alan n bloch financial disclosure report for 2010

8/3/2019 Alan N Bloch Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person R eport ing ( last name, f i rst , middle ini t ia l )Bloch , Alan N.

4. Ti t l e (Ar t ic l e III judges indica te act ive or senior s t a tus ;magis t ra te judges indicate fu l l - or par t - t ime)

2. Cour t o r Or ganiza t ionU S D C / W D P A

5a . Report Type (check appropria te type )] Nominat ion, D a t eS en io r U . S . Dis t r ict Jud g e

7 . C ha m be r s o r O f f ic e Ad d r e s sSui t e 8370700 G rant S t ree tP i t t s burgh , P A 1 52 1 9

[] Initial [] Annual [] Final15b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icable l aws and regula t ions .

Reviewing Of f icer Date

3. Date of R e p o r t04/25/2011

6. Report ing Pe riod01/01/2010

to12/31/2010

IMPORTANT NOTES : The instructions accom panying this form m ust be fol lowed. Com plete al l parts,checking the NONE box for each pa rt where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)D (No reportablepositions.)O N E

P O S I T I O N1. M e m be r , A m e r i t u s Bo a rd o f Di r e c t o r s

N A M E O F O R G A N I Z A T I O N / E N T I T YM ak e- A - W i s h Founda t i on o f W es t e r n Penns y l van i a ( non- p r o f i t co r po r a t i on )

3.

4.5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 10

N a m e o f P e r s o n R e p o r t in gBloch, Alan N.

Date of Report04/25/2011

Il L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

~ ~o reportable income.)ONE non- investmentDATE SOURCE AND TYPE

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - l f you were ma rried during anyportion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25 -27 offiling instructions.)~-] ~o reportable reimbursements.)ONE

SOURCE DATES LOCATION

3.4.5.

PURPOSE ITEMS PAID OR PROVIDEDA c a d e m y o f T r i a l L aw y e r s o f 10-6-2010 to F a r m i n g t o n , P AAl legheny County 10-8-2010 A t t e n d t h e A n n u a l R e t r e a t R o o m a n d m e a l s


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FINANCIAL DISCLOSURE REPORTPage 3 of 10 Bloch , A l a n N .

V . G I F T S . a n c l u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.3.

4.5.

VALUE

N a m e o f P e r s o n R e p o r t in g Date of Report04/25 /2011

V I . L I A B I L I T I E S . a n d u d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DE S CRIPTION1.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 10

N a m e o f P e r s o n R e p o r t i n gB l o c h , A l a n N .

Date of Repor t04/25/2011

V I I . IN V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e d urin g Gross value a t en d Transact ions dur ing repor t ing per iod(in cludin g trus t asse ts ) reporting period of reporting period

~l ) ~ 2 ) (t) (2) (t) (2) (3) " (4)Place "(X)" after each asset Amount T y p e ( e . g . , V a lue V a ue T y p e ( e g , Date Value Gain Identity of

exempt f rom pr ior d isclosure C ode 1 d i v . . r e n t . Code 2 Method buy, se l l , mm/dd/yy C o d e 2 C o d e 1 buyer/se l le r(A-H) o r i n t o ( J - P ) C o d e 3 redem ption) (J-p ) (A-H ) (if private(Q-W) transaction)

1 . P a . Hors ham T owns h ip Sewer Author i ty A Interest Redeemed 01/04/10 J2. P hi l ade lph ia P a . G as W orks Bon d (1 2 th A Interest J T R e d e e m e d 05/17/10 JSer i e s ) (par t)3. P a . S t a t e H ighe r E duca t ion F ac i l i t y Bond A Interest J T4. P a . S t a t e H i g h e r E d u c a t i o n B o n d A Interest J T5. M o n t g o m e r y C o u n t y B o n d A Interest J T6. P hi l ade lph ia ID A Ai rpor t Bon d A Interest Redeemed 11/15/10 J7. P hi l ade lph ia Author i ty Bon d A Interest Redeemed 11/15/10 J8. P a . Turnpike Bond (Se r i e s B) A Interest J T9. L e w i s t o w n B o r o u g h W a t e r A u t h o r i ty B o n d A Interest Redeemed 01/04/10 J

1 0 . P ine Rich land School D i s t r i c t Bond A Interest Redeemed 07/I 5/10 J1 1 . Sto-Rox School D i s t r i c t Bond A Interest J T1 2 . S t r o u d s b u r g P e n n A r e a S c h o o l D i s t r ic t B o n d B Interest K T1 3 . P a . S t a t e H ighe r E duc. As s i s t ance Agency A Interest( B / E )1 4 . Harr i s burg P A P a rk ing Author i ty Bond A Interest

JJ

TT

1 5 . P a . T u r n p ik e B / E O Y B o n d B Interest K T1 6 . P a . S t a t e F inance Auth . Beave r C ty . Bond B Interest K T1 7 . F a i rv i ew School D i s t r i c t Bond B Interest K T

i l nc 0 me Gain C odes : A --$1,000 or less B =$1,001 - $2,500( See C olumns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $ 1,000,000

2. V alue C o d es J = $15,000 or less K -$15 ,001 - $5 0,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003 . Value M eth od C odes Q =A p p r a i sa l R = C os t ( R eal Es t a t e On ly )( S e e C o l u m n C 2 ) U = Book Value V Other

C =$2,501 - $5,000 D =S5,001 - $15,000HI =$1 ,000,001 = $5,000,000 : H2 =More than $5~000~000L =$50,001 - $100,000 M =$100~001 ~ $250;000P I =$1,000,00 i : $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000,000S = As s es s ment T = C as h M ar k etw = Es t imated

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r ti n gBloch, Alan N.

D a t e o f R e p o r t04/25/2011

V I I . IN V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" al~er each asset

exempt f rom pr ior d isclosure

B. C, D.

In co m e d urin g Gross value a t end : Transact ions dur ing repor t ing per iodreporting period of repoSing per iod

(1) (2) (1) (2) (!) ..... (2) (3) (4) (5 )A m o u n t T y p e ( e . g . . V a lue V a lu e Type (e.g~; D a t e Value [ Gain Identity ofC o d e I div.,rent, C o d e 2 Method .. ... b u y ~ s e l l , : : m m / d d / y y C o d e 2 C ode 1 buyer/se l le r(A-H) or int.) ( J - P ) C o de 3 redem ption) ( J - P ) ( A - H ) (if private

(Q-W) " a a n s a c t i o n )

1 8 . A d a m s C o u n t y B o n d A Interest J T1 9 . Da uphi n C oun t y Bond A Interest J T20 : D elaware C ty . ID A Sub . W ate r Author i ty A Interest J T

B o n d21 . Mt. Lebanon School D i s t r ic t Bond A Interest J T22 . Lower Mer ion Schoo l D i s t r ic t Bond A Interest J T23 . A l t o o n a P A N T S S e r i e s A B o n d B In te re st K T

24 . Al l , C t y . Hosp . De v . Au t h. Bond (Me rcy B Interest K THosp i t a l )25 . P hi l ade lph ia P A Auth . (Se r i e s B) Bond B Interest K T26 . Scran ton P A G en. Ob l iga t ion (Se r i e s B) A Interest J TB o n d27 . Norr i s town School D i s t r i c t Bond A Interest J T28 . G a t e w a y S c h o o l D i s t ri c t B o n d A In te re st J T

29 . Meyers da l e Area School D i s t r i c t A Interest J T30 . Scran ton P enn School D i s t r i c t Bond A Interest J T31 . E conom y P a . Munic ipa l Sewer Author i ty A Interest J T32 . Abington School D i s t r i c t Bond A Interest J T33 . P a . S t a t e Re f . P ro jec t ( I s t Se r i e s ) Bon d A Interest K T34 . F a i rv i ew School D i s t r i c t (Se r i e s B) Bond A Interest J T

1 ~ In co m e Ga i n C o d es : A =$1,000 or less B =$1,001 - $2~500( S e e C o l u m n s B I a n d D 4 ) F =$50,001 - $ 100,000 G =$] 00,001 - $1,000,000

2. Value C odes 3 =$ 15 ,000 or less K ~$ 15,001 - $ 5 0 , 0 0 0( S e e C o l u m n s C I a n d D 3 ) N =$ 250,001 - $ 500,000 O =$ 5 00,001 - $1,000,000

P 3 =$ 2 5, 000 , 001 - $ 50 , 000 , 0003 . Value M eth od C odes Q =A p p r a i sa l R = C os t ( R eal Es t a t e On ly )( S e e C o l u m n C 2 ) U = Book Value V = O t h e r

C =$2,501 - $5,000 D =$ 5 , 001 - $ 1 5 , 000H 1=$1,000~00 ! - $ 5;000,000 H2 =More than $5,000,000L =$50,001 - $I00,000 M =$I00,001 - $250,000P 1 =$ 1,000,001 - $5,000~000 P2 =$5,000;001 - $25,000,000P4 =More than $50,000,000S = As s es s ment T = C as h M ar k etW = Es t imztc d

E = $15 ,0 0 1 - $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r t in gBIoch, Alan N.

Date of Report04/2512011

V I I . I N V E S T M E N T S a n d T R U S T S - income, valae, transactions (Includes those of sp .... and dependent children; see pp. 34-60 of filing instructions.)~-~ N O N E (No reportable income, assets, or transactions.)

35 . Philadelphia Gas Wor ks (5th Series) A I n t e r e s t J T36 . Am br id ge Penn Ar e a School Di st r ic t A I n t e r e s t J T37 . Plum Bor ough School Distr ict A I n t e r e s t J T38 . Gar net Valley School District A I n t e r e s t J T39 . Chestnut Ridge School District A I n t e r e s t J T40 . Iroquois School District A I n t e r e s t J T41 . Philadelphia Pa. School District A I n t e r e s t J T42 . Southeast Delco School District A I n t e r e s t J T43 . State Public School Building Authority A I n t e r e s t J T44. State Public School Building Authority B I n t e r e s t K T45 . State Public School Building Authority A I n t e r e s t J T

46 . Philadelphia Pa. School District B I n t e r e s t K T

47 . Spring-Ford Area School District A I n t e r e s t J T48 . State Public School Building Authority A I n t e r e s t J T

49 . Pa. State Higher Education Drexe l A I n t e r e s t K TUniversity50 . Philadelphia PA Water & W astewater Series B I n t e r e s t K TB Bond51 . Aliquippa PA School Distr ict Bond B I n t e r e s t K T

1. I n c o m e G a i n C o d e s :(See Columns BI and I)4)

2. Value Codes(See Columns C I a n d D 3 )

3.Value Me thod Code s(See C o l u m n C 2 )

A = $1;0 0 0 or l es s B =$1,001 - $2,500F =$50,00 ] - $100,000 G =$ 100,001 - $1,000,000J =$I 5 ,000 or Jess K =$15~001 - $50,000N =$250,001 - $500,000 O =$5 00,001 - $ 1,000,000P3 =$25,000,001 - $50,000,000Q =A p p r a i sa l R = C o s t (Real Estate Only)U = Book Value V =Other

C = $ 2,501 - $5 ,000 D =$ 5,001 - $15 ,000 E =$15,001 - $50,000HI=$ ,000,00 -$5;000i000 H2=M0retha~$5;000;000L ~$50i001 - $100,000 M =$100;001 ~ $250 000Vl =Sl;000;001- $5,000,000 P 2 = $ 5 ; 0 0 0 i 0 0 1 L $ 2 ~ i 0 0 0 ~ 0 0 0P4 =More than $50;000,000S = As s es s ment T =Cash MarketW =Estimated


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N a m e o f P e r s o n R e p o r ti n gBloch, Alan N.


V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , ~ e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) O) (2) El) (2~ (3)Place "(X)" after each asset A m o u n t " l Z y p e ( e . g . . V alue V alue T y p e ( e . g ., Date ...... Valuee x e m p t , f ro m p r i o r d is e ! o s u r e C o d e l d i v . , r e n L C ode 2 Me t hod b u y , s e | l ~ mm/dd/yy C0de 2

(A-H) o r i n t .) (J- P ) Code3 ~edi~mp-d0il~ ( .LP )

Gross value a t end Transact ions dur ing repor t ing per iod(4)

G a i n Identity ofC o d e 1 buyer/seller( A - H ) ( i f p r i v a t et r a n s a c t i o n )

52 . Mahanoy P A Sewer Author i ty Bond A Interest K T

53 . Mars P A School D i s t r i c t Bond A Interest J T54 . G rea te r Johns town P A W ate r Bond A Interest Redeemed 07101/10 J55 . E rie P A W ate r Author i ty Bond A Interest J T56 . Al toona P A A rea School D i s t r i ct Bond A Interest K T57 . P a . S t a te T u r n p i k e C o m m i s s i o n B o n d A Interest J T58 . W e s t M i f f li n P A A r e a S c h o o l D i s t r i ct B o n d A Interest J T59 . P a . S t a t e H ighe r E duca t ion F ac i l i t y Col l ege A Interest& U n i v . B o n d60 . U niontown P A Area School D i s t r i c t Bond A Interest J T61 . E r i e PA W at e r A u t h or i t y W at e r B ond A In te re st J T

62 . Al toona P A A rea School D i s t r i ct Bond A Interest J T Bu y 01/11/10 J63 . R e a d i n g P A S c h o o l D i s t r ic t B o n d A In te re st K T B u y 01/11/10 K

64 . New K ens ing ton P A San i t a ry Author i ty A Interest J T Bu y 05/28/10 JB o n d65 . Coa tes v i l l e P A Area School D i s t r i c t Bond A Interest J T Bu y 07/07/10 J66 . R e a d i n g P A S c h o o l D i s t r ic t B o n d A Interest J T Bu y 07/19/10 J

67 . Nor th V ers a i l l e s Towns h ip Sani t a ry A InterestAu t ho r i t y Bond68 . lnterest-PNC Bank- Checking;~ A Interest~ Pgh.

JJ

TT

Bu y 10/21/10

1 ~ Incom e Ga in C o d es: A = $ 1,000 o r less( See C olumns B 1 and D4) F =$50,001 - $100.000

2. Value C odes J =$15;000 or less( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,0003 . Value M eth od C odes Q =A p p r a i sa l( S e e C o l u m n C 2 ) U = Book Value

B =$1i001 ~ $2;500 C=$2,501 - $5~000 D = $5 ,001 -$ 15 ,000 E = $15,001 $50,000G =$100100i - $1,0001000 HI =$ i000~00 ~ $~;000,000 H2 =Mor~ than $5~000,000K =$15~001 - $50,000 L =$50 00i ~ $i00 000 : M =$100,001 ~ $250;000O =$5 00,001 : $1;000,000 P i =$ i~000 ,00 i ! $ ~i00~i00D . . . .. P2 =$5,000i00]- $25,000,000

P 4 =Mo r e t han $ 50~ 0001 000R = C os t ( R eal Es t a t e On ly ) S =Asse ss~e f i t T = C as h M ar k etV = O t h e r W = Es t imated


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N a m e o f P e r s o n R e p o r t in gBloch, Alan N.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s )

(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Place "CA)" after each asset Amourt t T y p e ( e . g . ~ V a lue V a lu e Type (e.g:, D a t e : Va l ue Gain Identity ofexempt f rom pr ior d isclosure C o d e I div., rent, C o d e 2 Method buy , se l l , m m / d d / y y C o d e 2 C ode 1 buyer/seller(A-H) o r : i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J ~ P ) (A-H) (if private

(Q-W) t r a n s a c t i o n )

69 . V a n g u a r d P a . I n s u r e d T a x F r e e F u n d B70 . P i m c o H i g h Y i e ld F u n d C l a s s A A7 1 o Bel l South 7% pre fe r red s tock A72 . J .P . Morgan Chas e 7% Shares A73 . B o n d F u n d o f A m e r i ca A74 . A m e r i c a n H i g h In c o m e T r u s t A75 . F i rs t Trus t P re fe r red Incom e Se r i e s 38 U ni t ATr us t76 . C a p i t a l I n c o m e B u i l d e r C l a s s A o f AA m e r i c a n F u n d s77 . I n c o m e F u n d A m e r i c a , I n c . C l a s s A o f AA m e r i c a n F u n d s

Dividend K T

Dividend J T

Dividend Redeemed 10/01/10 J

Dividend J TDividend J T

Dividend J T Sold 10/06/10 J(part)Dividend J T Buy 09/09/10 J

Dividend J T Buy 11/24/10 JDividend J T Buy 11/24/10 J

1. Inc ome Gain C odes : A =$L000 0r le~s B =$I,001 - $2,500( See C olumns B I and D4) F =$ 50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000

2. V aluc C o de s J = $15 ,000 or less K =$15,001 - $50,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O =$5 00,001 - $1,000;000

P3 =$25,000,001 - $50,000,0003 . Valuc M eth od C odes Q =AppraisaI R = C os t ( R eal Es t a t e Only )( S e e C o l u m n C 2 ) U = Book Value V = Oth er

=$2,501 - $5,0001 =$1,000,00 ~ - $51000i000=$50,001 - $100,0001 =$ !,000,001 - $5,000,000

P4 =More than $50,000,000= As s es s ment

W = Es t imated

=$5,001 - $15,000H2 =Mo r e t han $ 5 , 000 , 000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000

= C as h M ar k et

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gB l o c h , A l a n N .

Date of Repor t04/25/2011

VIII . ADDITIONAL INFORMATION O R EXP LANATIONS. (lndicatepart of report.)


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IX. CERTIFICATION.

Iame o f Pe rson Report ingB l o c h , A l a n N . Date of Report04/25/2011I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .I f u r t he r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S o C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

Signature : S] Alan N. Bloch

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, NoE.Washington, D.C. 20544

alan n bloch financial disclosure report for 2010

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