Allyson K. Duncan

United States Court of Appeals

234A Terry Sanford Federal Buikling

310 New Bern Avenue

Raleigh, NC 27601

September 23, 2004

Ms. Mary M. Lisi, Chair Judicial Conference of the United States Committee on Financial Disclosure

One Columbus Circle, N .E.

Washington, D.C. 20544 )> <

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Dear Ms. Lisi: 0

Enclosed herewi1h please find your letter dated August 9, 2004 regarding 1he 2003 Financial Disclosure Report for the year ended December 31, 2003. My nominati,on report dated June 11, 2003 reflected financial activities from January l, 2002 1hrough April l, 2003. Therefore, in order to properly trace these transactions' my 2003 disclosure reporting box 6 on page 1 should actually reflect a reporting period of April l, 2003 through December 31, 2003, rather than the calendar year 2003. Req1.1ired responses/changes to my disclosure reports are as follows:

Nomination report, Part VTI; Line 3 Kaufman Mutual Fund was inadvertently listed but was sold in 1997 and should be deleted from the nomination report. Line 17 American Century Ultra was listed twice. Therefore, line 17 should be deleted. [t was also listed on line 2 and will remain there. Line 2 American Century Ultra column B(l) should be changed to A.

Disclosure report for 2003, Part Vil; Add on line 31, (A) Monetta Mutual Fund, B(l) isA, B(2) isDividend, D(l) is sell, D(2) is 5fl5, D(3) is J, and D(4) is A. Add on line32, (A) Motorola Corporation , B(l) is A, B(2) is Dividend , D(l) is sell, D(2) is 419, D{3} is J, and D(4) is A. Add on line 33, (A ) Service Master, B(l ) is A, B(2) is Dividend, D(l) is sell, D(2) is 4/8, D(3) is 1, and D(4) is A.

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Add on line 34, {A) Olde Money Market Fund, B(l) is A, B(2) is Dividend, D(l) is sell, D(2) is 5/18, D(3) is L, and D(4) is A .

Should you need any additional information please d o not hesitate to contact me.

Sincerely,

_____________ _ Date _____ _

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ORGANlZA

P AR1JES

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Report Required by the EthicsFINANCIAL DISCLOSURE REPORT AO-lO in Gtn·ernment Act of 1978 U:i:v, lll004

Calendar Year 2003 (5 U.S.C. app. §§ lftl-l 11) ' i -P.:rSon Rc :::i:iiag (l,.ast name, First name, Middle Initial)

Duncan, Allyson K

4, i'.tle {Anicle III Judg:; indicate activem senior status; n1agistrate judges indicate foll or p,art nme)

Circuit Judge

2. Ccurt or _Organizat!o::J 3. Date of Report

U.S. Court of Appe:a::s, 4th Cir 5/1512004

5. ReponType (check ap;;roµriate type) 6. Reporting Period

Date 11112003

Initial Q Flnru to

1213112003

7. Chnmbers or Olfice Add ;:; i S. On the basis ofrhe infonnalion cont.a.in d in this Report and any i modifications pertaining thereto, it is, in my opinion, in compliance

310 New Bem Avenue, Suite 234 wrth applicable laws and regulations.

Raleigh, NC 27601

IMPORTANT };OTES: The instr..ictions accom;mn)'ing thls form must be foilowed, Complete an parts, checking the NONE box for each part

where you have no reportable info:rrnatior.. Sign oo last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions)

NONE - (°No r.:portaole positions.)

POSJnON NAME OF TJONiENiiTY

Pres:Cent - Elect North Carolina B.ar Association

2. Non-Equity Partner Kilpatrick Stockton, U.P

II. AGREEMENTS. (R porting individual or.)y; seepp. l4Ml6 offiHng instructions)

,>a NONE - (No reportable agreements.)

AND TERMS

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5115/2004

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Date ofRipor1HNANCIAL DISCLOSURE REPORT Nanle of Person Reporting

Dimcan, Allyson K

1Il. NON-IN-VESTMENT INCOME. (Rcponing indiyidual and spouse; see pp. 17-24 offiiing instructions)

A. Filer's 'Ion-Investment Income

- NON"E (:\o reportable non-investmcnl income.) ·

DATE SOURCE AND TYPE GROSS {yours, noc spouse's)

I. 2003' Royalty - West Group

2. 2003 Kilpatrick Stockton, LLP 187,399

3. 2003 North Carolina State Bar Associat on 5,000.00

4. 2003 Sale oftimber 1;5i1.oo

B. SpouSe's Non-Investment Income (If you were married during any portion of the reporting year please complete this section. (dollar amount not required except for bonorarial

til NONE (No reportable non-ioveslment income.) -

AND TYPE

1.

rv. REIMBURSEMENTS -- tnmsponation, lodging, rood, entertainment

{Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

NONE (No such reportable reimbursements,) -

DESCRJPTION

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SOURCE DESCRIPTION

CREDlTOR DESCRIPTION

FfNANCIAL DISCLOSURE REPORT Namcof?crson Reporting Date of Report

Dimcan, Allyson K 511512004

V. GIFTS. (lodude.s those to spouse and dependent children, See pp, 28·3 l cf instr.icth:ir.s,')

NONE (Nn such ,.portable gifts.) ·

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VI. LIABJLl11ES. (Includes those of spouse and dependent children. See pp. 32-34ofillS!ructions.)

NONE (No reportable liabiHties.)·

VALUE CODE

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.FINANCIAL DISCLOSURE REPORT Da:c of Rcj;o;tName of Pe:son Rcpo;-t1;;g

Page J of2 Dunca';'., Allyson K 5/J 512004

A. s. c D. :nrome dmlng Gross vdne ;i1 e'1d of Tr.tl\Sactiony, during. reportbg µerrnd

D:.:s:.:npl1m1 er Ass r:.-pmting pniOO reµoi:linv; p ri'od (ir.;luding 1rusl assets)

lfno1 exc!tp! frn11i(l)

Ploce w(X)" a!l.r.r e;;u:h o.;:_<:et e>:.<!1!>.p\ Amouni Type !)q:'. Va1..,e 'lah:e TyP' :ftorn priordiscli1$use div. re'.l': 1)r Cok2 buy, sell,

Dale: Yak Identity l'lf buyc;/sd!erMedITT:l MDnlh-coo. 1 COCc2 Code l merger,

re<lempi::m}(J-P") Corle3(A .fl) Jr:t) (if priVAA!e

tnl.l'ls-dction)0-PJ (A·H)

(Q-W)

(No rcport3blc in:;;ome, assets, or !nl:nsactioos)DNONE

Cuard-\a';l Fund A Dlvldend J Ti.

American Century Ultra A Dividend J T Part .sale 4/22

3. Fidelity Gov't Res_ 1oney Market A Dividend J T

4. Fidelity Puritan t\1utual Fund A Dividend K T Part sale 4122 c

5. Janus Mutual Fund D:vidend ] T Part sale 4122 B

6. ;,anus 20 MutualFund

7. \VachC\ia - Time Deposit

, 8. Paine Webber Cash Fund

9. Vanguard 500 ir:dex FunG

JO. Legg Mason Mutual Fund Special Investm t Trust

lL AFLAC Common Stock

12. t'ilutual Shares Mutual Fund

!3. Fidelity Equity Income Fund

14. TWABar.d

15. Lehman Br-OS\ Bood

:6. . US Treasury Sec. Stippc<l Bond

' " ' " Ir.tel Common St1)ck

18. North State Bank Accounts

A Dividend J T

A Dividend ] T

A DiV:CenC J T

-A D:ividcnC J T

A Dividend K T

A Dividend J T

A Dividend K T

A Dividend K T

A Dividend J T

A Dividend J T

A Divit'lend J T

A Dfvide.-:d J T

A Interest M T

Part sale 4{22 B

1uccm;,>/Ga;1 C0dc::. A s:,oooorkss a ,., $!,OOl S::,500 E \Sec Co!J1tm$ 8 l 11ml J).;} F ,,. SS0,001-SlOO,OOIJ G ,.., $JOD,{;Dl-$l,OOO,OOO \'Llu:> Codes Sl ·.OOCorkss ' )15.DUI-S:SO,OOil

mm::::.-:. K · S25L-,00{),._$5GG3l:;D 0 ""$500,001-Si ,000,000 I' .,, !LC00,U,ll" :" _0(hl,DUO F':t = $:\00\1,()(l;•.J:2SJit10,CC s2:: ,nc · _:_:i:r - :;o _noo,r>11: ? '""'1:'vlore tk::'. -50,000,>}!.JIJ

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23.

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FfN-A.NCIAL DISCLOSURE REPORT J\amc -0fFerso1 Repcr!ing Da ·: of Report

.Page 2 of2 Dunw:n, All)•SOJ: K 51:512004

VII. INVESTMENTS and TRUSTS .

A. n. c. D. lctc.;ime 1foring Gross valt1e mend ¢f iransaclions during r porting period

DC$trip!mu of N;scts rc;:xmint), p..:riod repi.1tti11i; periPd (incladifli lruS! assets.}

(ll cxc;np1 from <b$d::s:.irc

Place "(XY nfier each asset exc:r.pt from prior disclosure

Amount Code 1 (A·H)

1· (e.g.. rliv. H.:lll (::' inL)

Vah1e Code2 (J-P)

VaJuc J-icthod Co<J, 3 (Q-W}

Typ• (e.g. buy, sell. merger, redemption)

Date: Mon!h-Day

Val;.1e CO!!e2 (J-P)

C\/de I (A·H)

JC.ei:hly cf ':J'Jyer/sdler (ifptivme trati:saction)

19. EV Classic Senior Float:ng Rate A D1vider.d K T

State Emp;oye::s Credi: L'nio;; Account A Jnterest J T

21. Vanguard index: Fund A Dividend J T

Cha:iotte Mecklenburg NC A Dl\.1dend ) T sell 04103 J A

North Carolina MPA No. l A Dividend J T sell 01115 J

24. Charlotte Mecklen'::>urg Hospital A Dividend J T

25. Vang'JarC Growth & Income (X) A Dividend ) T

26. t:SB Pac International Equity Fund (X) A Dividend J T

27. Gov Securities Investment Fund A Dh'1dend L T

28. Com:non Stock ndex Investment Fund Di"."idend

29. smag Capitalization Stock Index In.ves.tme"nt Fund A Dividend L T

30. ln!ernationai Stock Index. Investment Ftmd A Dividend L T

lnoome/G2m C,:des '· "'Si,O •O orle,;.s B = SJJ!Ol-$ :s:::c $2,5-01-$5.000 E =Sl5,001-S50,000

(See Cni:.irr.;1:0. BJ tmd D.!) f "' $5V ,001·Sl00,0DU G 0 Sl:Jti,:'\: l··Sl ,tJOO,OJ2 Hl $J,00-0,0QJ-S5.00'.J,O:JD 81 '"'"l'v'.c etit:tn S5,C0D,2!JG

Va!:: Codes ·=Sli,0® or k;;s J; ""',1:S.r>\Jl.S5(1,\lG'.; L "'-$Sd.OOl·S1C".l,::DD !\'' = $10:J,OD -S2:5tLCOG

'S<;•r; Cu;1.mms Cl :i::.d DJ) N = S25lJ,(II){i.$50fJ,0Ul" "' $_ (1(1.0�; 1 < '. ,:.:Df!,000 Pi ""$J,f)(JJ,VJ;.$5Jm;,:z::: P2 $5,DSC,Di:d-S25,DOO,OOO

P3 "'S25.00:J.t1D1'45UJ".-OC.(_l('(,

Q ,..,. Appr<Us;;1 St·s (1'..e:.: :t.:stal\' On!yi

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5/15/2004

amc of Person Reporting Date uf Rcrort FiNANCIAL DISCLOSURE REPORT

Duncan, Allyson K

(lndii.:alc pmt ofRcpon.)VIII: ADDITIONAL INFORMATION OR EXPLANATIONS

Item# 7 - first Union l\.1utua1 Fun<l Time Deposits has changed its name to Vlachovia Time Deposits

Iten1 #22 UBS Financial Services-Charlotte Mecklenburg NC - \\'as inadvertantly not sho\vn on prior report-

Item #23 - Merrill Lynch-North Carolina h1PA Nol -This information came to light during the prepation of my Financial Declaration.

hem #24 Charlotte Mecklenburg Hospital - was inadvertantly not sho\'111 on prior report -

Item# 27, 28, 29 & 30 \Vere inad\'ertantly omitted on previous reports.

___ _, Date __ t...,,_/1--i-'-/,_,o,_y_,_ ___ _

FiNANCIAL DISCLOSURE REPORT Date of Report

Dunco.n, A'.]ysor:: K 511512004

IX. CERTIFICATION.

I certify that all infonnatior. given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it niet app1ical::le statutory prov!slons pernlltting non-disclosure.

I fur.her certify that earned income from outside employment and honoraria and the acceptance of gills which have heen reportec are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature.

NOTE: ANY INDIVIDUAL WHO KNOWNGL Y ."..N1) WJLFULL Y FALSIFIES ORFAILS TO F1LE THIS REPORT MAY BE SUBJECT TO CI\1LA.'ID CRlMINAL SANCTIONS (5 U.S.C. app. § I 04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the Ul.rited States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544