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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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    A Pragmatist Theory of Social MechanismsAuthor(s): Neil GrossSource: American Sociological Review, Vol. 74, No. 3 (Jun., 2009), pp. 358-379Published by: American Sociological AssociationStable URL: http://www.jstor.org/stable/27736068.

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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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    A PRAGMATIST THEORY OF SOCIAL

    MECHANISMS

    359

    social

    control is

    a

    key

    mechanism

    mediating

    between

    structure

    and

    crime

    rates.

    Empirical

    work

    in

    thisvein

    is

    often

    distinguished

    not

    only

    from

    positivism

    sensu

    stricto,

    but also from the

    sociological

    tradition f "correlational

    analysis,"

    which examines

    associations

    among

    variables

    but

    pursues

    explanation

    at

    a

    high

    level of

    gen

    erality

    (see

    Bunge

    1997;

    Mahoney

    2001;

    Steel

    2004).

    Both

    approaches,

    it

    s

    argued,

    treat

    ausal

    mechanisms

    as

    black boxes

    (Elster

    1989;

    Hedstr?m and

    Swedberg

    1998)

    and

    so

    fail

    to

    provide

    comprehensive

    explanations.

    As

    more

    sociologists

    have

    adopted

    a

    mech

    anism-centered

    focus,

    theoretical

    formulations

    of themechanisms

    concept

    have

    proliferated

    (e.g.,

    Hedstr?m

    and

    Swedberg

    1998;

    Reskin

    2003;

    Stinchcombe

    2005;

    Tilly

    2001).

    There

    is,however,

    something

    paradoxical

    about

    many

    of these formulations:

    they

    owe

    their

    attrac

    tiveness

    to

    a

    context

    inwhich

    sociological

    the

    orists,

    applying

    and

    extending

    the

    ideas

    of

    philosophers,

    have

    helped

    to

    undermine

    posi

    tivism. et

    they

    ften

    proceed

    from substantive

    assumptions

    that

    many

    in the

    heterogeneous

    theory ommunity

    do not considerviable. More

    specifically,

    many

    prominent

    theoretical

    accounts

    of social mechanisms

    are

    either

    beholden

    to

    some

    version

    of rational

    choice

    theory

    or

    essentially

    agnostic

    about the

    nature

    of social

    action.1

    However,

    a

    majority

    of

    theorists

    today

    doubt

    that

    ction

    typically

    takes

    the form of

    a

    ration

    al calculation

    of

    means

    to

    ends,

    and also insist

    that

    action-theoretical

    assumptions

    necessarily

    factor into

    every

    account of social order and

    change

    and

    should therefore

    e

    fully

    specified.

    From

    a

    variety

    of

    viewpoints,

    contemporary

    theorists

    instead

    conceptualize

    social

    action

    as

    a

    creative

    enactment

    over

    time of social

    prac

    tices.

    Social

    practices

    are

    ways

    of

    doing

    and

    thinking

    that

    are

    often

    tacit,

    acquire

    meaning

    from

    widely

    shared

    presuppositions

    and under

    lying

    semiotic

    codes,

    and

    are

    tied

    to

    particular

    locations

    in the social

    structure

    and

    to

    the col

    lectivehistoryofgroups. Collective enactment

    of such

    practices

    produces

    and

    reproduces

    those

    structures

    and

    groups

    (e.g.,

    Archer

    2000;

    1

    I

    discuss

    below

    an

    exception

    to

    this

    generaliza

    tion

    in

    Tilly's

    work,

    which

    overlaps

    in

    certain

    respects

    with the

    perspective

    I

    develop

    here.

    Bourdieu

    1990;

    de Certeau

    1984;

    Giddens

    1984;

    Ortner

    1984;

    Swidler

    2001;

    see

    also

    Chaiklin

    and Lave

    1996;

    Pickering

    1992;

    Schatzki

    1996,

    2002;

    Schatzki,

    Knorr

    Cetina,

    and

    von

    Savigny

    2001).

    In

    this

    article,

    I

    show

    how

    a

    sophisticated

    theory

    of

    social

    action,

    broadly

    in the

    practice

    theory

    family?developed

    by

    the

    American

    pragmatist philosophers

    Charles S.

    Peirce,

    William

    James,

    George

    Herbert

    Mead,

    and John

    Dewey

    and elaborated

    most

    recently by

    Joas

    (1996)?can

    be extended

    into

    a

    robust

    theory

    of social mechanisms.

    I

    do

    not

    argue

    directly

    for

    themerits of

    a

    pragmatist theory of action;

    strong

    arguments

    to

    this

    effect

    have been

    advanced

    by

    others

    (e.g.,

    Joas

    1993,

    1996;

    Whitford

    2002).

    Nor

    do

    I

    demonstrate

    that

    my

    approach necessarily

    increases the

    explanatory

    power

    of

    every

    account

    of

    the

    operation

    of

    par

    ticular

    mechanisms,

    although

    I

    identify

    three

    common

    analytical

    problems

    with which

    the

    theory

    could be

    especially

    helpful.

    Rather,

    I

    make

    a

    prima

    facie

    case

    that

    a

    great

    many

    social

    mechanisms, regardless of the level of analysis

    at

    which

    they

    operate,

    can

    be

    understood

    as

    resting

    on a more

    solid action-theoretical

    foun

    dation than

    existing

    approaches

    recognize.

    In

    doing

    so,

    I

    offer

    a

    way

    to

    connect

    important

    strandsof

    sociological theory

    with the research

    enterprise

    of "mainstream"

    sociology

    (see

    Calhoun and

    VanAntwerpen

    2007) and?taking

    a

    different tack from the

    symbolic

    interaction

    ists?show how the tradition fAmerican

    prag

    matism

    can

    provide

    intellectual coherence

    to a

    discipline

    looking

    to

    find its

    way

    in

    a

    postpos

    itivist

    ge.

    WHAT

    IS

    A

    SOCIAL

    MECHANISM?

    Confusion

    abounds

    as

    to

    what

    exactly

    a

    mech

    anism is.

    A

    clear definition is

    an

    essential

    first

    step

    toward

    a

    sociological theory

    of mecha

    nisms. To

    distill such

    a

    definition,

    I

    consider

    five

    varied

    conceptualizations

    thathave

    appeared

    in recent

    years.2

    2

    For

    a

    more

    exhaustive review of the literature

    on

    mechanisms,

    see

    Hedstr?m

    (2005);

    Hedstr?m

    and

    Swedberg

    (1998);

    Johnson

    2002);

    and

    Mahoney

    (2001).

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    360

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    Mechanisms

    as

    Not Necessarily

    Observable

    Structures

    or

    Processes

    According

    to

    the

    first

    conceptualization?

    advanced byHedstr?m and Swedberg (1998)?

    a

    social

    mechanism

    is the

    structure

    or

    process

    S

    by

    which

    some

    event

    or

    variable

    /

    leads

    to

    or

    causes a

    change

    in

    the

    state

    of variable

    or

    event

    O.

    Where

    some

    sociologists

    would be

    content

    to

    "blackbox"

    S,

    or

    significant

    components

    of

    it,

    Hedstr?m and

    Swedberg

    insist that

    true

    explanation

    demands

    fuller

    specification

    of

    its internal

    content.

    Such

    specification,

    in

    their

    view,

    should

    have three

    features.

    First,

    it

    should

    follow the principle ofmethodological indi

    vidualism,

    explaining

    meso-

    and macro-level

    social

    phenomena by

    reference

    to

    the actions

    of

    the

    individuals

    involved.

    Second,

    it

    should

    give

    primacy

    to

    analytical

    models

    to

    be

    judged

    by

    their

    explanatory utility

    and

    parsimony,

    as

    much

    as

    by

    their

    realism.3

    Third,

    the

    specifi

    cation of S

    must

    not

    require

    that

    be

    directly

    observable;

    many

    social

    mechanisms,

    they

    argue,

    cannot

    be

    observed.

    Although

    Hedstr?m

    and Swedberg point appreciatively towork

    done

    by

    Coleman,

    Granovetter,

    and

    others,

    their

    paradigm

    case

    of

    an

    adequately specified

    social mechanism is

    Merton's

    (1968) theory

    of

    the

    self-fulfilling

    prophesy,

    by

    which

    a

    false

    definition

    of

    a

    situation

    leads individuals

    to

    act

    so

    as

    to

    bring

    that

    situation

    about,

    as

    when

    belief

    in

    the

    insolvency

    of

    a

    bank leads

    to

    a run

    that

    causes

    insolvency.

    This

    theory

    meets

    their

    criteria

    because

    it

    postulates

    the

    existence

    of

    a "general belief-formation mechanism which

    states

    that

    the number of

    individuals who

    per

    form

    a

    certain

    act

    signals

    to

    others the

    likely

    value

    or

    necessity

    of the

    act,

    and this

    signal

    will

    influence

    other

    individuals' choice of action"

    (p.

    21,

    emphasis

    in

    original).

    Mechanisms

    as

    Observable Processes

    that

    Do Not

    Require

    the

    Positing

    of

    Motives

    For Reskin

    (2003),

    the

    specification

    of

    a

    social

    mechanism

    need

    not

    have all

    the

    properties

    demanded

    by

    Hedstr?m

    and

    Swedberg. Laying

    out

    an

    agenda

    for

    research

    on

    ascriptive

    inequality,

    she

    urges

    scholars

    to

    stop

    being

    concerned with

    models that

    posit

    motives for

    unequal

    allocations

    and

    focus instead

    on

    uncovering

    mechanisms

    by

    which "ascribed

    characteristics"

    are

    linked

    "to

    outcomes

    of

    varying

    desirability" (p.

    7).

    For

    Reskin,

    as

    for

    Hedstr?m and

    Swedberg,

    mechanisms

    are

    what

    happen

    inside

    the

    black

    box

    of social causal

    ity?they

    are

    "processes

    that

    convert

    inputs

    or

    independent

    variables)

    into

    outputs

    (or

    depen

    dent

    variables)"

    (p.

    7).

    She

    glosses

    mecha

    nisms-based

    approaches

    to

    inequality

    as

    those

    concerned with

    the

    question

    of

    how

    inequali

    ties arise inallocation.4 Unlike Hedstr?m and

    Swedberg,

    however,

    Reskin

    argues

    that

    how

    questions

    must

    be

    answerable

    in

    terms

    of

    observable

    processes;

    in

    her

    view,

    this feature

    commends them

    over

    why questions

    from the

    standpoint

    of

    realism,

    for

    themotives of indi

    viduals

    and

    groups

    typically

    cannot

    be

    seen.

    The

    only

    exception

    concerns

    mechanisms

    pos

    tulated

    to

    operate

    at

    the

    intrapsychic

    level;

    interpersonal,

    societal,

    and

    organizational

    mechanisms must meet the observability

    requirement.

    Mechanisms

    as

    Lower-Order

    Social

    Processes

    Stinchcombe

    (1998:267),

    building

    on

    Coleman,

    offers

    an

    alternative

    by suggesting

    that

    mechanisms

    are

    "bits of

    'sometimes

    true

    theory'

    or

    'models' that

    represent

    a

    causal

    process, that have some actual or possible

    empirical

    support

    separate

    from the

    larger

    the

    ory

    in

    which it

    is

    a

    mechanism,

    and

    that

    gen

    erate

    increased

    precision,

    power,

    or

    elegance

    in

    the

    large-scale

    theories."

    Although

    not

    a

    methodological

    individualist,

    he

    argues

    that

    all

    social mechanisms involve

    processes

    affect

    ing

    lower-order units of

    analysis?processes

    that in

    aggregate

    bring

    about

    the

    relationship

    X?>Y

    for

    higher-order

    units

    under

    considera

    tion.

    Stinchcombe, however, insists

    that

    we

    may

    be able

    to

    show

    that

    causes

    Y without

    knowing

    much

    about

    the

    underlying,

    lower

    order

    mechanisms:

    only

    when

    such

    knowledge

    3

    As

    noted

    below,

    Hedstr?m

    (2005)

    objects

    to

    "instrumentalist"

    versions of rational

    choice

    theory

    that

    ignore

    realism

    altogether.

    4

    Much

    recent

    empirical

    work

    on

    mechanisms of

    inequality

    can

    be

    seen

    as

    carrying

    out

    Reskin's

    pro

    gram

    (e.g.,

    Rivera

    2008;

    Stevens

    2007).

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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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    A

    PRAGMATIST

    THEORY OF

    SOCIAL MECHANISMS

    361

    gives

    us a

    better

    understanding

    of the

    higher

    order

    relationship?for

    example,

    of

    the

    con

    texts

    in which the

    relationship

    is

    likely

    to

    obtain?will

    it

    be

    helpful

    to

    have

    a

    grasp

    of the

    relevant mechanisms.

    Mechanisms

    as

    Triggerable

    Causal

    Powers

    "Critical realism"

    provides

    a

    fourth

    approach

    to

    mechanisms.

    For critical

    realists

    like

    Bhaskar

    and

    Collier,

    the

    search

    for

    mechanisms is

    the

    sine

    qua

    non

    of

    science.

    In

    their

    view,

    the iden

    tification

    of

    mechanisms

    involves

    analytic

    movement across three ontological domains:

    from

    the

    empirical,

    where scientists

    access

    expe

    rience;

    to

    the

    actual,

    where

    they identify

    the

    events

    that

    generate

    that

    experience;

    to

    the

    real,

    wherein lie the

    causal

    mechanisms?usually

    unseen?by

    virtue

    of which

    one

    event

    causes

    another.

    Key

    to

    critical

    realism's

    understanding

    of this

    process

    is the claim

    that

    movement

    from

    the

    empirical

    to

    the real

    involves

    movement

    along

    a

    continuum

    from

    an

    "open"

    toward

    a

    "closed" system. A mechanism is "that aspect

    of the

    structure

    f

    a

    thingby

    virtue

    of

    which

    it

    has

    a

    certain

    [causal]

    power" (Collier

    1994:62).

    Mechanisms, however,

    "operate

    [only]

    when

    suitably

    triggered"

    (p.

    62),

    and

    outside the lab

    oratory

    mechanisms

    almost

    always

    coexist with

    a

    host of

    other

    mechanisms,

    processes,

    and fac

    tors

    that

    inhibit

    that

    triggering

    or

    otherwise

    interfere

    ith the

    causal

    relationship.

    "Under

    non-experimental

    conditions,"

    in

    other

    words,

    "we can see only what [a] mechanism in con

    junction

    with

    other

    actors

    makes

    it

    do"

    (p.

    33,

    emphasis

    in

    original)?that

    is,

    we can see

    it

    operate

    only

    in

    an

    open

    system.

    Experi

    mentation,

    by

    contrast,

    creates

    a

    closed

    system

    "to

    isolate

    one

    mechanism

    of

    nature

    from the

    effects of

    others,

    to

    see

    what that

    mechanism

    does

    on

    its

    own"

    (p.

    33).

    Science

    proceeds

    by

    generating

    such

    isolation and

    thus involves nei

    ther

    a

    search

    for

    covering

    laws

    nor a

    simple

    accumulation of findings. Rather, science

    searches for

    an

    increasingly

    comprehensive

    and

    deep

    understanding

    of

    causal

    mechanisms,

    the

    mechanisms that

    underlie

    mechanisms,

    and

    how

    the

    configuration

    of

    particular

    open

    systems

    affects the

    functioning

    ofmechanisms.

    Bhaskar

    and

    other

    critical

    realists

    devote

    par

    ticular attention

    to

    the social

    sciences,

    which

    they

    see as

    studying

    systems

    especially

    resist

    ant

    tomovement in

    the direction of

    closure,

    not

    least because

    of what

    they postulate

    to

    be

    the

    intrinsic

    capacity

    of human

    beings

    to

    work

    at

    transforming

    social relations. This

    resistance

    has

    methodological implications

    (see

    Ekstr?m

    1992).

    In the social

    sciences,

    explanation

    can

    only

    take

    the form of

    breaking

    events down

    into

    their

    omponent parts,

    identifying?by

    the

    elaboration of

    analytic

    models?the mecha

    nisms that could have

    helped

    generate

    them,

    and

    determining,

    through

    empirically

    ground

    ed reflection

    on

    the conditions of

    historical

    pos

    sibility,

    whether

    and

    how those

    mechanisms,

    with others

    and

    given contingent

    circumstances,

    actually broughtabout theevents (see Steinmetz

    2004).

    Unlike

    methodological

    individualists,

    critical realists

    are

    also

    emergentists

    who

    argue

    that

    higher-order

    strata

    of social

    reality

    emerge

    out

    of lower-order

    ones,

    and that

    events

    within

    those

    emergent

    strata

    are

    caused

    by

    mecha

    nisms

    unique

    to

    them nd

    not

    reducible

    to

    lower

    order

    mechanisms.5

    Mechanisms

    as

    Transforming

    Events

    A

    final

    framework is

    outlined

    by

    Tilly

    (2001),

    who,

    like

    most

    students

    of

    mechanisms,

    con

    trasts

    mechanisms-based

    accounts

    with those

    centering

    on

    the search for

    covering

    laws. He

    also

    counterposes

    them

    with

    "propensity

    accounts" that "consider

    explanation

    to

    consist

    of

    reconstructing

    a

    given

    actor's

    state

    at

    the

    threshold of

    action,

    with that

    state

    variously

    stipulated

    as

    motivation,

    consciousness, need,

    organization,

    or

    momentum" and

    to

    "systems

    explanations"

    that "consist of

    specifying

    the

    place

    of

    some

    event, structure,

    or

    process

    with

    in

    a

    larger

    ...

    set

    of

    interdependent

    elements"

    (p.

    569).

    Mechanisms-based

    approaches,

    by

    contrast,

    "select

    salient features

    of

    [historical]

    episodes

    ...

    and

    explain

    them

    by identifying

    robustmechanisms of

    relatively

    general

    scope"

    (p.

    569).

    Tilly

    has

    a

    distinct

    understanding,

    how

    ever,

    of what mechanisms

    consist

    of.

    They

    "are

    events

    that

    alter relations

    among

    some

    specified

    set

    of

    elements,"

    and

    they

    come

    in three

    vari

    eties:

    "cognitive

    mechanisms

    operate

    through

    alterations

    of

    individual and collective

    percep

    tion";

    "relational

    mechanisms

    alter

    connections

    5

    For

    a

    discussion of social

    emergence,

    see

    Sawyer

    (2005).

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    among

    people,

    groups,

    and

    interpersonal

    net

    works";

    and "environmental mechanisms

    exert

    external influences

    on

    the conditions

    affecting

    [social]

    processes"

    (p.

    572).

    In

    Tilly's

    view,

    consequently,

    social

    expla

    nation should involve

    "pursuing]

    particular

    mechanisms

    across

    different

    settings"

    and

    examining

    the

    role of those

    mechanisms,

    includ

    ing

    how

    they

    "concatenate"

    into "social

    process

    es,"

    in

    bringing

    about

    puzzling

    historical

    episodes.

    In

    describing

    mechanisms

    as

    events,

    Tilly

    refers

    first

    and

    foremost

    to

    the different

    kinds of

    practices

    actors

    can

    enact

    together,

    such

    as

    pursuing

    "certification"

    of their

    politi

    cal

    identities,

    as numerous would-be states did

    vis-?-vis theUnited

    Nations

    afterWorld War

    II,

    or

    "brokerage"

    involving

    actors

    "establishing,

    severing,

    or

    realigning

    connections

    among

    social sites"

    (p. 575),

    which

    Tilly

    describes

    as

    a

    defining

    feature

    of

    social

    life

    in

    the Soviet

    Union.

    Tilly

    recognizes

    thatmechanisms

    thus

    understood,

    while

    relatively

    general

    in

    nature,

    may

    be instantiated

    differently

    n

    differenthis

    torical

    periods.

    For

    example,

    he

    notes

    thatmech

    anisms of competition, involving "striving

    among

    several

    actors

    within

    a

    reward-allocat

    ing

    arena"

    (p.

    575),

    are

    key

    features

    of

    the

    con

    tentious

    politics waged

    by

    social

    movement

    activists,

    but that

    politics

    of this

    sort,

    with

    its

    unique phenomenology, emerged

    only

    in the

    nineteenth

    century.

    Analysts

    of

    mechanisms

    must

    thereforebe attentive

    to

    time and

    place?

    in

    particular,

    to

    ways

    in

    which social mecha

    nisms

    may

    "incorporate

    institutions,

    understandings, and

    practices

    that have accu

    mulated

    historically"

    (p.

    570).

    Tilly's

    (1995a:

    1602)

    program

    for social research

    thus

    involves

    "the

    historically

    embedded search

    for

    deep

    causes

    operating

    in

    variable

    combinations,

    circumstances,

    and

    sequences

    with

    consequently

    variable

    outcomes."

    Toward

    a

    Definition

    To extractaworking definition of social mech

    anisms from these

    conceptualizations,

    I

    consider

    the

    major

    points

    on

    which

    the

    authors

    agree

    and

    disagree.

    First

    the

    points

    of

    explicit

    and

    tacit

    agreement:

    1. Social mechanisms

    are

    causal

    in that

    they

    mediate between

    cause

    and

    effect.

    In the

    sequence

    X-^Y,

    neither Xnor 7nor

    the

    causal

    relationship

    itself

    is

    a

    social

    mechanism. The

    mechanism

    is

    rather the

    process

    or

    means

    by

    which

    X

    causes

    Y This

    process

    must

    have

    a

    significant

    social

    component

    if

    themechanism

    is

    to

    be

    considered

    a

    social

    one.

    A volcanic

    eruption

    leveling

    a

    village

    and

    destroying

    a

    community

    is

    an

    environmental mechanism

    (not

    in

    Tilly's sense),

    not

    a

    social

    one,

    although

    it

    might help

    establish the conditions

    under

    which social

    mechanisms

    could

    unfold.6

    It

    might

    also be connectedwith other

    social

    mech

    anisms that

    incorporate

    and mediate environ

    mental

    factors,

    such

    as

    those

    that

    help explain

    the

    geographic

    positioning

    of the

    village

    or

    the

    nature

    of its

    housing

    stock.

    2. Social mechanisms unfold in time.Social

    mechanisms

    bring

    about

    causal

    effects

    through

    a

    temporal

    sequence

    of events

    or

    processes

    occurring

    in

    the

    social

    world

    at

    the

    micro-,

    meso-,

    or

    macro-level

    or

    across

    levels.

    A

    social

    fact

    or

    phenomenon

    that

    causes

    another

    social

    fact

    or

    phenomenon

    instantaneously,

    with

    no

    intervening

    processes,

    is

    unimaginable;

    such

    processes

    make

    up

    mechanisms

    and

    are

    always

    temporally

    embedded. The duration of

    the

    sequences involved may vary greatly. The

    sequence

    may

    be

    short?a

    matter

    of

    a

    few

    inter

    actions and

    cognitive-affective

    processes?for

    example,

    when

    an

    individual

    in

    a

    small-group

    judges

    another

    with low

    external

    status

    char

    acteristics

    more

    positively

    after that

    person

    demonstrates

    commitment

    to

    the

    group

    (Ridgeway

    1982).

    The

    duration of

    a

    mecha

    nism

    may

    extend

    over

    years,

    as

    for

    individuals

    in

    occupations

    involving high

    levels

    of work

    place autonomy who

    come

    to value indepen

    dence

    and

    self-direction

    (Kohn

    et

    al.

    1990).

    Or

    the

    mechanism

    may

    unfold

    over

    centuries,

    as

    in

    the

    sequence

    of

    events

    by

    which

    the

    Protestant

    Reformation

    instilled social

    discipline

    in

    pop

    ulations,

    laying

    the

    microfoundations

    for the

    rise of

    strong

    nation-states

    (Gorski 2003).

    3.

    Social mechanisms

    are

    general,

    although

    in

    varying

    degrees.

    If

    a

    person

    grows

    up

    in

    a

    neighborhood

    with

    a

    high degree

    of

    social dis

    organization,

    has

    no

    one

    exerting

    informal

    social

    control

    over

    her,

    and

    turns to

    a

    life

    of crime

    (Wilson

    1996),

    a

    social mechanism

    can

    be

    said

    to

    be

    at

    play

    only

    if the

    process

    is

    more or

    less

    6

    For

    example,

    mechanisms

    relating

    to

    the result

    ing high

    levels

    of

    anomie,

    as

    in

    Erikson's

    (1978)

    classic

    study

    of Buffalo

    Creek,

    West

    Virginia.

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    MECHANISMS

    363

    typical

    of

    actors in

    similar circumstances.

    Every

    such

    person

    need

    not

    be

    subject

    to

    themecha

    nism,

    or

    affected

    by

    it in the

    same

    way,

    but

    a

    social

    mechanism

    is

    a

    causal

    process

    with

    some

    minimum level of

    generality.

    As

    Tilly's analy

    sis makes

    clear,

    however,

    mechanisms

    may

    sometimes be

    invoked

    to

    explain

    particular

    events

    (e.g.,

    historical

    ones).

    However much

    the

    events

    typically

    studied

    by

    historical

    soci

    ologists

    involve

    dramatic breaks

    from

    estab

    lished social routines

    (Sewell

    1996),

    they

    are

    explicable

    in termsofmechanisms

    to

    the

    extent

    that

    they

    are

    instances

    of

    a

    more

    general

    phe

    nomenon,

    such

    as

    revolution

    (Skocpol

    1979),

    or

    result from combinations ofmore

    general

    mech

    anisms

    (see

    Steinmetz

    2005;

    Tilly

    1995a).

    4. Because

    a

    social

    mechanism

    is

    an

    inter

    mediary

    process,

    it is

    necessarily

    composed

    of

    elements

    analyzed

    at

    a

    lower

    order

    of

    com

    plexity

    or

    aggregation

    than

    the

    phenomenon

    it

    helps explain.

    The

    nature

    of

    this hierarchical

    relationship

    will

    vary

    by

    case,

    but

    Stinchcombe

    speaks

    for

    most

    writers

    on

    social

    mechanisms

    when

    he

    argues

    that

    identifying

    them

    means

    peering intoa layerof social reality thatserves

    as a

    substratum

    for the

    phenomenon

    under

    investigation.

    All work

    on

    social

    mechanisms

    assumes

    that

    mechanisms

    are

    the

    gears

    in

    some

    social

    machinery

    and

    thus

    stand

    in

    a

    relation

    ship

    of lesser

    to

    greater

    vis-?-vis the

    causal

    effect

    they

    ring

    about

    (see

    Johnson

    2002:230).

    If

    we

    let

    theoretical

    consensus

    be

    our

    guide,

    these

    points

    of

    agreement

    should be

    incorpo

    rated into

    any

    adequate

    definition

    of

    social

    mechanisms. But such a definition should also

    be

    sufficiently

    broad

    to

    accommodate

    points

    of

    significant

    epistemological

    and

    method

    ological disagreement:

    1.

    Methodological

    individualism

    versus

    social

    ontologism.

    Those

    like

    Hedstr?m

    and

    Swedberg,

    who believe that

    individual

    persons

    must

    be

    the

    point

    of

    departure

    for

    social

    analysis,

    take

    a

    different

    approach

    to

    mechanisms

    than

    do

    critical

    realists,

    who

    recognize

    the nonreductive

    reality of emergent social entities. In fact,

    Hedstr?m

    and

    Swedberg

    (1998:12)

    make

    a

    case

    only

    for

    a

    "weak

    version"

    of

    methodological

    individualism.

    In

    many

    instances,

    they

    rgue,

    it

    may

    be

    impossible

    for

    explanation

    to trace

    all

    the

    steps

    by

    which

    the actions

    of individuals

    aggregate

    to

    compose

    a

    supra-individual

    enti

    ty?the

    demand

    of

    methodological

    individual

    ism in

    its

    "strong

    version."

    Insofar

    as

    this is

    so,

    parsimony

    not

    only

    allows but

    requires

    "taking

    certain macro-level

    states

    as

    given

    and

    incor

    porating

    them into the

    explanation"

    (p.

    13).

    Generally,

    however,

    Hedstr?m and

    Swedberg

    believe that the

    analysis

    ofmechanisms should

    focus

    on

    processes

    centered

    on

    individual-level

    action. For critical

    realists,

    who

    are

    committed

    to

    a

    social

    ontologist position,

    by

    contrast,

    it is

    acceptable?the point

    about

    analytic

    hierarchy

    notwithstanding?to study

    social

    mechanisms

    without much

    concern

    for the

    individual-level

    phenomena by

    which

    they

    come

    about

    (e.g.,

    Steinmetz

    2005;

    see

    also Burris

    2007).

    2. Formal

    versus

    substantive

    mechanisms.

    Beyond therequirementthat ocialmechanisms

    have

    a

    minimum level of

    generality,

    some

    schol

    ars are

    concerned

    with

    causal

    relationships

    that

    obtain because of the form of the

    sociological

    case

    at

    hand,

    in

    roughly

    Simmel's

    (1971)

    sense

    of the

    term

    "formal."What

    matters

    here

    is that

    an

    X?> Y

    relationship

    comes

    about

    because

    of

    the

    formal,

    structural haracteristics

    f the

    social

    relations

    involved,

    as

    in

    Burt's

    (2001)

    argument

    that social

    capital advantages

    accrue

    to actors

    whose network ties span the "structural holes"

    other

    actors encounter.

    The

    content

    of the situ

    ation

    in

    which

    actors

    accrue

    or

    fail

    to

    accrue

    such

    an

    advantage,

    where

    content

    is either

    the

    actor's

    subjective

    understanding

    of

    it

    or

    the

    ana

    lyst's categorization

    in

    terms

    of social

    domain

    or

    manifest

    or

    latent

    function,

    matters

    only

    indi

    rectly

    to

    Burt's

    argument.

    By

    contrast,

    Reskin's

    call for the

    study

    of

    mechanisms

    generative

    of

    ascriptive inequality

    aims

    to

    isolate

    mecha

    nisms operative specifically in situations of

    allocation. Those who take Reskin's

    view

    that

    the

    key

    mechanisms

    to

    study

    are

    substantive

    rather than formal

    typically

    focus

    on

    domains

    rich with

    the relevant

    mechanisms,

    whereas

    advocates of

    more

    formal

    approaches

    seek

    to

    identify

    mechanisms

    so

    abstract that

    they

    oper

    ate

    across

    virtually

    all

    domains.

    The closer

    to

    the formal end of the

    continuum

    a

    conceptual

    ization ofmechanisms

    is,

    the less attentive

    t ill

    be to variation in theworking ofmechanisms

    across

    time and

    space.

    Nearly

    all

    approaches,

    however,

    proceed

    from the

    recognition

    that

    in

    social

    life

    contingent

    circumstances

    cannot

    be

    completely explained

    away.

    3.

    Analytical

    versus

    realist

    models.

    A

    final

    point

    of contention

    among

    those who

    offer

    con

    ceptualizations

    of

    social mechanisms

    is

    episte

    mol?gica :

    Is the

    goal

    to

    produce

    models

    that

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    allow

    for

    elegant

    and

    robust

    predictions,

    whether

    or

    not

    the

    postulated

    mechanisms

    can

    be shown

    to

    be

    present

    and

    operative

    in

    reality?

    Or

    should

    one

    seek

    to

    identify

    echanisms

    that

    re

    empir

    ically

    observable? Hernes

    (1998:78),

    con

    tributing

    to

    Hedstr?m and

    Swedberg's

    volume

    on

    social

    mechanisms,

    takes

    the former view:

    "A

    mechanism is

    an

    intellectual

    construct

    that

    is

    part

    of

    a

    phantom

    world

    which

    may

    mimic

    real lifewith abstract

    actors

    that

    impersonate

    humans and

    cast

    them in

    conceptual

    conditions

    that mulate

    actual

    circumstances"

    (emphasis

    in

    original).

    Reskin takes

    the latter iew?without

    giving

    up

    a concern

    for robustness?as

    she

    would reject postulated mechanisms that are

    either

    unobservable

    or

    diverge

    from

    processes

    and

    sequences

    of

    events

    that

    can

    be observed.

    Taken

    together,

    hese

    considerations

    suggest

    the

    following

    definition:

    A

    social mechanism

    is

    a more or

    less

    general

    sequence

    or

    set

    of

    social

    events

    or

    processes

    analyzed

    at

    a

    lower order

    of complexity

    or

    aggregation

    by

    which?in

    cer

    tain circumstances?some

    cause

    X

    tends

    to

    bring

    about

    some

    effect

    in

    the

    realm

    of

    human

    social relations. This sequence or set may or

    may

    not

    be

    analytically

    reducible

    to

    the

    ctions

    of

    individuals who

    enact

    it,

    may

    underwrite

    for

    mal

    or

    substantive causal

    processes,

    and

    may

    be

    observed,

    unobserved,

    or

    in

    principle

    unob

    servable.

    THE

    PROBLEM WITH

    CURRENT

    FORMULATIONS

    Recent scholarship, although helpful in shed

    ding light

    on

    the

    term

    "social

    mechanism,"

    is

    less

    satisfactory

    when

    it

    comes

    to

    offering

    soci

    ological

    theories

    of

    mechanisms?that

    is,

    gen

    eral

    accounts,

    not

    of social

    causality

    as

    a

    philosophical

    concept,

    but

    of causal

    processes

    in the

    realm of

    the

    social.

    How

    should such

    processes

    be understood?What

    are

    their

    build

    ing

    blocks? How

    do

    theyvary?

    With

    respect

    to

    such

    questions, conceptual

    work on social mechanisms tends to take one of

    two

    forms. Some

    work seeks

    to

    identify

    rela

    tively

    bstract features ofmechanisms but

    stops

    short of

    laying

    out

    a

    fully

    developed

    theory

    of

    them.

    Stinchcombe's

    and

    Reskin's

    contribu

    tions fall into this

    camp.

    Although

    Stinchcombe's work

    clarifies

    thatmechanisms

    bridge

    levels of

    analysis,

    and offers

    suggestions

    about the

    circumstances

    in

    which the

    specifi

    cation

    of

    mechanisms

    may

    be

    helpful,

    it

    oes

    lit

    tle

    to

    delimit the

    scope

    of

    possible

    mechanisms

    and

    provides

    no

    general

    account

    of their

    nature.

    Reskin

    offers

    a

    categorization

    of the mecha

    nisms relevant

    to

    the maintenance of

    inequali

    ty,

    but

    provides

    neither

    a

    reason

    to thinkher

    typology

    exhaustive

    nor

    much detail

    as

    to

    the

    workings

    of

    themechanisms

    said

    to

    fallwith

    in each

    class.

    These

    omissions

    might

    stem

    from

    skepticism

    about the

    explanatory

    gain

    from

    general

    theories.

    They

    might

    also,

    however,

    stem

    from

    a

    hesitation

    on

    the

    part

    of

    scholars

    to

    both make

    strong

    assumptions

    about

    social

    action

    of the kind

    that

    contemporary

    theorists

    insiston and to

    grapple

    with

    their

    implications

    for the

    understanding

    of causal

    processes.

    A

    different

    problem

    besets another

    strain

    of

    work.

    Perhaps

    because the

    idea

    of

    opening

    up

    theblack box of

    causality

    to

    develop

    fully

    pec

    ified

    models

    appeals

    to

    sociologists

    who value

    a

    certain

    kind

    of

    analytical

    rigor,

    there

    is often

    an

    affinity

    between work

    on

    mechanisms

    and

    theorization

    proceeding

    from

    assumptions

    about

    action

    thought

    to

    be

    highly rigorous?namely,

    scholarship

    in the

    rational choice

    theory

    tradi

    tion.

    Hedstr?m's

    work

    provides

    an

    example:

    formerly champion

    of

    rational

    choice

    theory

    proper,

    he

    now

    argues

    that

    social

    mechanisms

    should be understood

    through

    the

    lens

    ofwhat

    he

    calls "DBO

    theory."

    In this

    theory,

    social

    action results when intentional

    agents

    have

    something they

    desire

    (D),

    have

    a

    belief

    (B)

    about

    theworld

    pertaining

    to

    that

    desire,

    and

    confront

    opportunities (O)

    that

    give

    them

    options

    for

    ction from

    which

    they

    must

    choose.

    Where rational choice

    theory posits

    "an

    atom

    ized

    actor

    equipped

    with unlimited

    cognitive

    abilities that

    llow

    'him'

    to

    consistently

    choose

    the

    optimal

    course

    of action"

    (Hedstr?m

    2005:36),

    DBO

    theory

    assumes

    only

    that

    "the

    cause

    of

    an

    action is

    a

    constellation

    of

    desires,

    beliefs and

    opportunities

    in

    light

    of

    which the

    action

    appears

    reasonable"

    (p.

    39).

    Moreover,

    while

    at

    least

    some

    rational choice approaches

    treat

    desires and beliefs

    as

    exogenous

    to

    the

    explanatory

    model,

    DBO

    theory

    takes serious

    ly

    the notion that

    "individuals'

    attitudes and

    beliefs

    are

    molded

    in

    interactions

    with others"

    (p.

    43).

    Such

    a

    molding

    is

    at

    the

    core

    of

    Hedstr?m's

    conception

    of

    social mechanisms.

    In his

    view,

    three

    types

    of

    interactional

    mech

    anisms?belief-,

    desire-,

    and

    opporrunity-medi

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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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    A

    PRAGMATIST THEORY

    OF

    SOCIAL MECHANISMS

    365

    ated?are the

    building

    blocks

    for

    more

    complex

    social

    processes.

    The

    problem

    with

    this strain of

    work is that

    relatively

    few

    in the

    theory

    community

    agree

    that

    rational choice

    theory

    or variants such as

    DBO

    theory

    offer

    empirically

    or

    theoretically

    adequate descriptions

    of social action.

    Several

    objections

    are

    widely

    shared

    among

    theorists

    (see

    Archer and

    Tritter

    2000;

    Green

    and

    Shapiro

    1994;

    Somers

    1998).

    Rational choice

    theory

    typically

    conceptualizes

    rationality

    s

    an

    innate

    and

    more

    or

    less

    equally

    distributed

    cognitive

    capacity,

    whereas

    sociological

    theorists attend

    to

    ways

    inwhich different

    forms of

    rationality

    appear atdifferent istoricalmoments and come

    to

    be

    differentially

    distributed

    across

    social

    space.

    Rational choice

    approaches?especially

    outside

    the

    "bounded

    rationality"

    framework?

    assume

    that,

    in

    most

    circumstances,

    individu

    als

    act

    rationally

    or

    at

    least

    reasonably

    in the

    light

    of their clear

    and coherent

    beliefs and

    desires.

    Leaving

    aside

    the

    question

    of whether

    most

    people

    act

    rationally

    or

    reasonably

    most

    of

    the

    time,

    many

    sociological

    theorists

    would

    fol

    low Smelser (1998:4) inholding the "psycho

    logical postulate"

    of

    ambiguity

    to

    have "wide

    applicability"

    in

    social

    life,

    nd Swidler

    (2001)

    in

    maintaining

    that the

    logical

    coherence

    of

    individuals'

    beliefs about

    the

    world

    is the

    excep

    tion

    rather

    than the rule.

    Furthermore,

    the

    tem

    poral

    phenomenology

    of

    much social action

    departs

    from that

    implied

    by

    rational choice

    approaches.

    While these

    approaches

    suggest

    an

    individual armed with beliefs

    and desires

    who

    steps out of theflow of action toface and eval

    uate

    a

    choice between

    competing

    means,

    theo

    rists

    note

    that

    such

    moments

    are

    empirically

    rare,

    tend

    to

    come

    about

    in

    a

    socially

    structured

    fashion,

    and

    often

    involve

    an

    inverse

    temporal

    ordering

    inwhich

    goals

    emerge

    and

    are

    clari

    fied

    only

    after

    individuals

    tentatively

    mbark

    on

    one

    means or

    another.

    Finally,

    whereas

    rational

    choice

    approach

    es?like those

    emphasizing

    the norm-directed

    nature of action?assume that most action is

    motivated,

    many

    sociological

    theorists

    argue

    that

    socially

    learned habit

    is

    a

    major

    proximate

    cause

    of behavior

    (Camic

    1986).

    While

    recog

    nizing

    that

    lines of habitual

    activity might

    accord with individuals'

    strategic

    or

    expressive

    interests,

    theorists view

    most

    separate

    acts

    com

    posing

    those

    lines

    as

    not

    directly

    motivated

    and

    see

    individuals'

    retrospective

    accounts

    of

    why

    they

    did

    something

    as

    post

    hoc rationalizations

    that,

    beyond

    being

    restricted

    to

    a

    prescientific

    "vocabulary

    of

    motives"

    (Mills

    1940),

    often

    obscure thefact that

    o

    realmotivation

    or

    choice

    was involved.7Because these criticisms

    apply

    as

    much

    to

    DBO

    theory

    as

    to

    more

    conven

    tional

    rational

    choice

    models,

    no

    sociologist

    who

    finds them

    convincing

    is

    likely

    to

    think

    Hedstr?m's

    theory

    of social

    mechanisms?or

    cognate

    theories offered

    by

    Elster and

    others?

    promising.8

    In

    response

    to

    these

    concerns;

    in

    reaction

    to

    other

    developments

    in

    the

    human sciences such

    as

    existentialism,

    structural

    Marxism,

    and

    anthropological

    structuralism;

    and

    building

    on

    other

    developments including

    phenomenology,

    ethnomethodology,

    and work

    on

    "rule

    follow

    ing" inspiredby

    the later

    Wittgenstein,

    theorists

    in

    recent

    decades

    have

    argued

    that social

    prac

    tices?not

    discrete actions?should

    be

    the

    focus

    of

    social research

    at

    the level

    of the

    individual

    or

    group.

    Practices

    are

    generally

    understood

    as

    forms

    of

    doing

    or

    ways

    of

    acting

    and

    interact

    ing

    that

    appear

    within

    particular

    communities

    or

    groups;

    depend

    on shared

    presuppositions

    and

    assumptions;

    often have

    a

    significant

    cor

    poreal

    or

    material

    dimension;

    and

    unfold

    in

    individuals' lives

    as a

    result of

    active,

    creative,

    and less than

    fully

    conscious

    puttings

    into

    play

    of those

    presuppositions

    and

    assumptions

    in

    the

    context

    of various and

    intersecting

    sociobi

    ographical

    and interactional

    exigencies.

    Conceptualized

    as

    such,

    practices

    are

    at

    the

    heart of

    Bourdieu's

    (1990) theory

    of social

    fields,

    Butler's

    (1990)

    analysis

    of the

    perfor

    mativity

    of

    gender,

    Giddens's

    (1984)

    theory

    of

    structuration,

    norr-Cetina's

    (1999)

    investiga

    tions of the

    "epistemic

    cultures"

    of science

    and

    modern

    society,

    Ortner's

    (1984)

    efforts

    to

    reground anthropological

    understandings

    of

    7

    Not

    all theorists

    in

    the

    rational

    choice

    tradition

    are

    subject

    to

    these

    criticisms.

    Macy's (1993)

    "back

    ward-looking

    model of social control"

    posits

    that

    actors

    learn

    through experience

    about

    the

    general

    conditions under

    which it

    makes

    sense

    to

    participate

    in

    collective

    action,

    eliminating

    the

    need for infor

    mation-intensive calculation

    in

    every

    instance.

    8

    However,

    a

    growing

    literature

    in the

    philosophy

    of social science

    argues

    that "false models"

    may

    still

    be

    extremely

    useful

    in

    explanation

    (e.g.,

    Hindriks

    2008).

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  • 7/25/2019 A Pragmarist Theory of Social Mechanisms

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    366

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    culture,

    and

    Sewell's

    (2005)

    contributions

    to

    historiography,

    among

    many

    other

    contribu

    tions

    (for

    review,

    see

    Schatzki

    1996, 2002;

    Schatzki

    et

    al.

    2001).

    Nearly

    all

    specific

    theo

    retical

    programs

    advanced under the rubric of

    practice

    theory

    ave

    come

    in

    for

    criticism,

    s

    has

    the notion

    of

    social

    practices

    itself

    (Turner

    1994),

    but this

    has

    not

    deterred

    a

    significant

    amount

    of

    research

    into the

    practices

    seen as

    constitutive

    of social

    life

    in

    numerous

    domains

    and

    historical

    settings.

    Students

    of social

    practices

    have

    by

    no

    means

    ignored

    causality.

    Indeed,

    as

    Ortner

    notes

    in

    a

    seminal

    1984

    article,

    the

    turn

    toward

    practice

    among

    contemporary

    theorists,

    while

    incorpo

    rating

    notions

    of

    the

    active,

    knowledgeable,

    culturally interpretive

    gent

    that

    can

    be

    found

    in earlier

    humanistic

    approaches

    such

    as

    sym

    bolic

    interactionism,

    departs

    from the antide

    terminism

    that

    often

    characterizes

    such

    approaches

    by

    seeing

    in

    patterned

    iterations

    of

    practice

    thebasis

    for the

    reproduction

    of

    social

    structures,

    in

    particular,

    structures

    of

    inequali

    ty.

    aced

    with

    causal

    questions

    such

    as

    "Why

    is

    there

    not

    more

    intergenerational

    pward

    mobil

    ity

    in

    contemporary

    capitalist

    societies?"

    researchers

    who

    take

    a

    practice

    approach

    do

    not

    hesitate

    to

    point

    to

    practices

    and their

    ausal

    effects,

    s

    in

    Lareau's

    (2003)

    claim

    that

    differ

    ences

    in

    childrearing

    between

    working-

    and

    middle-class

    parents

    instill

    distinctive

    disposi

    tions

    in their

    offspring

    that

    are

    differentially

    rewarded

    in

    school and

    on

    the labor

    market.

    Yet the direct

    production

    and

    reproduction

    of

    social

    structuresof

    inequality

    by

    means

    of

    the

    iteration

    f

    practices

    is

    only

    one

    kind of

    causal

    effect

    that

    may

    interest

    ocial scientists. To

    the

    extent

    that

    it

    remains

    unclear

    how

    a

    variety

    of

    other causal

    processes

    build

    on

    and intersect

    with

    social

    practices?as

    it

    does,

    given

    thatfew

    who

    take

    a

    practice approach

    address social

    mechanisms?much

    empirical

    research

    will

    find

    itself

    deprived

    of

    sophisticated

    action-the

    oretical foundations.

    I

    argue

    that

    solution

    to

    this

    problem

    can

    be

    found

    by

    developing

    a

    theory

    of

    social

    mecha

    nisms

    on

    the basis

    of

    an

    approach

    to

    social

    action

    that

    has

    affinities

    with other strains

    of

    practice

    theory

    but is less

    reductive

    at

    the

    level

    of action than

    theories

    like Bourdieu's.

    This

    approach

    is the

    one

    taken

    by

    the

    classical

    American

    pragmatists

    Peirce, James,

    Dewey,

    and

    Mead and elaborated

    toward

    a

    sociological

    theory

    of action

    by

    Joas

    (1996).

    THE

    PRAGMATIST THEORY OF

    ACTION

    The

    classical

    American

    pragmatists

    were

    philosophers,

    not

    sociological

    theorists

    per

    se.

    Yet

    as

    Joas

    shows,

    despite

    disagreement

    among

    them

    and

    significant interpretive

    disputes

    among

    contemporary

    scholars

    as

    to

    the

    mean

    ing

    of

    pragmatism,

    the classical

    pragmatists

    were

    for the

    most

    part

    united

    in their

    under

    standing

    of

    the basic

    nature

    of human

    activity

    vis-?-vis thesocial and naturalworlds. Rejecting

    theCartesian view

    that

    thought

    nd

    action,

    mind

    and

    body,

    are

    ontologically

    distinct,

    the

    prag

    matists

    argued

    that

    in

    anthropological

    terms,

    humans

    are

    problem

    solvers and

    the

    function

    of

    thought

    s

    to

    guide

    action

    in

    the service

    of solv

    ing

    practical problems

    that arise

    in the

    course

    of life.From

    this

    claim,

    wide

    ranging

    and

    con

    troversial

    epistemological implications

    followed.

    More

    important

    in

    the

    present

    context,

    howev

    er, is the corollary claim that action, as a

    response

    to

    problem

    situations,

    involves

    an

    alternation

    between

    habit and

    creativity.

    The

    main

    way

    humans

    solve

    problems,

    the

    prag

    matists

    held,

    is

    by enacting

    habits?those

    learned

    through

    social

    experience

    or

    from

    pre

    vious

    individual

    efforts

    t

    problem

    solving.

    By

    habits,

    the

    pragmatists

    meant

    not

    rote

    behavior,

    but

    "acquired predisposition[s]

    to

    ways

    or

    modes of

    response" (Dewey

    1922:42,

    empha

    sis inoriginal) ofwhich actors are typicallynot

    conscious

    in

    the

    moment.

    Only

    when

    preexist

    ing

    habits fail

    to

    solve

    a

    problem

    at

    hand does

    an

    action-situation

    rise

    to

    the forefront

    of

    con

    sciousness

    as

    problematic.

    Then,

    the

    pragmatists

    argued,

    humankind's innate

    capacity

    for

    cre

    ativity

    comes

    into

    play

    as

    actors

    dream

    up pos

    sible

    solutions,

    later

    integrating

    some

    of these

    into

    their

    stocks of

    habit

    for

    use

    on

    subsequent

    occasions.9

    9

    Space

    constraints

    prevent

    me

    from

    offering

    a

    more

    nuanced

    account

    of

    pragmatism

    or

    considering

    the

    implications

    for

    sociology

    of

    a

    pragmatist

    epis

    temology

    or

    philosophy

    of science. The

    one

    point

    1

    make with

    regard

    to

    the latter is

    to

    reject

    the

    idea that

    for

    pragmatists

    any

    action model that

    "works"

    to

    yield

    a

    robust

    explanation

    will

    suffice.

    As

    Joas

    shows,

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    THEORY

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    MECHANISMS

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    Blumer

    (1969),

    formulating

    the

    program

    of

    symbolic

    interactionism,

    ownplayed

    this lter

    nation

    between

    habituality

    and

    creativity,

    but

    correctly

    noted that

    meaning

    is also central

    to

    a pragmatistview of action. Problem situations

    present

    themselves

    to

    actors

    through

    the lens

    es

    of the

    cultural environments

    n

    which

    they

    re

    immersed.

    Such environments

    give

    meaning

    to

    and

    help

    provide

    the

    content

    of the

    goals,

    ori

    entations,

    identities,

    vocabularies of

    motive,

    and other

    understandings

    of the action

    situation

    that

    ctors

    come

    to

    have.

    They

    also

    provide

    the

    basis

    for

    intersubjective

    judgments

    about

    the

    adequacy

    of

    problem

    solutions. All

    habits

    are

    thusenacted on the basis of culturallymediat

    ed

    interpretations

    f the situation

    one

    faces

    (see

    Alexander

    1988),

    not

    least

    interpretations

    of

    the

    intentions

    of interaction

    partners.

    Why

    should

    sociologists

    take

    a

    pragmatist

    approach

    to

    action

    seriously?

    A

    full

    treatment

    of

    this

    question

    goes

    beyond

    the

    scope

    of

    this

    article,

    but

    I

    can

    outline

    some

    reasons

    why

    one

    might

    prefer

    pragmatism

    to

    both

    rational

    choice

    theory

    and

    practice

    theory

    approaches

    such

    as

    Bourdieu's.

    Pragmatism

    is often

    misunderstood

    as a

    form

    of

    utilitarianism,

    but there

    re

    at

    least five

    ways

    in

    which it

    differs from?and is

    superior

    to?

    rational

    choice

    theory

    (for

    discussion,

    see

    Beckert

    2002;

    Joas

    1996;

    Whitford

    2002).

    First,

    pragmatism

    does

    not

    equate

    problem

    solving

    with

    the

    maximization of

    utility.

    o be

    sure,

    the

    situations

    humans

    experience

    as

    problems

    may

    involve

    utility

    maximization?for

    example,

    the

    need

    of

    businesses

    to

    generate

    revenue.

    But the

    kinds of

    problems

    of

    concern

    to

    pragmatists

    range

    much

    more

    widely

    and

    include

    all the

    difficulties

    humans

    or

    collective

    actors

    face

    in

    life,

    from

    theneed

    to

    remain

    healthy

    to

    the

    need

    to

    find

    meaning

    and

    purpose

    in

    existence. To

    reduce these

    to

    the desire

    to

    maximize

    on a

    preference

    function is

    to

    ignore

    the

    phenome

    the

    epistemology

    of the

    classical

    pragmatists

    was

    premised

    on

    their

    anthropology.

    My

    view

    of

    the

    tra

    dition draws from

    many

    texts,

    especially

    Dewey

    ([1910]

    1978,

    [1920]

    1982,

    1922),

    James

    ([1907]

    1975),

    and Peirce

    (1992, 1998).

    Beside

    classic

    con

    tributions

    to

    symbolic

    interactionism,

    previous

    efforts

    at

    bringing pragmatist insights

    into

    sociology

    include

    Lewis

    and Smith

    (1980),

    Maines,

    Sugrue,

    and

    Katovich

    (1983),

    Mills

    (1966),

    Seidman

    (1996),

    and

    Shalin

    (1986).

    For

    discussion,

    see

    Gross

    (2007).

    nological

    diversity

    involved in

    the

    experiencing

    of

    problem

    situations.

    Second,

    to

    reiterate the

    point

    about

    meaning,

    pragmatists

    insist that

    problem

    situations

    are

    always

    interpreted

    through

    cultural lenses. Even in situations of

    instrumental

    rationality,

    actors

    are

    enmeshed

    in

    webs of

    meaning

    that

    indicate

    the

    significa

    tion of

    the

    ends

    they

    are

    trying

    to

    pursue,

    con

    strain

    the

    choices

    they

    make

    by

    setting

    imits

    n

    the

    thinkability

    f

    means,

    and sustain the social

    relationships

    in

    which

    instrumentality

    ust

    be

    embedded. Rational choice

    theory

    makes

    little

    room

    for

    culture

    thus

    understood.

    Third,

    prag

    matists

    argue?directly

    against

    most

    utilitari

    ans?that much action ishabitual and

    typically

    involves

    no

    conscious

    weighing

    of

    means

    and

    ends.

    Fourth,

    pragmatists

    maintain that instru

    mental

    rationality

    itself,

    hen it

    does

    appear,

    is

    a

    kind

    of

    habit,

    a

    way

    that

    some

    humans

    can

    learn

    to

    respond

    to

    certain

    situations,

    and that

    we

    should

    be

    as

    interested

    in

    the historical

    processes

    by

    which

    the

    habit of

    rationality?in

    its

    various

    forms?develops

    and is situational

    ly deployed

    as

    we

    should be in

    its effects.

    Finally, pragmatists

    suggest

    that

    means

    and

    ends

    are

    not

    always

    given

    prior

    to

    action,

    as

    assumed in

    most

    rational

    choice

    models,

    but

    are

    often

    emergent

    from

    action,

    as

    lines

    of

    activity

    are

    initiated

    that

    lead

    actors

    to

    see

    themselves

    in

    new

    ways,

    to

    value different

    kinds

    of

    goods,

    and

    to

    become

    attached

    to

    problem

    solutions

    they

    could

    not

    have

    imagined

    previously

    (Whitford

    2002).

    Thus

    described, pragmatism,

    in

    its under

    standing

    of social

    action,

    sounds similar

    to

    work

    in

    the

    practice

    theory

    tradition.A number of

    commentators

    point

    to

    commonalities

    at

    the

    level

    of

    action

    theory

    between

    pragmatism

    and

    the

    thought

    of

    Bourdieu

    (Aboulafia

    1999;

    Dalton

    2004;

    Emirbayer

    and

    Goldberg

    2005;

    Shusterman

    1999).

    Bourdieu

    himself

    noted that

    "the

    affinities

    and

    convergences

    are

    quite

    strik

    ing"

    and

    that

    his

    approach,

    like

    Dewey's,

    "grant[s]

    a

    central role

    to

    thenotion of habit,

    understood

    as

    an

    active and

    creative relation

    to

    the

    world,

    and

    rejectfs]

    all the

    conceptual

    dualisms

    upon

    which

    nearly

    all

    post-Cartesian

    philosophies

    are

    based:

    subject

    and

    object,

    inter

    nal

    and

    external,

    material

    and

    spiritual,

    indi

    vidual

    and

    social,

    and

    so

    on"

    (Bourdieu

    and

    Wacquant

    1992:122).

    If

    pragmatism

    and

    prac

    tice

    theory,

    t

    least of

    the

    Bourdieusian

    variety,

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    368 AMERICAN

    SOCIOLOGICAL

    REVIEW

    are so

    similar,

    why

    should

    sociologists

    prefer

    the

    former?

    Some

    might

    argue

    that

    they

    should

    not.

    Similar

    though

    the

    two

    approaches

    may

    be

    in

    certain

    respects,

    the claim could be made that

    there s

    one

    crucial

    difference.

    Practice

    theorists

    like Bourdieu

    routinely

    tie their

    analyses

    of

    practices

    to

    questions

    of

    social-structural

    pro

    duction and

    reproduction,

    which have

    not

    been

    a

    major

    concern

    of

    scholars

    working

    in

    a

    prag

    matist framework.

    The

    objection

    here is

    not

    simply

    that

    the

    work has

    not

    yet

    been

    done

    to

    link

    pragmatist

    understandings

    of action

    with

    accounts

    of

    meso-

    and

    macro-level

    phenome

    na, sociology's typicalobjects of explanation.As

    important,

    the

    lack of such

    linkage

    may

    lead

    pragmatists

    to

    ignore

    systematic

    and

    conse

    quential

    patterns

    in

    the

    distribution

    of habitu

    ality?by

    social

    class

    position,

    for

    example.

    To

    my

    mind, however,

    this

    argument

    counts

    in favor

    of

    pragmatism.

    Because

    approaches

    to

    prac

    tice

    theory

    like Bourdieu's

    aim

    primarily

    at

    accounting

    for

    social

    reproduction,

    they

    end

    up

    placing

    far

    too

    much

    emphasis

    on

    the

    strategic

    dimensions of action.Although Bourdieu does

    not

    see

    every

    individual

    act

    as

    motivated,

    he

    does

    view

    most

    lines of

    activity

    as

    connected

    to

    actors' interests

    in

    leveraging

    themselves

    into

    favorable

    positions

    inmultidimensional social

    hierarchies,

    and thus

    as

    tied

    to

    themaintenance

    or

    transformation

    of those hierarchies.

    As critics of

    Bourdieu

    have

    pointed

    out

    (e.g.,

    Alexander

    1995),

    however,

    this

    analytical

    reduc

    tion

    is

    as

    problematic

    in

    its

    own

    way

    as

    ration

    al choice theory is in its. In Bourdieu's

    framework,

    practices

    tend

    not to

    be

    seen as

    sub

    scribed

    to

    on

    thebasis of

    relatively

    utonomous

    identity

    commitments,

    or

    ultimate values

    dis

    connected

    from

    broader

    social-structural

    posi

    tionings,

    or

    by

    virtue

    of the

    sheer force

    of

    tradition

    or

    institutionalization.

    Yet

    evidence

    from domains

    as

    diverse

    as

    religion

    (Smith

    2003),

    politics

    (Stryker,

    Owens,

    and White

    2000),

    intellectual

    life

    (Gross

    2008),

    and

    inti

    macy (Gross 2005) suggest thatfactors of iden

    tity,morality,

    or

    tradition

    can

    certainly

    underlie

    the

    adoption

    of

    a

    social

    practice

    by

    a

    group,

    as

    well

    as

    shape

    individuals'

    enactments

    of it. uch

    factors

    must not

    be

    seen

    as

    residual

    or

    epiphe

    nomenal

    elements

    but

    as

    coexisting

    and

    in

    some

    cases

    intersecting

    with

    strategic

    concerns over

    social

    positioning.

    In

    part

    because

    pragmatist

    understandings

    of action

    were

    not

    designed

    to

    account

    for social

    reproduction?but

    also

    because the

    habituality-creativity

    continuum,

    for

    pragmatists,

    is

    meant to

    encompass

    rather

    than

    substitute for other forms of

    action,

    while

    giving pride

    of

    place

    tomatters of

    identity

    nd

    meaning?pragmatism

    is better able

    to

    accom

    modate the

    diversity

    of action and

    practice.

    Although

    nothing

    in

    a

    pragmatist

    approach

    would

    deny

    that

    some

    practices

    are

    closely

    bound

    up

    with

    the

    reproduction

    of social

    inequality,

    the

    very

    thinness

    of

    the

    model

    at

    the

    meso-

    and macro-levels

    gives

    it

    a

    flexibility

    and

    range

    lacking

    in

    other

    approaches.

    A PRAGMATIST THEORY OF

    MECHANISMS

    The

    key

    claim

    to

    advance

    in

    constructing

    a

    the

    ory

    of social

    mechanisms

    on

    these foundations

    is this:

    Pragmatists

    would

    view

    social

    mecha

    nisms

    as

    composed

    of

    chains

    or

    aggregations

    of

    actors

    confronting problem

    situations and mobi

    lizing

    more or

    less habitual

    responses.

    I

    noted

    above that alternation

    between

    habit and

    cre

    ativity is at the heart of pragmatism, and that

    pragmatists

    see

    this

    alternation

    as

    underlying?

    not

    substituting

    for?other action forms

    (Joas

    1996).

    These

    characteristics

    of the

    approach,

    combined

    with the

    focus

    on

    meaning, yield

    unique leverage

    over

    the

    notion

    of

    mechanisms.

    To

    see

    why,

    let

    us

    follow Hedstr?m

    and

    Swedberg

    at

    least

    part

    way

    and describe

    a

    social

    mechanism

    as

    the

    structure

    or

    process

    S

    by

    which

    some

    input

    /leads

    to

    outcome

    O.

    A

    prag

    matist theoryofmechanisms would hold thatto

    understand

    S,

    we

    must

    examine the

    individual

    and collective

    actors

    Ax_n

    involved

    in the 1-0

    relationship.

    For

    each,

    our

    goal

    should

    be

    to

    understand

    why

    and

    how,

    when confronted

    with

    problem

    situation

    Pn

    and endowed with

    habits

    of

    cognition

    and action

    Hn,

    along

    with

    other

    resources,

    response

    Rn

    becomes the

    most

    like

    ly.

    S will then

    consist

    of

    all the relations

    A

    x_n

    ?P\-n ?H\_n -R\-n

    that,

    in

    aggregate

    or

    sequen

    tially,bring about the1-0 relationship.

    For

    example,

    suppose

    we are

    interested

    in

    the

    relationship

    between

    race

    and

    income

    inequality

    and

    follow

    Pager

    (2003)

    in consid

    ering

    African

    American

    men

    and the effects

    of

    a

    criminal record and

    "negative

    credentialing"

    on

    the

    likelihood

    of

    gaining employment.

    Many

    kinds of

    actors,

    problem

    situations,

    and

    habit

    ual

    responses

    make

    up

    this

    mechanism,

    but

    a

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    A PRAGMATIST

    THEORY OF SOCIAL

    MECHANISMS

    369

    pragmatist approach

    might

    concentrate

    on

    understanding

    how,

    for

    employers

    trying

    omeet

    staffing

    needs

    with

    reliable

    workers,

    and in the

    context

    of

    prevailing

    racial-juridical

    cultural

    structures, ertainhabits of

    thought

    and action

    are

    employed

    according

    to

    which

    potential

    employees

    are

    coded in

    terms

    of

    trustworthiness

    depending

    on

    their

    race

    and

    history

    with

    the

    jus

    tice

    system,

    giving

    rise

    to

    discriminatory

    allo

    cation decisions.

    Aggregated

    across

    employers,

    such

    an

    A-P-H-R

    chain

    is

    the mechanism of

    negative

    credentialing

    in

    this

    case.

    I

    hypothesize

    that

    most

    social mechanisms

    can

    be

    understood

    in

    this

    way?as

    chains

    or

    aggregations

    of actors,

    problem

    situations,

    and

    habitual

    responses?always

    with the

    possibili

    ty, greater

    in

    some

    circumstances

    than

    others,

    that

    a

    novel

    way

    of

    responding

    to

    a

    problem

    could

    emerge

    for

    any

    of the

    actors

    involved,

    potentially

    altering

    the

    workings

    of themech

    anism.

    A

    pragmatist

    social

    science concerned

    with

    mechanisms

    would

    aim

    to

    uncover

    the

    nature

    of such

    chains: the

    types

    intowhich

    they

    may

    be

    classified,

    the

    actors

    involved

    in

    their

    operation, the habits employed by such actors

    and their

    origins,

    the

    circumstances

    in

    which the

    mechanisms

    operate,

    their nterconnection ith

    other

    mechanisms,

    and their causal effects.

    Note the

    centrality

    of

    meaning

    in

    the

    Pager

    example;

    themechanism is

    interpretive

    ll the

    way

    down.

    For

    pragmatists,

    humans inhabit

    worlds of

    meaning. Pragmatism

    is

    not

    a

    formof

    methodological

    individualism;

    it

    does

    not

    require

    that mechanisms

    operating

    at

    the

    meso

    ormacro-levels be explained exclusively in

    terms

    of the actions of

    the individuals

    involved,

    meaning-interpretive

    or

    otherwise.

    It

    does

    insist,

    however,

    that

    the

    potential

    contribution of indi

    vidual action

    to

    the

    operation

    ofmechanisms be

    taken into

    account.

    This

    requires

    that

    we

    grasp

    how the

    relevant

    individuals understand the sit

    uations before them

    and

    act

    on

    those under

    standings, helping

    thereby

    to enact

    the

    mechanism.

    In this respect, pragmatism comes close to the

    weak

    version

    of

    methodological

    individualism

    championed by

    Hedstr?m

    and

    Swedberg.

    Hedstr?m

    (2005),

    in

    particular,

    makes

    belief

    central

    to

    his

    account

    of social

    action,

    mobiliz

    ing

    Weber's

    stress

    on

    subjective meaning

    to

    argue

    that

    ctors'

    beliefs

    about

    the

    social

    world

    are as

    important

    as

    their

    desires

    and

    opportu

    nities

    in

    explaining

    their

    acti