allergan lawsuit
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7/21/2019 Allergan Lawsuit
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BSCDIDU L
BNdmbe1 Luh 7< 97<5 <<10<LF BEUUrlksl`tdjk DE 22397707
@lsb Kj. Fumtd-@lsb
7/21/2019 Allergan Lawsuit
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JYLKHB @JRKUT
J@]<84284 @JFWMLDKU? ARYT UYDLM EBFLK
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MLUCLF & XLUODKP MMWWbtbr L. Xlme (Ilr Kj. 32872)
pbtbr.wlmeGmw.`jfFd`cbmb E. Ajcksjk (Ilr Kj. <43943)fd`cbmb.ajcksjkGmw.`jf
>27 Ujwk @bktbr Erdvb, 97tc Nmjjr@jstl Fbsl, @lmdnjrkdl 49>9>-<492
Ubmbpcjkb1 (8<5) 257-<902Nl`sdfdmb1 (8<5) 822-3947
Lttjrkbys njr WmldktdnnsLMMBYHLK, DK@. lkeOLYLC C. WLYP@CLRBY
RKDUBE PULUBP EDPUYD@U @JRYU
@BKUYLM EDPUYD@U JN @LMDNJYKDL
PJRUCBYK ED^DPDJK
LMMBYHLK, DK@., l Ebmlwlrb`jrpjrltdjk, lke Olrlc C. Wlrs`clubr,lk dkedvdeulm,
Wmldktdnns,
v.
^LMBLKU WCLYFL@BRUD@LMP
DKUBYKLUDJKLM, DK@., ̂ LMBLKUWCLYFL@BRUD@LMPDKUBYKLUDJKLM, LHFP, DK@.,WBYPCDKH P\RLYB @LWDULMFLKLHBFBKU, M.W., WPFLKLHBFBKU, HW, MM@, WPNRKE <, MM@ lke XDMMDLF L.L@OFLK, lk dkedvdeulm, lke Ejbs <-<7,
Ebnbkelkts.
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@JFWMLDKU NJY ^DJMLUDJKP JNPB@RYDUDBP MLXP
ARYT UYDLM EBFLKEBE
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb < jn 2< Wlhb DE #1<
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 9 @JFWMLDKU? ARYT UYDLM EBFLK
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Wmldktdnns Lmmbrhlk, Dk`. (”Lmmbrhlk‖ jr tcb ”@jfplky‖) lke Olrlc C.
Wlrs`clubr, tcrjuhc tcbdr ukebrsdhkbe `juksbm, lmmbhb ls njmmjws1
<. Ucds ds lk l`tdjk njr eb`mlrltjry, dkauk`tdvb, lke jtcbr rbmdbn lhldkst
Ebnbkelkts njr vdjmltdjks jn Pb`tdjks <5(l) lke 97L jn tcb Pb`urdtdbs Bx`clkhb
L`t jn <405 (tcb ”Bx`clkhb L`t‖), `jedndbe lt <2 R.P.@. §§ 83k(l) lke 83t?
vdjmltdjks jn Pb`tdjks <0(e) lke <5(b) jn tcb Bx`clkhb L`t (tjhbtcbr, tcb
”Xdmmdlfs L`t‖), `jedndbe lt <2 R.P.@. §§ 83f(e) lke 83k(b)? lke vdjmltdjks jn
P`cbeumb <0E lke Bx`clkhb L`t Yumbs <5l-4 lke <5b-0, `jedndbe lt <8 @NY §§
957.<5l-4 lke 957.<5b-0 lke prjfumhltbe iy tcb Pb`urdtdbs lke Bx`clkhb
@jffdssdjk (tcb ”@jffdssdjk‖ jr tcb ”PB@‖) ukebr tcb Bx`clkhb L`t? lhldkst
Wbrscdkh Pqulrb @lpdtlm Flklhbfbkt, M.W. (”Wbrscdkh Pqulrb‖), WP Flklhbfbkt
HW, MM@ (”WP Flklhbfbkt‖), Xdmmdlf L`oflk (”L`oflk‖) lke WP Nuke <, MM@
(”WP Nuke <‖ lke, `jmmb`tdvbmy, tcb ”Wbrscdkh Ebnbkelkts‖)? ^lmblkt
Wclrfl`butd`lms Dktbrkltdjklm, Dk`. (”^lmblkt‖), ̂ lmblkt Wclrfl`butd`lms
Dktbrkltdjklm (”^lmblkt RPL‖), lke LHFP, Dk`. (”LHFP‖) (`jmmb`tdvbmy,
”^lmblkt‖) (^lmblkt lke tcb Wbrscdkh Ebnbkelkts lrb `jmmb`tdvbmy rbnbrrbe tj ls
”Ebnbkelkts‖)? lke Ejbs < tcrjuhc <7.9. Ucds `lsb ds lijut tcb dfprjpbr lke dmmd`dt dksdebr-trledkh s`cbfb
clt`cbe dk sb`rbt iy l idmmdjkldrb cbehb nuke dkvbstjr jk tcb jkb clke, lke l
puimd`-`jfplky sbrdlm l`qudrjr jk tcb jtcbr clke. Ucb purpjsb jn tcb s`cbfb wls
tj hbkbrltb wdkenlmm prjndts jk tcb il`os jn ukdknjrfbe Lmmbrhlk stj`ocjmebrs lke
tj plro l suistlktdlm imj` jn sclrbs wdtc l stj`ocjmebr prbedspjsbe tj suppjrt lk
l`qudsdtdjk prjpjslm. Ucb fbtcje tcb Ebnbkelkts `cjsb wls tj jpbrltb dk sb`rbt,
nmjutdkh oby prjvdsdjks jn tcb nbebrlm sb`urdtdbs mlws ebsdhkbe tj prjtb`t dkvbstjrs
nrjf prb`dsbmy tcds typb jn prbeltjry `jkeu`t.
0. Ucb sbrdlm l`qudrjr ds l @lkledlk eruh ̀ jfplky, ^lmblkt. ^lmblkt cls
rbpjrtbe l `jfpjukebe lkkulm rbvbkub hrjwtc rltb jn jvbr 59 pbr`bkt dk tcb plst
sdx yblrs, iy l`qudrdkh fjrb tclk jkb cukerbe `jfplkdbs sdk`b 9773 ‐ rbsumtdkh dk
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 9 jn 2< Wlhb DE #19
7/21/2019 Allergan Lawsuit
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l stlhhbrdkh ebit mjle jn $<8.0 idmmdjk. ^lmblkt—s iusdkbss fjebm ebpbkes jk
`jkstlktmy flodkh kbw lke mlrhbr l`qudsdtdjks jn `jfplkdbs wdtc su``bssnum
prjeu`ts lke strjkh ̀ lsc nmjws lke ilmlk`b scbbts, usdkh tcbsb l`qudrbe lssbts tj
jnnsbt tcb ebit iurebks jn tcb prbvdjus l`qudsdtdjks, lke tcbk `uttdkh rbsblr`c lke
ebvbmjpfbkt bnnjrts dk jrebr tj rblp tcb prjndts jn tcb l`qudrbe `jfplkdbs— rbvbkub
strblfs wdtcjut dk`urrdkh bxpbksbs njr tcb rbsblr`c lke ebvbmjpfbkt ‐ ibnjrb
^lmblkt—s bktdrb bktbrprdsb bvbktulmmy `jmmlpsbs njr ml`o jn tcb kbxt l`qudsdtdjk.
5. Ucb cbehb nuke ds Wbrscdkh Pqulrb, `jktrjmmbe iy dts njukebr, Xdmmdlf
L`oflk. L`oflk ds lk ”l`tdvdst dkvbstjr‖ wcj typd`lmmy trdbs tj flob fjkby iy
l`qudrdkh fdkjrdty stlobs dk `jfplkdbs, lke tcrbltbkdkh tcbdr ijlres wdtc prjxy
`jktbsts ukmbss tcby tlob stbps tjwlres scjrt-tbrf dk`rblsbs dk tcb stj`o prd`b ‐
jntbk tcrjuhc l slmb jr jtcbr trlksl`tdjk.
2. ^lmblkt cls kjw turkbe dts sdhcts jk Lmmbrhlk ‐ l wbmm-bstlimdscbe,
wbmm-ruk Jrlkhb @jukty `jfplky wdtc lk dfprbssdvb `lerb jn su``bssnum prjeu`ts,
$<.2 idmmdjk dk `lsc jk dts ilmlk`b scbbt, l vbry sflmm lfjukt jn ebit, lk L+
dkvbstfbkt hrleb rltdkh, strjkh `lsc nmjws, lke stbley hrjwtc erdvbk iy prjeu`tdvb
rbsblr`c lke ebvbmjpfbkt lke bxplksdjk dktj kbw flrobts wdtc dts strjkh slmbs
njr`b. Lmmbrhlk—s lefdrlimb ndklk`dlm cblmtc lke prjeu`t fdx flob dt lk deblm
tlrhbt njr ^lmblkt ‐ wcd`c wjume hut Lmmbrhlk—s rbsblr`c lke ebvbmjpfbkt
prjhrlf tj dknmltb scjrt-tbrf prjndts lke usb Lmmbrhlk—s `lsc lke `lsc nmjw tj
sbrvd`b ̂ lmblkt—s fjuktdkh ebit.
>. Ib`lusb jn tcb `rdppmdkh ebit rbqudrbe tj ndklk`b dts flky prbvdjus
l`qudsdtdjks, ^lmblkt wls uklimb tj ijrrjw bkjuhc fjkby tj l`qudrb Lmmbrhlk, lke
tcbrbnjrb kbbebe lk lmmy wdtc `lpdtlm tj `jktrdiutb ‐ lke njuke jkb dk L`oflk.
L`oflk, dk turk, njuke dk ^lmblkt lk dk`rbedimb jppjrtukdty tj iuy Lmmbrhlk stj`o
wdtc levlk`b dksdeb okjwmbehb jn l tbkebr jnnbr tclt wls `brtldk tj `lusb tcb stj`o
prd`b tj dk`rblsb ‐ hulrlktbbdkh cdf l flssdvb rbturk dk rb`jre tdfb. Ucb nbebrlm
sb`urdtdbs mlws, cjwbvbr, prjcdidt lky ”pbrsjk‖ nrjf trledkh dk tcb stj`o jn l
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 0 jn 2< Wlhb DE #10
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pjtbktdlm tlrhbt `jfplky wcdmb dk pjssbssdjk jn kjkpuimd` dknjrfltdjk lijut lk
up`jfdkh tbkebr jnnbr, jk`b tcb jnnbrjr cls tlobk l suistlktdlm stbp tjwlre
mluk`cdkh tclt jnnbr. Pj, ^lmblkt lke L`oflk ̀ lfb up wdtc l pmlk1 Ndrst, ^lmblkt
wjume tlob bvbry prbmdfdklry stbp dk tcb tbkebr jnnbr pmlyijjo tj l`qudrb Lmmbrhlk,
lmm tcb wcdmb stuedjusmy lvjdedkh `lmmdkh wclt ^lmblkt wls up tj l ”tbkebr jnnbr.‖
Pb`jke, L`oflk wjume ej 48% jn tcb iuydkh, wcdmb strbkujusmy fldktldkdkh tcb
nd`tdjk tclt tcb pur`clsbs wbrb iy ^lmblkt. Rknjrtukltbmy njr tcbf, tcb `mblr
rbqudrbfbkts jn tcb nbebrlm sb`urdtdbs mlws `lkkjt ib sj blsdmy ebnbltbe iy l ”kjw
yju sbb dt, kjw yju ejk—t‖ smbdhct jn clke.
8. Jk Nbirulry <<, 97<5, Wbrscdkh Pqulrb njrfbe scbmm bktdty WP Nuke <
tj l`qudrb Lmmbrhlk stj`o, lk bktdty `jktrjmmbe bktdrbmy iy Wbrscdkh Pqulrb lke dk
wcd`c ^lmblkt mltbr fleb l rbmltdvbmy fdkds`umb dkvbstfbkt. Cdeebk ibcdke tcds
scbmm nuke, ^lmblkt imltlktmy tdppbe Wbrscdkh Pqulrb rbhlredkh ^lmblkt—s tbkebr
jnnbr, lke Wbrscdkh Pqulrb ‐ tcrjuhc dts scbmm bktdty WP Nuke < ‐ bfilrobe jk l
flssdvb l`qudsdtdjk jn Lmmbrhlk stj`o jk tclt dksdeb dknjrfltdjk.
3. Elys ibnjrb, jk jr lijut Nbirulry >, 97<5, ^lmblkt ibhlk tlodkh
suistlktdlm stbps tjwlre mluk`cdkh l tbkebr jnnbr edrb`tmy tj Lmmbrhlk—s
stj`ocjmebrs. Dt cdrbe ndklk`dlm lke mbhlm levdsjrs, cbme fumtdpmb ijlre fbbtdkhs,
kbhjtdltbe tcb rbspb`tdvb ndklk`dlm `jffdtfbkts jn ^lmblkt lke tcb Wbrscdkh
Ebnbkelkts, lke lhrbbe tj `jffdt jvbr $82 fdmmdjk tj tcb bktdty tclt wjume l`qudrb
Lmmbrhlk stj`o. Dk tcbdr ndklk`dkh lhrbbfbkt, ^lmblkt lke Wbrscdkh Pqulrb wbkt sj
nlr ls tj `mldf dk wrdtdkh tclt tcby wbrb kjt `jktbfpmltdkh l tbkebr jnnbr ‐ l nbbimb,
sbmn-sbrvdkh lttbfpt tj `dr`ufvbkt tcb dksdebr trledkh rumbs ‐ ybt tcbk lhrbbe dk tcb
slfb ej`ufbkt jk tcb prj`beurbs bl`c wjume njmmjw dn l tbkebr jnnbr wbrb tj
j``ur.
4. Lrfbe wdtc tcb fltbrdlm kjkpuimd` dknjrfltdjk tclt ^lmblkt wjume
mluk`c l tbkebr jnnbr njr Lmmbrhlk—s sclrbs, WP Nuke < ibhlk iuydkh up sdhkdnd`lkt
lfjukts jn Lmmbrhlk stj`o jk Nbirulry 92, 97<5 ‐ tlodkh `lrbnum stbps tj lvjde
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 5 jn 2< Wlhb DE #15
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 2 @JFWMLDKU? ARYT UYDLM EBFLK
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flodkh lky eds`mjsurb lt bvbry turk. Njr bxlfpmb, rltcbr tclk iuydkh Lmmbrhlk
stj`o edrb`tmy, WP Nuke < ijuhct zbrj-strdob prd`b ”`lmm jptdjks.‖ Ucbsb zbrj-strdob
jptdjks hlvb WP Nuke < bssbktdlmmy tcb slfb jwkbrscdp rdhcts ls dn dt cle
pur`clsbe tcb sclrbs edrb`tmy.
<7. WP Nuke <—s MM@ lhrbbfbkt wls kjt lfbkebe tj lee ^lmblkt ls l
fbfibr uktdm Lprdm >, 97<5, lke ^lmblkt—s `lpdtlm `jktrdiutdjk ‐ l fdkds`umb 0
pbr`bkt jn tcb tjtlm nukes ‐ wls kjt fleb uktdm Lprdm <7, 97<5, aust jkb ely ibnjrb
WP Nuke <—s jwkbrscdp jn Lmmbrhlk stj`o `rjssbe tcb 2% tcrbscjme jk Lprdm <<,
97<5.
<<. Eurdkh tcb tbk-ely pbrdje nrjf Lprdm << tj Lprdm 9<, 97<5, WP Nuke <
`jktdkube jk lk bvbk fjrb rlpde iuydkh sprbb, dk jrebr tj bxpmjdt tcb Xdmmdlfs
L`t—s lr`cld` tbk-ely wdkejw, lk jnt-`rdtd`dzbe prjvdsdjk tclt lmmjws lk dkvbstjr tj
wldt tbk numm elys lntbr `rjssdkh tcb 2% tcrbscjme ibnjrb eds`mjsdkh dts l`qudsdtdjks
lke dktbktdjks tj tcb flrobt. Iy tcb tdfb Wbrscdkh Pqulrb ndklmmy eds`mjsbe WP
Nuke <—s stlob jk Lprdm 9<, 97<5, tcby cle l`qudrbe lk lstjkdscdkh 4.8% jn
Lmmbrhlk—s jutstlkedkh stj`o, njr l tjtlm dkvbstfbkt lt tcb tdfb jn jvbr $0.9 idmmdjk
‐ wdtcjut prjvdedkh Lmmbrhlk—s stj`ocjmebrs lke tcb flrobtpml`b lky eds`mjsurb
lijut ̂ lmblkt—s ̀ jktrjm lfidtdjks.
<9. Kbdtcbr Lmmbrhlk—s stj`ocjmebrs kjr tcb flrobtpml`b wls lwlrb jn
L`oflk—s sb`rbt pur`clsdkh prjhrlf, jr tclt ^lmblkt—s tbkebr jnnbr wls `jfdkh.
Ucjsb wcj sjme eurdkh tcds pbrdje, bvbk sjpcdstd`ltbe dkvbstjrs, sjme jk lk
ukdknjrfbe ilsds lt lk uknldr prd`b ‐ wcdmb L`oflk wls clkesjfbmy prjndtdkh
nrjf cds blrmy dksdeb dknjrfltdjk lijut tcb bxpb`tbe tbkebr jnnbr.
<0. Ndklmmy, jk`b Wbrscdkh Pqulrb cle l``ufumltbe dts pjsdtdjk, ^lmblkt
puimd`my lkkjuk`be njr tcb ndrst tdfb tclt dt wdscbe tj ”kbhjtdltb‖ l fbrhbr
lhrbbfbkt wdtc Lmmbrhlk—s Ijlre, lke jnnbrbe l fdx jn `lsc lke ^lmblkt stj`o njr
bl`c Lmmbrhlk sclrb. Rpjk tclt Lprdm 99, 97<5 lkkjuk`bfbkt, tcb vlmub jn
Wbrscdkh Pqulrb—s dkvbstfbkt dk Lmmbrhlk stj`o dk`rblsbe iy l idmmdjk ejmmlrs.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 2 jn 2< Wlhb DE #12
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 > @JFWMLDKU? ARYT UYDLM EBFLK
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<5. Dk dts ndrst `jffukd`ltdjks, ^lmblkt `lrbnummy lvjdebe eds`mjsdkh tclt
dt pmlkkbe tj mluk`c l ”tbkebr jnnbr,‖ iut dkstble `mldfbe tj ib dktbrbstbe dk l
nrdbkemy fbrhbr. Ilsbe jk Lmmbrhlk—s rbspjksb tj ^lmblkt—s prdjr jvbrturb,
cjwbvbr, lke ls `jrrjijrltbe iy lklmyst `jffbktlry dk Nbirulry 97<5, wcd`c
ukebrs`jrbe tclt Lmmbrhlk wjume kjt ib dktbrbstbe fbrhdkh wdtc ^lmblkt ‐
plrtd`umlrmy wcbrb Lmmbrhlk—s stj`ocjmebrs wjume ib `jfpbksltbe dk mlrhb plrt
wdtc ^lmblkt stj`o ‐ ^lmblkt wls wbmm lwlrb tclt l nrdbkemy iusdkbss `jfidkltdjk
wjume kjt mdobmy j``ur, lke `jk`bebe ls fu`c mltbr jk. Dkebbe, `jktrlry tj
^lmblkt—s `mldf tclt dt wls mjjodkh njr l nrdbkemy eblm, ^lmblkt lke Wbrscdkh
Pqulrb nrjf tcb jutsbt bkhlhbe dk tcb sjrts jn prbssurb tl`td`s `jffjkmy
lssj`dltbe wdtc cjstdmb tbkebr jnnbrs1 l fbedl imdtz, fumtdpmb tcrbltbkdkh mbttbrs tj
Lmmbrhlk—s Ijlre, lke edrb`t `jffukd`ltdjks wdtc Lmmbrhlk—s `ustjfbrs lke
bfpmjybbs nlmsbmy `mldfdkh tclt tcb eblm wls l njrbhjkb `jk`musdjk.
<2. Ls ^lmblkt nummy bxpb`tbe, lntbr `lrbnummy `jksdebrdkh ^lmblkt—s
prjpjslm (ls dfprjvbe jk twj sbplrltb j``lsdjks), Lmmbrhlk—s ijlre jn edrb`tjrs
`jk`muebe tclt tcb jnnbr hrjssmy ukebrvlmube Lmmbrhlk lke wls kjt dk tcb ibst
dktbrbsts jn dts stj`ocjmebrs, lke fleb `mblr tclt Lmmbrhlk wjume kjt bkhlhb dk
eds`ussdjks lijut l pjtbktdlm fbrhbr trlksl`tdjk mdob tcb jkb ^lmblkt wls
prjpjsdkh. Lke sj, jk Aukb 9, 97<5, ^lmblkt erjppbe tcb prbtbksb lke puimd`my
lkkjuk`be tclt dt wjume mluk`c l cjstdmb bx`clkhb jnnbr njr Lmmbrhlk—s sclrbs.
Rpjk njrflmmy `jffbk`dkh tcb jnnbr twj wbbos mltbr jk Aukb <3, 97<5, ^lmblkt
put tcb mdb tj tcb ndklk`dkh lhrbbfbkt—s sbmn-sbrvdkh ”kj suistlktdlm stbps‖ mlkhulhb
lke `jkndrfbe tclt dt cle pmlkkbe tj mluk`c l tbkebr jnnbr lmm lmjkh.
<>. Pdfumtlkbjusmy, Wbrscdkh Pqulrb `jffbk`be l prjxy `jktbst tj
uksblt sdx jn tcb kdkb Lmmbrhlk edrb`tjrs ‐ cjpdkh tj put dk pml`b dkedvdeulms fjrb
dk mdkb wdtc ^lmblkt—s wly jn tcdkodkh. . Jk Aumy <<, 97<5, Wbrscdkh Pqulrb ndmbe l
ebndkdtdvb prjxy stltbfbkt wdtc tcb @jffdssdjk sbbodkh tj sjmd`dt prjxdbs jn tcb
cjmebrs jn 92% jn Lmmbrhlk—s stj`o tj `lmm l spb`dlm fbbtdkh njr tcb purpjsbs jn
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb > jn 2< Wlhb DE #1>
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 8/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 8 @JFWMLDKU? ARYT UYDLM EBFLK
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rbfjvdkh tcb sdx edrb`tjrs (tcb ”Ppb`dlm Fbbtdkh‖).< Lke jk Aukb <3, 97<5,
^lmblkt njrflmmy `jffbk`be l cjstdmb bx`clkhb jnnbr iy ndmdkh l P`cbeumb UJ lke
Ybhdstrltdjk Ptltbfbkt jk Njrf P-5.9
<8. Ucb prjxy fltbrdlms lke jtcbr PB@ ndmdkhs fleb iy ^lmblkt lke
Wbrscdkh Pqulrb lrb ebfjkstrlimy nlmsb lke fdsmbledkh. Lfjkh jtcbr
fdsstltbfbkts, tcb plrtdbs— eds`mjsurbs fltbrdlmmy fdsstltb tcb rbmltdjkscdp ibtwbbk
^lmblkt lke Wbrscdkh Pqulrb, dk lk bnnjrt tj pbrpbtultb tcb nlèleb tclt ^lmblkt lke
Wbrscdkh Pqulrb lrb tcb slfb ”pbrsjk,‖ lke tcbrbiy `dr`ufvbkt tcb sb`urdtdbs mlws.
Dk trutc, tcb plrtdbs— lhrbbfbkts ‐ sjfb jn wcd`c stdmm clvb kjt ibbk eds`mjsbe ls
rbqudrbe ukebr tcb nbebrlm sb`urdtdbs mlws ‐ ls wbmm ls tcb b`jkjfd`s jn tcb tbkebr
jnnbr lke tcb plrtdbs— stltbfbkts lke l`tdjks flob `mblr tclt ^lmblkt lke Wbrscdkh
Pqulrb lrb sbplrltb ”pbrsjks‖ dk tcds nrlueumbkt s`cbfb. ^lmblkt ds, lke lt lmm
rbmbvlkt tdfbs wls, tcb jnnbrdkh pbrsjk. Wbrscdkh Pqulrb lke dts bktdty WP Nuke <,
iy `jktrlst, wbrb jtcbr pbrsjks trledkh wdtc okjwmbehb jn ̂ lmblkt—s tbkebr jnnbr.
<3. Lmmbrhlk—s stj`ocjmebrs clvb tcb rdhct tj flob tcbdr eb`dsdjks ilsbe
jk numm lke nldr eds`mjsurbs lke tcb jtcbr prjtb`tdjks jn nbebrlm mlw. Lmmbrhlk lke
dts stj`ocjmebrs wdmm sunnbr drrbplrlimb clrf dn tcb stj`ocjmebrs lrb njr`be tj vjtb
wdtcjut prjpbr eds`mjsurb, dk `jkkb`tdjk wdtc lk jnnbr prjfjtbe iy l stj`ocjmebr
tclt l`qudrbe dts flssdvb stlob dk vdjmltdjk jn tcb nbebrlm dksdebr trledkh mlws.
Lmmbrhlk irdkhs tcds l`tdjk tj bksurb tclt ^lmblkt lke Wbrscdkh Pqulrb `jfpmy wdtc
tcb mlws lke rbhumltdjks jn tcb mlke, lke sj tclt Lmmbrhlk—s stj`ocjmebrs `lk flob
l nummy dknjrfbe `cjd`b.
<4. Lmmbrhlk cbrbiy sbbos dffbedltb rbmdbn dk`muedkh, lfjkh jtcbr tcdkhs1
(l) l eb`mlrltdjk tclt tcb Wbrscdkh Ebnbkelkts vdjmltbe Yumb <5b-0 iy trledkh wcdmb
< L trub lke `jrrb`t `jpy jn tcb Wrjxy Ptltbfbkt ds lttl`cbe cbrbtj ls Bxcdidt L.9 Dk dts lfbkebe ndmdkh jk Aumy 90, 97<5, ^lmblkt ibmltbemy leebe Wbrscdkh Pqulrb
ls l ”`j-ideebr.‖ Urub lke `jrrb`t `jpdbs jn tcb lfbkebe P`cbeumb UJ lke NjrfP-5 lrb lttl`cbe cbrbtj ls Bxcdidt I lke Bxcdidt @, rbspb`tdvbmy.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 8 jn 2< Wlhb DE #18
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 9/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 3 @JFWMLDKU? ARYT UYDLM EBFLK
<
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dk pjssbssdjk jn fltbrdlm kjk-puimd` dknjrfltdjk lijut l tbkebr jnnbr, lke tclt
^lmblkt vdjmltbe Yumb <5b-0 iy `jffukd`ltdkh dknjrfltdjk tclt wls mdobmy tj ib
usbe dk su`c l flkkbr? (i) l eb`mlrltdjk tclt Ebnbkelkts nldmbe tj ndmb numm lke
l``urltb eds`mjsurbs rbqudrbe iy Pb`tdjks <0(e) lke <5(l), lke <5(b) jn tcb
Bx`clkhb L`t? (`) lk jrebr rbqudrdkh tclt tcb Wbrscdkh Ebnbkelkts rbs`dke tcb
pur`clsb jn Lmmbrhlk sb`urdtdbs tclt wbrb l`qudrbe wcdmb dk pjssbssdjk jn fltbrdlm
kjk-puimd` dknjrfltdjk dk vdjmltdjk jn Yumb <5b-0, jr tclt wbrb l`qudrbe prdjr tj
ndmdkh `jfpmbtb lke l``urltb P`cbeumb <0E, P`cbeumb <5L, lke P`cbeumb UJ
eds`mjsurbs? (e) lk jrebr rbqudrdkh tclt Ebnbkelkts `jrrb`t iy puimd` fblks tcbdr
fltbrdlm fdsstltbfbkts lke jfdssdjks lke tj ndmb wdtc tcb @jffdssdjk l``urltb
eds`mjsurbs rbqudrbe iy Pb`tdjks <0(e), <5(l), lke <5(b) jn tcb Bx`clkhb L`t? (b)
su`c prbmdfdklry lke/jr pbrflkbkt dkauk`tdvb rbmdbn ls fly ib kb`bsslry (<) tj
prbvbkt tcb Wbrscdkh Ebnbkelkts nrjf bkajydkh lky rdhcts jr ibkbndts nrjf
Lmmbrhlk sb`urdtdbs tclt wbrb l`qudrbe dk vdjmltdjk jn mlw, lke (9) tj prbvbkt
drrbplrlimb dkaury tj Lmmbrhlk lke/jr dts stj`ocjmebrs lrdsdkh jut jn Ebnbkelkts—
ukmlwnum sjmd`dtltdjks? lke (n) lk jrebr lwlredkh Wmldktdnn Wlrs`clubr elflhbs
ukebr Pb`tdjk 97L jn tcb Bx`clkhb L`t.
WLYUDBP
97. Wmldktdnn Lmmbrhlk ds l puimd`my trlebe Ebmlwlrb `jrpjrltdjk. Dt ds l
fumtd-spb`dlmty cblmtc ̀ lrb ̀ jfplky tclt ebvbmjps lke ̀ jffbr`dlmdzbs
pclrfl`butd`lms, idjmjhd`s, fbed`lm ebvd`bs lke jvbr-tcb-̀ juktbr prjeu`ts njr tcb
jpctclmfd`, fbed`lm lbstcbtd`s, fbed`lm ebrfltjmjhy, lke jtcbr spb`dlmty flrobts
hmjilmmy. Lmmbrhlk ds mdstbe jk tcb Kbw Tjro Ptj`o Bx`clkhb ukebr tcb syfijm
”LHK.‖ Lmmbrhlk bfpmjys rjuhcmy <<,>77 bfpmjybbs, flky jn wcjf lrb mj`ltbe
lt dts prdk`dplm pml`b jn iusdkbss dk Drvdkb, @lmdnjrkdl.
9<. Wmldktdnn Olrlc C. Wlrs`clubr ds lke lt lmm rbmbvlkt tdfbs wls lk
bfpmjybb lke stj`ocjmebr jn Lmmbrhlk. Fs. Wlrs`clubr bxbr`dsbe lke sjme
Lmmbrhlk stj`o jptdjks jk Nbirulry 9>, 97<5, njr l prd`b jn $<98.>7 lke jk Flr`c
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 3 jn 2< Wlhb DE #13
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 10/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 4 @JFWMLDKU? ARYT UYDLM EBFLK
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<<, 97<5, njr l prd`b jn $<94.73.
99. Ebnbkelkt ^lmblkt ds l puimd`my trlebe `jfplky hjvbrkbe iy tcb mlws
jn tcb Wrjvdk`b jn Irdtdsc @jmufidl, @lklel wdtc dts prdk`dplm pml`b jn iusdkbss dk
Mlvlm, \ubib`, @lklel. ^lmblkt flkunl t̀urbs lke flrobts pclrfl`butd`lms, jvbr-
tcb-`juktbr prjeu`ts, lke fbed`lm ebvd`bs dk tcb lrbls jn byb cblmtc, ebrfltjmjhy,
lke kburjmjhy tcbrlpbutd` `mlssbs. ^lmblkt ds l`tdvbmy lke edrb`tmy plrtd`dpltdkh dk
tcb prjpjsbe jnnbr fleb tj Lmmbrhlk bfpmjybbs lke stj`ocjmebrs.
90. Ebnbkelkt ^lmblkt RPL ds l Ebmlwlrb `jrpjrltdjk wdtc dts prdk`dplm
pml`b jn iusdkbss dk Kbw Abrsby. ^lmblkt RPL ds l`tdvbmy lke edrb`tmy
plrtd`dpltdkh dk tcb prjpjsbe jnnbr fleb tj Lmmbrhlk bfpmjybbs lke stj`ocjmebrs,
lke ib`lfb l fbfibr jn WP Nuke < jk Lprdm >, 97<5.
95. Ebnbkelkt LHFP ds l Ebmlwlrb @jrpjrltdjk lke wcjmmy jwkbe
suisdedlry jn ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`. ^lmblkt ds pursudkh dts
tbkebr jnnbr tcrjuhc LHFP.
92. Ebnbkelkt Wbrscdkh Pqulrb ds lk dkvbstfbkt levdsbr njukebe dk 9770
lke rbhdstbrbe wdtc tcb PB@ ukebr tcb Dkvbstfbkt Levdsbrs L`t jn <457, ls
lfbkebe. Dt flklhbs l sbrdbs jn cbehb nukes. Wbrscdkh Pqulrb ds l Ebmlwlrb
mdfdtbe plrtkbrscdp wdtc dts prdk`dplm pml`b jn iusdkbss dk Kbw Tjro.
9>. Ebnbkelkt WP Flklhbfbkt sbrvbs ls tcb sjmb hbkbrlm plrtkbr jn
Wbrscdkh Pqulrb. WP Flklhbfbkt ds l Ebmlwlrb mdfdtbe mdlidmdty `jfplky wdtc dts
prdk`dplm pml`b jn iusdkbss dk Kbw Tjro.
98. Ebnbkelkt Xdmmdlf L. L`oflk ds tcb njukebr lke @BJ jn Wbrscdkh
Pqulrb. L`oflk rbsdebs dk Kbw Tjro. Ebnbkelkt L`oflk, iy vdrtub jn cds
pjsdtdjk wdtc Wbrscdkh Pqulrb, lt lmm rbmbvlkt tdfbs `jktrjmmbe WP Nuke <.
93. Ebnbkelkt WP Nuke < ds l mdfdtbe mdlidmdty `jfplky njrfbe iy lke
lfjkh1 Wbrscdkh Pqulrb? Wbrscdkh Pqulrb, M.W., l Ebmlwlrb mdfdtbe plrtkbrscdp?
Wbrscdkh Pqulrb DD, M.W., l Ebmlwlrb mdfdtbe plrtkbrscdp? Wbrscdkh Pqulrb
Dktbrkltdjklm, Mte., l @lyflk Dsmlkes bxbfptbe `jfplky? Wbrscdkh Pqulrb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 4 jn 2< Wlhb DE #14
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 11/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <7 @JFWMLDKU? ARYT UYDLM EBFLK
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Cjmedkhs, Mte., l Hubrksby mdfdtbe mdlidmdty `jfplky? lke, kblrmy twj fjktcs mltbr,
^lmblkt RPL. WP Nuke < wls njrfbe njr tcb purpjsb jn sbrvdkh ls tcb l`qudsdtdjk
vbcd`mb dk tcb l`qudsdtdjk jn Lmmbrhlk stj`o. WP Nuke < wls njrfbe dk Ebmlwlrb
jk Nbirulry <<, 97<5, lke cls dts prdk`dplm pml`b jn iusdkbss dk Kbw Tjro. WP
Nuke < lt lmm rbmbvlkt tdfbs wls `jktrjmmbe iy Wbrscdkh Pqulrb lke, iy vdrtub jn cds
pjsdtdjk wdtc Wbrscdkh Pqulrb, L`oflk.
94. Lmmbrhlk ejbs kjt okjw tcb klfbs lke debktdtdbs jn Ejbs < tcrjuhc
<7, dk`musdvb, lke tcbrbnjrb subs tcjsb ebnbkelkts iy su`c nd`tdtdjus klfbs.
Lmmbrhlk ds dknjrfbe lke ibmdbvbs, lke jk tclt ilsds lmmbhbs, tclt Ejbs < tcrjuhc
<7, dk`musdvb, lrb rbspjksdimb njr tcb l`ts lmmbhbe dk tcds @jfpmldkt. Xcbk tcb trub
klfbs jn su`c nd`tdtdjus ebnbkelkts lrb ls`brtldkbe, Lmmbrhlk wdmm sbbo mblvb jn tcds
@jurt tj lfbke tcds @jfpmldkt tj klfb tcjsb dkedvdeulms jr bktdtdbs.
ARYDPED@UDJK LKE ̂ BKRB
07. Ucds @jurt cls suiab`t flttbr aurdsed`tdjk jvbr tcds l`tdjk pursulkt tj
<2 R.P.@. §§ 83ll, 83(f)(e)(0), 83k(l), lke 93 R.P.@. §<00<.
0<. Ucds @jurt cls pbrsjklm aurdsed`tdjk jvbr Ebnbkelkts ib`lusb bl`c jn
tcbf cls sunnd`dbkt fdkdfuf `jktl`ts dk tcb Ptltb jn @lmdnjrkdl tj sltdsny
@lmdnjrkdl—s mjkh-lrf stltutb lke `jkstdtutdjklm eub prj`bss rbqudrbfbkts ls, jk
dknjrfltdjk lke ibmdbn, Ebnbkelkts clvb plrtd`dpltbe dk l `jjredkltbe tlobjvbr
lttbfpt jn Lmmbrhlk, wcd`c ds mj`ltbe dk @lmdnjrkdl.
09. ^bkub ds prjpbr dk tcb Rkdtbe Ptltbs Edstrd`t @jurt njr tcb @bktrlm
Edstrd`t jn @lmdnjrkdl pursulkt tj <2 R.P.@. § 83ll lke 93 R.P.@. § <04<(i) lke
(`).
00. Eb`mlrltjry rbmdbn ds lpprjprdltb pursulkt tj 93 R.P.@. § 997<.
IL@OHYJRKE NL@UP
Lmmbrhlk
05. Lmmbrhlk ds l fumtd-spb`dlmty cblmtc `lrb `jfplky bstlimdscbe fjrb
tclk >7 yblrs lhj wdtc l `jffdtfbkt tj uk`jvbr fbed`lm levlk`bs lke ebvbmjp
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <7 jn 2< Wlhb DE #1<7
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 12/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 << @JFWMLDKU? ARYT UYDLM EBFLK
<
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lke ebmdvbr dkkjvltdvb lke fblkdkhnum trbltfbkts.0 Lmmbrhlk—s ̀ jrb strbkhtcs
dk`mueb tcb ebvbmjpfbkt jn pclrfl`butd`lm lke fbed`lm ebvd`bs dk tcb lrbls jn
jpctclmfjmjhy, ebrfltjmjhy, kburjs`dbk`bs, lke rbmltbe eds`dpmdkbs. Ilsbe dk
@lmdnjrkdl lke dk`jrpjrltbe dk Ebmlwlrb, Lmmbrhlk cls l hmjilm prbsbk`b, wdtc
lpprjxdfltbmy <<,>77 bfpmjybbs dk 03 `juktrdbs. Wbrclps Lmmbrhlk—s hrbltbst
strbkhtc ds dts bnnb`tdvb lke dkeustry-mbledkh rbsblr`c lke ebvbmjpfbkt jpbrltdjk.
Dk 97<0, rbsblr`c lke ebvbmjpfbkt bxpbkedturbs wbrb lpprjxdfltbmy <>.3% jn
prjeu`t kbt slmbs, jr lpprjxdfltbmy $< idmmdjk.5 Lmmbrhlk—s rbsblr`c bnnjrts clvb
mbe tj tcb ebvbmjpfbkt jn kufbrjus hmlu`jfl lke ery-byb trbltfbkts, tjpd`lm
rbtdkjde Ulzjrl`®, lke sdhkdnd`lkt bxplksdjks dk tcb usbs jn dts kburjfjeumltjr
Ijtjx®.
^lmblkt
02. Iy `jktrlst, ^lmblkt, wcdmb stymdkh dtsbmn ls l trledtdjklm
pclrfl`butd`lm flkunl`turbr, cls turkbe dts il`o jk tcb `jkvbktdjklm erdvbrs jn
mjkh-tbrf prjndtlidmdty ‐ su``bssnum rbsblr`c, ebvbmjpfbkt lke slmbs ‐ dk nlvjr jn
lhhrbssdvb bxplksdjk, ̀ jst-`uttdkh lke scjrt-tbrf vlmub flxdfdzltdjk.
0>. Jvbr tcb plst njur yblrs, ^lmblkt cls bfilrobe jk l sbrdbs jn
lhhrbssdvb fbrhbrs lke tlobjvbrs, ibhdkkdkh wdtc tcb Pbptbfibr 97<7 tlobjvbr jn
Idjvldm @jrp. Pdk`b tcbk, ^lmblkt cls l`qudrbe, dktbr lmdl, ̀ jme-lke-nmu rbfbey
flkunl`turbr Lnbxl Mdnb P`dbk`bs, Dk`. (Eb`bfibr 97<<), fbed`lm `jsfbtd`s
`jfplky Fbed`ds Wclrfl`butd`lm @jrp. (Eb`bfibr 97<9), sodk-`lrb lke lbstcbtd`s
prjeu`ts flkunl`turbr Jilhd Fbed`lm Wrjeu`ts, Dk`. (Lprdm 97<0), byb `lrb
`jfplky Ilus`c & Mjfi Cjmedkhs, Dk`. (Luhust 97<0), lke ebrfltjmjhd`lm
0 Lmmbrhlk lt l Hmlk`b, LMMBYHLK, cttp1//www.lmmbrhlk.`jf/dkvbstjrs/dkebx.ctf(mlst vdsdtbe Aumy >, 97<5).
5 Lmmbrhlk 97<0 Lkkulm Ybpjrt lt <>, lvldmlimb ltcttp1//lhk.`mdbkt.sclrbcjmebr.`jf/ndklk`dlms.`nf.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb << jn 2< Wlhb DE #1<<
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 13/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <9 @JFWMLDKU? ARYT UYDLM EBFLK
<
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ebvd`b flobr Pjmtl Cjmedkhs Dk`. (Alkulry 97<5),2 ls wbmm ls l kufibr jn sflmmbr
`jk`brks. Dk lmm, ^lmblkt cls bktbrbe dktj jvbr <77 trlksl`tdjks sdk`b 9773.>
08. Ucds pursudt jn tlobjvbrs ds tcb bssbk`b jn ^lmblkt—s iusdkbss fjebm.
Ls tcb Xlmm Ptrbbt Ajurklm kjtbe, ”_^lmblkt @BJV Fd`clbm Wblrsjk ruks l eruh
`jfplky, iut tclt ejbsk—t fblk cb wlkts tj spbke fjkby jk s`dbk`b.‖8 Dkebbe,
ukebr Wblrsjk, rbsblr`c lke ebvbmjpfbkt spbkedkh lt ^lmblkt wbkt nrjf <9% jn
rbvbkub dk 9778 tj l fbrb 0% dk 97<0.
03. Ucds strltbhy, lke tcb prjspb`t jn pjtbktdlm `jmmlpsb jn tcb ^lmblkt
iusdkbss fjebm jk`b dt ruks jut jn tlrhbts tj l`qudrb, cls ibbk kjtbe iy
`jffbktltjrs lke, pbrclps, ^lmblkt flklhbfbkt ls wbmm. Ls jkb rb`bkt lrtd`mb
stltbe, slmbs lrb nmlt lke bxb`utdvbs lrb mjjodkh njr tcb bxdts. ”Ucb fjst tbmmdkh
sdhk tclt tcb hdh _sd`V ds up njr Fr. Wblrsjk ds tcb cdhc mbvbm jn turkjvbr dk
bxb`utdvbs. Tju lrb fjrb m dobmy tj sbb l ukd`jrk tclk l ̂ lmblkt bxb̀ utdvb wdtc l
n dvb-yblr pdk.‖3 Lkjtcbr lklmyst kjtbe dk Fly, ”tcbrb clvb ibbk sdx bxb`utdvbs
wcj mbnt, sbkdjr bxb`utdvbs, dk tcb plst <2 fjktcs lke tcbrb cls ibbk l mjt jn
dksdebr sbmmdkh, dk`muedkh tcb Bxb`utdvb ^d`b Wrbsdebkt jn @jrpjrltb lke Iusdkbss
Ebvbmjpfbkt, wcj sjme stj`o ybstbrely . . . tcbrb sbbfs tj ib kjt l mjt jn
`jkndebk`b nrjf dksdeb tcb ^lmblkt bxb`utdvb sudtb cbrb.‖4 Uclt lklmyst nurtcbr
kjtbe, ”yju clvb tj lklmyzb l `jfplky tclt—s kjt hrjwdkh jrhlkd`lmmy lke cls tj
ebmdvbr vlmub iy ejdkh idhhbr lke idhhbr l`qudsdtdjks, lke usulmmy tcb `jfplkdbs
2 ^lmblkt L`qudsdtdjk NL\s, cttp1//www.vlmblkt.`jf/lijut/l`qudsdtdjk-nlqs.
> ^lmblkt Lprdm 99, 97<5 Wrbss Ybmblsb.8 Elkl Flttdjmd bt lm., Lmmbrhlk Wursubr ^lmblkt1 L Eruh Flobr wdtc Mdttmb Wltdbk`b njr P`dbk`b, XLMM PU. A. (Lpr. 99, 97<5, 8159 WF), lvldmlimb ltcttp1//jkmdkb.wsa.`jf/kbws/lrtd`mbs/PI<777<5957298790758050752842<894059425>8>3.
3 Wltrd`o Iurob, ^lmblkt Iusdkbss Fjebm Ujj Hjje tj ib Urub, Y J@CBPUBYEBFJ@YLU & @CYJKD@MB (Aukb >, 97<5) (bfpclsds leebe).
4 @KI@ Nlst Fjkby Clmntdfb Ybpjrt (Fly <2, 97<5).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <9 jn 2< Wlhb DE #1<9
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <0 @JFWMLDKU? ARYT UYDLM EBFLK
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ej lk l`qudsdtdjk tjj nlr.‖<7
04. Dkebbe, ^lmblkt—s jwk ndklk`dlm levdsjrs, Fjrhlk Ptlkmby, clvb
rbnbrrbe tj ^lmblkt lke dts uksustldklimb iusdkbss fjebm ls l ”cjusb jn `lres.‖<<
Wbrscdkh Pqulrb
57. Wbrscdkh Pqulrb, mbe lke `jktrjmmbe iy L`oflk, prjvdebe ndklk`dkh
tclt ^lmblkt rbqudrbe dk dts pursudt jn Lmmbrhlk. Iut ls sbt njrtc ibmjw, Wbrscdkh
Pqulrb ede sj okjwdkh tclt ^lmblkt wls fjuktdkh l tbkebr jnnbr njr Lmmbrhlk,
tcbrbiy mj`odkh dk `jksdebrlimb prjndt njr Wbrscdkh Pqulrb scjume l eblm ib
`jksuffltbe (iy ^lmblkt jr lkyjkb bmsb).
5<. Wbrscdkh Pqulrb flklhbs lpprjxdfltbmy $<0 idmmdjk dk `lpdtlm.
L`oflk cls l rbputltdjk jn ibdkh lk ”l`tdvdst‖ cbehb nuke flklhbr, wcj ”erdvb_sV
up tcb stj`o lke hbt_sV jut ‐ nlst.‖<9
59. Wbrscdkh Pqulrb cls prbvdjusmy pursube wdebmy okjwk `jfplkdbs
su`c ls Ulrhbt, F`Ejklme—s lke Xbkey—s ‐ dk sjfb `lsbs, bxtrl`tdkh sdhkdnd`lkt
`jk`bssdjks nrjf tcb tlrhbt, lke dk jtcbrs, nldmdkh tj ej sj. Dts prbsbkt dktbrbst dk
Lmmbrhlk `jfbs jk tcb cbbms jn sbvbrlm rb`bkt cdhc-prjndmb stufimbs, dk`muedkh Fr.
L`oflk—s dmm-nltbe ibts lhldkst cblmtc suppmbfbkt edstrdiutjr Cbrilmdnb lke rbtldmbr
A.@. Wbkkby @j. Dk bl`c `lsb, Fr. L`oflk—s bnnjrts tj njr`b `clkhb jk tcb tlrhbt
wbrb rbab`tbe, lke Wbrscdkh Pqulrb wdtcerbw dts dkvbstfbkts.<0
50. Kjw, Wbrscdkh Pqulrb ds flodkh dts mlrhbst ibt bvbr ‐ Fr. L`oflk
cls ibbk pbrsulebe tj `jmmlijrltb wdtc ^lmblkt dk dts prjpjsbe Lmmbrhlk tlobjvbr
<7 De. << Pjklmd Ilslo & Elvde Xbm`c, Fjrhlk Ptlkmby—s ^lmblkt B-fldms @lmm @mdbkt l
–Cjusb jn @lres,— IMJJFIBYH (Aukb <>, 97<5, 817< WF),cttp1//www.imjjfibrh.`jf/kbws/97<5-7>-<>/fjrhlk-stlkmby-s-vlmblkt-b-fldms-`lmm-`mdbkt-l-cjusb-jn-`lres-.ctfm.
<9 @crds Pbrrbs, Xdmmdlf L`oflk1 Ulrhbtdkh Ulrhbt , PULY UYDIRKB (Alk. <0, 9773,<91<2 LF), lvldmlimb lt cttp1//www.stlrtrdiukb.`jf/iusdkbss/<08<2>4<.ctfm.
<0 Mdz Cjnnflk, L`oflk Wlrbs Ejwk $<I Cbrilmdnb Ibt, Ijjos Mjssbs, MLX0>7(J`t. 0, 97<0, <7125 LF), cttp1//www.mlw0>7.`jf/lrtd`mbs/588398/l`oflk-
plrbs-ejwk-<i-cbrilmdnb-ibt-ijjos-mjssbs.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <0 jn 2< Wlhb DE #1<0
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <5 @JFWMLDKU? ARYT UYDLM EBFLK
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iy prjvdedkh ndklk`dlm suppjrt ‐ wcdmb rbfldkdkh nrbb tj l``bpt l ibttbr jnnbr dn jkb
bfbrhbs. Ucb dksdeb flkbuvbrdkh ibtwbbk Wbrscdkh Pqulrb lke ^lmblkt lmmjwbe
Wbrscdkh Pqulrb tj rb`jhkdzb prjndts jn lpprjxdfltbmy $<.9 idmmdjk upjk ^lmblkt—s
Lprdm 99 lkkjuk`bfbkt. Iut ls sbt njrtc ibmjw, Wbrscdkh Pqulrb ede sj dmmbhlmmy
iy tlodkh levlktlhb jn ^lmblkt—s dksdeb dknjrfltdjk lke l`qudrdkh l vbry
sdhkdnd`lkt stlob dk Lmmbrhlk lcble jn tcb irjlebr flrobt dk edrb`t `jktrlvbktdjk jn
tcb sb`urdtdbs mlws―lmm wdtc ̂ lmblkt—s numm `jfpmd`dty..
^lmblkt Ulobs Puistlktd lm Ptbps Ujwlre l Ubkebr Jn nbr
55. ^lmblkt cls ibbk bybdkh l pjtbktdlm trlksl`tdjk wdtc Lmmbrhlk sdk`b
tcb nlmm jn 97<9, wcbk Yjibrt L. Dkhrlf wls sbrvdkh jk ijtc tcb Lmmbrhlk lke
^lmblkt ijlres.
52. Jk Pbptbfibr <7, 97<9, Wblrsjk rbl`cbe jut tj Lmmbrhlk—s @BJ,
Elvde Wyjtt lke bxprbssbe dktbrbst dk l iusdkbss `jfidkltdjk wdtc Lmmbrhlk.
Lrjuke tcb slfb tdfb, dk mdhct jn tcb pbkedkh fbrhbr jn ^lmblkt lke Fbed`ds
Wclrfl`butd`lm @jrpjrltdjk, lk Lmmbrhlk ̀ jfpbtdtjr, Lmmbrhlk rbqubstbe tclt Fr.
Dkhrlf stbp ejwk nrjf jkb jn cds edrb`tjrscdps hdvbk tcb pjtbktdlm njr l `jknmd`t jn
dktbrbst. Fr. Dkhrlf dked`ltbe tj flky jn cds Lmmbrhlk `jmmblhubs tclt cb wjume
stbp ejwk nrjf ^lmblkt—s ijlre ibnjrb Lmmbrhlk—s Eb`bfibr 97<9 ijlre fbbtdkh.
5>. Jk tcb ilsds jn tclt rbprbsbktltdjk, Fr. Dkhrlf wls pbrfdttbe tj
lttbke Lmmbrhlk ijlre lke strltbhd` fbbtdkhs dk Pbptbfibr 97<9, eurdkh wcd`c
`jkndebktdlm dknjrfltdjk lijut Lmmbrhlk—s iusdkbss lke strltbhy wls eds`ussbe.
58. Dk Eb`bfibr 97<9, `jktrlry tj cds prdjr rbprbsbktltdjks, Fr. Dkhrlf
dkstble rbsdhkbe nrjf Lmmbrhlk—s ijlre, lke stlybe jk lt ^lmblkt. Dt cls sdk`b
`jfb tj mdhct tclt ^lmblkt cle ibbk `jksdebrdkh, lke dkebbe, lutcjrdzbe lk
l`qudsdtdjk jn Lmmbrhlk dk Pbptbfibr 97<9, prdjr tj `mjsdkh tcb Fbed`ds trlksl`tdjk
lke prdjr tj Fr. Dkhrlf—s lttbkelk`b lt tcb Lmmbrhlk Pbptbfibr 97<9 Ijlre
fbbtdkh.
53. Lmmbrhlk—s ijlre wls kjt dktbrbstbe dk l trlksl`tdjk wdtc ^lmblkt dk
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <5 jn 2< Wlhb DE #1<5
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <2 @JFWMLDKU? ARYT UYDLM EBFLK
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97<9 lke eb`mdkbe tj bkhlhb dk eds`ussdjks. Wblrsjk wls tcus wbmm lwlrb dk blrmy
97<5 tclt Lmmbrhlk wls kjt mdobmy tj ib suppjrtdvb jn l nrdbkemy fbrhbr, lke sj
^lmblkt ibhlk pmjttdkh lk lmtbrkltb `jursb.
54. Mbss tclk l yblr lntbr dts vbry bxpbksdvb Ilus`c & Mjfi l`qudsdtdjk
dk Kjvbfibr 97<0, ebit-mlebk ^lmblkt hrbw bvbk fjrb dktbrbstbe dk l`qudrdkh
`lsc-rd`c Lmmbrhlk tj cbmp bvbk jut ^lmblkt—s ijjos.
27. Lrjuke tcb slfb tdfb, Wbrscdkh Pqulrb cdrbe Xdmmdlf N. Ejymb, l
nrdbke jn Wblrsjk—s lke l `mlssfltb jn L`oflk—s nrjf Clrvlre Iusdkbss P`cjjm,
ls l ”spb`dlm levdsjr‖ ‐ prjvdedkh tcb dksdeb `jkkb`tdjk Wblrsjk kbbebe tj rbl`c
jut tj Wbrscdkh Pqulrb.
2<. Ls blrmy ls Nbirulry 5, 97<5, lke `jktdkudkh njr tcb kbxt sbvbrlm
wbbos, ^lmblkt tjjo suistlktdlm stbps tjwlre l tbkebr jnnbr iy bkhlhdkh dk l
s`cbfb wdtc tcb Wbrscdkh Ebnbkelkts tj stlrt l`qudrdkh Lmmbrhlk stj`o.
29. Ndrst, tcrjuhc Ejymb, Wblrsjk lke L`oflk fbt jk Nbirulry 5, 97<5,
tj eds`uss pjtbktdlm plrtkbrscdps, dk`muedkh wdtc rbspb`t tj Lmmbrhlk. Ibhdkkdkh
Nbirulry >, 97<5, ^lmblkt bkhlhbe tcrbb sbplrltb mlw ndrfs ‐ Pummdvlk &
@rjfwbmm MMW, Poleebk, Lrps, Pmltb, Fblhcbr & Nmjf MMW, lke Jsmbr, Cjsodks
& Clr`jurt MMW ‐ ls `juksbm dk `jkkb`tdjk wdtc l pjtbktdlm Lmmbrhlk trlksl`tdjk.
20. Lmsj jk Nbirulry >, L`oflk lke Wblrsjk cle l tbmbpcjkb `lmm tj
eds`uss l pjtbktdlm trlksl`tdjk stru`turb dk wcd`c ^lmblkt wjume debktdny l spb`dnd`
tlrhbt lke eds`mjsb dt `jkndebktdlmmy tj Wbrscdkh Pqulrb, wcd`c wjume tcbk eb`deb
wcbtcbr dt wls dktbrbstbe dk wjrodkh wdtc ^lmblkt. Lt tcb slfb tdfb, Wblrsjk
sjuhct tj fbbt wdtc Lmmbrhlk—s @BJ Wyjtt tj njmmjw up jk tcbdr Pbptbfibr 97<9
eds`ussdjks.
25. Jk Nbirulry 8, 97<5, tcb Ndklk`b lke Urlksl`tdjks @jffdttbb jn
^lmblkt—s ijlre jn edrb`tjrs cbme l tbmbpcjkd` fbbtdkh lt wcd`c tcby eds`ussbe l
pjssdimb `jfidkltdjk jn ^lmblkt lke Lmmbrhlk. Eurdkh tcb kbxt twj wbbos,
^lmblkt—s ijlre ‐ lke ednnbrbkt sui`jffdttbbs tcbrbjn ‐ fbt ndvb fjrb tdfbs tj
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <2 jn 2< Wlhb DE #1<2
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <> @JFWMLDKU? ARYT UYDLM EBFLK
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eds`uss tlobjvbr pmlks.
22. Jk Nbirulry 4, 97<5, ^lmblkt lke Wbrscdkh Pqulrb bktbrbe dktj l
`jkndebktdlmdty lhrbbfbkt, lntbr wcd`c Wblrsjk dknjrfbe L`oflk jn ̂ lmblkt—s
dktbrbst dk l pjtbktdlm trlksl`tdjk wdtc Lmmbrhlk.<5
2>. Xdtc dts dksdeb okjwmbehb jn ^lmblkt—s dfpbkedkh tlobjvbr, Wbrscdkh
Pqulrb lhrbbe tj l`qudrb l sdhkdnd`lkt Lmmbrhlk stlob usdkh dts jwk nukes, tj
suppjrt ^lmblkt—s bnnjrts lke tj sb`urb flssdvb prjndts njr dtsbmn. Dk nurtcbrlk`b jn
^lmblkt—s pmlk, jk Nbirulry <<, 97<5, Wbrscdkh Pqulrb lke jtcbr Wbrscdkh Pqulrb
bktdtdbs njrfbe l kbw Ebmlwlrb mdfdtbe mdlidmdty `jfplky, WP Nuke <, tclt wjume
umtdfltbmy `lrry jut tcb stj`o l`qudsdtdjk.
28. Jk Nbirulry <0, 97<5, rbprbsbktltdvbs jn ^lmblkt lke Wbrscdkh Pqulrb
lke tcbdr rbspb`tdvb `juksbm fbt tj eds`uss l pjtbktdlm trlksl`tdjk dkvjmvdkh
Lmmbrhlk.
23. Ibtwbbk Nbirulry 97, 97<5 lke Nbirulry 92, 97<5, rbprbsbktltdvbs jn
^lmblkt lke Wbrscdkh Pqulrb lke tcbdr rbspb`tdvb `juksbm bx`clkhbe erlnts jn lke
kbhjtdltbe l `jktrl`tulm lke ndklk`dlm lhrbbfbkt rbmltbe tj tcb pur`clsb jn bqudty
dk Lmmbrhlk (tcb ”Wbrscdkh Lhrbbfbkt‖). Ucb plrtdbs ndklmdzbe lke bxb`utbe tcb
Wbrscdkh Lhrbbfbkt jk Nbirulry 92, 97<5.
24. Rkebr tcb Wbrscdkh Lhrbbfbkt, ^lmblkt lhrbbe tj `jktrdiutb $82.4
fdmmdjk ‐ tcb flxdfuf lmmjwbe wdtcjut trdhhbrdkh lktdtrust eds`mjsurb
rbqudrbfbkts ‐ tj tcb purpjrtbe ”`j-ideebr bktdty‖ dk WP Nuke < tj lssdst wdtc tcb
Wbrscdkh Ebnbkelkts— l`qudsdtdjk jn l sdhkdnd`lkt stlob jn Lmmbrhlk—s stj`o lt kjk-
prbfduf prd`bs ibnjrb ^lmblkt eds`mjsbe dts tlobjvbr pmlks tj tcb flrobt. Wbrscdkh
Pqulrb suppmdbe nukes jn jvbr $0 idmmdjk, lke rbtldkbe sjmb `jktrjm jvbr WP Nuke <.
>7. Ucrjuhcjut tcb wbbos eurdkh wcd`c ^lmblkt wls tlodkh tcbsb
<5 Ucb `jkndebktdlmdty lhrbbfbkt wls mltbr lfbkebe jk Nbirulry 97, 97<5. Kbdtcbrtcb jrdhdklm lhrbbfbkt kjr tcb lfbkefbkt wls puimd`my eds`mjsbe iyEbnbkelkts, ls rbqudrbe iy nbebrlm mlw.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <> jn 2< Wlhb DE #1<>
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <8 @JFWMLDKU? ARYT UYDLM EBFLK
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suistlktdlm stbps, dt rbfldkbe `mblr tj ^lmblkt tclt Lmmbrhlk wjume kjt mdobmy ib
dktbrbstbe dk kbhjtdltdkh l nrdbkemy fbrhbr wdtc ^lmblkt. Jk Nbirulry <7, 97<5, dk
`jkkb`tdjk wdtc Lmmbrhlk sbkdjr flklhbfbkt—s fbbtdkhs wdtc lklmysts, Plknjre I.
Ibrkstbdk & @j. puimdscbe l rbpjrt jn dts eds`ussdjks wdtc Fr. Wyjtt, rbpjrtdkh tclt
lk l`qudsdtdjk jn Lmmbrhlk iy ^lmblkt ”wls kjt l hjje ndt lke sclrbcjmebrs wjume
cbsdtltb tj tlob ^lmblkt plpbr.‖ Uclt slfb ely, Ilko jn Lfbrd`l Fbrrdmm Myk`c
lklmyst Hrbhh Hdmibrt dssube l kjtb stltdkh tclt Lmmbrhlk wjume kjt ib dktbrbstbe dk
l trlksl`tdjk wdtc ^lmblkt.
><. Dk mdhct jn tcds kbhltdvb prbss, lke `jksdstbkt wdtc cds bxpb`tltdjk tclt
l nrdbkemy `jfidkltdjk wjume kjt ib pjssdimb, Wblrsjk `lk`bmmbe cds s`cbeumbe
Nbirulry <5, 97<5 fbbtdkh wdtc Elvde Wyjtt.
>9. Hdvbk tcds `crjkjmjhy, Wblrsjk okbw tclt l kbhjtdltbe trlksl t̀djk
wjume kjt ib pjssdimb lke tclt l cjstdmb tbkebr jnnbr wjume umtdfltbmy ib kb`bsslry.
Wblrsjk—s mltbr puimd` stltbfbkts `jkndrf ls fu`c1 jk Aukb <8, 97<5, Wblrsjk
stltbe tclt cb wls ”`jrrb`t‖ dk cds dkdtdlm suspd`djk tclt ^lmblkt ”wjume umtdfltbmy
clvb tj hj edrb`tmy tj Lmmbrhlk sclrbcjmebrs.‖<2
>0. Ucus, ibnjrb tcby bktbrbe dktj tcb Wbrscdkh Lhrbbfbkt jk Nbirulry
92, lke ibnjrb WP Nuke < cle pur`clsbe lky sclrbs jn Lmmbrhlk, ^lmblkt cle
lmrbley tlobk suistlktdlm stbps tjwlre `jffbk`dkh dts tbkebr jnnbr, dk`muedkh1 (d)
bkhlhdkh mbhlm `juksbm? (dd) rbl`cdkh jut tj L`oflk lke `jkvdk`dkh cdf tj
plrtd`dpltb ls l ndklk`dbr lke suppjrtbr? (ddd) cjmedkh ijlre lke `jffdttbb fbbtdkhs
rbhlredkh tcb pjtbktdlm jnnbr jk Nbirulry 8, 4, <>, <8, <4 lke 9<, 97<5? (dv)
kbhjtdltdkh tcb rbspb`tdvb ndklk`dlm `jffdtfbkts jn ^lmblkt lke tcb Wbrscdkh
Ebnbkelkts? lke (v) lhrbbdkh tj `jffdt jvbr $82 fdmmdjk tj tcb Wbrscdkh
<2 Lmmbrhlk, Dk`., Ndmdkh iy ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`. jk Aukb <8,97<5) pursulkt tj Yumb 592 ukebr tcb Pb`urdtdbs L`t jn <400 (”Pb`urdtdbs L`t‖)lt 0, lvldmlimb ltcttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<5904438/e8520<>e592.ctf.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <8 jn 2< Wlhb DE #1<8
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <3 @JFWMLDKU? ARYT UYDLM EBFLK
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Lhrbbfbkt tj cbmp ndklk`b tcb stj`o l`qudsdtdjk.
^lmblkt lke Wbrscdkh Pqulrb ̂ djmltbe Yumb <5b-0 Iy Udppdkh lke Urledkh jk
Fltbrd lm Kjk-Wuimd` D knjrfltdjk Lijut l Ubkebr Jn nbr
>5. Dk tcb Wbrscdkh Lhrbbfbkt, Ebnbkelkts spb`dnd`lmmy `mldfbe tj ib ”`j-
ideebrs‖ dk `jkkb`tdjk wdtc l pjtbktdlm Lmmbrhlk trlksl`tdjk―mdobmy dk jrebr tj
suppjrt lk lrhufbkt tclt tcby wbrb lmm tcb slfb ”pbrsjk‖ njr purpjsbs jn tcb
dksdebr trledkh rumbs. Lrfbe wdtc tcds sbmn-sbrvdkh mlibm, WP Nuke < (edrb`tbe iy
Wbrscdkh Pqulrb lke L`oflk) sb`rbtmy pur`clsbe l suistlktdlm lfjukt jn Lmmbrhlk
stj`o wdtcjut ndmdkh eds`mjsurb ej`ufbkts wdtc tcb @jffdssdjk jr plydkh lky
njrf jn ̀ jktrjm prbfduf.
>2. Wbrscdkh Pqulrb wls tcb prdflry l`tjr dk pur`clsdkh Lmmbrhlk stj`o?
dt prjvdebe lpprjxdfltbmy 48.2% jn tcb nukedkh njr WP Nuke <, lke tcb Wbrscdkh
Lhrbbfbkt stltbs tclt Wbrscdkh Pqulrb @lpdtlm Flklhbfbkt ”wdmm edrb`t tcb
flklhbfbkt‖ jn WP Nuke <.
>>. Dk l sbrdbs jn `jfpmbx lke ukeds`mjsbe trlksl`tdjks ibtwbbk Nbirulry
92 lke Lprdm 9<, 97<5, WP Nuke < qud`omy l`qudrbe 4.8% jn Lmmbrhlk—s stj`o (tcb
”Wur`clsb Wrjhrlf‖), prdflrdmy tcrjuhc jvbr-tcb-`juktbr (”JU@‖) ̀ lmm jptdjks lke
JU@ bqudty nuturbs. Ucds pbr`bktlhb jn Lmmbrhlk—s stj`o wls aust scy jn tcb ”scjrt
swdkh‖ prjndts prjcdidtdjk dk Pb`tdjk <> jn tcb Bx`clkhb L`t, wcd`c rbqudrbs
cjmebrs jn hrbltbr tclk <7% jn l `jfplky—s stj`o tj edshjrhb lky prjndts fleb dk l
sdx-fjktc iuy-sbmm pbrdje.
>8. Ucb Wbrscdkh Ebnbkelkts ibhlk tcb Wur`clsb Wrjhrlf lt l tdfb wcbk
tcby ukqubstdjklimy cle fltbrdlm kjkpuimd` dknjrfltdjk rbmltdkh tj ̂ lmblkt—s
njrtc`jfdkh tbkebr jnnbr, dk vdjmltdjk jn Yumb <5b-0—s trledkh prjcdidtdjk.
>3. Yumb <5b-0 prjvdebs tclt, wcbrb lky pbrsjk cls tlobk ”l suistlktdlm
stbp jr stbps‖ (tcb ”jnnbrdkh pbrsjk‖) tj `jffbk`b l tbkebr jnnbr jn l tlrhbt
`jfplky, lky ”jtcbr pbrsjk‖ wcj ds dk pjssbssdjk jn fltbrdlm kjkpuimd`
dknjrfltdjk rbmltdkh tj tclt tbkebr jnnbr ds prjcdidtbe nrjf pur`clsdkh jr sbmmdkh
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <3 jn 2< Wlhb DE #1<3
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 <4 @JFWMLDKU? ARYT UYDLM EBFLK
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lky sb`urdtdbs jn tcb tlrhbt `jfplky, ukmbss tcb dknjrfltdjk ds puimd`my eds`mjsbe
wdtcdk l rblsjklimb tdfb prdjr tj tcb pur`clsb jr slmb. Ucb rumb dfpjsbs l euty tj
eds`mjsb jr listldk nrjf trledkh drrbspb`tdvb jn wcbtcbr tcb trlebr jwbs l euty tj
rbspb`t tcb ̀ jkndebktdlmdty jn tcb dknjrfltdjk.
>4. ^lmblkt tjjo suistlktdlm stbps tjwlre l tbkebr jnnbr njr Lmmbrhlk—s
stj`o ibhdkkdkh jk jr ibnjrb Nbirulry >, 97<5. Fjrbjvbr, clvdkh lmrbley ibbk
rbiunnbe, ^lmblkt okbw tclt dt wjume kjt mdobmy ib limb tj l`qudrb Lmmbrhlk tcrjuhc
l ”nrdbkemy‖ eblm, lke tclt l cjstdmb tbkebr jnnbr wls tcbrbnjrb dkbvdtlimb.
87. ^lmblkt tjme Wbrscdkh Pqulrb lijut ^lmblkt—s `jkndebktdlm pmlks tj
mluk`c l tbkebr jnnbr prb`dsbmy ib`lusb ^lmblkt wlktbe Wbrscdkh Pqulrb tj trleb jk
tclt dknjrfltdjk. ^lmblkt wlktbe ls flky sclrbs ls pjssdimb tj ib cbme iy
stj`ocjmebrs tclt ^lmblkt pbr`bdvbe ls mdobmy tj suppjrt lk Lmmbrhlk tlobjvbr, iut
sdk`b dt `jume kjt ply njr tcb sclrbs edrb`tmy, dt turkbe tj Wbrscdkh Pqulrb. Ucb
dmmd`dt tdp nrjf ^lmblkt wls Wbrscdkh Pqulrb—s dk`bktdvb tj ajdk tcb s`cbfb.
Wbrscdkh Pqulrb lhrbbe lke l`qudrbe 4.8% jn Lmmbrhlk—s jutstlkedkh stj`o wcdmb
dk pjssbssdjk jn tclt fltbrdlm, kjkpuimd` dknjrfltdjk.
8<. Kjkb jn tcb plrtdbs eds`mjsbe ^lmblkt—s tlobjvbr dktbktdjks uktdm mjkh
lntbr tcb pur`clsbs wbrb fleb, lke mjkh lntbr Lmmbrhlk stj`ocjmebrs ‐ dk`muedkh
Wmldktdnn Wlrs`clubr ‐ lke tcb jvbrlmm flrobt cle ibbk elflhbe tj tcb ibkbndt jn
Wbrscdkh Pqulrb lke ^lmblkt.
89. Wmldktdnn Wlrs`clubr sunnbrbe elflhbs ls l rbsumt jn tcbsb trlebs
ib`lusb scb ede kjt okjw tcb dknjrfltdjk scb wls bktdtmbe tj okjw ukebr tcb
eds`mjsb jr listldk nrjf trledkh prdk`dpmb jn Yumb <5b-0 lke `jksbqubktmy sjme njr
lk uknldr prd`b lke ede kjt rb`bdvb tcb ibkbndt jn tcb prbfduf tclt njmmjwbe jk`b
tcb Wbrscdkh Ebnbkelkts— fltbrdlm kjk-puimd` dknjrfltdjk wls rbmblsbe tj tcb
flrobt. Wbrscdkh Pqulrb tcus bxpmjdtbe bxl`tmy tcb sjrt jn dknjrfltdjklm levlktlhb
tclt Yumb <5b-0 wls ebsdhkbe tj prbvbkt , lke rblpbe l ibkbndt jn fjrb tclk $<
idmmdjk wcbk ^lmblkt—s prjpjslm wls lkkjuk`be. Ls tcb @jffdssdjk put dt wcbk
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb <4 jn 2< Wlhb DE #1<4
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 21/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 97 @JFWMLDKU? ARYT UYDLM EBFLK
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lejptdkh Yumb <5b-0, ”_tVcb @jffdssdjk cls prbvdjusmy bxprbssbe lke `jktdkubs tj
clvb sbrdjus `jk`brks lijut trledkh iy pbrsjks dk pjssbssdjk jn fltbrdlm,
kjkpuimd` dknjrfltdjk rbmltdkh tj l tbkebr jnnbr. Ucds prl`td`b rbsumts dk uknldr
edsplrdtdbs dk flrobt dknjrfltdjk lke flrobt edsruptdjk. Pb`urdty cjmebrs wcj
pur`clsb nrjf jr sbmm tj su`c pbrsjks lrb bnnb`tdvbmy ebkdbe tcb ibkbndts jn
eds`mjsurb lke tcb suistlktdvb prjtb`tdjks jn tcb Xdmmdlfs L`t. Dn nurkdscbe wdtc
tcb dknjrfltdjk, tcbsb sb`urdty cjmebrs wjume ib limb tj flob lk dknjrfbe
dkvbstfbkt eb`dsdjk, wcd`c `jume dkvjmvb ebnbrrdkh tcb pur`clsb jr slmb jn tcb
sb`urdtdbs uktdm tcb fltbrdlm dknjrfltdjk cle ibbk edssbfdkltbe jr uktdm tcb tbkebr
jnnbr cle ibbk `jffbk`be jr tbrfdkltbe. Fjrbjvbr, tcb Xdmmdlfs L`t wls
ebsdhkbe tj lvbrt l ”stlfpbeb bnnb`t‖ dk tcb `jktbxt jn tbkebr jnnbrs, lke tcb
trledkh jk fltbrdlm, kjkpuimd` dknjrfltdjk lke tcb edssbfdkltdjk jn mblos lke
rufjrs dk `jkkb`tdjk wdtc su`c trledkh tbkes tj prjfjtb tcds ebtrdfbktlm bnnb`t.<>
80. Dk lk bnnjrt tj `dr`ufvbkt Yumb <5b-0, ^lmblkt lke Wbrscdkh Pqulrb
lttbfptbe dk tcbdr wrdttbk lhrbbfbkts wdtc bl`c jtcbr tj `jkstru`t l ”`j-ideebr‖
nd`tdjk ‐ nlmsbmy suhhbstdkh tclt tcby scjume ib ̀ jksdebrbe l sdkhmb ”pbrsjk‖ jr
”jnnbrdkh pbrsjk‖ ukebr tcb Yumb. Cjwbvbr, ^lmblkt lke Wbrscdkh Pqulrb—s
`jkstru`tdjk jn l scbmm bktdty tcrjuhc wcd`c tj l`t, lke tcbdr sbmn-sbrvdkh
ebs`rdptdjk jn tcbdr jwk `jkeu`t, lrb drrbmbvlkt. Ucb tbrfs jn tcb Wbrscdkh
Lhrbbfbkt, tcb plrtdbs— suisbqubkt l`tdjks, lke tcb b`jkjfd`s jn tcds lttbfptbe
tlobjvbr flob `mblr tclt tcby wbrb kjt l`tdkh ls l sdkhmb ”jnnbrdkh pbrsjk‖ lt tcb
tdfb jn Wbrscdkh Pqulrb—s trlebs.
85. Lt tcb tdfb tcb prjpjsbe l`qudsdtdjk wls lkkjuk`be, ^lmblkt wls tcb
sjmb ideebr. Ucb prjpjslm tj l`qudrb Lmmbrhlk wls kjt fleb iy L`oflk jr
Wbrscdkh Pqulrb, kjr wls dt fleb jk ibclmn jn L`oflk jr Wbrscdkh Pqulrb.
<> Pbb Ubkebr Jnnbrs, Bx`clkhb L`t Ybmblsb Kj. <8<97, <437 XM 973>4 (Pbpt. 5,<437) (njjtkjtbs jfdttbe).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 97 jn 2< Wlhb DE #197
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 9< @JFWMLDKU? ARYT UYDLM EBFLK
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@ru`dlmmy, jkmy ^lmblkt ds jnnbrdkh `jksdebrltdjk dk tcb njrf jn sclrbs lke `lsc tj
Lmmbrhlk—s stj`ocjmebrs. Iy `jktrlst, Fr. L`oflk lke tcb jtcbr Wbrscdkh Pqulrb
bktdtdbs lrb tjhbtcbr jnnbrdkh prb`dsbmy zbrj tj Lmmbrhlk stj`ocjmebrs ‐ tcby lrb
sbbodkh tj sbmm Lmmbrhlk stj`o, ls ^lmblkt sbbos tj iuy dt. L`oflk ds kjt hjdkh tj
ib l ijlre fbfibr jn ^lmblkt, wdmm kjt jtcbrwdsb ib l `jktrjm pbrsjk jn ^lmblkt,
lke ds kjt hjdkh tj rb`bdvb lky iusdkbss jr lssbt jn Lmmbrhlk ls l rbsumt jn tcb
tbkebr jnnbr.
82. L`oflk lmsj `jkndrfbe puimd`my tclt dt ds ^lmblkt, lke kjt Wbrscdkh
Pqulrb, tclt rbtldks `jfpmbtb `jktrjm jvbr tcb trlksl`tdjk. Dk l Aumy 9<, 97<5
dktbrvdbw jk @KI@, wcbk lsobe wcbtcbr cb lke ^lmblkt wjume ”rldsb tcbdr jnnbr‖
dk mdhct jn Lmmbrhlk—s strjkh sb`jke qulrtbr pbrnjrflk`b, L`oflk rbspjkebe,
”^lmblkt `jktrjms wclt tcby—rb prbplrbe tj ply.‖ Ybhlrembss jn sbflktd`s,
L`oflk lke Wbrscdkh Pqulrb bktdtdbs lrb kjt lk ”jnnbrdkh pbrsjk‖ wdtcdk tcb
fblkdkh jn Yumb <5b-0.
8>. ^lmblkt `jk`bebs tclt dt wls kjt bvbk leebe ls l fbfibr jn WP Nuke
< uktdm wbmm dktj tcb Wur`clsb Wrjhrlf ‐ Lprdm >, 97<5 ‐ lke ede kjt `jktrdiutb lky
`lpdtlm tj WP Nuke < uktdm Lprdm <7, 97<5. Iy tcds tdfb, WP Nuke < cle l`qudrbe
fjrb tclk << fdmmdjk sclrbs jr jptdjks.
88. Bvbk lntbr ^lmblkt purpjrtbemy ib`lfb l fbfibr jn WP Nuke <, tcb
klturb jn Ebnbkelkts— rbmltdjkscdp rbfldkbe `mblr1 ^lmblkt wls lk jnnbrdkh pbrsjk,
lke WP Nuke < ‐ lt tcb edrb`tdjk jn Wbrscdkh Pqulrb ‐ wls lkjtcbr pbrsjk
l`qudrdkh sclrbs dk vdjmltdjk jn Yumb <5b-0.
83. Rkebr tcb Wbrscdkh Lhrbbfbkt, Wbrscdkh Pqulrb rbtldks tcb lutcjrdty
tj l`t njr dts jwk l``jukt ‐ bvbk dk ̀ jktrlvbktdjk jn ^lmblkt—s dktbrbsts. Ucb
Wbrscdkh Lhrbbfbkt prjvdebs tclt dt wdmm tbrfdkltb dn l ”Ucdre Wlrty Urlksl`tdjk
Wrjpjslm‖ ‐ l puimd` prjpjslm iy l ideebr jtcbr tclk ^lmblkt ‐ ds fleb, lke
^lmblkt ejbs kjt flt`c jr bx`bbe tclt prjpjslm wdtcdk 52 elys.
84. Ucb Wbrscdkh Lhrbbfbkt lmsj hdvbs ^lmblkt ukdmltbrlm eds`rbtdjk tj
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 9< jn 2< Wlhb DE #19<
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 99 @JFWMLDKU? ARYT UYDLM EBFLK
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tbrfdkltb tcb `jktrl`t upjk kjtd`b tj Wbrscdkh Pqulrb tclt ”dt ds kjt dktbrbstbe dk
`jksuffltdkh‖ l trlksl`tdjk wdtc Lmmbrhlk. Ybhlrembss jn tcb ”`j-ideebr‖ mlibm,
ukebr tcb tbrfs jn tcb Wbrscdkh Lhrbbfbkt, Wbrscdkh Pqulrb wls kjt tcb slfb
”pbrsjk‖ ls ^lmblkt wdtc rbspb`t tj tcds prjpjslm. Yltcbr, dt rbfldks l sbplrltb,
dkebpbkebkt dkvbstjr, uklnndmdltbe wdtc ^lmblkt, wcd`c cls rbtldkbe tcb nrbbejf tj
l``bpt l ibttbr eblm dn jkb `jfbs lmjkh ‐ wcdmb ^lmblkt cls rbtldkbe ukdmltbrlm
eds`rbtdjk tj tbrfdkltb tcb tlobjvbr lmtjhbtcbr.
37. ^lmblkt lke Wbrscdkh lmsj tjjo hrblt pldks tj `jk`blm tcbdr trub dktbkt
blrmy jk, iy purpjsbmy dk`muedkh mlkhulhb dk tcbdr lhrbbfbkt tclt ”kj stbps clvb
ibbk tlobk tjwlre l tbkebr jr bx`clkhb jnnbr.‖
3<. Ucds stltbfbkt wls kjt jkmy ebfjkstrlimy nlmsb, iut lmsj `mblrmy
`rlntbe dk lk lttbfpt tj `dr`ufvbkt tcb prjcdidtdjks jn Yumb <5b-0 lke
rbqudrbfbkts jn tcb Xdmmdlfs L`t fjrb hbkbrlmmy.
Ucb Wur `clsb Wrjhrlf Xls @lrbnu mm y Ebsdhkbe tj Lvjde Ybqudrbe Eds`mjsurb
39. Dk leedtdjk tj vdjmltdkh Yumb <5b-0, tcb Wur`clsb Wrjhrlf wls ldfbe
lt prbsbrvdkh sb`rb`y lke sbbodkh tj bvleb eds`mjsurb rbqudrbfbkts lt bvbry turk.
30. Ucb flkkbr dk wcd`c tcbsb trlebs j``urrbe wls `lrbnummy ebsdhkbe tj
prbsbrvb tcb sb`rb`y jn tcb imj`o l`qudsdtdjks, lke tcbrbnjrb Wbrscdkh Pqulrb—s
dknjrfltdjklm levlktlhb jvbr tcb flrobt.
35. Jk Nbirulry 92 lke 9>, 97<5, WP Nuke < l`qudrbe lpprjxdfltbmy
>77,777 sclrbs jn tcb jutstlkedkh `jffjk stj`o jn Lmmbrhlk.
32. Ibtwbbk Flr`c 0, 97<5 lke Lprdm 3, 97<5, WP Nuke < l`qudrbe
leedtdjklm Lmmbrhlk sclrbs, irdkhdkh dts cjmedkhs up tj 5.44%, tcrjuhc ebbp-dk-tcb-
fjkby, Lfbrd`lk-stymb, JU@ zbrj-strdob `lmm jptdjks. Ucbsb zbrj-strdob prd`b
jptdjks wbrb ukdqub dk tclt, ib`lusb jn tcb bxtrbfbmy mjw strdob prd`b, tcby wbrb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 99 jn 2< Wlhb DE #199
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 90 @JFWMLDKU? ARYT UYDLM EBFLK
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hulrlktbbe tj ib bxbr`dsbe lke tcus wbrb tcb bqudvlmbkt jn jutrdhct jwkbrscdp.<8
Aust scy jn tcb 2% rbpjrtdkh tcrbscjme ukebr Pb`tdjk <0(e), tcbsb pur`clsbs lmsj
lmmjwbe ^lmblkt tj lvjde lktdtrust eds`mjsurb rbqudrbfbkts.
3>. Wbrscdkh Pqulrb tcbk clmtbe trledkh njr twj elys tj mbt Lmmbrhlk—s
stj`o prd`b sbttmb ejwk tj l purpjrtbe ”uklnnb`tbe‖ stj`o prd`b.
38. Ulodkh levlktlhb jn tcb <7-ely wdkejw ukebr Pb`tdjk <0(e), WP
Nuke < `jktdkube wdtc tcb sb`jke clmn jn dts lhhrbssdvb l``ufumltdjk jn Lmmbrhlk
stj`o ibtwbbk Lprdm << lke Lprdm 9<, 97<5. Eurdkh tcds wdkejw, WP Nuke <
dk`rblsbe dts cjmedkhs tj kblrmy <7% jn Lmmbrhlk—s stj`o (lmfjst <5 fdmmdjk sclrbs)
tcrjuhc leedtdjklm ebbp-dk-tcb-fjkby JU@ `lmm jptdjks lke JU@ bqudty njrwlres
jk Lprdm 9<, 97<5.
33. Iy Lprdm 9<, 97<5, WP Nuke < cle lmrbley l`qudrbe 4.8% pbr`bkt jn
tcb jutstlkedkh Lmmbrhlk stj`o ‐ stdmm wdtcjut eds`mjsdkh dts jwkbrscdp
l``ufumltdjk jr ̂ lmblkt—s tlobjvbr dktbktdjks.<3
34. Nrjf tcb tdfb tcbsb sdhkdnd`lkt l`qudsdtdjks ibhlk, Lmmbrhlk—s stj`o
prd`b dk`rblsbe nrjf $<92.25 pbr sclrb jk Nbirulry 92, 97<5, tj l m̀jsdkh prd`b jn
$<>0.>2 pbr sclrb jk Lprdm 99, 97<5, tcb ely jn ^lmblkt—s lkkjuk`be prjpjslm.
47. Ucus, dk jrebr tj prjndt nrjf ^lmblkt—s fltbrdlm kjkpuimd` dknjrfltdjk
lt tcb bxpbksb jn Lmmbrhlk—s stj`ocjmebrs, tcb Wbrscdkh Ebnbkelkts l``ufumltbe
sclrbs rlpdemy lt `jsts wbmm ibmjw tcb pjst-lkkjuk`bfbkt sclrb prd`b. Ucds
<8 Ls `jffbktltjrs clvb pjdktbe jut, tcbsb sj-`lmmbe jptdjks wbrb bnnb`tdvbmy`jffjk stj`o ib`lusb tcby wbrb `brtldk tj ib bxbr`dsbe. Pbb Fltt Mbvdkb,
Wrbeltjry Urlebrs Nrjkt-Ylk Idmm L`oflk—s Ijtjx Iuy, IMJJFIBYH^DBX (Lpr.90, 97<5), cttp1//www.imjjfibrhvdbw.`jf/lrtd`mbs/97<5-75-90/prbeltjry-trlebrs-nrjkt-rlk-idmm-l`oflk-s-ijtjx-iuy (”L`oflk—s jptdjks lrb 44 pbr`bktdk-tcb-fjkby? tcbrb—s kj jptdjklmdty lt lmm. . . . L`oflk cdrbe eblmbrs tj iuystj`o njr cdf, iut tcb `jktrl`ts wbrb pcrlsbe ls jptdjks njr rbhumltjry
purpjsbs.‖).<3
Jk Fly <, 97<5, WP Nuke < bxbr`dsbe Lfbrd`lk-stymb `lmm jptdjks tj pur`clsbfjrb tclk 95 fdmmdjk sclrbs jn Lmmbrhlk `jffjk stj`o lke plde tcb lppmd`limbnjrwlre pur`clsb prd`b tj pur`clsb jvbr 0 fdmmdjk sclrbs jn Lmmbrhlk `jffjkstj`o.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 90 jn 2< Wlhb DE #190
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J@]<842840 95 @JFWMLDKU? ARYT UYDLM EBFLK
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Wur`clsb Wrjhrlf wls ebsdhkbe tj njrb m̀jsb tcb prjspb`t tclt jtcbr ideebrs wjume
`jfb njrwlre, hdvbk ^lmblkt—s suistlktdlm cble stlrt.
4<. L rbvdbw jn trledkh l`tdvdty dk levlk`b jn Ebnbkelkts— P`cbeumb <0E
ndmdkhs jk Lprdm 9< lmsj bvdebk`bs trledkh tclt ds kjt bxpmldkbe iy Wbrscdkh
Pqulrb—s jwk pur`clsbs ‐ lke pbrclps suhhbsts leedtdjklm tdppdkh iy ^lmblkt lke
Wbrscdkh Pqulrb. L``jredkh tj tcb Xlmm Ptrbbt Ajurklm , ”_bVvbk lntbr strdppdkh jut
Fr. L`oflk—s iuydkh, tcb vjmufb jn stj`o trledkh dk Lmmbrhlk eurdkh tcb <7-ely
pbrdje ibnjrb Fjkely—s lkkjuk`bfbkt wls 3>% cdhcbr tclk dts lvbrlhb jvbr tcb
prbvdjus yblr. . . . _PVu`c l sdhkdnd̀ lkt surhb dk trledkh suhhbsts tclt dknjrfltdjk
lijut tcb pjtbktdlm iuyjut ide `jume clvb mblobe tj jtcbr dkvbstjrs, lklmysts
slde.‖<4
Ebnbkelkts— Ptltbfbkts lke L`tdjks Nur tcbr Ybvblm tcb Wmldk Nl`t Uclt Ucby
Lrb Pbplrltb Wbrsjks
49. Ucb nl`t tclt ^lmblkt lke Wbrscdkh Pqulrb wbrb kjt, lke `lkkjt ib
`jksdebrbe, tcb slfb ”jnnbrdkh pbrsjk‖ ds `jksdstbkt wdtc ^lmblkt—s lke L`oflk—s
puimd` stltbfbkts. Njr bxlfpmb, dk dts lfbkebe P-5, ̂ lmblkt bxprbssmy eds`mldfs
lky lnndmdltdjk wdtc Wbrscdkh Pqulrb, dk `jktbkedkh tclt dts prjpjsbe l`qudsdtdjk
jn Lmmbrhlk wjume kjt ib l trlksl`tdjk wdtc lk ”Dktbrbstbe Ptj`ocjmebr‖ ukebr tcb
tbrfs jn Lmmbrhlk—s `brtdnd`ltb jn dk`jrpjrltdjk. Rkebr Lrtd`mb <2 jn tclt
`brtdnd`ltb , lk lnndrfltdvb vjtb jn lt mblst twj-tcdres jn ”edsdktbrbstbe sclrbs‖ ds
rbqudrbe njr tcb lpprjvlm jn l trlksl`tdjk ibtwbbk tcb @jfplky lke ”lky jtcbr
`jrpjrltdjk jr lky jn dts lnndmdltbs tclt dkedvdeulmmy jr dk tcb lhhrbhltb lrb edrb`tmy
jr dkedrb`tmy tcb ibkbnd`dlm jwkbrs jn 2% jr fjrb jn tcb jutstlkedkh vjtdkh sclrbs
jn tcb @jfplky.‖ Dk tcb lfbkebe P-5, ^lmblkt cls tlobk tcb pjsdtdjk tclt, ib`lusb
<4 Puslk Wummdlf, Yji Ilrry, lke @crds Edbtbrd`c, Nmurry jn Lmmbrhlk Urledkh Wrb`bebe Jnnbr , XLMM PUYBBU AJRYKLM (Lpr. 99, 97<5), lvldmlimb lt cttp1//jkmdkb.wsa.̀ jf/kbws/lrtd`mbs/PI<777<5957298790757544752842<3<7<020940229.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 95 jn 2< Wlhb DE #195
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JYLKHB @JRKUT
J@]<842840 92 @JFWMLDKU? ARYT UYDLM EBFLK
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^lmblkt dtsbmn jwks jkmy <77 sclrbs, lke ib`lusb dk ^lmblkt—s vdbw dt `lkkjt ib
slde tj ib tcb ”jwkbr‖ jn tcb sclrbs jn Lmmbrhlk `jffjk stj`o cbme iy WP Nuke <,
l fbrhbr ibtwbbk ^lmblkt lke Lmmbrhlk wjume kjt ib l ”Iusdkbss @jfidkltdjk‖
wdtc lk ”Dktbrbstbe Ptj`ocjmebr.‖ Lmtcjuhc dk`jrrb t̀ njr purpjsbs jn Lrtd`mb <2,
^lmblkt dtsbmn cls l`okjwmbehbe tclt ^lmblkt ds lke lmwlys cls ibbk tcb jnnbrdkh
pbrsjk, wcdmb WP Nuke < ds l sbplrltb, uklnndmdltbe bktdty. .
40. Lntbr ^lmblkt lke Wbrscdkh Pqulrb bktbrbe dktj tcb Wbrscdkh
Lhrbbfbkt, lke bvbk lntbr tcby puimd`my lkkjuk`be tclt lhrbbfbkt jk Lprdm 99,
97<5, Fr. L`oflk rbpbltbemy rbprbsbktbe tclt cb wls aust lkjtcbr Lmmbrhlk
stj`ocjmebr mjjodkh tj flxdfdzb vlmub, wcbtcbr tcrjuhc l trlksl`tdjk wdtc ^lmblkt
jr sjfb jtcbr `jfplky.
45. Dk l Fly 2, 97<5 mbttbr nrjf Fr. L`oflk tj Fd`clbm Hlmmlhcbr,
Lmmbrhlk—s Mble Dkebpbkebkt Edrb`tjr, Fr. L`oflk wrjtb1 (<) ”Ls Lmmbrhlk—s
mlrhbst sclrbcjmebr wdtc 4.8% jn tcb `jffjk stj`o, wb mjjo njrwlre tj wjrodkh
wdtc yju lke tcb rbst jn tcb ijlre tj flxdfdzb vlmub njr lmm Lmmbrhlk
sclrbcjmebrs‖? lke (9) ”Ls Lmmbrhlk's mlrhbst sclrbcjmebr, wb lrb suppjrtdvb jn
Lmmbrhlk flodkh tcb ibst pjssdimb eblm wdtc ^lmblkt jr debktdnydkh l supbrdjr
trlksl`tdjk wdtc lkjtcbr ̀ jfplky‖ (bfpclsds suppmdbe).
42. Dk l Fly <9, 97<5 mbttbr nrjf Fr. L`oflk tj Flttcbw Flmbttl,
Lmmbrhlk—s Lssj`dltb Hbkbrlm @juksbm lke Pb`rbtlry, flodkh ebflke ukebr
Ebmlwlrb Hbkbrlm @jrpjrltdjk Mlw Pb`tdjk 997 njr tcb dkspb`tdjk jn Lmmbrhlk—s
ijjos lke rb`jres, Fr. L`oflk wrjtb, ”_tVcb purpjsb jn tcds ebflke ds tj bklimb
tcb Ybqubstdkh Ptj`ocjmebr tj `jffukd`ltb wdtc nbmmjw stj`ocjmebrs jn tcb
@jfplky jk flttbrs rbmltdkh tj tcbdr futulm dktbrbst ls stj`ocjmebrs… dk`muedkh,
wdtcjut mdfdtltdjk, tcb sjmd`dtltdjk jn vdbws rbhlredkh ̂ lmblkt Wclrfl`butd`lms
Dktbrkltdjklm Dk`.—s prjpjslm tj l`qudrb tcb @jfplky.‖ Dk tcb mbttbr, Fr. L`oflk
`jrrb`tmy rbnbrbk`be tcb prjpjslm lke tcb trlksl`tdjk ls ^lmblkt—s ‐ kjt Wbrscdkh
Pqulrb—s ‐ l `clrl`tbrdzltdjk `jksdstbkt wdtc Lmmbrhlk—s puimd` rbab`tdjks jn tcb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 92 jn 2< Wlhb DE #192
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JYLKHB @JRKUT
J@]<842840 9> @JFWMLDKU? ARYT UYDLM EBFLK
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jnnbr lke dk`jksdstbkt wdtc lky lttbfpt tj `lst Wbrscdkh Pqulrb lke ^lmblkt ls l
sdkhmb ” pbrsjk.‖
4>. Jk Fly <0, 97<5, ^lmblkt lke Wbrscdkh Pqulrb ndmbe l Wrbmdfdklry
Wrjxy Ptltbfbkt wdtc tcb @jffdssdjk tj `jkeu`t l kjk-idkedkh ”sclrbcjmebr
rbnbrbkeuf‖ purpjrtdkh tj edrb`t tcb Lmmbrhlk Ijlre tj ”prjfptmy bkhlhb dk hjje
nldtc eds`ussdjks wdtc ^lmblkt rbhlredkh ^lmblkt—s jnnbr tj fbrhb wdtc tcb
@jfplky‖ ‐ iut wdtcjut prb`muedkh tcb Lmmbrhlk Ijlre nrjf bkhlhdkh dk
eds`ussdjks wdtc jtcbr plrtdbs tclt fdhct jnnbr cdhcbr vlmub. Ucds Wrjxy Ptltbfbkt
ebndkbs Wbrscdkh Pqulrb ls tcb Ybqubstdkh Pclrbcjmebr, lke rbqubsts kbhjtdltdjks
wdtc ^lmblkt rbhlredkh ^lmblkt—s jnnbr.
48. Dk l Fly <4, 97<5 mbttbr nrjf Fr. L`oflk tj Fr. Hlmmlhcbr, Fr.
L`oflk wrjtb, (<) ”D ndke dt dklpprjprdltb tclt Lmmbrhlk—s mble dkebpbkebkt
edrb`tjr wls ukwdmmdkh tj spblo tj l sclrbcjmebr wdtcjut flklhbfbkt prbsbkt‖? (9)
”Fr. Wyjtt cls lmsj lpplrbktmy `rdtd`dzbe Wbrscdkh Pqulrb, bxpmldkdkh tclt jur
vdbws scjume kjt ib `jksdebrbe, ls wb lrb sjfbcjw `jknmd`tbe ib`lusb jn jur
rbmltdjkscdp wdtc ^lmblkt. Uj sbt tcb rb`jre strldhct, Wbrscdkh Pqulrb ds Lmmbrhlk—s
mlrhbst sclrbcjmebr wdtc kblrmy <7% jn tcb `jffjk stj`o jn tcb `jfplky . . . . Xb
lrb dktbrbstbe jkmy dk flxdfdzdkh tcb vlmub jn jur dkvbstfbkt dk Lmmbrhlk‖? (0)
”Ilsbe jk `jkvbrsltdjks wb clvb cle wdtc jtcbr Lmmbrhlk sclrbcjmebrs . . . , wb
ibmdbvb tclt tcb flajrdty jn Lmmbrhlk sclrbcjmebrs lrb dktbrbstbe dk l pjtbktdlm
iusdkbss `jfidkltdjk wdtc ^lmblkt . . . . _DVt ds rlrb tclt l sclrbcjmebr ds wdmmdkh tj
`lkedemy sclrb dts vdbws wdtc l @cldrflk/@BJ wcj wdmm mdobmy mjsb cds aji ls l
rbsumt jn l prjpjsbe trlksl`tdjk . . . . ‖
43. Dk l pcjkb `jkvbrsltdjk wdtc Elvde Wyjtt jk Fly <0, 97<5, L`oflk
lhldk rbprbsbktbe tclt cb wls l `jk`brkbe stj`ocjmebr, lke ede kjt `mldf tj ib l
ideebr wdtc ^lmblkt. Pbvbrlm tdfbs eurdkh tcb `lmm Fr. L`oflk rbnbrrbe tj cdfsbmn
ls ”_Lmmbrhlk—sV mlrhbst sclrbcjmebr.‖ Eurdkh tcb `lmm, Fr. L`oflk stltbe1 ”Xb
clvb l $2 idmmdjk dkvbstfbkt dk Lmmbrhlk, wb—rb yjur mlrhbst sclrbcjmebr, wb clvb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 9> jn 2< Wlhb DE #19>
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zbrj dkvbstfbkt dk ^lmblkt, wb clvb kj sdeb lrrlkhbfbkts wdtc ^lmblkt, wb clvb
kj jtcbr lhrbbfbkts wdtc ^lmblkt, jtcbr tclk tcb lhrbbfbkt tclt yju—vb sbbk wcd`c
slys dn tcbrb—s l ibttbr vlmub tj ib cle dk lmtbrkltdvbs _sd`V trlksl`tdjk tj ^lmblkt,
lke wb clvb tcb rdhct tj l``bpt tclt vlmub . . . . Ucb jkmy lhbkel wb clvb ds tj
flxdfdzb tcb vlmub jn jur dkvbstfbkt dk Lmmbrhlk.‖
44. Ls rb`bktmy ls Aumy <>, 97<5, L`oflk wrjtb dk l mbttbr tj Lmmbrhlk—s
ijlre tclt, dn lmmbhltdjks jn ^lmblkt ”flmnblslk`b‖ lrb trub, ”tcbk ls Lmmbrhlk—s
mlrhbst sclrbcjmebr wdtc l $2 idmmdjk dkvbstfbkt wb wjume jn `jursb strjkhmy
jppjsb l ^lmblkt trlksl`tdjk.‖ Ucbsb lrb kbdtcbr tcb wjres kjr tcb l`tdjks jn lk
l`tulm ideebr.
<77. L`oflk lke cds cbehb nuke `lkkjt ib scdbmebe nrjf mdlidmdty iy
`lmmdkh tcbfsbmvbs ”`j-ideebrs?‖ tcby wbrb jtcbr pbrsjks wcj wbrb prjcdidtbe
nrjf trledkh ukebr Yumb <5b-0(l).
<7<. Lt dts `jrb, ^lmblkt—s lke Wbrscdkh Pqulrb—s `jkeu`t `jkstdtutbs lk
dfpbrfdssdimb wlrbcjusdkh s`cbfb. ^lmblkt mblobe dts kjkpuimd` tbkebr jnnbr
dktbktdjks tj Wbrscdkh Pqulrb, prjfptdkh Wbrscdkh Pqulrb tj pur`clsb 4.8% jn
Lmmbrhlk stj`o. Kjt jkmy ede tcb mblobe dknjrfltdjk prj`urb sdhkdnd`lkt prjndts njr
Wbrscdkh Pqulrb, dt lmsj bksurbe l prbsufptdvbmy ”nrdbkemy‖ stlob njr ^lmblkt jk`b
^lmblkt mluk`cbe dts tbkebr jnnbr.
^lmblkt lke tcb Wbrscdkh Ebnbkelkts Lkkjuk`b ̂ lmblkt— s Ulobjvbr Wmlks
<79. Jk Lprdm 9<, 97<5, tcb mlst pjssdimb ely pbrfdssdimb ukebr tcb <7-ely
pbrdje prbs`rdibe iy Pb`tdjk <0(e),97 ^lmblkt lke Wbrscdkh Pqulrb scj`obe tcb
flrobt wcbk tcby bl`c ndmbe l P`cbeumb <0E purpjrtdkh tj eds`mjsb tcb l`qudsdtdjk
97 Rkebr Pb`tdjk <0(e), tcb P`cbeumb <0E fust ib ndmbe wdtc tcb @jffdssdjkwdtcdk tbk elys jn tcb eltb tclt tcb ndmbr `rjssbs tcb 2% tcrbscjme (l tdfb pbrdjetclt wls put dk pml`b dk <4>3, mjkh ibnjrb tb`ckjmjhd`lm levlk`bs fleb rlpdel``ufumltdjks fu`c blsdbr).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 98 jn 2< Wlhb DE #198
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JYLKHB @JRKUT
J@]<842840 93 @JFWMLDKU? ARYT UYDLM EBFLK
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jn Lmmbrhlk stj`o lke ^lmblkt—s mjkhstlkedkh pmlk tj tlob jvbr Lmmbrhlk.9<
Cjwbvbr, tcbsb ndmdkhs wbrb ebnd`dbkt dk tclt tcby ede kjt dk`mueb dfpjrtlkt ebtldms
surrjukedkh tcb flkkbr dk wcd`c Wbrscdkh Pqulrb l``jfpmdscbe tcb trlebs.
<70. Pb`tdjk <0(e) rbqudrbs lky bktdty tclt edrb`tmy jr dkedrb`tmy l`qudrbs
ibkbnd`dlm jwkbrscdp jn fjrb tclk 2% jn l rbhdstbrbe m̀lss jn lk dssubr—s bqudty
sb`urdtdbs tj ndmb l P`cbeumb <0E eds`mjsurb stltbfbkt wdtc tcb PB@. Ucb P`cbeumb
<0E fust `jktldk tcb dknjrfltdjk spb`dndbe dk Pb`tdjk <0(e) lke tcb @jffdssdjk
rumbs prjfumhltbe tcbrbukebr, dk`muedkh, lfjkh jtcbr tcdkhs1 tcb kufibr jn sclrbs
ibkbnd`dlmmy jwkbe? tcb sjur`b lke lfjukt jn tcb nukes tj ib usbe dk tcb
l`qudsdtdjk? dknjrfltdjk ls tj lky `jktrl`ts, lhrbbfbkts, jr ukebrstlkedkhs wdtc
lky bktdty rbmltdkh tj tcb sb`urdtdbs jn tcb dssubr? lke tcb ibkbnd`dlm jwkbr—s pmlks
njr tcb dssubr—s iusdkbss lke hjvbrklk`b. Pb`tdjk <0(e) lke P`cbeumb <0E
nuk`tdjk tjhbtcbr ls oby bmbfbkts jn tcb Xdmmdlfs L`t, lke prjvdeb puimd`
stj`ocjmebrs wdtc blrmy wlrkdkh jn l pjtbktdlm tlobjvbr.
<75. ^lmblkt lke tcb Wbrscdkh Ebnbkelkts ede kjt lebqultbmy eds`mjsb tcb
klturb jn tcbdr jwkbrscdp ib`lusb tcby nldmbe tj lttl`c lke lebqultbmy ebs`rdib tcb
ukebrmydkh `jktrl`ts njr tcb JU@ `lmm jptdjks lke JU@ bqudty nuturbs tcrjuhc
wcd`c Wbrscdkh Pqulrb l`qudrbe dts ibkbnd`dlm jwkbrscdp.
<72. Ebnbkelkts lmsj nldmbe tj lttl`c lke lebqultbmy ebs`rdib tcb
`jkndebktdlmdty lhrbbfbkt bxb`utbe iy ^lmblkt lke Wbrscdkh Pqulrb jk Nbirulry 4,
97<5, lke tcb Nbirulry 97 lfbkefbkt tcbrbtj.
<7>. Ucb bxtbkt jn Ebnbkelkts— eds`mjsurb ebnd`dbk`dbs `lkkjt ib
ebtbrfdkbe ukmbss lke uktdm tcb ukebrmydkh `jktrl`ts lrb eds`mjsbe.
<78. Ucb P`cbeumb <0E ndmbe iy Wbrscdkh Pqulrb stltbe tclt Wbrscdkh
9< L trub lke `jrrb`t `jpy jn tcb P`cbeumbs <0E ndmbe iy Wbrscdkh Pqulrb lke^lmblkt jk Lprdm 9<, 97<5 lrb lttl`cbe ls Bxcdidt E lke Bxcdidt B,rbspb`tdvbmy.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 93 jn 2< Wlhb DE #193
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J@]<842840 94 @JFWMLDKU? ARYT UYDLM EBFLK
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Pqulrb ”dktbke_sV tj bkhlhb dk eds`ussdjks‖ wdtc Lmmbrhlk—s Ijlre,99 lke tcb
P`cbeumb <0E ndmbe iy ^lmblkt stltbe tclt ^lmblkt ”`urrbktmy dktbkes tj prjpjsb l
fbrhbr‖ dk wcd`c Lmmbrhlk—s stj`ocjmebrs wjume rb`bdvb ”l `jfidkltdjk jn `lsc
lke ^lmblkt `jffjk sclrbs,‖ lke tclt dt bxpb`tbe tcb `lsc `jfpjkbkt tj tjtlm
lpprjxdfltbmy $<2 idmmdjk.90
<73. Ucbsb `clrl`tbrdzltdjks jn Ebnbkelkts— dktbktdjks lt tclt tdfb lrb
ibmdbe iy mltbr lefdssdjks. Jk Aukb <8, 97<5, ̂ lmblkt @BJ Wblrsjk lefdttbe tclt
l tbkebr jnnbr wls plrt jn ^lmblkt—s umtdfltb pmlk, stltdkh1 ”Jk Lprdm 99ke, wb
lkkjuk`be jur jnnbr njr Lmmbrhlk. Xb suspb̀ tbe lt tcb tdfb dt wjume um tdfltbmy
clvb tj hj edr b`tmy tj Lm mbrhlk sclrbcjmebrs. Xb wbrb ̀ jrr b`t.‖95
<74. Ucus, clvdkh lmrbley tlobk suistlktdlm stbps tjwlres l tbkebr jnnbr lt
tclt tdfb, ^lmblkt—s P`cbeumb <0E wls lmsj ebnd`dbkt dk tclt dt ede kjt l``urltbmy
`jkvby dts pmlks lke prjpjslms njr Lmmbrhlk pursulkt tj tcb rbqudrbfbkts jn Dtbf 5.
<<7. Dk lk lpplrbkt bnnjrt tj rbfbey dts ebnd`dbkt dkdtdlm ndmdkh, Wbrscdkh
Pqulrb ndmbe l P`cbeumb <0E/L lfbkedkh tcb Lprdm 9<, 97<5 eds`mjsurb jk Aumy <8,
97<5. Bxcdidts 44.<5 lke 44.<2 tj tcb P`cbeumb <0E/L `jksdstbe jn prbvdjusmy-
ukeds`mjsbe sclrb `lmm jptdjk lke sclrb njrwlre flstbr `jkndrfltdjks.
<<<. Cjwbvbr, Wbrscdkh Pqulrb lhldk nldmbe tj eds`mjsb tcb l`tulm
lhrbbfbkts lt dssub. Xcdmb tcb flstbr ̀ jkndrfltdjks prjvdeb tcb hbkbrd` tbrfs jn
tcb trlksl`tdjks, tcby ej kjt dk`mueb l`tulm trleb ebtldms wcd`c wjume `jktldk tcb
99 Lmmbrhlk, Dk`., Hbkbrlm Ptltbfbkt jn L`qudsdtdjk jn Ibkbnd`dlm Jwkbrscdp(P`cbeumb <0E) (ndmbe iy Wbrscdkh Pqulrb @lpdtlm Flklhbfbkt, M.W.) (Lpr. 9<,97<5), lvldmlimb lt
cttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<5<2747>/e8<<>70es`<0e.ctf.90
Lmmbrhlk, Dk`., Hbkbrlm Ptltbfbkt jn L`qudsdtdjk jn Ibkbnd`dlm Jwkbrscdp(P`cbeumb <0E) (ndmbe iy ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`.) (Lpr. 9<,97<5), lvldmlimb lt cttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<5<2745</e8<2274es`<0e.ctf.
95 Lmmbrhlk Njrf 592, suprl kjtb <5 (bfpclsds leebe).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 94 jn 2< Wlhb DE #194
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ndklk`dlm tbrfs jn bl`c jptdjk.
<<9. Iy fbrbmy ndmdkh tcb njrf jn lhrbbfbkt, iut kjt tcb l`tulm lhrbbfbkt,
Wbrscdkh Pqulrb cls lhldk vdjmltbe Dtbf 8 jn P`cbeumb <0E—s rbqudrbfbkt tclt tcb
ndmdkh pbrsjk lttl`c ls bxcdidts ”`jpdbs jn lmm wrdttbk lhrbbfbkts . . . rbmltdkh tj . . .
tcb trlksnbr jr vjtdkh jn tcb sb`urdtdbs . . . _jrV jptdjks, puts, _jrV ̀ lmms . . . ls
eds`mjsbe dk Dtbf >.‖
<<0. Ucus, Wbrscdkh Pqulrb lke ^lmblkt—s P`cbeumb <0E eds`mjsurbs
rbfldk ebnd`dbkt eub tj tcb nldmurb tj lebqultbmy ebs`rdib lke lttl`c1 (d) tcb
Nbirulry 4, 97<5 `jkndebktdlmdty lhrbbfbkt ibtwbbk Wbrscdkh Pqulrb lke ̂ lmblkt?
lke (dd) tcb ukebrmydkh `lmm jptdjk lke bqudty nuturbs stj`o pur`clsb `jktrl`ts.
^lmblkt—s P`cbeumb <0E eds`mjsurb ds lmsj nlmsb lke fdsmbledkh njr nldmdkh
l``urltbmy tj ebs`rdib tcb purpjsb jn tcb trlksl`tdjks lke dts pmlks dk Dtbf 5.
<<5. Wbrscdkh Pqulrb lke ^lmblkt lrb bl`c sjpcdstd`ltbe dkvbstjrs wdtc
sjpcdstd`ltbe mbhlm `juksbm, lke tcbdr nldmurb tj lebqultbmy ebs`rdib lke lttl`c
ej`ufbkts rbqudrbe tj ib dk`muebe dk P`cbeumb <0E suhhbsts lk bnnjrt tj `jk`blm
tcbdr trub dktbktdjks. Ucbsb `jktrl`ts, lke lk ukebrstlkedkh jn wcj wls dkvjmvbe
lke wclt spb`dnd` tbrfs wbrb lhrbbe tj, lrb bssbktdlm dk jrebr tj ukebrstlke wclt
jtcbr stbps Wbrscdkh Pqulrb lke ^lmblkt tjjo tjwlres l ^lmblkt tbkebr jnnbr, tcb
debktdty jn tcb bktdtdbs cbmpdkh Wbrscdkh Pqulrb lke ^lmblkt, tcb `jksdebrltdjk
tcbsb bktdtdbs rb`bdvbe, lke tcb rjmb jn tcbsb bktdtdbs dk tcb cbrbtjnjrb ukbxpmldkbe
leedtdjklm pur`clsbs jn Lmmbrhlk sclrbs.
^lmblkt M luk`cbs lk Lhhrbssdvb Ulobjvbr @lfpldhk
<<2. Jk Lprdm 99, 97<5, ^lmblkt ebmdvbrbe tj Lmmbrhlk l njrflm, uksjmd`dtbe
prjpjslm lke erlnt fbrhbr lhrbbfbkt lt $53.07 dk `lsc lke .30 jn ^lmblkt stj`o pbr
Lmmbrhlk sclrb.
<<>. Xcdmb ^lmblkt dkdtdlmmy trdbe tj `clrl`tbrdzb dts tlobjvbr ls l ”fbrhbr‖
tj try tj sodrt tcb nbebrlm sb`urdtdbs rbhumltdjks trdhhbrbe iy l tbkebr jnnbr, dts pmlk
nrjf tcb vbry ibhdkkdkh wls tj mluk`c l tbkebr jnnbr. Dkebbe, ^lmblkt—s lhhrbssdvb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 07 jn 2< Wlhb DE #107
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 0< @JFWMLDKU? ARYT UYDLM EBFLK
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lke cjstdmb tl`td`s nrjf tcb jutsbt ‐ ls ebtldmbe cbrbdk ‐ `jkstdtutbe l eb nl`tj
tbkebr jnnbr dk bvbrytcdkh iut tcb l`tulm klfb. Xcbk Lmmbrhlk ede kjt
dffbedltbmy lhrbb tj kbhjtdltb wdtc Ebnbkelkts, ^lmblkt sjuhct, wdtc L`oflk—s
cbmp, tj pbrsuleb stj`ocjmebrs tclt l eblm wls ”dkbvdtlimb.‖92
<<8. Fblkwcdmb, L`oflk jpbkmy irlhhbe lijut cjw cb wls limb tj flob
tcds ukprb`bebktbe hldk wdtcjut, dk cds vdbw, tb`ckd`lmmy vdjmltdkh tcb dksdebr
trledkh rumbs. Lt l muk`c cjstbe iy ^lmblkt, L`oflk lke Wblrsjk ”l`okjwmbehbe
tclt tcbrb fly ib sjfb qubstdjks lrjuke cjw Wbrscdkh Pqulrb/Idmm L`oflk
l``ufumltbe LHK sclrbs lcble jn tcb tlobjut jnnbr ibdkh lkkjuk`be puimd`my, iut
tcby strbssbe bvbrytcdkh tcby clvb ejkb ds `jfpmbtbmy mbhlm.‖9>
<<3. Rkebr tcb nl`leb jn pursudkh l kbhjtdltbe fbrhbr, ^lmblkt mluk`cbe
lk lhhrbssdvb `lfpldhk, usdkh tcb `mlssd` pmlyijjo njr cjstdmb tbkebr jnnbrs1 lk
jnnbksdvb puimd` rbmltdjks lke fbedl imdtz, prb-pl`olhbe dkvbstjr prbsbktltdjks
trufpbtdkh tcb ”sykbrhdbs‖ jn l `jfidkbe `jfplky lke tcb scjrt`jfdkhs jn
Lmmbrhlk ls l stlke-lmjkb `jfplky, `jk`brtbe stj`ocjmebr jutrbl`c, lke edrb`t
`jffukd`ltdjks wdtc Lmmbrhlk bfpmjybbs lke ̀ ustjfbrs.
<<4. ^lmblkt ukebrtjjo lk lhhrbssdvb puimd` rbmltdjks `lfpldhk wdtc
ndklk`dlm lklmysts lke tcb fbedl. Dk lmm jn dts `jffukd`ltdjks, ^lmblkt fleb `mblr
tclt dt dktbkebe tj rbmy jk dts `jktdkube ”smlsc lke iurk‖ strltbhy iy flodkh ebbp
`jst `uts lt Lmmbrhlk—s cblequlrtbrs, plrtd`umlrmy dk tcb lrbl jn rbsblr`c lke
ebvbmjpfbkt.
<97. Jk Lprdm 93, 97<5, ^lmblkt cjstbe lk lklmyst bvbkt tj eds`uss dts
prjpjslm tj Lmmbrhlk. Lt tcb bvbkt, ^lmblkt bfpclsdzbe tclt tcb mdobmdcjje jn
92 Ndmdkh iy ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`. jk Aukb 0, 97<5 pursulkt tjYumb 592 ukebr tcb Pb`urdtdbs L`t, lt 3, lvldmlimb lt cttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<5999808/e808>44e592.ctf (L`oflk1 ”_JVur pjdkt jn vdbw ds lt tcds pjdkt wb tcdko Lmmbrhlk—sIjlre lke flklhbfbkt lrb ebmlydkh tcb dkbvdtlimb.‖).
9> @rbedt Pudssb, LMMBYHLK D [email protected] ULOBLXLTP NYJF ^YS MRK@C1 FLKLHBFBKUWYJ^DEBP @JFWBMMDKH WJDKUP NJY LHK ULOBJRU (Lpr. 98, 97<5).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 0< jn 2< Wlhb DE #10<
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 09 @JFWMLDKU? ARYT UYDLM EBFLK
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lkjtcbr ideebr bfbrhdkh wls mjw, tclt ”_tVdfb ds jn tcb bssbk`b,‖ 98 lke tclt
Lmmbrhlk scjume kjt ”tlob fjrb tclk lijut 07 elys‖ tj bvlmultb. 93
<9<. Jk l `jknbrbk`b `lmm wdtc bqudty lklmysts jk Ucursely, Fly 3, 97<5,
^lmblkt @BJ A. Fd`clbm Wblrsjk slde tclt cb lke ^lmblkt @NJ Cjwlre P`cdmmbr
cle ibbk trlvbmdkh l`rjss tcb R.P. tj fbbt wdtc Lmmbrhlk—s tjp stj`ocjmebrs, ls
wbmm ls ^lmblkt—s tjp stj`ocjmebrs.94 Wblrsjk stltbe1 ”Xb clvb ibbk dk Kbw Tjro,
Ilmtdfjrb, Ijstjk, Mjs Lkhbmbs, Plk Nrlk d̀s`j, ^lk`juvbr lke Pjutc Nmjrdel. Pj
nlr, lmm jn tcb nbbeil`o cls ibbk jvbrwcbmfdkhmy pjsdtdvb.‖07 Uj tcb `jktrlry,
flky Lmmbrhlk stj`ocjmebrs dk`muedkh Elk Elvdejwdtz, @cdbn Dkvbstfbkt Jnnd`br
jn Wjmbk @lpdtlm Flklhbfbkt MM@, slde dk lk dktbrvdbw mlst fjktc tclt cb edek't
suppjrt ^lmblkt—s ide. Lmmbrhlk—s `j-njukebr lke njrfbr @cldrflk, Hlvdk P.
Cbribrt, urhbe tcb `jfplky—s edrb`tjrs tj rbab`t l iuyjut jnnbr slydkh tclt
^lmblkt—s smlscdkh tcb rbsblr`c lke ebvbmjpfbkt iuehbt wjume ”rblmmy odmm tcds
`jfplky . . . D lf vbry fu`c lhldkst tclt.‖0<
<99. Jk Fly 3, 97<5, P`cdmmbr wlrkbe jn fjrb lhhrbssdvb fblsurbs,
bxpmldkdkh tclt ^lmblkt lke Wbrscdkh Pqulrb wjume rbqubst l stj`ocjmebr mdst nrjf
Lmmbrhlk dk jrebr tj ”`jffbk`b l sclrbcjmebr rbnbrbkeuf tclt wdmm ebtbrfdkb tclt
tcb Lmmbrhlk sclrbcjmebrs lrb suppjrtdvb jn Lmmbrhlk—s ijlre bkhlhdkh dk
kbhjtdltdjks wdtc us dk plrlmmbm wdtc jtcbr bnnjrts tcby fly ib ukebrtlodkh.‖09
P`cdmmbr lmsj fleb `mblr tclt ^lmblkt lke Wbrscdkh Pqulrb wbrb wdmmdkh tj iyplss
98 @lkl``jre, ^YS Y BFLDKP NJ@RPBE JK UCB HJLM (Lpr. 93, 97<5).
93 @rbedt Pudssb, suprl kjtb 95.94
Ajsbpc Xlmobr, ^lmblkt Ptbps Rp Cjstdmb Ulobjvbr @lfpldhk Lhldkst Lmmbrhlk,XLMM PU. A. (Fly 3, 97<5, 0197 WF),cttp1//jkmdkb.wsa.̀ jf/kbws/lrtd`mbs/PI<777<595729879075332575284254080395335477.
07 De.
0< Ptulrt Wnbdnbr, Lmmbrhlk @j-Njukebr Ppblos Jut Lhldkst ^lmblkt Ulobjvbr , M.L. UDFBP (Fly >, 97<5, >128 WF), cttp1//www.mltdfbs.`jf/iusdkbss/ml-nd-lmmbrhlk-fbbtdkh-97<57278-stjry.ctfm.
09 Xlmobr, suprl kjtb 98.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 09 jn 2< Wlhb DE #109
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 00 @JFWMLDKU? ARYT UYDLM EBFLK
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tcb Ijlre bktdrbmy, stltdkh tclt ”dn kb`bsslry, wb wdmm lmsj pursub cjmedkh l spb`dlm
fbbtdkh tj rbfjvb sjfb jr lmm jn tcb Lmmbrhlk ijlre fbfibrs.‖
<90. Fblkwcdmb, L`oflk irlhhbe tclt cb wls lmrbley up lijut 03% jk cds
Lmmbrhlk stlob, mbss tclk jkb fjktc lntbr tcb ukusulm eblm ib`lfb puimd̀ .00 Ucb
hldks lee up tj lmfjst $< idmmdjk dk plpbr prjndts.05
<95. Ucrjuhcjut Lprdm lke Fly, ^lmblkt lmsj ukebrtjjo tj `jffukd`ltb
edrb`tmy wdtc Lmmbrhlk—s `ustjfbrs lke bfpmjybbs. Lfjkh jtcbr tl`td`s, ^lmblkt
flklhbfbkt lke jtcbr pbrsjkkbm1
l. Ibhlk rbprbsbktdkh tj Lmmbrhlk—s `ustjfbrs tclt tcb
l`qudsdtdjk wls l ”ejkb eblm‖ lke ”wb jwk tcbf?‖
i. Jnnbrbe rbiltbs jk ijtc Lmmbrhlk lke ^lmblkt pur`clsbs?
`. @jktl`tbe Lmmbrhlk slmbs rbprbsbktltdvbs lke wbm`jfbe
tcbf tj ^lmblkt?
e. ^dsdtbe Lmmbrhlk `ustjfbrs, lkkjuk`dkh tclt tcby wbrb
Lmmbrhlk—s kbw slmbs rbprbsbktltdvbs?
b. Ibhlk tbmmdkh Lmmbrhlk ̀ ustjfbrs tclt Lmmbrhlk—s
PodkFbed`l mdkb wls hjdkh tj ib edvbstbe? lke
n. Pbkt l mbttbr tj dts `ustjfbrs eds`ussdkh dts fbrhbr
prjpjslm lke pmlks njr tcb ajdkt `jfplky hjdkh njrwlre.
^lmblkt Njrflm my Mluk`cbs l Wrjxy @jktbst lke Cjstdm b Bx`clkhb Jnn br
<92. Uwj wbbos lntbr Lmmbrhlk—s Ijlre jn Edrb`tjrs ”uklkdfjusmy
ebtbrfdkbe tclt ̂ lmblkt—s uksjmd`dtbe prjpjslm suistlktdlmmy ukebrvlmubs
Lmmbrhlk,‖ jk Fly 93, 97<5 ^lmblkt dk`rblsbe dts jnnbr iy $<7 `lsc pbr sclrb.
<9>. Ibnjrb tcb Lmmbrhlk Ijlre cle tcb `clk`b tj `jksdebr tcb rbvdsbe
00 Yji @jpbmlke, L`oflk Hldks 03% jk ̂ lmblkt Eblm tj Iuy Lmmbrhlk, XLMM PU. A. (Fly 4, 97<5, 2159 WF),cttp1//jkmdkb.wsa.`jf/kbws/lrtd`mbs/PI<777<59572987907550<<752842290<<849394<>>.
05 De.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 00 jn 2< Wlhb DE #100
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 05 @JFWMLDKU? ARYT UYDLM EBFLK
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jnnbr, ^lmblkt rldsbe dts jnnbr lhldk jk Fly 07, 97<5, iy dk`rblsdkh tcb `lsc
pjrtdjk jn dts ide tj $89.77 pbr sclrb (tcb ”Ybvdsbe Wrjpjslm‖).
<98. Ls plrt jn tcb Ybvdsbe Wrjpjslm, Wbrscdkh Pqulrb lhrbbe tj njrbhj lmm
`lsc lke l``bpt <77% jn dts `jksdebrltdjk dk ^lmblkt stj`o usdkh lk bx`clkhb rltdj
ebtbrfdkbe ilsbe jk tcb prbvdjus ely—s `mjsdkh stj`o prd`bs jn Lmmbrhlk lke
^lmblkt. Wbrscdkh Pqulrb wjume rb`bdvb $97.82 pbr sclrb mbss `jksdebrltdjk tclk
jtcbr Lmmbrhlk stj`ocjmebrs, prjvdedkh suistlktdlmmy fjrb vlmub lke `lsc njr jtcbr
Lmmbrhlk stj`ocjmebrs.02 Wbrscdkh Pqulrb wls lhldk stbppdkh dk tj cbmp ndklk`b l
eblm tclt ^lmblkt `jume kjt lnnjre.
<93. Jk Aukb 9, 97<5, Wbrscdkh Pqulrb ndmbe l prbmdfdklry prjxy stltbfbkt
wdtc tcb @jffdssdjk, `jktbfpmltdkh tcb sjmd`dtltdjk jn prjxdbs tj `lmm tcb Ppb`dlm
Fbbtdkh. Lt tcb fbbtdkh, Wbrscdkh Pqulrb wjume (d) prjpjsb rbfjvdkh lke
rbpml`dkh sdx ukspb`dndbe edrb`tjrs nrjf tcb `urrbkt Lmmbrhlk Ijlre? (dd) prjpjsb lk
lfbkefbkt tj Lmmbrhlk—s iymlw prjvdsdjks rbhlredkh spb`dlm stj`ocjmebr
fbbtdkhs? lke (ddd) rbqubst tclt tcb Ijlre prjfptmy bkhlhb dk eds`ussdjks wdtc
^lmblkt. Dk l prbsbktltdjk tj dkvbstjrs tclt ely, ^lmblkt lilkejkbe tcb prbtbksb jn
”kbhjtdltdjks‖ wdtc tcb Ijlre lke rblnndrfbe tclt dt wls ”prbplrdkh tj mluk`c lk
bx`clkhb jnnbr.‖
<94. Lmmbrhlk—s ijlre uklkdfjusmy rbab`tbe tcb Ybvdsbe Wrjpjslm jk Aukb
<7, 97<5, rbdtbrltdkh dts ibmdbn tclt tcb dk`rblsbe prjpjslm stdmm ”suistlktdlmmy
ukebrvlmubs Lmmbrhlk, `rbltbs sdhkdnd`lkt rdsos lke uk`brtldktdbs njr Lmmbrhlk's
stj`ocjmebrs lke ejbs kjt rbnmb`t tcb @jfplky's ndklk`dlm strbkhtc, nuturb rbvbkub
lke blrkdkhs hrjwtc jr dkeustry-mbledkh Y&E.‖
<07. Jk Aukb <3, 97<5, ^lmblkt ndmbe l Ybhdstrltdjk Ptltbfbkt jk Njrf P-5
02 Wbrscdkh Pqulrb wls limb tj flob tcds bmb`tdjk ib`lusb dt cle lmrbley jitldkbe l plpbr prjndt jn lpprjxdfltbmy $< idmmdjk tcrjuhc dts rlpde l``ufumltdjk prjhrlfwcdmb dk pjssbssdjk jn fltbrdlm, kjk-puimd` dknjrfltdjk. Wbrscdkh Pqulrb dsbnnb`tdvbmy usdkh tcjsb dmm-hjttbk hldks tj cbmp ndklk`b ^lmblkt—s tlobjvbr bnnjrt.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 05 jn 2< Wlhb DE #105
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JYLKHB @JRKUT
J@]<842840 02 @JFWMLDKU? ARYT UYDLM EBFLK
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(tcb ”P-5‖) lke P`cbeumb UJ wdtc tcb @jffdssdjk, ndklmmy `jffbk`dkh tcb
Ubkebr Jnnbr tclt dt cle ibbk pmlkkdkh njr sbvbrlm fjktcs. 0>
<0<. Jk Aumy <<, 97<5, ^lmblkt lke Wbrscdkh Pqulrb ndmbe l ebndkdtdvb
prjxy stltbfbkt wdtc tcb @jffdssdjk, sjmd`dtdkh prjxdbs tj `lmm tcb Ppb`dlm
Fbbtdkh.
^lmblkt—s lke Wbrscdkh Pqulrb—s Wrjxy Pjmd`dtltdjks lke ̂ lmblkt—s Ubkebr
Jnnbr Fdsstltb Fltbrdlm Nl`ts lke Nldm tj Eds`mjsb Fltbrdlm Dknjrfltdjk
<09. ^lmblkt, Wbrscdkh Pqulrb, lke tcbdr lnndmdltbs clvb fleb kufbrjus
fdsrbprbsbktltdjks lke jfdssdjks dk `jkkb`tdjk wdtc tcbdr prjxy sjmd`dtltdjks lke
^lmblkt—s tbkebr jnnbr, dk vdjmltdjk jn Pb`tdjk <5(l) lke Yumb <5l-4, wcd`c hjvbrk
tcb sjmd`dtltdjk jn prjxdbs lke rbmltbe `jffukd`ltdjks, lke Pb`tdjk <5(b), wcd`c
hjvbrks tbkebr jnnbrs. 08
<00. ^lmblkt, Wbrscdkh Pqulrb, lke tcbdr lnndmdltbs cle tcb fjtdvb lke
jppjrtukdty tj `jffdt nrlue, ls bvdebk`be iy tcb bkjrfjus hldks Wbrscdkh Pqulrb
wls limb tj flob dk aust twj elys jk`b tcb trutc lijut ^lmblkt—s tlobjvbr wls
rbvblmbe tj tcb flrobt.
<05. ^lmblkt lke Wbrscdkh Pqulrb clvb fdsrbprbsbktbe jr jfdttbe fltbrdlm
nl`ts rbmltbe tj flky `jrb dssubs `jk`brkdkh tcb prjpjsbe tlobjvbr, dk`muedkh1
l. Ebnbkelkts— rbmltdjkscdp lke dktbktdjks rbhlredkh l
trlksl`tdjk wdtc Lmmbrhlk
i. Ucb `brtldkty jn tcb prjpjsbe trlksl`tdjk
`. Wurpjrtbe `jst sykbrhdbs lke jtcbr ndklk`dlm dssubs? lke
e. Wrdjr `jktl`t ibtwbbk Lmmbrhlk lke ^lmblkt (dk`muedkh
Yjibrt Dkhrlf—s sbrvd`b jk ijtc ijlres).
0> Pbb ^lmblkt Aukb <3, 97<5 Wrbss Ybmblsb.08
Ls ebs`rdibe lijvb, ^lmblkt lke Wbrscdkh Pqulrb fleb vlrdjus prbmdfdklry prjxy sjmd`dtltdjks ibnjrb `jffbk`dkh tcb prbsbkt tbkebr jnnbr. Ucus, tcbdrvlrdjus fdsstltbfbkts lke jfdssdjks fly ib l`tdjklimb dk tcb prbsbkt flttbrukebr ijtc Pb`tdjks <5(l) lke <5(b).
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 02 jn 2< Wlhb DE #102
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 0> @JFWMLDKU? ARYT UYDLM EBFLK
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Fltbrdlm Fdsstltbfbkts lke Jfdssdjks Ybhlredkh Ebnbkelkts— Ybmltdjkscdp
lke Dktbktdjks
<02. ^lmblkt lke tcb Wbrscdkh Ebnbkelkts clvb fleb rbpbltbe
fdsstltbfbkts lke jfdssdjks rbhlredkh tcbdr rbmltdjkscdp lke dktbktdjks rbhlredkh
Lmmbrhlk -- dk tcbdr Ppb`dlm Fbbtdkh prjxy fltbrdlms, lke suisbqubkt prbsbktltdjks
lke stltbfbkts rbhlredkh tcb prjpjsbe tlobjvbr.
<0>. Ndrst , ^lmblkt lke Wbrscdkh Pqulrb clvb nldmbe tj eds`mjsb ilsd`
dknjrfltdjk rbhlredkh tcbdr lhrbbfbkt tj pursub Lmmbrhlk prdjr tj tcb Nbirulry 92,
97<5 Wbrscdkh Lhrbbfbkt, dk`muedkh tcb tbrfs jn tcb `jkndebktdlmdty lhrbbfbkt
bktbrbe dktj jk Nbirulry 4, 97<5, lke tcb Nbirulry 97 lfbkefbkt tcbrbtj. Ebtldms
lijut ^lmblkt lke Wbrscdkh Pqulrb—s rbmltdjkscdp, dk`muedkh wcbtcbr lke tj wclt
bxtbkt tcby wbrb l`tdkh sbplrltbmy jr dk `jk`brt, lrb fltbrdlm tj stj`ocjmebrs,
plrtd`umlrmy dk mdhct jn tcb Wur`clsb Wrjhrlf tclt tjjo pml`b wcdmb Wbrscdkh Pqulrb
cle okjwmbehb lijut ^lmblkt—s tbkebr jnnbr.
<08. Pb`jke , ^lmblkt lke Wbrscdkh Pqulrb nldmbe tj eds`mjsb tcb ebtldms jn
tcb jptdjks lke cbehdkh `jktrl`ts usbe iy WP Nuke < tj l`qudrb Lmmbrhlk sclrbs
prdjr tj Lprdm <7, 97<5. Ucb tbrfs jn tcbsb `jktrl`ts lrb fltbrdlm tj ebtbrfdkdkh
tcb bxtbkt jn tcb rbmltdjkscdp jn tcb plrtdbs? wcbtcbr lke cjw tcb `juktbrplrtdbs tj
tcb trlebs wbrb sjmd̀ dtbe? wcbtcbr tcb prd`bs plde wbrb nldr? lke tcb bxtbkt tj
wcd`c Ebnbkelkts bxpmjdtbe tcb dknjrfltdjklm levlktlhb `rbltbe iy tcbdr dksdeb
dknjrfltdjk.
<03. Ucdre , tcb ”Il`ohrjuke jn tcb Jnnbr‖ sb`tdjk dk tcb sjmd`dtltdjk
fltbrdlms (ijtc tcb Wrjxy Ptltbfbkt lke tcb Njrf P-5) `jktldks kufbrjus fltbrdlm
jfdssdjks dk tcb ebs`rdptdjk jn tcb plrtdbs— Nbirulry fbbtdkhs lke jtcbr
`jffukd`ltdjks.
<04. Njr bxlfpmb, Ebnbkelkts ebs`rdibe l fbbtdkh ibtwbbk Wblrsjk lke
L`oflk jk Nbirulry 5, 97<5, wcbrb tcb plrtdbs eds`ussbe ”ednnbrbkt typbs jn
trlksl`tdjks‖ Wbrscdkh Pqulrb fdhct bktbr dktj, lke tclt ”Lmmbrhlk wls jkb jn
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 0> jn 2< Wlhb DE #10>
7/21/2019 Allergan Lawsuit
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 08 @JFWMLDKU? ARYT UYDLM EBFLK
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sbvbrlm `jfplkdbs fbktdjkbe.‖ Ucb Il`ohrjuke lmsj stltbs ”tcb stru`turb tclt
^lmblkt bvbktulmmy usbe dk `jkkb`tdjk wdtc dts jnnbr njr Lmmbrhlk wls kjt
spb`dnd`lmmy eds`ussbe.‖ Ucb ebs`rdptdjks jn tcb fbbtdkhs eurdkh tcb njmmjwdkh
wbbos lrb rbpmbtb wdtc sdfdmlrmy vlhub rbnbrbk`bs1
l. Jk Nbirulry 4, 97<5, Wblrsjk `lmmbe L`oflk lke
”dknjrfbe cdf jn ^lmblkt—s dktbrbst dk l pjtbktdlm
trlksl`tdjk wdtc Lmmbrhlk,‖ lke tclt ^lmblkt—s ijlre fbt
tclt ely tj eds`uss ”pursudkh tcb l`qudsdtdjk jn Lmmbrhlk
lke ejdkh sj wdtc Wbrscdkh Pqulrb.‖
i. Jk Nbirulry <>, 97<5, tcb ^lmblkt ijlre eds`ussbe
”pursudkh lk l`qudsdtdjk jn Lmmbrhlk lke ejdkh sj wdtc
Wbrscdkh Pqulrb.‖
`. Jk Nbirulry 9<, 97<5, tcb ^lmblkt ijlre fbt lke
”eds`ussbe l pjtbktdlm trlksl`tdjk dkvjmvdkh Lmmbrhlk,‖
lke L`oflk lke Ejymb ajdkbe njr l pjrtdjk tj eds`uss
”Wbrscdkh Pqulrb—s rjmb dk l pjtbktdlm trlksl`tdjk.‖
<57. Dk mdhct jn ^lmblkt—s `jk`bssdjk tclt dt suspb`tbe nrjf tcb stlrt dt
wjume kbbe tj hj edrb`tmy tj Lmmbrhlk—s stj`ocjmebrs, tcb spb`dnd` typbs jn
trlksl`tdjks `jktbfpmltbe iy ^lmblkt ‐ lke tcb spb`dnd` klturb jn Wbrscdkh
Pqulrb—s `jktbfpmltbe dkvjmvbfbkt ‐ fust ib eds`mjsbe tj stj`ocjmebrs.
<5<. Ebnbkelkts lmsj nldm tj eds`mjsb wcy Wblrsjk `cjsb Lmmbrhlk ls cds
kbxt l`qudsdtdjk tlrhbt, wcy cb sjmd`dtbe L`oflk—s cbmp, lke tcb tbrfs ukebr wcd`c
cb wls limb tj sb`urb tclt cbmp. Hdvbk ^lmblkt—s cdstjry jn sbrdlm l`qudsdtdjks lke
tcb bxtbkt tj wcd`c dts iusdkbss fjebm ebpbkes upjk tcbsb l`qudsdtdjks, tcb ebtldms
jn tcbsb blrmy `jffukd`ltdjks lrb l `ru`dlm pdb`b njr stj`ocjmebrs tlsobe wdtc
bvlmultdkh tcb vlmub jn ^lmblkt—s stj`o hjdkh njrwlre.
<59. Ndklmmy, ls sbt njrtc lijvb, Ebnbkelkts clvb vdjmltbe Yumb <5b-0—s
eds`mjsb jr listldk prjvdsdjk ib`lusb WP Nuke < `jffbk`be tcb Wur`clsb Wrjhrlf
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 08 jn 2< Wlhb DE #108
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JYLKHB @JRKUT
J@]<842840 03 @JFWMLDKU? ARYT UYDLM EBFLK
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wcdmb dk pjssbssdjk jn fltbrdlm kjkpuimd` dknjrfltdjk rbmltdkh tj ^lmblkt—s tbkebr
jnnbr njr Lmmbrhlk, lke ede kjt puimd`my eds`mjsb ”su`c dknjrfltdjk lke dts sjur`b‖
wdtcdk l rblsjklimb tdfb prdjr tj tcb pur`clsb jr slmb.
<50. Ucbsb fdsstltbfbkts lke jfdssdjks lrb `rdtd`lm tj stj`ocjmebrs
`jksdebrdkh wcbtcbr tj ebmdvbr prjxdbs dk nlvjr jn tcb Ppb`dlm Fbbtdkh, lke pbrclps
bvbk fjrb dfpjrtlkt tj tcjsb `jksdebrdkh wcbtcbr tj tbkebr tcbdr sclrbs tj ^lmblkt
dk lk bx`clkhb jnnbr. L rblsjklimb stj`ocjmebr wjume `jksdebr tcbsb jfdttbe nl`ts
dfpjrtlkt dk flodkh lk dkvbstfbkt eb`dsdjk rbhlredkh tcb lpprjprdltb vlmub njr tcb
sclrbs.
Fltbrdlm Fdsstltbfbkts lke Jfdssdjks Ybhlredkh tcb Ptltus jn tcb
Urlksl`tdjk
<55. Dk vdjmltdjk jn Yumb <5l-4, Wbrscdkh Pqulrb lke ^lmblkt clvb
`jkvbybe l nlmsb sbksb jn `brtldkty ls tj tcb jut`jfb jn tcbdr prjxy sjmd`dtltdjk. Dk
plrtd`umlr, tcb Aukb 95 lke Aumy < lrtd`mbs dk tcb Xlmm Ptrbbt Ajurklm lke Ybutbrs
nlmsbmy dked`ltbe tclt up`jfdkh stj`ocjmebr vjtbs dk nlvjr jn tcb fbrhbr wbrb l
njrbhjkb `jk`musdjk. Njr bxlfpmb, tcb Xlmm Ptrbbt Ajurklm lrtd`mb stltbs tclt,
”Jk`b ^lmblkt hbts tcb 92% jn Lmmbrhlk sclrbcjmebrs kbbebe tj `jkvbkb tcb vjtb,
–ijtc sdebs okjw cjw tcds wdmm `jfb jut,— Fr. Wblrsjk slde dk lk dktbrvdbw . . . .‖03
<52. Ybutbrs sdfdmlrmy rbpjrtbe tclt ”^lmblkt slys dt lmrbley cls bkjuhc
sclrbcjmebrs jk dts sdeb tj `lmm l spb`dlm fbbtdkh tj rbpml`b Lmmbrhlk ijlre
fbfibrs wdtc kjfdkbbs wcj suppjrt dts tlobjvbr prjpjslm . . . ^lmblkt @cdbn
Bxb`utdvb Fd`clbm Wblrsjk slde dk lk dktbrvdbw mlst wbbo tclt cb ibmdbvbs ^lmblkt
lke L`oflk, wcj jwks kblrmy <7 pbr`bkt jn Lmmbrhlk tcrjuhc Wbrscdkh Pqulrb
@lpdtlm Flklhbfbkt, clvb tcb il`odkh jn bkjuhc Lmmbrhlk sclrbcjmebrs tj suppjrt
03 Ajkltclk E. Yj`ojnn lke Elkl Flttdjmd, ^lmblkt @BJ1 Lmmbrhlk CjmebrsPuppjrt ^jtb jk Jnnbr , XLMM PU. A. (Aukb 95, 97<5, 51<8 WF),cttp1//jkmdkb.wsa.`jf/lrtd`mbs/vlmblkt-sb`urdkh-lmmbrhlk-sclrbcjmebr-suppjrt-<570>04<0>.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 03 jn 2< Wlhb DE #103
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LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 04 @JFWMLDKU? ARYT UYDLM EBFLK
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tcb eblm.‖04
<5>. Ib`lusb Pb`tdjk <5(l) sbbos tj bksurb lk dknjrfbe bxbr`dsb jn tcb
stj`ocjmebr nrlk`cdsb, lky fdsstltbfbkt tclt flobs tcb bxbr`dsb sbbf nutdmb lke
edvbrts stj`ocjmebr lttbktdjk nrjf `lrbnum lklmysds jn l prjxy stltbfbkt njr
purpjsbs jn bxbr`dsdkh tcb rdhct tj vjtb wjume ib l fltbrdlm ebnb`t. ^lmblkt lke
Wbrscdkh Pqulrb—s stltbfbkts tj tcb fbedl lke Lmmbrhlk `ustjfbrs imltlktmy dhkjrb
tcds prjcdidtdjk lke, dk edrb`t vdjmltdjk jn Yumb <5l-4, pldkt tcb sclrbcjmebr vjtb ls
jkb tcby `lkkjt mjsb.
Fltbrdlm Fdsstltbfbkts Ybhlredkh Pykbrhdbs lke Jtcbr Ndklk`dlm Dssubs
<58. ^lmblkt cls lmsj dfprjpbrmy tjutbe kjk-bxdstbkt ”`jst sykbrhdbs‖ tclt
wjume rbsumt nrjf tcb prjpjsbe tlobjvbr. Dk vlrdjus `jffukd`ltdjks, dk`muedkh dts
Lprdm 99, 97<5 Wrbsbktltdjk, ^lmblkt cls tjutbe ”$9.8 idmmdjk dk lkkulm jpbrltdkh
`jst sykbrhdbs‖ dk`muedkh 37% jn su`c sykbrhdbs ”dk tcb ndrst sdx fjktcs.‖
<53. Cjwbvbr, tcbrb ds kj ilsds tj ibmdbvb tclt su`c slvdkhs `lk ib rblmdzbe
‐ dkebbe, ^lmblkt—s pd`turb jn Lmmbrhlk—s suppjsbe bx`bssbs ds mlrhbmy uknjukebe.
Njr bxlfpmb, dk lk Lprdm fbbtdkh wdtc rbpjrtbrs, Wblrsjk trdbe tj `lmm lttbktdjk tj
Lmmbrhlk—s bx`bss, ”Clvb yju ibbk tj tcbdr cblequlrtbrs: Clvb yju sbbk tcbdr hjmn
`jursb: Tblc, tcby clvb l hjmn `jursb . . . .‖57
Ucds stltbfbkt wls ̀ mblrmy nlmsb,
lke lt mblst jkb lklmyst wls qud`o tj pjdkt jut tclt ”kjt jkmy ejbs ^lmblkt clvb tcb
nl`ts wrjkh, tcb lrhufbkt ds suspd`djus . . . Dk jur vdbw, dt hjbs tj l idhhbr dssub1
^lmblkt cls kjt jnnbrbe lky rblm spb`dnd`s jn cjw dt wjume hbt tj dts mbvbm jn
ukprb`bebktbe `jst `uts.‖5< ^lmblkt—s stltbe lidmdty tj l`cdbvb dts prjab`tbe
04
@lrjmdkb Cufbr lke Ebbkl Iblsmby, Lmmbrhlk Ybledbs Ebnbksb ls dt Ndhcts^lmblkt njr ^jtbs, Y BRUBYP (Aumy <, 97<5, 4107 LF),cttp1//www.rbutbrs.`jf/lrtd`mb/97<5/78/7</lmmbrhlk-vlmblkt-ebnbksb-deRPM9K7W><@E97<5787<.
57 IFJ @lpdtlm Flrobts, ^YS @BJ XYJKHNRMMT L@@RPBP LHK JN ML^DPCHJMN @JRYPB ‐ UJJ ILE DU EJBPK—U CL^B J KB (Lpr. 94, 97<5).
5< Pbb Be Pdmvbrflk, ^lmblkt @BJ Xlkts tj @ut Lmmbrhlk—s Kjk-Bxdstbkt Hjmn@jursb, XLMM PU. A. (Fly <, 97<5, 2152 WF), lvldmlimb lt
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 04 jn 2< Wlhb DE #104
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JYLKHB @JRKUT
J@]<842840 57 @JFWMLDKU? ARYT UYDLM EBFLK
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sykbrhdbs wls kjt suppjrtbe iy lky nl`tulm ilsds bvbk ibnjrb Lmmbrhlk lkkjuk`be
dts jwk `jst `uts jk Aumy 9<, 97<5, lke ds bvbk mbss nl`tulmmy suppjrtbe kjw.
<54. Dk prbsbktltdjks fleb tj dkvbstjrs lke lklmysts, ^lmblkt nurtcbr lke
nlmsbmy lttbfptbe tj mdko Lmmbrhlk wdtc wclt ^lmblkt pbr`bdvbe tj ib irjlebr trbkes
dk tcb pclrfl`butd`lm dkeustry rbhlredkh jvbrspbkedkh jk rbsblr`c lke
ebvbmjpfbkt. Dk l Aukb <<, 97<5 prbsbktltdjk, ^lmblkt purpjrtbe tj scjw tclt
eb`mdkdkh Y&E prjeu`tdvdty wls tcb prdflry prjimbf dk tcb pclrfl`butd`lm
dkeustry lke wls mbledkh tj ”l pbrdje jn `rdsds.‖59 Ucds prbsbktltdjk trdbe ‐ wdtcjut
lky ilsds ‐ tj tdb tcbsb hbkbrlm trbkes tj Lmmbrhlk dk plrtd`umlr. Dk ebs`rdidkh tcds
lrhufbkt, l Njribs `jmufkdst wlrkbe tclt ^lmblkt—s lrhufbkts lijut eruh
rbsblr`c wbrb ”fdsmbledkh lke wrjkh,‖ lke lsobe1 ”Cjw `lk wb trust ^lmblkt—s
`lm`umltdjks lijut wcbtcbr dt wjume `rbltb vlmub iy iuydkh Lmmbrhlk njr $20 idmmdjk
wcbk ^lmblkt—s prbsbktltdjk jn ilsd` nl`ts lijut tcb eruh dkeustry ds sbmn-sbrvdkh
lke fdsmbledkh:‖50
<27. Ucb lutcjr nurtcbr kjtbe tclt, rbhlrembss jn tcb hbkbrlm trbkes,
”b`jkjfd` rbturks nrjf eruh Y&E `lk erlstd`lmmy bx`bbe tcb `jst jn `lpdtlm dn
yju—rb hjje lt Y&E - lke Lmmbrhlk sbbfs tj ib.‖ Dfpjrtlktmy, ̂ lmblkt `cbrry-
pd`obe eltl tj flob tcbdr lrhufbkt sbbf fjrb pmlusdimb1 ”_IVy pd`odkh jkmy tcb
mlrhbst `jfplkdbs, ^lmblkt hbts tj kjt dk`mueb Lmmbrhlk, wcd`c… cls lk 3%
rbturk.‖
<2<. ^lmblkt—s lke Wbrscdkh Pqulrb—s bnnjrts tj pjrtrly Lmmbrhlk ls l
cttp1//imjhs.wsa.`jf/`jrpjrltb-dktbmmdhbk`b/97<5/72/7</vlmblkt-`bj-wlkts-tj-`ut-lmmbrhlks-kjk-bxdstbkt-hjmn-`jursb/
59 Lmmbrhlk, Dk`., Ndmdkh iy ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`. Aukb <<,97<5 pursulkt tj Yumb 592 ukebr tcb Pb`urdtdbs L`t, lt 8, lvldmlimb ltcttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<590902</e857449e592.ctf.
50 Flttcbw Cbrpbr, ^lmblkt Wclrfl—s Lrhufbkts Lijut Eruh Ybsblr`c lrb Fdsmbledkh lke Xrjkh , NJYIBP (Aukb <9, 97<5, <<129 LF), lvldmlimb lt cttp1//www.njribs.`jf/sdtbs/flttcbwcbrpbr/97<5/7>/<9/vlmblkt-pclrfls-lrhufbkts-lijut-eruh-rbsblr`c-lrb-fdsmbledkh-lke-wrjkh/.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 57 jn 2< Wlhb DE #157
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JYLKHB @JRKUT
J@]<842840 5< @JFWMLDKU? ARYT UYDLM EBFLK
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imjltbe, dkbnnd`dbkt `jfplky prdfbe njr l tlobjvbr wcdmb fds`clrl`tbrdzdkh
^lmblkt ls l ndklk`dlmmy cblmtcy jpbrltdjk lrb fdsmbledkh lke ebmdibrltbmy jfdt
fltbrdlm dknjrfltdjk lijut tcb strbkhtc jn Lmmbrhlk—s iusdkbss fjebm lke tcb
wblokbss jn ^lmblkt—s iusdkbss fjebm. Dfpjrtlktmy, lky `jst sykbrhdbs lklmysds
sbt njrtc iy ^lmblkt dk dts sjmd`dtdkh fltbrdlms scjume dk`mueb l ebs`rdptdjk jn (d)
^lmblkt—s ebit mjle, lke (dd) cjw lk l`qudsdtdjk jn Lmmbrhlk wjume dk`rblsb tclt
ebit iurebk lke dts dktbrbst bxpbksb, tcbrbiy bmdfdkltdkh l suistlktdlm pbr`bktlhb
jn lky purpjrtbe `jst sykbrhdbs.
<29. Jk Aumy 9<, 97<5, dk `jkkb`tdjk wdtc tcb rbmblsb jn dts jpbrltdkh
rbsumts njr tcb sb`jke qulrtbr jr 97<5, Lmmbrhlk lkkjuk`be l rbstru`turdkh pmlk
dktbkebe tj bkclk`b stj`ocjmebr vlmub.55
Lmmbrhlk—s pmlks tj rbstru`turb dts
jpbrltdjks lke prj`bssbs dk`mueb lkkulm `jst rbeu`tdjks jn lpprjxdfltbmy $582
fdmmdjk (dk`muedkh $98 fdmmdjk jn Hrjss Flrhdk bkclk`bfbkts), l rjuhcmy <0%
rbeu`tdjk dk wjro njr`b rbsumtdkh dk tcb tbrfdkltdjk jn lpprjxdfltbmy <,277
bfpmjybbs lke 927 vl`lkt pjsdtdjks lke 0 sdtb `mjsurbs.52 Tbt bvbk lntbr tcds
lkkjuk`bfbkt ̂ lmblkt stdmm `jktdkubs tj tjut dts suppjsbe $9.8 idmmdjk dk
sykbrhdbs.5>
<20. Ucbsb fdsstltbfbkts lke jfdssdjks lrb fltbrdlm tj Lmmbrhlk
stj`ocjmebrs dk ebtbrfdkdkh tcb vlmub jn tcb `jksdebrltdjk ^lmblkt ds jnnbrdkh.
Fltbrdlm Fdsstltbfbkts lke Jfdssdjks Ybhlredkh Yjibrt Dkhrlf—s
Jvbrmlppdkh Pbrvd`b jk tcb Lmmbrhlk lke ^lmblkt Ijlres
<25. ^lmblkt lke Wbrscdkh Pqulrb clvb lmsj nldmbe tj eds`mjsb fltbrdlm nl`ts
55
Pbb Lmmbrhlk, Dk`. Njrf 3-O (Aumy 9<, 97<5), lvldmlimb ltcttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/327>40/777<<40<92<5980>53/e823>20e3o.ctf.
52 De. lt 0, Bxcdidt 44.< (Pmdeb 8).5>
Pbb ^lmblkt Wclrfl`butd`lms Dktbrkltdjklm, Dk`. Lfbkefbkt Kj. < tj Njrf P-5Ybhdstrltdjk Ptltbfbkt (Aumy 99, 97<5) lt <0, 29, lvldmlimb lt cttp1//www.sb`.hjv/Lr`cdvbs/behlr/eltl/332247/777<<40<92<5982334/e8599>0es5l.ctf.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 5< jn 2< Wlhb DE #15<
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JYLKHB @JRKUT
J@]<842840 59 @JFWMLDKU? ARYT UYDLM EBFLK
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‐ lke dkebbe clvb ebmdibrltbmy lttbfptbe tj `jk`blm su`c nl`ts ‐ `jk`brkdkh tcb
rjmb jn Yjibrt L. Dkhrlf.
<22. Nrjf 9772 uktdm Eb`bfibr 97<9, Fr. Dkhrlf wls l edrb`tjr jn ijtc
^lmblkt lke Lmmbrhlk, lke rbfldks l edrb`tjr jn ^lmblkt tjely. ^lmblkt cls stltbe
tclt dt wls `jksdebrdkh l trlksl`tdjk wdtc Lmmbrhlk ls blrmy ls Pbptbfibr 97<9.
<2>. Ebspdtb tcds `jknmd`t jn dktbrbst, ^lmblkt cls kjt eds`mjsbe Fr.
Dkhrlf—s rjmb dk ^lmblkt—s eb`dsdjk tj pursub Lmmbrhlk. Uj tcb `jktrlry, lntbr
Wbrscdkh Pqulrb eds`mjsbe dts 4.8% stlob dk Lmmbrhlk, ^lmblkt tjjo lnndrfltdvb
stbps tj rbfjvb tcb nl`t jn Fr. Dkhrlf—s sbvbk-yblr sbrvd`b jk tcb Lmmbrhlk Ijlre
nrjf cds idjhrlpcy jk tcb ^lmblkt wbisdtb.58
Ucb prjspb`t jn l edrb`tjr—s ̀ jknmd`t
jn dktbrbst ds fltbrdlm tj l stj`ocjmebr—s ebtbrfdkltdjk jn tcb levdslidmdty jn l hdvbk
trlksl`tdjk ‐ lke tcb nldmurb tj eds`mjsb tclt nl`t (lke `brtldkmy, tcb ebmdibrltb
rbfjvlm jn tclt nl`t nrjf tcb puimd` ejfldk) ds l vdjmltdjk jn Pb`tdjk <5(l).
<28. ^lmblkt cls kjt eds`mjsbe, lt fdkdfuf, tcb njmmjwdkh fltbrdlm
dknjrfltdjk rbmltbe tj tcds `jknmd`t1
l. Ucb stbps tlobk tj leerbss tcb `jknmd`t jn dktbrbst wcbk
tcb plrtdbs ib`lfb lwlrb jn dt dk 97<9?
i. Xcbtcbr Fr. Dkhrlf rb`usbe cdfsbmn nrjf eds`ussdjks
tcb ^lmblkt ijlre cle rbhlredkh Lmmbrhlk, jr
lmtbrkltdvbmy, tcb bxtbkt tj wcd`c cb wls dkvjmvbe dk su`c
eds`ussdjks?
58 Pbb s`rbbk scjts nrjf Flr`c 92, 97<5 lke Fly 90, 97<5, trub lke `jrrb`t `jpdbs
jn wcd`c lrb lttl`cbe ls Bxcdidt N lke Bxcdidt H, rbspb`tdvbmy. Xcdmb ^lmblktds prbplrbe tj ldrirusc Fr. Dkhrlf—s plst sbrvd`b jk tcb Lmmbrhlk Ijlre nrjf dtswbisdtb, dt lpplrbktmy ukebrstlkes tclt dt `lkkjt ej sj dk dts ndmdkhs wdtc tcb@jffdssdjk. Ucb idjhrlpcy njr Fr. Dkhrlf dk`muebe dk ^lmblkt—s prjxystltbfbkt ndmbe jk Lprdm 99, 97<5 (p. <9), lke dts P-5 (P`cbeumb D-9), ijtcfbktdjk Fr. Dkhrlf—s Lmmbrhlk Ijlre sbrvd`b. ^lmblkt lhldk rbvdsbe tcbwbisdtb idjhrlpcy tj dk`mueb tcb Lmmbrhlk Ijlre sbrvd`b ls jn Aumy 92, 97<5 ‐
pbrclps dk rbspjksb tj l mbttbr sbkt iy Lmmbrhlk Hbkbrlm @juksbm LrkjmeWdkostjk tj Fr. Dkhrlf, pjdktdkh jut tcb eds`rbplk`y.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 59 jn 2< Wlhb DE #159
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JYLKHB @JRKUT
J@]<842840 50 @JFWMLDKU? ARYT UYDLM EBFLK
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`. Xcbtcbr Fr. Dkhrlf edrb`tmy jr dkedrb`tmy sclrbe lky
dknjrfltdjk cb mblrkbe dk tcb `jursb jn cds Lmmbrhlk
Ijlre sbrvd`b wdtc ^lmblkt flklhbfbkt, fbfibrs jn tcb
^lmblkt ijlre, jr dkedvdeulms lssj`dltbe wdtc tcb
Wbrscdkh Ebnbkelkts? lke
e. Xcbtcbr Fr. Dkhrlf plrtd`dpltbe dk tcb Pbptbfibr 8,
97<9 fbbtdkh jn tcb ndklk`b lke trlksl`tdjks `jffdttbb
jn ^lmblkt—s ijlre jn edrb`tjrs.
<23. Cbrb, tcbrb ds l sdhkdnd`lkt pjssdidmdty tclt ^lmblkt ds ibdkh levdsbe iy
l njrfbr Lmmbrhlk edrb`tjr dk pjssbssdjk jn Lmmbrhlk—s kjkpuimd` dknjrfltdjk, lke
tcb klturb jn tclt levd`b ds fltbrdlm tj lk Lmmbrhlk stj`ocjmebr bvlmultdkh
^lmblkt—s jnnbr? tcb klturb jn Fr. Dkhrlf—s rjmb dk tcds trlksl`tdjk fust ib nummy
dkvbstdhltbe lke eds`mjsbe.
NDYPU @MLDF NJY YBMDBN
Pb`tdjk <5(l) jn tcb Bx`clkhb L`t lke tcb Yumbs Ucbrbukebr
Lhldkst Lmm Ebnbkelkts
<24. Wmldktdnns dk`jrpjrltb iy rbnbrbk`b lke rblmmbhb bl`c lke bvbry
lmmbhltdjk `jktldkbe lijvb, ls tcjuhc nummy sbt njrtc cbrbdk.
<>7. Pb`tdjk <5(l) jn tcb Bx`clkhb L`t prjvdebs, ”Dt sclmm ib ukmlwnum njr
lky pbrsjk . . . dk `jktrlvbktdjk jn su`c rumbs lke rbhumltdjks ls tcb @jffdssdjk
fly prbs`rdib ls kb`bsslry jr lpprjprdltb dk tcb puimd` dktbrbst jr njr tcb
prjtb`tdjk jn dkvbstjrs, tj sjmd`dt jr tj pbrfdt tcb usb jn cds klfb tj sjmd`dt lky
prjxy . . . .‖ <2 R.P.@. § 83k(l).
<><. Yumb <5l-4, prjfumhltbe tcbrbukebr, prjvdebs tclt kj sjmd`dtltdjk sclmm
ib fleb tclt ds ”nlmsb jr fdsmbledkh wdtc rbspb`t tj lky fltbrdlm nl`t, jr wcd`c
jfdts tj stltb lky fltbrdlm nl`t kb`bsslry dk jrebr tj flob tcb stltbfbkts tcbrbdk
kjt nlmsb jr fdsmbledkh.‖
<>9. Ucb Kjtbs tj Yumb <5l-4 sbt jut bxlfpmbs jn fdsmbledkh
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 50 jn 2< Wlhb DE #150
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JYLKHB @JRKUT
J@]<842840 55 @JFWMLDKU? ARYT UYDLM EBFLK
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`jffukd`ltdjks, dk`muedkh, ”Wrbed`tdjks ls tj spb`dnd` nuturb flrobt vlmubs . . .
Fltbrdlm wcd`c edrb`tmy jr dkedrb`tmy dfpuhks `clrl`tbr, dktbhrdty jr pbrsjklm
rbputltdjk, _lkeV . . . @mldfs fleb prdjr tj l fbbtdkh rbhlredkh tcb rbsumts jn l
sjmd`dtltdjk.‖
<>0. Ppb`dnd`lmmy, tcb sjmd`dtltdjk fltbrdlms vdjmltbe Pb`tdjk <5(l) lke Yumb
<5l-4 ib`lusb tcby jfdttbe fltbrdlm nl`ts rbhlredkh ^lmblkt lke Wbrscdkh Pqulrb—s
rbmltdjkscdp lke dktbktdjks wdtc rbhlre tj tcb prjpjsbe trlksl`tdjk? tcb `brtldkty jn
tcb prjpjsbe trlksl`tdjk? purpjrtbe `jst sykbrhdbs lke jtcbr ndklk`dlm dssubs? lke
Yjibrt Dkhrlf—s sbrvd`b jk tcb Lmmbrhlk lke ^lmblkt ijlres.
<>5. Ucb Ebnbkelkts dssube, lke `lusbe tj ib dssube, lke plrtd`dpltbe dk
tcb dssulk`b jn fltbrdlmmy nlmsb lke fdsmbledkh stltbfbkts tj sclrbcjmebrs.
<>2. Ebnbkelkts cle l euty dk tcbdr sjmd`dtltdjk jn Lmmbrhlk stj`ocjmebrs tj
prjvdeb trutcnum eds`mjsurbs. Ebnbkelkts okbw, jr dk tcb bxbr`dsb jn rblsjklimb
`lrb scjume clvb okjwk, tclt tcb stltbfbkts `jktldkbe dk tcb Wrjxy Ptltbfbkt wbrb
fltbrdlmmy nlmsb lke fdsmbledkh.
<>>. Dn mbnt uk`jrrb`tbe, tcb fltbrdlmmy fdsmbledkh stltbfbkts lke
jfdssdjks dk tcb Wrjxy Ptltbfbkt wdmm ebprdvb Lmmbrhlk stj`ocjmebrs jn tcb
jppjrtukdty tj flob eb`dsdjks jk tcb nuturb jn tcbdr `jfplky ilsbe jk tcb numm lke
l``urltb dknjrfltdjk tj wcd`c tcby lrb bktdtmbe, lke ijtc Lmmbrhlk lke dts
stj`ocjmebrs wdmm ib drrbplrlimy clrfbe.
<>8. Lmmbrhlk wls elflhbe, lke `jktdkubs tj ib elflhbe, ls l rbsumt jn
tcb fltbrdlm fdsrbprbsbktltdjks lke jfdssdjks dk tcb Wrjxy Ptltbfbkt.
PB@JKE @MLDF NJY YBMDBN
Pb`tdjk <5(b) jn tcb Bx`clkhb L`t lke tcb Yumbs Ucbrbukebr
Lhldkst Lmm Ebnbkelkts
<>3. Wmldktdnns dk`jrpjrltb iy rbnbrbk`b lke rblmmbhb bl`c lke bvbry
lmmbhltdjk `jktldkbe lijvb, ls tcjuhc nummy sbt njrtc cbrbdk.
<>4. Ebnbkelkts clvb bkhlhbe dk nrlueumbkt, eb`bptdvb lke flkdpumltdvb
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 55 jn 2< Wlhb DE #155
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l`ts dk `jkkb`tdjk wdtc tlodkh suistlktdlm stbps tjwlres l tbkebr jnnbr, dk`muedkh
trledkh jk fltbrdlm kjk-puimd` dknjrfltdjk.
<87. Yumb <5b-0(l) prjvdebs tclt jk`b lk jnnbrdkh pbrsjk cls ”tlobk l
suistlktdlm stbp jr stbps tj `jffbk`b l tbkebr jnnbr,‖ tcbk ”dt sclmm `jkstdtutb l
nrlueumbkt, eb`bptdvb jr flkdpumltdvb l`t jr prl`td`b‖ njr lky pbrsjk wcj ds dk
pjssbssdjk jn fltbrdlm kjk-puimd` dknjrfltdjk rbmltdkh tj tcb tbkebr jnnbr (jtcbr
tclk tcb jnnbrdkh pbrsjk) tj l`qudrb sclrbs dk tcb tlrhbt.
<8<. Yumb <5b-0(e) prjvdebs tclt ukebr su`c `dr`ufstlk`bs, dt sclmm ib
ukmlwnum njr lk jnnbrdkh pbrsjk ”tj ̀ jffukd`ltb fltbrdlm, kjkpuimd` dknjrfltdjk
rbmltdkh tj l tbkebr jnnbr tj lky jtcbr pbrsjk ukebr `dr`ufstlk`bs dk wcd`c dt ds
rblsjklimy njrbsbblimb tclt su`c `jffukd`ltdjk ds mdobmy tj rbsumt dk l vdjmltdjk jn
tcds sb`tdjk.‖
<89. Ucb purpjsb jn tcb rumb ds tj prbvbkt plrtdbs wdtc kjk-puimd`
dknjrfltdjk tclt l tbkebr jnnbr ds hjdkh tj ib `jffbk`be lt l prbfduf prd`b nrjf
trlksl`tdkh wdtc dkvbstjrs wcj ej kjt clvb su`c dknjrfltdjk ‐ ukmbss tcby eds`mjsb
tclt dknjrfltdjk ndrst.
<80. Lntbr ^lmblkt tjjo suistlktdlm stbps tj `jffbk`b l tbkebr jnnbr njr
Lmmbrhlk sclrbs, tcb Wbrscdkh Ebnbkelkts l`qudrbe sclrbs jn Lmmbrhlk stj`o wcdmb
dk pjssbssdjk jn fltbrdlm kjk-puimd` dknjrfltdjk rbmltdkh tj tclt tbkebr jnnbr. Dk
mdhct jn tcb Wbrscdkh Lhrbbfbkt, dt wls rblsjklimy njrbsbblimb tclt ^lmblkt—s
`jffukd`ltdjk wjume rbsumt dk l vdjmltdjk jn Yumb <5b-0.
<85. Ucb Wbrscdkh Ebnbkelkts okbw jr cle rblsjk tj okjw tclt tcb
dknjrfltdjk wls kjk-puimd`, lke tclt tcb dknjrfltdjk wls prjvdebe iy ^lmblkt, tcb
ideebr.
<82. Pb`tdjk <5(b) prjvdebs1 ”Dt sclmm ib ukmlwnum njr lky pbrsjk tj flob
lky uktrub stltbfbkt jn l fltbrdlm nl`t jr jfdt tj stltb lky fltbrdlm nl`t kb`bsslry
dk jrebr tj flob tcb stltbfbkts fleb, dk tcb mdhct jn tcb `dr`ufstlk`bs ukebr
wcd`c tcby lrb fleb, kjt fdsmbledkh, jr tj bkhlhb dk lky nrlueumbkt, eb`bptdvb, jr
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 52 jn 2< Wlhb DE #152
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flkdpumltdvb l`ts jr prl`td`bs, dk `jkkb`tdjk wdtc lky tbkebr jnnbr . . . .‖
<8>. ^lmblkt—s tbkebr jnnbr fltbrdlms vdjmltbe Pb`tdjk <5(b) ib`lusb tcby
jfdttbe fltbrdlm nl`ts rbhlredkh ^lmblkt lke Wbrscdkh Pqulrb—s rbmltdjkscdp lke
dktbktdjks wdtc rbhlre tj tcb prjpjsbe trlksl`tdjk? tcb `brtldkty jn tcb prjpjsbe
trlksl`tdjk? purpjrtbe `jst sykbrhdbs lke jtcbr ndklk`dlm dssubs? lke Yjibrt
Dkhrlf—s sbrvd`b jk tcb Lmmbrhlk lke ^lmblkt ijlres.
<88. Ucb Wbrscdkh Ebnbkelkts nurtcbr vdjmltbe Pb`tdjk <5(b) iy nldmdkh tj
eds`mjsb fltbrdlm dknjrfltdjk rbhlredkh ̂ lmblkt—s tbkebr jnnbr ibnjrb pur`clsdkh
Lmmbrhlk stj`o.
<83. Ebnbkelkts cle tcb fjtdvb lke jppjrtukdty tj `jffdt nrlue. ^lmblkt
wls fjtdvltbe tj nl`dmdtltb Wbrscdkh Pqulrb—s pur`clsb jn l mlrhb stlob dk Lmmbrhlk,
lke tcbrbiy bksurb `rdtd`lm ndklk`dkh lke nrdbkemy il`odkh dk suppjrt jn dts cjstdmb
tlobjvbr lttbfpt. Wbrscdkh Pqulrb wls fjtdvltbe tj pur`clsb dts stlob dk Lmmbrhlk
iy trledkh wdtc Lmmbrhlk stj`ocjmebrs jk tcb ilsds jn fltbrdlm, kjk-puimd`
dknjrfltdjk, lke tcbrbiy rblp tcb bkjrfjus ndklk`dlm hldks l``rudkh tj dt nrjf tcds
dknjrfltdjk dfilmlk`b. Ijtc Ebnbkelkts fleb nlmsb lke fdsmbledkh stltbfbkts tj
tcb flrobt dk lk lttbfpt tj cdeb tcb ebtldms jn tcbdr `jkeu`t. .
<84. Ebnbkelkts— nrlueumbkt, eb`bptdvb, lke flkdpumltdvb l`ts vdjmltbe
tcbdr rbspb`tdvb jimdhltdjks ukebr Pb`tdjk <5(b) jn tcb Xdmmdlfs L`t lke tcb rumbs
lejptbe tcbrbukebr, dk`muedkh, lt fdkdfuf1 <5b-0(l) (prjcdidtdkh tcb Wbrscdkh
Ebnbkelkts nrjf trledkh jk kjk-puimd` fltbrdlm dknjrfltdjk dk `jkkb`tdjk wdtc l
tbkebr jnnbr)? lke <5b-0(e) (prjcdidtdkh ̂ lmblkt nrjf `jffukd`ltdkh kjk-puimd`
fltbrdlm dknjrfltdjk dk `jkkb`tdjk wdtc l tbkebr jnnbr).
<37. Ebnbkelkts— vdjmltdjks jn Pb`tdjk <5(b) jn tcb Xdmmdlfs L`t, lke tcb
rumbs lejptbe tcbrbukebr, clvb `lusbe, lke `jktdkub tj `lusb, Lmmbrhlk
stj`ocjmebrs drrbplrlimb clrf tclt `lkkjt ib lebqultbmy `jfpbksltbe dk fjkbtlry
elflhbs, lke njr wcd`c prbmdfdklry lke pbrflkbkt dkauk`tdvb rbmdbn ds lpprjprdltb.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 5> jn 2< Wlhb DE #15>
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UCDYE @MLDF NJY YBMDBN
Pb`tdjk <0(e) jn tcb Bx`clkhb L`t lke P`cbeumb <0E Ucbrbukebr
Lhldkst Lmm Ebnbkelkts
<3<. Wmldktdnns dk`jrpjrltb iy rbnbrbk`b lke rblmmbhb bl`c lke bvbry
lmmbhltdjk `jktldkbe lijvb, ls tcjuhc nummy sbt njrtc cbrbdk.
<39. Wrdjr tj Lprdm 9<, 97<5, WP Nuke < bktbrbe `lmm jptdjks lke njrwlre
pur`clsb `jktrl`ts rbmltdkh tj Lmmbrhlk stj`o.
<30. Pb`tdjk <0(e) lke tcb @jffdssdjk rumbs prjfumhltbe tcbrbukebr
rbqudrb tclt P`cbeumb <0E eds`mjsurb stltbfbkts lebqultbmy ebs`rdib lke lttl`c lmm
`jktrl`ts, lhrbbfbkts, lke ukebrstlkedkhs wdtc lky bktdty rbmltdkh tj tcb sb`urdtdbs
jn tcb dssubr.
<35. Ebnbkelkts— Lprdm 9<, 97<5 P`cbeumbs <0E lrb fltbrdlmmy nlmsb lke
fdsmbledkh ib`lusb tcby nldmbe tj eds`mjsb dknjrfltdjk rbhlredkh tcb `lmm jptdjks
lke njrwlre pur`clsb `jktrl`ts, lke tcbrbnjrb nldmbe tj eds`mjsb dknjrfltdjk
`jk`brkdkh lmm ̀ jktrl`ts, lrrlkhbfbkts, ukebrstlkedkhs jr rbmltdjkscdps (mbhlm jr
jtcbrwdsb) ibtwbbk Ebnbkelkts lke lky jtcbr pbrsjk rbmltdkh tj Lmmbrhlk stj`o.
<32. Ebnbkelkts lmsj nldmbe tj ndmb ls bxcdidts tj tcb Lprdm 9<, 97<5
P`cbeumbs <0E `jpdbs jn lmm `jktrl`ts, lhrbbfbkts, lke lrrlkhbfbkts ibtwbbk
Ebnbkelkts lke lky jtcbr pbrsjk rbmltdkh tj Lmmbrhlk stj`o.
<3>. ^lmblkt—s P`cbeumb <0E ds lmsj fltbrdlmmy nlmsb lke fdsmbledkh
ib`lusb, clvdkh tlobk suistlktdlm stbps tjwlres l tbkebr jnnbr prdjr tj Lprdm 9<,
97<5, tcb eds`mjsurb nldmbe tj lebqultbmy eds`mjsb dts pmlks lke prjpjslms wdtc
rbspb`t tj Lmmbrhlk.
<38. Ls l rbsumt jn Ebnbkelkts— nldmurb tj ndmb l``urltb P`cbeumbs <0E,
Ebnbkelkts vdjmltbe lke rbfldk dk vdjmltdjk jn Pb`tdjk <0(e) jn tcb Bx`clkhb L`t
lke P`cbeumb <0E tcbrbukebr.
<33. Ucb jfdssdjks dk Ebnbkelkts— Lprdm 9<, 97<5 P`cbeumbs <0E `jk`brk
dknjrfltdjk fltbrdlm tj Lmmbrhlk stj`ocjmebrs lke tj tcb dkvbstdkh puimd`.
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 58 jn 2< Wlhb DE #158
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<34. Lmmbrhlk—s stj`ocjmebrs lke tcb dkvbstdkh puimd` wdmm ib drrbplrlimy
clrfbe dk tcb lisbk`b jn tcb eb`mlrltjry lke bqudtlimb rbmdbn ls prlybe njr cbrbdk.
NJRYUC @MLDF NJY YBMDBN
Pb`tdjk 97L jn tcb Bx`clkhb L`t
Iy Wmldktdnn Wlrs`clubr Lhldkst tcb Wbrscdkh Ebnbkelkts
<47. Wmldktdnns dk`jrpjrltb iy rbnbrbk`b lke rblmmbhb bl`c lke bvbry
lmmbhltdjk `jktldkbe lijvb, ls tcjuhc nummy sbt njrtc cbrbdk.
<4<. Ls ebtldmbe cbrbdk, tcb Wbrscdkh Ebnbkelkts wbrb dk pjssbssdjk jn
fltbrdlm, kjk-puimd` dknjrfltdjk `jk`brkdkh Lmmbrhlk, lke trlebe jk tcb ilsds jn
tclt dknjrfltdjk tj jitldk prjndts jn jvbr $< idmmdjk.
<49. Ucb Wbrscdkh Ebnbkelkts— trlebs wbrb fleb ̀ jktbfpjrlkbjusmy wdtc
pmldktdnn Wlrs`clubr—s trlebs.
<40. Wmldktdnn Wlrs`clubr sunnbrbe elflhbs ls l rbsumt jn tcbsb trlebs
ib`lusb scb ede kjt clvb tcb dknjrfltdjk rbqudrbe tj ib eds`mjsbe ukebr Yumb <5b-0
lke tcbrbnjrb sjme njr lk uknldr prd`b lke ede kjt rb`bdvb tcb ibkbndt jn tcb
prbfduf tclt njmmjwbe jk`b tcb Wbrscdkh Ebnbkelkts— fltbrdlm kjk-puimd`
dknjrfltdjk wls rbmblsbe tj tcb flrobt.
WYLTBY NJY YBMDBN
XCBYBNJYB, Wmldktdnns prly njr rbmdbn ls njmmjws1
L. Njr lk jrebr eb`mlrdkh tclt tcb Wbrscdkh Ebnbkelkts vdjmltbe Yumb
<5b-0(l) iy l`qudrdkh sclrbs jn Lmmbrhlk wcdmb dk pjssbssdjk jn fltbrdlm kjk-
puimd` dknjrfltdjk rbmltdkh tj ^lmblkt—s tbkebr jnnbr.
I. Njr lk jrebr eb`mlrdkh tclt ^lmblkt vdjmltbe Yumb <5b-0(e) iy
`jffukd`ltdkh fltbrdlm, kjkpuimd` dknjrfltdjk rbmltdkh tj ̂ lmblkt—s tbkebr jnnbr
tj Wbrscdkh Pqulrb.
@. Njr lk jrebr rbqudrdkh tcb Wbrscdkh Ebnbkelkts tj rbs`dke tcbdr
pur`clsbs jn lky Lmmbrhlk sb`urdtdbs tcby l`qudrbe ukmlwnummy, bdtcbr (d) prdjr tj
ndmdkh `jfpmbtb lke l``urltb P`cbeumb <0E, P`cbeumb <5L, lke P`cbeumb UJ
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 53 jn 2< Wlhb DE #153
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 50/52
LUUJYKBTP LU M LX
JYLKHB @JRKUT
J@]<842840 54 @JFWMLDKU? ARYT UYDLM EBFLK
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eds`mjsurbs, jr (dd) wcdmb dk pjssbssdjk jn fltbrdlm kjk-puimd` dknjrfltdjk dk
vdjmltdjk jn Yumb <5b-0.
E. Njr lk jrebr eb`mlrdkh tclt Ebnbkelkts nldmbe tj ndmb `jfpmbtb lke
l``urltb eds`mjsurbs dk vdjmltdjk jn Pb`tdjks <0(e), <5(l), lke <5(b) jn tcb
Bx`clkhb L`t.
B. Njr lk jrebr rbqudrdkh tclt Ebnbkelkts `jrrb`t iy puimd` fblks tcbdr
fltbrdlm fdsstltbfbkts lke jfdssdjks lke tj ndmb wdtc tcb @jffdssdjk l``urltb
eds`mjsurbs rbqudrbe iy Pb`tdjks <0(e), <5(l), lke <5(b) jn tcb Bx`clkhb L`t.
N. Njr su`c prbmdfdklry lke/jr pbrflkbkt dkauk`tdvb rbmdbn ls fly ib
kb`bsslry1
<. Uj prbvbkt tcb Wbrscdkh Ebnbkelkts nrjf bkajydkh lky rdhcts jr
ibkbndts nrjf Lmmbrhlk sb`urdtdbs tclt wbrb l`qudrbe dk vdjmltdjk
jn mlw, lke
9. Uj prbvbkt drrbplrlimb dkaury tj Lmmbrhlk lke/jr dts stj`ocjmebrs
lrdsdkh jut jn Ebnbkelkts— ukmlwnum sjmd`dtltdjks.
H. Njr lk jrebr lwlredkh Fs. Wlrs`clubr elflhbs ukebr Pb`tdjk 97L jn
tcb Bx`clkhb L`t.
C. Njr lk jrebr lwlredkh Wmldktdnns tcbdr `jsts lke edsiursbfbkts dk tcds
l`tdjk, dk`muedkh rblsjklimb lttjrkbys— lke bxpbrts— nbbs.
D. Njr lk jrebr lwlredkh Wmldktdnns su`c jtcbr lke nurtcbr rbmdbn ls tcb
@jurt fly ebbf aust lke prjpbr.
Eltbe1 Luhust <, 97<5 MLUCLF & XLUODKP MMW
Iy1 /s/Wbtbr L. XlmeWbtbr L. XlmeFd`cbmb E. Ajcksjk
XL@CUBMM MDWUJK YJPBK &OLUQ MMWXdmmdlf E. Plvdtt ( prj cl` vd`b
njrtc`jfdkh )Irlemby Y. Xdmsjk ( prj cl` vd`b
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 54 jn 2< Wlhb DE #154
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 51/52
7/21/2019 Allergan Lawsuit
http://slidepdf.com/reader/full/allergan-lawsuit 52/52
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EBFLKE NJY ARYT UYDLM
Wmldktdnn cbrbiy ebflkes l trdlm iy aury jk lmm `mldfs sj trdlimb, ls
prjvdebe iy Yumb 03(l) jn tcb Nbebrlm Yumbs jn @dvdm Wrj`beurb lke iy tcb Mj`lm
Yumbs jn tcds @jurt.
Eltbe1 Luhust <, 97<5 MLUCLF & XLUODKP MMW
Iy1 /s/Wbtbr L. XlmeWbtbr L. XlmeFd`cbmb E. Ajcksjk
XL@CUBMM MDWUJK YJPBK &
OLUQ MMWXdmmdlf E. Plvdtt ( prj cl` vd`b
njrtc`jfdkh )Irlemby Y. Xdmsjk ( prj cl` vd`b
njrtc`jfdkh )2< X. 29
ke Ptrbbt
Kbw Tjro, KT <77<4
Lttjrkbys njr WmldktdnnsLMMBYHLK, DK@. lkeOLYLC WLYP@CLRBY
@lsb 31<5-`v-7<9<5 Ej`ufbkt < Ndmbe 73/7</<5 Wlhb 2< jn 2< Wlhb DE #12<