alcohol usage
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NationalInstituteonAlcoholAbuseandAlcoholism
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Alcohol Use, Abuse, and
Dependence
Ting-Kai Li, M.D.
Director
National Institute on Alcohol Abuse and
Alcoholism
National Institutes of Health
U.S. Department of Health and Human
Services
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NationalInstituteonAlcoholAbuseandAlcoholism
http://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htm
Ting-Kai Li, M.D.Director
National Institute on Alcohol Abuse
and Alcoholism
http://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htmhttp://www.niaaa.nih.gov/AboutNIAAA/DirectorsCorner/default.htm -
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NationalInstituteonAlcoholAbuseandAlcoholism
National Institute on Alcohol Abuse and Alcoholism
Mission
increase the
understanding of how
alcohol use impacts
normal and abnormal
biological functions andbehavior across the
lifespan
improve the diagnosis,
prevention, and
treatment of alcoholism and other alcohol-related disorders
enhance quality health care
http://pubs.niaaa.nih.gov/publications/StrategicPlan/NIAAASTRATEGICPLAN.htm
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Alcohol Use
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coholAbuseandAlcoholism
Alcohol: Our Most Primitive Intoxicant
Egypt (el-Guebaly N, el-Guebaly A, 1981, I nt J Addict.,16:1207-21)
barley beer is probably the oldest drink in the world with its origin in
Egypt prior to 4200 BC
China(McGovern et al., 2004, PNAS,101:17593-17598)
7000 BC - the production of a prehistoric mixed fermented beverage ofrice, honey and fruit (neolithic village of Jiahu in Henan province)
2000 BC- unique cereal beverages (Shang and Western ZhouDynasties)
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coholAbuseandAlcoholism
Ancient Warnings About Alcohol and Harmful Use
Through the Ages
1600-1050 BC- Downfall of Egyptian and ChineseEmpires and
Dynasties attributed to excessive alcohol use
460-320 BC-Grecian Scholars issued advisories on drunkenness and
moderate drinking
PlatoNo use under age 18, between 18-30 use in moderation, no
restrictions for use by those older than 40
Aristotle and Hippocrates were both critical of drunkenness
11thCentury AD - Simeon Seth, a physician in the Byzantine Court,
wrote that drinking wine to excess caused inflammation of the liver, a
condition he treated with pomegranate syrup
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NationalInstituteonAlcoholAbuseandAlcoholism
Total Per Capita Consumption in Gallons of Ethanol
by State - United States, 2003
DC
1.99 or below (10)
2.00-2.24 (15)
2.25-2.49 (16)
2.50 or over (10)
DC
1.99 or below (10)
2.00-2.24 (15)
2.25-2.49 (16)
2.50 or over (10)
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Cumulative Distribution of Alcohol Consumption
in the United States
65%of thepopulation aredrinkers*
Malesreported
drinking 74%andfemales26%of allalcohol consumed
73%of the alcohol
is consumed by10%of thepopulation
* Individuals who reported drinking at least one drink in past 12-months
0
20
40
60
80
100
0 10 20 30 40 50 60 70 80 90 100
Percentile Group (High to Low)
PercentofC
onsumption
NIAAA National Epidemiological Survey on Alcohol and Related Conditions (NESARC) (2001-2002).
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Drinking Patterns: Rates and RisksModerate Drinking
Most people abstain or drink moderately
placing them at low risk for alcohol use
disorders. In general, Moderate Drinkingis upto 2drinks/dayfor men;up to 1drink/dayfor
women(USDA/HHS Dietary Guidelines, 2005)
One drink: one 12 - ounce can or bottle of
beer or wine cooler , one 5 - ounce glass of
wine , or 1.5 ounces of 80 - proof distilled
spirits .
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Nearly 3in10U.S. adultsengageinthese high-risk
drinking patterns1
Men: more than 14 drinksin a typical week
more than4 drinkson any day
Women: more than 7 drinksin a typical weekmore than 3 drinkson any day
1
Source: NIAAA National Epidemiologic Survey on Alcohol and Related Conditions,2003
Drinking Patterns: Rates and RisksHigh-Risk Drinking
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ism
Drinking Patterns: Rates and RisksBinge Drinking
The National Advisory Council on Alcohol Abuse and
Alcoholismhas recommended the following definition
of Binge Dr inking
A binge is a pattern of drinking alcohol that br ings
blood alcohol concentr ation (BAC) to 0.08 gm% or
above. For the typical adult, this pattern corresponds
to consuming 5or moredrinks (male) or 4 or more
drinks (female) in about2 hours. Binge drinking is
clearl y dangerous for the drinker and for society
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U.S. Adult Drinking Patterns and Risks
2001-2002: Odds Ratios
NIAAA National Survey on Alcohol and Related Conditions, (2001-2002)
Alcohol screening limits
number of drinks:In a typical WEEK14(men), 7(women)On any DAY4(men), 3(women)
The Odds of Having An
Alcohol Use Disorder are
Increased by a Factor of. . .
Drinking Pattern
Percent of
U.S. adults
aged 18 or older
Abuse
without
dependence
Dependence
with or without
abuse
Never exceeds the weekly or dailyscreening limits
72 % Reference group(1.0)
Reference
group
(1.0)
Exceeds only the weekly limit 2 % 7.8 12.4
Exceeds only the daily limit less than
once a week14 % 17.0 33.0
Exceeds only the daily limit once a weekor more
2 % 31.1 82.0
Exceeds both weekly & daily limits once
a week or more10 % 31.1 219.4
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0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
12 13 14 15 16 17 18 19 20 21 22-23 24-25 26-29 30-34 35-49 50-64 65+
Age
Males
Females
Days
U.S. Substance Abuse and Mental Health Services Administration, 2003 National Survey on Drug Use
and Health NSDUH)
Harmful Drinking Pattern Across the LifespanNumber of Days in Past 30 Drank 5 or More Drinks
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Relative Risk of an Alcohol-Related Health
Condition as a Function of Daily Alcohol Intake
0
5
10
15
20
25
30
Oral cavity
and pharynx
Esophagus Breast Essential
hypertension
Coronary
heart disease
Ischemic
stroke
Hemorrhagic
stroke
Liver cirrhosis Chronic
pancreatitis
Condition
Relati
veRisk 50 g/day 100 g/day
Adapted from Corrao et al. (2004), Preventi ve Medicine, 38:613619
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Disorder Odds
Anxiety Disorders 2.6x
Mood Disorders (especially Major Depression) 4.1x
Personality Disorders 4.0x
Antisocial Personality Disorder 7.1x
Drug Dependence 36.9x
Nicotine Dependence 6.4x
NIAAA National Epidemiologic Survey on Alcohol and Related Conditions, 2004.
Odds of Co-Occurrence of Current (12-month)
DSM-IV Alcohol Dependence and Selected Psychiatric
Conditions
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Burden of Disease Attributable to Alcohol Among the 10
Leading Risk Factors for Disease In Developed Countries
0% 2% 4% 6% 8% 10% 12% 14%
Iron deficiency
Unsafe sex
Illicit drugs
Physical inactivity
Low fruit and vegetable intake
Overweight
Cholesterol
Alcohol
Blood pressure
Tobacco
% Total Number of Health Years Lost to Death/Disability
The World Health Report 2002: http://www.who.int/whr/2002/en/whr2002_annex14_16.pdf
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Alcohol Abuse
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DSM-IV Alcohol Abuse ICD-10 Harmful Use
A. A maladaptive pattern of alcohol use leading toclinically significant impairment or distress, asmanifested by one or moreof the following occurringwithin a 12-month period:
A. A pattern of alcohol use that iscausing physical and/or mentaldamage to health.
recurrent drinking resulting in a failure to fulfillmajor role obligations
recurrent drinking in physically hazardoussituations*
recurrent alcohol-related legal problems
continued use despite having persistent or
recurrent alcohol-related social or interpersonalproblems
B. The symptoms have never met thecriteria for alcoholdependence B. No concurrent diagnosis of thealcohol dependence syndrome
Definition and Diagnostic Criteria for Alcohol Abuse/Harmful Use of Alcohol
*Ninety percent of those diagnosed as having Alcohol Abuse endorse this criterion.
Others are 20% or less (Dawson, DA. Unpublished NESARC Analysis, 2006)
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Do Alcohol Use Disorders Fall Along a Continuum
of Severity?
Data from NIAAAstwo general population sampleepidemiologicalstudies* and others (e.g., Langenbucher et al., 2004; Krueger et al.,2004; Kahler and Strong, 2006; Saha et al., 2006; Proudfoot et al.,2006) agree that:
Alcohol Use Disorders are not bi-axial (abuse and dependence), butfall along a continuum of severity
Current criteria for alcohol abuse are not associated only with amilder form of alcohol use disorder; most tap into the more severeend of an alcohol use continuum
Current criteria for abuse and dependence contain redundancies
* NESARCand the 1991-1992 NIAAA National Longitudinal Alcohol Epidemiological
Survey (NLAES)
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Alcohol Dependence
(Alcoholism)
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Elements of Alcohol Dependence: DSM-IV and ICD-10(3of 7during one year required for diagnosis)
* elements of addiction
1. Tolerance
2. Withdrawal:
relief/avoidance
Pharmacological
3. Impaired control*
Maladaptive
larger/longer
unsuccessful attempts toquit/control
4. Compulsive Use*
craving (ICD-10) only)
neglect activities
time spent
use despite negative
consequences
Severity of Addiction
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Prevalence of Past-year DSM-IV Alcohol
Dependence by Age United States, 2001-2002
18 + yrs. - NIAAA NESARC ( Grant et al. (2004) Drug and Alcohol Dependence, 74:223-234)
12-17 yrs - U.S. Substance Abuse and Mental Health Services Administration 2003 National Survey onDrug Use and Health (NSDUH)
0%
2%
4%
6%
8%
10%
12%
14%
12-17 18-20 21-24 25-29 30-34 35-39 40-44 45-49 50-54 55-59 60-64 65-69
Age
Most people
seek
treatment at
this ageOne-YearPrevalence
Prevalence of
DSM-IV Alcohol
Dependence in
2001-2002 was
3.8%
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Etiology of Alcohol Use Disorders
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Alcohol use, abuse, and dependencearecomplex behavioral traits influenced by many
factors:
geneticandbiologicalresponses
environmentalinfluences
stages of development, from childhood to early
adulthood
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Alcoholism: A Common Complex
Disease
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lcoholAbuseandAlcoholism
Pharmacokinetics: absorption, distribution, andmetabolism of alcohol
3-4 fold
Pharmacodynamics: subjective and objectiveresponses to alcohol
2-3 fold
About one-half of these differences
is genetic
Between Individual Variations in Responses to
Alcohol
(Why drink; Drink more; Drink despite)
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Metabolism of Ethanol and Acetaldehyde in
Hepatocyte
TCATCA
ATP
CO2
H2O
NAD+
NADH
NAD+
NADH
NAD+
NADH
NAD+
NADH
electrontransportelectrontransport
Energy Yield: 7 Kcals/g
CH3CH2OH(mM)
ADHADH
CH3CHO(M)
NAD+ NADHNAD+ NADH
ALDH1ALDH1
CH3CHOALDH2ALDH2
CH3COOH(mM)
CH3COOH
CH3
COOH(mM)
CYTOSOL
NADHShuttle
NAD+ NADH
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lcoholAbuseandAlcoholism
Age at Onset: DSM-IV Age of First Use of Alcohol,
Nicotine, and Cannabis
0%
5%
10%
15%
20%
25%
30%
35%
5 10 15 20 25 30 35 40 45 50
Age
Age of First Alcohol Use
Age at first Nicotine Use
Age of First Cannabis Use
Perc
entageineacha
gegroupwho
beginusinga
lcohol
0%
5%
10%
15%
20%
25%
30%
35%
5 10 15 20 25 30 35 40 45 50
Age
Age of First Alcohol Use
Age at first Nicotine Use
Age of First Cannabis Use
Perc
entageineacha
gegroupwho
beginusinga
lcohol
Source: NIAAA National Epidemiologic Survey on Alcohol and Related Conditions, 2003
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lcoholAbuseandAlcoholism
2001-2002
0
10
20
30
40
50
60
=21
Age at First Use of Alcohol
%Prevalence
Source: 2001-2002 National Epidemiologic Survey on Alcohol nad Related
Conditions; Laboratory of Epidemiology and Biometry; DICBR, NIAAA,
Bethesda, MD.
1991-1992
0
10
20
30
40
50
60
13 14 15 16 17 18 19 20 21
Age at First Use of Alcohol
%P
revale
nc
Source: Grant and Dawson. (1988). J. Substance Abuse, 10(2):163-73
Prevalence of Lifetime Alcohol Dependence by Age of
First Alcohol Use and Family History of Alcoholism
Parental History Positive
Total
Parental History Negative
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Dail Cons mption b P and NP Rats Responding on a T o
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Daily Consumption by P and NP Rats Responding on a Two-
Bar Operant Task for Water and Different Concentrations of
Ethanol
% ethanol
Water
(ml/day)
E
thanol
(ml/day)
g/kg/day
2 5 10 15 20 25 4030
*p=
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Treatment of Alcohol Use Disorders
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lcoholAbuseandAlcoho
lism Many recover, or remit,
without professionalinterventions
Early interventions are
successful in reducing
chronicity and severity
Treatment success rates are
30%-60%depending on
outcome measure (e.g.,
abstinence, heavy drinking,
social functioning)
Interventions include:
Brief intervention
Behavioral therapies (e.g., motivational enhancement, cognitive behavioral, 12-
steps)
Pharmacological therapies
%P
PYPopulation
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
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Heterogeneity of Treatment Populations: Severity
* >4 drinks/day, 14 drinks/week (men)
>3 drinks/day, 7 drinks/week (women)
Disease
management
None Harmful useDependence
(Early)Dependence
(Chronic)At-risk*
Prevention Facilitated self-changeBrief counseling
Behavioral and MedicationTherapy
* >4 drinks/day, 14 drinks/week (men)
>3 drinks/day, 7 drinks/week (women)
Disease
management
Disease
management
None Harmful useDependence
(Early)Dependence
(Chronic)At-risk*
Prevention Facilitated self-changeBrief counseling
Behavioral and MedicationTherapy
Screening
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Clinical Trials in the Last Fifteen Years Have
Shown:
Different kinds of behavioral therapies work equally
well (e.g., motivational enhancement, cognitivebehavioral, 12-steps)
Naltrexone with Disease Management works and
potentially can be used in primary care settings
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Medication Target Year Approved
Disulfiram Aldehyde
Dehydrogenase
1949
Research from animal models over the past 25 years has
provided promising targets for pharmacotherapy
Naltrexone Mu Opioid Receptor 1994
Acamprosate Glutamate and GABA-
Related
2004
Naltrexone Depot Mu Opioid Receptor 2006
FDA ApprovedMedications for Treating AlcoholDependence
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Medication Target
Topiramate GABA/Glutamate
Valproate GABA/Glutamate
Ondansetron 5-HT3Receptor
Nalmefene Mu Opioid Receptor
Baclofen GABABReceptor
Antalarmin CRF1 Receptor
Rimonabant CB1 Receptor
Medications for Treating Alcohol Dependence
Under Investigation
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Examples of NIAAA-Supported Clinical
Pharmacotherapy Trials for AUDs and Co-morbid
Psychiatric Conditions
Co-morbidities Medication(s)
AD/Depression naltrexone; sertraline
AD/Bipolar valproate; naltrexone
AUD/anxiety disorders venlafaxine (Effexor)
AD/schizophrenia clozapine (Clozaril)
AD/tobacco dependence bupropion (Zyban)
AD/cocaine dependence topiramate (Topamax)
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NIAAA Clinicians Guide
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NIAAA Clinicians GuideHelping Patients Who Drink Too Much
Based on the AUDIT-C:
1. How often do you have a drinkcontaining alcohol?
2. How many drinks containing alcohol doyou have on a typical day when you are
drinking?
3. How often do you have 6 or more drinkson an occasion?
Thethird question aloneis:
sensitive for heavy drinking (79%)and alcohol abuse/ dependence
(81%)
specific(83%)for heavy drinking, abuse and dependence1
1Bush et al, Arch Intern Med. 1998;158:1789-1795
Information and training materials for the NIAAA Clinicians guide are available at:
http://pubs.niaaa.nih.gov/publications/practitioner/CliniciansGuide2005/Guide_Slideshow.htm
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C l i Al h l R h S h d
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Conclusion: Alcohol Research Strengths and
Opportunities
Alcohol pharmacogenetics
human and animal models
Animal models
genes, pathways and networks, and GxEinteractions
Epidemiology
longitudinal general population and high-risk
studies
Treatment
behavioral