alcohol , drug use and pregnancy outcome
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Alcohol, Drug Use and Pregnancy Outcome
Alan Challoner MA(Phil) MChS
Current concerns about the effects of alcohol consumption on the unborn child may be
assessed from this summary of some of the research that has been carried out since the
1970s.
The suggestion that alcohol has an adverse effect on pregnancy and child development
has a long history. Modern
concern about the influence
of alcohol on pregnancy
outcome was revived in the
early 1970s when a series of
articles by researchers was
published.5,6,7. These reportsculminated in the
description, by Jones and
Smith 8, of a fetal alcohol
syndrome (the FAS) among
the offspring of severely and
chronically alcoholic
mothers, who continued to
drink throughout pregnancy.
A study in USA has shown that
there is a seven point deficit
in a childs IQ where its
mother has taken just oneunit of alcohol daily during
pregnancy.9
The principal characteristics
that have been associated
with the FAS are:
pre-natal and post-natalgrowth retardation;
central nervous systemdysfunction including
mental deficiency,
neurological problems
and behavioural
dysfunction;
a characteristic pattern of facial anomalies including the nose, mouth, ears and jaw; and various other malformations mainly of the skeletal, urogenital and cardiac systems.The effects are dose-related and therefore every woman must realise the potential hazard
for her child-to-be.10 Research from the late 1990s11 indicates that pregnant women may
drink a small amount of alcohol without harming the foetus. The acceptable level that was
considered reasonable was one unit per day (i.e. small glass of wine; half a pint of ordinarybeer, or a single measure of spirits. More than this may hinder the growth of the foetus,
leading to a smaller baby. Consumption of over 15 units a week may be associated with
intellectual impairment.
FETAL ALCOHOL SYNDROME: A combination of birth
defects, including organ deformities and mental, motor,
and/or growth retardation, that results from maternal
alcohol abuse as well as some additional, but less
important, factors.
However where the syndrome is diagnosed, the alcoholabuse is most often accompanied by adverse
environmental circumstances. Foetuses conceived by
heavy drinkers are more likely to miscarry, are smaller at
birth, do not thrive so well initially and are poor suckers,
whether from the bottle or breast. It is not uncommon to
find that as the child reaches primary school-age, he will
be less intelligent and be less integrated with his peers.
Alcoholic mothers are likely to have infants suffering from
fetal alcohol syndrome, which is characterized by
deformities of the heart and joints, face (short eyelid slits
and abnormal jaw protrusion), and hand (altered palmar
crease patterns), lags in motor development and motor
dysfunction, and severe mental handicap. Even moderate
drinking less than one drink per day has been found to
be related to attentional deficits in children at four years of
age, Streissguth et al., 1,2, decreased fetal growth, and
increased risk of miscarriage, Mills et al.,3. Results of animal
studies by Furey also show serious problems resulting from
single episodes of heavy alcohol consumption around the
time of conception.4
In view of these research findings, the USA Surgeon General
has warned that all pregnant women should avoid alcohol
entirely. Some areas, such as New York City, have passed
ordinances that require all bars, restaurants, and liquor
stores to post notices such as; Warning: Drinking alcoholicbeverages during pregnancy can cause birth defects.
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The Seattle research group12, examined intellectual development in the children of mothers
who were addicted to alcohol and reported a significantly reduced IQ at 7 years of age. It
is not clear whether the investigators who made this assessment knew the alcohol status of
the mother. Moreover, 32% (6/19) of the alcoholics children were apparently lost to follow-
up before 7 years of age compared with none of the controls.13 However, despite the small
numbers and the questionable nature of the comparison, the authors recommended that:
serious consideration should be given to the early termination of pregnancy in severe
chronically alcoholic women . . . [ since] . . . the offspring of chronic alcoholic women,
whose development and function are often permanently damaged by their adverse
intrauterine environment, frequently became a problem for society in postnatal life.
These and other studies reported that the babies of women who drank excessively during
pregnancy were disadvantaged in some way. All reported that the birth-weight of babies
was significantly reduced among women considered to be alcohol abusers. There are
however some inconsistencies in the findings of some studies. Two, the Cleveland and
Buffalo studies, agree that the babies of alcohol abusers tend to be small for dates. The
Cleveland and Seattle groups found an overall increase in the rate of congenitalmalformations, but the Buffalo group did not. The Cleveland group found no increase in
perinatal mortality whereas the Seattle group did. Moreover, the Seattle study
retrospectively diagnosed 32% (6/19) cases of the FAS, whereas the Cleveland study
retrospectively diagnosed 2.5% (5/204). These discrepancies may reflect the fact that
different definitions of alcoholism were used. Only 0.04% of women were classified
alcoholic by the Seattle researchers compared with 1.7% by the Cleveland researchers.
The outcome of moderate drinking in pregnancy is clear following reports of investigations
that were set up to look at these effects. A large number of epidemiological studies have
been reported on and the findings from five are summarized in the Table below.
The studies outlined in the Table above show inconsistencies. Some of the reasons for these
may be that the studies were conducted at different times, in different places, by different
people using different methodologies. The inconsistencies are however important. A largenumber of other studies, besides those in the Table, have been published and there is
clearly no consensus about the relationship between moderate drinking and adverse
pregnancy outcome. (Roman, Idem)
Pregnancy Variables Paris S. California Boston Denver London
Gestation - + + + NR
Birth-weight + + - - +
Small for dates + NR - - +
Congenital abnormality - NR - - NR
Still-birth + NR - - NR
+ = statistically significant negative association between alcohol and the outcome
reported- = no statistically significant negative association between alcohol and the outcome
reported
NR = not reported
Reported association between various aspects of pregnancy outcome and
alcohol consumption in early pregnancy [after Roman] 10
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Several studies of the effect of alcohol have been made using pregnant rats. Of those that
were fed liquid alcohol diets during pregnancy the following results were found:
140 subjects were tested for activity irregularities ten days after birth, passive
avoidance learning, and spontaneous alternation in a T-maze. The subjects showed
age-related increased activity; but deficits in passive avoidance learning andresponse perseveration that were not age-related. Abel suggests that the exposure
to alcohol brought about a developmental delay in the response inhibition
mechanisms underlying activity. They also were less maternally responsive than non-
treated controls.14 Poland found that the neuro-toxic effects of the fetal alcohol
exposure on neuro-endocrine function may become evident when there is a stress
challenge. 15
Alcoholism runs in families, and does so even when the children of alcoholics are separated
from their parents and raised by non-alcoholic adoptive parents. Twin studies suggest
genetic factors. Childhood behaviour problems weakly predict future alcoholism.16
Recent concerns should allow for more current research to be considered as there may be
a differing view to be obtained. An article in the issue of Science, dated 11th February 2000
reported that a single exposure to high levels of ethanol (the alcohol in beer, wine and
spirits) can kill nerve cells in the developing brain. The researchers found that the rat brain is
sensitive to this toxic effect during a brain development stage that corresponds to the brain
growth spurt in humans. This is known as synaptogenesis because it is the time when brain
cells form most of their interconnections, the brain growth spurt lasts from about the sixth
month of pregnancy to a child's second birthday. The investigators believe that the
discovery that cells can die after a single episode of alcohol intoxication means it would be
prudent for expectant mothers to avoid alcohol intoxication during pregnancy.
The investigators also studied the mechanism of this alcohol-induced brain cell death. It isknown that alcohol can interfere with certain transmitter systems in the brain. The systems
use chemical molecules, such as glutamate and GABA, to activate nerve cell receptors
and transmit messages from one cell to another. In research reported in 1999, in Science,
Olney and colleagues found that drugs called NMDA antagonists, which interfere with
glutamate transmission in the same way that alcohol does, have a similar cell-killing effect
in the infant rat brain when given as a single high dose. In the current study, the
investigators found that drugs that excessively activate GABA receptors, as alcohol does,
also can kill nerve cells in the infant rat brain.
This evidence documents that alcohol acts by two mechanisms blockade of glutamate
transmission and excessive stimulation of GABA transmission. By combining these two
mechanisms, it produces a compound pattern of damage that is greater than eithermechanism would produce by itself.17
There are other concerns that were highlighted by this research team. Much of the
significance of these findings comes from the fact that alcohol is so widely used throughout
the world. Numerous other drugs act either by blocking glutamate receptors or activating
GABA receptors, and many of these drugs are drugs of abuse and/or are used in paediatric
medicine as sedatives, anticonvulsants or anaesthetics. Drugs of abuse that block NMDA
glutamate receptors include phencyclidine (PCP or "angel dust"), ketamine (special "K")
and nitrous oxide (laughing gas). Both ketamine and nitrous oxide are used frequently in
paediatric anaesthesia. GABA receptor activators that are frequently abused and/or used
in paediatric anaesthesia include benzodiazepines, barbiturates, isoflurane, and propofol.
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The death of neurons by apoptosis18 occurs naturally. It enables the brain to get rid of
unhealthy cells or cells that are not needed for normal brain development. Alcohol and
these other drugs don't just cause cells that are going to die anyway to die more quickly;
they cause cells that never would have died under normal circumstances to commit
suicide and millions are involved.17
These mechanisms may contribute to the wide variety of neurological and psychiatric
symptoms seen in individuals with fetal alcohol syndrome. Symptoms range from
hyperactivity and learning disabilities in childhood to depression or severe psychosis in
adulthood. Olney believes the variety of symptoms may be explained by the timing of
alcohol exposure. In the rat, he found that different populations of neurons were
vulnerable at different times during synaptogenesis.
Some psychiatric and neurological disorders are thought to originate from events that
occur during development and the research will allow there to be a better understanding
and provide some correlations between damage to specific cell populations during
development and subsequent neuropsychiatric problems. 17
In a further episode of research, Olney and his colleagues have reported on the neurotoxic
effects of ethanol on the human fetal brain and have reported that a single episode of
ethanol intoxication lasting for several hours can trigger a massive wave of apoptotic
neuro-degeneration in the developing rat or mouse brain. The window of vulnerability
coincides with the developmental period of synaptogenesis; in humans this extends from
the sixth month of gestation to several years after birth. 19
They propose that the N-methyl-D-aspartate (NMDA) antagonist and gamma-aminobutyric
(GABA)mimetic properties of ethanol are responsible for its apoptogenic action, because
they have found that other drugs that block NMDA glutamate receptors or mimic GABA at
GABA(A) receptors also trigger apoptotic neuro-degeneration in the developing brain.These findings have clinical significance, not only because they can explain the reduced
brain mass and neurobehavioral disturbances associated with the human FAS, but because
many agents in the human environment, other than ethanol, have NMDA antagonist or
GABAmimetic properties.
This research has been continued by Wozniak and colleagues and they have reported that
binge-like exposure of infant mice to ethanol on a single post-natal day triggered
apoptotic death of neurons from diencephalic structures that comprise an extended
hippocampal circuit important for spatial learning and memory. The ethanol exposure
paradigm yielding these neuronal losses caused profound impairments in spatial learning
and memory at one month of age. This impairment was significantly attenuated during
subsequent development, indicating recovery of function. Recovery was not associatedwith increased neurogenesis, suggesting plastic reorganization of neuronal networks
compensated for early neuronal losses. They hypothesize that neuro-apoptotic damage in
homologous regions of human brain underlies cognitive deficits in FAS and the human brain
of FAS victims has a similar capacity to affect functional recovery.20
It was later reported by Young and Olney that they had sought to determine what
magnitude and duration of blood ethanol elevation is required to trigger a minimal neuro-
apoptotic response. They found that a rise in blood ethanol to a level in the range of 50
mg/dl for a duration of 30 to 45 min was sufficient to trigger a significant neuro-apoptosis
response deleting approximately 20,000 neurons per infant mouse brain. Since blood
ethanol elevations in this range are commonly achieved by humans in a social drinkingcontext, a mother with only a moderate drinking habit might expose her foetus to such
elevations on multiple occasions during pregnancy.21
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Earlier, Dikranian et al described the time course of neuro-degeneration and window of
vulnerability for Purkinje cells and other neurons in the cerebellar cortex, deep cerebellar
nuclei, and two related brainstem nuclei (nucleus pontis, inferior olivary complex),and
demonstrated that the cell death process in each case is unequivocally apoptotic. They
concluded that exposure of infant rats or mice to ethanol on a single occasion during
synaptogenesis can kill Purkinje cells, and many other neuronal populations at all levels of
the developing neuraxis, and in each case the mechanism of cell death is apoptosis.22
Tenkova and Olney have reported that during synaptogenesis, a single ethanol intoxication
episode triggers apoptotic cell death of neurons at all levels of the visual system from retina
to the visual cortex.23
A 2010 report by Yuede and colleagues24 reports that the developing human brain may be
exposed to NMDA antagonists through drug-abusing mothers who use Phencyclidine. 25
1 Streissguth, A. P.; Martin, D. C.; Barr, H. M.; Sandman, B. M.; Kirchner, G.L.; & Darby, B. L.
Intrauterine alcohol and nicotine exposure: Attention and reaction time in four-year-oldchildren. Developmental Psychology, 20, [pp., 533-542]; 1984.
2 Streissguth, A P., Barr, H. M., Sampson, P. D., Darby, B. L., & Martin, D. C. IQ at age four in
relation to maternal alcohol use and smoking during pregnancy. Developmental Psychology.
25( 1), [pp., 3 - 11]. l989.
3 Mills, J. L.; Braubard, B. I.; Harley, E. E.; Rhoads, G. G.; & Berendes, H. W. Maternal alcohol
consumption and birth weight: How much drinking during pregnancy is safe? Journal of the
American Medical Association, 252, [pp., 1857-1879. ] 1984.
4 Furey, E. M. The effects of alcohol on the fetus. In H. E. Fitzgerald & M. G. Walraven [Eds.],
Human Development 84/85 Guilford, CT: Dushkin. 1984.
5 Ulleland, C.N. The offspring of alcoholic mothers.Ann. NY Acad. Sci. 197: [pp., 167-169.] 1972.
6 Jones, K.L; Smith, D.W.; Ulleland, C.N.; & Streissguth, A.D. Pattern of malformation in offspring
of chronic alcoholic mothers. Lancet1: [pp., 1267-1271] 1973.
7 Jones, K.L; & Smith, D.W. Recognition of the fetal alcohol syndrome in early infancy. Lancet; 2:
[pp., 999-1001] 1973.
8 Jones, K.L; & Smith, D.W. The fetal alcohol syndrome. Teratology; 12: [pp., l-l0]1975.
9 Glenville, M. Health Professionals Guide to Preconceptual Care. Foresight; Godalming,
c1995.
10 Roman, Eve. Hazards in Pregnancy with Specific Reference to Alcohol. InHosking, Gwilym; &
Murphy, Glynis. [Eds.]; Prevention Of Mental Handicap: A World View. International Congress
And Symposium Series: Number 112. Royal Society Of Medicine Services; London, 1987.
11 Royal College of Obstetricians and Gynaecologists, Report of the; Alcohol and Pregnancy,
1997.
12 Niswander, K.R.; & Gordon M. The women and their pregnancies. Philadelphia: W. B.
Saunders, 1972.
13 Neugut R.H. Epidemiological appraisal of the literature on the fetal alcohol syndrome in
humans. Early Hum. Dev.; 5: [pp., 411-422]. 1981.
14 Abel, E.L. In utero alcohol exposure and developmental delay of response inhibition.
Alcoholism: Clinical & Experimental Research; 6(3); [pp., 369-376] 1982.
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15 Poland, R.E. Effects of maternal ethanol consumption in rats on basal and rhythmic pituitary-
adrenal function in neonatal offspring. Psychoneuro-endocrinology; 7(1); [pp., 49-58] 1982.
16 Goodwin, D.W. Alcoholism. In Hobson, J.A. [Ed.]Abnormal States of Brain and Mind. Boston,
USA; & Basel, Birkhuser, 1989.
17 Ikonomidou C, Bittigau P, Ishimaru MJ, Wozniak DF, Koch C, Genz K, Price MT, Stefovska V,
Hrster F, Tenkova T, Dikranian K, Olney JW. Ethanol-induced apoptotic neurodegeneration
and fetal alcohol syndrome. Science. 2000 Feb 11;287(5455):1056-60.
18 Apoptosis A process of programmed cell death by which cells undergo an ordered
sequence of events which lead to death of the cell, as occurs during growth and
development of the organism, as a part of normal cell aging, or as a response to cellular
injury.
19 Olney JW, Wozniak DF, Farber NB, Jevtovic-Todorovic V, Bittigau P, Ikonomidou C. The
enigma of fetal alcohol neurotoxicity. Ann Med. 2002;34(2):109-19.
20 Wozniak DF, Hartman RE, Boyle MP, Vogt SK, Brooks AR, Tenkova T, Young C, Olney JW,
Muglia LJ. Apoptotic neurodegeneration induced by ethanol in neonatal mice is associated
with profound learning/memory deficits in juveniles followed by progressive functional
recovery in adults. Neurobiol Dis. 2004 Dec;17(3):403-14.
21 Young C, & Olney JW. Neuroapoptosis in the infant mouse brain triggered by a transient
small increase in blood alcohol concentration. Neurobiol Dis. 2006 Jun;22(3):548-54.
22 Dikranian K, Qin YQ, Labruyere J, Nemmers B, Olney JW. Ethanol-induced neuro-apoptosis in
the developing rodent cerebellum and related brain stem structures. Brain Res Dev Brain Res.
2005 Mar 22;155(1):1-13.
23 Tenkova T &Olney JW. Ethanol-induced apoptosis in the developing visual system during
synaptogenesis. Invest Ophthalmol Vis Sci; 2003.
24 Yuede CM.; Wozniak DF.; Creeley CE.; Taylor GT.; Olney JW. & Farber NB. Behavioral
consequences of NMDA antagonist-induced neuroapoptosis in the infant mouse brain. PLoS
One; 2010.
25 Phencyclidine (a complex clip of the chemical name 1-(1-phenylcyclohexyl)piperidine),
commonly initialized as PCP and known colloquially as angel dust or wet, is a recreational
dissociative drug. Formerly used as an anesthetic agent, PCP exhibits both hallucinogenic
and neurotoxic effects.