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Peer Panel: A Streamlined Close, Corporate Treasury

How to Earn CPE Credit

• Scan in and out of the session, attend for the full 50 minutes

• Be logged in to the app and take the CPE survey

» Click into the Schedule icon

» Click into the Peer Panel: A Streamlined Close session, scroll down to the subsession Corporate Treasury

» Scroll down to the CPE survey and complete

• Don’t have the app? Paper surveys are available.

Peer Panel: A Streamlined CloseWilliam Bascom, Intuit Jeffrey Turrittin, Medtronic

Amy Lambert, Qualcomm Greg Whipple, Clearwater

William Bascom Assistant Treasurer

Jeffrey TurrittinSr. Investment Analyst

Amy LambertAccounting Manager

Greg WhippleAccount Executive

Intuit Monthly ProcessesMonthly reconciliation between Clearwater, custody, and manager

Intuit Monthly Processes

• Monthly source of investment entries

Intuit Monthly Processes

• Monthly investment entry template

Intuit Quarterly Processes

• Quarterly information request from the SEC reporting group at Intuit

Intuit Quarterly Processes

• Clearwater report provided for the quarterly information request

Intuit Quarterly Processes

• Quarterly information request from the external auditor of Intuit

Intuit Quarterly Processes

• Clearwater report provided for the quarterly audit request

Qualcomm Month-End

Qualcomm Month-EndTrial Balance – Directly from Clearwater

Qualcomm Month-EndHoldings Report derived from Balance Sheet by Lot

Qualcomm Month-EndIncome Detail Report – Customized

Qualcomm Month-EndTransaction Detail – Includes unsettled transactions only

Qualcomm Month-EndReconciliation Report – Derived from Balance Sheet by Lot

Pricing Comparison Report – Customized

Qualcomm Month-EndTM1 Month-End report – Used to load Clearwater data into TM1 system

Custom Roll-Forward Report – Completes reconciliations/quarterly reporting requirements

Medtronic Month-EndManager Compliance & Audit – History by Rule Report

Medtronic “Dashboard”

• Monthly & Daily Snapshot

Individual Manager Performance Metrics

Gain/loss harvesting?

Income Reporting

Flows

Medtronic Quarterly ProcessesFiling Requirements – Investments Reporting

Medtronic Quarterly ProcessesBuilding the SEC Filings

Using Fair value manager to simplify 10Q

Streamline security classification. Ex. Bank Loans = CORP

Medtronic Quarterly ProcessUtilizing the Customization to Simplify

From this customized pull – a few quick pivot table churns out several footnotes in our SEC filings

• Take the post-session survey in the Clearwater Events app and scan out before you leave

• Take the Clearwater Client Benchmark Survey in room 440 and earn Clearwater swag.

• Don’t miss the Monday networking reception from 4:30 – 6:30 p.m.

• Session presentations are available on the app

Reminders