alex the compliance director gets answers from a professional financial services regulatory...
Post on 20-Nov-2015
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Meet AlexHe is a Compliance Director
He took over this businessAbout 7 months ago and just after a Regulators visit
But hes very unhappyFor many reasons
Theres insufficient ResourceNo-one in Compliance has worked in risk before No-one has ever compiled a Risk & Controls LogXXX
There is no recent TCF assessmentAs part of the remediation plan, Conduct Risk features high but there are no detailsThe budget is limitedXXX
Until he found
The Home of theCompliance Doctor
Making Compliance Work
They work on a project basisThey only use industry experienced consultants who can walk the walkYou deal direct with the ownerThe Difference is
They work WITH you and not For YouAll work is done under a Non-Disclosure AgreementThey all roll up their sleeves and get stuck inThe Difference is also
Now, hes very happyBecause
Alex doesnt have to manage the work Compliance Consultant project manage it allIts cheaper than the big 5Existing staff are up-skilled
Regular ReportsQualified consultants future-proofing the workExperienced Conduct Risk specialists embedding CR into existing risk framework
YOU CAN BE LIKE ALEX
FIND OUT MORE
https://www.facebook.com/ComplianceConsultantTwitter.com/complianceconstwww. ComplianceConsultant.orgCall 0207 097 1434Email: info@complianceconsultant.org
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