CPD 7 hours

ADVANCED PLATFORM

AGREEMENT DRAFTING – BE

AN EXPERT!

ADVANCED PLATFORM AGREEMENT DRAFTING - BE AN EXPERT!

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A BOUTIQUE COURSE FOR SMALL*

INTERACTIVE GROUPS *The capacity of this course is limited to a maximum of 10 delegates

The above statements are general recommendations and indicative of average feedback from all of our external & in-house courses. “Advanced Platform Agreement Drafting – be an expert!” is new to our external course spectrum and has not yet received any individual feedback.

BOUTIQUE COURSES

The growing fund industry in the EU is worth about €7,389bn, and about €958bn of that figure is being distributed through platforms. This accounts for more than 12% of the total value of the industry. Platforms vary in size and nature, however they all typically help funds access investment from retail and institutional clients.

Taylor Wessing “Very good course and very professionally delivered. Emma is a great instructor.”

Skandia “Excellent. Exceeded my expectations. Will recommend.”

Aviva Investors “Excellent, good pace and interactive making the course very relevant.”

Old Mutual Global Investors “Very informative. Great group size. Very useful discussion. Good materials. Enjoyable experience”

Invesco

Perpetual “Covered a lot –good to have info to take away and look at in further depth.”

L&G Investments “Very good and particularly useful in developing confidence in negotiations.”

ADVANCED PLATFORM AGREEMENT DRAFTING - BE AN EXPERT!

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This is an advanced level full-day course and delegates will leave with an in-depth understanding of platform agreements. This unique and specialist course is aimed at those professionals that have been negotiating and drafting platform agreements for a number of years and who wish to push their expertise to the next level!

ADVANCED PLATFORM AGREEMENT DRAFTING – BE AN EXPERT!

Length 1 Day

Content With a foundation of understanding the types of services, the business, the risk profile and the nature of platform agreements, this course provides an in-depth analysis of the key clauses in platform agreements, and focuses on teaching delegates how to draft each clause in a practical commercial context in light of regulatory requirements. The topics of this course include:

1. Distribution via platforms; 2. Understanding the platform’s business; 3. New platform appointment; 4. Understanding the risk profile; 5. Agreement types; 6. Platform agreement review – in-depth analysis of drafting each clause

in a platform agreement; and 7. Before, after and hot topics!

CPD Points 7

Fee £1,390

Catering Refreshments and Lunch

Maximum Delegates 10

Delegate Participants This course is suitable for experienced financial services professionals (whether you are a lawyer in-house or in private practice, or a business employee)

Materials Comprehensive and up to date course notes provided

Venue Southwark Cathedral Conference Centre, London Bridge SE1 9DA

Speaker Emma Cleveland, Managing Director, http://www.cleveland-co.com/about-us/our-people/emma-cleveland/

Further Info For full daily schedules see http://www.cleveland-co.com/portfolio/advanced-platform-drafting-be-an-expert/

ADVANCED PLATFORM AGREEMENT DRAFTING - BE AN EXPERT!

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TO ATTEND THIS COURSE, COMPLETE THE REGISTRATION FORM THAT FOLLOWS AND SEND TO: Course Administration, Cleveland & Co Associates Limited, 18 Trafalgar Avenue, London SE15 6NR OR email to: vsmith@cleveland-co.com

In-House options are available. Please call +44 20 3389 9551 TERMS AND CONDITIONS Our full Terms are on our website: http://www.cleveland-co.com/booking-terms/

A summary is below:

1. Full payment must be made upon reservation for the course. 2. You will receive confirmation of your booking to the email address provided in the registration

form. If you have not received confirmation prior to the date of the course please contact us. A VAT invoice can be sent separately to your accounts department if required. Course materials will be distributed at the time of the course.

3. Once we confirm your booking a legally binding contract will come into existence between us. Bookings may be cancelled by written notice received by us not less than 30 working days before the date of the course. We cannot accept cancellations by telephone. The delegate fee will be credited to you less an administration charge of £185 + VAT per delegate booking that is cancelled. Refunds of delegate fees for cancellations receive by us less than 30 days before the date of the course will not be offered. Failure to attend the course will constitute late cancellation and payment will still be due or forfeited if already paid.

4. You may notify us of a substitute delegate at any stage, without charge. 5. We reserve the right to vary or cancel a course in our sole discretion. Our terms of refund are

set out in our full Terms on our website. We do not accept any liability for a course not taking place.

6. We will act as data controller and/or data processor within the meaning of the Data Protection Act 1998 (the “Act”) in relation to any personal data supplied to us in connection with your reservation. You acknowledge and agree that we and our agents may be processing and using personal data (as defined in the Act) given by or on behalf of you for the provision of the courses and other services offered by us, which may include the transfer of such data out of the European Economic Area (as defined in the Act). You agree that we may contact you with details of courses and other services offered by us that may be of interest to you. Please write to us if you do not wish to be contacted by us in this regard.

ADVANCED PLATFORM AGREEMENT DRAFTING - BE AN EXPERT!

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Cleveland & Co Associates Limited is a limited liability company registered in England and Wales under company registration number 07871988 with its registered office at 64 Southwark Bridge Road, London, SE1 0AS, United Kingdom

COURSE REGISTRATION FORM Please make a reservation for the following course(s): Course Number of

Delegates

Cost Per Delegate (including VAT)

Total Cost Per Course (including VAT)

Advanced Platform Agreement Drafting – be an expert!

£1,390 £

TOTAL PAYMENT £ Course date: ___________________________________________________________ I am unable to attend the course, however I would like a copy of the course materials: Advanced Platform Agreement drafting – be an expert! (materials only) £179 (no VAT) !

Prices exclude postage costs. UK postage is £12, please contact us at the email listed above for international postage costs.

Delegate Name(s): _________________________________________________________

Job Title: _______________________ Organisation: ____________________________

Address: _________________________________________________________________

Telephone Number: _____________________ Email: ___________________________

Special Requirements: ______________________________________________________

Signed: _________________________________ Date: __________________________

Payment: I enclose a cheque payable to Cleveland & Co Associates Limited for £ _________ (inc VAT). Please contact us on +44 20 3389 9551 if you wish to pay by bank transfer.