accident investigation training- safety first!

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08/29/22 1 David Wei, MBA David Wei, MBA UCLA Environment, Health & Safety UCLA Environment, Health & Safety 310-206-4189 310-206-4189 Accident Investigation for Supervisors

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Accident/ Incident Investigation Training for Supervisors

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Page 1: Accident Investigation Training- Safety First!

04/11/23 1

David Wei, MBADavid Wei, MBAUCLA Environment, Health & UCLA Environment, Health & SafetySafety310-206-4189310-206-4189

Accident Investigationfor Supervisors

Page 2: Accident Investigation Training- Safety First!

04/11/23 2

Goals!

1. Identify unsafe acts or conditions.

2. Determine corrective actions.

3. Prevent future incidents.

Page 3: Accident Investigation Training- Safety First!

04/11/23 3

Outcomes of Accidents

- Direct cost: medical expense; property damage.

- Indirect cost: Time loss; training expense; administrative expense; customer dissatisfaction.

Page 4: Accident Investigation Training- Safety First!

04/11/23 4

Outcomes of Accident Investigation

– Increased awareness that all incidents should be reported and investigated promptly.

– Prevention of recurrence of similar incidents.– Reduction in employees’ and families’

suffering.– Reduction in workers’ compensation costs due

to reduced frequency of incidents.– Increased productivity.

Page 5: Accident Investigation Training- Safety First!

04/11/23 5

Systematic Approach to Accident Investigation

1. Immediate response to the accident

2. Accident investigation

3. Data analysis and root cause determination

4. Recommended corrective action

5. Recommendations implementation

Page 6: Accident Investigation Training- Safety First!

04/11/23 6

Step 1 – Immediate response to the accident

• After an accident occurs, the initial response should be as follows:– Get treatment for individuals that may

be injured.– Assure the safety of others.– Secure the site with caution tape or

barricades.

Page 7: Accident Investigation Training- Safety First!

04/11/23 7

Step 2 – Accident investigation

• 5 Ws: – Where did it happen? Where were the victims, witnesses,

and objects involved in the accident?– When did it happen? When was the first time an accident

like this has happened?– Who were involved/ injured? Who are the witnesses?– What happened? What are the injuries? What are the

facts relating to this accident?– Why did it happen? Why has this happened more than

once? Why did the equipment fail?

Page 8: Accident Investigation Training- Safety First!

04/11/23 8

Step 2 – Accident investigation (cont.)

• Investigation Sources:– Collect evidences; take photos.– Conduct an interview in a quiet and private

place.– Confirm what is said by paraphrasing

interviewee’s statements.

Page 9: Accident Investigation Training- Safety First!

04/11/23 9

Step 2 – Accident investigation (cont.)

• Interview Do’s– Put the witness, who is probably upset, at ease– Emphasize the real reason for the

investigation, to determine what happened and why

– Let the witness talk, you listen– Confirm that you have the statement correct– Try to sense any underlying feelings of the

witness– Make short notes only during the interview– Ask open ended questions

Page 10: Accident Investigation Training- Safety First!

04/11/23 10

Step 2 – Accident investigation (cont.)

• Interview Do Not’s– Intimidate the witness– Interrupt– Show your own emotions– Make lengthy notes while the witness is

talking

Page 11: Accident Investigation Training- Safety First!

04/11/23 11

Step 3 – Data analysis and root cause determination

• Causes and contributing factors of an accident: 1.Equipment

2.Environment

3.People

4.Management

Page 12: Accident Investigation Training- Safety First!

04/11/23 12

Step 3 – Data analysis and root cause determination (cont.)

• 1. Equipment

- Equipment failure

- Machinery design/guarding

- Hazardous substances

- Substandard material

Page 13: Accident Investigation Training- Safety First!

04/11/23 13

Step 3 – Data analysis and root cause determination (cont.)

• 2. Environment

- Weather conditions

- Housekeeping

- Temperature

- Lighting

- Air contaminants

- Personal protective equipment

Page 14: Accident Investigation Training- Safety First!

04/11/23 14

Step 3 – Data analysis and root cause determination (cont.)

• 3. People/ Human Factor

- Level of experience

- Level of training

- Physical capability

- Health

- Fatigue

- Stress

Page 15: Accident Investigation Training- Safety First!

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Step 3 – Data analysis and root cause determination (cont.)

• 4. Management/ Process Failure

- Visible active senior management support for safety

- Safety policies

- Enforcement of safety policies

- Adequate supervision

- Knowledge of hazards

- Hazard corrective action

- Preventive maintenance

- Regular audits

Page 16: Accident Investigation Training- Safety First!

04/11/23 16

Step 3 – Data analysis and root cause determination (cont.)

Use a structured tool such as Guide for Identifying Causal Factors and Corrective Actions to help identify root causes.

Page 17: Accident Investigation Training- Safety First!

04/11/23 17

Step 4 – Recommended corrective action

• The solution must not cause additional problems.

• The solution needs to be incorporated permanently into the system.

Page 18: Accident Investigation Training- Safety First!

04/11/23 18

Step 5 – Recommendations implementation

• Understand the forces supporting and opposing the change(s).

• Communicate the recommendations and the changes they will require. (eg, What are your communication goals?)

• Standard the changes (eg, Standard Operating Procedure/ SOP)

Page 19: Accident Investigation Training- Safety First!

04/11/23 19

Last Reminders

• Remember to FOLLOW UP all your accident investigations!!!

• In Case Of Serious Injury At Work:– Step 1: Immediately call 911 from a campus

phone or (310)825-1491 from off-campus or your cell phone. Get first Aid.

– Step 2: Notify your supervisor and your personnel department

– Step 3: Call EH&S Hotline (310) 825-9797 WITHIN 8 HOURS OF ACKONLEDGEMENT IF SERIOUS INJURY.