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Accuracy, Feasibility, and Clinical Impact of Prospective Bayesian
Pharmacokinetically Guided Dosing of Cyclophosphamide,
Thiotepa, and Carboplatin in High-Dose Chemotherapy
Milly E. de Jonge,1 Alwin D.R. Huitema,1
Annemarie C. Tukker,2 Selma M. van Dam,1
Sjoerd Rodenhuis,2 and Jos H. Beijnen1,2
1Department of Pharmacy and Pharmacology, Slotervaart Hospital and2Department of Medical Oncology, the Netherlands Cancer Institute,Amsterdam, the Netherlands
ABSTRACT
Purpose: Relationships between toxicity and pharma-
cokinetics have been shown for cyclophosphamide, thiotepa,
and carboplatin (CTC) in high-dose chemotherapy. We
prospectively evaluated whether variability in exposure to
CTC and their activated metabolites can be decreased with
pharmacokinetically guided dose administration and evalu-
ated its clinical effect.
Experimental Design: Patients received multiple 4-day
courses of cyclophosphamide (1,000–1,500 mg/m2/d), thiote-
pa (80–120mg/m2/d), and carboplatin (area under the plasma
concentration-time curve 3.3–5 mg �min/mL/d). Doses were
adapted on day 3 based on pharmacokinetic analyses of
cyclophosphamide, 4-hydroxycyclophosphamide, thiotepa,
tepa, and carboplatin done on day 1 using a Bayesian
algorithm. Doses were also adjusted before and during second
and third courses. Observed toxicity was compared with that
in patients receiving standard dose CTC (n = 43).
Results: A total of 46 patients (108 courses)were included.
For cyclophosphamide, thiotepa, and carboplatin, a total of 39,
58, and 65 dose adaptations were done within courses and 17,
40, and43beforecourses.Theprecisionwithinwhich the target
exposurewas reached improved comparedwithnoadaptation,
especially after within-course adaptations (precision for
cyclophosphamide, thiotepa, and carboplatin is 19%, 16%,
and13%,respectively); >85%led to an exposurewithinF25%
of the target compared with 60% without dose adjustments.
Toxicity was similar to that in a reference population, although
the incidence of veno-occlusive disease was reduced.
Conclusions: Bayesian pharmacokinetically guided dos-
ing for CTC was feasible and led to a marked reduction in
variability of exposure.
INTRODUCTION
Cyclophosphamide, thiotepa, and carboplatin (CTC) are
alkylating agents widely used in high-dose combination
chemotherapy regimens with bone marrow or peripheral blood
cell transplantation (1). These three compounds are administered
simultaneously in the high-dose CTC regimen, often applied in
the treatment of metastatic breast cancer and relapsing germ cell
cancer (2–6).Cyclophosphamide is a prodrug that requires enzymatic
bioactivation to manifest its cytostatic activity. After administra-tion, cyclophosphamide undergoes a sequence of activating andinactivating pathways, with f75% to 80% being activated to 4-hydroxycyclophosphamide (4OHCP). Various cytochrome P450isoenzymes are involved in the bioactivation of cyclophospha-mide, of which CYP2B6 has the highest activity. 4OHCP is veryunstable and decomposes into phosphoramide mustard, theultimate alkylatingmetabolite. 4OHCP plasma levels are expectedto reflect the intracellular levels of phosphoramide mustard.Circulating phosphoramide mustard in plasma does not contributeto cytotoxicity because it is largely ionized at physiologic pH anddoes not enter cells. The metabolism of cyclophosphamide showsautoinduction, which leads to increased rate of bioactivation ofcyclophosphamide after repeated administrations. Simultaneousadministration of thiotepa has been shown to cause inhibition ofcyclophosphamide bioactivation (7).
Thiotepa is rapidly oxidatively desulfurated to yield its
active metabolite N ,NV,N-triethylenephosphoramide (tepa),
a reaction catalyzed by the cytochrome P450 isoenzyme
subfamilies 3A, 2B, and 2C (8–10). Tepa has pharmacologic
properties similar to parent thiotepa and augments its effect
(10–12). Because tepa has a longer elimination half-life than
thiotepa, it contributes significantly to therapeutic response
and toxicity (8). Cyclophosphamide has been shown to induce
the conversion of thiotepa to tepa (13).
The pharmacokinetics of carboplatin are relatively simple,
with glomerular filtration accounting for almost all drug
elimination (14). In patients with normal renal function, 60%
to 70% of the dose are excreted into urine within the first 24
hours (14). The remainder of the drug binds irreversibly to body
proteins and tissue. The free, ultrafilterable platinum fraction is
considered pharmacologically active.
Substantial differences in pharmacokinetics of CTC between
individuals have been established, resulting in markedly different
exposures, as expressed by the area under the plasma concen-
tration-time curve (AUC), to the individual drugs and their
metabolites in patients treated at the same dose levels (15). In
high-dose chemotherapy protocols, such as the CTC regimen,
doses of the individual compounds are chosen maximal to
maximize the benefit of therapy. Doses are limited by the
occurrence of serious nonhematologic organ toxicities, such as
severe mucositis, ototoxicity, neuropathy, cardiotoxicity, and
hepatotoxicity, as seen in the high-dose CTC regimen (15, 16).
Relationships between exposure to CTC (and their metabolites)
Received 9/29/04; accepted 10/22/04.Grant support: Dutch Cancer Society project NKI 2001-2420.The costs of publication of this article were defrayed in part by thepayment of page charges. This article must therefore be hereby markedadvertisement in accordance with 18 U.S.C. Section 1734 solely toindicate this fact.Requests for reprints: Milly E. de Jonge, Department of Pharmacy andPharmacology, Slotervaart Hospital, the Netherlands Cancer Institute,Louwesweg 6, 1066 EC, Amsterdam, the Netherlands. Phone: 31-205124657; Fax: 31-205124753; E-mail: [email protected].
D2005 American Association for Cancer Research.
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and toxicity have been established. An inverse correlation
between the cyclophosphamide AUC and both treatment-related
cardiotoxicity and (event-free) survival in women with breast
cancer have been reported (17, 18). In addition, an indication for a
relationship between the AUC of 4OHCP and phosphoramide
mustard and veno-occlusive disease (VOD) of the liver was found
(15). The AUC of both thiotepa and tepa after high-dose therapy
have been associated with response and nonhematologic toxicity
(19, 20), elevation of transaminases (15), and occurrence of
mucositis (15, 21). Toxicities such as nephrotoxicity, ototoxicity,
central nervous system toxicity, and peripheral nervous system
toxicity have been associated with a higher carboplatin exposure
in high-dose regimens (15, 22–26). These relationships form the
rationale to design a strategy to decrease variability in exposure to
decrease morbidity without comprising efficacy.
In this study, we exploited the benefits of therapeutic drug
monitoring (TDM) of CTC in chemotherapy. Population
pharmacokinetic models describing the pharmacokinetics of
cyclophosphamide and 4OHCP (13), thiotepa and tepa (13, 27),
and carboplatin (28), as developed in our institute, formed the
basis for the TDM strategy. The primary aim of the study was to
investigate the ability to obtain target exposures of 4OHCP,
thiotepa and tepa, and ultrafilterable carboplatin based on real-
time pharmacokinetic follow up. In addition, the technical
feasibility of this approach was evaluated. The secondary aim
was to evaluate whether patients receiving pharmacokinetically
guided individualized doses in the CTC regimen had less toxic
events compared with a historical reference population receiving
conventional doses without pharmacokinetically guided dose
(PGD) adaptations.
METHODS
Patients and Treatment. Patients were included in several
clinical studies that employed the CTC high-dose chemotherapy
regimen with peripheral blood progenitor cell transplantation (2–
6). Patients either had high-risk primary breast cancer and received
high-dose chemotherapy as part of their adjuvant treatment or
had advanced breast, germ cell, or ovarian cancer. Two different
high-dose CTC schedules were administered. The full-dose CTC
regimen (2, 3, 5) consisted of 4 days of chemotherapy with
cyclophosphamide (1,500 mg/m2/d) as a 1-hour infusion imme-
diately followed by carboplatin [target AUC 5 mg � min/mL/d as
calculated with the Calvert et al. (29) formula using the Cockcroft-
Gault (30) formula for estimating creatinine clearance] as a daily
1-hour infusion and thiotepa (120 mg/m2/d) divided over two 30-
minute infusions (the second daily dose of thiotepa was ad-
ministered 12 hours after the first dose). The ‘‘tiny’’ CTC regimen
(tCTC) was identical to the CTC regimen, except that it
incorporated two thirds of the dose of each agent (4, 6). Patients
received either one or two courses of CTC or two or three courses
of tCTC, when possible, every 4 weeks.
Mesna (500 mg) was administered six times daily for a total
of 36 doses, beginning 1 hour before the first cyclophosphamide
infusion. All patients received antiemetics both prophylactically
and as indicated, which usually included dexamethasone and
granisetron. Patients received prophylactic antibiotics, including
ciprofloxacin and amphotericin B p.o., starting 4 days before
chemotherapy. Approximately 60 hours after the last thiotepa
infusion, the peripheral blood progenitor cells were reinfused.
The details of the CTC and tCTC regimens have been published
previously (2–6).
All protocols were approved by the Committee of Medical
Ethics of the Netherlands Cancer Institute and written informed
consent was obtained from all patients.
Sampling and Analyses. During the 4-day CTC course,
blood samples were collected from a double lumen i.v. catheter
inserted in a subclavian vein. Samples were collected before the
start of the infusions on all 4 days of chemotherapy. Complete
pharmacokinetic profiles were assessed on two separate days,
always including day 1 and day 3 or 4. On these two days,
samples were taken at 30 minutes after the start of cyclophos-
phamide infusion and at 60 (end of cyclophosphamide infusion
and start of carboplatin infusion), 90, 120 (end of carboplatin
infusion and start of thiotepa infusion), 150 (end of thiotepa
infusion), 165, 180, 210, 285, 390, and 660 minutes. On day 5,
an additional sample was collected f22 hours after the last
cyclophosphamide infusion.
After blood sampling, samples were immediately placed on
ice. Plasma was separated by centrifuging the sample at 3,500� g for 3 minutes at 4jC. A 500 AL volume of plasma was
immediately added to 50 AL of a 2 mol/L semicarbazide solution
and incubated for 2 hours at 35jC for the stabilization of
4OHCP. 4OHCP is an unstable compound and therefore requires
immediate derivatization to a more stable derivative (31). Plasma
ultrafiltrate was prepared immediately by transferring 500 ALplasma in an Amicon micropartition system with a 30-kDa
YMT-14 membrane (Millipore Corp., Bedford, MA) and
centrifuging the system at 2,500 � g for 20 minutes. All
samples were stored at �70jC until analysis.
Analysis of platinum in ultrafiltrate was done using
flameless atomic absorption spectrometry (32). Accuracy and
within-day and between-day precision were <10%. In the first 20
patients, thiotepa and tepa concentrations were quantified with a
validated gas chromatographic assay (33). Accuracy and within-
day and between-day precision were <6% for both compounds.
Later, we developed a rapid analysis method based on high-
performance liquid chromatography-mass spectrometry/mass
spectrometry to simultaneously quantify cyclophosphamide,
4OHCP, thiotepa, and tepa in one sample (31). From the time
that this method was operable, cyclophosphamide dose adapta-
tions could be done. Accuracy and within-day and between-day
precision of this method were <15% for all compounds.
Definition of the Target Exposure. For cyclophospha-
mide dose adaptations, a 4OHCP target AUC (AUC4OHCP) was
defined because 4OHCP is the activated component of the
prodrug cyclophosphamide. Because both thiotepa and tepa have
similar alkylating activities, the sum of both thiotepa and tepa
AUC (AUCTT + T) was targeted. For carboplatin, the ultra-
filterable AUCCA was targeted. Because no quantitative relation-
ships have been established between toxicity/efficacy and
exposure to cyclophosphamide, thiotepa, carboplatin, and their
relevant metabolites, the optimal dose of the three compounds in
the CTC regimen is not known. To define a safe and effective
target exposure for 4OHCP, thiotepa and tepa, and carboplatin,
their median values as obtained in complete conventional tCTC
and CTC courses in a reference population were calculated.
This reference population was similar to the population used
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for development of the population pharmacokinetic models
used in this study and consisted of 51, 42, and 42 patients for
4OHCP, thiotepa and tepa, and carboplatin, respectively.
Because the ‘‘median’’ patient in this regimen did not experience
extreme toxicities, the median AUC is expected to be a safe
target exposure. Target AUCs for complete tCTC and CTC
courses were 105 and 140 Amol/L � h for AUC4OHCP, 276 and
374 Amol/L � h for AUCTT + T, and 13.3 and 20 mg � min/mL
for AUCCA.
Population Pharmacokinetic Analyses. Bayesian dose
adaptations were done using population pharmacokinetic models
for cyclophosphamide and 4OHCP (13), thiotepa and tepa
(13, 27), and carboplatin (28) as developed with the nonlinear
mixed effect modeling program NONMEM (double precision,
version 1.1; ref. 34).
Carboplatin. Ultrafilterable platinum data were described
with a two-compartment model with first-order elimination
clearance (ClCA), volume of distribution (VCA), and distribution
rate constants k12 and k21 (28). A total of 42 patients receiving
67 courses of tCTC or CTC were used as a reference population
for estimating the population pharmacokinetic variables for this
model. In Fig. 1, the model used for carboplatin is incorporated.
In Table 1, the population pharmacokinetic variables of
carboplatin as used in the model are summarized.
Thiotepa. The population pharmacokinetic model used in
the pharmacokinetic analyses of thiotepa was published recently
(13). In this model, the distribution of both thiotepa and tepa was
described to take place over two compartments with first-order
elimination from the central compartment. The conversion of
thiotepa to its metabolite tepa was induced in the presence of
cyclophosphamide (total thiotepa clearance increased with 10-
25% during a course). The pharmacokinetic variables estimated
for thiotepa were apparent inducible clearance leading to
formation of tepa (ClTTind), apparent noninducible clearance
(ClTTnonind), volume of distribution (VTT), and distribution
microconstants k12 and k21. For tepa, these variables were
elimination rate constant (kT), volume of distribution (VT), and
distribution microconstants k34 and k43. The induction of
thiotepa elimination was modeled using a hypothetical enzyme
compartment (ENZTT) in which the amount of enzyme increased
linearly in the presence of cyclophosphamide with a zero-order
rate constant of kENZTT. ClTTind was directly proportional to the
amount in this hypothetical enzyme compartment. This model
was part of an integrated model (13), describing a mutual drug-
drug interaction of cyclophosphamide and thiotepa, as shown in
Fig. 1 and Table 2, which is described further in the section on
cyclophosphamide.
Because the influence of cyclophosphamide on the phar-
macokinetics of thiotepa was only recognized during this study,
dose adaptations for thiotepa in the first 31 patients of this study
were done using a similar model as described above, only without
the inductive effect of cyclophosphamide (27). This model has
also been published previously. Dose adaptations in the final
patients of our study were done with the improved model (13).
Cyclophosphamide. The pharmacokinetic model devel-
oped for cyclophosphamide (13) also contains thiotepa because
it has been shown that thiotepa inhibits the conversion of
cyclophosphamide to 4OHCP. This model was developed using
plasma concentration-time data of cyclophosphamide, 4OHCP,
thiotepa, and tepa from 49 patients receiving 86 courses of
CTC or tCTC. Pharmacokinetics of cyclophosphamide were
described with a two-compartment model and 4OHCP with a
one-compartment model. Cyclophosphamide was eliminated by
a noninducible route (ClCPnonind) and an inducible route
(ClCPind), the latter leading to formation of 4OHCP. The
apparent clearance of the inducible route leading to 4OHCP
was directly proportional to a hypothetical amount of enzyme
(ENZCPact). Autoinduction led to a zero-order increase (kenzCP)
Fig. 1 Schematic representation of the population pharmacokinetic models of carboplatin (CA), thiotepa (TT), tepa (T), cyclophosphamide (CP), and4OHCP, including the autoinduction process of cyclophosphamide as well as the mutual drug-drug interaction between cyclophosphamide and thiotepa.centr, central compartment; per, peripheral compartment; ENZCPact , active enzyme pool involved in cyclophosphamide metabolism; ENZCPinact ,inactive enzyme pool involved in cyclophosphamide metabolism; ENZTT, enzyme pool involved in thiotepa metabolism.
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in amount of this enzyme during treatment in the presence of
cyclophosphamide. The influence of thiotepa on the bioactiva-
tion of cyclophosphamide was modeled as a thiotepa
concentration-dependent reversible deactivation of the enzyme
resulting in the formation of an inactive enzyme (ENZCPinact).
Mass transport between both activated and inactivated enzyme
pools was modeled using an association and dissociation rate
constant (kass and kdiss), corresponding to deactivation by
association of the active enzyme with thiotepa and reactivation
by the dissociation of inactive enzyme and thiotepa.
For more details on the model, we refer to ref. 13. The
model is schematically represented in Fig. 1 with the involved
pharmacokinetic variables summarized in Table 2.
PGD Strategy. Prospective dose interventions took place
both during and between courses. During days 1 and 2 of the
first course, patients received the standard CTC dose. Blood
samples were collected on day 1. Plasma concentrations of
cyclophosphamide, 4OHCP, thiotepa, tepa, and carboplatin
were determined immediately after collection in the sample
collected until 285 minutes after the start of the course. The
concentrations in these samples were available the next day.
Based on these data, Bayesian estimates were generated for the
individual pharmacokinetic variables of cyclophosphamide,
4OHCP, thiotepa, tepa, and carboplatin. These estimates were
obtained with the POSTHOC option of NONMEM taking both
population pharmacokinetic variables and individual data into
Table 2 Population pharmacokinetic variables of cyclophosphamide, 4OHCP, thiotepa, and tepa in the model used for Bayesian dose adaptations
Variable Notation Estimate(% relative SE)
% Interindividualvariability
% Interoccasionvariability
Noninducible clearance of thiotepa (L � h�1) ClTTnonind 17.0 (13)* 46 24Initial inducible clearance of thiotepa (L � h�1) ClTTind 12.4 (14)* 31 19Volume of distribution of thiotepa (L) VTT 44.5 (5.7) 25 15Rate constant distribution thiotepa from centralto peripheral compartment (h�1)
k12 0.314 (13) 45
Rate constant distribution thiotepa from peripheralto central compartment (h�1)
k21 0.493 (12)
First-order elimination rate constant of tepa (h�1) kT 0.555 (8.5) 22Rate constant distribution tepa from central toperipheral compartment (h�1)
k34 3.49 (12) 35
Rate constant distribution tepa from peripheralto central compartment (h�1)
k43 1.01 (6.5)
First-order formation and zero-order eliminationrate constant of the enzyme involved in thiotepametabolism (h�1)
kENZTT 0.0343 (12) 200
Maximal value of enzyme induction Emax 0.361 (10)Volume of distribution of tepa (L) VT 14.2 (12)Noninducible clearance of cyclophosphamide (L � h�1) ClCPnonind 1.76 (16) 54 32Initial inducible clearance of cyclophosphamide (L � h�1) ClCPind 2.91 (8.5) 2Volume of distribution of cyclophosphamide (L) VCP 31.9 (6.6) 16 17Zero-order formation rate constant of the enzyme involvedin cyclophosphamide metabolism (h�1)
kENZCP 0.0220 (7.6) 36
First-order elimination rate constant of 4OHCP (h�1) k4OHCP 169 (8.1) 2Rate constant of reversible enzyme inactivation (h�1 � Amol/L�1) kass 0.169 (9.4) 35Rate constant of reversible enzyme activation (h�1) kdiss 0.405 (6.8)Rate constant distribution cyclophosphamide fromcentral to peripheral compartment (h�1)
k56 0.105 (28) 37 30
Rate constant distribution cyclophosphamide fromperipheral to central compartment (h�1)
k65 0.280 (24)
Proportional error of thiotepa (%) 21.7Additive error of thiotepa (Amol/L) 0.0645Proportional error of tepa (%) 16.7Additive error of cyclophosphamide (Amol/L) 0.242Additive error of 4OHCP (Amol/L) 0.270
*Estimated correlation (q) of noninducible and inducible clearance of thiotepa (% relative SE) = �0.66 (45.0).
Table 1 Population pharmacokinetic variables of carboplatin in the model used for Bayesian dose adaptations
Variable Estimate (% relative SE) % Interindividualvariability
% Interoccasionvariability
Clearance (L � h�1) 7.44 (5.4) 20 15Volume of distribution (L) 10.4 (6.7) 13 16Rate constant distribution from centralto peripheral compartment k12 (h�1)
0.672 (13)
Rate constant distribution from peripheralto central compartment k21 (h�1)
0.491 (9.3) 19
Additive residual error (Amol/L) 0.300Proportional residual error (%) 18
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account (34). Based on the estimated individual pharmacoki-
netic variables, an appropriate dose for days 3 and 4, to
approach the defined target values, was calculated.
For dose adjustment during a course, the defined target values
were used without correction for the exposure already obtained
during days 1 and 2 of the course to prevent the administration of
excessive high or low doses after adjustment to compensate for very
low or very high exposures on the first 2 days of the course.
Before second and third courses, Bayesian estimates were
generated based on all results of the previous course(s). The
doses for days 1 and 2 of these courses were again based on
approaching the defined target exposures. During second and
third courses, doses were again adjusted on days 3 and 4 based
on the concentrations in samples collected at day 1 of that course
and data of previous course(s), which is similar to the procedure
employed during course 1. In case it was proven impossible to
adjust the dose during the course, the dose of days 1 and 2 was
maintained for the other days of the course.
Pharmacokinetic Validation. To evaluate the obtained
AUCs after dose adaptations, individual pharmacokinetic varia-
bles of cyclophosphamide, 4OHCP, thiotepa, tepa, and carbopla-
tin in a specific course were calculated by individual fits of the
data using the developed models. With this method, we obtained
independent values of the pharmacokinetic variables, unbiased
toward the population model. Based on these individual
pharmacokinetic variables, the AUCs of 4OHCP, thiotepa and
tepa, and carboplatin were calculated for that specific course.
Subsequently, the total course AUC the patient obtained by dose
adjustment (AUCadapted) was compared with the AUC the patient
would have obtained in case the standard dose was administered
during the whole course (AUCstandard). Both AUCadapted and
AUCstandard were compared with the defined target AUC.
Toxicity. When the dose of at least one compound was
adapted in a course, the toxicity data of this patient were included
in the analysis. Toxicity was scored during CTC chemotherapy
and after each course and was graded according to the National
Cancer Institute Common Toxicity Criteria version 2.0 (35).
Because some toxicity were infrequent, they were registered in a
dichotomous (e.g., no toxicity or toxicity of any grade) or de-
scriptive way. Toxicity data were compared with toxicity data
reported in a reference population of 43 patients who received
75 courses of high-dose CTC with standard doses as published
previously (15). Patient characteristics of this population were
similar as the population in our study.
Significance of the difference in toxic outcome between the
two groups was compared using the v2 test.
RESULTS
A total of 46 patients have been included in the study,
who received a total of 108 CTC or tCTC courses. Because the
infrastructure for cyclophosphamide dose adaptations only be-
came available during the studies, dose adaptations for
cyclophosphamide were only done in the last 26 patients (56
courses). In Table 3, baseline patient characteristics are
summarized. These characteristics were comparable with those
in the populations used for development of the pharmacokinetic
models of CTC.
The proposed dosing strategy for CTC seemed to be
technically feasible in clinical practice. Of all patients, full
pharmacokinetic profiles could be obtained of day 1 and day 3 or
4 of the course, which could be used for the adjustment of the
dose and the evaluation of the dose adjustment. In six patients,
the planned overnight analyses of thiotepa and tepa in the
samples obtained at day 1 was not possible due to technical
problems with the method of analysis (33), preventing a dose
adjustment during the course. This problem did not occur with
the rapid high-performance liquid chromatography-mass spec-
trometry/mass spectrometry (31).
Carboplatin. Dose adaptations for carboplatin were done
in 46 patients. A total of 65 adaptations were done during the
CTC courses and 43 adaptations before the start of a new course.
In Fig. 2A , the results of the dose adaptations of carboplatin are
graphically shown. The individualized doses approach the target
with a greater precision compared with the situation in which a
conventional dose was administered. In Table 4, the accuracy and
precision of the PGD adaptations are presented. Overall, after
Bayesian dose adaptations during a course, target AUCCA levels
were approached with a mean precision of 13% versus 30% for
standard creatinine clearance–based dosing. Adaptations be-
tween courses resulted in target AUCCA levels with a mean
precision of 19% versus 31%, respectively. Highly deviating
exposures from the target AUC were effectively prevented by
dose adaptation, which can be concluded from Table 5. A total of
95% of the doses adapted during a course resulted in exposures
within F25% of the target compared with 69% without
adaptations. Doses of six patients, who would have received
exposures with >50% deviation from the target (range, 51-127%),
were successfully adjusted during the course to reach exposures
<30% of the target (range, 6-29%). With dose adaptations before
the second and third courses, doses of six patients who would
have obtained deviations >50% (range, 51-82%) were adapted to
obtain exposures in the range 9% to 51%. Median percentage
carboplatin dose change during courses was 6.8% (range, �54%
to 28%). Between courses, the median change in dose was �11%
(�37% to 18%).
Thiotepa. The results of the thiotepa dose adaptations can
be divided into two parts. In the first 31 patients (78 courses), the
dose adaptations were based on a pharmacokinetic model
without recognition of induction of thiotepa metabolism by
cyclophosphamide (27). In the following 13 patients (22
courses), the full model as shown in Fig. 1 and Table 2 was
Table 3 Baseline patient characteristics
n Median (range)
Patients 46Male 19Female 27
Site of disease (protocol)Breast cancer stage III (1 CTC) 6Breast cancer stage IV
(3� tCTC)21
Germ cell cancer(2� CTC or 3� tCTC)
19 (16/3)
Age (y) 36 (17–54)Body surface area (m2) 1.91 (1.54–2.94)Weight (kg) 77 (52–170)Height (cm) 171 (158–210)
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used (13). Because of the different models applied, the obtained
results are presented separately.
Using the first model, a total of 34 thiotepa dose adaptations
were done before start of a second or third course and 41
adaptations were done during a course. From Fig. 2A , it is clear
that the dose adaptations of thiotepa resulted in a better
approximation of the target compared with conventional dosing.
In Table 6A , the accuracy and precision of the PGD adaptations
are presented. Overall, after Bayesian dose adaptations during a
course, target AUCTT + T levels were approached with a mean
precision of 16% versus 40% for standard dosing. Adaptations
between courses resulted in target AUCTT + T levels with a mean
Fig. 2 A, deviations from the target exposureof carboplatin after dose adaptations betweenand within courses (.) compared with thesituation in which no adaptation would havebeen done (o). B, deviations from the targetexposure of thiotepa and tepa after doseadaptations between and within courses usingthe primary model (27) (.) compared withthe situation in which no adaptation wouldhave been done (o). C, deviations from thetarget exposure of 4OHCP after dose adapta-tions between and within courses (.) com-pared with the situation in which no adaptationwould have been done (o).
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precision of 35% versus 61%. Median percentage dose change
during courses was �9% (range, �51% to 42%). Between
courses, the median change in dose was �4.4% (�47% to 46%).
Results obtained with this model were slightly positively biased.
Using the full model, a total of 17 dose adaptations were
done during courses and 6 between courses. Results are
presented in Table 6B . Overall, after Bayesian dose adaptations
during a course, target AUCTT + T levels were approached with
a mean precision of 16% versus 26% for standard dosing.
Adaptations between courses resulted in target AUCTT + T levels
with mean precision of 14% versus 24%. Median percentage
dose change during the course was 6.2% (range, �39% to 34%).
Between courses, the median change in dose was 0% (�24% to
17%). Results obtained with this model were slightly negatively
biased (obtained exposures were lower than the target expo-
sures), although the number of patients was low.
With both models, highly deviating exposures from the
target AUC were effectively prevented by dose adaptation, as
can be seen in Table 5. Only 10% of the doses adapted during a
course resulted in exposures not within F25% of the target
compared with 40% in case of no dose adaptation. Exposures
>50% above the target were successfully prevented with during-
course dose adjustments because all 9 patients who would have
had these exposure (range, 50–149%) were within 35% of
the target after the adjusted doses (range, �5% to 35%). With
adaptations before courses 2 and 3, exposures >50% were
prevented in 11 patients (range, 52–203%) to result in exposures
within the �11% to 103% range.
Cyclophosphamide. A total of 39 cyclophosphamide
dose adaptations were done during courses and 17 adaptations
before start of a new course. In Fig. 2C , the results of the dose
adaptation of cyclophosphamide are graphically shown, and in
Table 7, the results are summarized. Overall, after Bayesian dose
adaptations during a course, target AUC4OHCP levels were
approached with a mean precision of 19% versus 29% for
standard dosing. Adaptations between courses resulted in target
AUC4OHCP levels with mean precision of 19% versus 23% for
standard dosing. Median percentage dose change during the
course was 0% (range, �47% to 55%). Between courses, the
median change in dose was �3% (�23% to 24%). Also for
cyclophosphamide, extremely high deviations from the target
exposure were prevented (Table 5) because 85% of the adapted
doses resulted in exposures within F25% of the target AUC
compared with 67% in case of no adaptations. Doses in four
patients who were to receive exposures with deviations from the
target >50% (range, �55% to 89%) were successfully adjusted
during the course to receive exposures withinF31% of the target
value (range, �30% to 24%).
Toxicity. In general, there were few toxic events in the
individualized patient population and no toxic deaths were
encountered. In comparing the toxicities of our population with
those of the reference population (15), we focused on the
occurrence of serious toxicities with a possible relationship with
exposures to cyclophosphamide, thiotepa, carboplatin, or their
metabolites. In Table 8, the toxicities in the population with
adapted doses are summarized and compared with those
obtained in the reference population receiving fixed doses.
VOD occurred in three patients after their second CTC
course, with ascites and grades 3 to 4 toxicity of alanine
aminotransferase, aspartate aminotransferase, and bilirubin.
Because the occurrence of VOD has been correlated with
4OHCP exposure (15), it is important to notice that cyclophos-
phamide doses were not adapted in these three patients. In the 26
patients of our study population in which cyclophosphamide
doses were adapted, not a single case of VOD occurred. In the
reference population, VOD occurred in two patients after a
second and third course of tCTC. It therefore seemed that the
Table 4 Bias and precision with which the target AUC was approached after pharmacokinetic dosing of carboplatin both during and betweenCTC courses compared with conventional dosing
Moment of adaptation(amount of adaptations)
Precision (95% CI) Bias (95% CI)
Pharmacokinetic dosing Conventional dosing Pharmacokinetic dosing Conventional dosing
During course 1 (n = 34) 13 (9–16) 33 (9–45) 6 (2–10) 16 (6–26)Before course 2 (n = 31) 21 (15–25) 33 (22–41) �1 (�9 to 6) 17 (6–27)During course 2 (n = 21) 11 (0–17) 25 (12–33) �2 (�6 to 2) 11 (1–21)Before course 3 (n = 12) 15 (4–20) 26 (12–35) 3 (�6 to 13) 15 (1–29)During course 3 (n = 10) 13 (5–18) 28 (13–38) 8 (0–16) 20 (5–35)During courses (n = 65) 13 (10–15) 30 (19–38) 4 (1–7) 15 (9–21)Before courses (n = 43) 19 (14–23) 31 (23–38) 0 (�6 to 6) 16 (8–25)
NOTE: Abbreviation: 95% CI, 95% confidence interval.Bias: (percentage mean prediction error, MPE%); Precision: (percentage root mean squared prediction error, RMSE%).
Table 5 No. dose adaptations (pharmacokinetic dosing) resulting inexposures within F25% of the target AUC compared with those
after conventional dosing
Adaptations Exposures within F25% of the target, n (%)
Pharmacokinetic dosing Conventional dosing
CarboplatinDuring courses
(n = 65)62 (95) 45 (69)
Before courses(n = 43)
35 (81) 27 (63)
ThiotepaDuring courses
(n = 58)52 (90) 35 (60)
Before courses(n = 40)
28 (70) 25 (62)
CyclophosphamideDuring courses
(n = 39)33 (85) 26 (67)
Before courses(n = 17)
13 (76) 13 (76)
Clinical Cancer Research 279
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occurrence of VOD was decreased in patients receiving adapted
doses of cyclophosphamide.
All other serious events were of similar frequency and
severity in the adapted dose group compared with the
conventional dosed group. Three patients (also receiving adapted
cyclophosphamide doses) developed hemorrhagic cystitis after a
first CTC course, a second CTC course, and a third tCTC course.
In the reference population, two patients developed this toxicity.
During our study, four patients developed sinus-tachycardia
grade 1 after a first (n = 3) or second (n = 1) tCTC course. In two
of these patients, cyclophosphamide dose adaptations were done.
In the reference population, grade 1 cardiotoxicity was seen in
three patients. One patient, not receiving cyclophosphamide dose
adaptations, developed pneumonia, a side effect ascribed to
cyclophosphamide treatment. Two patients receiving CTC
without cyclophosphamide dose adaptations had dyspnea grade
2 after a first and second course, whereas three patients receiving
tCTC with adapted cyclophosphamide doses had dyspnea grade
2 after their first tCTC course. In the reference population,
pulmonary toxicity grades 1 and 2 was reported in six courses.
One patient developed mucositis grade 4 after a first tCTC
course; therefore, treatment was discontinued. Mucositis grade 3
occurred after a first CTC course (n = 2), a first tCTC course
(n = 1), and after a second tCTC course (n = 1). In the
reference population, grade 3 mucositis was observed after
single courses of CTC in six patients. Grade 3 neuropathy was
observed in four patients (seven courses) after first, second, and
third courses. In the reference population, grade 3 neurotoxicity
was never observed. Exposures to carboplatin in the patients
with grade 3 neuropathy were not extremely deviating from the
target exposures. A relatively high incidence of ototoxicity was
observed. Grade 2 ototoxicity after first, second, and third
courses was reported in 11 patients (12 courses). Similar results
were obtained in the reference population.
DISCUSSION
Toxicity in high-dose CTC chemotherapy may be severe
and sometimes life threatening. Individualized dosing may be
applied to minimize interpatient variability in drug exposure to
maximize the benefit of therapy while keeping the risk of serious
adverse effects at an acceptable level. Especially for anticancer
agents like cyclophosphamide and thiotepa that display a high
interpatient pharmacokinetic and pharmacodynamic variability,
and for which clear exposure-response relationships have been
identified, it may be beneficial to monitor plasma drug
concentrations to improve treatment outcome. However, patients
may only benefit from an adapted dose when the adaptation is
done in an early stage of treatment. Real-time TDM therefore
requires rapid sample analysis with results available the next
morning and accurate and reliable assays for the determination of
all analytes. These techniques are available in our laboratory for
Table 6 Bias and precision with which the target AUC was approached after pharmacokinetic dosing of thiotepa both during and between CTC coursescompared with conventional dosing in the first 31 patients (A) and in the final 13 patients (B)
Moment of adaptation(amount of adaptations)
Precision (95% CI) Bias (95% CI)
Pharmacokinetic dosing Conventional dosing Pharmacokinetic dosing Conventional dosing
ADuring course 1 (n = 20) 15 (10–18) 44 (0–65) 7 (1–13) 17 (�2 to 37)Before course 2 (n = 20) 34 (15–45) 61 (29–81) 23 (12–35) 40 (18–62)During course 2 (n = 11) 13 (0–21) 35 (6–49) 4 (�5 to 13) 23 (4–41)Before course 3 (n = 14) 36 (0–54) 62 (0–100) 25 (9–40) 31 (0–63)During course 3 (n = 10) 21 (9–29) 34 (0–49) 13 (1–26) 21 (1–40)During courses (n = 41) 16 (12–20) 40 (21–52) 8 (3–12) 20 (9–31)Before courses (n = 34) 35 (20–45) 61 (29–81) 24 (15–33) 36 (19–54)
BDuring courses (n = 17) 16 (13–19) 26 (21–30) �15 (�18 to �11) �15 (�26 to �3)Before courses (n = 6) 14 (0–20) 24 (10–32) �8 (�20 to 5) �4 (�29 to 22)
Bias: (percentage mean prediction error, MPE%); Precision: (percentage root mean squared prediction error, RMSE%).
Table 7 Bias and precision with which the target AUC was approached after pharmacokinetic dosing of cyclophosphamide both during and betweenCTC courses compared with conventional dosing
Moment of adaptation(amount of adaptations)
Precision (95% CI) Bias (95% CI)
Pharmacokinetic dosing Conventional dosing Pharmacokinetic dosing Conventional dosing
During course 1 (n = 23) 19 (15–23) 33 (16–44) �13 (�19 to �7) �4 (�18 to 10)Before course 2 (n = 11) 20 (0–29) 22 (0–32) �2 (�16 to 11) �3 (�19 to 12)During course 2 (n = 10) 20 (11–25) 20 (0–30) 1 (�13 to 16) 1 (�13 to 16)Before course 3 (n = 6) 17 (6–23) 25 (5–33) �5 (�22 to 12) �1 (�27 to 25)During course 3 (n = 6) 13 (1–18) 24 (5–33) �1 (�15 to 13) �1 (�27 to 25)During courses (n = 39) 19 (15–21) 29 (18–37) �8 (�13 to �2) �2 (�11 to 7)Before courses (n = 17) 19 (9–25) 23 (13–9) �3 (�13 to 6) �3 (�14 to 7)
Bias: (percentage mean prediction error, MPE%); Precision: (percentage root mean squared prediction error, RMSE%)
Pharmacokinetically Guided Dosing in Chemotheraphy280
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CTC, allowing fast dose adaptations already from the third day
of the course on.
The primary objective of this study was to prospectively
validate the performance of the applied Bayesian dose adaptation
strategy for CTC in approaching desired plasma levels. This
study showed that adaptation of the CTC doses resulted in less
variability in exposure between patients compared with conven-
tional dosing. Moreover, patients with a highly deviating
pharmacokinetic profile were effectively recognized and their
dose was adjusted to approach the target exposure. Dose
adaptations during a course generally led to a better approxima-
tion of the target exposure compared with adaptations between
courses, which may be explained by substantial intrapatient
course-to-course variability.
Initial carboplatin doses are usually already individualized
based on renal function of a patient. Appropriate a priori doses
can be based on the Calvert formula using an individuals
glomerular filtration rate, as determined using the 51Cr EDTA
clearance, as input (29). Due to imprecise estimations of
glomerular filtration rate, using creatinine clearance estimated
by the Cockcroft-Gault (30) formula as in our study, this dosing
method may still result in large individual differences in
carboplatin exposure (28). Retrospective studies showed that
TDM of carboplatin is a possibility for a better approximation
of a desired carboplatin exposure (28, 36). In our study, we
confirmed this prospectively. Highly precise Bayesian estima-
tions of carboplatin pharmacokinetic variables can be obtained
using only a few blood samples (28, 36).
The dose adaptations for thiotepa using the primary
developed model resulted in more precise but slightly positively
biased results. The recognized interaction between cyclophos-
phamide and thiotepa, with cyclophosphamide inducing thiotepa
metabolism (13), seemed to be responsible for a significantly
increased clearance of thiotepa during a CTC course (10–15%),
resulting in more tepa formation in time. Because tepa has a
longer half-life than thiotepa, AUCTT + Twas therefore increased.
Not taking this interaction into account resulted in an underes-
timation of AUCTT + T at the end of a CTC course with
concomitant dose adaptations that were too low. Adaptation of
thiotepa doses with the newly developed model, taking into
account the induction of metabolism by cyclophosphamide,
however, resulted in slightly negatively biased results due to
overestimation of the tepa concentrations. More patients should
be included to prospectively validate the accuracy of this model.
TDM of cyclophosphamide faces the challenge of a prodrug
undergoing a complex metabolism, producing both active and
inactive products (7). Because the kinetics of cyclophosphamide
itself may not be predictive for the activation of this drug (37–40),
we based dose adjustments of cyclophosphamide on the
pharmacokinetic profile of 4OHCP. A complicating factor in the
individualization of cyclophosphamide dose is the nonpredictable
variation in enzyme activity during a course. This enzyme activity
is influenced by both autoinduction and thiotepa and becomes
apparent only until after the second day of treatment and cannot be
fully predicted from data of day 1. Estimating the extent with
which cyclophosphamide induces the conversion of thiotepa to
tepa during a course is similarly complicated when only day 1 data
are available.
It should be clear that approximation of desired target
exposures is a surrogate end point because we are mainly
interested in the clinical results of the dose individualization.
Therefore, the secondary objective of the study was to evaluate
the incidence and severity of toxicity obtained in the individu-
alized dosing group compared with patients receiving conven-
tional doses. The previously established pharmacokinetic-
pharmacodynamic relationships of CTC only accounted for
exposures to individual compounds and not their combined
effects. Nevertheless, the compounds have overlapping toxicities;
therefore, adapting the doses of all three agents simultaneously
was done. In our study, no clear difference in toxic outcome was
detected in patients receiving adapted doses compared with
patients receiving conventional doses. Only the incidence of
VOD seemed to be reduced in patients who received an adapted
cyclophosphamide dose. A factor highly contributing to these
findings is the heterogeneity of response in patients. Observed
relationships between CTC pharmacokinetics and toxicity, as
outlined in INTRODUCTION, were not very strong but
significant. Therefore, large number of patients will be necessary
to establish significant differences in pharmacodynamic outcome
between individualized and reference populations. Moreover, the
relatively low number of severe toxic events in both our
population and the reference population necessitates large patient
populations to show a beneficial effect of TDM.
In this prospective study, we also showed the feasibility of
the proposed dosing strategy in clinical practice. In this study, all
planned dose adaptations were done, with the exception of a few
adaptations for thiotepa due to bioanalytic problems. In general,
for fast and routine dose adaptations, trained personnel and short
lines among doctors, technicians, and clinical pharmacists are
a prerequisite. A trained technician for the bioanalysis as well as
a clinical pharmacologist able to perform and interpret the
mathematically complex pharmacokinetic calculations have
proven to be indispensable for rapid dose individualizations.
In conclusion, Bayesian PGD of CTC has proven to be
technically and logistically feasible in the short interval of a 4-
day course. The dosing strategy led to a marked reduction in
the variability of exposures to 4OHCP, thiotepa and tepa, and
carboplatin, especially when dose adaptations were done during
a course. Our study did not show a clear benefit for
individualized dosing in the CTC high-dose chemotherapy
Table 8 Comparison of toxicities encountered in patients receivingadapted doses compared with those receiving conventional doses (15),with focus on those toxicities expected to be correlated to exposureto cyclophosphamide, thiotepa, carboplatin, or their metabolites
Toxic event No. patients (%) P
Referencepatients(n = 43)
Patientsreceiving
adapted doses(n = 46)
VOD 2 (5) 3 (7)* NSHemorrhagic cystitis 2 (5) 3 (7) NSCardiotoxicity z grade 1 3 (7) 4 (9) NSPulmonary toxicity z grade 1 6 (14) 6 (13) NSMucositis z grade 3 6 (14) 5 (11) NSNeuropathy z grade 3 0 (0) 4 (9) NSOtotoxicity z grade 2 9 (21) 11 (24) NS
*None of these patients received an adjusted dose ofcyclophosphamide.
Clinical Cancer Research 281
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regimen compared with standard dosing in terms of reduced
toxicity, although an indication for reduction of the occurrence
of VOD was found.
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