitabine plus cisplatin, with methotrexate, vinblastine, doxo-
rubicin, plus cisplatin in patients with bladder cancer . J Clin Oncol
2005 ; 23 : 4602 – 8 .
2. Freiha F , Reese J , Torti FM . A randomized trial of radical cystec-
tomy versus radical cystectomy plus cisplatin, vinblastine and meth-
otrexate chemotherapy for muscle invasive bladder cancer . J Urol
1996 ; 155 : 495 – 9 .
3. Grossman HB , Natale RB , Tangen CM , Speights VO , Vogelzang
NJ , Trump DL , et al. Neoadjuvant chemotherapy plus cystectomy
compared with cystectomy alone for locally advanced bladder cancer .
N Engl J Med 2003 ; 349 : 859 – 66 .
4. Neoadjuvant cisplatin, methotrexate, and vinblastine chemotherapy
for muscle-invasive bladder cancer: a randomised controlled trial.
International collaboration of trialists . Lancet 1999 ; 354 : 533 – 40 .
5. Neoadjuvant chemotherapy in invasive bladder cancer: update of
a systematic review and meta-analysis of individual patient data
advanced bladder cancer (ABC) meta-analysis collaboration . Eur Urol
2005 ; 48 : 202 – 5 .
6. Dash A , Pettus JAI , Bochner BH , Dalbagni G , Donat SM , Herr HW ,
et al. Effi cacy of neo-adjuvant gemcitabine plus cisplatin (GC) in
muscle-invasive urothelial cancer (UC) . J Clin Oncol (Meeting
Abstracts) 2007 ; 25 (18_suppl) : 5077 .
7. Sonpavde G , Goldman BH , Speights VO , Lerner SP , Wood DP , Vogel-
zang NJ , et al. Quality of pathologic response and surgery correlate
with survival for patients with completely resected bladder cancer
after neoadjuvant chemotherapy . Cancer 2009 ; 115 : 4104 – 9 .
8. David KA , Milowsky MI , Ritchey J , Carroll PR , Nanus DM . Low incidence
of perioperative chemotherapy for stage III bladder cancer 1998 to 2003:
a report from the National Cancer Data Base . J Urol 2007 ; 178 : 451 – 4 .
9. Porter MP , Kerrigan MC , Donato BMK , Ramsey SD . Patterns of use
of systemic chemotherapy for Medicare benefi ciaries with urothelial
bladder cancer . Urol Oncol 2011 ; 29 : 252 – 8 .
10. Thompson RH , Boorjian SA , Kim SP , Cheville JC , Thapa P , Tarrel R ,
et al. Eligibility for neoadjuvant/adjuvant cisplatin-based chemother-
apy among radical cystectomy patients . BJU Int 2014 ; 113 : E17 – 21 .
11. Compe E , Egly JM . TFIIH: when transcription met DNA repair . Nat
Rev Mol Cell Biol 2012 ; 13 : 343 – 54 .
12. Orioli D , Compe E , Nardo T , Mura M , Giraudon C , Botta E , et al.
XPD mutations in trichothiodystrophy hamper collagen VI expres-
sion and reveal a role of TFIIH in transcription derepression . Hum
Mol Genet 2013 ; 22 : 1061 – 73 .
13. Hanawalt PC , Spivak G . Transcription-coupled DNA repair: two dec-
ades of progress and surprises . Nat Rev Mol Cell Biol 2008 ; 9 : 958 – 70 .
14. Hoeijmakers JH . DNA damage, aging, and cancer . N Engl J Med
2009 ; 361 : 1475 – 85 .
15. Walsh CS , Ogawa S , Karahashi H , Scoles DR , Pavelka JC , Tran H , et al.
ERCC5 is a novel biomarker of ovarian cancer prognosis . J Clin Oncol
2008 ; 26 : 2952 – 8 .
16. Caronia D , Patino-Garcia A , Milne RL , Zalacain-Diez M , Pita G ,
Alonso MR , et al. Common variations in ERCC2 are associated with
response to cisplatin chemotherapy and clinical outcome in osteosa-
rcoma patients . Pharmacogenomics J 2009 ; 9 : 347 – 53 .
17. Provencio M , Camps C , Cobo M , De las Penas R , Massuti B , Blanco
R , et al. Prospective assessment of XRCC3, XPD and Aurora kinase
A single-nucleotide polymorphisms in advanced lung cancer . Cancer
Chemother Pharmacol 2012 ; 70 : 883 – 90 .
18. Friboulet L , Olaussen KA , Pignon JP , Shepherd FA , Tsao MS , Graziano
S , et al. ERCC1 isoform expression and DNA repair in non-small-cell
lung cancer . N Engl J Med 2013 ; 368 : 1101 – 10 .
19. Furuta T , Ueda T , Aune G , Sarasin A , Kraemer KH , Pommier Y .
Transcription-coupled nucleotide excision repair as a determinant
of cisplatin sensitivity of human cells . Cancer Res 2002 ; 62 : 4899 – 902 .
20. Aloyz R , Xu ZY , Bello V , Bergeron J , Han FY , Yan Y , et al. Regulation
of cisplatin resistance and homologous recombinational repair by the
TFIIH subunit XPD . Cancer Res 2002 ; 62 : 5457 – 62 .
21. The Cancer Genome Atlas Network . Comprehensive molecular charac-
terization of urothelial bladder carcinoma . Nature 2014 ; 507 : 315 – 22 .
22. Guo G , Sun X , Chen C , Wu S , Huang P , Li Z , et al. Whole-genome and
whole-exome sequencing of bladder cancer identifi es frequent altera-
tions in genes involved in sister chromatid cohesion and segregation .
Nat Genet 2013 ; 45 : 1459 – 63 .
23. Lawrence MS , Stojanov P , Polak P , Kryukov GV , Cibulskis K ,
Sivachenko A , et al. Mutational heterogeneity in cancer and the
search for new cancer-associated genes . Nature 2013 ; 499 : 214 – 8 .
24. Iyer G , Al-Ahmadie H , Schultz N , Hanrahan AJ , Ostrovnaya I , Balar
AV , et al. Prevalence and co-occurrence of actionable genomic altera-
tions in high-grade bladder cancer . J Clin Oncol 2013 ; 31 : 3133 – 40 .
25. Lawrence MS , Stojanov P , Mermel CH , Robinson JT , Garraway LA ,
Golub TR , et al. Discovery and saturation analysis of cancer genes
across 21 tumour types . Nature 2014 ; 505 : 495 – 501 .
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
OCTOBER 2014�CANCER DISCOVERY | 1153
ERCC2 and Cisplatin Sensitivity in Urothelial Carcinoma RESEARCH ARTICLE
26. Cleaver JE , Thompson LH , Richardson AS , States JC . A summary of muta-
tions in the UV-sensitive disorders: xeroderma pigmentosum, Cockayne
syndrome, and trichothiodystrophy . Hum Mutat 1999 ; 14 : 9 – 22 .
27. Byrski T , Gronwald J , Huzarski T , Grzybowska E , Budryk M ,
Stawicka M , et al. Pathologic complete response rates in young
women with BRCA1-positive breast cancers after neoadjuvant chemo-
therapy . J Clin Oncol 2010 ; 28 : 375 – 9 .
28. Naumovski L , Friedberg EC . Analysis of the essential and excision
repair functions of the RAD3 gene of Saccharomyces cerevisiae by
mutagenesis . Mol Cell Biol 1986 ; 6 : 1218 – 27 .
29. Wei SZ , Zhan P , Shi MQ , Shi Y , Qian Q , Yu LK , et al. Predictive value
of ERCC1 and XPD polymorphism in patients with advanced non-
small cell lung cancer receiving platinum-based chemotherapy: a
systematic review and meta-analysis . Med Oncol 2011 ; 28 : 315 – 21 .
30. Iyer G , Hanrahan AJ , Milowsky MI , Al-Ahmadie H , Scott SN , Jana-
kiraman M , et al. Genome sequencing identifi es a basis for everolimus
sensitivity . Science 2012 ; 338 : 221 .
31. Wagle N , Grabiner BC , Van Allen EM , Hodis E , Jacobus S , Supko JG ,
et al. Activating mTOR mutations in a patient with an extraordinary
response on a phase I trial of everolimus and pazopanib . Cancer
Discov 2014 ; 4 : 546 – 53 .
32. Firehose 2014 [cited 6/1/2014]. Available from : http://www.broadin
stitute.org/cancer/cga/Firehose .
33. Cibulskis K , McKenna A , Fennell T , Banks E , DePristo M , Getz G .
ContEst: estimating cross-contamination of human samples in next-
generation sequencing data . Bioinformatics 2011 ; 27 : 2601 – 2 .
34. Cibulskis K , Lawrence MS , Carter SL , Sivachenko A , Jaffe D , Sougnez
C , et al. Sensitive detection of somatic point mutations in impure and
heterogeneous cancer samples . Nat Biotechnol 2013 ; 31 : 213 – 9 .
35. Indelocator 2014 [cited 6/1/2014]. Available from : http://www.broa
dinstitute.org/cancer/cga/indelocator .
36. McKenna A , Hanna M , Banks E , Sivachenko A , Cibulskis K , Kernyt-
sky A , et al. The genome analysis toolkit: a MapReduce framework
for analyzing next-generation DNA sequencing data . Genome Res
2010 ; 20 : 1297 – 303 .
37. Oncotator 2014 [cited 6/1/2014]. Available from : http://www.broad
institute.org/cancer/cga/oncotator .
38. Thorvaldsdottir H , Robinson JT , Mesirov JP . Integrative Genomics
Viewer (IGV): high-performance genomics data visualization and
exploration . Brief Bioinform 2013 ; 14 : 178 – 92 .
39. Robinson JT , Thorvaldsdottir H , Winckler W , Guttman M , Lander ES ,
Getz G , et al. Integrative genomics viewer . Nat Biotechnol 2011 ; 29 : 24 – 6 .
40. Hodis E , Watson IR , Kryukov GV , Arold ST , Imielinski M , Theuril-
lat JP , et al. A landscape of driver mutations in melanoma . Cell
2012 ; 150 : 251 – 63 .
41. Adzhubei IA , Schmidt S , Peshkin L , Ramensky VE , Gerasimova A ,
Bork P , et al. A method and server for predicting damaging missense
mutations . Nat Methods 2010 ; 7 : 248 – 9 .
42. Suzuki Y , Kagawa N , Fujino T , Sumiya T , Andoh T , Ishikawa K ,
et al. A novel high-throughput (HTP) cloning strategy for site-
directed designed chimeragenesis and mutation using the Gateway
cloning system . Nucleic Acids Res 2005 ; 33 : e109 .
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623
2014;4:1140-1153. Published OnlineFirst August 5, 2014.Cancer Discovery Eliezer M. Van Allen, Kent W. Mouw, Philip Kim, et al. Muscle-Invasive Urothelial Carcinoma
Mutations Correlate with Cisplatin Sensitivity inERCC2Somatic
Updated version
10.1158/2159-8290.CD-14-0623doi:
Access the most recent version of this article at:
Material
Supplementary
http://cancerdiscovery.aacrjournals.org/content/suppl/2014/08/08/2159-8290.CD-14-0623.DC1
Access the most recent supplemental material at:
Cited articles
http://cancerdiscovery.aacrjournals.org/content/4/10/1140.full#ref-list-1
This article cites 39 articles, 11 of which you can access for free at:
Citing articles
http://cancerdiscovery.aacrjournals.org/content/4/10/1140.full#related-urls
This article has been cited by 50 HighWire-hosted articles. Access the articles at:
E-mail alerts related to this article or journal.Sign up to receive free email-alerts
Subscriptions
Reprints and
To order reprints of this article or to subscribe to the journal, contact the AACR Publications Department at
Permissions
Rightslink site. Click on "Request Permissions" which will take you to the Copyright Clearance Center's (CCC)
.http://cancerdiscovery.aacrjournals.org/content/4/10/1140To request permission to re-use all or part of this article, use this link
Research. on September 1, 2021. © 2014 American Association for Cancercancerdiscovery.aacrjournals.org Downloaded from
Published OnlineFirst August 5, 2014; DOI: 10.1158/2159-8290.CD-14-0623