alison beck presents on smart recovery australia | apsad conference 2015
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Exploring the Evidence: A Systematic Review of SMART Recovery Evaluations
Alison Beck, Amanda Baker, Peter Kelly, Anthony Shakeshaft, Frank Deane & David Hunt
The University of Newcastle www.newcastle.edu.au
Funding
Partnership
3 | The University of Newcastle www.newcastle.edu.au
IntroductionMutual Aid is an important element of addiction recovery
Evidence primarily derived from 12-step models.
Recommended by Australian & International Clinical Guidelines
Tailoring is an important element of addiction recovery
SMART Recovery represents an alternative
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ObjectivesTo provide an overview of the current state of evidence for SMART Recovery for adults with experience of substance and/or behavioural addiction(s)
Does SMART Recovery promote change in the severity of addiction & its consequences?Is outcome influenced by treatment engagement or other process measures?What is the evidence for feasibility?
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Methods
Studies Randomised Non-Randomised Cross sectional Qualitative Only
Participants ‘Problematic’ addictive
behavior Current/ past Patient/carer report, self-
report assessment and/ or clinical interview
Interventions Group SMART Recovery Trained facilitator Stand alone/ in
combination
Comparison Active Inactive No comparison
Outcomes Severity of addiction & its
consequences Treatment engagement Other process measures Feasibility Clinician and/ or patient
rated with or without collateral
Objective and/ or subjective
Any follow-up period
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MethodsSCIENTIFIC DATABASES
(139)
NON-SCIENTIFIC DATABASES
(875)
MANUAL SEARCH TITLES/ ABSTRACTS(875)
FULL TEXT ASSESSED FOR ELIGIBILITY(118)
EVALUATION(12)
DISCUSSION(18)
REVIEW(10)
OTHER(8)
CLASSIFIED(48)
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Methodology: Included Published Studies#
Study Design N Focus Special Population
Description of ‘SMART Recovery’ Comparison (s)
Intensity Setting Additional Components
Hester et al (2013).
RCT 86 Alcohol Attending < 4 weeks
Drug dependence
Not specified
Community Groups
Not specified Online Web Application (alone vs in combination with SMART groups)
Brooks & Penn (2003)
Pre- post(Alternate allocation)
58 Alcohol (45.7%)
Dual diagnosis
5 hrs/day, 5 days/wk (6months)2 days/wk ‘Aftercare’ as needed
Intensive outpatient/ partial hospitalisation
Yes 12-step program adapted for dual diagnosis
Penn & Brooks (2000)
Pre- post(Alternate allocation)
112# As above Dual diagnosis
As above
As above
Yes As above
Li et al (2000)Cross Sectional
33 ‘Alcoholics’ ‘In recovery’ (8 weeks attendance)
Once per week for 1-2 hours
Community Groups
Not specified Community AA Groups
Atkins & Hawdon (2007) ##
Cross Sectional
924 (321 SMART)
Alcohol (>3/4 sample)
‘In recovery’ (no definition)
Not specified Community Groups
Not specified Community Mutual Aid Groups: 12-step (AA/ NA), WFS, SOS
O’Sullivan, et al (2015)
Cross Sectional
81 Alcohol (50.6%)
3 months attendance
Not specified Community Groups
Not specified None
Kelly et al (2015)
Cross Sectional
124 Alcohol (72.6%)
NA Not specified Community Groups
Not specified None
#Awaiting one publication; #Data only available for the full sample (not broken down according to treatment group)
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Study Design N Focus Special Population
Description of ‘SMART Recovery’ Comparison(s)
Intensity Setting Additional Components
Guarnotta (2015)
Cross Sectional Thesis
58 Alcohol Abstinent > 30 days
Not specified
Community Groups
Not specified Community AA Groups
Milin (2007)
Cross Sectional Thesis
60 Alcohol (96.6%)
NA Not specified
Community Groups
Not specified Community AA Groups
Trumble (2015)
Cross Sectional Thesis
70 Alcohol NA Not specified
Community Groups
Not specified Community AA Groups
Methodology: Included Unpublished Studies#
# Awaiting one thesis
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Summary of Outcome Variables Severity of Addiction and Its Consequences Feasibility Process Variables
Alcohol Substance Behavioural
Func
tioni
ng
Qua
lity
of L
ife
Econom
ic
Satisfaction
Treatment Engagement
Ther
apeu
tic
Proc
ess
Locu
s of
Cont
rol
Spiri
tual
ity/
Relig
iosi
ty
Self-
Effica
cy
Quantity
Severity
Quantity
Severity
Frequency
Severity
No. Sessions
Session
Frequency
Treatment
completion
Duration of
involvem
ent
Participation
7 7 6 5 0 0 2 2 0 2 3 3 3 4 2 5 3 4 1
Hester et al (2013) RCT
Brooks & Penn (2003)
Pre-post
Penn & Brooks (2000)
Pre-post
Li et al (2000) Cross Sectional
Atkins & Hawdon (2007)
Cross Sectional
Kelly et al (2015) Cross Sectional
O’Sullivan et al (2015)
Cross Sectional
Guarnotta (2015)# Cross Sectional
Milin (2007)# Cross Sectional
Trumble (2015)# Cross Sectional
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SMART Recovery vs. SMART Informed Web App (alone or in combination) n Severity of Addiction and Its
consequences Process Variables
SMART
OA/
OA+
SMART Alcohol Treatment
Engagement
Study
Quantity Severity No. Sessions
Hester et al (2013). 3 month outcomes
681 831 % Days Abstinent SMART: 43.61 vs 71.18 (effect size .91) Between Groups: N.S.D Drinks per drinking day SMART: 8.25 vs. 4.66 (effect size .77) Between Groups: N.S.D
InDUC SMART: 41.47 vs 18.88 (effect size .78) Between Groups: N.S.D
SMART only # sessions predictive of improvement/ 3 month tx outcome (% Days abstinent, mean drinks per drinking day & InDUC Recent Total)
N.S.D = No Significant Difference; InDUC=Inventory of Drug and Alcohol Use Consequences 1.Number of participants with 3 month follow-up data (original allocation = 19 OA only; 83 to OA + SMART; 87 SMART only; 2. Significance not assessed/ reported
Summary of Findings
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SMART Recovery Informed versus AA Informed Patient or population: Adults with Serious Axis I mental illness and concurrent substance dependence Settings: Intensive outpatient/ partial hospitalisation Severity of Addiction and Its consequences Process Variables Study n Alcohol Functioning Quality of Life Treatment
Engagement
SMA
RT
AA Quantity Severity No.
Sessions Treatment completion
Brooks & Penn (2003)
58 54 Urine Reduction in ‘any substance’ (2 months) Between Groups N.S.D.
ASI Improvement ‘over time’ Alcohol 12-step Employment, Legal, Psychiatric Between Groups N.S.D
HOSP SMART 5.52(13.7) vs 0
Lehman Social Interaction 12-step Perceived Health Status SMART Overall Functioning/ Leisure/ financial Between Groups N.S.D
Between Groups N.S.D
Between Groups N.S.D
Addiction Severity Index; N.S.D = No Significant Difference; HOSP= Hospitalisation
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SMART Recovery vs. AA Participants: Adults with self reported addiction Setting: Community delivered SMART or AA groups Severity of Addiction
and Its consequences Feasibility Process Variables
Study n Alcohol
Satisfaction
Treatment Engagement Therapeutic
Process Locus of Control
Spirituality/ Religiosity Self-Efficacy
SMAR
T
AA Quantity Severity Session
Frequency Duration
Li et al (2000)
33 48 AA > SMART
AA more external
AA > SMART
Guarnotta (2015)
58 64 Abstinence AA > SMART1
Not reported + correlation: Intention/ attitude & self efficacy
+ correlation: Self efficacy & days sober Between GroupsN.S.D
Milin (2007)
60 56 AUDIT, ASI DrInC
All AA > SMART
Years of abuse: N.S.D
‘Like/ dislike’ AA > SMART
AA > SMART
Pre Contemplation AA > SMART Contemplation AA < SMART
Trumble et al 2015
70 36 Days of Sobriety AA > SMART1
DRIE SMART more internal
Belief in a higher power AA> SMART1
ASI: Addiction Severity Index; AUDIT: Alcohol Use Disorders Identification Test; DrInC: Drinker Inventory of Consequences; N.S.D = No Significant Difference; 1. Significance not assessed/ reported;
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Patient or population: Adults ‘in recovery’ Settings: Community delivered SMART or 12 step (AA/ NA) meetings
n Severity of Addiction
and Its consequences Process Variables
SMART
12-step Alcohol Treatment
Engagement Religiosity/ Belief in Higher power
Quantity Severity Participation Atkins & Hawdon (2007)
321 161 Sobriety No significant difference
Linked to improved recovery SMART less likely to ‘participate’1
Unrelated to sobriety Less effective in stimulating SMART Participation than 12-step
1. As defined by a 9 item scale developed for the study, items included how often respondents participated in group discussion at meetings, led meetings, helped set up or clean up, read group literature outside of meetings, helped newcomers, talked with members outside of meeting settings, did things with other members that were not directly recovery related
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SMART Recovery vs no comparison condition Participants: Australian Adults attending SMART Recovery Setting: Community delivered SMART groups Severity of Addiction
and Its consequences Fidelity Process Variables
Alcohol Satisfaction Treatment Engagement Therapeutic Process
Study N Duration Session Frequency
Duration of involvement
Participation
Kelly et al (2015)
124 Problematic Addiction 18.11 years (SD = 10.97))
Majority = Weekly (72.8%)
8.78 months (SD = 14.11; Range, one week to 96 months)
“sometimes” to “frequently” use CR or BA
CR> BA
Homework a predictor of BA
Group Cohesion predicts both CR and BA Quality of facilitation + correlation with group cohesion r = .38
O’Sullivan, D., et al. (2015)
81 Problematic addiction for 3 months to 40 years (M = 15.62, SD = 11.5)
Confident in capacity for SMART to meet recovery goals 8.16 (SD = 1.24) Qualitative Data
M=4.69 meetings per month (SD = 2.64)
3 months to 10 years (M = 1.58, SD = 1.81)
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Satisfaction Internal locus of control
(self-directed, self-empowered) 36%
Supportive environment (giving & getting help, positive reinforcement) 33%
Many tools/ resources for relapse prevention 28%
Scientific nature, theoretical 23%
Non-judgemental (absence of guilt, slip is not catastrophic) 11%
“Alignment with SMART Recovery program’s philosophy, principles and format” (51.6%)
“Difficulties with surrendering to religious affiliations, such as a higher power, and the adoption of a powerlessness identity” (26.6%)
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Summary & Conclusions
Does SMART Recovery promote change in the severity of addiction & its consequences?
Preliminary findings Alcohol (days abstinent, drinks per
day, consequences) Functioning (hospitalisation) Quality of life (perceived health status) Other substance and behavioural
addictions Other indices of functioning
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Summary & Conclusions
Is outcome influenced by treatment engagement or other process measures?
Preliminary findings Attendance Self-efficacy Participation Quality of facilitation Group cohesion
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Summary & Conclusions
What is the evidence for feasibility?
Preliminary findings Satisfaction Economic outcomes