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    NationalInstituteonAlcoholAbuseandAlcoholism

    1

    Alcohol Use, Abuse, and

    Dependence

    Ting-Kai Li, M.D.

    Director

    National Institute on Alcohol Abuse and

    Alcoholism

    National Institutes of Health

    U.S. Department of Health and Human

    Services

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    NationalInstituteonAlcoholAbuseandAlcoholism

    http://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htm

    Ting-Kai Li, M.D.Director

    National Institute on Alcohol Abuse

    and Alcoholism

    http://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htmhttp://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htm
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    NationalInstituteonAlcoholAbuseandAlcoholism

    National Institute on Alcohol Abuse and Alcoholism

    Mission

    increase the

    understanding of how

    alcohol use impacts

    normal and abnormal

    biological functions andbehavior across the

    lifespan

    improve the diagnosis,

    prevention, and

    treatment of alcoholism and other alcohol-related disorders

    enhance quality health care

    http://pubs.niaaa.nih.gov/publications/StrategicPlan/NIAAASTRATEGICPLAN.htm

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Alcohol Use

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    NationalInstituteonAl

    coholAbuseandAlcoholism

    Alcohol: Our Most Primitive Intoxicant

    Egypt (el-Guebaly N, el-Guebaly A, 1981, I nt J Addict.,16:1207-21)

    barley beer is probably the oldest drink in the world with its origin in

    Egypt prior to 4200 BC

    China(McGovern et al., 2004, PNAS,101:17593-17598)

    7000 BC - the production of a prehistoric mixed fermented beverage ofrice, honey and fruit (neolithic village of Jiahu in Henan province)

    2000 BC- unique cereal beverages (Shang and Western ZhouDynasties)

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    NationalInstituteonAl

    coholAbuseandAlcoholism

    Ancient Warnings About Alcohol and Harmful Use

    Through the Ages

    1600-1050 BC- Downfall of Egyptian and ChineseEmpires and

    Dynasties attributed to excessive alcohol use

    460-320 BC-Grecian Scholars issued advisories on drunkenness and

    moderate drinking

    PlatoNo use under age 18, between 18-30 use in moderation, no

    restrictions for use by those older than 40

    Aristotle and Hippocrates were both critical of drunkenness

    11thCentury AD - Simeon Seth, a physician in the Byzantine Court,

    wrote that drinking wine to excess caused inflammation of the liver, a

    condition he treated with pomegranate syrup

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Total Per Capita Consumption in Gallons of Ethanol

    by State - United States, 2003

    DC

    1.99 or below (10)

    2.00-2.24 (15)

    2.25-2.49 (16)

    2.50 or over (10)

    DC

    1.99 or below (10)

    2.00-2.24 (15)

    2.25-2.49 (16)

    2.50 or over (10)

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Cumulative Distribution of Alcohol Consumption

    in the United States

    65%of thepopulation aredrinkers*

    Malesreported

    drinking 74%andfemales26%of allalcohol consumed

    73%of the alcohol

    is consumed by10%of thepopulation

    * Individuals who reported drinking at least one drink in past 12-months

    0

    20

    40

    60

    80

    100

    0 10 20 30 40 50 60 70 80 90 100

    Percentile Group (High to Low)

    PercentofC

    onsumption

    NIAAA National Epidemiological Survey on Alcohol and Related Conditions (NESARC) (2001-2002).

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Drinking Patterns: Rates and RisksModerate Drinking

    Most people abstain or drink moderately

    placing them at low risk for alcohol use

    disorders. In general, Moderate Drinkingis upto 2drinks/dayfor men;up to 1drink/dayfor

    women(USDA/HHS Dietary Guidelines, 2005)

    One drink: one 12 - ounce can or bottle of

    beer or wine cooler , one 5 - ounce glass of

    wine , or 1.5 ounces of 80 - proof distilled

    spirits .

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Nearly 3in10U.S. adultsengageinthese high-risk

    drinking patterns1

    Men: more than 14 drinksin a typical week

    more than4 drinkson any day

    Women: more than 7 drinksin a typical weekmore than 3 drinkson any day

    1

    Source: NIAAA National Epidemiologic Survey on Alcohol and Related Conditions,2003

    Drinking Patterns: Rates and RisksHigh-Risk Drinking

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    NationalInstituteonAlcoholAbuseandAlcohol

    ism

    Drinking Patterns: Rates and RisksBinge Drinking

    The National Advisory Council on Alcohol Abuse and

    Alcoholismhas recommended the following definition

    of Binge Dr inking

    A binge is a pattern of drinking alcohol that br ings

    blood alcohol concentr ation (BAC) to 0.08 gm% or

    above. For the typical adult, this pattern corresponds

    to consuming 5or moredrinks (male) or 4 or more

    drinks (female) in about2 hours. Binge drinking is

    clearl y dangerous for the drinker and for society

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    NationalInstituteonAlcoholAbuseandAlcohol

    ism

    U.S. Adult Drinking Patterns and Risks

    2001-2002: Odds Ratios

    NIAAA National Survey on Alcohol and Related Conditions, (2001-2002)

    Alcohol screening limits

    number of drinks:In a typical WEEK14(men), 7(women)On any DAY4(men), 3(women)

    The Odds of Having An

    Alcohol Use Disorder are

    Increased by a Factor of. . .

    Drinking Pattern

    Percent of

    U.S. adults

    aged 18 or older

    Abuse

    without

    dependence

    Dependence

    with or without

    abuse

    Never exceeds the weekly or dailyscreening limits

    72 % Reference group(1.0)

    Reference

    group

    (1.0)

    Exceeds only the weekly limit 2 % 7.8 12.4

    Exceeds only the daily limit less than

    once a week14 % 17.0 33.0

    Exceeds only the daily limit once a weekor more

    2 % 31.1 82.0

    Exceeds both weekly & daily limits once

    a week or more10 % 31.1 219.4

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    NationalInstituteonAlcoholAbuseandAlcoholism

    0

    0.5

    1

    1.5

    2

    2.5

    3

    3.5

    4

    4.5

    12 13 14 15 16 17 18 19 20 21 22-23 24-25 26-29 30-34 35-49 50-64 65+

    Age

    Males

    Females

    Days

    U.S. Substance Abuse and Mental Health Services Administration, 2003 National Survey on Drug Use

    and Health NSDUH)

    Harmful Drinking Pattern Across the LifespanNumber of Days in Past 30 Drank 5 or More Drinks

    14

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Relative Risk of an Alcohol-Related Health

    Condition as a Function of Daily Alcohol Intake

    0

    5

    10

    15

    20

    25

    30

    Oral cavity

    and pharynx

    Esophagus Breast Essential

    hypertension

    Coronary

    heart disease

    Ischemic

    stroke

    Hemorrhagic

    stroke

    Liver cirrhosis Chronic

    pancreatitis

    Condition

    Relati

    veRisk 50 g/day 100 g/day

    Adapted from Corrao et al. (2004), Preventi ve Medicine, 38:613619

    15

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Disorder Odds

    Anxiety Disorders 2.6x

    Mood Disorders (especially Major Depression) 4.1x

    Personality Disorders 4.0x

    Antisocial Personality Disorder 7.1x

    Drug Dependence 36.9x

    Nicotine Dependence 6.4x

    NIAAA National Epidemiologic Survey on Alcohol and Related Conditions, 2004.

    Odds of Co-Occurrence of Current (12-month)

    DSM-IV Alcohol Dependence and Selected Psychiatric

    Conditions

    16

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Burden of Disease Attributable to Alcohol Among the 10

    Leading Risk Factors for Disease In Developed Countries

    0% 2% 4% 6% 8% 10% 12% 14%

    Iron deficiency

    Unsafe sex

    Illicit drugs

    Physical inactivity

    Low fruit and vegetable intake

    Overweight

    Cholesterol

    Alcohol

    Blood pressure

    Tobacco

    % Total Number of Health Years Lost to Death/Disability

    The World Health Report 2002: http://www.who.int/whr/2002/en/whr2002_annex14_16.pdf

    NationalI

    nstituteonAlcohol

    AbuseandAlcoho

    lism

    17

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Alcohol Abuse

    18

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    NationalInstituteonAlcoholAbuseandAlcoholism

    DSM-IV Alcohol Abuse ICD-10 Harmful Use

    A. A maladaptive pattern of alcohol use leading toclinically significant impairment or distress, asmanifested by one or moreof the following occurringwithin a 12-month period:

    A. A pattern of alcohol use that iscausing physical and/or mentaldamage to health.

    recurrent drinking resulting in a failure to fulfillmajor role obligations

    recurrent drinking in physically hazardoussituations*

    recurrent alcohol-related legal problems

    continued use despite having persistent or

    recurrent alcohol-related social or interpersonalproblems

    B. The symptoms have never met thecriteria for alcoholdependence B. No concurrent diagnosis of thealcohol dependence syndrome

    Definition and Diagnostic Criteria for Alcohol Abuse/Harmful Use of Alcohol

    *Ninety percent of those diagnosed as having Alcohol Abuse endorse this criterion.

    Others are 20% or less (Dawson, DA. Unpublished NESARC Analysis, 2006)

    19

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Do Alcohol Use Disorders Fall Along a Continuum

    of Severity?

    Data from NIAAAstwo general population sampleepidemiologicalstudies* and others (e.g., Langenbucher et al., 2004; Krueger et al.,2004; Kahler and Strong, 2006; Saha et al., 2006; Proudfoot et al.,2006) agree that:

    Alcohol Use Disorders are not bi-axial (abuse and dependence), butfall along a continuum of severity

    Current criteria for alcohol abuse are not associated only with amilder form of alcohol use disorder; most tap into the more severeend of an alcohol use continuum

    Current criteria for abuse and dependence contain redundancies

    * NESARCand the 1991-1992 NIAAA National Longitudinal Alcohol Epidemiological

    Survey (NLAES)

    20

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Alcohol Dependence

    (Alcoholism)

    21

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Elements of Alcohol Dependence: DSM-IV and ICD-10(3of 7during one year required for diagnosis)

    * elements of addiction

    1. Tolerance

    2. Withdrawal:

    relief/avoidance

    Pharmacological

    3. Impaired control*

    Maladaptive

    larger/longer

    unsuccessful attempts toquit/control

    4. Compulsive Use*

    craving (ICD-10) only)

    neglect activities

    time spent

    use despite negative

    consequences

    Severity of Addiction

    22

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Prevalence of Past-year DSM-IV Alcohol

    Dependence by Age United States, 2001-2002

    18 + yrs. - NIAAA NESARC ( Grant et al. (2004) Drug and Alcohol Dependence, 74:223-234)

    12-17 yrs - U.S. Substance Abuse and Mental Health Services Administration 2003 National Survey onDrug Use and Health (NSDUH)

    0%

    2%

    4%

    6%

    8%

    10%

    12%

    14%

    12-17 18-20 21-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69

    Age

    Most people

    seek

    treatment at

    this ageOne-YearPrevalence

    Prevalence of

    DSM-IV Alcohol

    Dependence in

    2001-2002 was

    3.8%

    23

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Etiology of Alcohol Use Disorders

    24

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Alcohol use, abuse, and dependencearecomplex behavioral traits influenced by many

    factors:

    geneticandbiologicalresponses

    environmentalinfluences

    stages of development, from childhood to early

    adulthood

    25

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    NationalInstituteonAlcoholAbuseandAlcoholism

    Alcoholism: A Common Complex

    Disease

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    NationalInstituteonA

    lcoholAbuseandAlcoholism

    Pharmacokinetics: absorption, distribution, andmetabolism of alcohol

    3-4 fold

    Pharmacodynamics: subjective and objectiveresponses to alcohol

    2-3 fold

    About one-half of these differences

    is genetic

    Between Individual Variations in Responses to

    Alcohol

    (Why drink; Drink more; Drink despite)

    29

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    NationalInstituteonA

    lcoholAbuseandAlcoholism

    Metabolism of Ethanol and Acetaldehyde in

    Hepatocyte

    TCATCA

    ATP

    CO2

    H2O

    NAD+

    NADH

    NAD+

    NADH

    NAD+

    NADH

    NAD+

    NADH

    electrontransportelectrontransport

    Energy Yield: 7 Kcals/g

    CH3CH2OH(mM)

    ADHADH

    CH3CHO(M)

    NAD+ NADHNAD+ NADH

    ALDH1ALDH1

    CH3CHOALDH2ALDH2

    CH3COOH(mM)

    CH3COOH

    CH3

    COOH(mM)

    CYTOSOL

    NADHShuttle

    NAD+ NADH

    30

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    NationalInstituteonA

    lcoholAbuseandAlcoholism

    Age at Onset: DSM-IV Age of First Use of Alcohol,

    Nicotine, and Cannabis

    0%

    5%

    10%

    15%

    20%

    25%

    30%

    35%

    5 10 15 20 25 30 35 40 45 50

    Age

    Age of First Alcohol Use

    Age at first Nicotine Use

    Age of First Cannabis Use

    Perc

    entageineacha

    gegroupwho

    beginusinga

    lcohol

    0%

    5%

    10%

    15%

    20%

    25%

    30%

    35%

    5 10 15 20 25 30 35 40 45 50

    Age

    Age of First Alcohol Use

    Age at first Nicotine Use

    Age of First Cannabis Use

    Perc

    entageineacha

    gegroupwho

    beginusinga

    lcohol

    Source: NIAAA National Epidemiologic Survey on Alcohol and Related Conditions, 2003

    31

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    NationalInstituteonA

    lcoholAbuseandAlcoholism

    2001-2002

    0

    10

    20

    30

    40

    50

    60

    =21

    Age at First Use of Alcohol

    %Prevalence

    Source: 2001-2002 National Epidemiologic Survey on Alcohol nad Related

    Conditions; Laboratory of Epidemiology and Biometry; DICBR, NIAAA,

    Bethesda, MD.

    1991-1992

    0

    10

    20

    30

    40

    50

    60

    13 14 15 16 17 18 19 20 21

    Age at First Use of Alcohol

    %P

    revale

    nc

    Source: Grant and Dawson. (1988). J. Substance Abuse, 10(2):163-73

    Prevalence of Lifetime Alcohol Dependence by Age of

    First Alcohol Use and Family History of Alcoholism

    Parental History Positive

    Total

    Parental History Negative

    32

    Dail Cons mption b P and NP Rats Responding on a T o

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Daily Consumption by P and NP Rats Responding on a Two-

    Bar Operant Task for Water and Different Concentrations of

    Ethanol

    % ethanol

    Water

    (ml/day)

    E

    thanol

    (ml/day)

    g/kg/day

    2 5 10 15 20 25 4030

    *p=

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Treatment of Alcohol Use Disorders

    34

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism Many recover, or remit,

    without professionalinterventions

    Early interventions are

    successful in reducing

    chronicity and severity

    Treatment success rates are

    30%-60%depending on

    outcome measure (e.g.,

    abstinence, heavy drinking,

    social functioning)

    Interventions include:

    Brief intervention

    Behavioral therapies (e.g., motivational enhancement, cognitive behavioral, 12-

    steps)

    Pharmacological therapies

    %P

    PYPopulation

    0%

    10%

    20%

    30%

    40%

    50%

    60%

    70%

    80%

    90%

    100%

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Heterogeneity of Treatment Populations: Severity

    * >4 drinks/day, 14 drinks/week (men)

    >3 drinks/day, 7 drinks/week (women)

    Disease

    management

    None Harmful useDependence

    (Early)Dependence

    (Chronic)At-risk*

    Prevention Facilitated self-changeBrief counseling

    Behavioral and MedicationTherapy

    * >4 drinks/day, 14 drinks/week (men)

    >3 drinks/day, 7 drinks/week (women)

    Disease

    management

    Disease

    management

    None Harmful useDependence

    (Early)Dependence

    (Chronic)At-risk*

    Prevention Facilitated self-changeBrief counseling

    Behavioral and MedicationTherapy

    Screening

    36

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Clinical Trials in the Last Fifteen Years Have

    Shown:

    Different kinds of behavioral therapies work equally

    well (e.g., motivational enhancement, cognitivebehavioral, 12-steps)

    Naltrexone with Disease Management works and

    potentially can be used in primary care settings

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Medication Target Year Approved

    Disulfiram Aldehyde

    Dehydrogenase

    1949

    Research from animal models over the past 25 years has

    provided promising targets for pharmacotherapy

    Naltrexone Mu Opioid Receptor 1994

    Acamprosate Glutamate and GABA-

    Related

    2004

    Naltrexone Depot Mu Opioid Receptor 2006

    FDA ApprovedMedications for Treating AlcoholDependence

    39

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Medication Target

    Topiramate GABA/Glutamate

    Valproate GABA/Glutamate

    Ondansetron 5-HT3Receptor

    Nalmefene Mu Opioid Receptor

    Baclofen GABABReceptor

    Antalarmin CRF1 Receptor

    Rimonabant CB1 Receptor

    Medications for Treating Alcohol Dependence

    Under Investigation

    40

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Examples of NIAAA-Supported Clinical

    Pharmacotherapy Trials for AUDs and Co-morbid

    Psychiatric Conditions

    Co-morbidities Medication(s)

    AD/Depression naltrexone; sertraline

    AD/Bipolar valproate; naltrexone

    AUD/anxiety disorders venlafaxine (Effexor)

    AD/schizophrenia clozapine (Clozaril)

    AD/tobacco dependence bupropion (Zyban)

    AD/cocaine dependence topiramate (Topamax)

    41

    NIAAA Clinicians Guide

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    NIAAA Clinicians GuideHelping Patients Who Drink Too Much

    Based on the AUDIT-C:

    1. How often do you have a drinkcontaining alcohol?

    2. How many drinks containing alcohol doyou have on a typical day when you are

    drinking?

    3. How often do you have 6 or more drinkson an occasion?

    Thethird question aloneis:

    sensitive for heavy drinking (79%)and alcohol abuse/ dependence

    (81%)

    specific(83%)for heavy drinking, abuse and dependence1

    1Bush et al, Arch Intern Med. 1998;158:1789-1795

    Information and training materials for the NIAAA Clinicians guide are available at:

    http://pubs.niaaa.nih.gov/publications/practitioner/CliniciansGuide2005/Guide_Slideshow.htm

    42

    C l i Al h l R h S h d

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    NationalInstituteonA

    lcoholAbuseandAlcoho

    lism

    Conclusion: Alcohol Research Strengths and

    Opportunities

    Alcohol pharmacogenetics

    human and animal models

    Animal models

    genes, pathways and networks, and GxEinteractions

    Epidemiology

    longitudinal general population and high-risk

    studies

    Treatment

    behavioral