additions of licensed persons/registered institutions ... · fan long: bnm963 licensed...
TRANSCRIPT
Page 1 of 25
CE Name CE No. Licence Type Types of Regulated Activity
Alphadyne Asset Management (Hong Kong) Limited BMW568 Licensed Corporation 9
Corres International HK Co., Limited BLN406 Licensed Corporation 1
Durer Investment Limited BNG092 Licensed Corporation 4, 9
FinTrek Capital (Hong Kong) Co., Limited BMP341 Licensed Corporation 1, 4
First Seafront International Capital Limited BLL818 Licensed Corporation 1, 6
Global Fortune United (Hong Kong) Limited BMY783 Licensed Corporation 9
Hong Kong Securities Limited BMQ618 Licensed Corporation 1
JL Capital Investment Limited BMX893 Licensed Corporation 9
LUPU (Hong Kong) Limited BMW179 Licensed Corporation 4, 9
Ocean Global Capital Management Limited BMW057 Licensed Corporation 4, 9
Regan International Securities Limited BME174 Licensed Corporation 1
Step Capital Management (HK) Limited BML133 Licensed Corporation 9
VisTreasure Securities Limited BMS480 Licensed Corporation 1
Yew Tree Limited BHQ297 Licensed Corporation 1
Zundiao Securities Limited BMR631 Licensed Corporation 1
ALLISON Andrew James BNJ950 Licensed Representative 9
Amit Singh BNN372 Licensed Representative 1
AN Tianqiong Angel BND227 Licensed Representative 1, 2
AW Adrian Matthew AWY725 Licensed Representative 1, 4
BAI Jingya BNF409 Licensed Representative 1, 4, 6
BAO Ding BNF390 Licensed Representative 1, 4, 6
BARAM Geoffrey Ian ANA198 Licensed Representative 1, 4, 6
BEDSON Samuel Mark BNH774 Licensed Representative 6
BHATTACHARYYA Utathya BNI298 Licensed Representative 9
BIER Gabriele BNI506 Licensed Representative 6
BOGORICIN OLIVEIRA Marcio BNL128 Licensed Representative 1
BOOTHE MARCEL CONSTANTINE BND275 Licensed Representative 1
BRAILEY Simon Geoffrey AVD351 Licensed Representative 1, 4
BRENNAN JR Thomas Michael ALS353 Licensed Representative 1, 4
CAI Xiaohua BNI772 Licensed Representative 1, 6
CARTER Harriet Ellen Jane BNE453 Licensed Representative 1, 4, 6
CARVALHO FURQUIM Lucas Henrique BNJ260 Licensed Representative 2
CHAI Suet Yee BCG583 Licensed Representative 1, 4, 9
CHAN Bonnie See Wa BNK872 Licensed Representative 1
CHAN Carson AQJ831 Licensed Representative 1
CHAN Chi Kiu BAP128 Licensed Representative 1
CHAN Chun Yin, Billy AVR824 Licensed Representative 1
CHAN Chung Fai AXM814 Licensed Representative 1
CHAN Ho Hin BNI501 Licensed Representative 6
CHAN Ho Tang Horton BNI483 Licensed Representative 1, 6
CHAN Hon Hoi BNJ577 Licensed Representative 1, 4, 5, 9
CHAN Ka Ho BNJ176 Licensed Representative 1, 2
CHAN Ka Wai BNJ689 Licensed Representative 1
CHAN Kin Ho BNK084 Licensed Representative 1
CHAN Kristy BNK027 Licensed Representative 1, 4, 9
CHAN Lok Man BMO599 Licensed Representative 4
CHAN Lok Yee BNJ943 Licensed Representative 4
CHAN Matthew Wing Tou BGH189 Licensed Representative 1, 2
CHAN Pak Yeung Edwin BGB569 Licensed Representative 1, 4
CHAN Po Ming BLK193 Licensed Representative 1, 2, 3
CHAN Po Shan BNH357 Licensed Representative 1, 4
CHAN Pui Shuen AQM267 Licensed Representative 1, 4
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
Page 2 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
CHAN Sau To BNK726 Licensed Representative 1
CHAN Siu Ling BDL628 Licensed Representative 1, 2
CHAN Sze Man BNK169 Licensed Representative 1
CHAN Tsz Him BNI826 Licensed Representative 1
CHAN Tsz Wang Edward BNJ076 Licensed Representative 4
CHAN Wah Kung BNI492 Licensed Representative 1, 2
CHAN Zi Wei, Gerald BAH851 Licensed Representative 6
CHANG Chiung-Wen AOE329 Licensed Representative 1
CHE Sen Hei BNI034 Licensed Representative 1, 6
CHEN Chen Kuo BNJ549 Licensed Representative 1, 4
CHEN Chia-ching BNJ667 Licensed Representative 9
CHEN Hong Chuan BNJ353 Licensed Representative 1, 4
CHEN JINHONG BNF498 Licensed Representative 1
CHEN Li Sian BNJ721 Licensed Representative 4
CHEN Lihan BNJ668 Licensed Representative 1, 4
CHEN Ming-Li APT080 Licensed Representative 1
CHEN Qian BNI820 Licensed Representative 1, 6
CHEN Runhua BNG352 Licensed Representative 1, 4, 6
CHEN Tian BNJ130 Licensed Representative 1, 4
CHEN Tianyi BNE736 Licensed Representative 1, 4, 6
CHEN Ting BNI312 Licensed Representative 1, 2
CHEN Xiaohan BNI764 Licensed Representative 1, 2
CHEN Xin AHR481 Licensed Representative 9
CHEN Xueyao BNH168 Licensed Representative 1, 6
CHEN Zeen AWR548 Licensed Representative 1, 4
CHENG Bryden Tsz Him BNH982 Licensed Representative 1, 2
CHENG De BNL445 Licensed Representative 2
CHENG Liu BNN573 Licensed Representative 1, 2, 4
CHENG Ngok Ching BNK951 Licensed Representative 1
CHEUNG Brian Tang Ching BNI775 Licensed Representative 1, 6
CHEUNG Chin To Gary BNG639 Licensed Representative 1, 4, 5, 9
CHEUNG Hang Lok AWK552 Licensed Representative 4, 9
CHEUNG Ka Ho BNN012 Licensed Representative 4, 9
CHEUNG Ka Wai BNJ807 Licensed Representative 1, 2
CHEUNG Ka Yan Flora BJK926 Licensed Representative 9
CHEUNG Kai Hung BGL610 Licensed Representative 1, 2
CHEUNG King Lam BMO728 Licensed Representative 1
CHEUNG Kiu To BNJ801 Licensed Representative 2
CHEUNG Siu Man AED162 Licensed Representative 1, 4, 9
CHEUNG Sum Ping, Jeremy BNH612 Licensed Representative 1, 2
CHEUNG Yan Yin BNF992 Licensed Representative 1, 6
CHEUNG Yee Man, Katharine BMO579 Licensed Representative 1
CHEW Boon Lian BNL163 Licensed Representative 1, 4, 6
CHIONG Sai Lung AHM814 Licensed Representative 4, 9
CHIOU Hsin-Ying AZL661 Licensed Representative 4
CHIU Dicken BNJ014 Licensed Representative 4, 9
CHIU Ho Ming AWI112 Licensed Representative 1
CHIU Ka Chun BGV489 Licensed Representative 4
CHO Jung Hyung APA430 Licensed Representative 4, 9
CHO Yeong Jun BNF062 Licensed Representative 1, 4, 6
CHOI Allen AJM479 Licensed Representative 4, 9
CHOI Hok Chung BNI037 Licensed Representative 1
Page 3 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
CHOI Yujin Chloe ATO430 Licensed Representative 1, 2
CHOW Chak Shing AGG820 Licensed Representative 1, 4
CHOW Man Ting BNH477 Licensed Representative 1
CHOW Sheila Sho Nan AQL403 Licensed Representative 1, 4, 9
CHOW Wai Ho BNJ103 Licensed Representative 1
CHOY Hoi Yin BNI851 Licensed Representative 1
CHU Chi Lan, Cherrent AXZ067 Licensed Representative 1
CHU Ming Hing Kenny BNI995 Licensed Representative 1, 4
CHUI Yuk Lam BIJ123 Licensed Representative 1
CHUNG Da Young BNH707 Licensed Representative 1, 4
CHUNG Kai Cheong AZL636 Licensed Representative 1, 6
CHUNG Long Fung BNI578 Licensed Representative 1, 4, 6
CHUNG Oscar Chor Chun BNI033 Licensed Representative 1
CHUNG Paul Chun Kiu BNJ819 Licensed Representative 1
CHUNG Shun Ho AVM902 Licensed Representative 1
CHUNG Yuen Man AWX223 Licensed Representative 1
CLARK Matthew John BNL478 Licensed Representative 1, 4
COCHRANE Samuel Thomas BNJ872 Licensed Representative 1, 2, 7
COEN Benjamin George ARM240 Licensed Representative 1, 2
COHEN Eyal BFS116 Licensed Representative 9
CONSTANTINIDES Pantelis Ioannis BNI493 Licensed Representative 1, 6
DING Jiechao BNJ567 Licensed Representative 1, 9
DONG Fanghu BNH846 Licensed Representative 1, 2
DONG Shanshan BNJ406 Licensed Representative 4
DONG Yuning BNJ160 Licensed Representative 1
DOU Yidong BHX714 Licensed Representative 4
DOWNES Larissa Anne AGI658 Licensed Representative 4
DU Wei Han BNH343 Licensed Representative 1
DU Xiyuan BNG836 Licensed Representative 1, 4, 6
DU Yuantao BNH040 Licensed Representative 4
DUAN Libo BNH868 Licensed Representative 1, 2
ENOMOTO Takayuki BNG188 Licensed Representative 1, 2
FAN Long BNM963 Licensed Representative 1, 6
FANG Chuang Yuan BNK823 Licensed Representative 9
FENG Jiahui BNI978 Licensed Representative 1, 4, 6
FLUET Emily Facchina BNI118 Licensed Representative 1, 2
FRANJOU Lionel Claude Pascal AQE634 Licensed Representative 1
FRICK Thomas Rhoads BFJ278 Licensed Representative 4, 9
FU Eugene Chun Sum BNJ548 Licensed Representative 1, 6
FU Hanbo BNJ330 Licensed Representative 6
FU Kexin BNI539 Licensed Representative 1, 4
FU Shaohua BNL576 Licensed Representative 1, 6
FU Tianye BNH822 Licensed Representative 1, 4, 6
FUNG Ha Yung BJR433 Licensed Representative 1, 4, 5
FUNG Kwok Lun BNG807 Licensed Representative 1, 2
GAO Liyun BAB050 Licensed Representative 1, 2
GAO Mengyang BNJ100 Licensed Representative 1, 4, 6
GAO Wen BHR562 Licensed Representative 4
GAO Xing BGI426 Licensed Representative 4, 9
GAO Yitong BNJ285 Licensed Representative 9
GARG Sameer BND258 Licensed Representative 9
GARUDE Alankar BIY256 Licensed Representative 4
Page 4 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
GE Yiran BNM263 Licensed Representative 1, 4
GOH Kia Lin AOQ774 Licensed Representative 1
GOH Zhuang Yi BNG401 Licensed Representative 1
GOORANAH Avrish BNG841 Licensed Representative 2, 5
GROMAK Andrey BNJ916 Licensed Representative 1, 4, 6
GUO Jiawei BNK699 Licensed Representative 1, 4
GUO Keli BNF148 Licensed Representative 1, 4, 6
GUO Mengchen BNJ727 Licensed Representative 1, 4
GUO Mengxi BNJ391 Licensed Representative 6
GUO Rui BNG888 Licensed Representative 1
GUPTA Anshuman BNH991 Licensed Representative 4
HA Jae uk BNJ329 Licensed Representative 1, 4, 6
HAI Rihan BNI902 Licensed Representative 1, 2
HAN Fang BNJ538 Licensed Representative 1, 2
HAN Yu BNJ594 Licensed Representative 9
HAN Zhixiao BJM473 Licensed Representative 1, 4
HANEY Charlotte Anne BNH999 Licensed Representative 1, 4
HANG Kai BNJ612 Licensed Representative 9
HAU Sin Hang BNJ515 Licensed Representative 6
HE Letian BNH135 Licensed Representative 1, 2
HE Liu BNL217 Licensed Representative 1, 6
HE Yangyang BNI497 Licensed Representative 1, 6
HE Yanqing BNL377 Licensed Representative 4
HO Chin Ho BNL117 Licensed Representative 1
HO Chun Yu, Jonathan ARO147 Licensed Representative 1
HO Darren King Man BNJ839 Licensed Representative 4, 9
HO Gi Lok, Sindy BNH899 Licensed Representative 1
HO Ka Yu BNH508 Licensed Representative 1
HO Shan Shan Rosanna BNH002 Licensed Representative 9
HO Tsz Yeung BCD049 Licensed Representative 1, 4, 9
HO Wai Hin BNH576 Licensed Representative 6
HO Wai Man BNI773 Licensed Representative 1, 2
HOFFMANN Sebastian AYI538 Licensed Representative 4
HONG Enze BNG993 Licensed Representative 4, 9
HONG Junchan BLO695 Licensed Representative 6
HOU QIANSHENG BNH473 Licensed Representative 1, 4, 6
HSIAO Kai Cheung BNJ278 Licensed Representative 1, 2
HSIAO Wen-liang BNG350 Licensed Representative 4
HUANG Haoya BNL472 Licensed Representative 1
HUANG Xiaolong BNF398 Licensed Representative 1
HUANG Xiya BNI394 Licensed Representative 6
HUANG Yang BNH452 Licensed Representative 4
HUANG Yihua BNI032 Licensed Representative 9
HUI Ka Yiu BFA961 Licensed Representative 9
HUI Ling Ling BJN940 Licensed Representative 1
HUI Yiu Chung, Sam BNI743 Licensed Representative 1, 6
HUNG Li-chin BNH858 Licensed Representative 1, 4, 9
HUNT David Anthony John BNH782 Licensed Representative 1, 2
HUO Zheng BNJ908 Licensed Representative 1, 6
IP Tsz Ying BNJ661 Licensed Representative 1
JAIN Nikhil BNJ259 Licensed Representative 1, 2, 7
JAJU Vipul BNH794 Licensed Representative 9
Page 5 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
JENKINSON Patrick John BNH921 Licensed Representative 1, 2
JIA Lixue BNJ740 Licensed Representative 6
JIA Shengbai BNF817 Licensed Representative 1, 4, 6
JIA Shuzhen BNG459 Licensed Representative 1, 4, 6
JIANG Mingbo BNL437 Licensed Representative 1
JIANG Yingyun BKL592 Licensed Representative 10
JIE Wenting BNI344 Licensed Representative 1, 4
JIN Bang BNJ982 Licensed Representative 4
JIN Biao Alec ARW137 Licensed Representative 9
JIN Changyu BNH510 Licensed Representative 1, 6
JIN Xin BNH250 Licensed Representative 1, 4, 6
JIN Yanzhe BNK527 Licensed Representative 1, 2
JOSHI Deepak AZI921 Licensed Representative 1, 2
JU Linlin BNH088 Licensed Representative 1, 4, 6
JUAN Cheng-Han BNI724 Licensed Representative 1
JUNG Mohammad Abdullah Sahir Bin BNH569 Licensed Representative 1, 2
KAM Wing Ki BIK396 Licensed Representative 1
KAMAL Talha BNG757 Licensed Representative 9
KAMOI Satoshi AVA226 Licensed Representative 1, 4, 6
KAMPMAN Onno Pepijn BNN300 Licensed Representative 1, 2, 7
KANG Seokwon BNK675 Licensed Representative 1, 4
KANG Suhgoo AXB367 Licensed Representative 1, 4, 6
KARWAL Vijay Paul ASS433 Licensed Representative 1, 4, 6
KAWAGUCHI Shimpei BNH664 Licensed Representative 9
KEUNG Ka Hong, Kevin AIU261 Licensed Representative 1
KHANDELWAL Ankit BNH033 Licensed Representative 1, 2
KIKUHARA Yoshiaki BNI692 Licensed Representative 1
KIM Jee Suk BFD119 Licensed Representative 1, 2, 4
KIM Jeong Yoon BHJ637 Licensed Representative 1, 9
KIM Seung Kwang BNJ827 Licensed Representative 1, 2
KIM Soyeon BNJ597 Licensed Representative 1, 4, 6
KIM Sunghun BJR042 Licensed Representative 1, 4
KNIGHT Richard James Henry BNH001 Licensed Representative 1
KO Chun Ho, Dexter BNL079 Licensed Representative 4, 9
KOH Youngjun BNJ133 Licensed Representative 4
KOICHIBARA Sachiko BNG230 Licensed Representative 1
KONG Nien Sian BNK733 Licensed Representative 4
KRUGER James Roderick Lockhart AOX034 Licensed Representative 1, 6
KUMAR Amit BNM182 Licensed Representative 1
KWOK Hon Cheung BNH796 Licensed Representative 1, 4, 9
KWOK Karbo Larry BNH018 Licensed Representative 6
KWOK Tsz Wan BNL412 Licensed Representative 1, 2
KWOK Yin Fan AYC902 Licensed Representative 1, 2, 4, 5, 9
LAI Ming Yan BNK808 Licensed Representative 6
LAI Pui Hang BNG079 Licensed Representative 1, 4
LAKHANI Jhanvi Dilip BNE652 Licensed Representative 6
LAM CHEUK YING IVY BNI988 Licensed Representative 10
LAM Derek Matthew AXV404 Licensed Representative 6
LAM Molly Mo Yin BAZ754 Licensed Representative 1
LAM On Ying BNJ388 Licensed Representative 1, 4
LAM Sin BNK383 Licensed Representative 1, 6
LAM Trevor Michael BNH658 Licensed Representative 6
Page 6 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
LAM Tsz Fung BNK300 Licensed Representative 1
LAM Wai Shun Wilson BND802 Licensed Representative 10
LAM Yuet Kelly BNJ683 Licensed Representative 4, 9
LAU Kwan Yin BNI434 Licensed Representative 1
LAW Hoi Kong BNH635 Licensed Representative 1, 6
LAW Tin Wai Tiffany BNI686 Licensed Representative 1, 6
LAW Wai Han BNH675 Licensed Representative 1, 4
LE Quoc Benoit Khanh Jacques BNE908 Licensed Representative 1, 4
LEE Chin Hang BNI825 Licensed Representative 6
LEE Chyuan Ching BNJ505 Licensed Representative 6
LEE In-gyu BBQ892 Licensed Representative 1, 4
LEE James BNI691 Licensed Representative 4
LEE Jun Hee BNJ188 Licensed Representative 1, 4, 9
LEE Ka Shing AEI379 Licensed Representative 1, 4, 9
LEE Kai Xuan Almeric BNJ622 Licensed Representative 1
LEE Kit BNH149 Licensed Representative 1, 4, 9
LEE Ming Han BNL589 Licensed Representative 4, 9
LEE Nick Andre Pei Li BNJ326 Licensed Representative 1, 2
LEE Samuel See Wai BIH474 Licensed Representative 1, 4
LEE Shiryu James BNH482 Licensed Representative 1
LEE TAEHO BNH276 Licensed Representative 4
LEE Tak Law BNL407 Licensed Representative 1, 2
LEE Tik Wa AFD428 Licensed Representative 1
LEE Tsz Ho BNH517 Licensed Representative 1, 4, 9
LEE Wai Lee BAT980 Licensed Representative 4, 9
LEE Yuet, Eunice BNJ674 Licensed Representative 1, 4
LEI Liping BNJ405 Licensed Representative 1, 2
LEUNG Eddie Ka Ho BNG628 Licensed Representative 1, 4
LEUNG Francis Feng Hua AQI797 Licensed Representative 1
LEUNG Fung Kuen Cindy BNJ529 Licensed Representative 1
LEUNG Hing Tak BNI150 Licensed Representative 1, 2
LEUNG Ho Wang BFX358 Licensed Representative 1, 2
LEUNG Ka Wai BNG687 Licensed Representative 9
LEUNG Kin Yee ARU276 Licensed Representative 4
LEUNG Robin Chun Yin BNG164 Licensed Representative 4
LEUNG Tsun Yin BNH641 Licensed Representative 1
LEUNG Wing Hang BNJ750 Licensed Representative 1
LI Ang BNN210 Licensed Representative 1, 4
LI Chit Hon BNL479 Licensed Representative 4
LI David Sijun BEW621 Licensed Representative 6
LI Gen BNJ096 Licensed Representative 1, 4
LI Guo BMU801 Licensed Representative 1, 4, 9
LI Huiqun BNH363 Licensed Representative 4
LI JIE BNI490 Licensed Representative 1, 6
LI Kui Wa BNJ023 Licensed Representative 1
LI Mingyuan BNH924 Licensed Representative 1, 4, 6
LI Na BNJ843 Licensed Representative 1, 4, 6
LI Peiyu BNJ144 Licensed Representative 1, 2, 4
LI Shaobo BNI705 Licensed Representative 1, 6
LI Shiu Yan BNJ008 Licensed Representative 1, 6
LI Tsz Kin Ken BNH407 Licensed Representative 9
LI Xinye BNG674 Licensed Representative 1, 2
Page 7 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
LI Xuetong BNJ561 Licensed Representative 1
LI Zhuoqing BNJ129 Licensed Representative 1, 4
LIANG Kailin BNJ109 Licensed Representative 2
LIANG Wei BNJ850 Licensed Representative 10
LIANG Wenqian BNH880 Licensed Representative 1, 4, 6
LIANG Zun BNL470 Licensed Representative 1, 6
LIAO Michael Jia Jun BNJ694 Licensed Representative 2, 5
LIM In Ja ANT250 Licensed Representative 1, 4, 6
LIM Seow Keng BNG472 Licensed Representative 4, 9
LIN Chaohan BNH490 Licensed Representative 4, 6
LIN Hsinyu BNJ513 Licensed Representative 9
LIN Shaoyu BNI916 Licensed Representative 1, 4, 9
LIN Zuodong BNJ825 Licensed Representative 9
LING Da AYG050 Licensed Representative 4, 9
LING Hing Cheung AWN388 Licensed Representative 1
LIU Chang AOJ599 Licensed Representative 6
LIU Changtai BNM900 Licensed Representative 1, 4
LIU Chuen Fai Jeffy BNL362 Licensed Representative 6
LIU Diana BNF050 Licensed Representative 1, 4, 6
LIU Hao BNH973 Licensed Representative 1, 4
LIU Hongyu BNG545 Licensed Representative 1, 4, 6
LIU Jiani BNJ556 Licensed Representative 1, 4
LIU Jiongyu BNK627 Licensed Representative 6
LIU Majin BNK629 Licensed Representative 1, 2
LIU Mengxiao BNI018 Licensed Representative 1, 4, 5, 9
LIU Muzi BNJ935 Licensed Representative 1, 6
LIU Qing BGH970 Licensed Representative 1, 4, 9
LIU Sufeng BBJ505 Licensed Representative 1, 4
LIU Tao BNH492 Licensed Representative 4, 9
LIU Wan Yi Winnie BNL118 Licensed Representative 1, 2
LIU Xunwu BNJ308 Licensed Representative 6
LIU Yang AMN665 Licensed Representative 1, 6
LIU Ying BNI047 Licensed Representative 10
LIU Yu AYH745 Licensed Representative 1, 4, 6
LIU Zhenyu BAI289 Licensed Representative 4, 9
LU Yi Chun AZX329 Licensed Representative 1, 4, 6, 9
LUI Hoi Ching BNH546 Licensed Representative 9
LUI Marie Carrilyn BNK815 Licensed Representative 1, 4, 6
LUI Yau Lok BNH806 Licensed Representative 1
LUO Di BHH206 Licensed Representative 1, 4, 9
LUO Siqun BJC964 Licensed Representative 1
LUO Xiaochan AZK018 Licensed Representative 9
LUO Yuhan BHK003 Licensed Representative 4, 9
LYU Peipei BNG845 Licensed Representative 1, 4, 6
LYU Yiou BNJ029 Licensed Representative 1, 4, 6
MA Hiu Fai AOR615 Licensed Representative 1, 4, 9
MA Hiu Nga, Michelle AWE190 Licensed Representative 1, 4
MA Kit Sang, Jason BAZ553 Licensed Representative 1, 4
MA Pui Wah BNI645 Licensed Representative 1, 4
MA Un Kong BHJ817 Licensed Representative 4, 9
MAK Ka Ho, Matthew BNH922 Licensed Representative 1, 4, 6
MAK Ming Hoi BJR444 Licensed Representative 1
Page 8 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
MAK Tsz Kin AGE828 Licensed Representative 1
MAK Yung Pan Andrew BMI336 Licensed Representative 1, 4, 9
MAO Dizhou BLE223 Licensed Representative 1
MAO Zhengguang BNG437 Licensed Representative 1, 2
MARWAT Umair Khan BNH989 Licensed Representative 1, 2, 7
MAXTON Ellen Grace BIN464 Licensed Representative 1, 2
MAXWELL Olivia Louise BNJ619 Licensed Representative 1, 2
MOK Pak Yuen BDX270 Licensed Representative 1
MOK Sui Lung BNC930 Licensed Representative 1
MOK Wing Sze BNI355 Licensed Representative 1, 2
NAKABAYASHI Mitsugu BNJ261 Licensed Representative 1, 4, 6
NAN Chunyan BDQ082 Licensed Representative 4, 9
NG Ka Wai APO972 Licensed Representative 1, 4
NG Kam Fung, Frances ABS929 Licensed Representative 1
NG Kwan Ho John BNI579 Licensed Representative 1, 4, 6
NG Po Ling AYI107 Licensed Representative 10
NG Tsz Chung BNI417 Licensed Representative 1
NG Tzu Ying Adrian BCG135 Licensed Representative 4, 9
NG Wang Leung AEJ671 Licensed Representative 1
NG Yee Chun BNF984 Licensed Representative 1, 4
NGAI Ching Yau APW464 Licensed Representative 1
NING Szu Wei BNE452 Licensed Representative 1, 6
O'BRIEN Neill Maurice BNH891 Licensed Representative 1
OHASHI Kenzo BNJ771 Licensed Representative 1
OISMAYO Hafid BNI206 Licensed Representative 1, 2, 7
OSEKITA Folasefeoluwa Ayoifeoluwape Oluwamisimi BNL373 Licensed Representative 1, 2
PAN Jiahao BNF786 Licensed Representative 9
PANG Lai Chi AVV215 Licensed Representative 1, 4, 6
PANG Shuo BNJ512 Licensed Representative 4
PANG Wai Yuen, Marvin AAI320 Licensed Representative 1, 2
PARK Eun Young AVT464 Licensed Representative 1, 4
PASINI Alberto BNM187 Licensed Representative 4, 9
PATEL Pinakin Kantilal BBG312 Licensed Representative 4, 9
PENG Kuijian BNN386 Licensed Representative 1, 2
PICCOLO Martina BNJ738 Licensed Representative 1
PLESSER Thomas BNG481 Licensed Representative 1, 6
PONG Shan Shan, Sandra BNI528 Licensed Representative 1, 2
POON Patrick ALZ356 Licensed Representative 1
PRANOTO Malvin Wisnuyudha BNH736 Licensed Representative 1
QI Xin AWL701 Licensed Representative 9
QI Yujie BNJ553 Licensed Representative 1
QIAN Chenhao BNI093 Licensed Representative 1, 2, 7
QIU Shi BEF213 Licensed Representative 4
QU Yuying BNM223 Licensed Representative 1, 2
REN Peiran BNI275 Licensed Representative 1
REYNAERTS Frank Johan B. BNJ376 Licensed Representative 1, 4
RHEINGANS-YOO Ross William BMR642 Licensed Representative 1, 2
RIBEIRO Mauricio Ferreira Meira AUC957 Licensed Representative 1, 4
RIDLEY Barry Steven AQX335 Licensed Representative 1
ROBINE Charles-Antoine, Marie, Godfroy ATC945 Licensed Representative 1, 2
RONG Yu BGY934 Licensed Representative 9
ROSLYN Marshall David BNL036 Licensed Representative 1, 6
Page 9 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
ROY Moushumi BNG351 Licensed Representative 2
RUBIO MOLINA PRADOS Francisco Eugenio BNH339 Licensed Representative 9
SAADANE Mohammed Fatih Zineddine BNJ831 Licensed Representative 1, 2
SAMI Muhammad Talha BNI727 Licensed Representative 1, 2
SANG Haoran BNH925 Licensed Representative 1, 4, 6
SANTER Johann Peter AON268 Licensed Representative 1
SATO Takashi BNJ949 Licensed Representative 1
SEE Kit Long APY536 Licensed Representative 1, 2
SHAH Kshitij Manish BMR353 Licensed Representative 4, 9
SHAO Weixiong BNG597 Licensed Representative 1, 2
SHAO Yi BNN841 Licensed Representative 1, 6
SHE Huanqi BNJ748 Licensed Representative 1
SHEN James Sun BNH100 Licensed Representative 1, 4
SHEN Jun BNJ542 Licensed Representative 1, 6
SHEN Le BNH896 Licensed Representative 4
SHEN Luqing BNL372 Licensed Representative 4
SHU Han BKY918 Licensed Representative 1, 4, 9
SHUM Chun Wai APF965 Licensed Representative 4
SIM Seong Leol BNK488 Licensed Representative 1, 2
SINGH Nidhi BNI914 Licensed Representative 1
SINGH Santosh Kumar BNG997 Licensed Representative 4
SINN Yee Man, Elizabeth ACH959 Licensed Representative 9
SO Chun Fei BGE655 Licensed Representative 1
SO Eunjae BNK454 Licensed Representative 4
SO Monique Ellie Mo Shun BNI837 Licensed Representative 1
SO Pak Hay, Pascal BNH146 Licensed Representative 1, 2
SONG Fang BNI481 Licensed Representative 1, 6
SONG Hao BNH693 Licensed Representative 1, 4, 9
SONG Ping BNA762 Licensed Representative 1, 4
SONG Yebo BHC278 Licensed Representative 1, 2, 7
STANLEY Thomas Edward BNI065 Licensed Representative 1, 2
SU Sheng Yuan BNN011 Licensed Representative 1, 4
SU Zirui BNH918 Licensed Representative 1, 4, 6
SUN Bijun BNG808 Licensed Representative 1, 2, 7
SUN Lu BNH976 Licensed Representative 1, 4, 6
SUN Qianya BNH306 Licensed Representative 1, 2
SUN Siwen BNG843 Licensed Representative 1, 4, 6
SUN Xukanghong BNG638 Licensed Representative 1, 4, 9
TAI Ching Man BEI194 Licensed Representative 1
TALWAR Rohan BNL464 Licensed Representative 6
TAM Chun Wing Ray BNJ187 Licensed Representative 9
TAM Jun Yuan Matheu BNH816 Licensed Representative 1, 2
TAM Yue Fong Natalie BNL094 Licensed Representative 1, 2, 9
TAN Rowan Jin Sen BNJ152 Licensed Representative 1, 4, 6
TAN Ruohan BNI286 Licensed Representative 1, 4
TAN Su Wen BNL477 Licensed Representative 1
TANG Jiazi AWX863 Licensed Representative 9
TANG Keyin BNH660 Licensed Representative 1
TANG Tsz Fung BGX456 Licensed Representative 1, 9
TANG Yixing BNL318 Licensed Representative 4, 9
TANI Kenichiro ANZ614 Licensed Representative 1
TAY Hui Xin BMV799 Licensed Representative 1, 4
Page 10 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
TERADA Hiroyuki BNG996 Licensed Representative 4
THAKKER Mehul BNH696 Licensed Representative 4
THOMAS Tristan Roland France BND765 Licensed Representative 1, 2
TON Suzanne To Quan AAZ188 Licensed Representative 1, 4, 9
TONG Nam BNL293 Licensed Representative 1, 4
TSAI Terng Luen BNH464 Licensed Representative 1, 4, 9
TSANG Sik Yue BNH617 Licensed Representative 1, 2
TSANG Tsz Kin BNL499 Licensed Representative 1, 4, 9
TSE Hong Un, Rosita ADI468 Licensed Representative 1, 4, 9
TSE Man Po, Andy AMD101 Licensed Representative 1
TSE Tsz Kwan BNJ328 Licensed Representative 1, 6
U Pou Keong AWY617 Licensed Representative 1, 2
WAN Sin Ching BNJ403 Licensed Representative 1, 2
WAN Tsz Hiu BNL575 Licensed Representative 1, 2
WAN Wai Hang BAZ965 Licensed Representative 4, 9
WAN Wei ASH820 Licensed Representative 4
WANG Baocong BNH662 Licensed Representative 4, 9
WANG Cheng BNH070 Licensed Representative 1, 4, 6
WANG Chunjun BNH308 Licensed Representative 1
WANG Edwin Meng Bai BMX625 Licensed Representative 1, 4
WANG Jiayi BNI804 Licensed Representative 1
WANG Jing BNH399 Licensed Representative 4
WANG Jingzhi BNK282 Licensed Representative 4
WANG Kailin BNJ180 Licensed Representative 1, 2, 4
WANG Lidong BNJ936 Licensed Representative 1, 4, 6
WANG Mingren BNJ583 Licensed Representative 1, 6
WANG Pei BNJ942 Licensed Representative 4, 9
WANG Sisi BNJ531 Licensed Representative 1, 6
WANG Ting BNJ934 Licensed Representative 1, 4
WANG Xiaoke BNE464 Licensed Representative 1, 2
WANG Xiaorui BNH572 Licensed Representative 2
WANG Xiaoxuan BJI011 Licensed Representative 4, 9
WANG Xueming BNN008 Licensed Representative 9
WANG Yi BNN211 Licensed Representative 4
WANG Yifang BNI063 Licensed Representative 1, 6
WANG Yue BNJ744 Licensed Representative 1, 2
WANG Yujin BEC368 Licensed Representative 4, 9
WANG Yumeng BNM125 Licensed Representative 1
WANG Zinian BNJ569 Licensed Representative 1, 6
WEISS Dane Michael BNI794 Licensed Representative 1
WENG Chenqi BNJ123 Licensed Representative 1, 6
WHORTON Eric Abraham BMB931 Licensed Representative 1, 4, 6
WILKS Richard John BNJ105 Licensed Representative 6
WONG Hok Man BNI770 Licensed Representative 1, 6
WONG Ka Ying BNJ671 Licensed Representative 4, 9
WONG Ken Wei AIR851 Licensed Representative 1, 6
WONG Kin Lok Milton BNL581 Licensed Representative 9
WONG King Chi BDO998 Licensed Representative 1, 4
WONG Pui Chi Gigi AZT110 Licensed Representative 1
WONG Sheung Long BNH878 Licensed Representative 1, 2
WONG Suet Ying BDI340 Licensed Representative 1
WONG Yan Long Ivan BNH606 Licensed Representative 1, 4, 9
Page 11 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
WONG Yi Ling, Elaine BNH516 Licensed Representative 1
WONG Yuen Yee, Vicky AUX364 Licensed Representative 1
WOON Audrey Hui BEE288 Licensed Representative 1, 2
WU Carolyn Shoutong BNJ196 Licensed Representative 1, 2, 7
WU Clinton Yumo BNH160 Licensed Representative 1, 4
WU Di BNI721 Licensed Representative 9
WU Jiajun BMQ963 Licensed Representative 4, 9
WU Jing BNL527 Licensed Representative 1, 6
WU Jinghua BEO471 Licensed Representative 1
WU Jingsu BDF049 Licensed Representative 1, 4
WU Lin Sheng BNJ555 Licensed Representative 1, 4, 6
WU Ming Tung, Angus BNN099 Licensed Representative 9
WU Rundong BNI781 Licensed Representative 10
WU Wanling BNF152 Licensed Representative 1, 4, 6
WU Yajun BNH607 Licensed Representative 1, 4, 6
WU Yiwen BNH356 Licensed Representative 1, 2
XIA Dongsun BNJ745 Licensed Representative 1
XIA Xue BMW966 Licensed Representative 1
XIA Yilang BNI785 Licensed Representative 1, 4
XIANG Lu BNJ112 Licensed Representative 1, 4
XING Chongyang BNN388 Licensed Representative 4
XING Fan BNG640 Licensed Representative 1, 2
XIONG Jingyue BNC199 Licensed Representative 1, 6
XU Feili BNJ670 Licensed Representative 1, 4
XU Haitao AXS426 Licensed Representative 1, 6
XU Wei BNH130 Licensed Representative 1, 2
XU Zhichao BNJ183 Licensed Representative 1, 6
XU Zhuoyi BNH302 Licensed Representative 1, 4
YAMAKAWA Asako BFE367 Licensed Representative 1
YAN Ke BNG652 Licensed Representative 1, 4
YAN Minling BNI376 Licensed Representative 1
YANG Chen BNJ315 Licensed Representative 1, 6
YANG Haiwen BNI428 Licensed Representative 1
YANG Hoyeol BNN324 Licensed Representative 1, 9
YAO Yao BNG889 Licensed Representative 1, 4
YEUNG Chun Kit Oscar BNK835 Licensed Representative 1, 4, 9
YEUNG Nga Yan BNL126 Licensed Representative 1, 4, 9
YEUNG Wai Hung ARL945 Licensed Representative 1
YEUNG Yip Kei Freddy ASQ568 Licensed Representative 1
YIN Anna BNL579 Licensed Representative 1, 2
YIN Shuai BNJ291 Licensed Representative 9
YING Po Yee, Jessie ANB104 Licensed Representative 1
YIP Cheuk Kwan BNG570 Licensed Representative 4, 9
YIP Chi Yan, Christopher ALF219 Licensed Representative 4, 9
YIP Kit Hang BNJ378 Licensed Representative 1
YOO Jihyeon BNH154 Licensed Representative 1, 2
YOUNG Wai AFM340 Licensed Representative 1, 6
YU BAI Daniel BIK230 Licensed Representative 4, 9
YU Chin Wai, Bonny BLT876 Licensed Representative 1, 4
YU Daniel Ting Yao BMX868 Licensed Representative 1, 4, 9
YU Debra BNN116 Licensed Representative 1, 4, 6
YU Jie BNF382 Licensed Representative 1, 6
Page 12 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
YU Mun Shan Pearl BNJ551 Licensed Representative 1, 6
YU Shuyao BJH798 Licensed Representative 1, 4, 6
YU Tak Wai Winnie BBH216 Licensed Representative 6
YU Zerong BNF870 Licensed Representative 1, 4, 9
YUAN Tianyu BNK425 Licensed Representative 1, 2
YUEN Wing Yee AQG441 Licensed Representative 4, 9
YUEN Yan Chi BIG336 Licensed Representative 4, 5
ZENG Duying BNH913 Licensed Representative 4, 9
ZHAN Yueying BNI774 Licensed Representative 1, 6
ZHANG Anqi BNJ849 Licensed Representative 1
ZHANG Chenbin BNM186 Licensed Representative 1, 4, 9
ZHANG Jie BNL500 Licensed Representative 1, 4
ZHANG Lingli BNL430 Licensed Representative 1, 6
ZHANG Linnan BNL378 Licensed Representative 1
ZHANG QI BNJ666 Licensed Representative 1, 4, 6
ZHANG Shuo BNL423 Licensed Representative 1
ZHANG Xingyun AYT719 Licensed Representative 10
ZHANG Yan BND768 Licensed Representative 1, 4, 6
ZHANG Yibo AZX335 Licensed Representative 1, 4
ZHANG Yilei BNL465 Licensed Representative 4, 6
ZHANG Yu BNH447 Licensed Representative 1, 4
ZHANG Yue BNL473 Licensed Representative 4, 5, 9
ZHANG Yujia BNJ947 Licensed Representative 4
ZHANG Yundi BNH374 Licensed Representative 2, 5
ZHANG Yunxi BNJ669 Licensed Representative 1, 4
ZHAO Danni BBE751 Licensed Representative 1, 4
ZHAO Dongfang BNK367 Licensed Representative 1, 6
ZHAO Lin BNJ907 Licensed Representative 10
ZHAO Mianlu BNG698 Licensed Representative 4
ZHAO Qing BNC883 Licensed Representative 1, 2
ZHAO Tianning BNI991 Licensed Representative 1, 4
ZHAO Xiao Le AGC972 Licensed Representative 1
ZHEN Yanqing BNH342 Licensed Representative 1
ZHENG Ruifeng BNJ941 Licensed Representative 1, 4
ZHENG Yi BNJ836 Licensed Representative 1, 2
ZHONG Jie BNJ751 Licensed Representative 1, 2
ZHOU Huan BNL587 Licensed Representative 1
ZHOU Kai Feng BNJ486 Licensed Representative 1
ZHOU Shuoying BNG897 Licensed Representative 1, 4, 6
ZHOU Yuhao BNM901 Licensed Representative 4, 9
ZHOU Zhicheng BNJ995 Licensed Representative 1, 4
ZHU Kexin BNJ818 Licensed Representative 4
ZHU Ting BNC885 Licensed Representative 2, 5
ZHU Wei BNH083 Licensed Representative 1, 4, 9
ZHU Xiaokang BNL517 Licensed Representative 1, 6
ZHU Yiqing BNF384 Licensed Representative 1, 4, 6
ZHU Yue Cindy BNJ559 Licensed Representative 6
ZOU Bingfeng BNG012 Licensed Representative 4, 9
ZOU Yutong BNI783 Licensed Representative 10
AN Bin AUN707 Licensed Representative - Responsible Officer 9
BIN Guoqiang BNG046 Licensed Representative - Responsible Officer 4, 9
CAI Wei AKI200 Licensed Representative - Responsible Officer 1, 6
Page 13 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
CHAN Kon Kai ADW708 Licensed Representative - Responsible Officer 9
CHAN Wei Beng ABX133 Licensed Representative - Responsible Officer 1, 4, 9
CHANDLER Michael Lee AGC927 Licensed Representative - Responsible Officer 1
CHEUNG Wing Hong Shannon AEL680 Licensed Representative - Responsible Officer 1
CHONG Hey AXK219 Licensed Representative - Responsible Officer 1, 4
CHUI Loong Chik, Nelson AGP035 Licensed Representative - Responsible Officer 4, 9
CHUN Ka Yee, Angela AFW118 Licensed Representative - Responsible Officer 9
DING Michael B BEC499 Licensed Representative - Responsible Officer 4, 9
DODD Simon John AMX566 Licensed Representative - Responsible Officer 1, 2
FAN Kai BNA760 Licensed Representative - Responsible Officer 9
GANDON Romain Henri Francois AWI827 Licensed Representative - Responsible Officer 4, 5
GAO Bing BLZ743 Licensed Representative - Responsible Officer 4, 9
GOKHALE Prashant Achyut AGO373 Licensed Representative - Responsible Officer 4
GU Ziqiao BMW241 Licensed Representative - Responsible Officer 4, 9
JACOB Josh Purackal AWN394 Licensed Representative - Responsible Officer 1, 4
JIA Hongrui BFZ382 Licensed Representative - Responsible Officer 1, 4, 6, 9
KWOK Sze Kong AJO748 Licensed Representative - Responsible Officer 4, 9
LAI Ming Hon, Justin AWY011 Licensed Representative - Responsible Officer 9
LAU Chi Yin BND487 Licensed Representative - Responsible Officer 1
LEUNG Chin Ho BJH258 Licensed Representative - Responsible Officer 4, 9
LIANG Sihai BMQ165 Licensed Representative - Responsible Officer 1, 4
LU Zhichao BBH879 Licensed Representative - Responsible Officer 9
MASANAO Tomoya BNH754 Licensed Representative - Responsible Officer 1, 4, 9
MEI Shengan BMW544 Licensed Representative - Responsible Officer 4, 9
NG Tan Hung Charlotte AGH833 Licensed Representative - Responsible Officer 1, 6
PAN Hong BMX630 Licensed Representative - Responsible Officer 9
PEI Guanqing BNG393 Licensed Representative - Responsible Officer 4, 9
PELLIER Alain Jean-Claude AWI823 Licensed Representative - Responsible Officer 4, 5
QI Shiyuan BMW820 Licensed Representative - Responsible Officer 9
SCHABEL Walter Friedrich AWW208 Licensed Representative - Responsible Officer 9
SHI Zhan BMQ171 Licensed Representative - Responsible Officer 1, 4
TAN Kai BFC674 Licensed Representative - Responsible Officer 4, 5, 9
TILANI Raveen Lachmandas BMW821 Licensed Representative - Responsible Officer 9
WANG Da Qing BAB056 Licensed Representative - Responsible Officer 9
WANG Yaowu BGK551 Licensed Representative - Responsible Officer 1, 2, 4, 6, 9
WONG Chung Mun AAA153 Licensed Representative - Responsible Officer 1, 2, 3, 4, 5, 9
YANG Guang AMI593 Licensed Representative - Responsible Officer 9
YANG Yong AYJ431 Licensed Representative - Responsible Officer 9
ZHANG Cong BLX820 Licensed Representative - Responsible Officer 4, 9
ZHU Lei BNH645 Licensed Representative - Responsible Officer 1, 4, 9
ABRAMOWITZ Alex Myles BNN479 Licensed Representative (Provisional Licence) 1, 4, 6
ADAMS Michael Geoffrey William AVO883 Licensed Representative (Provisional Licence) 1, 6
AKITO Shuichi BNN806 Licensed Representative (Provisional Licence) 2, 5
Amit Singh BNN372 Licensed Representative (Provisional Licence) 1
ARIMA Daiki BNL586 Licensed Representative (Provisional Licence) 1, 4, 6
ARTHUR Anthony James BNM919 Licensed Representative (Provisional Licence) 1, 4
ASHWORTH William David BBN729 Licensed Representative (Provisional Licence) 1, 4
AU Ka Chun BNO609 Licensed Representative (Provisional Licence) 1
AU Sau Ha BNO579 Licensed Representative (Provisional Licence) 1, 4
BAI Jie BGB222 Licensed Representative (Provisional Licence) 1, 4, 6
BANGLANI Saurabh BNN025 Licensed Representative (Provisional Licence) 1
BAO Shijie BNN323 Licensed Representative (Provisional Licence) 4, 5, 9
Page 14 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
BAO Weiwei AYS974 Licensed Representative (Provisional Licence) 4, 9
BERDER Antoine Eric Francois Marie BNN308 Licensed Representative (Provisional Licence) 1, 4, 9
BOSMA Wouter Hendrikus Nicolaas BNO573 Licensed Representative (Provisional Licence) 1, 2, 7
BRAND Mathieu Edouard Nicolas BNO502 Licensed Representative (Provisional Licence) 6
BROWN Mark Sturdevant BNH642 Licensed Representative (Provisional Licence) 4
CAI Han BNO401 Licensed Representative (Provisional Licence) 4
CAMPBELL David John ASM179 Licensed Representative (Provisional Licence) 1
CHAN Alison Chiu Yu BNO027 Licensed Representative (Provisional Licence) 1, 4
CHAN Janice Wing Yee APV159 Licensed Representative (Provisional Licence) 4, 9
CHAN Kon Kai ADW708 Licensed Representative (Provisional Licence) 9
CHAN Kwok Tat, Daryl ACP833 Licensed Representative (Provisional Licence) 1, 2
CHAN Lai Yin BNN404 Licensed Representative (Provisional Licence) 1, 2, 3
CHAN Mo Tze, Wendy AFL901 Licensed Representative (Provisional Licence) 1, 4
CHAN Po Ming BLK193 Licensed Representative (Provisional Licence) 1, 2, 3
CHAN Sau Shan AGC410 Licensed Representative (Provisional Licence) 4, 9
CHAN See Chun BNP412 Licensed Representative (Provisional Licence) 1, 2
CHAN Woei BFA802 Licensed Representative (Provisional Licence) 9
CHANG Chih Jou BNP020 Licensed Representative (Provisional Licence) 1, 4, 6
CHAO Yi BNI723 Licensed Representative (Provisional Licence) 1, 4
CHEN Agnes AWB693 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Da BNL355 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Long BNN107 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Minzhi AYJ302 Licensed Representative (Provisional Licence) 1, 4
CHEN Ping AIB835 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHEN Sijia BGL658 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Wei Lun BNP013 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yau Ming BNM201 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yilan BNP022 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Yingyong BNL497 Licensed Representative (Provisional Licence) 9
CHEN Zhexu BNO686 Licensed Representative (Provisional Licence) 1, 4, 6
CHENG Ka Yan BNO768 Licensed Representative (Provisional Licence) 2, 5
CHENG Karen BNP158 Licensed Representative (Provisional Licence) 1, 6
CHENG Liu BNN573 Licensed Representative (Provisional Licence) 1, 2, 4
CHENG Wai Bun ARD828 Licensed Representative (Provisional Licence) 2
CHENG Xiaohan BNO501 Licensed Representative (Provisional Licence) 4
CHENG Yin-Ting BNO320 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Hor Yee, Patricia ANE746 Licensed Representative (Provisional Licence) 1, 4, 9
CHEUNG Siu Man BNO146 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Tsung On Steven BNN717 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Wing Ho, Billy ACJ034 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Yau Lung AQA982 Licensed Representative (Provisional Licence) 1, 9
CHEUNG Yee Shun, Wilson AOJ215 Licensed Representative (Provisional Licence) 1
CHIN Sze Wei BNN527 Licensed Representative (Provisional Licence) 1, 4, 9
CHIRAPAISARNKUL Arin BNK986 Licensed Representative (Provisional Licence) 1, 2
CHIU Chun Yu BNO286 Licensed Representative (Provisional Licence) 1, 2
CHIU Dicken BNJ014 Licensed Representative (Provisional Licence) 4, 9
CHIU Lai Tim BNO181 Licensed Representative (Provisional Licence) 1
CHO Jung Hyung APA430 Licensed Representative (Provisional Licence) 4, 9
CHOI Man Choi Celia BNO807 Licensed Representative (Provisional Licence) 1
CHOI Ming Tai BDC658 Licensed Representative (Provisional Licence) 1, 4
CHOI Miu Wa BNO944 Licensed Representative (Provisional Licence) 1, 4
CHOI Wing Fai Sanus BNL574 Licensed Representative (Provisional Licence) 4, 9
Page 15 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
CHOI Yu Pong BNN718 Licensed Representative (Provisional Licence) 1
CHOI Yujin Chloe ATO430 Licensed Representative (Provisional Licence) 1, 2
CHOU Yun-san BNN782 Licensed Representative (Provisional Licence) 1, 6
CHOW Lok Yim BNN348 Licensed Representative (Provisional Licence) 1, 4, 6
CHOW Wa Shing BNO669 Licensed Representative (Provisional Licence) 1, 6
CHOW Wing Nga Alison AXR663 Licensed Representative (Provisional Licence) 1
CHU Shan Shan, Marjorie AJK801 Licensed Representative (Provisional Licence) 1, 4, 9
CHUI Lai Chun Hadiee BKK042 Licensed Representative (Provisional Licence) 1
CHUNG Chi Ho BNP023 Licensed Representative (Provisional Licence) 1
CHUNG Ka Yu BNO907 Licensed Representative (Provisional Licence) 10
CHUNG Yan Yee, Andrew ACW577 Licensed Representative (Provisional Licence) 4
COCHI Xavier Claude Andre BNM946 Licensed Representative (Provisional Licence) 1, 2
COCHRANE Samuel Thomas BNJ872 Licensed Representative (Provisional Licence) 1, 2, 7
COULDREY Ranulf David Richard BKY385 Licensed Representative (Provisional Licence) 1, 4
DAYAL Rohan BNO412 Licensed Representative (Provisional Licence) 1, 6
DENG Yu BNP015 Licensed Representative (Provisional Licence) 1
DING Ning BNN540 Licensed Representative (Provisional Licence) 1, 4
DONG Jingjing BNN569 Licensed Representative (Provisional Licence) 1, 4, 6
DU Haiyang BNO911 Licensed Representative (Provisional Licence) 6
DU PLESSIS Kim Alexandra BNO800 Licensed Representative (Provisional Licence) 1, 4
DU Wei BNO592 Licensed Representative (Provisional Licence) 4
DUBIN Jared Ross BNN537 Licensed Representative (Provisional Licence) 9
DUNYACH Quentin Jean-jacques BNP199 Licensed Representative (Provisional Licence) 1, 4
FONG Yuen Yi BNO898 Licensed Representative (Provisional Licence) 10
FRAIRE Matias Gabriel BNM192 Licensed Representative (Provisional Licence) 1, 6
FRICK Thomas Rhoads BFJ278 Licensed Representative (Provisional Licence) 4, 9
FU Tianye BNH822 Licensed Representative (Provisional Licence) 1, 4, 6
GAO Boyang BNO889 Licensed Representative (Provisional Licence) 10
GAO Lu BNO307 Licensed Representative (Provisional Licence) 1, 2
GAO Wen BHR562 Licensed Representative (Provisional Licence) 4
GARG Sameer BND258 Licensed Representative (Provisional Licence) 9
GENG Jiachen BNM912 Licensed Representative (Provisional Licence) 1, 4, 9
GO Ka Ho, Jason BNO016 Licensed Representative (Provisional Licence) 6
GOH Kia Lin AOQ774 Licensed Representative (Provisional Licence) 1
GOUGH James Ashley Peter AHJ403 Licensed Representative (Provisional Licence) 1, 2, 7
GRAFTON James Christopher AQJ413 Licensed Representative (Provisional Licence) 1
GU Lijian BNO716 Licensed Representative (Provisional Licence) 1, 4, 6
GUEST Oliver Benjamin BNP459 Licensed Representative (Provisional Licence) 1
GUO Ge BNO197 Licensed Representative (Provisional Licence) 4, 9
GUO Xinlong BNN747 Licensed Representative (Provisional Licence) 1, 4, 9
GUO Yifan BNG244 Licensed Representative (Provisional Licence) 4
GUO Zhen BNN906 Licensed Representative (Provisional Licence) 4
GUO Zhijian BNM903 Licensed Representative (Provisional Licence) 1
HAO Boyuan BNM908 Licensed Representative (Provisional Licence) 1, 4, 9
HAO Jimmy Hsien Yi ATM933 Licensed Representative (Provisional Licence) 1, 4, 9
HE Lizhou BNP170 Licensed Representative (Provisional Licence) 1, 4, 9
HE Min AZK772 Licensed Representative (Provisional Licence) 1, 4
HE Shan BNO483 Licensed Representative (Provisional Licence) 1, 4
HE Sida BNN764 Licensed Representative (Provisional Licence) 1, 6
HE Yingzhuang BNO186 Licensed Representative (Provisional Licence) 1, 2, 4
HIRST Linmarie BNM172 Licensed Representative (Provisional Licence) 2, 5
HO Choy Mei Sarah BNO303 Licensed Representative (Provisional Licence) 1, 2
Page 16 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
HO Kar Ming BNN793 Licensed Representative (Provisional Licence) 1, 2
HO Lok Lam BNN771 Licensed Representative (Provisional Licence) 1
HO Ting Lok BNN775 Licensed Representative (Provisional Licence) 1, 4
HOLMES John Palmer ADW190 Licensed Representative (Provisional Licence) 4, 9
HSIA Wucheng BNJ760 Licensed Representative (Provisional Licence) 4
HU Hanwen BDZ919 Licensed Representative (Provisional Licence) 1, 6
HU Qiuyu BNM917 Licensed Representative (Provisional Licence) 4
HU Wai Lee, Barry AHF352 Licensed Representative (Provisional Licence) 1
HU Zhen BNM906 Licensed Representative (Provisional Licence) 4, 5, 9
HU Zhihui BNN545 Licensed Representative (Provisional Licence) 9
HUA Shitian BMQ575 Licensed Representative (Provisional Licence) 1, 4, 6
HUANG Kaihong BNJ746 Licensed Representative (Provisional Licence) 4
HUANG Kunqi BNN760 Licensed Representative (Provisional Licence) 1, 6
HUANG Xin BMV679 Licensed Representative (Provisional Licence) 6
HUANG Yingcong BNN967 Licensed Representative (Provisional Licence) 1
HUNG Chun Ho BNO534 Licensed Representative (Provisional Licence) 1, 2
HUO Dengjin BAN046 Licensed Representative (Provisional Licence) 6
IWAO Kentaro BLC869 Licensed Representative (Provisional Licence) 1, 2
IYER Ananthanarayan Srinivasan BNL005 Licensed Representative (Provisional Licence) 2, 5
JAIN Shubham BNM913 Licensed Representative (Provisional Licence) 9
JIAN Qiao BNO564 Licensed Representative (Provisional Licence) 1, 4, 6
JIANG Di BNN791 Licensed Representative (Provisional Licence) 1, 6
JIANG Haiyuan BNK729 Licensed Representative (Provisional Licence) 1, 2, 4
JIANG Xuefeng BNN572 Licensed Representative (Provisional Licence) 1, 4
JIM Lik Fu BNN109 Licensed Representative (Provisional Licence) 1, 4, 5, 9
JIN Jiaqi BNN353 Licensed Representative (Provisional Licence) 1, 2
JOSHI Deepak AZI921 Licensed Representative (Provisional Licence) 1, 2
JUAN Hillary Ching BNM921 Licensed Representative (Provisional Licence) 1, 4
JUNG Yi-Ping ATR846 Licensed Representative (Provisional Licence) 4
KAMPMAN Onno Pepijn BNN300 Licensed Representative (Provisional Licence) 1, 2, 7
KAN Ching Fai, Mark BNN853 Licensed Representative (Provisional Licence) 1, 4, 9
KANG Haojun BNO596 Licensed Representative (Provisional Licence) 1, 4
KANG Seokwon BNK675 Licensed Representative (Provisional Licence) 1, 4
KANG Seung Yeon BNN541 Licensed Representative (Provisional Licence) 1, 4
KANG You Jin BNN544 Licensed Representative (Provisional Licence) 1, 4
KAO Wan Ling Eileen BNN694 Licensed Representative (Provisional Licence) 1, 4, 5, 9
KARWAL Vijay Paul ASS433 Licensed Representative (Provisional Licence) 1, 4, 6
KEDIA Prashant Alok BNN909 Licensed Representative (Provisional Licence) 1
KELLY BMT541 Licensed Representative (Provisional Licence) 1, 4
KIM Jee Suk BFD119 Licensed Representative (Provisional Licence) 1, 2, 4
KIM Min Soo BNP458 Licensed Representative (Provisional Licence) 4, 9
KIM Warren Ho-Joong AVY508 Licensed Representative (Provisional Licence) 1
KLEIN TANK Alexander Henricus Antonius BNN177 Licensed Representative (Provisional Licence) 9
KO Wing Man BNO090 Licensed Representative (Provisional Licence) 9
KOTECHA Anuj Ashok AXS269 Licensed Representative (Provisional Licence) 1
KUBOTA Akiko BNJ337 Licensed Representative (Provisional Licence) 1, 2, 9
KUMAR Amit BNM182 Licensed Representative (Provisional Licence) 1
LAI Ming Yan BNK808 Licensed Representative (Provisional Licence) 6
LAI Tung Shing BNP374 Licensed Representative (Provisional Licence) 1, 2
LAM Choi Ha AED681 Licensed Representative (Provisional Licence) 1, 4
LAM Gary Kang Wai BAT451 Licensed Representative (Provisional Licence) 1, 4, 9
LAM Kong Wah BNO549 Licensed Representative (Provisional Licence) 1, 2, 4, 9
Page 17 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
LAM Sin BNK383 Licensed Representative (Provisional Licence) 1, 6
LAM Wing Sze BAK601 Licensed Representative (Provisional Licence) 1
LAU Hoi Chi BGN354 Licensed Representative (Provisional Licence) 3
LAU Chi Hong BNO588 Licensed Representative (Provisional Licence) 4, 9
LAU Chun Ho BNO450 Licensed Representative (Provisional Licence) 1
LE Xuan Hai Au BNN722 Licensed Representative (Provisional Licence) 1, 3
LEE Eun Young APW799 Licensed Representative (Provisional Licence) 4
LEE Heng Wei BNN844 Licensed Representative (Provisional Licence) 1, 6
LEE Kai Xuan Almeric BNJ622 Licensed Representative (Provisional Licence) 1
LEE Pei Zhen Shynna April BNJ257 Licensed Representative (Provisional Licence) 1, 2, 3
LEE Siu Lun, Stanley BKZ014 Licensed Representative (Provisional Licence) 1, 2
LEE Wai Ling BNM266 Licensed Representative (Provisional Licence) 4
LEUNG Chi Man Fred BNN959 Licensed Representative (Provisional Licence) 1, 2, 4
LEUNG Chun Yin, Edwin AXW272 Licensed Representative (Provisional Licence) 4, 9
LEUNG Hoi Yan BNO070 Licensed Representative (Provisional Licence) 1, 2
LEUNG Kiu Sum ALI069 Licensed Representative (Provisional Licence) 9
LEUNG Wai Chung BNO002 Licensed Representative (Provisional Licence) 1, 2, 3, 4
LEUNG Wing Shan BNM218 Licensed Representative (Provisional Licence) 4
LI Ang BNN210 Licensed Representative (Provisional Licence) 1, 4
LI Cheng BNO577 Licensed Representative (Provisional Licence) 1, 4
LI Chengda BNP167 Licensed Representative (Provisional Licence) 1
LI Chi Wa BNN723 Licensed Representative (Provisional Licence) 1, 2
LI Dengji BMT588 Licensed Representative (Provisional Licence) 1, 6
LI Jingyi BNN754 Licensed Representative (Provisional Licence) 1, 6
LI Renwang BNN146 Licensed Representative (Provisional Licence) 4, 9
LI Rong BNF381 Licensed Representative (Provisional Licence) 1, 2
LI Seymour BNO608 Licensed Representative (Provisional Licence) 1, 6
LI Shuangxing BGC184 Licensed Representative (Provisional Licence) 1, 9
LI Shuhao BNO837 Licensed Representative (Provisional Licence) 6
LI Xianglong BNN295 Licensed Representative (Provisional Licence) 1, 4
LI Yuanshan BNN773 Licensed Representative (Provisional Licence) 1
LI Yuk Kwan BNM904 Licensed Representative (Provisional Licence) 6
LI Yunlu BNN133 Licensed Representative (Provisional Licence) 1, 4, 6
LI Yuyang BNN892 Licensed Representative (Provisional Licence) 1, 4, 6
LI Ziyue BNO562 Licensed Representative (Provisional Licence) 1, 4
LIANG Qingyang BNN877 Licensed Representative (Provisional Licence) 1, 6
LIANG Wenqian BNH880 Licensed Representative (Provisional Licence) 1, 4, 6
LIANG Yuanyuan BNL111 Licensed Representative (Provisional Licence) 10
LIAO Shuchen BNF982 Licensed Representative (Provisional Licence) 1, 4, 6
LIAO Yixing BNN849 Licensed Representative (Provisional Licence) 1, 6
LIM In Ja ANT250 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Huijuan BNM899 Licensed Representative (Provisional Licence) 4, 9
LIN Tong BNO843 Licensed Representative (Provisional Licence) 6
LIN Xinxiang, Leroy BNL351 Licensed Representative (Provisional Licence) 2, 5
LING Yee Man, May ANG116 Licensed Representative (Provisional Licence) 1, 2
LIU Chengxuan BNL367 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Ho Fung Alvin BNN657 Licensed Representative (Provisional Licence) 9
LIU Hongyu BNG545 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Jing BNO984 Licensed Representative (Provisional Licence) 1, 4
LIU Jingyi BNO058 Licensed Representative (Provisional Licence) 1, 2
LIU Jining BNK980 Licensed Representative (Provisional Licence) 1, 6
LIU Lianrui BNO584 Licensed Representative (Provisional Licence) 1, 6
Page 18 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
LIU Qiong BNN250 Licensed Representative (Provisional Licence) 4, 5, 9
LIU Shuyi BNL432 Licensed Representative (Provisional Licence) 1, 4
LIU Wujun BNL008 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Xiyu BNN606 Licensed Representative (Provisional Licence) 4, 9
LIU Xiyuan BNO403 Licensed Representative (Provisional Licence) 1, 4
LIU Yang BNO842 Licensed Representative (Provisional Licence) 1, 6
LIU Yixi BNN401 Licensed Representative (Provisional Licence) 1
LIU Zhengye BNN048 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Zongyuan BNO601 Licensed Representative (Provisional Licence) 6
LONG Felicity Louise BNO374 Licensed Representative (Provisional Licence) 1
LOU Yilin BNO289 Licensed Representative (Provisional Licence) 1, 6
LU Na BNP594 Licensed Representative (Provisional Licence) 1
LU Yue BNN209 Licensed Representative (Provisional Licence) 1, 4, 6
LU Zhuoyi BNP024 Licensed Representative (Provisional Licence) 1, 6
LUDEMA Gregory Alan BNO917 Licensed Representative (Provisional Licence) 1, 2
LUI Marie Carrilyn BNK815 Licensed Representative (Provisional Licence) 1, 4, 6
LUN Nga See BNL195 Licensed Representative (Provisional Licence) 1, 4, 6
LUO Cheng BNO774 Licensed Representative (Provisional Licence) 1, 4, 6
LUO Chengjie BNO981 Licensed Representative (Provisional Licence) 1, 4
LUO Sha BNL483 Licensed Representative (Provisional Licence) 1, 4, 6
LYU Jinling BNN450 Licensed Representative (Provisional Licence) 1, 6
MA Li BNN862 Licensed Representative (Provisional Licence) 1, 6
MAHIDHARA Radhika BNN231 Licensed Representative (Provisional Licence) 1
MAN Chi Hung BNO069 Licensed Representative (Provisional Licence) 1, 2, 4
MAXWELL Olivia Louise BNJ619 Licensed Representative (Provisional Licence) 1, 2
MCWILLIAM James Richard AVY126 Licensed Representative (Provisional Licence) 1
MELHUISH Alexandra Hero Catriona BNN589 Licensed Representative (Provisional Licence) 1, 4
MEN Zhaoyang BNG215 Licensed Representative (Provisional Licence) 9
MITSUSADA Kenji BAC404 Licensed Representative (Provisional Licence) 1, 9
MOTWANI Romil Ramesh BNO709 Licensed Representative (Provisional Licence) 1
MU Yihan BNN643 Licensed Representative (Provisional Licence) 4, 9
MUI Jonathan BNN406 Licensed Representative (Provisional Licence) 1, 4, 9
NAGAI Yuichiro BNK088 Licensed Representative (Provisional Licence) 4
NAKABAYASHI Mitsugu BNJ261 Licensed Representative (Provisional Licence) 1, 4, 6
NG Tsun Ming BNN908 Licensed Representative (Provisional Licence) 1
NGOH You'an AWB831 Licensed Representative (Provisional Licence) 9
OH Sang Hoon AXH658 Licensed Representative (Provisional Licence) 4
OU Wenxu BNO293 Licensed Representative (Provisional Licence) 1, 4, 9
PAN Jie BNO111 Licensed Representative (Provisional Licence) 1
PAN Ninghe BNH310 Licensed Representative (Provisional Licence) 4
PAN Ying BGE440 Licensed Representative (Provisional Licence) 4
PARK Min AFA670 Licensed Representative (Provisional Licence) 1, 2, 4, 5
PARK Yoo Bin BNO892 Licensed Representative (Provisional Licence) 1, 2, 7
PATEL Ajay Bhupendra BNN966 Licensed Representative (Provisional Licence) 1
PENG Jianhong BNN213 Licensed Representative (Provisional Licence) 4, 9
PENG Kuijian BNN386 Licensed Representative (Provisional Licence) 1, 2
PRACHAKIT Lalitta BNN396 Licensed Representative (Provisional Licence) 1
PU Der-Yu BNO719 Licensed Representative (Provisional Licence) 4
PUN Yu San AXT651 Licensed Representative (Provisional Licence) 1, 2
QI Linna BNO050 Licensed Representative (Provisional Licence) 6
QIAN Yewen ASP246 Licensed Representative (Provisional Licence) 1, 6
QIAO Lu BNP245 Licensed Representative (Provisional Licence) 1, 4, 6
Page 19 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
QIN Yu BNL547 Licensed Representative (Provisional Licence) 1, 6
QU Jiaqi BGH782 Licensed Representative (Provisional Licence) 1, 6
RAMAMOORTHY Swapna BNH701 Licensed Representative (Provisional Licence) 1, 2
RATHI Sourabh BNN322 Licensed Representative (Provisional Licence) 1, 2, 7
RIDLEY Barry Steven AQX335 Licensed Representative (Provisional Licence) 1
RU Tao AZP245 Licensed Representative (Provisional Licence) 1, 6
SADHUKHAN Subhankar BNH967 Licensed Representative (Provisional Licence) 9
SAKAGUCHI Junichi BNL516 Licensed Representative (Provisional Licence) 1, 4, 9
SANTOSH KAMAT Karthik BNN560 Licensed Representative (Provisional Licence) 1, 2
SASAJIMA Katsuhito BNN182 Licensed Representative (Provisional Licence) 1
SAXENA Akshay BNO869 Licensed Representative (Provisional Licence) 1, 4, 6
SHANG Ning AVL540 Licensed Representative (Provisional Licence) 1, 4, 9
SHAO Yi BNN841 Licensed Representative (Provisional Licence) 1, 6
SHEN Jinting BNP257 Licensed Representative (Provisional Licence) 4, 9
SHI Chen BNP131 Licensed Representative (Provisional Licence) 1, 6
SHI Ruichao ATH910 Licensed Representative (Provisional Licence) 9
SIU Liz BNO782 Licensed Representative (Provisional Licence) 1, 2
SMITH Robert Adam BCB694 Licensed Representative (Provisional Licence) 1, 4
SO Eunjae BNK454 Licensed Representative (Provisional Licence) 4
SPUNGIN Charles Adrian Edward BNH017 Licensed Representative (Provisional Licence) 1, 4, 9
SU Dong BNO602 Licensed Representative (Provisional Licence) 1, 4
SUBRAMONIAM Sunita BDZ962 Licensed Representative (Provisional Licence) 1, 4
SUEN Chak Yeung AUB978 Licensed Representative (Provisional Licence) 1, 2, 4
SUEN Kar Man Christine BNO921 Licensed Representative (Provisional Licence) 4, 9
SUN Qiong BNJ871 Licensed Representative (Provisional Licence) 1, 2
SUN Xinyue BNN093 Licensed Representative (Provisional Licence) 1, 4
SUNDARAM Santhosh Kumar BNO086 Licensed Representative (Provisional Licence) 1, 4
TAI Te-Chun AIB824 Licensed Representative (Provisional Licence) 1, 2, 4, 5
TAI Wai Lok BNO979 Licensed Representative (Provisional Licence) 1
TAKAMI Yuta BNK971 Licensed Representative (Provisional Licence) 1, 2
TAM Justin Man Ho BNN907 Licensed Representative (Provisional Licence) 1, 2
TAM Pak Chuen AAE860 Licensed Representative (Provisional Licence) 1
TAM Tsz Shing AJO423 Licensed Representative (Provisional Licence) 1
TAM Yue Fong Natalie BNL094 Licensed Representative (Provisional Licence) 1, 2, 9
TAN Deyi APZ847 Licensed Representative (Provisional Licence) 1, 4, 5
TAN Jeffrey Wei Sing AGN701 Licensed Representative (Provisional Licence) 1, 4
TAN Wei Chong Fabian BNO712 Licensed Representative (Provisional Licence) 6
TAN Zhuo BNM972 Licensed Representative (Provisional Licence) 4
TANG Lai Woon BNO297 Licensed Representative (Provisional Licence) 1
TANG Tat Hung Darren BKA592 Licensed Representative (Provisional Licence) 1, 2
TANI Kenichiro ANZ614 Licensed Representative (Provisional Licence) 1
TAO Xiaojue BNI839 Licensed Representative (Provisional Licence) 1, 2, 4, 5
THEAGESAN Sumita BNO593 Licensed Representative (Provisional Licence) 1, 4
TIAN Yu BNM995 Licensed Representative (Provisional Licence) 1, 6
TO Yuen Ting BIS544 Licensed Representative (Provisional Licence) 1, 4, 9
TONG Cheng BNM260 Licensed Representative (Provisional Licence) 1, 4, 9
TOW Wen Wei BNM175 Licensed Representative (Provisional Licence) 1, 4, 9
TOWNSEND Tomasz Gary BNN795 Licensed Representative (Provisional Licence) 1
TSAI Che Nan BNN713 Licensed Representative (Provisional Licence) 9
TSAI Song-Yi BNP094 Licensed Representative (Provisional Licence) 1, 2
TSAI Tsung Lin BNO015 Licensed Representative (Provisional Licence) 1, 4
TSANG Ching Fai AIO026 Licensed Representative (Provisional Licence) 1, 4
Page 20 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
TSANG Ka Ho BGB435 Licensed Representative (Provisional Licence) 1, 2
TSANG Sek Yan BFK484 Licensed Representative (Provisional Licence) 10
TSE Ka Shing Jason BNO867 Licensed Representative (Provisional Licence) 1, 4, 6
TSENG Hsiu Chun BNO682 Licensed Representative (Provisional Licence) 1, 4
TURNER Alexandra Louise BGM618 Licensed Representative (Provisional Licence) 1
VEYRET Pierre BNO571 Licensed Representative (Provisional Licence) 1, 2
VINCENT Pierre-victor Nicolas Marie BNO849 Licensed Representative (Provisional Licence) 2
WAN Ka Yee BNO591 Licensed Representative (Provisional Licence) 1
WAN Pak Hang BNC266 Licensed Representative (Provisional Licence) 9
WANG Guofan BHU040 Licensed Representative (Provisional Licence) 4
WANG James Zong Hao BNP171 Licensed Representative (Provisional Licence) 4
WANG Lei BNN451 Licensed Representative (Provisional Licence) 1, 4
WANG Luoduan BNO717 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Mengyao BNO283 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Shiyan BDP424 Licensed Representative (Provisional Licence) 4
WANG Shujie BNP253 Licensed Representative (Provisional Licence) 4
WANG Tai Jen BNP287 Licensed Representative (Provisional Licence) 1
WANG Tianfang BNN586 Licensed Representative (Provisional Licence) 1, 6
WANG Ting BNJ934 Licensed Representative (Provisional Licence) 1, 4
WANG Wei BNO306 Licensed Representative (Provisional Licence) 4, 9
WANG Xiaolei BNN901 Licensed Representative (Provisional Licence) 1, 4
WANG Yanxu BNO691 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Yi BNN211 Licensed Representative (Provisional Licence) 4
WANG Yichen BNJ874 Licensed Representative (Provisional Licence) 1, 2, 7
WANG Yueh-wen BNL353 Licensed Representative (Provisional Licence) 2, 5
WANG Zhaoqiang BNM252 Licensed Representative (Provisional Licence) 4, 9
WANG Zihao BNM203 Licensed Representative (Provisional Licence) 4, 9
WAT Tsun Tao BNO906 Licensed Representative (Provisional Licence) 1, 4
WEE Liang Sin AHK048 Licensed Representative (Provisional Licence) 1, 4
WEI Chao BNO688 Licensed Representative (Provisional Licence) 1, 2
WONG Cheuk Kwan BCT992 Licensed Representative (Provisional Licence) 9
WONG Chi Tung, Sam BFU597 Licensed Representative (Provisional Licence) 1
WONG Chun Hei BNP562 Licensed Representative (Provisional Licence) 1, 6
WONG Chung Mun AAA153 Licensed Representative (Provisional Licence) 1, 2, 3, 4, 5, 9
WONG Fong Ki BNN662 Licensed Representative (Provisional Licence) 1, 4
WONG Hau Ting Shirley BNN912 Licensed Representative (Provisional Licence) 1, 2
WONG Ken Wei AIR851 Licensed Representative (Provisional Licence) 1, 6
WONG Ki Ming BEA240 Licensed Representative (Provisional Licence) 4, 9
WONG King Chi BDO998 Licensed Representative (Provisional Licence) 1, 4
WONG Kwok Leung ASK759 Licensed Representative (Provisional Licence) 4, 9
WONG Siu Yue Michael BNO859 Licensed Representative (Provisional Licence) 4, 9
WONG Tsz Sum BNO490 Licensed Representative (Provisional Licence) 1, 4
WONG Yuen Ting, Brenda BNO001 Licensed Representative (Provisional Licence) 1, 4, 9
WOON Audrey Hui BEE288 Licensed Representative (Provisional Licence) 1, 2
WU Carolyn Shoutong BNJ196 Licensed Representative (Provisional Licence) 1, 2, 7
WU Di BNJ741 Licensed Representative (Provisional Licence) 4
WU Jing BNL527 Licensed Representative (Provisional Licence) 1, 6
WU Jingsu BDF049 Licensed Representative (Provisional Licence) 1, 4
WU Kai BNP204 Licensed Representative (Provisional Licence) 6
WU Li BNO677 Licensed Representative (Provisional Licence) 1, 4
WU Xiyu BNN577 Licensed Representative (Provisional Licence) 1, 4, 6
WU Yi BDP233 Licensed Representative (Provisional Licence) 1
Page 21 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
WU Zhenbang BNN055 Licensed Representative (Provisional Licence) 1, 4, 6
WU Ziqing BNO978 Licensed Representative (Provisional Licence) 4, 9
XIA Gaohua BNO603 Licensed Representative (Provisional Licence) 6
XIAN Junqi BNM265 Licensed Representative (Provisional Licence) 1, 4
XIANG Zhen BNL498 Licensed Representative (Provisional Licence) 1, 6
XIAO Jiaqi BNO685 Licensed Representative (Provisional Licence) 1, 2
XIAO Wen BJU213 Licensed Representative (Provisional Licence) 1, 4, 9
XIAO Zhuoheng BNN875 Licensed Representative (Provisional Licence) 1, 4, 6
XING Chongyang BNN388 Licensed Representative (Provisional Licence) 4
XIONG Hang BNP419 Licensed Representative (Provisional Licence) 1, 4
XU Hangcheng BKU855 Licensed Representative (Provisional Licence) 1
XU Xiaoxi ANR491 Licensed Representative (Provisional Licence) 1, 4, 9
XU Xiuqi BNO488 Licensed Representative (Provisional Licence) 1
XU Yina BNO566 Licensed Representative (Provisional Licence) 4
XU Yingfei BNO572 Licensed Representative (Provisional Licence) 1, 9
YANG Bojun BNO404 Licensed Representative (Provisional Licence) 1, 6
YANG Jie BEE935 Licensed Representative (Provisional Licence) 1, 6
YANG Jingxi BNN299 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Kaisheng BNN233 Licensed Representative (Provisional Licence) 1, 2, 7
YANG Xuping ALO476 Licensed Representative (Provisional Licence) 1
YAO Kun BEA915 Licensed Representative (Provisional Licence) 1
YAU Kwun Chi Eric BNN260 Licensed Representative (Provisional Licence) 1, 4
YAU Wai Ching ASZ106 Licensed Representative (Provisional Licence) 1, 4, 9
YE Lin BNN692 Licensed Representative (Provisional Licence) 1, 4
YEUM Jeehye BIJ241 Licensed Representative (Provisional Licence) 9
YEUNG Chi Yuen BCS456 Licensed Representative (Provisional Licence) 1, 4
YEUNG Chui Yu BNO066 Licensed Representative (Provisional Licence) 4, 5, 9
YEUNG Hiu Wai BNN157 Licensed Representative (Provisional Licence) 1, 6
YEUNG Po Yin Poey BNO292 Licensed Representative (Provisional Licence) 1, 4, 9
YIN Zeyu BNO373 Licensed Representative (Provisional Licence) 1, 4
YING Zhijie BNO299 Licensed Representative (Provisional Licence) 6
YIP Pak Sum BNN336 Licensed Representative (Provisional Licence) 1, 4
YIP Sin Wa BNO475 Licensed Representative (Provisional Licence) 1
YOSHIDA Natsumi BNO110 Licensed Representative (Provisional Licence) 1, 4, 6
YOU Hanqian BNO515 Licensed Representative (Provisional Licence) 9
YU Chenxing BNM204 Licensed Representative (Provisional Licence) 4
YU Fei BNL476 Licensed Representative (Provisional Licence) 1, 6
YU Lina BNN590 Licensed Representative (Provisional Licence) 6
YU Pedro BNO056 Licensed Representative (Provisional Licence) 1, 6
YUAN Jing AQF656 Licensed Representative (Provisional Licence) 6
YUAN Xiang BNK935 Licensed Representative (Provisional Licence) 1
YUNG Jacqueline Wai See BNO482 Licensed Representative (Provisional Licence) 2, 5
ZHANG Hanzhu BNO985 Licensed Representative (Provisional Licence) 1, 2
ZHANG Huimin BNN661 Licensed Representative (Provisional Licence) 9
ZHANG Jiaying BNN287 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Jie BNH373 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG Jingting BNO703 Licensed Representative (Provisional Licence) 6
ZHANG Kun BNL518 Licensed Representative (Provisional Licence) 1, 2
ZHANG Quan BEM321 Licensed Representative (Provisional Licence) 1, 6
ZHANG Ruixin BNN881 Licensed Representative (Provisional Licence) 1, 6
ZHANG Shiyu BNO193 Licensed Representative (Provisional Licence) 4
ZHANG Tian BNO780 Licensed Representative (Provisional Licence) 1, 4, 9
Page 22 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
ZHANG Wenzhou BNO706 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xia BNN534 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xiaotong BNO491 Licensed Representative (Provisional Licence) 4
ZHANG Xinru BNN851 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xueyu BNO595 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG YAN BNO557 Licensed Representative (Provisional Licence) 6
ZHANG Yongcheng BNO698 Licensed Representative (Provisional Licence) 1, 2, 4
ZHANG Yue BNL473 Licensed Representative (Provisional Licence) 4, 5, 9
ZHANG Zhenyi BNL577 Licensed Representative (Provisional Licence) 4, 9
ZHAO Anbo BNN592 Licensed Representative (Provisional Licence) 4
ZHAO Juyi BNO905 Licensed Representative (Provisional Licence) 10
ZHAO Mengdi BNO845 Licensed Representative (Provisional Licence) 6
ZHAO Xinyue BNN872 Licensed Representative (Provisional Licence) 1, 4
ZHAO Yingjie BNN845 Licensed Representative (Provisional Licence) 4
ZHENG Xiaowei BNN087 Licensed Representative (Provisional Licence) 9
ZHENG Yi BNJ836 Licensed Representative (Provisional Licence) 1, 2
ZHOU Fei BEM286 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Junye BNN653 Licensed Representative (Provisional Licence) 4
ZHOU Mengxuan BNN282 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Ran BNN005 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Shuoying BNG897 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Yanru BNN868 Licensed Representative (Provisional Licence) 1, 6
ZHOU Yi BNN355 Licensed Representative (Provisional Licence) 4, 9
ZHOU Yuhao BNM901 Licensed Representative (Provisional Licence) 4, 9
ZHU Guoyi BNN524 Licensed Representative (Provisional Licence) 4, 9
ZHU Lizheng BNN848 Licensed Representative (Provisional Licence) 1, 4
ZHU Sicheng BNO598 Licensed Representative (Provisional Licence) 1, 6
ZHU Yifan BNP001 Licensed Representative (Provisional Licence) 1, 6
ZHU Yong BNO095 Licensed Representative (Provisional Licence) 1, 4
ZHU Yuchen BJY722 Licensed Representative (Provisional Licence) 1, 6
ZHUANG Dong BNN869 Licensed Representative (Provisional Licence) 1, 6
ZHUANG Jiejing BKF285 Licensed Representative (Provisional Licence) 1, 2
ZONG Yuzhang BNO311 Licensed Representative (Provisional Licence) 1, 4, 9
ZOU Qihan BNP172 Licensed Representative (Provisional Licence) 6
ZUO Mingzhi BNN320 Licensed Representative (Provisional Licence) 6
AHUJA Vivek Manohar ARI512 Licensed Representative (Temporary Licence) 1
ANG Sok Han BLF878 Licensed Representative (Temporary Licence) 1
AREGGER Adrian Philipp BNO893 Licensed Representative (Temporary Licence) 1
ARORA Rohit ART681 Licensed Representative (Temporary Licence) 4
ARRIGHI Delphine Valerie BNM184 Licensed Representative (Temporary Licence) 1
AUBIN Edouard Jean Laurent BLT655 Licensed Representative (Temporary Licence) 1, 4
BALASUBRAMANIAM Venkatesh BDT263 Licensed Representative (Temporary Licence) 4
BARDEN David William ACW077 Licensed Representative (Temporary Licence) 4
BARRON Jason BFI936 Licensed Representative (Temporary Licence) 1
BARROWS Ross Christopher BFC529 Licensed Representative (Temporary Licence) 4
BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4
BEDDARD Henry Terence AOQ827 Licensed Representative (Temporary Licence) 1, 2
BHESANIA Armeen BNL413 Licensed Representative (Temporary Licence) 4
BISHOP Alastair Timothy BFE366 Licensed Representative (Temporary Licence) 1, 4
BOXALL Steven Charles BDL788 Licensed Representative (Temporary Licence) 1
BRISCOE Andrew William Paul AZD018 Licensed Representative (Temporary Licence) 1
BROWN James Edward Peter BNO736 Licensed Representative (Temporary Licence) 1, 4
Page 23 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
CHADHA Dushyant BIE137 Licensed Representative (Temporary Licence) 1
CHANDREN Edi BIX619 Licensed Representative (Temporary Licence) 4
CHANG Sei Yoon BFI932 Licensed Representative (Temporary Licence) 1
CHEONG Taeyong BGC155 Licensed Representative (Temporary Licence) 1
CHOPRA Raashi BEE682 Licensed Representative (Temporary Licence) 4
CHOPRA Swati BAW702 Licensed Representative (Temporary Licence) 4
CHUNG Woojin BNN382 Licensed Representative (Temporary Licence) 6
COGHILL James Arthur Lawrence AWC079 Licensed Representative (Temporary Licence) 4
COWAN James Charles Strathy BIB406 Licensed Representative (Temporary Licence) 1
COWLEY Megan Elizabeth BNM122 Licensed Representative (Temporary Licence) 1
CYPRYS Michael James BJN484 Licensed Representative (Temporary Licence) 1, 4
DHARSSI Afzal BNM267 Licensed Representative (Temporary Licence) 1, 2
DI MAGGIO Scott A BIV434 Licensed Representative (Temporary Licence) 4
DODDS Philip Marcus BGJ122 Licensed Representative (Temporary Licence) 1
EDWARDS Shane Grant AJG195 Licensed Representative (Temporary Licence) 1
ELLIS James William Edward AWP670 Licensed Representative (Temporary Licence) 4
GANDHI Veekesh Suresh BBA377 Licensed Representative (Temporary Licence) 4
GILBERT Benjamin Joseph William AVB999 Licensed Representative (Temporary Licence) 4
GONZALES Emeterio III David AAI265 Licensed Representative (Temporary Licence) 4
GOODMAN III Robert Campe BNO751 Licensed Representative (Temporary Licence) 1, 4
GOYAL Megha BKR107 Licensed Representative (Temporary Licence) 1
GRASHOFF Dennis BGH024 Licensed Representative (Temporary Licence) 1
GREEN Nicholas James BHT971 Licensed Representative (Temporary Licence) 4
HADASSIN Saul BNP164 Licensed Representative (Temporary Licence) 4
HARDWICK Marie Gillian BNN484 Licensed Representative (Temporary Licence) 1
HARRISON Matthew Kelsey BEZ680 Licensed Representative (Temporary Licence) 1, 4
HEBERT JR Edward Michael BGN068 Licensed Representative (Temporary Licence) 4
HEDBERG Jason Joseph BMT577 Licensed Representative (Temporary Licence) 1
HEELAN Benjamin Michael BIN836 Licensed Representative (Temporary Licence) 4
HORNBACH Matthew Thomas AWZ985 Licensed Representative (Temporary Licence) 1, 4, 5
HOSOI Katsumi BID688 Licensed Representative (Temporary Licence) 4
HUANG Jinzheng Corwin BJC167 Licensed Representative (Temporary Licence) 1, 4
HUBBARD Cara BNN588 Licensed Representative (Temporary Licence) 1, 4
HUNG Chi-Tang AYQ579 Licensed Representative (Temporary Licence) 1
HUREWITZ Barry Scott BIN563 Licensed Representative (Temporary Licence) 4
IKEDA Atsushi BEM322 Licensed Representative (Temporary Licence) 4
ISAAC Gareth Dafydd Paul BLB673 Licensed Representative (Temporary Licence) 1, 4
ISSAOUI Tarek BNI725 Licensed Representative (Temporary Licence) 4
JASCZYK Damien Alexander AYI754 Licensed Representative (Temporary Licence) 1
JIANG Qianlei BHD907 Licensed Representative (Temporary Licence) 1, 4
JIN Hong Goock BLD547 Licensed Representative (Temporary Licence) 4
JOSEPH Arvin Sabu BLP059 Licensed Representative (Temporary Licence) 1
KANG Sangin BNK662 Licensed Representative (Temporary Licence) 1
KEDIA Sahil Sudhir AZW848 Licensed Representative (Temporary Licence) 4
KEDIA Sahil Sudhir AZW848 Licensed Representative (Temporary Licence) 4
KIM Jinwoo BGY980 Licensed Representative (Temporary Licence) 4
KIM Jonghyuk BNN482 Licensed Representative (Temporary Licence) 1, 2
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KIM Robert Duho BMR539 Licensed Representative (Temporary Licence) 4
KINOSHITA Yoshiyuki BBL047 Licensed Representative (Temporary Licence) 4
KWOK Francis Pui-Cheun AUD012 Licensed Representative (Temporary Licence) 1
LANG Thiemo BLM120 Licensed Representative (Temporary Licence) 1
Page 24 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
LEAHY Timothy James AWB788 Licensed Representative (Temporary Licence) 1
LEE Seok Won BNN710 Licensed Representative (Temporary Licence) 1
LEE Tien Soon BJT065 Licensed Representative (Temporary Licence) 1, 4
LEE Young Gon BNO013 Licensed Representative (Temporary Licence) 1, 2
LIE Vivi Handoyo BEN583 Licensed Representative (Temporary Licence) 4
LIM Siew Khee BMY539 Licensed Representative (Temporary Licence) 4
LIN Chia-Hua BNN330 Licensed Representative (Temporary Licence) 1
LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4
LIU Wai Kin, Ricky BJD903 Licensed Representative (Temporary Licence) 1
MACDONALD Robert Cumming ACF190 Licensed Representative (Temporary Licence) 1
MANSELL Steven Robert BEI891 Licensed Representative (Temporary Licence) 4
MAYHEW John Richard BNM983 Licensed Representative (Temporary Licence) 1
MEIER Andreas Peter BLI878 Licensed Representative (Temporary Licence) 1, 2
MINAGAWA Ryozo BFA665 Licensed Representative (Temporary Licence) 4
MODY Andrea Crawford BIB416 Licensed Representative (Temporary Licence) 1
MORIMOTO Tatsuya BDW746 Licensed Representative (Temporary Licence) 1
MURAKAMI Shuhei BGZ147 Licensed Representative (Temporary Licence) 1, 4
NGOH Yi Sin BNO147 Licensed Representative (Temporary Licence) 4
NIKOLAKOPOULOU Ioana Roxana BNN744 Licensed Representative (Temporary Licence) 1, 2
NOPHAKET Thitithep BGU290 Licensed Representative (Temporary Licence) 4
PARKER Gary Philip BNM979 Licensed Representative (Temporary Licence) 1
PARKER Keith Joseph BNP181 Licensed Representative (Temporary Licence) 4
PAULSON Mark Ellis AYK942 Licensed Representative (Temporary Licence) 1
PEREZ FERNANDEZ Juan Luis BGE895 Licensed Representative (Temporary Licence) 4
PORTILLO Joseph Charles AXD722 Licensed Representative (Temporary Licence) 1
RAJENDRA Arivindra BNN134 Licensed Representative (Temporary Licence) 5
REDEKER Hans Gunter Wilhelm BFF385 Licensed Representative (Temporary Licence) 1, 4, 5
REDMAN Simon David BLF884 Licensed Representative (Temporary Licence) 1, 4
ROLLO James David William BNO611 Licensed Representative (Temporary Licence) 1, 4
ROY Mohul BNO309 Licensed Representative (Temporary Licence) 6
RUSSELL Henry Alden Verplanck BHT391 Licensed Representative (Temporary Licence) 1
SAFFAYE George Christopher BNM174 Licensed Representative (Temporary Licence) 1, 4
SAY Gui Hua Eugene BNK025 Licensed Representative (Temporary Licence) 1, 6
SEE Zhi Zen Cezzane BNO144 Licensed Representative (Temporary Licence) 4
SHAH Amish Chandrakant AUW978 Licensed Representative (Temporary Licence) 4
SHAH Romit Jitendra BNN947 Licensed Representative (Temporary Licence) 4
SHAH Sheena BJD081 Licensed Representative (Temporary Licence) 1, 4, 5
SHERIDAN Tiana Maria BNA730 Licensed Representative (Temporary Licence) 1, 4
SINGLA Anuj BLW779 Licensed Representative (Temporary Licence) 4
SMITH Grant Albert BNJ560 Licensed Representative (Temporary Licence) 1
SONG Ting-Wen APH123 Licensed Representative (Temporary Licence) 1, 2
SONNELAND Joshua Paul BBR119 Licensed Representative (Temporary Licence) 4
SPINELLI Marco Antonio BNO996 Licensed Representative (Temporary Licence) 4
STAFFORD Craig Martin ATC363 Licensed Representative (Temporary Licence) 4
STANLEY Martin Stephen William BNJ094 Licensed Representative (Temporary Licence) 1
STEWART Blair Thomson BEF850 Licensed Representative (Temporary Licence) 4
SUZUKI Yasuhito BLQ544 Licensed Representative (Temporary Licence) 1
SWAMINATHAN Anand AUW975 Licensed Representative (Temporary Licence) 4
TAN Toon Leng BDM837 Licensed Representative (Temporary Licence) 4
TAN Wei Ning Rachael BIE894 Licensed Representative (Temporary Licence) 4
TAN Weiqiang Alvin BNO597 Licensed Representative (Temporary Licence) 6
TAN Yawen BJP932 Licensed Representative (Temporary Licence) 4
Page 25 of 25
CE Name CE No. Licence Type Types of Regulated Activity
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2018
TE John Victor Cabarles BJC545 Licensed Representative (Temporary Licence) 4
TESSLER Sarah Frances BNO044 Licensed Representative (Temporary Licence) 1, 2
TIWARI Atul Kumar BDT253 Licensed Representative (Temporary Licence) 4
TOON Sarah Louise BNJ887 Licensed Representative (Temporary Licence) 1
TSURUO Mitsunobu BHD023 Licensed Representative (Temporary Licence) 4
VAN OERLE Jeroen Matheus Yvon BNI984 Licensed Representative (Temporary Licence) 1
VERSTAPPEN Theodorus Mechtildis Franciscus BEW818 Licensed Representative (Temporary Licence) 1
VETTISE Nicole Suzanne AEC083 Licensed Representative (Temporary Licence) 1, 4
VISAIRAS RATTO Santos Martin APW262 Licensed Representative (Temporary Licence) 1
WALKER Adam David Michael BHU831 Licensed Representative (Temporary Licence) 1, 2
WALLACE Ashley Dorothy BFJ978 Licensed Representative (Temporary Licence) 4
WALSH Paul Richard BAF529 Licensed Representative (Temporary Licence) 1, 4
WANG Xiaoguang BNO499 Licensed Representative (Temporary Licence) 1
WEBB Charles Lawrence St John BMZ532 Licensed Representative (Temporary Licence) 1, 4
WEI Wei AWZ983 Licensed Representative (Temporary Licence) 1, 2
WELCH Michael Godfrey BGN066 Licensed Representative (Temporary Licence) 4
WHYMARK Casey Nevell BGJ216 Licensed Representative (Temporary Licence) 1
WIDJAJA Fransisca BNN762 Licensed Representative (Temporary Licence) 1
WILLIAMS Sam George BNN780 Licensed Representative (Temporary Licence) 1
WILLIAMSON Sarah Kim BDP921 Licensed Representative (Temporary Licence) 1
WILSON Barnaby James BJG982 Licensed Representative (Temporary Licence) 1, 4
WINOKER Steven Eric AUT771 Licensed Representative (Temporary Licence) 4
WONG Timothy Mun Tim BNB054 Licensed Representative (Temporary Licence) 1, 2
WOOD Adam Dennis BEN046 Licensed Representative (Temporary Licence) 1, 4
WRIGHT David Antony BHP250 Licensed Representative (Temporary Licence) 4
WU Ho Fai BNO989 Licensed Representative (Temporary Licence) 1, 2
WYETH Sarah BNI416 Licensed Representative (Temporary Licence) 10
YAMADA Shusuke BJG468 Licensed Representative (Temporary Licence) 4
ZELLER Hubert Leon Maurice BJL212 Licensed Representative (Temporary Licence) 1, 4
ZUBRINICH Kieran John ANQ331 Licensed Representative (Temporary Licence) 1