achalasia

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Copyright 2015 American Medical Association. All rights reserved. Achalasia A Systematic Review John E. Pandolfino, MD, MSCI; Andrew J. Gawron, MD, PhD, MS T he constellation of dysphagia (difficulty swallowing), chest pain, and reflux symptoms may be caused by a variety of diseases of the esophagus such as gastroesophageal re- flux disease, malignancy, mechanical obstruction (strictures, rings, or diverticula), and achalasia and other motility disorders. Achalasia is derived from the Greek khalasis, translated as “not loosening or relaxing.” A common historical definition of achalasia is the inability of the lower esophageal sphincter to relax in the set- ting of absent peristalsis. An initial trial of acid suppression (6-8 weeks) is reasonable, but when dysphagia symptoms persist or are dominated by the report of dysphagia, endoscopy should be per- formed to evaluate for mechanical obstruction or inflammatory pro- cesses. When these are not found, achalasia should be considered, especially in the setting of dysphagia primarily to liquids. Liquids can pool and accumulate above a tight, “unrelaxing” lower esophageal sphincter, whereas they are usually less of an issue in the setting of structural causes of dysphagia. Recent advances in diagnostic testing for achalasia, especially high-resolution esophageal manometry, have provided new in- sights into the pathogenesis and clinical manifestation of this dis- order. The purpose of this review is to highlight the epidemiology, pathogenesis, and clinical approach to patients with achalasia, em- phasizing published evidence pertinent to both primary care clini- cians and specialist physicians. Evidence Acquisition and Synthesis The literature was reviewed based on an initial broad MEDLINE search using the terms ((((esophageal motility) OR achalasia) OR high IMPORTANCE Achalasia significantly affects patients’ quality of life and can be difficult to diagnose and treat. OBJECTIVE To review the diagnosis and management of achalasia, with a focus on phenotypic classification pertinent to therapeutic outcomes. EVIDENCE REVIEW Literature review and MEDLINE search of articles from January 2004 to February 2015. A total of 93 articles were included in the final literature review addressing facets of achalasia epidemiology, pathophysiology, diagnosis, treatment, and outcomes. Nine randomized controlled trials focusing on endoscopic or surgical therapy for achalasia were included (734 total patients). FINDINGS A diagnosis of achalasia should be considered when patients present with dysphagia, chest pain, and refractory reflux symptoms after an endoscopy does not reveal a mechanical obstruction or an inflammatory cause of esophageal symptoms. Manometry should be performed if achalasia is suspected. Randomized controlled trials support treatments focused on disrupting the lower esophageal sphincter with pneumatic dilation (70%-90% effective) or laparoscopic myotomy (88%-95% effective). Patients with achalasia have a variable prognosis after endoscopic or surgical myotomy based on subtypes, with type II (absent peristalsis with abnormal pan-esophageal high-pressure patterns) having a very favorable outcome (96%) and type I (absent peristalsis without abnormal pressure) having an intermediate prognosis (81%) that is inversely associated with the degree of esophageal dilatation. In contrast, type III (absent peristalsis with distal esophageal spastic contractions) is a spastic variant with less favorable outcomes (66%) after treatment of the lower esophageal sphincter. CONCLUSIONS AND RELEVANCE Achalasia should be considered when dysphagia is present and not explained by an obstruction or inflammatory process. Responses to treatment vary based on which achalasia subtype is present. JAMA. 2015;313(18):1841-1852. doi:10.1001/jama.2015.2996 Author Audio Interview at jama.com JAMAPatient Page page 1876 Supplemental content at jama.com CME Quiz at jamanetworkcme.com and CME Questions page 1859 Author Affiliations: Division of Gastroenterology and Hepatology, Feinberg School of Medicine, Northwestern University, Chicago, Illinois (Pandolfino); Division of Gastroenterology, Hepatology, and Nutrition, University of Utah, Salt Lake City (Gawron). Corresponding Author: John E. Pandolfino, MD, MSCI, Division of Gastroenterology and Hepatology, Department of Medicine, Feinberg School of Medicine, Northwestern University, 676 N St Clair St, Ste 1409, Chicago, IL 60611 (j-pandolfino @northwestern.edu). Section Editor: Mary McGrae McDermott, MD, Senior Editor. Clinical Review & Education Review jama.com (Reprinted) JAMA May 12, 2015 Volume 313, Number 18 1841 Copyright 2015 American Medical Association. All rights reserved. Downloaded From: http://jama.jamanetwork.com/ by a World Health Organization User on 06/05/2015

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  • Copyright 2015 American Medical Association. All rights reserved.

    AchalasiaA Systematic ReviewJohn E. Pandolfino, MD, MSCI; Andrew J. Gawron, MD, PhD, MS

    T heconstellationofdysphagia (difficulty swallowing), chestpain, and reflux symptoms may be caused by a variety ofdiseases of the esophagus such as gastroesophageal re-flux disease,malignancy,mechanical obstruction (strictures, rings,or diverticula), and achalasia and other motility disorders.

    Achalasia is derived from theGreek khalasis, translated as notloosening or relaxing. A common historical definition of achalasiais the inability of the lower esophageal sphincter to relax in the set-ting of absent peristalsis. An initial trial of acid suppression (6-8weeks) is reasonable, butwhendysphagia symptomspersist or aredominated by the report of dysphagia, endoscopy should be per-formedtoevaluate formechanical obstructionor inflammatorypro-cesses.When these are not found, achalasia should be considered,especially in thesettingofdysphagiaprimarily to liquids. Liquids canpool and accumulate above a tight, unrelaxing lower esophageal

    sphincter, whereas they are usually less of an issue in the setting ofstructural causes of dysphagia.

    Recent advances in diagnostic testing for achalasia, especiallyhigh-resolution esophageal manometry, have provided new in-sights into the pathogenesis and clinical manifestation of this dis-order. The purpose of this review is to highlight the epidemiology,pathogenesis, and clinical approach to patientswith achalasia, em-phasizing published evidence pertinent to both primary care clini-cians and specialist physicians.

    Evidence Acquisition and SynthesisThe literature was reviewed based on an initial broad MEDLINEsearchusingtheterms((((esophagealmotility)ORachalasia)ORhigh

    IMPORTANCE Achalasia significantly affects patients quality of life and can be difficult todiagnose and treat.

    OBJECTIVE To review the diagnosis andmanagement of achalasia, with a focus on phenotypicclassification pertinent to therapeutic outcomes.

    EVIDENCE REVIEW Literature review andMEDLINE search of articles from January 2004 toFebruary 2015. A total of 93 articles were included in the final literature review addressingfacets of achalasia epidemiology, pathophysiology, diagnosis, treatment, and outcomes. Ninerandomized controlled trials focusing on endoscopic or surgical therapy for achalasia wereincluded (734 total patients).

    FINDINGS A diagnosis of achalasia should be considered when patients present withdysphagia, chest pain, and refractory reflux symptoms after an endoscopy does not reveal amechanical obstruction or an inflammatory cause of esophageal symptoms. Manometryshould be performed if achalasia is suspected. Randomized controlled trials supporttreatments focused on disrupting the lower esophageal sphincter with pneumatic dilation(70%-90% effective) or laparoscopic myotomy (88%-95% effective). Patients with achalasiahave a variable prognosis after endoscopic or surgical myotomy based on subtypes, with typeII (absent peristalsis with abnormal pan-esophageal high-pressure patterns) having a veryfavorable outcome (96%) and type I (absent peristalsis without abnormal pressure) having anintermediate prognosis (81%) that is inversely associated with the degree of esophagealdilatation. In contrast, type III (absent peristalsis with distal esophageal spastic contractions)is a spastic variant with less favorable outcomes (66%) after treatment of the loweresophageal sphincter.

    CONCLUSIONS AND RELEVANCE Achalasia should be consideredwhen dysphagia is presentand not explained by an obstruction or inflammatory process. Responses to treatment varybased on which achalasia subtype is present.

    JAMA. 2015;313(18):1841-1852. doi:10.1001/jama.2015.2996

    Author Audio Interview atjama.com

    JAMAPatient Page page 1876

    Supplemental content atjama.com

    CMEQuiz atjamanetworkcme.com andCMEQuestions page 1859

    Author Affiliations:Division ofGastroenterology and Hepatology,Feinberg School of Medicine,Northwestern University, Chicago,Illinois (Pandolfino); Division ofGastroenterology, Hepatology, andNutrition, University of Utah, SaltLake City (Gawron).

    Corresponding Author: John E.Pandolfino, MD, MSCI, Division ofGastroenterology and Hepatology,Department of Medicine, FeinbergSchool of Medicine, NorthwesternUniversity, 676 N St Clair St, Ste 1409,Chicago, IL 60611 ([email protected]).

    Section Editor:MaryMcGraeMcDermott, MD, Senior Editor.

    Clinical Review&Education

    Review

    jama.com (Reprinted) JAMA May 12, 2015 Volume 313, Number 18 1841

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    resolution manometry) OR Chicago classification) OR esophagealperistalsis. Articles published fromJanuary 2004 to February 2015in English were included.

    This search yielded 6194 references, of which 5788 were inEnglish. Case reports (n = 521) and review articles (n = 899) wereexcluded.Articleswere further searchedusing termsspecific forepi-demiology, genetics, diagnosis,manometry, surgery, pneumatic di-lation, botulinum toxin, and per-oral endoscopic myotomy. Otherpertinent articles andguidelineswereobtained throughcitationsorwere known to the authors.We reviewed titles andabstracts tode-termine relevance to thearticle sections andultimately included93articles in the review (n = 4276 excluded). A total of 9 randomizedcontrolled trialswere includedwhenevaluatingendoscopicandsur-gical treatment modalities (comprising 734 total patients). Detailsare shown in the eFigure in the Supplement.

    Structure and Normal Function of the EsophagusThe esophagus is an 18- to 26-cm muscular hollow tube thattransports food from the oropharynx into the stomach (Figure 1).There are 4 primary layers of esophageal tissuethemucosa, sub-

    mucosa, muscularis propria, and adventitia. The esophagus origi-nates at the level of the cricoid cartilage and normally terminatesbelow the hiatus in the right crura of the diaphragm. The muscu-laris propria gradually changes from predominant skeletal musclein the upper esophagus to predominantly smooth muscle in thedistal esophagus, with mixing of muscle types along the length ofthe esophagus (Figure 1). Both circular and longitudinal musclelayers are present, and within the diaphragmatic hiatus thereexists a 2- to 4-cm thickened circular muscle layer, the loweresophageal sphincter. Esophageal innervation consists of bothparasympathetic and sympathetic nerves, with peristalsis regu-lated via the parasympathetic pathway from the vagus nerve andthe intrinsic enteric nervous system.

    Despite theseeminglysimple taskof foodtransport, themecha-nism and control of esophageal function is complex, largely owingto the neural coordination required with the oropharynx and tran-sition through different anatomical domains with mixed muscletypes.Onceafoodor liquidbolusenters theesophagus,primaryperi-stalsis strips the foodbolusdown the lengthof theesophagus. Peri-staltic contraction in the striated muscle esophagus is dependenton central mechanisms that involve sequential activation of excit-atory activity of lower motor neurons in the vagal nucleus am-

    Figure 1. Anatomy and Innervation of the Esophagus

    Cruraldiaphragm

    Esophagus

    Cricoidcartilage

    LES

    Circularmuscle

    Circularmuscle

    Submucosa

    Lumen

    Longitudinalmuscle

    Longitudinalmuscle (reflected)

    S T O M A C H

    E S O P H A G U S

    Diaphragm(cut)

    Esophagogastricjunction LES Crural diaphragm Proximal gastric cardia

    Mucosa

    Muscularispropria

    Adventitia

    Esophageal plexus

    Myenteric plexus ganglion with postganglionic neurons

    Myenteric plexusStriatedmuscle

    Transition zone

    Smoothmuscle

    Upperesophageal

    sphincter(UES)

    Loweresophageal

    sphincter(LES)

    Level of section

    Muscularismucosa

    Stratifiedsquamousepithelium

    Submucosalplexus

    A Anatomy of the esophagus and relationship to adjacent structures C Esophageal wall

    B Esophagogastric junction

    Stomach

    Clinical Review& Education Review Achalasia

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    biguus (Figure 2).1 This promotes peristaltic propagation through asequenced top-to-bottom excitation mediated by release of ace-tylcholine at themotor end plates (Figure 2).1

    Primaryperistalsis inesophageal smoothmuscle isprecededbyinhibition, which stops a progressing peristaltic wave when an-other swallow is initiated.2,3 This involves patterned activation ofpreganglionic neurons in thedorsalmotornucleusof thevagus thatproject onto inhibitory and excitatory neurons in the esophagealmyenteric plexus (Figure 2). Under normal circumstances, the in-hibitory pathway is activated first to relax the esophagus to pro-motefillingandtransport throughtheesophagus.The inhibitoryneu-

    rons activatedby thepreganglionic neurons from the caudal dorsalmotor neuron release nitric oxide to promote deglutitive inhibi-tion. This is followed by sequential activation of excitatory neu-rons,which releases acetylcholine in response to activation bypre-ganglionic neurons arising from the rostral dorsal motor nucleus.

    The direction and rate of propagation is modulated by the in-creasing inhibitory influence in the distal esophagus, called the la-tency gradient.2,3 This essentially delays contractions in the distalesophagus and allows propagation to proceed in an aboral direc-tion.Secondaryperistalsis relatedtodistentionof theesophaguswillelicit a local reflex independent of the vagal input from the dorsal

    Figure 2. Neural Control of Esophageal Motility and Plot FromHigh-Resolution Esophageal Manometry,With Anatomical Correlates

    B Esophageal pressure topography (EPT) plot from highresolution manometry (normal study)

    C Anatomical correlation with EPT plotParasympathetic esophageal innervationA

    0 30 60 90 120 150 180Color pressure scale, mm Hg

    Striated muscle innervationParasympathetic efferentNeuromuscular junction

    Smooth muscle innervationPreganglionic excitatory neuronPreganglionic inhibitory neuron Postganglionic excitatory neuron cell bodyPostganglionic inhibitory neuron cell body

    A N T E R I O RP O S T E R I O R

    P O N SEsophagus

    Nucleus ambiguus

    Vagus nerve

    Dorsal motor nucleus of vagus

    RostralCaudal

    Cricoid cartilage

    Cervical esophagus

    Thoracic esophagus

    Abdominal esophagus

    Diaphragm (cut)

    UES

    LES

    Schematic representation of esophageal motor activity during a swallow

    UES

    LES

    Time, sSwallow0 3 126 9

    Striatedmuscle

    Transitionzone

    Smooth muscle

    A, The esophagus is controlled by both centrally mediated and peripheralintrinsic processes that are compartmentalized based on location in theesophagus andmuscle type. B, Output from high-resolutionmanometry,displayed as esophageal pressure topography (Clouse plot), showingesophageal pressures over time after a single swallow. The x-axis indicates time;the y-axis indicates location from the oropharynx to the stomach, as shown inpanel C. Pressure is displayed on a color scale instead of the conventionaltracings; thus, a seamless dynamic representation of motor activity is displayed

    that provides anatomical representation of the pressure profile. The striatedmuscle esophagus can be distinguished from the smoothmuscle esophagus, asthere is a pressure gap at the transition zone that demarcates the introductionof smoothmuscle activity. The sphincters are distinguished by the 2 areas ofhigh pressure between the striated and smoothmuscle esophagus. LESindicates lower esophageal sphincter; UES, upper esophageal sphincter.Esophageal pressure topography plot reproduced with permission from theEsophageal Center at Northwestern Medicine.

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    motornucleus that causes contractionabove thedistentionand re-laxation below the distention via the intrinsic inhibitory and excit-atory myenteric neurons.

    Regional differences in the density of the inhibitory and excit-atory neurons in the enteric nervous system determine the direc-tionandvigorof thecontraction, and thismaybemodulatedbyvari-able smooth muscle response to the same quantum ofneurotransmitter.4-6 Thepathogenesis of achalasia canbe concep-tualized as a disruption of the balance between the regional excit-atory and inhibitory responseelicited along the axial locationof theesophageal body.4,7

    Although most research on peristalsis has focused on the cir-cular muscle, the longitudinal outer layer plays an important role.Esophageal shortening occurs as a response to longitudinal con-traction and ismediated by sequential cholinergic activation of themuscle.Theactivationoverlapswith thepropagatingcircularmuscleto providemechanical advantages to bolus transit and a lack of co-ordination of these effects, and exaggerated longitudinal contrac-tions may be important in esophageal dysmotility and generationof symptoms.8,9

    Ultimately, theprogressingperistalticwavesmust advance thefood bolus into the stomach across the esophagogastric junction.This junction is a high-pressure zone comprising the lower esoph-ageal sphincter, the crural diaphragm, and proximal gastric cardia.Normal resting lower esophageal sphincter tone is 10 to30mmHg,whichhelpsprevent refluxofgastric contentsback into theesopha-gus. Relaxation of the lower esophageal sphincter to allow empty-ing of the esophagus is triggered by swallowing or esophageal dis-tention mediated by both peripheral and central mechanisms.Relaxationof the sphincter is related to anumber of nonadrenergicnoncholinergic neurotransmitters, the most prominent being ni-tric oxide.

    Epidemiology and Genetics of AchalasiaAchalasia has an annual reported incidence of approximately1/100 000worldwide.10-13 In Iceland,62casesof achalasiaweredi-

    agnosedover thecourseof51years (overall incidence,0.6/100 000per year; mean prevalence, 8.7 cases /100 000).11 Gennaro et al14

    recently reportedan incident rate in Italyof 1.59cases/100 000peryear (2001-2005). Due to the chronicity of achalasia, the esti-mated prevalence of achalasia is approximately 9/100 000 to10/100 000.11,12 In the United States, rates of hospitalization forachalasia depend on patient age, ranging from 0.25/100 000(85 years).15 Although the in-cidence is low, the chronicity of achalasia significantly affects pa-tients health-related quality of life, work productivity, and func-tional status compared with the general US population.16

    Evidence supporting genetic underpinnings for achalasia comefrom twin and sibling studies and from the association of achalasiawith other diseases such as Parkinson disease, Allgrove syndrome,and Down syndrome.17-19 Familial adrenal insufficiency with alac-rima and achalasia (Allgrove syndrome) is a rare genetic syndromeassociated with defects in the AAAS gene (chromosome 12q13) andsubsequent defective tryptophanaspartic acid repeat protein.20,21

    A few reports have described familial achalasia, most recently in asingle family with an autosomal dominant pattern with 6 affectedmembers.22 Polymorphisms in the nitric oxide synthase gene havebeen investigated, but polymorphisms were found to be no differ-ent between patients with achalasia and controls.23 Because of apossible autoimmune etiology of achalasia, studies have suggestedpossible roles of interleukin polymorphisms (IL-23 and IL-10).24,25

    Currently, genetic testing for achalasia has no role in clinical man-agement outside of research endeavors.

    PathophysiologyAchalasia is associated with functional loss of myenteric plexusganglion cells in the distal esophagus and lower esophagealsphincter.26 The cause for an initial reduction of inhibitory neu-rons in achalasia is unknown. Initiation of neuronal degenerationmay be an autoimmune process triggered by an indolent viralinfection (herpes, measles) in conjunction with a genetically sus-ceptible host.27 Patients with achalasia are more likely to haveconcomitant autoimmune diseases than the general population28

    and the prevalence of serum neural autoantibodies is higher,29

    lending further credence to an autoimmune etiology. The inflam-matory reaction is associated with a T-cell lymphocyte infiltratethat leads to a slow destruction of ganglion cells. The distributionand end result of this plexitis is variable and may be modified bythe host response or the etiologic stimulus. Achalasia can also beone manifestation of the widespread myenteric plexus destruc-tion in Chagas disease, a consequence of infection with the para-site Trypanosoma cruzi.30

    The consequence of the myenteric plexus inflammation isdegeneration or dysfunction of inhibitory postganglionic neuronsin the distal esophagus, including the lower esophagealsphincter.31,32 These neurons use nitric oxide and vasoactiveintestinal peptide as neurotransmitters, and their dysfunctionresults in an imbalance between excitatory and inhibitory controlof the sphincter and adjacent esophagus. Unopposed cholinergicstimulation can result in impaired relaxation of the lower esopha-geal sphincter, hypercontractility of the distal esophagus, andrapidly propagated contractions in the distal esophagus. Longitu-

    Box. Symptoms Suggestive of Achalasia ThatMay PromptReferral for Esophageal Motility Testinga

    Esophageal SymptomsDysphagia (90% of patients)

    Heartburn (75% of patients)

    Regurgitation or vomiting (45% of patients)

    Noncardiac chest pain (20% of patients)

    Epigastric pain (15% of patients)

    Odynophagia (

  • Copyright 2015 American Medical Association. All rights reserved.

    dinal muscle contractions and esophageal shortening can persistin achalasia. There is variable expression of these abnormalitiesamong individuals, and only impaired deglutitive relaxation of thelower esophageal sphincter is universally required as a definingfeature of achalasia.

    Symptoms and SignsThe most common symptoms of achalasia are listed in the Box3-35

    and may prompt referral for a motility evaluation after more com-mon disorders are ruled out, such as gastroesophageal reflux dis-ease, mechanical obstruction (stricture, rings), or malignancy. Pro-gressive dysphagia to both solids and liquids is the hallmarksymptom associated with a diagnosis of achalasia. The prevalenceof weekly dysphagia among US adults is approximately 4%36 and isassociated with a broad differential diagnosis and workup (Table 1).Esophageal motility testing should only be done after a structuralor mechanical obstruction has been ruled out and oropharyngealcauses are not apparent. In a single-center review of all patientswith manometry over a period of 24 years (1984-2008), Tsuboi etal33 found that patients with achalasia most commonly presentedwith dysphagia and heartburn. Other common symptoms includedchest pain, regurgitation, cough or asthma, odynophagia, and epi-gastric pain.33

    Respiratory symptoms are also common in patients with acha-lasia, because primary motor abnormalities result in decreasedclearance of food and liquid from the esophagus, predisposingpatients to aspiration. Sinan et al34 found that of 110 patients withachalasia, 40% reported at least 1 respiratory symptom daily.Another study of 38 patients with achalasia found that 71% hadsore throat, hoarseness, or postnasal drip and 61% had cough.37 Inaddition, 17 patients (45%) had abnormal spirometry findings and12 had abnormal imaging findings such as septal thickening andnecrotizing pneumonia.37 The dysphagia preceded respiratorysymptoms by an average of 24 months, indicating the progressivenature of symptomswith lack of treatment.37 It is also important toconsider a diagnosis of connective tissue disease (eg, scleroderma)in patients with chronic respiratory issues and abnormalities ofesophageal motility.

    Demographic and clinical factors may affect clinical symp-toms.Dysphagia and regurgitationare commonamongall ages, butyounger patients with achalasia have been found to have a higherprevalenceofheartburnandchestpain thanolderpatients.38Obesepatients (body mass index30) may have more frequent symp-tomsofchokingandvomiting,possibly related to increasedabdomi-nal pressure.39Chestpainwasmorecommonly reportedbywomenthanmen inasingle-center retrospective reviewof213patientswithachalasia.40 However, another group reported similar reports ofchest pain regardless of age or sex.41

    DiagnosisDiagnosis of achalasia requires recognition of symptoms andappropriate use and interpretation of diagnostic testing (Table 1).Diagnoses can be difficult to make, and many patients havesymptoms for many years prior to correct diagnosis and treat-

    ment. This is most common when patients present with symp-toms that mimic gastroesophageal reflux disease, such as heart-burn, chest pain, and regurgitation. In contrast, when patientsprimarily present with dysphagia, a careful history and evaluation

    Table 1. Differential Diagnosis of Dysphagia Symptoms and Initial Testing

    Signs and Symptoms TestingEsophageal Dysphagia

    Structural esophageal disorders

    Peptic stricture Esophagogastroduodenoscopy,barium esophagram

    Esophageal (Schatzki) ring or webs Esophagogastroduodenoscopy,barium esophagram

    Eosinophilic esophagitis Esophagogastroduodenoscopy

    Malignancy Esophagogastroduodenoscopy,barium esophagram

    Radiation- or medication-inducedstrictures

    Esophagogastroduodenoscopy,barium esophagram

    Foreign body or food impaction Esophagogastroduodenoscopy

    Vascular compression Computed tomography, magneticresonance imaging, endoscopicultrasound

    Mediastinal mass/externalcompression

    Computed tomography, magneticresonance imaging, endoscopicultrasound

    Motility esophageal disorders

    Achalasia and esophagogastricjunction outflow obstruction

    High-resolution manometry,barium esophagram

    Absent contractility High-resolution manometry

    Distal esophageal spasm High-resolution manometry

    Hypercontractile esophagus(jackhammer)

    High-resolution manometry

    Minor disorders of peristalsis High-resolution manometry

    Scleroderma High-resolution manometry

    Gastroesophageal reflux disease Esophagogastroduodenoscopy,high-resolution manometry, pHtestinga

    Chagas disease Barium esophagram, serology

    Oropharyngeal Dysphagia

    Structural oropharyngeal disorders

    Malignancy Laryngoscopy

    Spinal osteophytes Video fluoroscopy, computedtomography

    Zenker diverticulum Video fluoroscopy,esophagogastroduodenoscopy

    Proximal strictures, rings, or webs Esophagogastroduodenoscopy,barium esophagram

    Radiation injury Video fluoroscopy,esophagogastroduodenoscopy

    Oropharynx infection Laryngoscopy

    Thyroid enlargement Ultrasound, computed tomography

    Neuromuscular (systemic) disorders

    Cerebral vascular accident Computed tomography, magneticresonance imaging

    Multiple sclerosis

    Focused neurologic examination,disease-specific laboratory testingand imaging

    Parkinson disease

    Myasthenia gravis

    Amyotrophic lateral sclerosis

    Muscular dystrophy

    Dermatomyositis

    Thyroid disorders

    a pH testing indicates ambulatory pH and reflux monitoring.

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    of swallowing by watching the patient drink water can be helpfulin distinguishing between oropharyngeal dysphagia and esopha-geal dysphagia. Patients with oropharyngeal dysphagia will typi-cally struggle to move the bolus into the esophagus duringwater swallows and will often have coughing and immediateregurgitation. Primary oropharyngeal symptoms should firstprompt an evaluation for oropharyngeal etiologies, with a modi-fied barium cookie swallow study performed by speech pathology(Table 1).

    Patients with intact oropharyngeal swallowing and dysphagiashould be evaluated for esophageal causes, and the differentialshould focus on distinguishing between a structural mechanicalobstruction and a motility disorder (Table 1). Mechanical obstruc-tion should be ruled out first, via either upper gastrointestinal tractendoscopy or radiologic imaging, prior to evaluation for abnormalmotility. Patients with a previous fundoplication or bariatric proce-dure (lap-band, gastric bypass) may also present with signs andsymptoms that mimic achalasia, and it is extremely difficult tomake the diagnosis of achalasia in the context of these operations.In these cases, it is important to look for mechanical causes ofobstruction, such as anastomotic stricture, tight lap-band, and anobstructed fundoplication.

    EsophagogastroduodenoscopyEsophagogastroduodenoscopy withmucosal biopsy should be per-formed in most patients presenting with solid food dysphagia, liq-uid food dysphagia, or both. This is done to rule out erosive gastro-esophageal reflux disease, eosinophilic esophagitis, structurallesions (strictures, webs, or rings), and esophageal cancer or pseu-doachalasia. Endoscopic features of an esophageal motility disor-der include a dilated or tortuous esophagus, food impactions andfluid pooling in the esophagus, and resistance to intubation of thegastroesophageal junction. Patients with achalasia may alsodevelop candidiasis attributable to esophageal stasis, and evidenceof candidiasis in the context of intact immune function shouldprompt an evaluation for esophageal dysmotility. Although endos-copy may suggest achalasia, other testing must be performed toconfirm the diagnosis.

    Barium EsophagramThe classic birds-beak appearance of achalasia on a barium swal-low study is a well-known image in clinical medicine (Figure 3C).Other radiographic featuressuggestiveofanesophagealmotilitydis-order include esophageal dilation, contrast filling the esophagus, acorkscrew appearance, and aperistalsis.

    Esophageal ManometryEsophageal manometry to assess esophageal pressures and con-tractions along the length of a flexible catheter has become thestandard for diagnosing and classifying achalasia. Major techno-logical advances have occurred during the last decade, whereinconventional water-perfused or strain gauge systems with a linetracing output have been replaced by more reproducible43 andaccurate44 high-resolution manometry systems that presentpressure data in the context of esophageal pressure topographyplots (Figure 2 and Figure 3). These methods were originallydeveloped by Clouse and led to an improved understanding ofperistaltic contractile activity. Seminal work that characterized

    high-resolution manometry metrics using Clouse plots in bothasymptomatic and symptomatic individuals45-49 eventually led tothe creation of a new classification scheme for motility disorders,called the Chicago Classification (Figure 4).50

    One important advantage of esophageal pressure topographyhas been the ability to further refine conventional diagnoses, suchas achalasia, into clinically relevant phenotypes. The diagnosis ofachalasia is classically made by demonstrating impaired relaxationof the lower esophageal sphincter and absent peristalsis in theabsence of esophageal obstruction near the lower esophagealsphincter attributable to a stricture, tumor, vascular structure,implanted device, or infiltrating process.51 Three distinct subtypesof achalasia (types I, II, and III) are defined with high-resolutionmanometry that have both prognostic and potential therapeuticimplications (Figure 3).52 If criteria for achalasia subtypes are notmet, a validated hierarchical analysis is used to determine ifpatients have nonachalasia motor disorders, as shown inFigure 4.50 However, a possible diagnosis of achalasia should beconsidered when patients present with an esophagogastric junc-tion outflow obstruction, because this may represent an incom-plete or early form of the disease. Similarly, it is also important toconsider achalasia in patients with absent contractility, as thesecasesmay be confusedwith scleroderma owing to the complexitiesof measuring relaxation of the lower esophageal sphincter. Equivo-cal cases may require further workup with endoscopic ultrasoundin the case of EGJ outflow obstruction to rule out a subtleobstruction53 and a barium esophagram in the case of absent con-tractility to document bolus retention, which would favor a diagno-sis of achalasia.

    TreatmentThere are no curative therapies for achalasia; a summary of treat-mentmodalities is listed inTable2.Nine randomizedtrialshavecom-pared endoscopic and surgical treatments for achalasia (Table 3).Physiologically, many treatments are directed at reducing contrac-tility in the loweresophageal sphincter toallow for adequateesoph-ageal emptying. The primary goal ofmanagement should be basedon early diagnosis to prevent late complications of the disease andpreserve remaining esophageal structure and function.

    Medical TreatmentOral calcium channel blockers or nitrates cause a prompt reductionin lower esophageal sphincter pressure of up to 47% to 64%, withmild benefit for dysphagia.63 These medications can have limitingadverse effects (headache, orthostatic hypotension, or edema) anddo not halt disease progression. Consequently, they are poor long-term treatment options and should be reserved for patients whoare poor candidates for surgical or endoscopic therapy. Nifedipine(10-30mg, given 30-45minutes before meals) or isorbide dinitrate(5-10 mg, given 15 minutes before meals) may be useful as short-acting temporizing treatments. Absorption and effect of oral medi-cations can be unpredictable in achalasia.

    5-Phosphodiesterase inhibitors, such as sildenafil, have alsobeen used (off-label) to treat achalasia and spastic disorders of theesophagus.64 Sildenafil lowers esophagogastric junction pressureand attenuates distal esophageal contractions by blocking the en-

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    zyme that degrades cyclic guanosine monophosphate induced bynitric oxide. Sildenafil is a viable alternative inpatientsnot respond-ing to or proving intolerant of calcium channel blockers or nitrates.However,minimal long-termtreatmentdataexistpertinent tousing5-phosphodiesterase inhibitors to treat achalasia.

    Botulinum ToxinBotulinum toxin injection into the muscle of the lower esophagealsphincter was initially proposed as an achalasia treatment basedon its ability to block acetylcholine release from nerve endings.Using this technique, Pasricha et al54 reported improved dyspha-gia in 66% of patients with achalasia for 6 months. No increase inefficacy has been demonstrated with greater doses.65 The effectis temporary and is eventually reversed by axonal regeneration;subsequent clinical series report minimal continued efficacy after1 year.54,65-67 Most patients relapse and require re-treatment

    within 12 months, and repeated treatments have been shown tomake subsequent Heller myotomy more challenging.68 Thus,botulinum toxin injection should rarely be used as a first-linetherapy for achalasia and is primarily reserved for patients whoare not candidates for definitive therapy.

    Pneumatic DilationApneumaticdilator is anoncompliant, cylindrical balloon that is po-sitioned fluoroscopically across the loweresophageal sphincter andinflated with air using a handheld manometer. The reported effi-cacy of pneumatic dilation in randomized controlled trials rangesfrom62% to 90% (Table 3). Patients with a poor result or rapid re-currence of dysphagia are unlikely to respond to additional dila-tions, but subsequent response to myotomy is not influenced. Al-though the reported incidence of perforation from pneumaticdilation ranges from0% to 16%, a recent systematic review on the

    Figure 3. Conceptual Model of Esophageal Disease Presentation and Progression Based on Phenotypes Described Using High-ResolutionManometryand Barium Esophagrams

    10 s 10 s5 s 5 s

    B C D

    Impaired LES relaxationNormal or impaired peristalsis

    Impaired LES relaxationAbsent peristalsisIncreased pan-esophageal pressure

    Impaired LES relaxationAbsent peristalsisNormal esophageal pressure

    Impaired LES relaxationAbsent peristalsisDistal esophageal spastic contractions

    EGJ outflow obstruction Type II achalasia Type I achalasia Type III achalasiaA

    Birds beak

    Smooth muscle innervationPostganglionic excitatory neuronPostganglionic inhibitory neuron 0 30 60 90 120 150 180

    Color pressure scale, mm Hg

    Some patients may present with an esophagogastric junction (EGJ) outflowobstruction pattern (panel A) in which there is impaired lower esophagealsphincter (LES) relaxation with evidence of propagating contractions. This mayrepresent the point where the esophageal body is progressing to aperistalsisand there is variable loss of the excitatory (blue circles) and inhibitory (redcircles) influence. As preferential loss of the inhibitory neurons continues toprogress, the manometric pattern may progress to a type II pattern (panel B)associated with impaired LES relaxation and panesophageal pressurization, akinto a filled water balloon being squeezed.42 Type I achalasia (panel C) is theclassic presentation of achalasia, in which there is complete loss of contractileactivity in the body of the esophagus; this is typically a later phase of disease

    progression where there is evidence of moderate to severe esophagealdilatation. Type III achalasia (panel D) is associated with prematuresimultaneous contractions that compartmentalize the bolus before it can emptythe esophagus, as evidenced by the corkscrew appearance on esophagram. Thismay represent a distinct entity that does not fall into the typical presentation ofprogressive neuron loss seen with the progression of EGJ outlet obstruction totype II achalasia, to type I achalasia. Corresponding barium esophagrams arealso shown for each subtype. Barium esophagrams and esophageal pressuretopography plots reproduced with permission from the Esophageal Center atNorthwestern Medicine.

    Achalasia Review Clinical Review& Education

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    topic concluded that usingmodern technique the riskwas less than1%,comparable to the riskofunrecognizedperforationduringHellermyotomy.69 Pneumatic dilation should be performed by experi-enced physicians, and surgical backup is required.

    Studies using pneumatic dilation as the initial treatment ofachalasia have reported excellent long-term symptom control. Athird of patients will relapse in 4 to 6 years and may requirerepeat dilation. Response to therapy may be related to preproce-dural clinical parameters, such as age (favorable if >45 years), sex(more favorable among females than males),70 esophageal diam-eter (inversely related to response), and achalasia subtype (type IIbetter than I and III).52,71 Although surgical myotomy has a greaterresponse rate than a single pneumatic dilation, it appears that aseries of dilations is a reasonable alternative to surgery. A recentrandomized trial compared this type of graded strategy with sur-gical myotomy and found it to be noninferior in efficacy(Table 3).55 Addition of botulinum toxin injection does not appearto improve outcomes.62

    MyotomyHeller myotomy, which divides the circular muscle fibers of thelower esophageal sphincter, is the standard surgical approach forachalasia. Laparoscopy is the preferred surgical approach becauseof its lower morbidity and comparable long-term outcome com-pared with that achieved with thoracotomy.72 LaparoscopicHeller myotomy is superior to a single pneumatic dilation in termsof efficacy and durability, with reported efficacy rates in the 88%to 95% range.55,56,60,61 However, the superiority of surgicalmyotomy over pneumatic dilation is less evident when comparedwith a graded approach to pneumatic dilation using repeat dila-tions as mandated by the clinical response.55,72 An antirefluxrepair has been shown to significantly decrease gastroesophagealreflux disease,57 and this can range from an anterior 180 fundo-plasty (Dor) to a 270 partial fundoplication (Toupet).59 There isgeneral agreement that a full 360 Nissen fundoplication is con-traindicated, as 1 randomized trial showed that 15% of patientshad recurrent dysphagia.58

    Figure 4. Chicago Classification Version 3.0 for Esophageal Motility Disorders, Including Achalasia

    LES relaxation upper limit of normal AND100% failed peristalsis or spasm

    AchalasiaType I: 100% failed peristalsisType II: 100% failed peristalsis withpanesophageal pressurizationType III: 20% premature contractions

    LES relaxation is normal AND prematurecontractions or hypercontractile vigor

    Distal esophageal spasm (DES) 20% premature contractions Must consider type III achalasia

    Jackhammer esophagus 20% of swallows with contractile vigor

    LES relaxation is normal AND 100%failed peristalsis

    Absent contractility Should consider achalasia in cases ofborderline LES relaxation

    LES relaxation upper limit of normal ANDsufficient evidence of peristalsis such thatcriteria for type I-III achalasia are not met

    Esophagogastric junction outflow obstruction Incompletely expressed achalasia Mechanical obstruction

    Disorders of esophagogastric junctionoutflow obstruction

    Major disorders of peristalsis(entities not seen in normal controls)

    LES relaxation is normal AND >50% ofswallows are effective without criteriafor spasm or jackhammer esophagus

    Normal esophageal motor function a

    Ineffective esophageal motility (IEM) 50% ineffective swallows

    Fragmented peristalsis 50% fragmented swallows and notmeeting criteria for IEM

    Minor disorders of peristalsis(impaired bolus clearance)

    LES relaxation is normal AND 50%of swallows are ineffective based oncontractile vigor measurements

    No

    No

    No

    No

    No

    Yes

    Yes

    Yes

    Yes

    Yes

    Yes

    Modified from Kahrilas et al.50 Classification algorithm based on results ofhigh-resolutionmanometry with ten 5-mLwater swallows. Note that achalasiashould be considered in patients presenting with esophagogastric junctionoutflow obstruction and absent contractility. Failed peristalsis denotes swallowswith a distal contractile integral (DCI) less than 100mmHgseccm (the DCIquantifies the distal contractile pressure exceeding 20mmHg from thetransition zone to the proximal aspect of the lower esophageal sphincter [LES][amplitude time length in units of mmHgseccm]).Panesophagealpressurization denotes uniform pressurization greater than 30mmHgextending from the upper esophageal sphincter to the esophagogastricjunction. Contractile vigor denotes the strength of distal contraction as defined

    by the DCI. Ineffective esophageal motility (IEM) is diagnosed when a patientexhibits greater than 50% ineffective swallows (ineffective swallows are eitherfailed [DCI

  • Copyright 2015 American Medical Association. All rights reserved.

    Per-Oral EndoscopicMyotomyPer-oral endoscopic myotomy (POEM) is the newest treatmentfor achalasia.73,74 The procedure requires making a small mucosalincision in the mid-esophagus and creating a submucosal tunnelall the way to the gastric cardia using a forward-viewing endo-scope, transparent distal cap, and submucosal dissectionknife. Selective myotomy of the circular muscle is accomplishedwith electrocautery for a minimum length of 6 cm up the esopha-gus and 2 cm distal to the squamocolumnar junction onto thegastric cardia. Initial success rates of the POEM procedure in pro-spective cohorts of patients with achalasia have been greaterthan 90%, comparable with those of laparoscopic Hellermyotomy.75-77

    A recent prospective, single-center study found that symp-toms and postmyotomy integrated relaxation pressures were notdifferent between patients undergoing laparoscopic Heller my-otomy or POEM.78 Preliminary results comparing more than 30POEM cases with laparoscopic Heller myotomy suggest compa-rable perioperative outcomes.79 A recent retrospective multi-center study reported a greater than 90% response rate in pa-tientswith type III achalasia, perhapsdue to longermyotomy lengthwith the endoscopic approach.80 There have been no randomizedtrials comparing POEM to laparoscopic myotomy or pneumatic di-

    lation, and its relative efficacy in termsof long-termdysphagia con-trol, progression of esophageal dilatation, and postprocedure re-flux remains to be established.

    Table 2. Summary of Current Treatments for Achalasia

    Treatment Durability Procedural IssuesMedical therapya On demand/

    not durableNone

    Botulinum toxininjection

    6-12 mo54 Performed in endoscopy laboratoryModerate sedation or monitoredanesthesia careProcedure time

  • Copyright 2015 American Medical Association. All rights reserved.

    Prognosis and Follow-up

    Multiple publications now support the prognostic value of achala-sia subtypes: (1) patients with type II achalasia have the best prog-nosis fromtreatment involvingmyotomyorpneumaticdilation(96%success rate)81; (2) the treatment response of patients with type Iis less robust,at81%81 (and is reducedfurtheras thedegreeofesoph-agealdilatation increases); and (3)patientswith type III haveaworseprognosis (66%),81 likelybecause theassociated spasm is less likelyto respond to therapies directed at the lower esophagealsphincter.52,71,82-84

    The optimal approach in providing follow-up for patients withachalasia is focused on periodic evaluation of symptom relief, nu-trition status, and esophageal emptying by timed bariumesophagram.85Posttreatmentmanometrycanalsobeused infollow-up, depending on patient tolerance for the procedure andavailability.85Esophageal contractile activitymay returnafter treat-ment. In 1 retrospective study, 4 of 7 patients with type I achalasia(57%), 6 of 17 with type II achalasia (35%), and 1 of 5 with type IIIachalasia (20%)had return ofweak esophageal contractile activityaftermyotomy.86 Although decisions to intervene are never basedsolely on barium esophagram or manometry alone, they do iden-tify patientswho shouldbe followedup closely toprevent progres-sion. Although the risk of squamous carcinoma is higher in patientswith achalasia than in the general population, there are no data tosupport routineendoscopic surveillance, and this is left to the judg-ment of the physician.87,88

    Treatment Failures

    Achalasia treatment is not curative, andup to20%ofpatients havesymptoms that may require additional treatments within 5years.89-92Up to6%to20%of treatedpatientsmayhaveprogres-sive dilation to megaesophagus or end-stage disease.93 Manage-ment of the care of these patients is difficult, and options includebotulinumtoxin injection, repeat pneumatic dilation, or repeatmy-otomy.Esophagectomy isultimately reservedasa final option inpa-tientswithsevereesophagealdilatationandsymptomsnot respond-ing to dilation andmyotomy.

    ARTICLE INFORMATION

    Author Contributions:Drs Pandolfino and Gawronhad full access to all of the data in the study andtake responsibility for the integrity of the data andthe accuracy of the data analysis.Study concept and design: Pandolfino, Gawron.Drafting of the manuscript: Pandolfino, Gawron.Critical revision of the manuscript for importantintellectual content: Pandolfino, Gawron.Study supervision: Pandolfino.

    Conflict of Interest Disclosures: The authors havecompleted and submitted the ICMJE Form forDisclosure of Potential Conflicts of Interest. DrPandolfino reported receiving consulting andspeaking fees from Given Imaging/Covidien andSandhill Scientific. Dr Gawron reported nodisclosures.

    Submissions:We encourage authors to submitpapers for consideration as a Review. Pleasecontact Mary McGraeMcDermott, MD, [email protected].

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    Clinical Bottom Line

    Achalasia is the most well-defined esophageal motilitydisorder.

    Presenting symptoms and esophageal contractile patternsmay be inconsistent, resulting in delayed or missed diagnosis.Primary liquid dysphagia is a classic symptom suggestive ofachalasia.

    Different achalasia phenotypes have differential responsesto treatment.

    Definitive treatment to alleviate esophagogastric junction out-flow obstruction such as myotomy (laparoscopic or endoscopic)or pneumatic dilation should be offered to patients without con-traindications to surgery.

    Clinical Review& Education Review Achalasia

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