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    Solar America Board for Codes and Standards

    www.solarabcs.org

    The Ground-Fault Protection

    BLIND SPOT:

    A Safety Concern for Larger

    Photovoltaic Systems

    in the United States

    A Solar ABCs White Paper

    January 2012

    Prepared for:

    Solar America Board forCodes and Standards

    Bill Brookswww.brooksolar.com

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    Solar America Board for

    Codes and Standards White Paper

    The Ground-Fault ProtectionBLIND SPOT:

    A Safety Concern forLarger Photovoltaic Systems

    in the United States

    Prepared for:Solar America Board for Codes and Standards

    Bill Brooks

    www.brooksolar.com

    January 2012

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systemsii

    Disclaimer

    This report was prepared as an account o work sponsored by an agency o the United States government. Neither the

    United States government nor any agency thereo, nor any o their employees, makes any warranty, express or implied,

    or assumes any legal liability or responsibility or the accuracy, completeness, or useulness o any inormation,

    apparatus, product, or process disclosed, or represents that its use would not inringe privately owned rights.

    Reerence herein to any specic commercial product, process, or service by trade name, trademark, manuacturer, or

    otherwise does not necessarily constitute or imply its endorsement, recommendation, or avoring by the United States

    government or any agency thereo. The views and opinions o authors expressed herein do not necessarily state or

    refect those o the United States government or any agency thereo.

    Download a copy of the report:

    www.solarabcs.org/blindspot

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    EXECUTIVE SUMMARY

    This document addresses an important saety issue in the design o many U.S. photovoltaic (PV) systems. This

    saety issueundetected aults in grounded PV array conductorscame to light during investigations into two

    well-publicized PV system res. The rst occurred on April 5, 2008, in Bakerseld, Caliornia, and the second

    occurred on April 16, 2011, in Mount Holly, North Carolina.

    The investigations into these res expose a blind spot in ground-ault protection in larger PV systems and

    provide an opportunity to explore the saety implications o inadequate ground-ault protection in a public orum.As investigators develop an understanding o the root causes o the Bakerseld and Mount Holly res, they will

    also develop a better understanding o the complex nature o aults and ault currents in PV arrays, which will

    benet all stakeholders.

    This paper provides a basic explanation o the cause o these res, ollowed by an outline o a limited research

    plan designed to develop solutions. It also includes preliminary re mitigation strategies and equipment retrot

    recommendations to reduce re danger in new and retrot applications based on results o the re investigations

    to date.

    The preliminary mitigation strategies and equipment retrot recommendations listed in this white paper include:

    proper installation techniques with close attention to wire management,

    annual preventative maintenance to identiy and resolve progressive system damage,

    introduction to the use o data acquisition to monitor the operation o all PV systems at a level sucient to

    determine i unscheduled maintenance is required, and

    additional ground-ault and PV array isolation sensing devices that can be incorporated into the data system

    to alert operators to potential problems so that maintenance personnel can be dispatched well in advance o

    damage that could lead to a re.

    The Solar America Board or Codes and Standards (Solar ABCs) is leading a broad industry- and stakeholder-

    based working group to research this problem and develop eective mitigation strategies. Until the working

    group research is completed, it is not known which inverters and which GFDI schemes are most susceptible to

    the blind spot phenomenon, but larger inverters with the blind spot represent a potential re hazard that must be

    addressed. Early results rom large PV systems retrotted with protective devices indicate that these devices may

    eliminate the blind spot without requiring redesign o the system.

    The types o protective devices that have currently been retrotted to existing inverters or evaluation include:

    dierential current sensors (also known as residual current detectors or RCDs) installed on eeders entering

    the array combiners on each system, and

    insulation resistance monitors that measure the resistance to ground on a PV array while it is not operating.

    In addition, other protective equipment may help mitigate re danger in new systems, including:

    contactor combiners, which constitute an additional saety step beyond the dierential current sensors and

    insulation monitors included in new inverters; arc ault detectors, which are required by the 2011 National Electrical Code; and

    module-level controls, which can shut the power o rom each module.

    Based on the limited investigations to date, it is recommended that PV systems with damaged conductors be

    identied and repaired as soon as practical. Once the Solar ABCs research project is complete, a nal report

    will be published to inorm all potentially aected PV system owners o all ndings and recommendations

    necessary or them to make inormed decisions about whether or not to implement retrot or other proposed

    modications.

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systemsiv

    AUTHOR BIOGRAPHY

    Bill Brooks

    Bill Brooks has worked with utility-interconnected photovoltaic (PV) systems since the late 1980s. He is a

    consultant to the PV industry on a variety o perormance, troubleshooting, and training topics. During the past

    11 years, his training workshops have helped thousands o local inspectors, electricians, and installers understand

    and properly install PV systems.

    His eld troubleshooting skills have been valuable in determining where problems occur so that training can

    ocus on the issues o greatest need. Mr. Brooks has written several important technical manuals or the industry

    that are now widely used in Caliornia and beyond. His experience includes work on technical committees or

    the National Electrical Code, Article 690, and IEEE utility interconnection standards or PV systems. In 2008, the

    Solar Energy Industries Association appointed him to Code Making Panel 4 o the National Electrical Code.

    Mr. Brooks holds bachelor and master o science degrees in mechanical engineering rom North Carolina State

    University and is a registered proessional engineer in both North Carolina and Caliornia.

    Brooks Engineering Website: www.brooksolar.com

    Solar America Board for Codes and Standards

    The Solar America Board or Codes and Standards (Solar ABCs) is a collaborative eort among experts to ormally

    gather and prioritize input rom the broad spectrum o solar photovoltaic stakeholders including policy makers,

    manuacturers, installers, and consumers resulting in coordinated recommendations to codes and standards

    making bodies or existing and new solar technologies. The U.S. Department o Energy unds Solar ABCs as part

    o its commitment to acilitate widespread adoption o sae, reliable, and cost-eective solar technologies.

    Solar America Board for Codes and Standards website:

    www.solarabcs.org

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    Table of Contents

    1 Introduction............................................................................................................................1

    2 The ProblemIneective Ground-Fault Protection .................................................................2

    2.1 The Bakerseld and Mount Holly Fires ...............................................................................22.2 A Common Thread .............................................................................................................2

    2.3 The Sequence o Events Leading to the Fires ......................................................................3

    3 Codes and Standards Requirements .......................................................................................7

    3.1 National Electrical Code .....................................................................................................7

    3.2 Ground-Fault Protection Device Test Standard ....................................................................7

    3.3 The Blind Spot....................................................................................................................7

    4 The Root Cause ......................................................................................................................9

    5 Solar ABCs Ground-Fault Blind Spot Research Project ...........................................................10

    6 Possible Mitigation Strategies to Prevent Fires in Large PV Systems ...................................... 11

    6.1 Installation Inspections ....................................................................................................11

    6.2 Annual Preventative Maintenance ....................................................................................12

    6.3 PV System Monitoring ......................................................................................................12

    6.4 Possible Retrots or Existing PV Systems ........................................................................14

    6.5 Equipment to Consider or New PV Systems ....................................................................15

    6.6 Implementation o Mitigation Strategies ...........................................................................16

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systemsvi

    1. IntroductionThis document addresses an important saety issue in the design o many U.S. photovoltaic (PV) systems. This

    saety issueundetected aults in grounded PV array conductorscame to light during investigations into two

    well-publicized PV system res. The rst occurred on April 5, 2008, in Bakerseld, Caliornia, and the second

    occurred on April 16, 2011, in Mount Holly, North Carolina.

    There have been other similar res, but they are not public knowledge and investigation results are not available

    or open discussion. The res at Bakerseld and Mount Holly, thereore, provide an opportunity to explore thesaety implications o suspected inadequate ground-ault protection in a public orum.

    Solar America Board or Codes and Standards (Solar ABCs) has initiated a short-term research project with broad

    participation rom PV industry, owners, and the enorcement community to better understand the blind spot

    problem and develop recommendations to address any saety concerns. Ultimately, however, the individual PV

    system owner will have to evaluate the risk and decide which recommended corrective actions to implement.

    The intent o this white paper is not to blame PV component and system installers, designers, or manuacturers.

    As investigators develop an understanding o the root causes o these res, they also develop a better

    understanding o the complex nature o aults and ault currents in PV arrays, a valuable benet to all

    stakeholders.

    This paper provides a basic explanation o the current understanding o the cause o these res, ollowed by an

    outline o a limited research plan designed to propose solutions. Based on results o this research, Solar ABCs will

    recommend strategies or mitigating uture res in existing and new installations. Eective ground-ault detection

    is a high priority or ensuring the saety o PV systems in the United States.

    2. The ProblemIneffective Ground-Fault Protection

    2.1 The Bakersfield and Mount Holly Fires

    Pete Jackson, an electrical specialist with the city o Bakerseld, documented the Bakerseld re (Jackson, 2009)

    shortly ater the event. The Jackson report provides basic insight into the cause o the re, but lacks emphasison key actors that contributed to the re. The author o this white paper wrote a ollow-on article or SolarPro

    magazine (Brooks, 2011) that expands on Jacksons report and emphasizes the larger saety concerns that the

    Bakerseld Fire exposed. Based on an understanding o the source o the Bakerseld re, the article predicted

    that similar res would occur in the uture.

    The April 16, 2011, re in Mount Holly, North Carolina, was such a recurrence. This re was documented in a

    report or Duke Energy by this author, which has seen limited but open distribution within the utility community.

    Many o the key details o that report are presented in this white paper.

    2.2 A Common Thread

    Both reerence res show evidence o signicant arcing at one location in the PV array, although the re ignitedin a completely dierent section o the array. That is, in both res there was signicant damage in a seemingly

    unrelated portion o the array away rom the initial sources o ignition. Jackson connects the coincidence o

    these aults in his report, but he questions the likelihood o a repeat event. The SolarPro article showed that the

    problem was ultimately in the blind spot o ground-ault protection equipment and thereore an apparent general

    concern to the PV industry in the United States.

    As in the Bakerseld Fire, the Mount Holly re caused signicant damage in two dierent locations at the same

    time. At Mount Holly, the aults existed inside two dierent combiner boxes at the same time. The likelihood o

    these two aults initiating simultaneously in dierent locations is extremely small. Thus, it is likely that one ault

    existed or some period o time prior to the initiation o the second one. This is the undamental insight that led

    to an understanding o the root cause o the res.

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    In summary, it appears that at some time beore the ignition o the res, one ault occurred that was allowed to

    continue undetected, apparently due to an ineective ground-ault detection scheme.

    The National Electrical Code (NEC) and Underwriters Laboratories (UL) 1741 require that a ground-ault detector

    and interrupter (GFDI) be part o every PV system. Traditional saety requirements are based upon a single ault

    scenario. However, a problem may arise with a ground ault occurring in the grounded PV array conductor (the

    array positive or negative conductor that is bonded to earth ground, typically in the inverter). I this ault does

    not trip the GFDI, a current path may be created which inhibits an inverter rom interrupting uture ground aults

    when they occur. Within this white paper, ground aults on the grounded conductor o insucient magnitude to

    be detected by existing ground-ault equipment are said to all within a detection blind spot. The blind spot is a

    potential condition that can occur in any conductor o the grounded pole o an array.

    Recent system reviews by the Solar ABCs team and others have ound that aults on grounded conductors in

    a PV array can be extremely dicult to detect with methods typically used in currently available ground-ault

    protection equipment. This is because the conductor is already grounded, so additional grounds on the conductor

    have little voltage dierential to drive the current necessary to blow the protective ground-ault use. In this

    undetected condition, ground aults on the grounded conductor may exist indenitely in a PV array, establishing

    a new normal condition that renders the ground-ault protection device unable to interrupt a second ground-

    ault current. In this condition, the clearing o the ground-ault use caused by an ungrounded conductor ault

    may drive the re event by applying 500 volts to the rst initially grounded conductor ault location.

    2.3 The Sequence of Events Leading to the Fires

    Based on the authors investigation, a similar sequence o events preceded the res in Bakerseld and Mount

    Holly. In both cases, the evidence suggests that an undetected ault existed in the grounded conductor o the

    array. The line diagram in Figure 1 shows a ground-aulted string conductor similar to the likely rst ault in the

    Bakerseld re. The line diagram in Figure 2 shows a ground-aulted subarray conductor similar to the likely rst

    ault in the Mount Holly re. How long these assumed aults existed is unknown.

    F15

    F2

    F1

    22 STRING SUBARRAY

    WITH 159-AMP MAX CIRCUIT CURRENT

    AND 558 VOLT MAX SYSTEM VOLTAGE

    AT 800 W/m2

    6.2-AMPS

    136 AMPS

    133-AMPS

    INVERTER DC INPUT

    3.1 AMPS

    3.1-AMPS

    6.2-AMPS

    0-AMPS

    Stage 1- Faulted Grounded String Conductor

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    5A

    FUSE

    300A FUSE

    300A FUSE

    300A FUSE

    300A FUSE

    FAULT

    CURRENT OF

    3.1 AMPS NOT

    ENOUGH TO

    CLEAR FUSE

    String Conductor

    Grounding Conductor

    FAULTED CONDUCTOR

    INSULATION DAMAGE IN STRING CONDUCTOR

    UNWANTED GROUND FAULT CURRENT 3.1AMPS

    COMBINER BOX 8CB3 22 STRING

    SUBARRAY

    CB2 22 STRING

    SUBARRAY

    CB1 22 STRING

    SUBARRAY

    CB3 22 STRING

    SUBARRAY

    CB2 22 STRING

    SUBARRAY

    CB1 22 STRING

    SUBARRAY

    Figure 1: Ground-Faulted String Conductor, the Assumed First FaultBakersfeld Fire

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systems2

    F15

    F2

    F1

    22 STRING SUBARRAY

    WITH 159-AMP MAX CIRCUIT CURRENT

    AND 558 VOLT MAX SYSTEM VOLTAGE

    AT 800 W/m2

    6.2-AMPS

    136 AMPS

    134-AMPS

    INVERTER DC INPUT

    136 AMPS2-AMPS

    6.2-AMPS

    0-AMPS

    Stage 1- Faulted Grounded Subarray Conductor

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    136 AMPS

    5A Fuse

    300A Fuse

    300A Fuse

    300A Fuse

    300A Fuse

    FAULT

    CURRENT OF

    2 AMPS NOT

    ENOUGH TOCLEAR FUSE

    String Conductor

    Grounding Conductor

    FAULTED CONDUCTOR

    INSULATION DAMAGE IN SUBARRAY CONDUCTORUNWANTED GROUND

    FAULT CURRENT 2 AMPS

    Combiner Box 8CB3 22 STRING

    SUBARRAY

    CB2 22 STRING

    SUBARRAY

    CB1 22 STRING

    SUBARRAY

    CB3 22 STRING

    SUBARRAY

    CB2 22 STRING

    SUBARRAY

    CB1 22 STRING

    SUBARRAY

    Figure 2: Ground-Faulted Subarray Conductor, the Assumed First FaultMount Holly Fire

    The evidence suggests that sometime ater the initiation o an undetected ault in the grounded conductor, a

    second ault occurred in the ungrounded conductor. Ordinarily, when a ault is detected on the ungrounded

    conductor, the ground-ault detection circuit opens the ground-ault use, thus opening the aulted circuit and

    interrupting all current fow.

    As the gures illustrate, when there is an existing ault in the grounded conductor, blowing the ground-ault

    use can no longer interrupt all ault current. Because a return path has already been established in the aultedgrounded conductor, the array becomes short circuited between the aulted grounded conductor and the second

    ungrounded conductor ault. The ground-ault protector in the inverter is not in this circuit and is unable to stop

    the fow o current.

    Figure 3 shows the second ault in a re similar to the Bakerseld event. In this scenario, the short circuit current

    is orced through the small 10 American wire gauge (AWG) grounded string conductor, causing a conductor

    insulation re. Figure 4 shows the second ault in a re similar to the Mount Holly event, in which the array short

    circuit current is orced through the poor inadvertent grounding connection, causing an arcing re.

    A 500-kilowatt (kW) PV array can have more than 1,300 amps o available short circuit current, which can cause

    enormous damage during this short circuit condition. I the two connection points were intentionally made with

    terminations able to handle the current, there would be little i any hazard. Unortunately, these connections are

    made with only incidental contact that can evolve dramatically into intense arcs with operating temperatures o

    more than 2,000C. These arcs can jump gaps between metal parts up to six inches apart.

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systems4

    3. Codes and Standards Requirements

    3.1 National Electrical Code

    The NEC, in article 690.5 (A), requires the ollowing:

    (A) Ground-Fault Detection and Interruption. The ground-ault protection device or system shall be capableo detecting a ground-ault current, interrupting the fow o ault current, and providing an indication othe ault.

    The requirement in the NEC and UL 1741 standard that covers PV inverters addresses only ground-ault current ingrounded PV systems. The NEC requirements do not address ault locations or ault current trip limits. Experience

    in the United States has ound that although ault current is undesirable, all U.S. PV arrays have small current

    fows to ground, generally reerred to as leakage current. These current fows increase in larger PV arrays and

    with certain PV module technologies and designs.

    3.2 Ground-Fault Protection Device Test Standard

    The present version o UL 1741 requires inverters to detect ground aults based on the magnitude o the ault

    current measured by the GFDI device. The trip limits set in the standard are based on the size o the system, and

    are derived by extrapolating the maximum allowable leakage current rom a single PV module to the leakage

    rom a large array eld. The trip current limits are set conservatively to prevent nuisance tripping, particularly or

    modules that only marginally meet the leakage requirements. The allowable trip limits in UL 1741 range rom 1amp or inverters rated up to 25 kW to 5 amps or inverters greater than 250 kW.

    3.3 The Blind Spot

    I a ground ault occurs with current less than the trip threshold established by the UL 1741 standard, it cannot

    be detected or seen by the GFDI device. Hence, in this context, the device is said to have a blind spot (more

    ormally known as a lower limit o detection). It is axiomatic that bigger PV systems, which have higher trip

    thresholds than smaller systems, must also have a larger blind spot than smaller systems.

    This may explain why our rst observations o this problem occurred in larger PV systems. With research,

    we may nd that scenarios that lead to res can also develop in smaller PV systems with smaller detection

    thresholds, possibly coupled with reduced short circuit current designs. A key area o ocus or uture Solar ABCs

    research will be understanding minimum system sizes that have a blind spot and identiying the appropriate aultcurrent detection settings that enable the system to operate saely.

    4. The Root Cause

    A large re oten consumes the evidence o its origins. However, what evidence remained rom the two res

    under discussion here suggests similar root causes.

    The evidence suggests that the ignition o the Bakerseld re resulted rom two aults occurring in two

    signicantly dierent wire sizes in the PV array. The rst ault was in a small grounded conductor. Failure to

    detect this rst ault created the potential or the aulted grounded conductor to become part o a circuit or

    which it was not designed.

    Physical evidence rom the Bakerseld re suggests that about 1,000 amps fowed through the aulted grounded

    conductor, a small unprotected 10 AWG wire. The wire insulation burned and ignited other uel in the immediate

    vicinity. Because NEC installation requirements do not allow overcurrent protection devices in the grounded

    conductors o grounded PV arrays [NEC Article 690.13], ull array current fowed unimpeded through the ground

    ault in the string-level wiring o the Bakerseld system.

    The same scenario is suggested in the Mount Holly re, but here the evidence indicates that both aults occurred

    in large combiner box eeder conductors. This was unexpected, because conventional wisdom assumes that a

    ault in a grounded large conductor would blow the ground-ault use and shut down the inverter. However, ull

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    review o the Mount Holly re suggests that even large grounded eeder conductors can be aulted and remain

    in the blind spot o the ground-ault protection device. Two months beore the Mount Holly re, maintenance

    inspection personnel photographed conductor insulation damage in two sections o the array that were later

    severely damaged in the re. Although the inspectors were concerned that this damage would cause the ground-

    ault protection system in the inverter to shut the system down, they did not ully understand the threat o re

    because so ew res have been reported.

    5. Solar ABCs Ground-Fault Blind Spot Research Project

    Solar ABCs has initiated a short-term research project to better understand the blind spot problem and developrecommendations to guide the PV industry as it addresses any saety concerns. Ultimately, the PV system owner

    must evaluate the risk and implement corrective actions. This evaluation requires a solid basis o data in order to

    make inormed decisions.

    The Solar ABCs research project has the ollowing objectives:

    Determine the conditions uner which existing ground-ault protection is inadequate. For example, conrmthe identication o systems at risk with eld tests by metering systems with no aults, introducing aault, and observing whether the inverter detects the ault. Factors to examine include:

    o array size, age, topology, and possibly climate (what is the minimum system size that will developthe blind spot problem, or example.);

    o dierent PV technologies, including crystalline and thin-lm and their respective leakage charac-teristics; and

    o protection schemes used by inverters that are either eective or ineective at detecting the intro-duced ault.

    Develop a mitigation proposal that can be implemented through changes to the NECand UL standards.

    o The mitigation proposal currently under consideration is a combination o a morning check anddetection o ault current by measuring dierential current. The research project will determinevalues or insulation resistance and dierential current.

    The Solar ABCs will publish a nal report detailing the research results and possible new system design guidelines

    to improve the saety o uture PV systems.

    6. Possible Mitigation Strategies to Prevent Fires in LargePV Systems

    Owners o large PV systems should consider the ollowing re mitigation strategies, which, although not

    comprehensive, are based on an analysis o the probable causes o recent res. As noted earlier, renement o

    these and additional mitigation means may be identied when the Solar ABCs team completes its testing and

    analysis.

    Field experience suggests several steps in the design, installation, and maintenance o a PV system that must beollowed to prevent PV system res. These steps include:

    using proper installation techniques with close attention to wire management, such as taking care toavoid abrading insulation and using correctly-sized wire;

    perorming annual preventative maintenance to identiy and resolve progressive system damage due tothermal cycling and mechanical vibration;

    using detailed data acquisition to monitor PV system operations and determine i unscheduled mainte-nance is required; and

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systems6

    installing additional ground-ault and PV array isolation sensing devices that can be incorporated into thedata system to alert operators about potential problems so that maintenance personnel can be dispatchedin advance o a ailure that could lead to a re.

    6.1 Installation Inspections

    The rst step in preventing or mitigating ground aults must be taken prior to energizing the array or the rst

    time. Conduct a detailed review o all installation-related issues and develop a punch list to address concerns,

    including wire management, grounding, and equipment installation for the entire system. Once the punch list has been

    resolved, the commissioning procedure should include:

    insulation resistance tests on all eld-installed conductors, including modules and module wiring;

    open-circuit voltage and polarity tests on all string and eeder circuits;

    operational current readings on all series strings and eeders; and

    thermography o all inverters, disconnects, and combiner boxes at 50% load or higher as well as ther-mography o the array to scan or hot spots not caused by shading or other normal temporary conditions.

    6.2 Annual Preventative MaintenanceNext, develop a maintenance schedule that establishes consistent inspection, documentation, and maintenance

    procedures to identiy and correct problems beore they result in a re. The act that a maintenance inspection

    prior to the Mount Holly re identied conductor damage that was later recognized as a potential cause o the

    subsequent re reveals the value o this type o inspection. This case also highlights the need to adequately train

    maintenance personnel so that they recognize the visual and testing indicators that a re is possible.

    Maintenance procedures should include:

    visual inspection o all equipment and eld connections in equipment or signs o damage or degrada-tion;

    visual inspection o all accessible electrical junction boxes and raceways to see i conductors are damagedand in need o repair or replacement;

    visual inspection o string conductors to identiy any physical damage that is in need o repair and addi-tional protection to prevent progressive damage;

    operating voltage and current tests at dened conditions o irradiance and module temperature to com-pare output o strings;

    insulation resistance testing o modules, string wiring, and photovoltaic output circuits in the array (sometimes reerred to as a megger test); and

    thermography o all inverters, disconnects, and combiner boxes at 50% load or higher, as well as ther-mography o the array to scan or hot spots not caused by shading or other normal temporary conditions.

    6.3 PV System Monitoring

    Another step that owners o large PV systems can take to mitigate the risk o undetected ground aults is to install

    and use automated perormance monitoring instrumentation that recognizes ground aults and other equipment

    ailures as soon as they occur. Perormance monitoring and regular data review can be key elements in the sae

    operation o any power plant. Careul attention to system and subsystem data trends enables early recognitiono component ailures, and helps to establish eective maintenance schedules that ensure reliable long-term

    operation. The ollowing is a description o a generic monitoring program based on best practices identied by

    the author. It is oered as a model and not a solution to all monitoring requirements.

    Monitoring systems should include one-second data averaged, recorded, and accurately time-stamped at a

    minimum o every 15 minutes, and preerably every ve minutes. With some averaged values, a minimum and

    maximum value or each time period can provide insight into the range o values that the average represents.

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    Averages and minimum/maximum values should be recorded or:

    plane o array irradiance,

    ambient temperature and wind speed,

    alternating current (AC) voltage on each inverter,

    AC power output on each inverter, and

    ground ault current on each inverter.

    Items requiring averaged data include:

    direct current (DC) voltage on each inverter,

    DC current on each inverter, and

    morning array insulation resistance (recorded once a day).

    Optional items include:

    string currents,

    ground ault current on each PV power source circuit,

    array temperature (back o representative module),

    global horizontal irradiance, and wind direction.

    One important use o this data is to establish the daily perormance index (PI) based on actual versus expected

    perormance. PI is a daily value that is calculated based on irradiance, temperature, wind speed, and system

    conguration.

    A response schedule should be established when the data shows:

    an inverter o-line,

    perormance o less than 90% o expected PI,

    dierential current above the prescribed maximum threshold, or

    ground resistance less than the prescribed minimum threshold.

    6.4 Possible Retrofits for Existing PV Systems

    Finally, the Solar ABCs research will help identiy which inverter designs have GFDI schemes susceptible to the

    blind spot phenomenon and suggest retrots that may be able to eliminate the blind spot without requiring

    redesign o the system. Because o the larger power involved, it is expected that larger inverters with the blind

    spot represent a potential re hazard that should be addressed. The ollowing protective devices and system

    retrot modications may provide additional protection rom grounded conductor ground aults and can be

    tailored or the leakage current o the specic PV arrays.

    6.4.1.1 Differential Current Measurement

    The simplest pieces o equipment to add to existing systems are dierential current sensors (also known as

    residual current detectors or RCDs) installed on eeders entering the array combiners on each system. Array

    conductors can be bundled and run through the current transducers o the RCD, but to the extent possible, it is

    better to use individual sensors installed on the individual subarray conductors to achieve the highest resolution

    o dierential current. Some commercial residual current monitors can monitor up to 12 current sensors.

    Employing multiple sensors on a large PV array increases the sensitivity o ground-ault current measurements

    by making measurements on smaller array segments. Breaking the array into smaller segments allows use o

    lower trip current levels and signicantly reduces the blind spot in large arrays associated with the use o large

    ground-ault use sizes.

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    The Ground-Fault Protection BLIND SPOT: A Safety Concern for Larger Photovoltaic Systems8

    6.4.1.2 Insulation Resistance Monitor

    A second important piece o equipment needed to eliminate the blind spot is an existing product used to

    measure the resistance to ground on a PV array. This measurement should be taken every morning prior to the

    operation o a grounded PV inverter, and should be taken while the array is in open circuit condition. Beore

    determining array resistance to ground, the operator may need to open a contactor to isolate the grounded

    conductor rom ground during this measurement. Some inverters have a grounding contactor option. Without

    such an option on a DC grounded PV array, a separate device that operates independently o the inverter would

    be necessary.

    Once the test has been completed, the array insulation monitor device either will report that the system is ree to

    start normally or the day or it will signal that the ground resistance is below the minimum allowable value and

    prevent the inverter rom starting. In the latter case, the inverter will remain ofine, providing indication o a ault

    and reducing the possibility o a re.

    6.5 Equipment to Consider for New PV SystemsIn addition to the equipment recommended for retrotting existing systems, new system designers should consider the

    following equipment to improve safety.

    6.5 Ungrounded Inverters

    The basis or the problem outlined in this document is the act that the array conductors are solidly grounded,

    thus making it dicult to detect insulation damage in the grounded conductors. Systems in much o the world

    do not have conductors solidly grounded on the DC side o the inverter. These ungrounded systems employ

    more sensitive methods to detect ground aults. Recently, the inverter test standard, UL1741, has been updated

    to include requirements or transormerless and other ungrounded inverters. Until that standard was updated,

    ew inverter manuacturers were willing to bring ungrounded inverters into the United States. With that technical

    issue resolved, the door is open or many ungrounded inverter designs to be certied and installed in U.S.

    systems. Ungrounded inverters (and systems) are not susceptible to the blind spot problem.

    6.5.1.1 Contactor Combiners

    Dierential current sensors and insulation monitors are included in new inverters, but using contactor combiners

    can provide additional saety. These combiners can de-energize the eeder circuits rom the combiner boxes tothe array com biners when the AC power is disconnected. As noted earlier, the control circuit or the contactor

    combiners can be wired through a relay at the inverter controlled by the dierential current sensors and the

    insulation monitor.

    Products are also available that provide string-level dierential current measurements, and individually isolate a

    aulted string rom the rest o the array. Combined with monitoring, this can provide immediate notication that

    a ault exists.

    6.5.1.2 Arc Fault Detectors

    Although the three measures discussed above will go ar to eliminate the causes o most res, they cannot

    address series arc aults. Series arc aults occur when an electrical connection comes apart under load. These arcaults are particularly problematic because the arc condition is stable and remains until the conductor erodes to

    the point that it burns away. Unortunately, i combustible material is present, as it was in both the Bakerseld

    and Mount Holly res, the re will continue burning ater the arc extinguishes.

    The probability o an arcing ault, though less likely than the aults that caused the Bakerseld and Mount Holly

    res, remains high enough to justiy installing arc ault detectors. The 2011 National Electrical Code requires arc

    ault detectors, which are expected to be available in 2012. These units may include contactor combiners or

    string-level control and eature ground-ault detection unctions.

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    6.5.1.4 Module-Level Controls

    Below the string level, the only way to reduce the voltage within the PV array to levels too small to initiate arcing

    is or electronics to be installed at the PV module. These electronics, oten reerred to as module-level control,

    or smart modules, can be designed to shut o the power rom each individual PV module, thus removing the

    source o ault current and the voltage that could shock a technician or reghter. Recently introduced products

    claim to have these eatures, but testing standards are not yet available to certiy that a product can perorm

    this saety unction reliably. As adequate certication test procedures are developed, these products should be

    considered or new installations and even or retrotting existing systems.

    6.6 Implementation of Mitigation Strategies

    The Solar ABCs team is evaluating the mitigation approaches described in this report to rene its

    recommendations or PV system owners. Implementing these strategies will take time, and all the strategies may

    not be necessary or every PV system. Some o the equipment is not yet on the market, and implementation will

    require a phased approach.

    PV systems with damaged conductors must be identied and repaired as soon as practical. Once the conductor

    damage is addressed, the dierential current monitors can be installed and incorporated into the inverter

    controls. Ater these initial steps, owners can add the other measures over time to urther enhance saety.

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    REFERENCES

    Brooks, B. (Bill). (2011). The Bakerseld re. SolarPro magazine, February/March 2011, page 62.

    http://solarproessional.com/home/. [Access requires ree subscription.]

    Jackson, P. (Pete). (2009). Bakerseld re report. Investigators report, April 29, 2009.

    http://npa.typepad.com/les/target-re-report-09apr29.pd.