afsl application
TRANSCRIPT
AFSL AFSL ApplicationApplication
You must have an Australian financial services licence (AFSL) to conduct a financial services business.
If you carry on a business of providing financial services, you must hold an AFS licence , unless you are exempt or are authorised to provide those services as a representative of another person who holds an AFS licence.
Australian financial services licence
You may need an AFS licence if, as part of your business, you :
• Provide financial product advice to clients• Deal in a financial product• Make a market for a financial product• Operate a registered scheme• Provide a custodial or depository service• Provide traditional trustee company services
You will need to have your AFS licence or be a representative of a licensee from the day you start your financial services business. Depending on your business, you may decide to apply for a limited AFS licence.
AFS Licence
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